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  <VOL>77</VOL>
  <NO>5</NO>
  <DATE>Monday, January 9, 2012</DATE>
  <UNITNAME>Contents</UNITNAME>
  <CNTNTS>
    <AGCY>
      <EAR/>
      <PRTPAGE P="iii"/>
      <HD>Administrative Conference of the United States</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Committee on Adjudication of the Administrative Conference of the United States,</SJDOC>
          <PGS>1049</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-119</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Agriculture</EAR>
      <HD>Agriculture Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Animal and Plant Health Inspection Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Grain Inspection, Packers and Stockyards Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Agricultural Statistics Service</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>1051</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-89</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Animal</EAR>
      <HD>Animal and Plant Health Inspection Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>General Conference Committee of the National Poultry Improvement Plan,</SJDOC>
          <PGS>1051-1052</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-88</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Antitrust Division</EAR>
      <HD>Antitrust Division</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>National Cooperative Research and Production Act of 1993:</SJ>
        <SJDENT>
          <SJDOC>ASTM International,</SJDOC>
          <PGS>1085</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-118</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Bureau of Consumer Financial Protection</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Privacy Act; Systems of Records,</DOC>
          <PGS>1049-1051</PGS>
          <FRDOCBP D="2" T="09JAN1.sgm">2012-103</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Bureau of Ocean Energy Management</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Renewable Energy Alternate Uses of Existing Facilities on the Outer Continental Shelf:</SJ>
        <SJDENT>
          <SJDOC>Acquire a Lease Non-competitively; Correction,</SJDOC>
          <PGS>1019-1020</PGS>
          <FRDOCBP D="1" T="09JAR1.sgm">2012-50</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Coast Guard</EAR>
      <HD>Coast Guard</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Regulated Navigation Areas:</SJ>
        <SJDENT>
          <SJDOC>Arthur Kill, NY and NJ,</SJDOC>
          <PGS>1023-1025</PGS>
          <FRDOCBP D="2" T="09JAR1.sgm">2012-108</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>S99 Alford Street Bridge Rehabilitation Project, Mystic River, MA,</SJDOC>
          <PGS>1020-1023</PGS>
          <FRDOCBP D="3" T="09JAR1.sgm">2012-104</FRDOCBP>
        </SJDENT>
        <SJ>Security Zones:</SJ>
        <SJDENT>
          <SJDOC>Cruise Ships, San Pedro Bay, CA,</SJDOC>
          <PGS>1025-1027</PGS>
          <FRDOCBP D="2" T="09JAR1.sgm">2012-109</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>National Maritime Security Advisory Committee,</SJDOC>
          <PGS>1076-1077</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-105</FRDOCBP>
        </SJDENT>
        <SJ>Requests for Nominations:</SJ>
        <SJDENT>
          <SJDOC>Houston/Galveston Navigation Safety Advisory Committee,</SJDOC>
          <PGS>1077-1078</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-107</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Commerce</EAR>
      <HD>Commerce Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Foreign-Trade Zones Board</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Industry and Security Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>International Trade Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Institute of Standards and Technology</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Oceanic and Atmospheric Administration</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Commodity Futures</EAR>
      <HD>Commodity Futures Trading Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Real-Time Public Reporting of Swap Transaction Data,</DOC>
          <PGS>1182-1266</PGS>
          <FRDOCBP D="84" T="09JAR2.sgm">2011-33173</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Drug</EAR>
      <HD>Drug Enforcement Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Application for Import Quota for Ephedrine, Pseudoephedrine, and Phenylpropanolamine,</SJDOC>
          <PGS>1085-1086</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-82</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Education</EAR>
      <HD>Education Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Arbitration Panel Decision under the Randolph-Sheppard Act,</DOC>
          <PGS>1062-1063</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-147</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Energy Department</EAR>
      <HD>Energy Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Energy Regulatory Commission</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Environmental Protection</EAR>
      <HD>Environmental Protection Agency</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Approval and Promulgation of State Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Colorado; Interstate Transport of Pollution Revisions for the 1997 PM2.5 and 8-Hour Ozone NAAQS, etc,</SJDOC>
          <PGS>1027-1039</PGS>
          <FRDOCBP D="12" T="09JAR1.sgm">2012-70</FRDOCBP>
        </SJDENT>
        <SJ>Regulation of Fuels and Fuel Additives:</SJ>
        <SJDENT>
          <SJDOC>2012 Renewable Fuel Standards,</SJDOC>
          <PGS>1320-1358</PGS>
          <FRDOCBP D="38" T="09JAR3.sgm">2011-33451</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>National Emission Standards for Hazardous Air Pollutant Emissions:</SJ>
        <SJDENT>
          <SJDOC>Group IV Polymers and Resins; Pesticide Active Ingredient Production; and Polyether Polyols Production,</SJDOC>
          <PGS>1268-1318</PGS>
          <FRDOCBP D="50" T="09JAP3.sgm">2011-32934</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Test Methods and Testing; Revisions,</DOC>
          <PGS>1130-1179</PGS>
          <FRDOCBP D="49" T="09JAP2.sgm">2011-31234</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>1065-1066</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-138</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Farm Credit</EAR>
      <HD>Farm Credit Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>1066</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-269</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Aviation</EAR>
      <HD>Federal Aviation Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Airworthiness Directives:</SJ>
        <SJDENT>
          <SJDOC>Rolls-Royce plc (RR) RB211-524 Series Turbofan Engines,</SJDOC>
          <PGS>1009-1012</PGS>
          <FRDOCBP D="3" T="09JAR1.sgm">2012-134</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Turbomeca Turboshaft Engines; Correction,</SJDOC>
          <PGS>1009</PGS>
          <FRDOCBP D="0" T="09JAR1.sgm">2012-79</FRDOCBP>
        </SJDENT>
        <SJ>Establishment of Class E Airspace:</SJ>
        <SJDENT>
          <SJDOC>Inverness, FL,</SJDOC>
          <PGS>1012-1013</PGS>
          <FRDOCBP D="1" T="09JAR1.sgm">2012-55</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Standard Instrument Approach Procedures, and Takeoff Minimums and Obstacle Departure Procedures,</DOC>
          <PGS>1013-1017</PGS>
          <FRDOCBP D="2" T="09JAR1.sgm">2012-22</FRDOCBP>
          <FRDOCBP D="2" T="09JAR1.sgm">2012-25</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Airworthiness Directives:</SJ>
        <SJDENT>
          <SJDOC>Honeywell International Inc. Turbofan Engines,</SJDOC>
          <PGS>1043-1045</PGS>
          <FRDOCBP D="2" T="09JAP1.sgm">2012-80</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Bureau</EAR>
      <PRTPAGE P="iv"/>
      <HD>Federal Bureau of Investigation</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>E-FOIA,</SJDOC>
          <PGS>1086-1087</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-83</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Communications</EAR>
      <HD>Federal Communications Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Internet-Based Telecommunications Relay Service Numbering,</DOC>
          <PGS>1039</PGS>
          <FRDOCBP D="0" T="09JAR1.sgm">2012-72</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>1066-1072</PGS>
          <FRDOCBP D="2" T="09JAN1.sgm">2012-73</FRDOCBP>
          <FRDOCBP D="2" T="09JAN1.sgm">2012-74</FRDOCBP>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-75</FRDOCBP>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-136</FRDOCBP>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-137</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Election</EAR>
      <HD>Federal Election Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>1072</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-230</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Energy</EAR>
      <HD>Federal Energy Regulatory Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Combined Filings,</DOC>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-116</FRDOCBP>
          <PGS>1064-1065</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-117</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Reserve</EAR>
      <HD>Federal Reserve System</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Proposals to Engage in or to Acquire Companies Engaged in Permissible Nonbanking Activities,</DOC>
          <PGS>1072</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-127</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Fish</EAR>
      <HD>Fish and Wildlife Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Final Comprehensive Conservation Plan and Finding of No Significant Impact:</SJ>
        <SJDENT>
          <SJDOC>San Pablo Bay National Wildlife Refuge, Sonoma, Napa, and Solano Counties, CA,</SJDOC>
          <PGS>1078-1079</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-130</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Food and Drug</EAR>
      <HD>Food and Drug Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Privacy Act; Systems of Records,</DOC>
          <PGS>1073-1076</PGS>
          <FRDOCBP D="3" T="09JAN1.sgm">2012-114</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Foreign Trade</EAR>
      <HD>Foreign-Trade Zones Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications for Reorganization under Alternative Site Framework:</SJ>
        <SJDENT>
          <SJDOC>Foreign-Trade Zone 100, Dayton, OH,</SJDOC>
          <PGS>1053</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-165</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Grain Inspection</EAR>
      <HD>Grain Inspection, Packers and Stockyards Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Requests for Nominations:</SJ>
        <SJDENT>
          <SJDOC>USDA Grain Inspection Advisory Committee,</SJDOC>
          <PGS>1052</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-87</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Health and Human</EAR>
      <HD>Health and Human Services Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Food and Drug Administration</P>
      </SEE>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Specifications for Medical Examinations of Underground Coal Miners,</DOC>
          <PGS>1360-1385</PGS>
          <FRDOCBP D="25" T="09JAP4.sgm">2011-33164</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>National Biodefense Science Board,</SJDOC>
          <PGS>1072-1073</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-152</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Homeland</EAR>
      <HD>Homeland Security Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Coast Guard</P>
      </SEE>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Provisional Waivers of Inadmissibility for Certain Immediate Relatives of U.S. Citizens,</DOC>
          <PGS>1040-1043</PGS>
          <FRDOCBP D="3" T="09JAP1.sgm">2012-140</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Industry</EAR>
      <HD>Industry and Security Bureau</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Export and Reexport License Requirements for Certain Microwave and Millimeter Wave Electronic Components,</DOC>
          <PGS>1017-1019</PGS>
          <FRDOCBP D="2" T="09JAR1.sgm">2012-135</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Interior</EAR>
      <HD>Interior Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Bureau of Ocean Energy Management</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Fish and Wildlife Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Land Management Bureau</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>International Trade Adm</EAR>
      <HD>International Trade Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Antidumping Duty Administrative Reviews; Results, Extensions, Amendments, etc.:</SJ>
        <SJDENT>
          <SJDOC>Certain Frozen Warmwater Shrimp from the Socialist Republic of Vietnam,</SJDOC>
          <PGS>1053-1058</PGS>
          <FRDOCBP D="5" T="09JAN1.sgm">2012-162</FRDOCBP>
        </SJDENT>
        <SJ>Initiation of Antidumping Duty Changed Circumstances Reviews:</SJ>
        <SJDENT>
          <SJDOC>Low Enriched Uranium from France,</SJDOC>
          <PGS>1059</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-157</FRDOCBP>
        </SJDENT>
        <SJ>Postponement of Final Determination of Antidumping Duty Investigation:</SJ>
        <SJDENT>
          <SJDOC>High Pressure Steel Cylinders from the People's Republic of China,</SJDOC>
          <PGS>1060</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-78</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>International Trade Com</EAR>
      <HD>International Trade Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Antidumping and Countervailing Duty Administrative Reviews; Results, Extensions, Amendments, etc.:</SJ>
        <SJDENT>
          <SJDOC>Large Residential Washers from Korea and Mexico,</SJDOC>
          <PGS>1082-1083</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-120</FRDOCBP>
        </SJDENT>
        <SJ>Investigations; Terminations, Modifications and Rulings:</SJ>
        <SJDENT>
          <SJDOC>Certain Portable Electronic Devices and Related Software,</SJDOC>
          <PGS>1083-1084</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-121</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Justice Department</EAR>
      <HD>Justice Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Antitrust Division</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Drug Enforcement Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Bureau of Investigation</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Justice Programs Office</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Title II of the Americans with Disabilities Act of 1990/Section 504 of the Rehabilitation Act of 1973 Discrimination Complaint Form,</SJDOC>
          <PGS>1084-1085</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-92</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Lodging of Consent Decree Under the Oil Pollution Act,</DOC>
          <PGS>1085</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-142</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Justice Programs</EAR>
      <HD>Justice Programs Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>2012-2013 Census of State and Federal Adult Correctional Facilities,</SJDOC>
          <PGS>1087-1088</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-91</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Labor Department</EAR>
      <HD>Labor Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Delegation of Authority and Assignment of Responsibilities to the Employee Benefits Security Administration,</DOC>
          <PGS>1088-1089</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-113</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Land</EAR>
      <HD>Land Management Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Grazing Permit Renewals in the Jump Creek, Succor Creek, and Cow Creek Watersheds, Boise District, ID,</SJDOC>
          <PGS>1079-1080</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-125</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Proposed Copper Flat Mine Plan of Operations, Sierra County, NM,</SJDOC>
          <PGS>1080-1081</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-128</FRDOCBP>
        </SJDENT>
        <SJ>Realty Actions:</SJ>
        <SJDENT>
          <SJDOC>Classification for Lease and/or Subsequent Conveyance for Recreation and Public Purposes of Public Land in Clark County, NV,</SJDOC>
          <PGS>1081-1082</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-129</FRDOCBP>
        </SJDENT>
        <PRTPAGE P="v"/>
        <SJ>Requests for Nominations:</SJ>
        <SJDENT>
          <SJDOC>Carrizo Plain National Monument Advisory Council, California,</SJDOC>
          <PGS>1082</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-126</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Agricultural</EAR>
      <HD>National Agricultural Statistics Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Intent to Resume the Bee and Honey Surveys and All Associated Reports,</DOC>
          <PGS>1052-1053</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-166</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Institute</EAR>
      <HD>National Institute of Standards and Technology</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Survey of Need for Improvement of Infrared Reflectance Measurements and Standards,</SJDOC>
          <PGS>1060-1061</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-115</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Oceanic</EAR>
      <HD>National Oceanic and Atmospheric Administration</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Fisheries of the Caribbean, Gulf of Mexico, and South Atlantic:</SJ>
        <SJDENT>
          <SJDOC>Shrimp Fisheries of the Gulf of Mexico and South Atlantic; Revisions of Bycatch Reduction Device Testing Protocols,</SJDOC>
          <PGS>1045-1048</PGS>
          <FRDOCBP D="3" T="09JAP1.sgm">2012-153</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Application Forms for Membership on a National Marine Sanctuary Advisory Council,</SJDOC>
          <PGS>1061</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-102</FRDOCBP>
        </SJDENT>
        <SJ>Permits:</SJ>
        <SJDENT>
          <SJDOC>Endangered Species; File No. 16146,</SJDOC>
          <PGS>1062</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-146</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Endangered Species; File Nos. 16229 and 16548,</SJDOC>
          <PGS>1061-1062</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-151</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Nuclear Regulatory</EAR>
      <HD>Nuclear Regulatory Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>1089</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-201</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Postal Regulatory</EAR>
      <HD>Postal Regulatory Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>New Postal Products,</DOC>
          <PGS>1089-1090</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-145</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Post Office Closings,</DOC>
          <PGS>1090-1093</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-77</FRDOCBP>
          <FRDOCBP D="2" T="09JAN1.sgm">2012-90</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Railroad Retirement</EAR>
      <HD>Railroad Retirement Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>1093-1095</PGS>
          <FRDOCBP D="2" T="09JAN1.sgm">2012-190</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Securities</EAR>
      <HD>Securities and Exchange Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>1095</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-282</FRDOCBP>
        </DOCENT>
        <SJ>Self-Regulatory Organizations; Proposed Rule Changes:</SJ>
        <SJDENT>
          <SJDOC>C2 Options Exchange, Inc.,</SJDOC>
          <PGS>1098-1099, 1101-1103</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-93</FRDOCBP>
          <FRDOCBP D="2" T="09JAN1.sgm">2012-97</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Chicago Mercantile Exchange, Inc.,</SJDOC>
          <PGS>1114-1116</PGS>
          <FRDOCBP D="2" T="09JAN1.sgm">2012-98</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Financial Industry Regulatory Authority, Inc.,</SJDOC>
          <PGS>1119-1124</PGS>
          <FRDOCBP D="5" T="09JAN1.sgm">2012-84</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>International Securities Exchange, LLC,</SJDOC>
          <PGS>1103-1106</PGS>
          <FRDOCBP D="3" T="09JAN1.sgm">2012-99</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NASDAQ OMX PHLX LLC,</SJDOC>
          <PGS>1095-1101, 1106-1107, 1111-1114</PGS>
          <FRDOCBP D="2" T="09JAN1.sgm">2012-95</FRDOCBP>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-100</FRDOCBP>
          <FRDOCBP D="3" T="09JAN1.sgm">2012-101</FRDOCBP>
          <FRDOCBP D="3" T="09JAN1.sgm">2012-111</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NASDAQ Stock Market LLC,</SJDOC>
          <PGS>1125-1126</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-94</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Options Clearing Corp.,</SJDOC>
          <PGS>1107-1111, 1116-1119</PGS>
          <FRDOCBP D="3" T="09JAN1.sgm">2012-96</FRDOCBP>
          <FRDOCBP D="4" T="09JAN1.sgm">2012-112</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Statistical Reporting Service</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Agricultural Statistics Service</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Surface Transportation</EAR>
      <HD>Surface Transportation Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Abandonment Exemptions:</SJ>
        <SJDENT>
          <SJDOC>Connecticut Southern Railroad, Inc. in Hartford County, CT,</SJDOC>
          <PGS>1126-1127</PGS>
          <FRDOCBP D="1" T="09JAN1.sgm">2012-133</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Transportation Department</EAR>
      <HD>Transportation Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Aviation Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Surface Transportation Board</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Treasury</EAR>
      <HD>Treasury Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>President's Council on Jobs and Competitiveness,</SJDOC>
          <PGS>1127</PGS>
          <FRDOCBP D="0" T="09JAN1.sgm">2012-131</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <PTS>
      <HD SOURCE="HED">Separate Parts In This Issue</HD>
      <HD>Part II</HD>
      <DOCENT>
        <DOC>Environmental Protection Agency,</DOC>
        <PGS>1130-1179</PGS>
        <FRDOCBP D="49" T="09JAP2.sgm">2011-31234</FRDOCBP>
      </DOCENT>
      <HD>Part III</HD>
      <DOCENT>
        <DOC>Commodity Futures Trading Commission,</DOC>
        <PGS>1182-1266</PGS>
        <FRDOCBP D="84" T="09JAR2.sgm">2011-33173</FRDOCBP>
      </DOCENT>
      <HD>Part IV</HD>
      <DOCENT>
        <DOC>Environmental Protection Agency,</DOC>
        <PGS>1268-1318</PGS>
        <FRDOCBP D="50" T="09JAP3.sgm">2011-32934</FRDOCBP>
      </DOCENT>
      <HD>Part V</HD>
      <DOCENT>
        <DOC>Environmental Protection Agency,</DOC>
        <PGS>1320-1358</PGS>
        <FRDOCBP D="38" T="09JAR3.sgm">2011-33451</FRDOCBP>
      </DOCENT>
      <HD>Part VI</HD>
      <DOCENT>
        <DOC>Health and Human Services Department,</DOC>
        <PGS>1360-1385</PGS>
        <FRDOCBP D="25" T="09JAP4.sgm">2011-33164</FRDOCBP>
      </DOCENT>
    </PTS>
    <AIDS>
      <HD SOURCE="HED">Reader Aids</HD>
      <P>Consult the Reader Aids section at the end of this page for phone numbers, online resources, finding aids, reminders, and notice of recently enacted public laws.</P>
      
      <P>To subscribe to the Federal Register Table of Contents LISTSERV electronic mailing list, go to http://listserv.access.gpo.gov and select Online mailing list archives, FEDREGTOC-L, Join or leave the list (or change settings); then follow the instructions.</P>
    </AIDS>
  </CNTNTS>
  <VOL>77</VOL>
  <NO>5</NO>
  <DATE>Monday, January 9, 2012</DATE>
  <UNITNAME>Rules and Regulations</UNITNAME>
  <RULES>
    <RULE>
      <PREAMB>
        <PRTPAGE P="1009"/>
        <AGENCY TYPE="F">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2010-0710; Directorate Identifier 2010-NE-26-AD; Amendment 39-16892; AD 2010-19-06R1]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Turbomeca Turboshaft Engines</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; correction.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The FAA is correcting an airworthiness directive (AD) that was published in the<E T="04">Federal Register</E>. That AD applies to Turbomeca Arriel 1 series turboshaft engines. The AD number is incorrect in the preamble and in the Regulatory text. This document corrects those errors. In all other respects, the original document remains the same.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This final rule revision is effective January 17, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the regulatory evaluation, any comments received, and other information. The address for the Docket Office (phone: (800) 647-5527) is Document Management Facility, U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Frederick Zink, Aerospace Engineer, Engine Certification Office, FAA, 12 New England Executive Park, Burlington, MA; phone: (781) 238-7779; fax: (781) 238-7199; email:<E T="03">frederick.zink@faa.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Airworthiness Directive 2011-26-02, Amendment 39-16892 (76 FR 77378, December 13, 2011), currently requires removing from service certain gas generator second stage turbine discs, part number (P/N) 0 292 25 040 0, that are not marked with “CFR” before the discs exceed 4,000 cycles-in-service (CIS) since new. That AD also requires removing from service certain gas generator second stage turbine discs, P/N 0 292 25 040 0, that are marked with “CFR” before the discs exceed 6,500 CIS since new.</P>
        <P>As published, the AD number 2011-26-02 in the preamble of the AD and under § 39.13 [Amended], is incorrect.</P>

        <P>No other part of the preamble or regulatory information has been changed; therefore, only the changed portion of the final rule is being published in the<E T="04">Federal Register</E>.</P>
        <P>The effective date of this AD revision remains January 17, 2012.</P>
        <HD SOURCE="HD1">Correction of Non-Regulatory Text</HD>
        <P>In the<E T="04">Federal Register</E>of December 13, 2011, AD 2011-26-02; Amendment 39-16892 is corrected as follows:</P>
        <P>On page 77378, in the second column, on line 3 under 14 CFR Part 39, change AD 2011-26-02 to AD 2010-19-06R1.</P>
        <REGTEXT PART="39" TITLE="14">
          <HD SOURCE="HD1">Correction of Regulatory Text</HD>
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Corrected]</SUBJECT>
          </SECTION>
          <AMDPAR>In the<E T="04">Federal Register</E>of December 13, 2011, on page 77379, in the second column, lines 6 and 7 under § 39.13 [Amended] of AD 2011-26-02, are corrected to read as follows:</AMDPAR>
          <STARS/>
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">AD 2010-19-06R1Turbomeca:</E>Amendment 39-16892; Docket No. FAA-2010-0710;</FP>
          </EXTRACT>
          
          <STARS/>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Burlington, Massachusetts, on December 29, 2011.</DATED>
          <NAME>Peter A. White,</NAME>
          <TITLE>Manager, Engine &amp; Propeller Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-79 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2009-0162; Directorate Identifier 2004-NE-19-AD; Amendment 39-16803; AD 2011-18-21]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Rolls-Royce plc (RR) RB211-524 Series Turbofan Engines</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are superseding an existing airworthiness directive (AD) for the products listed above. That AD currently requires initial and repetitive borescope inspections of the head section and meterpanel assembly of the combustion liner, and replacement if necessary. This new AD requires those same inspections, and replacement. This AD also expands the applicability to include part numbers (P/N) of additional combustion liners. This AD was prompted by an inquiry submitted by an operator, which resulted in RR performing a complete review of the affected front combustion liner part numbers. We are issuing this AD to prevent deterioration of the engine combustion liner, which can result in combustion liner breakup, case burn-through, engine fire, and damage to the airplane.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD is effective February 13, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of certain publications listed in this AD as of February 9, 2005 (70 FR 680, January 5, 2005).</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>For service information identified in this AD, contact Rolls-Royce plc, P.O. Box 31, Derby, DE24 8BJ, United Kingdom; phone: 011-44-1332-242424; fax: 011-44-1332-249936, for the service information identified in this proposed AD. You may review copies of the referenced service information at the FAA, Engine &amp; Propeller Directorate, 12 New England Executive Park, Burlington, MA. For information on the availability of this material at the FAA, call (781) 238-7125.<PRTPAGE P="1010"/>
          </P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the regulatory evaluation, any comments received, and other information. The address for the Docket Office (phone: (800) 647-5527) is Document Management Facility, U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Alan Strom, Aerospace Engineer, Engine Certification Office, FAA, 12 New England Executive Park, Burlington, MA 01803; phone: (781) 238-7143; fax: (781) 238-7199; email:<E T="03">alan.strom@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a supplemental notice of proposed rulemaking (SNPRM) to amend 14 CFR part 39 to supersede airworthiness directive (AD) 2004-26-05, amendment 39-13917 (70 FR 680, January 5, 2005). That AD applies to the specified products. The SNPRM published in the<E T="04">Federal Register</E>on October 18, 2010 (75 FR 63727). The SNPRM proposed to require:</P>
        <P>• Initial and repetitive borescope inspections of the combustion liner head section and meterpanel assembly of the combustion liner and, if necessary, replacement.</P>
        <P>• Reduction of the inspection intervals of certain RB211-524 engine models that have not been repaired to RR Field Repair Scheme FRS5367/B, and</P>
        <P>• A mandatory terminating action to the repetitive inspections to be completed no later than December 31, 2012.</P>
        <HD SOURCE="HD1">Comments</HD>

        <P>We gave the public the opportunity to participate in developing this AD. We have considered the comment received. The Boeing Company supports the SNPRM published in the<E T="04">Federal Register</E>on October 18, 2010 (75 FR 63727).</P>
        <P>We simplified wording for clarity in the regulatory section. We did not change the requirements of this AD.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the relevant data, considered the comments received, and determined that air safety and the public interest require adopting the AD as proposed.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD will affect 18 engines installed on airplanes of U.S. registry. We also estimate that it will take about 32 work-hours per engine to perform the required actions, and that the average labor rate is $85 per work-hour. Required parts will cost about $231,000. Based on these figures, we estimate the total cost of the AD to U.S. operators to be $4,206,960.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, Section 106, describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in subtitle VII, part A, subpart III, section 44701, “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We have determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>
          <E T="03">For the reasons discussed above, I certify that this AD:</E>
        </P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by removing airworthiness directive (AD) 2004-26-05, Amendment 39-13917 (70 FR 680, January 5, 2005), and adding the following new AD:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2011-18-21Rolls-Royce plc:</E>Amendment 39-16803; Docket No. FAA-2009-0162; Directorate Identifier 2004-NE-19-AD.</FP>
            <HD SOURCE="HD1">(a) Effective Date</HD>
            <P>This airworthiness directive (AD) is effective February 13, 2012.</P>
            <HD SOURCE="HD1">(b) Affected ADs</HD>
            <P>This AD supersedes AD 2004-26-05, Amendment 39-13917 (70 FR 680, January 5, 2005).</P>
            <HD SOURCE="HD1">(c) Applicability</HD>
            <P>This AD applies to Rolls-Royce plc (RR) engine models RB211-524B-02, -524B3-02 engines and RB211-524B2, -524B4, -524C2, and -524D4 series engines with a front combustion liner assembly that incorporates RR Service Bulletin (SB) No. RB.211-72-7221 or RR SB No. RB.211-72-7998, but doesn't incorporate RR SB No. RB.211-72-9670 or RR SB No. RB.211-72-9764, and engine models RB211-524G and -524H series engines with a front combustion liner assembly that doesn't incorporate RR SB No. RB.211-72-9764.</P>
            <HD SOURCE="HD1">(d) Unsafe Condition</HD>
            <P>This AD results from an inquiry submitted by an operator which resulted in RR performing a complete review of the affected front combustion liner part numbers. We are issuing this AD to prevent deterioration of the engine combustion liner, which can result in combustion liner breakup, case burn-through, engine fire, and damage to the airplane.</P>
            <HD SOURCE="HD1">(e) Compliance</HD>
            <P>You are responsible for having the actions required by this AD performed within the compliance times specified unless the actions have already been done.</P>
            <HD SOURCE="HD1">(f) Credit for Previous Inspections</HD>

            <P>Engine inspections previously done using RR SB No. RB.211-72-B482, Revision 8, meet the requirements of this AD for the initial and repetitive inspections specified in paragraph (g) and Table 1 of this AD; and paragraph (h) and Table 2 of this AD.<PRTPAGE P="1011"/>
            </P>
            <HD SOURCE="HD1">(g) Inspections of Combustion Liner Head Sections—Not Previously Repaired</HD>
            <P>Borescope-inspect combustion liner head sections that have not been previously repaired. Use paragraphs 3.A.(1) through 3.A.(5) of the Accomplishment Instructions of RR Alert Service Bulletin (ASB) No. RB.211-72-AB482, Revision 9, dated July 28, 2003, and the compliance thresholds in Table 1 of this AD to do the inspections.</P>
            <GPOTABLE CDEF="s50,r50,r50,r50" COLS="4" OPTS="L2,i1">
              <TTITLE>Table 1—Combustion Liner Head Section—Not Previously Repaired</TTITLE>
              <BOXHD>
                <CHED H="1">Engine series</CHED>
                <CHED H="1">Initial inspection</CHED>
                <CHED H="1">Repetitive inspection</CHED>
                <CHED H="1">Parts exceeding initial inspection cycles</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">RB211-524C2, -524D4, -524G, and -524H</ENT>
                <ENT>Within 1,400 to 1,600 cycles-since-new (CSN)</ENT>
                <ENT>Within 200 cycles-since-last inspection (CSLI)</ENT>
                <ENT>Within 100 cycles-in-service (CIS) after the effective date of this AD.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">RB211-524B-02, -524B2, -524B3-02, and -524B4</ENT>
                <ENT>Within 3,000 to 3,200 CSN</ENT>
                <ENT>Within 200 CSLI</ENT>
                <ENT>Within 200 CIS after the effective date of this AD.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">(h) Inspections of Combustion Liner Head Sections—Previously Repaired Using RR Field Repair Scheme FRS5367/B</HD>
            <P>Borescope-inspect combustion liner head sections previously repaired using RR Field Repair Scheme FRS5367/B. Use paragraphs 3.A.(1) through 3.A.(5) of the Accomplishment Instructions of RR ASB No. RB.211-72-AB482, Revision 9, dated July 28, 2003, and the compliance thresholds in Table 2 of this AD to do the inspections.</P>
            <GPOTABLE CDEF="s50,r50,r50,r50" COLS="4" OPTS="L2,i1">
              <TTITLE>Table 2—Combustion Liner Head Section—Previously Repaired Using RR Field Repair Scheme FRS5367/B</TTITLE>
              <BOXHD>
                <CHED H="1">Engine series</CHED>
                <CHED H="1">Initial inspection</CHED>
                <CHED H="1">Repetitive inspection</CHED>
                <CHED H="1">Parts exceeding initial inspection cycles</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">RB211-524C2, -524D4, -524G, and -524H</ENT>
                <ENT>Within 1,800 to 2,200 cycles-since-last repair (CSLR)</ENT>
                <ENT>Within 400 CSLI</ENT>
                <ENT>Within 200 CIS after the effective date of this AD.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">RB211-524B-02, -524B2, -524B3-02, and -524B4</ENT>
                <ENT>Within 3,000 to 3,200 CSLR</ENT>
                <ENT>Within 400 CSLI</ENT>
                <ENT>Within 200 CIS after the effective date of this AD.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">(i) Inspections of Combustion Liner Head Sections That Have Been Repaired But Did Not Use RR Field Repair Scheme FRS5367/B</HD>
            <P>Borescope-inspect combustion liner head sections that have been repaired using a method other than RR Field Repair Scheme FRS5367/B. Use paragraphs 3.A.(1) through 3.A.(5) of the Accomplishment Instructions of RR ASB No. RB.211-72-AB482, Revision 9, dated July 28, 2003, and the compliance thresholds in Table 3 of this AD to do the inspections.</P>
            <GPOTABLE CDEF="s50,r50,r50,r50" COLS="4" OPTS="L2,i1">
              <TTITLE>Table 3—Combustion Liner Head Section—Repaired, But Did Not Use RR Field Repair Scheme FRS5367/B</TTITLE>
              <BOXHD>
                <CHED H="1">Engine series</CHED>
                <CHED H="1">Initial inspection</CHED>
                <CHED H="1">Repetitive inspection</CHED>
                <CHED H="1">Parts exceeding initial inspection cycles</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">RB211-524C2, -524D4, -524G, and -524H</ENT>
                <ENT>Within 500 to 700 CSLR</ENT>
                <ENT>Within 200 CSLI</ENT>
                <ENT>Within 100 CIS after the effective date of this AD.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">RB211-524B-02, -524B2, -524B3-02, and -524B4</ENT>
                <ENT>Within 2,000 to 2,200 CSLR</ENT>
                <ENT>Within 200 CSLI</ENT>
                <ENT>Within 200 CIS after the effective date of this AD.</ENT>
              </ROW>
            </GPOTABLE>
            <P>(1) For an installed front combustion liner that is subject to RR ASB No. RB.211-72-AB482, Revision 9, dated July 28, 2003, if the nicrobraze repair RR Field Repair Scheme FRS5367 has been applied to all 18 struts, then that repair is equivalent to compliance with RR Field Repair Scheme FRS5367/B.</P>
            <P>(2) Head sections repaired by replacement of all 18 struts using RR Field Repair Scheme FRS6548 are considered as equivalent to fitting a new head section for inspection purposes.</P>
            <HD SOURCE="HD1">(j) Inspections of Meterpanel Assemblies—Not Repaired</HD>
            <P>Borescope-inspect meterpanel assemblies that incorporate SB No. RB.211-72-7998, that have not been previously repaired. Use paragraphs 3.B.(1) through 3.B.(7) of the Accomplishment Instructions of RR ASB No. RB.211-72-AB482, Revision 9, dated July 28, 2003, and the compliance thresholds in Table 4 of this AD to do the inspections.</P>
            <GPOTABLE CDEF="s50,r50,r50,r50" COLS="4" OPTS="L2,i1">
              <TTITLE>Table 4—Meterpanel Assembly—Not Repaired</TTITLE>
              <BOXHD>
                <CHED H="1">Engine series</CHED>
                <CHED H="1">Initial inspection</CHED>
                <CHED H="1">Repetitive inspection</CHED>
                <CHED H="1">Parts exceeding initial inspection cycles</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">RB211-524D4, -524G, and -524H</ENT>
                <ENT>Within 1,000 to 1,200 CSN</ENT>
                <ENT>Within 400 CSLI</ENT>
                <ENT>Within 50 CIS after the effective date of this AD.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">RB211-524D4, -524G, and -524H that have not used RB211-524H ratings at any time</ENT>
                <ENT>Within 1,800 to 2,000 CSN</ENT>
                <ENT>Within 400 CSLI</ENT>
                <ENT>Within 50 CIS after the effective date of this AD.</ENT>
              </ROW>
            </GPOTABLE>
            <PRTPAGE P="1012"/>
            <HD SOURCE="HD1">(k) Inspections of Meterpanel Assemblies—Repaired</HD>
            <P>Borescope-inspect meterpanel assemblies that incorporate SB No. RB.211-72-7998, that have been previously repaired. Use paragraphs 3.B.(1) through 3.B.(7) of the Accomplishment Instructions of RR ASB No. RB.211-72-AB482, Revision 9, dated July 28, 2003, and the compliance thresholds in Table 5 of this AD to do the inspections.</P>
            <GPOTABLE CDEF="s50,r50,r50,r50" COLS="4" OPTS="L2,i1">
              <TTITLE>Table 5—Meterpanel Assembly—Repaired</TTITLE>
              <BOXHD>
                <CHED H="1">Engine series</CHED>
                <CHED H="1">Initial inspection</CHED>
                <CHED H="1">Repetitive inspection</CHED>
                <CHED H="1">Parts exceeding initial inspection cycles</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">RB211-524D4, -524G, and -524H.</ENT>
                <ENT>Within 500 to 700 CSLR</ENT>
                <ENT>Within 400 CSLI</ENT>
                <ENT>Within 50 CIS after the effective date of this AD.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">(l) Reject Parts</HD>
            <P>Remove from service, parts that exceed the acceptance criteria.</P>
            <HD SOURCE="HD1">(m) Mandatory Terminating Action</HD>
            <P>Replace any front combustion liner assembly that has a P/N listed in paragraph (c) of this AD at the next shop visit.</P>
            <P>(1) For RB211-524B-02, -524B3-02, -524B4, -524C2 and -524B2, -524B4, -524C2, and -524D4 series engines, replacing the front combustion liner assembly with a front combustion liner assembly that incorporates the modifications in RR SB No. RB.211-72-9670, Original Issue, dated August 27, 1993; or RR SB No. RB.211-72-9764, Revision 3, dated January 16, 1998, constitutes terminating action to the repetitive inspections in paragraphs (g), (h), (i), (j), and (k) of this AD.</P>
            <P>(2) For RB211-524G and -524H engines, replacing the front combustion liner assembly with a front combustion liner assembly that incorporates the modifications in RR SB No. RB.211-72-9764, Revision 3, dated January 16, 1998, constitutes terminating action to the repetitive inspections in paragraphs (f), (g), (h), (i), and (j) of this AD.</P>
            <HD SOURCE="HD1">(n) Definition of Shop Visit</HD>
            <P>For the purpose of this AD, a shop visit is any time that the 04 module is removed for refurbishment or overhaul.</P>
            <HD SOURCE="HD1">(o) Related Information</HD>

            <P>Contact Alan Strom, Aerospace Engineer, Engine Certification Office, FAA, 12 New England Executive Park, Burlington, MA 01803; phone: (781) 238-7143; fax: (781) 238-7199; email:<E T="03">alan.strom@faa.gov</E>, for more information about this AD.</P>
            <HD SOURCE="HD1">(p) Material Incorporated by Reference</HD>
            <P>You must use the following service information to do the actions required by this AD, unless the AD specifies otherwise. The Director of the Federal Register approved the incorporation by reference (IBR) of the following service information under 5 U.S.C. 552(a) and 1 CFR part 51 on the date specified:</P>
            <P>(1) Rolls-Royce plc Alert Service Bulletin No. RB.211-72-AB482, Revision 9, July 28, 2003, approved for IBR February 9, 2005 (70 FR 680, January 5, 2005).</P>
            <P>(2) Rolls-Royce plc Service Bulletin No. RB.211-72-9670, Original Issue, August 27, 1993, approved for IBR February 9, 2005 (70 FR 680, January 5, 2005).</P>
            <P>(3) Rolls-Royce plc Service Bulletin No. RB.211-72-9764, Revision 3, January 16, 1998, approved for IBR February 9, 2005 (70 FR 680, January 5, 2005).</P>
            <P>(4) For service information identified in this AD, contact Rolls-Royce plc, P.O. Box 31, Derby, DE24 8BJ, United Kingdom; phone: 011-44-1332-242424; fax: 011-44-1332-249936.</P>
            <P>(5) You may review copies of the service information at the FAA, Engine &amp; Propeller Directorate, 12 New England Executive Park, Burlington, MA. For information on the availability of this material at the FAA, call (781) 238-7125.</P>

            <P>(6) You may also review copies of the service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at an NARA facility, call (202) 741-6030, or go to<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Burlington, Massachusetts, on December 28, 2011.</DATED>
          <NAME>Peter A. White,</NAME>
          <TITLE>Manager, Engine &amp; Propeller Directorate,Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-134 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 71</CFR>
        <DEPDOC>[Docket No. FAA-2011-0540; Airspace Docket No. 11-ASO-20]</DEPDOC>
        <SUBJECT>Establishment of Class E Airspace; Inverness, FL</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This action establishes Class E Airspace at Inverness, FL, to accommodate the new Area Navigation (RNAV) Global Positioning System (GPS) Standard Instrument Approach Procedures serving Inverness Airport. This action enhances the safety and airspace management of Instrument Flight Rules (IFR) operations within the National Airspace System. This action also makes a minor adjustment to the geographic coordinates of the airport.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective 0901 UTC, April 5, 2012. The Director of the Federal Register approves this incorporation by reference action under title 1, Code of Federal Regulations, part 51, subject to the annual revision of FAA Order 7400.9 and publication of conforming amendments.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>John Fornito, Operations Support Group, Eastern Service Center, Federal Aviation Administration, P.O. Box 20636, Atlanta, Georgia 30320; telephone (404) 305-6364.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">History</HD>
        <P>On October 28, 2011, the FAA published in the<E T="04">Federal Register</E>a notice of proposed rulemaking to establish Class E airspace at Inverness, FL (76 FR 66871) Docket No. FAA-2011-0540. Interested parties were invited to participate in this rulemaking effort by submitting written comments on the proposal to the FAA. No comments were received. Subsequent to publication, the FAA found that the geographic coordinates for Inverness Airport needed to be adjusted. This action makes that adjustment. Class E airspace designations are published in paragraph 6005 of FAA Order 7400.9V dated August 9, 2011, and effective September 15, 2011, which is incorporated by reference in 14 CFR 71.1. The Class E airspace designations listed in this document will be published subsequently in the Order.</P>
        <HD SOURCE="HD1">The Rule</HD>

        <P>This amendment to Title 14, Code of Federal Regulations (14 CFR) part 71 establishes the Class E airspace extending upward from 700 feet above the surface at Inverness, FL to provide the controlled airspace required to accommodate the new Area Navigation (RNAV) Global Positioning System (GPS) Standard Instrument Approach Procedures developed for Inverness Airport. This action is necessary for the safety and management of IFR operations at the airport. This action also adjusts the geographic coordinates<PRTPAGE P="1013"/>of the airport to be in concert with the FAA's aeronautical database.</P>
        <P>The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current, is non-controversial and unlikely to result in adverse or negative comments. It, therefore, (1) Is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a Regulatory Evaluation as the anticipated impact is so minimal. Since this is a routine matter that will only affect air traffic procedures and air navigation, it is certified that this rule, when promulgated, will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>The FAA's authority to issue rules regarding aviation safety is found in Title 49 of the United States Code. Subtitle I, section 106 describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency's authority.</P>
        <P>This rulemaking is promulgated under the authority described in subtitle VII, part A, subpart I, section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it establishes controlled airspace at Inverness Airport, Inverness, FL.</P>
        <LSTSUB>
          <HD SOURCE="HED">Lists of Subjects in 14 CFR Part 71</HD>
          <P>Airspace, Incorporation by reference, Navigation (air).</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>In consideration of the foregoing, the Federal Aviation Administration amends 14 CFR part 71 as follows:</P>
        <REGTEXT PART="71" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 71—DESIGNATION OF CLASS A, B, C, D, AND E AIRSPACE AREAS; AIR TRAFFIC SERVICE ROUTES; AND REPORTING POINTS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 71 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g); 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="71" TITLE="14">
          <SECTION>
            <SECTNO>§ 71.1</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The incorporation by reference in 14 CFR 71.1 of Federal Aviation Administration Order 7400.9V, Airspace Designations and Reporting Points, dated August 9, 2011, effective September 15, 2011, is amended as follows:</AMDPAR>
          
          <EXTRACT>
            <HD SOURCE="HD2">Paragraph 6005Class E airspace areas extending upward from 700 feet or more above the surface of the earth.</HD>
            <STARS/>
            <HD SOURCE="HD1">ASO FL E5Inverness, FL [New]</HD>
            <FP SOURCE="FP-2">Inverness Airport, FL</FP>
            <FP SOURCE="FP1-2">(Lat. 28°48′13″ N, long. 82°19′06″ W.)</FP>
            
            <P>That airspace extending upward from 700 feet above the surface within a 6.5-mile radius of Inverness Airport.</P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in College Park, Georgia, on December 28, 2011.</DATED>
          <NAME>Jack Schroeter,</NAME>
          <TITLE>Acting Manager, Operations Support Group, Eastern Service Center, Air Traffic Organization.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-55 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 97</CFR>
        <DEPDOC>[Docket No. 30820; Amdt. No. 3459]</DEPDOC>
        <SUBJECT>Standard Instrument Approach Procedures, and Takeoff Minimums and Obstacle Departure Procedures; Miscellaneous Amendments</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This rule establishes, amends, suspends, or revokes Standard Instrument Approach Procedures (SIAPs) and associated Takeoff Minimums and Obstacle Departure Procedures for operations at certain airports. These regulatory actions are needed because of the adoption of new or revised criteria, or because of changes occurring in the National Airspace System, such as the commissioning of new navigational facilities, adding new obstacles, or changing air traffic requirements. These changes are designed to provide safe and efficient use of the navigable airspace and to promote safe flight operations under instrument flight rules at the affected airports.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective January 9, 2012. The compliance date for each SIAP, associated Takeoff Minimums, and ODP is specified in the amendatory provisions.</P>
          <P>The incorporation by reference of certain publications listed in the regulations is approved by the Director of the Federal Register as of January 9, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Availability of matter incorporated by reference in the amendment is as follows:</P>
        </ADD>
        <HD SOURCE="HD1">For Examination</HD>
        <P>1. FAA Rules Docket, FAA Headquarters Building, 800 Independence Avenue SW., Washington, DC 20591;</P>
        <P>2. The FAA Regional Office of the region in which the affected airport is located;</P>
        <P>3. The National Flight Procedures Office, 6500 South MacArthur Blvd., Oklahoma City, OK 73169 or</P>

        <P>4. The National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call (202) 741-6030, or go to:<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.</E>
        </P>
        <P>
          <E T="03">Availability</E>—All SIAPs are available online free of charge. Visit nfdc.faa.gov to register. Additionally, individual SIAP and Takeoff Minimums and ODP copies may be obtained from:</P>
        <P>1. FAA Public Inquiry Center (APA-200), FAA Headquarters Building, 800 Independence Avenue SW., Washington, DC 20591; or</P>
        <P>2. The FAA Regional Office of the region in which the affected airport is located.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Richard A. Dunham III, Flight Procedure Standards Branch (AFS-420) Flight Technologies and Programs Division, Flight Standards Service, Federal Aviation Administration, Mike Monroney Aeronautical Center, 6500 South MacArthur Blvd., Oklahoma City, OK 73169 (Mail Address: P.O. Box 25082 Oklahoma City, OK 73125) telephone: (405) 954-4164.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This rule amends Title 14, Code of Federal Regulations, Part 97 (14 CFR part 97) by amending the referenced SIAPs. The complete regulatory description of each SIAP is listed on the appropriate FAA Form 8260, as modified by the National Flight Data Center (FDC)/Permanent Notice to Airmen (P-NOTAM), and is incorporated by reference in the amendment under 5 U.S.C. 552(a), 1 CFR part 51, and § 97.20 of Title 14 of the Code of Federal Regulations.</P>

        <P>The large number of SIAPs, their complex nature, and the need for a special format make their verbatim publication in the<E T="04">Federal Register</E>expensive and impractical. Further, airmen do not use the regulatory text of the SIAPs, but refer to their graphic<PRTPAGE P="1014"/>depiction on charts printed by publishers of aeronautical materials. Thus, the advantages of incorporation by reference are realized and publication of the complete description of each SIAP contained in FAA form documents is unnecessary. This amendment provides the affected CFR sections and specifies the types of SIAP and the corresponding effective dates. This amendment also identifies the airport and its location, the procedure and the amendment number.</P>
        <HD SOURCE="HD1">The Rule</HD>
        <P>This amendment to 14 CFR part 97 is effective upon publication of each separate SIAP as amended in the transmittal. For safety and timeliness of change considerations, this amendment incorporates only specific changes contained for each SIAP as modified by FDC/P-NOTAMs.</P>
        <P>The SIAPs, as modified by FDC P-NOTAM, and contained in this amendment are based on the criteria contained in the U.S. Standard for Terminal Instrument Procedures (TERPS). In developing these changes to SIAPs, the TERPS criteria were applied only to specific conditions existing at the affected airports. All SIAP amendments in this rule have been previously issued by the FAA in a FDC NOTAM as an emergency action of immediate flight safety relating directly to published aeronautical charts. The circumstances which created the need for all these SIAP amendments requires making them effective in less than 30 days.</P>
        <P>Because of the close and immediate relationship between these SIAPs and safety in air commerce, I find that notice and public procedure before adopting these SIAPs are impracticable and contrary to the public interest and, where applicable, that good cause exists for making these SIAPs effective in less than 30 days.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore—(1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. For the same reason, the FAA certifies that this amendment will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 97</HD>
          <P>Air traffic control, Airports, Incorporation by reference, and Navigation (air).</P>
        </LSTSUB>
        <SIG>
          <DATED>Issued in Washington, DC, on December 23, 2011.</DATED>
          <NAME>John M. Allen,</NAME>
          <TITLE>Director, Flight Standards Service.</TITLE>
        </SIG>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, pursuant to the authority delegated to me, Title 14, Code of Federal Regulations, Part 97, 14 CFR part 97, is amended by amending Standard Instrument Approach Procedures, effective at 0901 UTC on the dates specified, as follows:</P>
        <REGTEXT PART="97" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 97—STANDARD INSTRUMENT APPROACH PROCEDURES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 97 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40103, 40106, 40113, 40114, 40120, 44502, 44514, 44701, 44719, 44721-44722.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="97" TITLE="14">
          <AMDPAR>2. Part 97 is amended to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§§ 97.23, 97.25, 97.27, 97.29, 97.31, 97.33, 97.35</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>By amending: § 97.23 VOR, VOR/DME, VOR or TACAN, and VOR/DME or TACAN; § 97.25 LOC, LOC/DME, LDA, LDA/DME, SDF, SDF/DME; § 97.27 NDB, NDB/DME; § 97.29 ILS, ILS/DME, MLS, MLS/DME, MLS/RNAV; § 97.31 RADAR SIAPs; § 97.33 RNAV SIAPs; and § 97.35 COPTER SIAPs, Identified as follows:</P>
            
            <EXTRACT>
              <HD SOURCE="HD2">* * * Effective Upon Publication</HD>
              <GPOTABLE CDEF="xs48,xls20,r50,r75,10,10,xs120" COLS="07" OPTS="L2,tp0,i1">
                <TTITLE/>
                <BOXHD>
                  <CHED H="1">AIRAC date</CHED>
                  <CHED H="1">State</CHED>
                  <CHED H="1">City</CHED>
                  <CHED H="1">Airport</CHED>
                  <CHED H="1">FDC No.</CHED>
                  <CHED H="1">FDC date</CHED>
                  <CHED H="1">Subject</CHED>
                </BOXHD>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NC</ENT>
                  <ENT>Greensboro</ENT>
                  <ENT>Piedmont Triad Intl</ENT>
                  <ENT>1/0284</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>RNAV (GPS) RWY 5L, Orig</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NC</ENT>
                  <ENT>Greensboro</ENT>
                  <ENT>Piedmont Triad Intl</ENT>
                  <ENT>1/0285</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>RNAV (GPS) RWY 23R, Orig</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>CQ</ENT>
                  <ENT>Rota Island</ENT>
                  <ENT>Rota Intl</ENT>
                  <ENT>1/2192</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>NDB RWY 9, Amdt 3B</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>CQ</ENT>
                  <ENT>Rota Island</ENT>
                  <ENT>Rota Intl</ENT>
                  <ENT>1/2193</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>NDB RWY 27, Amdt 3C</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>CQ</ENT>
                  <ENT>Rota Island</ENT>
                  <ENT>Rota Intl</ENT>
                  <ENT>1/2194</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>Takeoff Minimums and Obstacle DP, Amdt 1A</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>TX</ENT>
                  <ENT>Lago Vista</ENT>
                  <ENT>Lago Vista TX—Rusty Allen</ENT>
                  <ENT>1/2396</ENT>
                  <ENT>12/21/11</ENT>
                  <ENT>GPS RWY 15, Orig</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>AR</ENT>
                  <ENT>Paragould</ENT>
                  <ENT>Kirk Field</ENT>
                  <ENT>1/2397</ENT>
                  <ENT>12/21/11</ENT>
                  <ENT>RNAV (GPS) RWY 22, Orig-A</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>AR</ENT>
                  <ENT>Clinton</ENT>
                  <ENT>Holley Mountain Airpark</ENT>
                  <ENT>1/2398</ENT>
                  <ENT>12/21/11</ENT>
                  <ENT>RNAV (GPS) RWY 5, Amdt 1A</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>AR</ENT>
                  <ENT>Clinton</ENT>
                  <ENT>Holley Mountain Airpark</ENT>
                  <ENT>1/2399</ENT>
                  <ENT>12/21/11</ENT>
                  <ENT>RNAV (GPS) RWY 23, Amdt 1</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>SD</ENT>
                  <ENT>Martin</ENT>
                  <ENT>Martin Muni</ENT>
                  <ENT>1/2402</ENT>
                  <ENT>12/21/11</ENT>
                  <ENT>GPS RWY 32, Orig</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>WI</ENT>
                  <ENT>Necedah</ENT>
                  <ENT>Necedah</ENT>
                  <ENT>1/2408</ENT>
                  <ENT>12/21/11</ENT>
                  <ENT>RNAV (GPS) RWY 36, Orig-A</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>ND</ENT>
                  <ENT>Rolla</ENT>
                  <ENT>Rolla Muni</ENT>
                  <ENT>1/2409</ENT>
                  <ENT>12/21/11</ENT>
                  <ENT>GPS RWY 32, Orig</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NV</ENT>
                  <ENT>Reno</ENT>
                  <ENT>Reno/Tahoe Intl</ENT>
                  <ENT>1/3515</ENT>
                  <ENT>12/21/11</ENT>
                  <ENT>RNAV (RNP) Z RWY 34L, Orig</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NV</ENT>
                  <ENT>Reno</ENT>
                  <ENT>Reno/Tahoe Intl</ENT>
                  <ENT>1/3516</ENT>
                  <ENT>12/21/11</ENT>
                  <ENT>RNAV (RNP) Z RWY 34R, Orig</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>AZ</ENT>
                  <ENT>Prescott</ENT>
                  <ENT>Ernest A. Love Field</ENT>
                  <ENT>1/3517</ENT>
                  <ENT>12/21/11</ENT>
                  <ENT>RNAV (RNP) RWY 3R, Orig</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>WI</ENT>
                  <ENT>Phillips</ENT>
                  <ENT>Price County</ENT>
                  <ENT>1/3689</ENT>
                  <ENT>12/21/11</ENT>
                  <ENT>RNAV (GPS) RWY 19, Orig</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8872</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>ILS OR LOC RWY 4L, Amdt 13A</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8873</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>VOR/DME RWY 22L, Orig-B</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8874</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>VOR/DME RWY 22R, Amdt 4B</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8875</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>GLS RWY 4L, Orig-A</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8876</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>GLS RWY 22R, Orig-A</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8877</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>ILS OR LOC RWY 4R, ILS RWY 4R (CAT II), ILS RWY 4R (CAT III), Amdt 12B</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8878</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>ILS OR LOC RWY 22R, Amdt 5</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8879</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>RNAV (GPS) Z RWY 22L, Amdt 1C</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8880</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>RNAV (GPS) RWY 4L, Amdt 1A</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8881</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>RNAV (GPS) RWY 22R, Amdt 1A</ENT>
                </ROW>
                <ROW>
                  <PRTPAGE P="1015"/>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8882</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>RNAV (GPS) RWY 11, Orig-B</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8883</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>ILS OR LOC RWY 11, Amdt 2A</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8884</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>RNAV (GPS) Y RWY 4R, Amdt 1B</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8885</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>VOR RWY 11, Amdt 2B</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>NJ</ENT>
                  <ENT>Newark</ENT>
                  <ENT>Newark Liberty Intl</ENT>
                  <ENT>1/8886</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>GLS RWY 4R, Orig-A</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>ID</ENT>
                  <ENT>Pocatello</ENT>
                  <ENT>Pocatello Rgnl</ENT>
                  <ENT>1/8900</ENT>
                  <ENT>11/30/11</ENT>
                  <ENT>VOR/DME OR TACAN RWY 21, Amdt 10A</ENT>
                </ROW>
                <ROW>
                  <ENT I="01">9-Feb-12</ENT>
                  <ENT>PA</ENT>
                  <ENT>Zelienople</ENT>
                  <ENT>Zelienople Muni</ENT>
                  <ENT>1/9814</ENT>
                  <ENT>12/9/11</ENT>
                  <ENT>RNAV (GPS) RWY 35, Orig-D</ENT>
                </ROW>
              </GPOTABLE>
            </EXTRACT>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-22 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 97</CFR>
        <DEPDOC>[Docket No. 30819; Amdt. No. 3458]</DEPDOC>
        <SUBJECT>Standard Instrument Approach Procedures, and Takeoff Minimums and Obstacle Departure Procedures; Miscellaneous Amendments</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This rule establishes, amends, suspends, or revokesStandard Instrument Approach Procedures (SIAPs) and associatedTakeoff Minimums and Obstacle Departure Procedures foroperations at certain airports. These regulatory actions areneeded because of the adoption of new or revised criteria, orbecause of changes occurring in the National Airspace System,such as the commissioning of new navigational facilities, addingnew obstacles, or changing air traffic requirements. Thesechanges are designed to provide safe and efficient use of the navigable airspace and to promote safe flight operations under instrument flight rules at the affected airports.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective January 9, 2012. The compliance date for each SIAP, associated Takeoff Minimums, and ODP is specified in the amendatory provisions.</P>
          <P>The incorporation by reference of certain publicationslisted in the regulations is approved by the Director of theFederal Register as of January 9, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Availability of matters incorporated by reference inthe amendment is as follows:</P>
          <P>
            <E T="03">For Examination—</E>
          </P>
          <P>1. FAA Rules Docket, FAA Headquarters Building,800 Independence Avenue SW., Washington, DC 20591;</P>
          <P>2. The FAA Regional Office of the region in which theaffected airport is located;</P>
          <P>3. The National Flight Procedures Office, 6500 SouthMacArthur Blvd., Oklahoma City, OK 73169; or</P>

          <P>4. The National Archives and Records Administration(NARA). For information on the availability of this material atNARA, call (202) 741-6030, or go to:<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html</E>.</P>
          <P>
            <E T="03">Availability</E>—All SIAPs and Takeoff Minimums and ODPs areavailable online free of charge. Visit<E T="03">http://www.nfdc.faa.gov</E>to register. Additionally, individual SIAP and Takeoff Minimums and ODP copies may be obtained from:</P>
          <P>1. FAA Public Inquiry Center (APA-200), FAA HeadquartersBuilding, 800 Independence Avenue SW., Washington, DC 20591; or</P>
          <P>2. The FAA Regional Office of the region in which the affected airport is located.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Richard A. Dunham III, Flight Procedure Standards Branch (AFS-420), Flight Technologies andPrograms Divisions, Flight Standards Service, Federal AviationAdministration, Mike Monroney Aeronautical Center, 6500 SouthMacArthur Blvd., Oklahoma City, OK 73169 (Mail Address: P.O. Box 25082, Oklahoma City, OK 73125) Telephone: (405) 954-4164.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This rule amends Title 14 of the Code of Federal Regulations, Part 97 (14 CFR part 97), byestablishing, amending, suspending, or revoking SIAPS, TakeoffMinimums and/or ODPS. The complete regulators description ofeach SIAP and its associated Takeoff Minimums or ODP for anidentified airport is listed on FAA form documents which areincorporated by reference in this amendment under 5 U.S.C.552(a), 1 CFR part 51, and 14 CFR 97.20. The applicable FAAForms are FAA Forms 8260-3, 8260-4, 8260-5, 8260-15A, and 8260-15B when required by an entry on 8260-15A.</P>

        <P>The large number of SIAPs, Takeoff Minimums and ODPs, inaddition to their complex nature and the need for a special format make publication in the<E T="04">Federal Register</E>expensive and impractical. Furthermore, airmen do not use the regulatory text of the SIAPs, Takeoff Minimums or ODPs, but instead refer to their depiction on charts printed by publishers of aeronautical materials. The advantages of incorporation by reference are realized and publication of the complete description of eachSIAP, Takeoff Minimums and ODP listed on FAA forms is unnecessary. This amendment provides the affected CFR sections and specifies the types of SIAPs and the effective dates of the,associated Takeoff Minimums and ODPs. This amendment also identifies the airport and its location, the procedure, and the amendment number.</P>
        <HD SOURCE="HD1">The Rule</HD>
        <P>This amendment to 14 CFR part 97 is effective upon publication of each separate SIAP, Takeoff Minimums and ODP ascontained in the transmittal. Some SIAP and Takeoff Minimums andtextual ODP amendments may have been issued previously by the FAA in a Flight Data Center (FDC) Notice to Airmen (NOTAM) as an emergency action of immediate flight safety relating directly to published aeronautical charts. The circumstances which created the need for some SIAP and Takeoff Minimums and ODP amendments may require making them effective in less than 30 days. For theremaining SIAPS and Takeoff Minimums and ODPS, an effective date at least 30 days after publication is provided.</P>

        <P>Further, the SIAPs and Takeoff Minimums and ODPS contained in this amendment are based on the criteria contained in the U.S. Standard for Terminal Instrument Procedures (TERPS). In developing these SIAPS and Takeoff Minimums and ODPs, the TERPS criteria were applied to the conditions existing or anticipatedat the affected airports. Because of the close<PRTPAGE P="1016"/>and immediaterelationship between these SIAPs, Takeoff Minimums and ODPs, andsafety in air commerce, I find that notice and public proceduresbefore adopting these SIAPS, Takeoff Minimums and ODPs areimpracticable and contrary to the public interest and, where applicable, that good cause exists for making some SIAPs effective in less than 30 days.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore—(1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule ” under DOT Regulatory Policies and Procedures (44 FR 11034; February 26,1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. For the same reason, the FAA certifies that this amendment will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 97</HD>
          <P>Air traffic control, Airports, Incorporation by reference, and Navigation (air).</P>
        </LSTSUB>
        <SIG>
          <DATED>Issued in Washington, DC, on December 23, 2011.</DATED>
          <NAME>John M. Allen,</NAME>
          <TITLE>Director, Flight Standards Service.</TITLE>
        </SIG>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, pursuant to the authority delegated to me,Title 14, Code of Federal Regulations, Part 97 (14CFR part 97) is amended by establishing, amending, suspending, or revoking Standard Instrument Approach Procedures and/or Takeoff Minimums and/or Obstacle Departure Procedures effective at 0902 UTC on the dates specified, as follows:</P>
        <REGTEXT PART="97" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 97—STANDARD INSTRUMENT APPROACH PROCEDURES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 97 continues to read asfollows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40103, 40106, 40113, 40114, 40120, 44502, 44514, 44701, 44719, 44721-44722.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="97" TITLE="14">
          <AMDPAR>2. Part 97 is amended to read as follows:</AMDPAR>
          <HD SOURCE="HD2">Effective 9 FEB 2012</HD>
          <FP SOURCE="FP-1">Barrow, AK, Wiley Post-Will Rogers Memorial, ILS OR LOC/DME RWY 7, Orig-A</FP>
          <FP SOURCE="FP-1">Birmingham, AL, Birmingham-Shuttlesworth Intl, Takeoff Minimums and Obstacle DP, Amdt 6</FP>
          <FP SOURCE="FP-1">Arcata/Eureka, CA, Arcata, ILS Y OR LOC/DME RWY 32, Amdt 2</FP>
          <FP SOURCE="FP-1">Arcata/Eureka, CA, Arcata, ILS Z RWY 32, Amdt 30</FP>
          <FP SOURCE="FP-1">Arcata/Eureka, CA, Arcata, RNAV (GPS) RWY 1, Amdt 1</FP>
          <FP SOURCE="FP-1">Arcata/Eureka, CA, Arcata, RNAV (GPS) RWY 14, Amdt 1</FP>
          <FP SOURCE="FP-1">Arcata/Eureka, CA, Arcata, RNAV (GPS) RWY 32, Amdt 1</FP>
          <FP SOURCE="FP-1">Arcata/Eureka, CA, Arcata, Takeoff Minimums and Obstacle DP, Amdt 7</FP>
          <FP SOURCE="FP-1">Arcata/Eureka, CA, Arcata, VOR/DME RWY 1, Amdt 8</FP>
          <FP SOURCE="FP-1">Arcata/Eureka, CA, Arcata, VOR/DME RWY 14, Amdt 1</FP>
          <FP SOURCE="FP-1">San Diego, CA, San Diego Intl, LOC RWY 27, Amdt 4</FP>
          <FP SOURCE="FP-1">San Diego, CA, San Diego Intl, RNAV (GPS) RWY 27, Amdt 2</FP>
          <FP SOURCE="FP-1">South Lake Tahoe, CA, Lake Tahoe, Takeoff Minimums and Obstacle DP, Amdt 6</FP>
          <FP SOURCE="FP-1">Greeley, CO, Greeley-Weld County, VOR-A, Amdt 9</FP>
          <FP SOURCE="FP-1">Rota Island-North Mariana Island, CQ, Rota Intl, GPS RWY 9, Orig-C, CANCELLED</FP>
          <FP SOURCE="FP-1">Rota Island-North Mariana Island, CQ, Rota Intl, GPS RWY 27, Orig-C, CANCELLED</FP>
          <FP SOURCE="FP-1">Rota Island-North Mariana Island, CQ, Rota Intl, RNAV (GPS) RWY 9, Orig</FP>
          <FP SOURCE="FP-1">Rota Island-North Mariana Island, CQ, Rota Intl, RNAV (GPS) RWY 27, Orig</FP>
          <FP SOURCE="FP-1">Groton/New London, CT, Groton-New London, Takeoff Minimums and Obstacle DP, Amdt 8</FP>
          <FP SOURCE="FP-1">Wilmington, DE, New Castle, VOR RWY 1, Amdt 4, CANCELLED</FP>
          <FP SOURCE="FP-1">Wilmington, DE, New Castle, VOR RWY 27, Amdt 4</FP>
          <FP SOURCE="FP-1">Leesburg, FL, Leesburg Intl, RNAV (GPS) RWY 3, Amdt 1A</FP>
          <FP SOURCE="FP-1">Tallahassee/Havana, FL, Tallahassee Commercial, RNAV (GPS) RWY 16, Orig, CANCELLED</FP>
          <FP SOURCE="FP-1">Tallahassee/Havana, FL, Tallahassee Commercial, Takeoff Minimums and Obstacle DP, Orig, CANCELLED</FP>
          <FP SOURCE="FP-1">Tallahassee/Havana, FL, Tallahassee Commercial, VOR OR GPS-A, Amdt 5B, CANCELLED</FP>
          <FP SOURCE="FP-1">Brunswick, GA, Malcolm McKinnon, Takeoff Minimums and Obstacle DP, Amdt 3</FP>
          <FP SOURCE="FP-1">Thomasville, GA, Thomasville Rgnl, ILS OR LOC RWY 22, Orig-B</FP>
          <FP SOURCE="FP-1">Kaunakakai, HI, Molokai, VOR OR TACAN-A, Amdt 16</FP>
          <FP SOURCE="FP-1">Lihue, HI, Lihue, VOR/DME OR TACAN RWY 21, Amdt 4A</FP>
          <FP SOURCE="FP-1">Sioux City, IA, Sioux Gateway/Col Bud Day Field, ILS OR LOC RWY 13, Amdt 2</FP>
          <FP SOURCE="FP-1">Champaign/Urbana, IL, University of Illinois-Willard, LOC/DME BC RWY 14L, Amdt 8A, CANCELLED</FP>
          <FP SOURCE="FP-1">Augusta, KS, Augusta Muni, GPS RWY 36, Orig, CANCELLED</FP>
          <FP SOURCE="FP-1">Augusta, KS, Augusta Muni, RNAV (GPS) RWY 36, Orig</FP>
          <FP SOURCE="FP-1">Augusta, KS, Augusta Muni, Takeoff Minimums and Obstacle DP, Amdt 1</FP>
          <FP SOURCE="FP-1">Hazard, KY, Wendell H Ford, LOC/DME RWY 14, Orig</FP>
          <FP SOURCE="FP-1">Westminster, MD, Clearview Airpark, RNAV (GPS) RWY 14, Amdt 1</FP>
          <FP SOURCE="FP-1">Detroit, MI, Willow Run, VOR-A, Amdt 1</FP>
          <FP SOURCE="FP-1">Forsyth, MT, Tillitt Field, NDB RWY 26, Amdt 3</FP>
          <FP SOURCE="FP-1">Forsyth, MT, Tillitt Field, Takeoff Minimums and Obstacle DP, Orig</FP>
          <FP SOURCE="FP-1">Glasgow, MT, Wokal Field/Glasgow Intl, GPS RWY 12, Orig, CANCELLED</FP>
          <FP SOURCE="FP-1">Glasgow, MT, Wokal Field/Glasgow Intl, NDB RWY 30, Amdt 2</FP>
          <FP SOURCE="FP-1">Glasgow, MT, Wokal Field/Glasgow Intl, RNAV (GPS) RWY 12, Orig</FP>
          <FP SOURCE="FP-1">Glasgow, MT, Wokal Field/Glasgow Intl, RNAV (GPS) RWY 30, Orig</FP>
          <FP SOURCE="FP-1">Glasgow, MT, Wokal Field/Glasgow Intl, VOR RWY 30, Amdt 4</FP>
          <FP SOURCE="FP-1">Laurel, MT, Laurel Muni, RNAV (GPS) RWY 4, Amdt 1</FP>
          <FP SOURCE="FP-1">Laurel, MT, Laurel Muni, RNAV (GPS) RWY 22, Amdt 1</FP>
          <FP SOURCE="FP-1">Mohall, ND, Mohall Muni, VOR/DME RWY 31, Amdt 2C, CANCELLED</FP>
          <FP SOURCE="FP-1">Mohall, ND, Mohall Muni, VOR/DME-A, Orig</FP>
          <FP SOURCE="FP-1">Pender, NE., Pender Muni, RNAV (GPS) RWY 15, Orig</FP>
          <FP SOURCE="FP-1">Pender, NE., Pender Muni, RNAV (GPS) RWY 33, Orig</FP>
          <FP SOURCE="FP-1">Pender, NE., Pender Muni, Takeoff Minimums and Obstacle DP, Orig</FP>
          <FP SOURCE="FP-1">Blairstown, NJ, Blairstown, RNAV (GPS) RWY 25, Amdt 2</FP>
          <FP SOURCE="FP-1">West Milford, NJ, Greenwood Lake, RNAV (GPS) RWY 6, Amdt 1</FP>
          <FP SOURCE="FP-1">West Milford, NJ, Greenwood Lake, RNAV (GPS) RWY 24, Orig</FP>
          <FP SOURCE="FP-1">West Milford, NJ, Greenwood Lake, Takeoff Minimums and Obstacle DP, Amdt 2</FP>
          <FP SOURCE="FP-1">Waverly, TN, Humphreys County, NDB RWY 21, Amdt 3B</FP>
          <FP SOURCE="FP-1">Arlington, TX, Arlington Muni, ILS OR LOC/DME RWY 34, Amdt 2</FP>
          <FP SOURCE="FP-1">Arlington, TX, Arlington Muni, RNAV (GPS) RWY 34, Amdt 3</FP>
          <FP SOURCE="FP-1">Atlanta, TX, Hall-Miller Muni, Takeoff Minimums and Obstacle DP, Amdt 2</FP>
          <FP SOURCE="FP-1">Bay City, TX, Bay City Muni, GPS RWY 13, Orig-B, CANCELLED</FP>
          <FP SOURCE="FP-1">Bay City, TX, Bay City Muni, GPS RWY 31, Orig-B, CANCELLED</FP>
          <FP SOURCE="FP-1">Bay City, TX, Bay City Muni, RNAV (GPS) RWY 13, Orig</FP>
          <FP SOURCE="FP-1">Bay City, TX, Bay City Muni, RNAV (GPS) RWY 31, Orig</FP>

          <FP SOURCE="FP-1">Denton, TX, Denton Muni, RNAV (GPS) RWY 36, Amdt 1<PRTPAGE P="1017"/>
          </FP>
          <FP SOURCE="FP-1">El Paso, TX, El Paso Intl, RNAV (GPS) Y RWY 26L, Amdt 1</FP>
          <FP SOURCE="FP-1">El Paso, TX, El Paso Intl, VOR RWY 26L, Amdt 32</FP>
          <FP SOURCE="FP-1">Houston, TX, Sugar Land Rgnl, ILS OR LOC RWY 35, Amdt 4</FP>
          <FP SOURCE="FP-1">Houston, TX, Sugar Land Rgnl, RNAV (GPS) RWY 35, Amdt 2</FP>
          <FP SOURCE="FP-1">Houston, TX, Sugar Land Rgnl, VOR/DME-A, Amdt 2</FP>
          <FP SOURCE="FP-1">Marshall, TX, Harrison County, GPS RWY 33, Orig-F, CANCELLED</FP>
          <FP SOURCE="FP-1">Marshall, TX, Harrison County, RNAV (GPS) RWY 15, Orig</FP>
          <FP SOURCE="FP-1">Marshall, TX, Harrison County, RNAV (GPS) RWY 33, Orig</FP>
          <FP SOURCE="FP-1">Marshall, TX, Harrison County, Takeoff Minimums and Obstacle DP, Orig</FP>
          <FP SOURCE="FP-1">Monahans, TX, Roy Hurd Memorial, GPS RWY 12, Orig-B, CANCELLED</FP>
          <FP SOURCE="FP-1">Monahans, TX, Roy Hurd Memorial, GPS RWY 30, Orig-B, CANCELLED</FP>
          <FP SOURCE="FP-1">Monahans, TX, Roy Hurd Memorial, RNAV (GPS) RWY 12, Orig</FP>
          <FP SOURCE="FP-1">Monahans, TX, Roy Hurd Memorial, RNAV (GPS) RWY 30, Orig</FP>
          <FP SOURCE="FP-1">Vernal, UT, Vernal Rgnl, RNAV (GPS) RWY 34, Amdt 1</FP>
          <FP SOURCE="FP-1">Hoquiam, WA, Bowerman, ILS OR LOC/DME RWY 24, Amdt 4</FP>
          <FP SOURCE="FP-1">Hoquiam, WA, Bowerman, RNAV (GPS) RWY 24, Amdt 2</FP>
          <FP SOURCE="FP-1">Port Angeles, WA, Port Angeles CGAS, COPTER NDB 242, Amdt 1</FP>
          <FP SOURCE="FP-1">Port Angeles, WA, Port Angeles CGAS, COPTER RNAV (GPS) RWY 26, Orig</FP>
          <FP SOURCE="FP-1">Port Angeles, WA, Port Angeles CGAS, Takeoff Minimums and Obstacle DP, Amdt 4</FP>
          <FP SOURCE="FP-1">Madison, WI, Dane County Rgnl—Truax Field, ILS OR LOC/DME RWY 18, Amdt 1A</FP>
          <FP SOURCE="FP-1">Madison, WI, Dane County Rgnl—Truax Field, ILS OR LOC/DME RWY 36, Amdt 1A</FP>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-25 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Bureau of Industry and Security</SUBAGY>
        <CFR>15 CFR Parts 740, 742 and 774</CFR>
        <DEPDOC>[Docket No. 110825537-1539-02]</DEPDOC>
        <RIN>RIN 0694-AF38</RIN>
        <SUBJECT>Export and Reexport License Requirements for Certain Microwave and Millimeter Wave Electronic Components</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Industry and Security, Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This rule imposes a license requirement on exports and reexports to all destinations other than Canada of two types of microwave and millimeter wave electronic components. The two components are packaged high electron mobility transistors and packaged microwave “monolithic integrated circuits” power amplifiers that meet certain criteria with respect to frequency range, size and output power. BIS takes this step to control exports and reexports of these components, which have uses in military radar systems as well as in civilian radar and telecommunications systems. The U.S. Government also plans to propose adding these components to the Dual List of the Wassenaar Arrangement on Export Controls for Conventional Arms and Dual-Use Goods and Technologies (Wassenaar Arrangement Dual Use List) in 2012.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective date:</E>January 9, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Brian Baker, Director, Electronics and Materials Division, Office of National Security and Technology Transfer Controls, (202) 482-5534,<E T="03">brian.baker@bis.doc.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This rule imposes a license requirement on exports and reexports to all destinations other than Canada of two types of microwave and millimeter wave electronic components. The two components are packaged high electron mobility transistors (HEMT) and packaged microwave “monolithic integrated circuits” (MMIC) power amplifiers. The U.S. Government plans to propose adding these components to the Wassenaar Arrangement Dual-Use List in 2012.</P>
        <P>This rule imposes this license requirement by creating a new Export Control Classification Number (ECCN) 3A982 containing two “items” paragraphs. Paragraph 3A982.a covers packaged HEMTs with physical dimensions less than 43 mm per side, rated for operation at frequencies from 2.7 GHz up to and including 3.2 GHz and having either an average output power equal to or greater than 48 W (46.8 dBm); or a pulsed output power equal to or greater than 240 W (53.8 dBm) and a duty cycle of 20 percent or more.</P>
        <P>Paragraph 3A982.b covers packaged MMIC power amplifiers with physical dimensions less than 43mm per side, rated for operation at frequencies from 2.7 GHz up to and including 3.2 GHz and having either an average output power equal to or greater than 15W (41.7 dBm); or a pulsed output power equal to or greater than 75 W (48.75 dBm) and a duty cycle of 20 percent or more.</P>
        <P>This rule also creates new ECCNs 3D982 and 3E982 to control the software and technology, respectively, associated with the new controls set forth in new ECCN 3A982.</P>
        <P>This rule also revises License Exception STA (§ 740.20 of the EAR) to preclude use of License Exception STA for any export, reexport or transfer of items in ECCN 3A982.b.</P>
        <P>The U.S. Government plans to submit a proposal for control of the commodities covered by ECCN 3A982 in 2012. BIS publishes this rule to protect against the diversion of these items to users or for uses that would threaten the security of the United States or that of its allies.</P>
        <P>The application of regional stability and antiterrorism controls to the items covered by this rule imposes a foreign policy control. Section 6(f) of the Export Administration Act requires that a report be delivered to Congress before imposing such controls. The report was delivered to Congress on December 29, 2011.</P>
        <P>The Export Administration Act of 1979, as amended, expired on August 21, 2001. Since this lapse, the President has continued the EAR in effect through Executive Order 13222 of August 17, 2001 (3 CFR, 2001 Comp. 783 (2002)), under the authority of the International Emergency Economic Powers Act, with the most recent extension being implemented by the Notice of August 12, 2011 (76 FR 50661 (August 16, 2011)). BIS continues to carry out the provisions of the Act, as appropriate and to the extent permitted by law, pursuant to Executive Order 13222.</P>
        <HD SOURCE="HD1">Rulemaking Requirements</HD>
        <P>1. Executive Orders 13563 and 12866 direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distribute impacts, and equity). Executive Order 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. This rule has been designated a “significant regulatory action,” although not economically significant, under section 3(f) of Executive Order 12866. Accordingly, the rule has been reviewed by the Office of Management and Budget (OMB).</P>

        <P>2. Notwithstanding any other provision of law, no person is required to respond to, nor is subject to a penalty for failure to comply with, a collection of information, subject to the<PRTPAGE P="1018"/>requirements of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501<E T="03">et seq.</E>) (PRA), unless that collection of information displays a currently valid OMB Control Number. This rule affects an existing approved collection 0694-0088, Simple Network Application Process and Multipurpose Application Form for which the estimated burden is 58 minutes per submission. BIS does not believe that this rule will materially increase the number of submissions under this collection.</P>
        <P>3. This rule does not contain policies with Federalism implications as that term is defined under E.O. 13132.</P>

        <P>4. The provisions of the Administrative Procedure Act (5 U.S.C. 553) requiring notice of proposed rulemaking, the opportunity for public comment and a delay in effective date are inapplicable because this regulation involves a military or foreign affairs function of the United States (<E T="03">See</E>5 U.S.C. 553(a)(1)). BIS is implementing this rule to protect U.S. national security or foreign policy interests by imposing an export and reexport license requirement on two items that are used in military radar systems. The U.S. Government plans to propose that these two items be added to the Wassenaar Arrangement Dual-Use List. Immediate imposition of a license requirement is necessary to effect the national security and foreign policy goals of this rule. Immediate implementation will allow BIS to prevent exports of these items to users and for uses that pose a security threat to the United States or its allies. If BIS published a proposed rule soliciting notice and comment, the resulting delay in implementation would afford an opportunity to export these items to users and uses that pose such a security threat, thereby undermining the purpose of the rule. Furthermore, by demonstrating its own willingness to impose a license requirement on its exports of these items, this rule will provide support for the planned United States proposal that the Wassenaar Arrangement should add these items to its Dual-Use List. Inclusion of these items on the Wassenaar Arrangement Dual-Use and the resulting implementation of export license requirements by other Wassenaar Arrangement will further the goal of this rule by removing potential sources of these items for parties who would act in ways that threaten the security of the United States or its allies.</P>

        <P>Further, no other law requires that a notice of proposed rulemaking and an opportunity for public comment be given for this rule. Because a notice of proposed rulemaking and an opportunity for public comment are not required to be given for this rule by 5 U.S.C. 553, or by any other law, the analytical requirements of the Regulatory Flexibility Act, 5 U.S.C. 601<E T="03">et seq.,</E>are not applicable.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>15 CFR Part 740</CFR>
          <P>Administrative practice and procedure, Exports, Reporting and recordkeeping requirements.</P>
          <CFR>15 CFR Part 742</CFR>
          <P>Exports, Terrorism.</P>
          <CFR>15 CFR Part 774</CFR>
          <P>Exports, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>Accordingly, the Export Administration Regulations (15 CFR parts 730-774) are amended as follows:</P>
        <REGTEXT PART="740" TITLE="15">
          <PART>
            <HD SOURCE="HED">PART 740—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 740 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>50 U.S.C. app. 2401<E T="03">et seq.;</E>50 U.S.C. 1701<E T="03">et seq.;</E>22 U.S.C. 7201<E T="03">et seq.;</E>E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Notice of August 12, 2011, 76 FR 50661 (August 16, 2011).</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="740" TITLE="15">
          <AMDPAR>2. Section 740.20 is amended by adding paragraph (b)(2)(viii) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 740.20</SECTNO>
            <SUBJECT>License Exception Strategic Trade Authorization (STA).</SUBJECT>
            <STARS/>
            <P>(b) * * *</P>
            <P>(2) * * *</P>
            <P>(viii) License Exception STA may not be used to export, reexport or transfer any packaged microwave “monolithic integrated circuits” (MMIC) power amplifiers classified under ECCN 3A982.b.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="742" TITLE="15">
          <PART>
            <HD SOURCE="HED">PART 742—[AMENDED]</HD>
          </PART>
          <AMDPAR>3. The authority citation for part 742 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>50 U.S.C. app. 2401<E T="03">et seq.;</E>50 U.S.C. 1701<E T="03">et seq.;</E>22 U.S.C. 3201<E T="03">et seq.;</E>42 U.S.C. 2139a; 22 U.S.C. 7201<E T="03">et seq</E>.; 22 U.S.C. 7210; Sec. 1503, Pub. L. 108-11, 117 Stat. 559; E.O. 12058, 43 FR 20947, 3 CFR, 1978 Comp., p. 179; E.O. 12851, 58 FR 33181, 3 CFR, 1993 Comp., p. 608; E.O. 12938, 59 FR 59099, 3 CFR, 1994 Comp., p. 950; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Presidential Determination 2003-23 of May 7, 2003, 68 FR 26459, May 16, 2003; Notice of August 12, 2011, 76 FR 50661 (August 16, 2011); Notice of November 9, 2011, 76 FR 70319 (November 10, 2011).</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 742.6</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>4. Section 742.6(a)(1) is amended by adding the phrase “3A982; 3D982; 3E982; ” immediately following the phrase “for items described on the CCL under ECCNs”</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <PART>
            <HD SOURCE="HED">PART 774—[AMENDED]</HD>
          </PART>
          <AMDPAR>5. The authority citation for part 774 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>50 U.S.C. app. 2401<E T="03">et seq.;</E>50 U.S.C. 1701<E T="03">et seq.;</E>10 U.S.C. 7420; 10 U.S.C. 7430(e); 22 U.S.C. 287c, 22 U.S.C. 3201<E T="03">et seq.,</E>22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u); 42 U.S.C. 2139a; 42 U.S.C. 6212; 43 U.S.C. 1354; 15 U.S.C. 1824a; 50 U.S.C. app. 5; 22 U.S.C. 7201<E T="03">et seq.;</E>22 U.S.C. 7210; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Notice of August 12, 2011, 76 FR 50661 (August 16, 2011).</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>6. Supplement No. 1 to Part 774—the Commerce Control List, Category 3, Export Control Classification Number 3A001 is amended by adding two sentences at the end of the “Related Controls” paragraph of the “List of Items Controlled” section to read as follows:</AMDPAR>
          <HD SOURCE="HD1">Supplement No. 1 to Part 774—The Commerce Control List</HD>
          <EXTRACT>
            <STARS/>
            <FP SOURCE="FP-2">
              <E T="04">3A001Electronic components and specially designed components therefor, as follows (see List of Items Controlled).</E>
            </FP>
            <STARS/>
            <HD SOURCE="HD1">List of Items Controlled</HD>
            <STARS/>
            <FP SOURCE="FP-1">
              <E T="03">Related Controls:</E>* * * (3) See ECCN 3A982.a for discrete microwave transistors not controlled by paragraph .b.3 of this entry. (4) Packaged microwave “monolithic integrated circuits” (packaged MMIC) power amplifiers that operate within the frequency range specified in 3A982.b and that have the dimensional and output power characteristics specified for packaged MMIC power amplifiers specified in ECCN 3A982 are controlled by ECCN 3A982 even if such packaged MMIC power amplifiers also operate within the frequency range specified in ECCN 3A001.b.2.a.</FP>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>7. Supplement No. 1 to Part 774—the Commerce Control List, Category 3, is amended by adding, immediately following the entry for Export Control Classification Number (ECCN) 3A981 and immediately preceding the entry for ECCN 3A991, a new ECCN 3A982 entry to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">3A982Microwave or millimeter wave components that operate at frequencies below those controlled by 3A001 as follows (See List of Items Controlled).</E>
              <PRTPAGE P="1019"/>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reasons for Control:</E>RS, AT</FP>
            <GPOTABLE CDEF="s10,r10" COLS="2" OPTS="L2,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">
                  <E T="03">Control(s)</E>
                </CHED>
                <CHED H="1">
                  <E T="03">Country chart</E>
                </CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">RS applies to entire entry</ENT>
                <ENT>RS Column 1</ENT>
              </ROW>
              <ROW>
                <ENT I="01">AT applies to entire entry</ENT>
                <ENT>AT Column 1</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-1">
              <E T="03">LVS:</E>N/A</FP>
            <FP SOURCE="FP-1">
              <E T="03">GBS:</E>N/A</FP>
            <FP SOURCE="FP-1">
              <E T="03">CIV:</E>N/A</FP>
            <HD SOURCE="HD1">List of Items Controlled</HD>
            <FP SOURCE="FP-1">
              <E T="03">Unit:</E>$ value</FP>
            <FP SOURCE="FP-1">
              <E T="03">Related Controls:</E>(1) See ECCN 3A001.b.2 for certain microwave “monolithic integrated circuits” (MMIC) power amplifiers other than those controlled by this entry. (2) See ECCN 3A001.b.3 for discrete microwave transistors other than those controlled by this entry. (3) See ECCN 3A001.h for high electron mobility transistors that are solid state semiconductor switches, diodes or modules rather than discrete microwave transistors.</FP>
            <FP SOURCE="FP-1">
              <E T="03">Related Definitions:</E>N/A</FP>
            <FP SOURCE="FP-1">
              <E T="03">Items:</E>
            </FP>
            <P>a. Packaged high electron mobility transistors (HEMTs) with physical dimensions less than 43 mm per side, rated for operation at frequencies from 2.7 GHz up to and including 3.2 GHz and having any of the following:</P>
            <P>a.1. An average output power equal to or greater than 48 W (46.8 dBm); or</P>
            <P>a.2. A pulsed output power equal to or greater than 240 W (53.8 dBm) and a duty cycle of 20 percent or more.</P>
            <P>b. Packaged microwave “monolithic integrated circuits” (MMIC) power amplifiers with physical dimensions less than 43mm per side, rated for operation at frequencies from 2.7 GHz up to and including 3.2 GHz and having either of the following:</P>
            <P>b.1. An average output power equal to or greater than 15W (41.7 dBm); or</P>
            <P>b.2. A pulsed output power equal to or greater than 75 W (48.75 dBm) and a duty cycle of 20 percent or more.</P>
          </EXTRACT>
        </REGTEXT>
        
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>8. Supplement No. 1 to Part 774—The Commerce Control List is amended by adding immediately following the entry for ECCN 3D980 and immediately preceding the entry for ECCN 3D991 a new entry 3D982 to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">3D982“Software” “specially designed” for the “development” or “production” of microwave or millimeter wave components classified under ECCN 3A982.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reasons for Control:</E>RS, AT</FP>
            <GPOTABLE CDEF="s10,r10" COLS="2" OPTS="L2,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">
                  <E T="03">Control(s)</E>
                </CHED>
                <CHED H="1">
                  <E T="03">Country chart</E>
                </CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">RS applies to entire entry</ENT>
                <ENT>RS Column 1</ENT>
              </ROW>
              <ROW>
                <ENT I="01">AT applies to entire entry</ENT>
                <ENT>AT Column 1</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-1">
              <E T="03">CIV:</E>N/A</FP>
            <FP SOURCE="FP-1">
              <E T="03">TSR:</E>N/A</FP>
            <HD SOURCE="HD1">List of Items Controlled</HD>
            <FP SOURCE="FP-1">
              <E T="03">Unit:</E>$ value</FP>
            <FP SOURCE="FP-1">
              <E T="03">Related Controls:</E>N/A</FP>
            <FP SOURCE="FP-1">
              <E T="03">Related Definitions:</E>N/A</FP>
            <FP SOURCE="FP-1">
              <E T="03">Items:</E>The list of items controlled is in the ECCN heading.</FP>
          </EXTRACT>
        </REGTEXT>
        
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>9. Supplement No. 1 to Part 774—The Commerce Control List is amended by adding immediately following the entry for ECCN 3E980 and immediately preceding the entry for ECCN 3E991 a new entry 3E982 to read as follows:</AMDPAR>
          <EXTRACT>
            
            <FP SOURCE="FP-2">
              <E T="04">3E982“Technology” “required” for the “development” or “production” of microwave or millimeter wave components classified under ECCN 3A982.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reasons for Control:</E>RS, AT</FP>
            <GPOTABLE CDEF="s10,r10" COLS="2" OPTS="L2,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">
                  <E T="03">Control(s)</E>
                </CHED>
                <CHED H="1">
                  <E T="03">Country chart</E>
                </CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">RS applies to entire entry</ENT>
                <ENT>RS Column 1</ENT>
              </ROW>
              <ROW>
                <ENT I="01">AT applies to entire entry</ENT>
                <ENT>AT Column 1</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-1">
              <E T="03">CIV:</E>N/A</FP>
            <FP SOURCE="FP-1">
              <E T="03">TSR:</E>N/A</FP>
            <HD SOURCE="HD1">List of Items Controlled</HD>
            <FP SOURCE="FP-1">
              <E T="03">Unit:</E>$ value</FP>
            <FP SOURCE="FP-1">
              <E T="03">Related Controls:</E>N/A</FP>
            <FP SOURCE="FP-1">
              <E T="03">Related Definitions:</E>N/A</FP>
            <FP SOURCE="FP-1">
              <E T="03">Items:</E>The list of items controlled is in the ECCN heading.</FP>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Dated: January 3, 2012.</DATED>
          <NAME>Kevin J. Wolf,</NAME>
          <TITLE>Assistant Secretary for Export Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-135 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-33-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Bureau of Ocean Energy Management</SUBAGY>
        <CFR>30 CFR Part 585</CFR>
        <DEPDOC>[Docket ID: BOEM-2010-0045]</DEPDOC>
        <RIN>RIN 1010-AD79</RIN>
        <SUBJECT>Renewable Energy Alternate Uses of Existing Facilities on the Outer Continental Shelf—Acquire a Lease Non-competitively; Correction</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Ocean Energy Management, (BOEM), Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Correcting amendments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This document corrects amendments contained in a direct final rule published in the<E T="04">Federal Register</E>on October 18, 2011, and involves only that portion of the rule related to acquiring a lease non-competitively for offshore renewable energy projects.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>This correction is effective on January 9, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Peter Meffert, Regulatory Affairs, BOEM, at (703) 787-1610, fax (703) 787-1555, or email<E T="03">peter.meffert@boem.gov</E>or Timothy Redding, Renewable Energy, BOEM, at (703) 787-1219 or email<E T="03">Timothy.Redding@boem.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>BOEM is correcting portions of its previously published direct final rule that misstated existing regulatory text having to do with acquiring a lease non-competitively for offshore renewable energy projects. The corrections involve §§ 585.231 and 585.232.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 30 CFR Part 585</HD>
          <P>Continental shelf, Environmental protection, Incorporation by reference, Public lands.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: December 21, 2011.</DATED>
          <NAME>Marcilynn A. Burke,</NAME>
          <TITLE>Acting Assistant Secretary—Land and Minerals Management.</TITLE>
        </SIG>
        <P>Accordingly, the Bureau of Ocean Energy Management is making the correcting amendments to 30 CFR part 585 as follows:</P>
        <REGTEXT PART="585" TITLE="30">
          <PART>
            <HD SOURCE="HED">PART 585—RENEWABLE ENERGY AND ALTERNATE USES OF EXISTING FACILITIES ON THE OUTER CONTINENTAL SHELF</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 585 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>43 U.S.C. 1331<E T="03">et seq.,</E>43 U.S.C. 1337.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="585" TITLE="30">
          <AMDPAR>2. Amend § 585.231 by revising paragraph (d)(1) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 585.231</SECTNO>
            <SUBJECT>How will BOEM process my unsolicited request to acquire a lease non-competitively?</SUBJECT>
            <STARS/>
            <P>(d)  * * *</P>

            <P>(1) A notice that BOEM has made a determination that there is no competitive interest will be published in the<E T="04">Federal Register</E>; and</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="585" TITLE="30">
          <AMDPAR>3. Amend § 585.232 by revising paragraph (c) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 585.232</SECTNO>
            <SUBJECT>May I acquire a lease noncompetitively after responding to a Request for Interest or Call for Information and Nominations?</SUBJECT>
            <STARS/>
            <PRTPAGE P="1020"/>
            <P>(c) After receiving the acquisition fee, BOEM will follow the process outlined in § 585.231(d) through (i).</P>
          </SECTION>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-50 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-MR-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2011-1125]</DEPDOC>
        <RIN>RIN 1625-AA11</RIN>
        <SUBJECT>Regulated Navigation Area; S99 Alford Street Bridge Rehabilitation Project, Mystic River, MA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary interim rule with request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The United States Coast Guard is establishing a regulated navigation area (RNA) on the navigable waters of the Mystic River under and surrounding the S99 Alford Street Bridge which crosses the Mystic River between Boston and Chelsea, Massachusetts. This temporary interim rule is intended to protect both vessels and construction workers by restricting vessel traffic during periods where the bridge is being repaired.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective in the CFR on January 9, 2012 through November 30, 2012. This rule is effective with actual notice for purposes of enforcement from December 27, 2011 until 11:59 p.m. on November 30, 2012. Public comments will be accepted and reviewed by the Coast Guard through November 30, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments identified by docket number USCG-2011-1125 using any one of the following methods:</P>
          <P>(1)<E T="03">Federal e-Rulemaking Portal: http://www.regulations.gov.</E>
          </P>
          <P>(2)<E T="03">Fax:</E>(202) 493-2251.</P>
          <P>(3)<E T="03">Mail:</E>Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001.</P>
          <P>(4)<E T="03">Hand delivery:</E>Same as mail address above, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The telephone number is (202) 366-9329.</P>

          <P>To avoid duplication, please use only one of these four methods. See the “Public Participation and Request for Comments” portion of the<E T="02">SUPPLEMENTARY INFORMATION</E>section below for instructions on submitting comments.</P>

          <P>Documents indicated in this preamble as being available in the docket are part of docket USCG-2011-1125 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-1125 in the “Keyword” box, and then clicking “Search.” They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary rule, call or email Mr. Mark Cutter, Coast Guard Sector Boston Waterways Management Division, telephone (617) 223-4000, email<E T="03">Mark.E.Cutter@uscg.mil;</E>or Lieutenant Junior Grade Isaac Slavitt, Coast Guard First District Waterways Management Branch, telephone (617) 223-8385, email<E T="03">Isaac.M.Slavitt@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Public Participation and Request for Comments</HD>

        <P>We encourage you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted, without change, to<E T="03">http://www.regulations.gov</E>and will include any personal information you have provided.</P>
        <P>As this temporary interim rule will be in effect before the end of the comment period, the Coast Guard will evaluate and revise this rule as necessary to address significant public comments.</P>
        <HD SOURCE="HD1">Submitting Comments</HD>

        <P>If you submit a comment, please include the docket number for this rulemaking (USCG-2011-1125), indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You may submit your comments and material online (via<E T="03">http://www.regulations.gov</E>) or by fax, mail, or hand delivery, but please use only one of these means. If you submit a comment online via<E T="03">www.regulations.gov,</E>it will be considered received by the Coast Guard when you successfully transmit the comment. If you fax, hand deliver, or mail your comment, it will be considered as having been received by the Coast Guard when it is received at the Docket Management Facility. We recommend that you include your name and a mailing address, an email address, or a telephone number in the body of your document so that we can contact you if we have questions regarding your submission.</P>
        <P>To submit your comment online, go to<E T="03">http://www.regulations.gov,</E>click on the “submit a comment” box, which will then become highlighted in blue. In the “Document Type” drop down menu select “Proposed Rule” and insert “USCG-2011-1125” in the “Keyword” box. Click “Search” then click on the balloon shape in the “Actions” column. If you submit comments by mail or hand delivery, submit them in an unbound format, no larger than 8<FR>1/2</FR>by 11 inches, suitable for copying and electronic filing. If you submit comments by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during the comment period and may change this rule based on your comments.</P>
        <HD SOURCE="HD1">Viewing Comments and Documents</HD>

        <P>To view comments, as well as documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>click on the “read comments” box, which will then become highlighted in blue. In the “Keyword” box insert “USCG-2011-1125” and click “Search.” Click the “Open Docket Folder” in the “Actions” column. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. We have an agreement with the Department of Transportation to use the Docket Management Facility.</P>
        <HD SOURCE="HD1">Privacy Act</HD>

        <P>Anyone can search the electronic form of comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review a Privacy Act notice regarding our public dockets in the January 17, 2008, issue of the<E T="04">Federal Register</E>(73 FR 3316).</P>
        <HD SOURCE="HD1">Public Meeting</HD>

        <P>We do not now plan to hold a public meeting within the meaning of the<PRTPAGE P="1021"/>Administrative Procedure Act (APA), 5 U.S.C. 553. But you may submit a request for one using one of the four methods specified under<E T="02">ADDRESSES</E>. Please explain why you believe such a public meeting would be beneficial. If we determine that one would aid this rulemaking, we will hold one at a time and place announced by a later notice in the<E T="04">Federal Register</E>.</P>
        <P>The Coast Guard has held or participated in one informal waterway user meeting where waterway closures and restrictions were discussed. We anticipate holding additional informal meetings, with opportunity for public questions or comments, during this project. We will provide written summaries of any such meetings in the docket.</P>
        <HD SOURCE="HD1">Regulatory Information</HD>
        <P>The Coast Guard is issuing this interim rule without prior<E T="04">Federal Register</E>notice pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because the Coast Guard was not provided enough notice by the Commonwealth of Massachusetts to allow for a notice and comment period.</P>
        <P>A full waterway closure was not requested of the Coast Guard until November 23, 2011, when the Massachusetts Department of Transportation (MA DOT) requested a complete waterway closure beginning December 12, 2011 until May 31, 2012. MA DOT's request for full waterway closure was not timely according to the existing Coast Guard requirements, and the late submission did not give the Coast Guard enough time to publish an NPRM in order to solicit comments concerning a waterway closure before implementing this interim rule.</P>
        <P>It is still in the public interest to promulgate this rule, as it is necessary to protect the safety of both the construction crew and the waterway users operating in the vicinity of the bridge construction zone. A delay or cancellation of the currently ongoing bridge rehabilitation project in order to accommodate a full notice and comment period would be contrary to the public interest as it would delay necessary operations, result in increased costs, and delay the date when the bridge is expected to reopen for normal operations. The Coast Guard believes it would be impracticable and contrary to the public interest to delay this regulation. At any time, the Coast Guard may publish an amended rule if necessary to address public concerns.</P>

        <P>For the same reasons, under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">Basis and Purpose</HD>
        <P>Under the Ports and Waterways Safety Act, the Coast Guard has the authority to establish RNAs in defined water areas that are determined to have hazardous conditions and in which vessel traffic can be regulated in the interest of safety. See 33 U.S.C. 1231 and Department of Homeland Security Delegation No. 0170.1.</P>
        <P>The purpose of this interim rule is to ensure the safe transit of vessels in the area and to protect all persons, vessels, and the marine environment during the rehabilitation project of the S99 Alford Street Bridge.</P>
        <HD SOURCE="HD1">Discussion of Rule</HD>
        <P>This action is intended to control vessel traffic for the duration of the S99 Alford Street Bridge rehabilitation over the main channel of the Mystic River. The Coast Guard may close the regulated area described in this rule to all vessel traffic during any circumstance that poses an imminent threat to waterway users operating in the area. Complete waterway closures will be made with as much advance notice as possible.</P>
        <P>The COTP Sector Boston will cause notice of enforcement, suspension of enforcement, or closure of the waterway to be made by all appropriate means to ensure the widest distribution among the affected segments of the public. Such means of notification may include, but are not limited to, Broadcast Notice to Mariners, Local Notice to Mariners, and Marine Safety Information Bulletins.</P>
        <P>Entry into this RNA is prohibited unless authorized by the COTP Sector Boston. Any violation of this RNA is punishable by civil and criminal penalties, in rem liability against the offending vessel, and the initiation of suspension or revocation proceedings against Coast Guard-issued merchant-mariner credentials.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Executive Order 12866 and Executive Order 13563</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order.</P>
        <P>We expect the economic impact of this rule to be minimal because the amount of traffic in this waterway is extremely limited. Furthermore, the Captain of the Port has the ability to suspend the provisions of this regulation when necessary.</P>
        <HD SOURCE="HD1">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities. This rule will affect the following entities some of which may be small entities: The owners or operators of marinas, businesses (such as waterside restaurants), and vessels who intend to transit in the Mystic River beneath the S99 Alford Street Bridge during the effective period.</P>
        <P>This regulation may have some impact on the public, but the potential impact will be minimized for the following reasons: The primary waterway users, of which there are very few, are recreational vessels of various sizes and do not normally operate during the months between December and April. Many parties that have the potential to be affected have been involved in the discussions and have made plans to work around the closure times. We will use appropriate means to inform the public before, during, and at the conclusion of any RNA enforcement period.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121),<PRTPAGE P="1022"/>we offer to assist small entities in understanding the rule so that they can better evaluate its effects on them and participate in the rulemaking process.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-(888) 734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD1">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD1">Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD1">Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD1">Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD1">Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD1">Energy Effects</HD>
        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD1">Technical Standards</HD>

        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (<E T="03">e.g.,</E>specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD1">Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded this action is one of a category of actions which do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34)(g), of the Instruction. This rule involves the establishment of an RNA. An environmental analysis checklist and a categorical exclusion determination are available in the docket where indicated under<E T="02">ADDRESSES.</E>Any comments received concerning environmental impacts will be considered and changes made to the environmental analysis checklist and categorical exclusion determination as appropriate.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1226, 1231; 46 U.S.C. Chapter 701, 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. Add § 165.T01-1125 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T01-1125</SECTNO>
            <SUBJECT>Regulated Navigation Area; S99 Alford Street Bridge rehabilitation project, Mystic River, MA</SUBJECT>
            <P>(a)<E T="03">Location.</E>The following area is a Regulated Navigation Area (RNA): All navigable waters of the Mystic River between Boston and Chelsea, MA, from surface to bottom, within 100 yards of any point on the S99 Alford Street Bridge.</P>
            <P>(b)<E T="03">Regulations.</E>
            </P>
            <P>(1) The general regulations contained in 33 CFR 165.10, 165.11, and 165.13 apply in addition to those provisions outlined below.</P>

            <P>(2) In accordance with the general regulations, entry into or movement within this zone, during periods of<PRTPAGE P="1023"/>enforcement, is prohibited unless authorized by Captain of the Port (COTP) Sector Boston.</P>
            <P>(3) All persons and vessels must comply with all directions given to them by the COTP Sector Boston or the on-scene representative. The “on-scene representative” of the COTP is any Coast Guard commissioned, warrant or petty officer who has been designated by the COTP to act on the COTP's behalf. The on-scene representative may be on a Coast Guard vessel or other designated craft, or may be on shore and will communicate with vessels via VHF-FM radio or loudhailer. Members of the Coast Guard Auxiliary may be present to inform vessel operators of this regulation.</P>
            <P>(4) Upon being hailed by a U.S. Coast Guard vessel by siren, radio, flashing light or other means, the operator of the vessel must proceed as directed.</P>
            <P>(5) Notwithstanding any other provisions in this regulation, the movement of official, emergency vessels within the regulated area is permitted provided that the contractor is notified in order to remove potential hazards or obstructions.</P>
            <P>(6) All other relevant regulations, including but not limited to the Rules of the Road (33 CFR subchapter E, Inland Navigational Rules) remain in effect within the regulated area and must be strictly followed at all times.</P>
            <P>(c)<E T="03">Enforcement Period:</E>
            </P>
            <P>(1) This regulated navigation area is enforceable 24 hours a day from December 27, 2011 through November 30, 2012.</P>
            <P>(2) Suspension of enforcement: The COTP Sector Boston will cause notice of enforcement, suspension of enforcement, or closure of the waterway to be made by all appropriate means to achieve the widest distribution among the affected segments of the public. Such means of notification may include but are not limited to Broadcast Notice to Mariners, Local Notice to Mariners and Marine Safety Information Bulletins. Such notification will include the date and time that enforcement is suspended as well as the date and time that enforcement will resume.</P>
            <P>(3) Report violations of this regulated navigation area to the COTP Sector Boston, at (617) 223-5757 or on VHF-Channel 16.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: December 27, 2011.</DATED>
          <NAME>D.A. Neptun,</NAME>
          <TITLE>Rear Admiral, U.S. Coast Guard, Commander, First Coast Guard District.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-104 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2011-0727]</DEPDOC>
        <RIN>RIN 1625-AA11</RIN>
        <SUBJECT>Regulated Navigation Area; Arthur Kill, NY and NJ</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary interim rule with request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is amending the Regulated Navigation Area (RNA) in the navigable waters of the Arthur Kill in New York and New Jersey. The amendment allows the Coast Guard to suspend enforcement of some RNA requirements when they are found to be impracticable and unnecessary for the maintenance of safety.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective in the CFR on January 9, 2012 until 5 p.m. on April 1, 2014. This rule is effective with actual notice for purposes of enforcement from December 16, 2011, until 5 p.m. on April 1, 2014. Public comments will be accepted and reviewed by the Coast Guard through April 1, 2014.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Comments and material received from the public, as well as documents mentioned in this preamble as being available in the docket, are part of docket USCG-2011-0727 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-0727 in the “Keyword” box, and then clicking “Search.” This material is also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Mr. Jeff Yunker, U.S. Coast Guard Sector New York Waterways Management Division, Coast Guard; telephone (718) 354-4195, email<E T="03">Jeff.M.Yunker@uscg.mil,</E>or Lieutenant Junior Grade Isaac Slavitt, Coast Guard First District Waterways Management Branch, telephone (617) 223-8385, email<E T="03">Isaac.M.Slavitt@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Public Participation and Request for Comments</HD>

        <P>We encourage you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted, without change, to<E T="03">http://www.regulations.gov</E>and will include any personal information you have provided.</P>
        <P>The Coast Guard will evaluate and revise this rule as necessary to address significant public comments. Alternatively, if the dredging project necessitating the interim rule is completed before April 1, 2014, and we receive no public comments that indicate a substantive need to revise the rule, we may allow it to expire on that date without further regulatory action.</P>
        <HD SOURCE="HD1">Submitting Comments</HD>

        <P>If you submit a comment, please include the docket number for this rulemaking (USCG-2011-0727), indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You may submit your comments and material online (via<E T="03">http://www.regulations.gov</E>) or by fax, mail or hand delivery, but please use only one of these means. If you submit a comment online via<E T="03">www.regulations.gov,</E>it will be considered received by the Coast Guard when you successfully transmit the comment. If you fax, hand deliver, or mail your comment, it will be considered as having been received by the Coast Guard when it is received at the Docket Management Facility. We recommend that you include your name and a mailing address, an email address, or a telephone number in the body of your document so that we can contact you if we have questions regarding your submission.</P>
        <P>To submit your comment online, go to<E T="03">http://www.regulations.gov,</E>click on the “submit a comment” box, which will then become highlighted in blue. In the “Document Type” drop down menu select “Proposed Rule” and insert “USCG-2011-0727” in the “Keyword” box. Click “Search” then click on the balloon shape in the “Actions” column. If you submit comments by mail or hand delivery, submit them in an unbound format, no larger than 8<FR>1/2</FR>by 11 inches, suitable for copying and electronic filing. If you submit comments by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during<PRTPAGE P="1024"/>the comment period and will consider those comments before issuing a final rule.</P>
        <HD SOURCE="HD1">Viewing Comments and Documents</HD>

        <P>To view comments, as well as documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>click on the “read comments” box, which will then become highlighted in blue. In the “Keyword” box insert “USCG-2011-0727” and click “Search.” Click the “Open Docket Folder” in the “Actions” column. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. We have an agreement with the Department of Transportation to use the Docket Management Facility.</P>
        <HD SOURCE="HD1">Privacy Act</HD>

        <P>Anyone can search the electronic form of comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review a Privacy Act notice regarding our public dockets in the January 17, 2008, issue of the<E T="04">Federal Register</E>(73 FR 3316).</P>
        <HD SOURCE="HD1">Public Meeting</HD>

        <P>We do not now plan to hold a public meeting within the meaning of the Administrative Procedure Act (APA), 5 U.S.C. 553. But you may submit a request for one using one of the four methods specified under<E T="02">ADDRESSES.</E>Please explain why you believe such a public meeting would be beneficial. If we determine that one would aid this rulemaking, we will hold one at a time and place announced by a later notice in the<E T="04">Federal Register.</E>The Coast Guard has held or participated in 17 locally announced informal waterway user meetings where waterway closures and restrictions were discussed. We anticipate holding additional informal meetings, with opportunity for public questions or comments, during this project. We will provide written summaries of any such meetings in the docket.</P>
        <HD SOURCE="HD1">Regulatory Information</HD>
        <P>This temporary interim rule (TIR) is the second to address the RNA in the Arthur Kill. An earlier TIR added the basic RNA regulation for that waterway: 33 CFR 165.T01-0727 (76 FR 52569; Aug. 23, 2011).</P>
        <P>We are issuing this second TIR without prior notice and opportunity to comment, under the authority of the Administrative Procedure Act (APA), 5 U.S.C. 553(b), and giving effect to it immediately (with actual notice) under the authority of the APA, 5 U.S.C. 553(d)(1). This second TIR adds 33 CFR 165.T01-0727(b)(9), which allows us to suspend the enforcement of specific RNA requirements. We find good cause for adding paragraph (b)(9) without prior notice and comment, and without the normal 30-day APA waiting period, because doing so relieves a regulatory restriction that would require strict observation of the RNA's requirements under all conditions, and because we know of conditions under which it would be unnecessary and contrary to the public interest for us to enforce those requirements: At three informal meetings held with stakeholders between July and September 2011, we learned that the RNA's requirement to maintain a distance of at least 150 feet from drilling and blasting equipment is not feasible for large commercial ships with tugs alongside. Moreover, the distance requirement is not necessary for the protection of safety, when all drilling and blasting equipment is located in an enclosed portion of the navigable channel away from the normal flow of marine traffic. We can foresee other possible circumstances in which it would be contrary to the public interest and unnecessary for safety to enforce the RNA's requirements. It would be impracticable and contrary to the public interest to continue enforcing those requirements solely to allow time for publication of a notice of proposed rulemaking and for taking public comments on such a notice.</P>
        <HD SOURCE="HD1">Basis and Purpose</HD>
        <P>Under the Ports and Waterways Safety Act, the Coast Guard has the authority to establish RNAs in defined water areas that are determined to have hazardous conditions and in which vessel traffic can be regulated in the interest of safety. See 33 U.S.C. 1231 and Department of Homeland Security Delegation No. 0170.1.</P>
        <P>The purpose of this rule is to ensure the safe transit of vessels in the area and to protect all persons, vessels, and the marine environment during the ongoing channel deepening project.</P>
        <HD SOURCE="HD1">Background</HD>
        <P>The RNA encompasses all waters of the North of Shooters Island Reach, Elizabethport Reach, and Gulfport Reach in the Arthur Kill. Consult the first TIR for further background information on the RNA. Drilling and blasting operations began in the Arthur Kill on Tuesday, August 2, 2011. We expect those operations to conclude within the lifespan of this second TIR, which like the first expires on April 1, 2014.</P>
        <HD SOURCE="HD1">Discussion of Comments and Changes</HD>
        <P>We received comments from the harbor pilots during the locally announced informal waterway user meetings held between July and September 2011. They noted that the requirement for all vessels to remain at least 150 feet from drilling and blasting equipment is not feasible for large commercial ships with tugs alongside, and unnecessary for the protection of safety when all drilling and blasting equipment is located in an enclosed portion of the navigable channel away from the normal flow of marine traffic. We agree and are adding paragraph (b)(9) to the regulatory text for our RNA, allowing us to suspend enforcement of specific requirements under circumstances such as these, upon a mariner giving appropriate notice of a vessel transit in the regulated area.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed both the first TIR and this second TIR after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD1">Executive Order 12866 and Executive Order 13563</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order. For a discussion of the RNA's overall economic impact, see our first TIR. The economic impact of this second TIR`s addition of 33 CFR 165.T01-0727(b)(9) will be favorable because it allows us to suspend enforcement of provisions against the regulated public.</P>
        <HD SOURCE="HD1">Small Entities</HD>

        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. In the first TIR, we certified under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities, and we supported that certification. We<PRTPAGE P="1025"/>repeat that certification for this second TIR, which will have a favorable though insignificant impact on small entities by allowing us to suspend enforcement of provisions against them.</P>
        <HD SOURCE="HD1">Assistance for Small Entities</HD>
        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we continue to offer to assist small entities in understanding the RNA and its impact on them.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-(888) 734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD1">Miscellaneous</HD>

        <P>The amendment made by this second TIR allows us to suspend enforcement of the RNA's requirements. As such, the amendment has no further impact on the analyses included in the first TIR of collection of information (Paperwork Reduction Act of 1995, 44 U.S.C. 3501-3520); Federalism (Executive Order 13132), the Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538), the taking of private property (Executive Order 12630), civil justice reform (Executive Order 12988), protection of children (Executive Order 13045), Indian tribal governments (Executive Order 13175), energy (Executive Order 13211), technical standards (the National Technology Transfer and Advancement Act, 15 U.S.C. 272 note), or the environment. This rule is categorically excluded, under figure 2-1, paragraph (34)(g), of Commandant Instruction M16475.1D. This rule involves the establishment of a RNA. An environmental analysis checklist and a categorical exclusion determination are available in the docket where indicated under<E T="02">ADDRESSES</E>.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1226, 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. In 33 CFR 165.T01-0727, add paragraph (b)(9) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T01-0727</SECTNO>
            <SUBJECT>Regulated Navigation Area; Arthur Kill, NY and NJ.</SUBJECT>
            <STARS/>
            <P>(b) * * *</P>
            <P>(9) Suspension of enforcement: the Captain of the Port (COTP) New York will cause notice of enforcement, suspension of enforcement, or closure of the waterway to be made by all appropriate means to achieve the widest distribution among the affected segments of the public. Such means of notification may include, but are not limited to, Broadcast Notice to Mariners, Local Notice to Mariners and Vessel Traffic Service New York (VTSNY). Such notification will include the date and time that enforcement is suspended as well as the date and time that enforcement will resume.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: December 16, 2011.</DATED>
          <NAME>D.A. Neptun,</NAME>
          <TITLE>Rear Admiral, U.S. Coast Guard, Commander, First Coast Guard District.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-108 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2011-0101]</DEPDOC>
        <RIN>RIN 1625-AA87</RIN>
        <SUBJECT>Security Zones; Cruise Ships, San Pedro Bay, CA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is amending a security zone regulation for cruise ships visiting San Pedro Bay, California by providing a common description of all security zones to encompass only navigable waters within a 100-yard radius around any cruise ship that is located within the San Pedro Bay port area landward of the sea buoys bounding the Port of Los Angeles or Port of Long Beach or at designated anchorages within 3 nautical miles of the Federal breakwater. This rule is necessary to provide for the safety of the cruise ship, vessels, and users of the waterway. Entry into these security zones will be prohibited unless specifically authorized by the Captain of the Port (COTP) Los Angeles—Long Beach, or his designated representative.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective February 8, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>The contents of the online docket for this rulemaking, USCG-2011-0101, may be viewed by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-0101 in the “Keyword box, and then clicking “Search.” This material is also available for inspection or copying at the Docket Management facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Ensign Stephen M. Sanders, Assistant Chief, Waterways Management, Coast Guard Sector Los Angeles—Long Beach, Coast Guard; telephone (310) 521-3860, email<E T="03">Stephen.M.Sanders@uscg.mil.</E>If you have any questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
          <HD SOURCE="HD1">Regulatory Information</HD>

          <P>On August 16, 2011, we published a noticed of proposed rulemaking (NPRM) entitled Security Zones; Cruise Ships, San Pedro Bay, CA in the<E T="04">Federal Register</E>(76 FR 50710). We received no comments on the proposed rule, either through the electronic docket office, or directly to Coast Guard Sector Los Angeles—Long Beach. A public meeting was not requested, and none were held.</P>
          <HD SOURCE="HD1">Basis and Purpose</HD>

          <P>Based on experience with actual security zone enforcement operations, the COTP Los Angeles—Long Beach has concluded that a security zone is needed encompassing all navigable waters, extending from the surface to the sea floor, within a 100 yard radius around any cruise ship that is within the San Pedro Bay port area inside the sea buoys bounding the Port of Los Angeles or Port of Long Beach or at designated anchorages within 3 nautical miles of the Federal breakwater. This<PRTPAGE P="1026"/>will provide for the safety of the cruise ship, vessels, and users of the waterway.</P>
          <HD SOURCE="HD1">Background</HD>
          <P>The Coast Guard is amending an existing security zone regulation. The security zones created by this rule will encompass only navigable waters within a 100-yard radius around any cruise ship that is located within the San Pedro Bay port area landward of the sea buoys bounding the Port of Los Angeles or Port of Long Beach or at designated anchorages within 3 nautical miles of the Federal breakwater. These security zones are necessary to provide for the safety of the cruise ship, vessels, and users of the waterway. Entry into these security zones is prohibited unless specifically authorized by the Captain of the Port (COTP) Los Angeles—Long Beach, or his designated representative.</P>
          <P>Paragraph (b)(1) and (b)(2) of the existing 33 CFR 165.1154 includes reference to the shore area and cruise ships anchored at designated anchorages either inside or outside at designated anchorages within 3 nautical miles of the Federal breakwaters. The COTP has determined that security zones for moored cruise ships in Los Angeles—Long Beach Harbors need not include any shore area, as passenger terminals used for cruise ship operations are regulated under regulations in 33 CFR part 105 issued under authority of the Maritime Transportation Security Act of 2002 (Pub. L. 107-295). In addition to clarifying the area covered by security zones created by § 165.1154(b), this rule simplifies the regulation by not distinguishing between anchored cruise ships, moored cruise ships, and cruise ships underway. Also, § 165.1154 paragraph (c) is amended to make it clear that persons and vessels may not enter these security zones without first obtaining permission of the Captain of the Port.</P>
          <HD SOURCE="HD1">Discussion of Comments and Changes</HD>
          <P>There were no comments submitted to the electronic docket or to the Coast Guard Sector Los Angeles—Long Beach. No changes were made from the proposed regulation.</P>
          <HD SOURCE="HD1">Regulatory Analyses</HD>
          <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 14 of these statutes or executive orders.</P>
          <HD SOURCE="HD1">Regulatory Planning and Review</HD>
          <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order or under Executive Order 13563, Improving Regulation and Regulatory Review. The Office of Management and Budget has not reviewed it under that Order. It is not “significant” under the regulatory policies and procedures of the Department of Homeland Security (DHS). We expect the economic impact of this rule to be so minimal that full Regulatory Evaluation is unnecessary. Most of the entities likely to be affected are pleasure craft engaged in recreational activities and sightseeing. In addition, due to National Security interests, the implementation of this security zone regulation is necessary for the protection of the United States and its people. The size of the zones is the minimum necessary to provide adequate protection for cruise ships.</P>
          <HD SOURCE="HD1">Small Entities</HD>
          <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
          <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
          <P>This rule will affect the following entities, some of which may be small entities: the owners or operators of vessels intending to transit or anchor in Los Angeles—Long Beach ports within a 100-yard radius of cruise ships covered by this rule.</P>
          <P>This security zone regulation will not have a significant economic impact on a substantial number of small entities because vessel traffic can pass safely around the zones.</P>
          <HD SOURCE="HD1">Assistance for Small Entities</HD>
          <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we offer to assist small entities in understanding the rule so that they can better evaluate its effects on them and participate in the rulemaking process.</P>
          <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-(888) 734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
          <HD SOURCE="HD1">Collection of Information</HD>
          <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
          <HD SOURCE="HD1">Federalism</HD>
          <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism.</P>
          <HD SOURCE="HD1">Unfunded Mandates Reform Act</HD>
          <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
          <HD SOURCE="HD1">Taking of Private Property</HD>
          <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
          <HD SOURCE="HD1">Civil Justice Reform</HD>
          <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
          <HD SOURCE="HD1">Protection of Children</HD>

          <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to<PRTPAGE P="1027"/>health or risk to safety that might disproportionately affect children.</P>
          <HD SOURCE="HD1">Indian Tribal Governments</HD>
          <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
          <HD SOURCE="HD1">Energy Effects</HD>
          <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
          <HD SOURCE="HD1">Technical Standards</HD>
          <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (e.g. specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
          <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
          <HD SOURCE="HD1">Environment</HD>

          <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have made a determination that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34) (g), of the Instruction. This rule involves amending a security zone regulation by removing the reference to shore area in security zones for moored cruise ships. An environmental analysis checklist and a categorical exclusion determination are available in the docket were indicated under<E T="02">ADDRESSES</E>.</P>
          <LSTSUB>
            <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
            <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
          </LSTSUB>
          
          <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
          <REGTEXT PART="165" TITLE="33">
            <PART>
              <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
            </PART>
            <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
            <AUTH>
              <HD SOURCE="HED">Authority:</HD>
              <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
            </AUTH>
          </REGTEXT>
          <REGTEXT PART="165" TITLE="33">
            <AMDPAR>2. In § 165.1154, revise paragraphs (b) and (c) to read as follows:</AMDPAR>
            <SECTION>
              <SECTNO>§ 165.1154</SECTNO>
              <SUBJECT>Security Zones; Moored Cruise Ships, San Pedro Bay, California.</SUBJECT>
              <STARS/>
              <P>(b)<E T="03">Location.</E>The following areas are security zones: All navigable waters, extending from the surface to the sea floor, within a 100-yard radius around any cruise ship that is located within the San Pedro Bay area landward of the sea buoys bounding the port of Los Angeles or Port of Long Beach or designated anchorages within 3 nautical miles seaward of the Federal Breakwaters.</P>
              <P>(c)<E T="03">Regulations.</E>Under regulations in 33 CFR part 165, subpart D, a person or vessel may not entry into or remain in the security zones created by this section unless authorized by the Coast Guard Captain of the Port, Los Angeles—Long Beach (COTP) or a COTP designated representative.</P>
              <P>(1) Persons desiring to transit these security zones may contact the COTP at telephone number (310) 521-3801 or on VHF-FM channel 16 (156.8 MHz) to seek permission to transit the area. If permission is granted, all persons and vessels must comply with the instructions of the Captain of the Port or his or her designated representative.</P>
              <P>(2) When a cruise ship approaches within 100 yards of a vessel that is moored, or anchored, the stationary vessel must stay moored or anchored while it remains within the cruise ship's security zone unless it is either ordered by, or given permission from, the COTP Los Angeles-Long Beach to do otherwise.</P>
              <STARS/>
            </SECTION>
          </REGTEXT>
          <SIG>
            <DATED>Dated: December 23, 2011.</DATED>
            <NAME>R.R. Laferriere,</NAME>
            <TITLE>Captain, U.S. Coast Guard, Captain of the Port Los Angeles—Long Beach.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-109 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R08-OAR-2007-1037; FRL-9506-8]</DEPDOC>

        <SUBJECT>Approval and Promulgation of State Implementation Plans; State of Colorado; Interstate Transport of Pollution Revisions for the 1997 PM<E T="52">2.5</E>and 8-Hour Ozone NAAQS: “Significant Contribution,” “Interference With Maintenance,” and “Interference With Prevention of Significant Deterioration” Requirements; Revisions to Regulation No. 3</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>EPA is approving portions of a State Implementation Plan (SIP) revision submitted by the State of Colorado for the purpose of addressing the “good neighbor” provisions of Clean Air Act (“Act” or “CAA”) section 110(a)(2)(D)(i) for the 1997 8-hour ozone National Ambient Air Quality Standards (“NAAQS” or “standards”) and the 1997 fine particulate matter (“PM<E T="52">2.5</E>”) NAAQS. This SIP revision addresses the requirement that the State of Colorado's SIP (“Interstate Transport SIP”) have adequate provisions to prohibit air emissions from adversely affecting another state's air quality through interstate transport. In this action, EPA is approving the Colorado Interstate Transport SIP provisions that address the requirement of section 110(a)(2)(D)(i) that emissions from Colorado sources do not significantly contribute to nonattainment of the 1997 PM<E T="52">2.5</E>NAAQS in any other state, interfere with maintenance of the 1997 PM<E T="52">2.5</E>NAAQS by any other state, or interfere with any other state's required measures to prevent significant deterioration of air quality for the 1997 PM<E T="52">2.5</E>and 8-hour ozone NAAQS. EPA is<PRTPAGE P="1028"/>also approving certain revisions to Colorado Regulation No. 3 submitted by the State of Colorado in separate prior submissions. This action is being taken under section 110 of the CAA.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>This final rule is effective February 8, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>EPA has established a docket for this action under Docket ID No. EPA-R08-OAR-2007-1037. Documents related to EPA's December 7, 2005 proposed approval of changes to Colorado Regulation No. 3 (70 FR 72744) can be found in a docket under Docket ID No. R08-OAR-2005-CO-0003. All documents in the dockets are listed on the<E T="03">www.regulations.gov</E>Web site. Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically through<E T="03">www.regulations.gov</E>or in hard copy at the Air Program, Environmental Protection Agency (EPA), Region 8, 1595 Wynkoop Street, Denver, Colorado 80202-1129. EPA requests that if at all possible, you contact the individual listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to view the hard copy of the docket. You may view the hard copy of the docket Monday through Friday, 8 a.m. to 4 p.m., excluding Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Adam Clark, Air Program, U.S. Environmental Protection Agency, Region 8, Mailcode 8P-AR, 1595 Wynkoop, Denver, Colorado 80202-1129, (303) 312-7104,<E T="03">clark.adam@epa.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Definitions</HD>
        <P>For the purpose of this document, we are giving meaning to certain words or initials as follows:</P>
        <P>(i) The words or initials<E T="03">Act</E>or<E T="03">CAA</E>mean or refer to the Clean Air Act, unless the context indicates otherwise.</P>
        <P>(ii) The words<E T="03">EPA, we,</E>
          <E T="03">us</E>or<E T="03">our</E>mean or refer to the United States Environmental Protection Agency.</P>
        <P>(iii) The initials<E T="03">SIP</E>mean or refer to State Implementation Plan.</P>
        <P>(iv) The words<E T="03">Colorado</E>and<E T="03">State</E>mean the State of Colorado.</P>
        <HD SOURCE="HD1">Table of Contents</HD>
        
        <EXTRACT>
          <FP SOURCE="FP-2">I . Background</FP>
          <FP SOURCE="FP-2">II. Response to Comments</FP>
          <FP SOURCE="FP-2">III. Section 110(l)</FP>
          <FP SOURCE="FP-2">IV. Final Action</FP>
          <FP SOURCE="FP-2">V. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        
        <HD SOURCE="HD1">I. Background</HD>

        <HD SOURCE="HD2">Colorado Interstate Transport SIP for the 1997 8-hour Ozone and PM<E T="54">2.5</E>NAAQS</HD>

        <P>On July 18, 1997, EPA promulgated new NAAQS for ozone and for PM<E T="52">2.5</E>. Section 110(a)(1) of the CAA requires states to submit SIPs to address a new or revised NAAQS within 3 years after promulgation of such standards, or within such shorter period as EPA may prescribe. Section 110(a)(2) lists the elements that such new SIPs must address, as applicable, including section 110(a)(2)(D)(i), which pertains to interstate transport of certain emissions. On August 15, 2006, EPA issued its “Guidance for State Implementation Plan (SIP) Submissions to Meet Current Outstanding Obligations Under Section 110(a)(2)(D)(i) for the 8-Hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards” (“2006 Guidance”).<SU>1</SU>

          <FTREF/>The 2006 Guidance recommends ways states may, in their submissions, meet the requirements of section 110(a)(2)(D)(i) for the 1997 8-hour ozone and PM<E T="52">2.5</E>standards.</P>
        <FTNT>
          <P>

            <SU>1</SU>Memorandum from William T. Harnett entitled, “Guidance for State Implementation Plan (SIP) Submissions to Meet Current Outstanding Obligations Under Section 110(a)(2)(D)(i) for the 8-hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards” (Aug. 15, 2006).</P>
        </FTNT>
        <P>As identified in the 2006 Guidance, the “good neighbor” provisions in section 110(a)(2)(D)(i) require each state to submit a SIP that prohibits emissions that adversely affect another state in the ways contemplated in the statute. Section 110(a)(2)(D)(i) identifies four distinct requirements related to the impacts of interstate transport. The SIP must prevent sources in the state from emitting pollutants in amounts which will: (1) Contribute significantly to nonattainment of the NAAQS in any other state; (2) interfere with maintenance of the NAAQS by any other state; (3) interfere with required measures to prevent significant deterioration of air quality in any other state; or (4) interfere with efforts to protect visibility in any other state. Requirements (1) and (2) are found under 110(a)(2)(D)(i)(I), and requirements (3) and (4) are found under 110(a)(2)(D)(i)(II).</P>

        <P>On June 11, 2008, the State of Colorado submitted to EPA an Interstate Transport SIP addressing all four requirements of CAA section 110(a)(2)(D)(i) for the 1997 8-hour ozone and PM<E T="52">2.5</E>NAAQS. In response to EPA's concerns regarding the June 11, 2008 submission, the State later submitted two superseding interstate transport SIP revisions: (a) a June 18, 2009 submission addressing requirements (1) and (2) of section 110(a)(2)(D)(i) for the 1997 8-hour ozone NAAQS; and (b) a March 31, 2010 submission addressing requirements (3) and (4) for the 1997 8-hour ozone NAAQS and requirements (1) through (4) for the 1997 PM<E T="52">2.5</E>NAAQS. EPA approved Colorado's Interstate Transport SIP with respect to the “significant contribution to nonattainment” and the “interfere with maintenance” requirements for the 1997 8-hour ozone NAAQS in final rule actions published June 3 and November 22, 2010 (75 FR 31306; 75 FR 71029). EPA approved Colorado's Interstate Transport SIP with respect to the “interfere with visibility” requirement for the 1997 8-hour ozone and PM<E T="52">2.5</E>NAAQS on April 20, 2011 (76 FR 22036).</P>

        <P>After those actions, the pending portions of Colorado's Interstate Transport SIP are those that address requirements (1), (2), and (3) for the 1997 PM<E T="52">2.5</E>NAAQS and requirement (3) for the 1997 8-hour ozone NAAQS. On April 19, 2011, EPA published a notice of proposed rulemaking (NPR) for the State of Colorado (76 FR 21835) to act on the pending portions. Specifically, in the NPR EPA proposed approval of the language and demonstration of the March 31, 2010 submission that addresses three requirements of section 110(a)(2)(D)(i) with respect to the 1997 PM<E T="52">2.5</E>NAAQS: (1) Prohibition of significant contribution to nonattainment of the NAAQS in any other state, (2) prohibition of interference with maintenance of the NAAQS by any other state, and (3) prohibition of interference with other states' required measures to prevent significant deterioration of air quality. EPA is also approving the language and demonstration that addresses requirement (3) of section 110(a)(2)(D)(i)—prohibition of interference with other states' required measures to prevent significant deterioration of air quality—with respect to the 1997 8-hour ozone NAAQS.</P>
        <HD SOURCE="HD2">Colorado Regulation No. 3, Part D: New Source Review and Prevention of Significant Deterioration (PSD)</HD>

        <P>The 2006 Guidance states that the interference with PSD requirement of section 110(a)(2)(D)(i)(II) may be met by the State's confirmation in a SIP submission that new major sources and major modifications in the State are subject to PSD and (if the State contains a nonattainment area for the relevant<PRTPAGE P="1029"/>pollutant) Nonattainment New Source Review (NNSR) programs that implement the relevant standards according to current requirements.<SU>2</SU>
          <FTREF/>Colorado's SIP-approved PSD and NNSR programs are contained in Colorado Regulation No. 3.</P>
        <FTNT>
          <P>
            <SU>2</SU>2006 Guidance at 6.</P>
        </FTNT>
        <P>The State of Colorado submitted revisions to Colorado Regulation No. 3 on July 11, 2005, and submitted a supplement to those revisions on October 25, 2005, in response to EPA's concerns. The two submissions reorganized Regulation No. 3 by moving much of the previously approved language from other sections of Regulation 3 into the newly created Part D. The submissions then incorporated EPA's December 31, 2002 NSR Reform rule (67 FR 80186) into Part D, applying the reforms to both the State's PSD and NNSR programs. In its submissions, Colorado distinguished the revised language that incorporated NSR Reform from the language for the existing PSD and NSR programs (as reorganized into part D) by italicizing language that was to be added to the existing programs and by underlining language that was to be removed from the existing programs. Colorado's submission indicated that the addition of the italicized language and removal of the underlined language was to become effective only after EPA approved those changes into Colorado's SIP. EPA proposed approval of the October 25, 2005 submission on December 7, 2005 (70 FR 72744).<SU>3</SU>
          <FTREF/>EPA's proposed approval received extensive comments, and EPA has not yet finalized it.</P>
        <FTNT>
          <P>
            <SU>3</SU>The December 7, 2005 proposed approval and all supporting documentation, including both the July 11, 2005 and October 25, 2005 submissions can be found in docket R08-OAR-2005-CO-0003-FRL-8005-6.</P>
        </FTNT>
        <P>On August 1, 2007, the State submitted to EPA revisions to Regulation No. 3. These revisions (among other things) updated the State's PSD and NNSR programs to meet the requirements of EPA's Phase 2 implementation rule for the 1997 8-hour ozone NAAQS (“Phase 2 Rule”) (70 FR 71612, Nov. 29, 2005). In the April 19, 2011 NPR (76 FR 21835) for today's action, EPA proposed approval of portions of the August 1, 2007 submission, specifically the portions that implement the Phase 2 rule by treating nitrogen oxides as an ozone precursor. Because these portions are in part D of Regulation No. 3, which was created by the July 11, 2005 and the October 25, 2005 submissions, the August 1, 2007 revisions depend on those earlier submissions. Specifically, the August 1, 2007 revisions depend on the following parts: The reorganization of the existing PSD and NNSR programs into part D of Regulation No. 3, the introduction of the term “regulated NSR pollutant,” and the associated replacement in existing portions of the PSD and NNSR program of the regulatory phrase “air pollutant subject to regulation under the Act” with the term “regulated NSR pollutant.” As explained in greater detail in section IV below, in this action we also finalize the December 7, 2005 proposed approval of these portions of the July 11, 2005 and October 25, 2005 submissions.</P>
        <P>Finally, the NPR included language explaining that EPA would approve the State's 110(a)(2)(D)(i) submission for the PSD requirement in its entirety for both NAAQS if the State submitted a letter clarifying that its Interstate Transport SIP submission should be read to rely only on the portion of Colorado's PSD program that remains approved after the PSD SIP Narrowing Rule (75 FR 82536, Dec. 30, 2010) took effect. The State submitted to EPA a letter making this clarification on May 10, 2011.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>This letter is available for view in the docket for this action.</P>
        </FTNT>
        <HD SOURCE="HD1">II. Response to Comments</HD>
        <P>EPA received no comments on its April 19, 2011 proposed approval of portions of Colorado's Interstate Transport SIP and of portions of Colorado's August 1, 2007 submission addressing requirements of the Phase 2 Rule. EPA did receive comments on the December 7, 2005 proposal to approve Colorado's July 11, 2005 and October 25, 2005 submissions. EPA does not consider any of these comments applicable to the portions of the December 7, 2005 proposal we are finalizing with today's action. However, to the extent that some comments could be understood to apply to the portions we are approving with this action, EPA addresses these particular comments below. These comments fell into three categories: (1) Comments that argued that approval would violate the requirements of section 110(l) of the Act; (2) comments that argued that approval would violate the requirements of section 193 of the Act; and (3) comments that generally (without a specific legal basis) opposed approval.</P>
        <P>First, with regards to section 110(l), the only substantive change to Colorado's PSD and NNSR programs in the submissions that EPA approves today is the addition of the defined term “regulated NSR pollutant” and the use of that term in place of the previous regulatory phrase, “air pollutant subject to regulation under the Federal Act.” As noted in the preamble to the NSR Reform rules, (67 FR at 80239-40), the effect of introducing the term “regulated NSR pollutant” was to exclude from the PSD program hazardous air pollutants (HAPS) listed under section 112 of the Act, except for HAPS that are a constituent or precursor of a more general pollutant regulated under section 108 of the Act. EPA explained that this change clarified which pollutants are covered under the PSD program and responded to the addition of section 112(b)(6) in the 1990 Clean Air Act Amendments.</P>
        <P>Section 110(l) provides in relevant part: “The Administrator shall not approve a revision of a plan if the revision would interfere with any applicable requirement concerning attainment and reasonable further progress * * *, or any other applicable requirement of [the Act].” The exclusion of HAPS from the PSD program to the extent described above does not affect any applicable requirement concerning attainment and reasonable further progress, as those requirements are specific to criteria pollutants and their precursors. Furthermore, the exclusion does not interfere with any other applicable requirement; in fact, it implements the requirement of section 112(b)(6) of the Act. Finally, this revision does not relax any applicable requirements, and is merely a clarification of the applicability of the PSD program. Therefore, approval of the specified portions of the October 25, 2005 submission does not violate section 110(l).</P>

        <P>Similarly, approval of these portions does not violate section 193 of the Act. Section 193 prohibits modification after November 15, 1990 of any “control requirement in effect, or required to be adopted by an order, settlement agreement or plan in effect before November 15, 1990, in any area which is a nonattainment area for any air pollutant * * * unless the modification insures equivalent or greater emission reductions of such air pollutant.” As the introduction of the term “regulated NSR pollutant” leaves unchanged control requirements for criteria pollutants, the portions of the July 11, 2005 and October 25, 2005 submissions approved in this action do not violate the prohibition of section 193. Finally, in response to comments that generally (without a specific legal basis) opposed EPA's proposed approval of the July 11, 2005 and October 25, 2005 submissions, EPA notes that section 110(k)(3) requires us to approve SIP submissions that meet all of the applicable requirements of the Act. Although we<PRTPAGE P="1030"/>acknowledge the opposition to our approval of the 2005 submissions, the comments do not provide a basis for us to act otherwise.</P>
        <HD SOURCE="HD1">III. Section 110(l)</HD>

        <P>Section 110(l) of the CAA prohibits EPA from approving a SIP revision if the revision would interfere with any applicable requirement concerning attainment and reasonable further progress towards attainment of the NAAQS or any other applicable requirements of the Act. As explained in section II above, EPA's approval of specific portions of the July 11, 2005 and October 25, 2005 submissions revising Regulation No. 3 does not violate section 110(l). EPA's approval of the Interstate Transport SIP also does not violate section 110(l), as the Interstate Transport SIP does not revise or remove any existing emissions limitation for any NAAQS, or any other existing substantive SIP provision relevant to the 1997 8-hour ozone or PM<E T="52">2.5</E>NAAQS. Finally, the portions of the August 1, 2007 submission acted on here, in treating NO<E T="52">X</E>as a precursor to ozone, make the Colorado SIP more stringent; EPA's approval of these portions therefore does not violate section 110(l).</P>
        <HD SOURCE="HD1">IV. Final Action</HD>

        <P>EPA is approving portions of the Colorado Interstate Transport SIP revisions submitted by the State on March 31, 2010. Specifically, in this action EPA is approving the language and demonstration of the March 31, 2010 submission that addresses three requirements of section 110(a)(2)(D)(i) with respect to the 1997 PM<E T="52">2.5</E>NAAQS: (1) Prohibition of significant contribution to nonattainment of the NAAQS in any other state, (2) prohibition of interference with maintenance of the NAAQS by any other state, and (3) prohibition of interference with other states' required measures to prevent significant deterioration of air quality. EPA is also approving the language and demonstration that addresses requirement (3) of section 110(a)(2)(D)(i)—prohibition of interference with other states' required measures to prevent significant deterioration of air quality—with respect to the 1997 8-hour ozone NAAQS. The reasons for this action are detailed in our notice proposing approval of the portions of the March 31, 2010 submission for these requirements (76 FR 21835). In brief, our analysis of the weight of evidence indicated that emissions from Colorado do not have the impacts prohibited by the requirements (1) and (2) with respect to the 1997 PM<E T="52">2.5</E>NAAQS. In addition, we noted that a clarification by Colorado of its interpretation of EPA's interim guidance on use of PM<E T="52">10</E>as a surrogate for PM<E T="52">2.5</E>allowed us to propose approval of Colorado's Interstate Transport SIP with regards to requirement (3) for the 1997 PM<E T="52">2.5</E>NAAQS. Finally, we explained that concurrent approval of the portions of the August 1, 2007 submittal (finalized below) implementing the Phase 2 Rule would allow us to approve the Interstate Transport SIP with regards to requirement (3) for the 1997 ozone NAAQS.</P>
        <P>EPA is also approving certain revisions to Colorado's PSD and NNSR programs in this action. These revisions were submitted by the State on July 11, 2005 and October 25, 2005, and proposed for approval by EPA on December 7, 2005 (70 FR 72744); in part, the revisions reorganize the previously approved PSD and NNSR programs in Regulation 3 into Part D. With the exception of the provisions submitted in 2007 that implement the requirements of the Phase 2 Rule (listed in Table 2.) and that supersede the 2005 submittals, we are approving the following provisions from the 2005 submittals. We are generally approving the text in Part D that is plain or (except as described below) underlined; this language reflects the reorganization of the PSD and NNSR programs into Part D. EPA is also approving portions of Regulation 3 Part D that were added or revised by the State in response to EPA's December 31, 2002 NSR Reform rule and that were included in the July 11, 2005 and October 25, 2005 submissions. These particular portions were also proposed for approval in the December 7, 2005 NPR (70 FR 72744). Specifically, these portions are: (1) The addition of the term “regulated NSR pollutant” in italicized text (including when used in the phrase “With respect to any regulated NSR pollutant emitted by any major stationary source”); and (2) the addition of italicized text and removal of underlined text that reflects the replacement of the term “air pollutant subject to regulation under the Federal Act” (or an equivalent phrase) with “regulated NSR pollutant.”</P>
        <GPOTABLE CDEF="s75,r50,r100,r50,r75,r100" COLS="6" OPTS="L2,p7,7/8,i1">
          <TTITLE>Table 1</TTITLE>
          <BOXHD>
            <CHED H="1">Provision location in<LI>Colorado's</LI>
              <LI>current SIP Reg 3</LI>
              <LI>(NA = not in current Colorado SIP)</LI>
            </CHED>
            <CHED H="1">Provision location in<LI>Colorado's 4/16/2004 Reg 3 revision</LI>
            </CHED>
            <CHED H="1">Provision description</CHED>
            <CHED H="1">EPA is incorporating all or part of revision or addition into the SIP<SU>5</SU>
            </CHED>
            <CHED H="1">Equivalent provision in 40 CFR 51.165 and 40 CFR 51.166</CHED>
            <CHED H="1">Comment<LI>(if applicable, see footnote)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">A-I.B.1.</ENT>
            <ENT>D-II.A.1.</ENT>
            <ENT>Actual emissions definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(21)<LI>51.165(a)(1)(xii)</LI>
            </ENT>
            <ENT>Note the reference in this definition to “I.B.1.a” should be to “II.A.1.a.” and Colorado will correct this reference in a future revision of Regulation No. 3.<LI>See footnote 5.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.7.</ENT>
            <ENT>D-II.A.3.</ENT>
            <ENT>Air Quality Related Value definition</ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.8.</ENT>
            <ENT>A-I.B.7.</ENT>
            <ENT>Allowable Emissions definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(16)<LI O="xl">51.165(a)(1)(xi)</LI>
            </ENT>
            <ENT>See footnote 1.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.10.</ENT>
            <ENT>D-II.A.5.</ENT>
            <ENT>Baseline Area definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(15)</ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.11.</ENT>
            <ENT>D-II.A.6.</ENT>
            <ENT>Baseline Concentration definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(13)</ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.12.</ENT>
            <ENT>D-II.A.8.</ENT>
            <ENT>Best Available Control Technology definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(12)<LI O="xl">51.165(a)(1)(xl)</LI>
            </ENT>
            <ENT>EPA is approving this definition.<LI O="xl">See footnote 4.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.15.</ENT>
            <ENT>D-II.A.12.</ENT>
            <ENT>Complete definition (for PSD/NSR purposes)</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(22)</ENT>
            <ENT>EPA is approving this definition.<LI>The reference in II.A.12.a.(vii) of this definition to “III.G.4. of Part B” is not in the current codified SIP.</LI>
              <LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="1031"/>
            <ENT I="01">A-I.B.21.</ENT>
            <ENT>D-II.A.16.</ENT>
            <ENT>Federal Land Manager definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(24)<LI O="xl">51.165(a)(1)(xlii)</LI>
            </ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.31.</ENT>
            <ENT>D-II.A.19.</ENT>
            <ENT>Innovative Control Technology definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(19)</ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.32.</ENT>
            <ENT>D-II.A.21.</ENT>
            <ENT>Lowest Achievable Emission Rate definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(52)<LI O="xl">51.165(a)(1)(xiii)</LI>
            </ENT>
            <ENT>EPA is approving the renumbering of this definition.<LI>See footnote 3.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.33.</ENT>
            <ENT>D-II.A.24.</ENT>
            <ENT>Major Source Baseline Date definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(14)(i)</ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.34.</ENT>
            <ENT>D-II.A.26.</ENT>
            <ENT>Minor Source Baseline Date definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(14)(ii)</ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.35.b.</ENT>
            <ENT>D-II.A.23. (except II.A.23.a, d(iii),(viii),(x), (xi), and (e)—see below)</ENT>
            <ENT>Major Modification definition</ENT>
            <ENT>Yes, except as noted below</ENT>
            <ENT>51.166(b)(2)<LI O="xl">51.165(a)(1)(v)</LI>
            </ENT>
            <ENT>EPA is approving the renumbering of all of II.23 (except sections D-II.A.23.d.(viii), (x), and (xi)), and, in II.A.23, prior to subsection II.A.23.a, the replacement of the term “air pollutant subject to regulation under the Federal Act or the State Act” with the term “regulated NSR pollutant.”<LI>Note that the provision in II.A.23.e that references “section II.A.2” should reference “II.A.31” and Colorado will correct this reference in a future revision of Regulation 3.</LI>
              <LI>See Footnote 5.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.23.d.(iii)</ENT>
            <ENT>Use of an alternative fuel at a steam generating unit<LI>(part of Major Modification definition)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(2)(iii)(d)<LI O="xl">51.165(a)(1)(v)(C)(4)(iv)</LI>
            </ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.23.d(viii)</ENT>
            <ENT>Addition replacement or use of a PCP * * *<LI>(part of Major Modification definition)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(2)(iii)(h)<LI O="xl">51.165(a)(1)(v)(C)(8)</LI>
            </ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.23.d(x)</ENT>
            <ENT>The installation or operation of a permanent clean coal technology demonstration project that constitutes repowering* * *<LI>(part of Major Modification definition)</LI>
            </ENT>
            <ENT>No, as noted</ENT>
            <ENT>51.166(b)(2)(j)</ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>See footnotes 1 and 7.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.23.d(xi)</ENT>
            <ENT>The reactivation of a very clean coal fired electric utility steam generating unit<LI>(part of Major Modification definition)</LI>
            </ENT>
            <ENT>No, as noted</ENT>
            <ENT>51.166(b)(2)(k)</ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>See footnotes 1 and 7.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.23.e.</ENT>
            <ENT>This definition shall not apply * * * for a PAL<LI>(part of Major Modification definition)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(2)(iv)<LI O="xl">51.165(a)(1)(v)(D)</LI>
            </ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>Note that the reference in this definition should be to II.A.31 not II.A.2., and Colorado will correct this reference in a future revision of Regulation 3.</LI>
              <LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.36.</ENT>
            <ENT>D-II.A.27. (except II.A.27.c.(iv) and II.A.27.g.(v))</ENT>
            <ENT>Net Emissions Increase definition</ENT>
            <ENT>Yes, except as noted below</ENT>
            <ENT>51.166(b)(3)<LI O="xl">51.165(a)(1)(vi)</LI>
            </ENT>
            <ENT>Colorado has added additional language at II.A.27.c.(iii), and II.A.27.g.(i)<LI>EPA is approving the renumbering of this provision and the addition of the phrase “With respect to any regulated NSR pollutant emitted by a major stationary source,” in II.A.27.a.</LI>
              <LI>Note that provision II.A.27.a.(i) references “I.A.4.” However, there is no I.A.4.and this reference will be deleted by Colorado.</LI>
              <LI>See footnote 5.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.27.c.(iv)</ENT>
            <ENT>Net emissions increase at a clean unit<LI>(part of Net Emissions Increase definition)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(3)(iii)(c)<LI O="xl">51.165(a)(1)(vi)(C)(3)</LI>
            </ENT>
            <ENT>EPA is not taking action on this part of the definition at this time.</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="1032"/>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.27.g.(v)</ENT>
            <ENT>Net emissions increase at a clean unit and pollution control project<LI>(part of Net Emissions Increase definition)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(3)(vi)(d)<LI O="xl">51.165(a)(1)(vi)(E)(5)</LI>
            </ENT>
            <ENT>EPA is not taking action on this part of the definition at this time.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.44</ENT>
            <ENT>A-I.B.35.</ENT>
            <ENT>Potential to Emit definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(4)<LI>51.165(a)(1)(iii)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.55.</ENT>
            <ENT>D-II.A.43.</ENT>
            <ENT>Secondary Emissions definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166.(b)(18)<LI O="xl">51.165(a)(1)(viii)</LI>
            </ENT>
            <ENT>EPA is approving the renumbering of this definition.<LI>See footnote 3.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.57.</ENT>
            <ENT>D-II.A.44. (except II.A.44.a)</ENT>
            <ENT>Significant definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166.(b)(23)<LI O="xl">51.165(a)(1)(x)</LI>
            </ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.58. Major Stationary Source</ENT>
            <ENT>D-II.A.25.</ENT>
            <ENT>Major Stationary Source definition (introductory)</ENT>
            <ENT>Yes, except as noted below</ENT>
            <ENT>51.166(b)(1)(i)<LI O="xl">51.165(a)(1)(iv)</LI>
            </ENT>
            <ENT>EPA is approving this definition except for section D-II.A.25.b.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.58.a.</ENT>
            <ENT>D-II.A.25.b.</ENT>
            <ENT>For the purpose of determining whether a source in a nonattainment area is subject * * *<LI>(part of Major Stationary Source definition)</LI>
            </ENT>
            <ENT>No, as noted</ENT>
            <ENT>51.165(a)(1)(iv)(A)(1)</ENT>
            <ENT>EPA is not taking action, at this time, on this part of the definition.<LI>Provision A-I.B.58.a. in the current codified SIP remains in effect as part of the definition of Major Stationary Source.</LI>
              <LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.58.b.</ENT>
            <ENT>D-II.A.25.a.</ENT>
            <ENT>For the purpose of determining whether a source in an attainment or unclassifiable area<LI>(part of Major Stationary Source definition)</LI>
            </ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(1)(i)(a)</ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.58.c.</ENT>
            <ENT>D-II.A.25.c.</ENT>
            <ENT>Major stationary source includes any physical change that would occur at a stationary source<LI>(part of Major Stationary Source definition)</LI>
            </ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(1)(i)(c)<LI O="xl">51.165(a)(1)(iv)(A)(2)</LI>
            </ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.58.d.</ENT>
            <ENT>D-II.A.25.d.</ENT>
            <ENT>A major stationary source that is major for volatile organic compounds shall be considered major * * *<LI>(part of Major Stationary Source definition)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(1)(ii)<LI O="xl">51.165(a)(1)(iv)(B)</LI>
            </ENT>
            <ENT>EPA is not approving this definition.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.58.f.</ENT>
            <ENT>D-II.A.25.e.</ENT>
            <ENT>The fugitive emissions of a stationary source shall not be included<LI>(part of Major Stationary Source definition)</LI>
            </ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(1)(iii)<LI O="xl">51.165(a)(1)(iv)(C)</LI>
            </ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.58.e.</ENT>
            <ENT>D-II.A.25.f.</ENT>
            <ENT>Emissions caused by indirect air pollution sources<LI>(part of Major Stationary Source definition)</LI>
            </ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this definition.<LI>The reference in this definition to “I.B.22. of Part A” is at is at A-I.B.58. in the current codified SIP.</LI>
              <LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">A-I.B.58.g.</ENT>
            <ENT>D-II.A.25.g.</ENT>
            <ENT>A major stationary source in the Denver Metro PM10 * * *<LI>(part of Major Stationary Source definition)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is not acting on this definition in this action. This definition was not included in Colorado's October 25, 2005 submission of Regulation No. 3, and was therefore proposed for approval erroneously in EPA's December 7, 2005 proposed approval.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-III.</ENT>
            <ENT>Permit Review Procedures</ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 6.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-III.A.</ENT>
            <ENT>Major Stationary Sources must apply for CP or OP</ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 6.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.B.5.</ENT>
            <ENT>D-III.B.</ENT>
            <ENT>Process PSD applications w/in 12 months</ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-IV.</ENT>
            <ENT>Public Comment Requirements</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(q)</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 6.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-IV.A.</ENT>
            <ENT>Public Notice</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(q)</ENT>
            <ENT>Copied from Part B, IV.C.4. of current codified SIP.<LI>EPA is approving this section.</LI>
              <LI>The reference in D-IV.A. to “III.C.3. of Part B” is at B-IV.C.3. in the current codified SIP.</LI>
              <LI>See footnote 6.</LI>
            </ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="1033"/>
            <ENT I="01">B-IV.C.4.—from “For sources subject to the provisions of section IV.D.3.” to “The newspaper notice”</ENT>
            <ENT>D-IV.A.1.</ENT>
            <ENT>Public notice of NSR and PSD permit applications</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(q)(ii) and (iv)</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.C.4.f.</ENT>
            <ENT>D-IV.A.2.</ENT>
            <ENT>Additionally, for permit applications * * * (request comment on)</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(q)(iii)</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.C.5.</ENT>
            <ENT>D-IV.A.3.</ENT>
            <ENT>Within 15 days after prepare PA</ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.C.6.</ENT>
            <ENT>D-IV.A.4.</ENT>
            <ENT>Hearing request for innovative control</ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.C.7.</ENT>
            <ENT>D-IV.A.5.</ENT>
            <ENT>Hearing request transmitted to commission</ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.C.8.</ENT>
            <ENT>D-IV.A.6.</ENT>
            <ENT>Commission shall hold public comment hearing</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(q)(v)</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.C.9.</ENT>
            <ENT>D-IV.A.7.</ENT>
            <ENT>15 days after division makes final decision on application</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(q)(viii)</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.2.</ENT>
            <ENT>D-V.</ENT>
            <ENT>Requirements Applicable to Non-attainment Areas (Introductory)</ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.2.a.</ENT>
            <ENT>D-V.A.</ENT>
            <ENT>Major Stationary Sources</ENT>
            <ENT>Yes</ENT>
            <ENT>51.165, Appx. S.IV.A.</ENT>
            <ENT>EPA is approving this section.<LI>The reference in D-V.A. to “III.D.1. of Part B” is at B-IV.D.1. in the current codified SIP.</LI>
              <LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.2.a.(i) through (iii)</ENT>
            <ENT>D-V.A.1. through 3.</ENT>
            <ENT>Major Stationary Sources</ENT>
            <ENT>Yes</ENT>
            <ENT>51.165, Appx. S.IV.A.<LI O="xl">Conditions 1-4</LI>
            </ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.2.a.(iii)(C) 2nd par</ENT>
            <ENT>D-V.A.3.d.</ENT>
            <ENT>With respect to offsets from outside nonattainment area</ENT>
            <ENT>Yes</ENT>
            <ENT>51.165, Appx. S.IV.D.</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.2.a.(iv)</ENT>
            <ENT>D-V.A.4.</ENT>
            <ENT>The permit application shall include an analysis of alternative sites * * *</ENT>
            <ENT>Yes</ENT>
            <ENT>51.165, Appx. S.IV.D.</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.2.a.(v)</ENT>
            <ENT>D-V.A.5.</ENT>
            <ENT>Offsets for which emission reduction credit is taken * * *</ENT>
            <ENT>Yes</ENT>
            <ENT>51.165, Appx. S.V.A.</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.2.a.(vi)</ENT>
            <ENT>D-V.A.6.</ENT>
            <ENT>The applicant will demonstrate that emissions from the proposed source will not adversely impact visibility * * *</ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.2.b.</ENT>
            <ENT>D-V.A.7.</ENT>
            <ENT>Applicability of Certain Nonattainment Area Requirements</ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.2.b.(i)</ENT>
            <ENT>D-V.A.7.a.</ENT>
            <ENT>Any major stationary source in a nonattainment area * * *</ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.2.b.(ii)</ENT>
            <ENT>D-V.A.7.b.</ENT>
            <ENT>The requirements of section V.A. shall apply at such time that any stationary source * * *</ENT>
            <ENT>Yes</ENT>
            <ENT>51.165(a)(5)(ii)</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-V.A.7.c.</ENT>
            <ENT>The following provisions apply to projects at existing emissions units * * * (“Reasonable possibility” provisions in nonattainment areas)<LI>(part of Applicability of Certain Nonattainment Area Requirements)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.165(a)(6)</ENT>
            <ENT>EPA is not taking action on this provision at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-V.A.7.d.</ENT>
            <ENT>Documents available for review upon request<LI>(part of Applicability of Certain Nonattainment Area Requirements)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.165(a)(7)</ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.2.c. (and subsections)</ENT>
            <ENT>D-V.A.8.</ENT>
            <ENT>Exemptions from Certain Nonattainment Area Requirements</ENT>
            <ENT>Yes</ENT>
            <ENT>51.165, Appx. S.IV.B..</ENT>
            <ENT>EPA is approving this section.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.</ENT>
            <ENT>D-VI.</ENT>
            <ENT>Requirements Applicable to Attainment Areas<LI O="xl">(Introductory)</LI>
            </ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this provision.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT O="xl"/>
            <ENT O="xl"/>
            <ENT O="xl"/>
            <ENT O="xl"/>
            <ENT/>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.a. (and subsections not listed below)</ENT>
            <ENT>D-VI.A.</ENT>
            <ENT>Major Stationary Sources and Major Modifications</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(j)</ENT>
            <ENT>EPA is approving this provision.<LI>The reference in D-VI.A. to “III.D.1. of Part B” is at B-IV.D.1. in the current codified SIP.</LI>
              <LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.a.(i)(C)</ENT>
            <ENT>D-VI.A.1.c.</ENT>
            <ENT>For phased construction * * *</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(j)(4)</ENT>
            <ENT>EPA is approving the renumbering of this provision.<LI>See footnote 3.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.a.(iii)(D)</ENT>
            <ENT>D-VI.A.3.d.</ENT>
            <ENT>In general, the continuous air monitoring data</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(m)(1)(iv)</ENT>
            <ENT>EPA is approving this provision.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="1034"/>
            <ENT I="01">B-IV.D.3.a.(iii)(D)</ENT>
            <ENT>D-VI.A.4.</ENT>
            <ENT>Post-construction monitoring</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(m)(2)</ENT>
            <ENT>EPA is approving this provision.<LI>Colorado has revised this provision to make post construction monitoring at the director's discretion as allowed by 51.166(m)(2).</LI>
              <LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.a(vi)</ENT>
            <ENT>D-VI.A.6</ENT>
            <ENT>Additional Impact Analysis</ENT>
            <ENT>Yes</ENT>
            <ENT/>
            <ENT>EPA is approving the renumbering of this provision.<LI>See footnote 3.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.b.</ENT>
            <ENT>D-VI.B.</ENT>
            <ENT>Applicability of Certain PSD Requirements</ENT>
            <ENT>Yes</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is approving this provision.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.b.(i)</ENT>
            <ENT>D-VI.B.1.</ENT>
            <ENT>The requirements of section VI.A. do not apply * * *</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(i)(1) and (2)</ENT>
            <ENT>EPA is approving this provision.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.b.(ii)</ENT>
            <ENT>D-VI.B.2.</ENT>
            <ENT>The requirements contained in sections VI.A.2. through VI.A.4</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(i)(3) and (4)</ENT>
            <ENT>EPA is approving this provision.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.b.(iii)</ENT>
            <ENT>D-VI.B.3. (including D-VI.B.3.b., c., and d.)</ENT>
            <ENT>The division may exempt a proposed major stationary source or major modification from the requirements of sections VI.A.3. through VI.A.5. of this Part, with respect to monitoring for a particular pollutant if * * *</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(i)(5)</ENT>
            <ENT>Colorado has reworded D-VI.B.3. and deleted unnecessary language.<LI>EPA is approving this provision.</LI>
              <LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.b.(iii)(A)(1)-(12)</ENT>
            <ENT>D-VI.B.3.a.(i)-(ix)</ENT>
            <ENT>Deleted Mercury, Beryllium, Vinyl chloride</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(i)(5)(i)</ENT>
            <ENT>EPA is approving this provision.<LI>The deletion is consistent with section 112(b)(6) of the Act. See related discussion in section II, Response to Comments.</LI>
              <LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.b.(iv)</ENT>
            <ENT>D-VI.B.4.</ENT>
            <ENT>The requirements of this Part D shall apply * * *</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(i)(6)</ENT>
            <ENT>EPA is approving this provision.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-VI.B.5.</ENT>
            <ENT>The following provisions apply to projects at existing emissions units (“Reasonable possibility” provisions PSD)<LI>(part of Applicability of Certain PSD Requirements)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.166(r)(6)</ENT>
            <ENT>EPA is not taking action on this provision at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-VI.B.6.</ENT>
            <ENT>Documents available for review upon request<LI>(part of Applicability of Certain PSD Requirements)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.166(r)(7)</ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.b.(v)</ENT>
            <ENT>D-VI.B.7.</ENT>
            <ENT>A stationary source or modification may apply</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(i)(9)</ENT>
            <ENT>EPA is approving this provision.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.c.</ENT>
            <ENT>D-VI.C.</ENT>
            <ENT>Notice to EPA</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(p)(1)</ENT>
            <ENT>EPA is approving this provision.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.3.d.</ENT>
            <ENT>D-VI.D.</ENT>
            <ENT>Major Stationary Sources in attainment areas affecting nonattainment area</ENT>
            <ENT>Yes</ENT>
            <ENT>51.165(b)</ENT>
            <ENT>EPA is approving this section.<LI>The reference in D-VI.D. to “III.D.1. of Part B” is at B-IV.D.1. in the current codified SIP.</LI>
              <LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IV.D.4.</ENT>
            <ENT>D-VII.</ENT>
            <ENT>Negligibly Reactive VOCs</ENT>
            <ENT>Yes</ENT>
            <ENT>51.100(s)</ENT>
            <ENT>EPA is approving this provision.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-V.</ENT>
            <ENT>D-VIII.</ENT>
            <ENT>Area Classifications</ENT>
            <ENT>Yes, with the exception of D-VIII.B</ENT>
            <ENT>51.166(e)</ENT>
            <ENT>EPA is approving this provision with the exception of D-VIII.B.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-VIII.B.</ENT>
            <ENT>All other areas of Colorado, (part of Area Classifications)</ENT>
            <ENT>No</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-VI.</ENT>
            <ENT>D-IX.</ENT>
            <ENT>Redesignation</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(e)</ENT>
            <ENT>EPA is approving this provision.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-VII.</ENT>
            <ENT>D-X.</ENT>
            <ENT>Air Quality Limitations</ENT>
            <ENT>Yes, with the exception of D-X.A.5</ENT>
            <ENT>51.166(c)</ENT>
            <ENT>EPA is approving this provision with the exception of D-X.A.5.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-X.A.5.</ENT>
            <ENT>Increment Consumption Restriction<LI O="xl">(part of Air Quality Limitations)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is not taking action on this provision at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-VIII.</ENT>
            <ENT>D-XI.</ENT>
            <ENT>Exclusions from Increment Consumption</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(f)</ENT>
            <ENT>EPA is approving this provision.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-IX.</ENT>
            <ENT>D-XII.</ENT>
            <ENT>Innovative Control Technology</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(s)</ENT>
            <ENT>EPA is approving this provision.<LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">B-X.</ENT>
            <ENT>D-XIII.</ENT>
            <ENT>Federal Class I Areas</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(p)</ENT>
            <ENT>EPA is approving this section.<LI>The reference in D-XIII.C. to “III.B. of Part B” is at B-IV.B. in the current codified SIP.</LI>
              <LI>See footnote 2.</LI>
            </ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="1035"/>
            <ENT I="01">B-XI.</ENT>
            <ENT>D-XIV.</ENT>
            <ENT>Visibility</ENT>
            <ENT>No</ENT>
            <ENT>NA</ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>A-I.B.13.</ENT>
            <ENT>CEMS definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(43)<LI O="xl">51.165(a)(1)(xxxiv)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>A-I.B.14.</ENT>
            <ENT>CERMS definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(46)<LI O="xl">51.165(a)(1)(xxxiv)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>A-I.B.15.</ENT>
            <ENT>CPMS definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(45)<LI O="xl">51.165(a)(1)(xxxiii)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>A-I.B.33.</ENT>
            <ENT>Pollution Prevention definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(38)<LI O="xl">51.165(a)(1)(xxvi)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>A-I.B.36.</ENT>
            <ENT>PEMS definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(44)<LI O="xl">51.165(a)(1)(xxxii)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-I.A.-I.A.1.</ENT>
            <ENT>General Applicability<LI O="xl">(Introductory)</LI>
            </ENT>
            <ENT>Yes</ENT>
            <ENT>51.165(a)(2)(iii)(A) and (B)</ENT>
            <ENT>EPA is approving the language in section I.A.1 only.<LI>See footnote 6.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-I.A.2.-I-A.3</ENT>
            <ENT>General Applicability<LI O="xl">(Continued)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.166(a)(7) (iv)(a)and (b)</ENT>
            <ENT>EPA is not taking action on these sections at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-I.B</ENT>
            <ENT>Applicability Tests</ENT>
            <ENT>No</ENT>
            <ENT>51.166(a)(7)(iv)(c), (d), and (f)<LI>51.165(a)(2)(ii)(C), (D), and (F)</LI>
            </ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>The reference in D-I.B.5. to “I.B.26. of Part A” is at A-I.B.35.c. in the current codified SIP.</LI>
              <LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-I.B.3.</ENT>
            <ENT>Emission tests at clean units<LI O="xl">(part of Applicability Tests)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.166 (a)(7)(iv)(e)<LI O="xl">51.165(a)(2)(ii)(E)</LI>
            </ENT>
            <ENT>EPA is not taking action on this provision at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-I.B.4. second sentence</ENT>

            <ENT>For example, for a project involves both an existing unit and a clean unit * * *<LI O="xl">(part of Applicability Tests)</LI>
            </ENT>
            <ENT>No</ENT>
            <ENT>51.166(a)(7)(iv)(f) second sentence<LI>51.165(a)(2)(ii)(F) second sentence</LI>
            </ENT>
            <ENT>EPA is not taking action on this part of provision D-I.B.4. at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-I.C.</ENT>
            <ENT>For any major stationary source requesting, or operating under, a Plantwide Applicability Limitation * * *</ENT>
            <ENT>No</ENT>
            <ENT>51.166 (a)(7)(v)<LI O="xl">51.165(a)(2)(iii)</LI>
            </ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>See footnote 1,</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-I.D.</ENT>
            <ENT>An owner or operator undertaking a Pollution Control Project * * *</ENT>
            <ENT>No</ENT>
            <ENT>51.166 (a)(7)(vi)<LI O="xl">51.165(a)(2)(iv)</LI>
            </ENT>
            <ENT>EPA is not taking action on this provision at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.2.</ENT>
            <ENT>Actuals PAL Definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(w)(2)(i)<LI O="xl">51.165(f)(2)(i)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.4.</ENT>
            <ENT>Baseline Actual Emissions definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(47)<LI O="xl">51.165(a)(1)(xxxv)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.7.</ENT>
            <ENT>Begin Actual Construction definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(11)<LI O="xl">51.165(a)(1)(xv)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.9.</ENT>
            <ENT>Clean Coal Technology definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(33)<LI O="xl">51.165(a)(1)(xxiii)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.10.</ENT>
            <ENT>Clean Coal Technology Demonstration Project definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(34)<LI O="xl">51.165(a)(1)(xxiv)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.11.</ENT>
            <ENT>Clean Unit definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(41)<LI O="xl">51.165(a)(1)(xxix)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.13.</ENT>
            <ENT>Construction definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(8)<LI O="xl">51.165(a)(1)(xxviii)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.14.</ENT>
            <ENT>Emissions Unit definition (for PSD/NSR purposes)</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(7)<LI O="xl">51.165(a)(1)(vii)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.15.</ENT>
            <ENT>Electric Utility Steam Generating Unit definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(30)<LI O="xl">51.165(a)(1)(xx)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.17.</ENT>
            <ENT>High Terrain definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(25)</ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="1036"/>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.18.</ENT>
            <ENT>Hydrocarbon Combustion Flare definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(31)(iv)<LI O="xl">51.165(a)(1)(xv)(D)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.20.</ENT>
            <ENT>Low Terrain definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(26)</ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.22.</ENT>
            <ENT>Major Emissions Unit definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(w)(2)(iv)<LI O="xl">51.165(f)(2)(iv)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.28.</ENT>
            <ENT>Nonattainment New Source Review definition</ENT>
            <ENT>No</ENT>
            <ENT>51.165(a)(1)(xxx)</ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.29.</ENT>
            <ENT>PAL Effective Date definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(w)(2)(vi)<LI O="xl">51.165(f)(2)(vi)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.30.</ENT>
            <ENT>PAL Effective Period definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(w)(2)(vii)<LI O="xl">51.165(f)(2)(vii)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.31.</ENT>
            <ENT>PAL Major Modification definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(w)(2)(viii)<LI O="xl">51.165(f)(2)(viii)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.32.</ENT>
            <ENT>PAL Permit definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(w)(2)(ix)<LI O="xl">51.165(f)(2)(ix)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.33.</ENT>
            <ENT>PAL Pollutant definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(w)(2)(x)<LI O="xl">51.165(f)(2)(x)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.34.</ENT>
            <ENT>Plantwide Applicability Limitation (PAL) definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(w)(2)(v)<LI O="xl">51.165(f)(2)(v)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">NA</ENT>
            <ENT>D-II.A.35.</ENT>
            <ENT>Pollution Control Project definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(31)<LI O="xl">51.165(a)(1)(xxv)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.36.</ENT>
            <ENT>Prevention of Significant Deterioration Permit definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(42)<LI O="xl">51.165(a)(1)(xli)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.37.</ENT>
            <ENT>Project definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(51)<LI O="xl">51.165(a)(1)(xxxix)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.38.</ENT>
            <ENT>Projected Actual Emissions definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(40)<LI O="xl">51.165(a)(1)(xxviii)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.39.</ENT>
            <ENT>Reactivation of Very Clean Coal-Fired EUSGU definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(37)</ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.40. (except II.A.40.c)</ENT>
            <ENT>Regulated NSR Pollutant definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(49)<LI O="xl">51.165(a)(1)(xxxvii)</LI>
            </ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 6.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.41.</ENT>
            <ENT>Replacement Unit definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(32)<LI O="xl">51.165(a)(1)(xxi)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.42.</ENT>
            <ENT>Repowering definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(36)</ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.45.</ENT>
            <ENT>Significant Emissions Increase definition</ENT>
            <ENT>Yes</ENT>
            <ENT>51.166(b)(39)<LI O="xl">51.165(a)(1)(xxvii)</LI>
            </ENT>
            <ENT>EPA is approving this definition.<LI>See footnote 6.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.46.</ENT>
            <ENT>Significant Emissions Unit definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(w)(2)(xi)<LI O="xl">51.165(f)(2)(xi)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.47.</ENT>
            <ENT>Small Emissions Unit definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(w)(2)(iii)<LI O="xl">51.165(a)(1)(iii)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-II.A.48.</ENT>
            <ENT>Temporary Clean Coal Demonstration Project definition</ENT>
            <ENT>No</ENT>
            <ENT>51.166(b)(35)<LI O="xl">51.165(a)(1)(xxii)</LI>
            </ENT>
            <ENT>EPA is not taking action on this definition at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-XV.</ENT>
            <ENT>Clean Units</ENT>
            <ENT>No</ENT>
            <ENT>51.166(t) and (u)<LI O="xl">51.165(c) and (d)</LI>
            </ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-XVI.</ENT>
            <ENT>Pollution Control Projects</ENT>
            <ENT>No</ENT>
            <ENT>51.166(v)<LI O="xl">51.165(e)</LI>
            </ENT>
            <ENT>EPA is not taking action on this section at this time.<LI>See footnote 1.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT O="xl"/>
            <ENT O="xl"/>
            <ENT O="xl"/>
            <ENT O="xl"/>
            <ENT>EPA is not taking action on this section at this time.</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT O="xl"/>
            <ENT O="xl"/>
            <ENT O="xl"/>
            <ENT O="xl"/>
            <ENT>The references in XVII.N.1.g and XVII.N.2.d. of this section to “I.B.38. of Part A” are at A-I.B.53. in the current codified SIP.</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="1037"/>
            <ENT I="22"/>
            <ENT O="xl"/>
            <ENT O="xl"/>
            <ENT O="xl"/>
            <ENT O="xl"/>
            <ENT>Colorado has revised D-XVII.I.2. (application deadline) to 12 months prior to expiration instead of 6 months.<LI>Colorado has revised XVII.N.1. (Semi-Annual Report) to require submission of QA/QC data as requested, not as part of the semi annual report specified in 51.166(w)(14)(i)(c).</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">N/A</ENT>
            <ENT>D-XVII.</ENT>
            <ENT>Plantwide Applicability Limitations</ENT>
            <ENT>No</ENT>
            <ENT>51.166(w)<LI O="xl">51.165(f)</LI>
            </ENT>
            <ENT>See footnote 1.</ENT>
          </ROW>
          <TNOTE>Footnote 1: We are not taking action on this provision with this rulemaking. Approval of the change to or addition of the provision is not a necessary prerequisite for our action on the August 1, 2007 submittal, or the provision was not proposed for approval in our December 7, 2005 notice. We will take final action on this provision in a subsequent action.</TNOTE>
          <TNOTE>Footnote 2: We are approving this change of an existing Regulation No. 3 provision because the provision has only been renumbered, contains nonsubstantive changes to the provision that do not effect the meaning of the rule and/or has been modified to move a definition that has already been approved into the SIP to a specific rule section in which the definition applies. This renumbered provision and all subsections within this provision (unless otherwise noted) supersede and replace the prior numbered rule and subsections in Colorado's federally approved SIP.</TNOTE>
          <TNOTE>Footnote 3: We are approving the renumbering of this existing provision. We are not taking action on the language in the provision that has been modified in the 2005 submissions. All language that has been added to the existing provision is italicized in the submission, and all language that has been deleted from the existing provision is underlined in the submission. We will address these additions and removals in subsequent actions.</TNOTE>
          <TNOTE>Footnote 4: We are approving both the renumbering of the existing provision and the language in the provision that has been modified.</TNOTE>
          <TNOTE>Footnote 5: We are approving the renumbering of the existing provision, and the modification of the provision to the extent that the term “regulated NSR pollutant” replaces the phrase “air pollutant regulated under the Federal Act” (or equivalent phrase), but not any other modification of the provision.</TNOTE>
          <TNOTE>Footnote 6: We are approving the new provision.</TNOTE>
          <TNOTE>Footnote 7: Colorado has marked this part of the definition of Major Modification as underlined, meaning that the State intends it will only be effective until EPA approves the NSR Reform revisions for incorporation into the SIP. Colorado has since clarified that they intended that this provision remain as part of the definition of Major Modification as it applies to PSD sources located in attainment areas only, consistent with 40 CFR 51.166(b)(2)(j). If Colorado revises Regulation No. 3 to indicate this clarification prior to EPA taking final action, EPA proposes to approve this addition to the definition of Major Modification into the SIP.</TNOTE>
        </GPOTABLE>
        <P>EPA<FTREF/>is also approving portions of the Regulation No. 3 revisions submitted to EPA by the State on August 1, 2007 that update the State's PSD program to treat nitrogen oxides as an ozone precursor in accordance with the Phase 2 implementation rule for the 1997 8-hour ozone NAAQS (70 FR 71612, November 29, 2005). Other portions of the revisions submitted August 1, 2007 will be acted upon separately. The portions of the August 1, 2007 submission we are approving with this action are set out in the table below. As discussed above, this approval allows us to also finalize our concurrently proposed approval of the Colorado Interstate Transport SIP with respect to requirement (3) of section 110(a)(2)(D)(i) for the 1997 ozone NAAQS.</P>
        <FTNT>
          <P>
            <SU>5</SU>When footnote 3 appears in the “comment” column for a provision which EPA is approving, we are only incorporating the language in that provision that was previously approved into the SIP and subsequently renumbered for the July 11, 2005 and October 25, 2005 submissions. The modified language for any such provision, which is italicized for additions and underlined for removals in the submissions, is not being addressed in this action and will be addressed in a future action. Similarly, when footnote 5 appears, we are only incorporating the language in that provision that was previously approved into the SIP and subsequently renumbered for the July 11, 2005 and October 25, 2005 submissions, and the modification to the extent that the term “regulated NSR pollutant” replaces the phrase “air pollutant regulated under the Federal Act” (or equivalent phrase), and not any other modified language.</P>
        </FTNT>
        <GPOTABLE CDEF="s60,r60,r100,xs100" COLS="4" OPTS="L2,i1">
          <TTITLE>Table 2</TTITLE>
          <BOXHD>
            <CHED H="1">Provision location in Colorado's 8/1/07 Reg 3 submission</CHED>
            <CHED H="1">Provision location in Colorado's 7/11/05 and 10/25/05 submission</CHED>
            <CHED H="1">Description of provision—language adopted for the 8/1/07 submission to conform to the Phase II Ozone implementation rule is italicized.</CHED>
            <CHED H="1">Corresponding provision in 40 CFR 51.166</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">D-II.A.22.a</ENT>
            <ENT>D-II.A.23.a</ENT>

            <ENT>Significant emissions increase or net emissions increase (at a major source) that is significant for VOCs or NO<E T="52">X</E>is significant for ozone</ENT>
            <ENT>51.166(b)(2)(ii)</ENT>
          </ROW>
          <ROW>
            <ENT I="01">D-II.A.24.d</ENT>
            <ENT>D-II.A.25.d</ENT>
            <ENT>Major source that is major for VOCs or NO<E T="52">X</E>is considered major for ozone</ENT>
            <ENT>51.166(b)(1)(ii)</ENT>
          </ROW>
          <ROW>
            <ENT I="01">D-II.A.38.c</ENT>
            <ENT>D-II.A.40.c</ENT>
            <ENT>(E.G. volatile organic compounds and oxides of nitrogen are precursors for ozone)</ENT>
            <ENT>51.166(b)(49)(i)</ENT>
          </ROW>
          <ROW>
            <ENT I="01">D-II.A.42.a</ENT>
            <ENT>D-II.A.44.a</ENT>

            <ENT>Ozone: 40 tons per year of volatile organic compounds or NO<E T="52">X</E>
            </ENT>
            <ENT>51.166(b)(23)(i)</ENT>
          </ROW>
        </GPOTABLE>
        <P>The discrepancy in the numbering of the provisions is the result of removal of provisions in other SIP revisions submitted between the 2005 and 2007 submissions. In this action, EPA is treating the 2007 submission as revising the provisions as numbered in the 2005 submission. When EPA acts on the intervening submissions that changed the numbering, the discrepancy will be resolved.</P>
        <HD SOURCE="HD1">V. Statutory and Executive Order Review</HD>

        <P>Under the Clean Air Act, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable<PRTPAGE P="1038"/>Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the Clean Air Act. Accordingly, this action merely approves state law as meeting Federal requirements and does not impose additional requirements beyond those imposed by state law. For that reason, this action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the Clean Air Act; and</P>
        <P>• Does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994). In addition, this rule does not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the state, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law.</P>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this action and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the<E T="04">Federal Register</E>. A major rule cannot take effect until 60 days after it is published in the<E T="04">Federal Register</E>. This action is not a “major rule” as defined by 5 U.S.C. 804(2).</P>
        <P>Under section 307(b)(1) of the Clean Air Act, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by March 9, 2012. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this action for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action. This action may not be challenged later in proceedings to enforce its requirements. (See section 307(b)(2).)</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Incorporation by reference, Intergovernmental relations, Nitrogen dioxide, Ozone, Particulate matter, Reporting and recordkeeping requirements, Volatile Organic Compounds.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: May 31, 2011.</DATED>
          <NAME>Carol Rushin,</NAME>
          <TITLE>Acting Regional Administrator, Region 8.</TITLE>
        </SIG>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>
          <P>This document was received at the Office of the Federal Register on January 3, 2012.</P>
        </NOTE>
        <P>40 CFR part 52 is amended as follows:</P>
        <REGTEXT PART="52" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 52—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for Part 52 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 7401<E T="03">et seq.</E>
            </P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="52" TITLE="40">
          <SUBPART>
            <HD SOURCE="HED">Subpart G-Colorado</HD>
          </SUBPART>
          <AMDPAR>2. Section 52.320 is amended by adding paragraph (c)(120) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.320</SECTNO>
            <SUBJECT>Identification of plan.</SUBJECT>
            <STARS/>
            <P>(c) * * *</P>
            <P>(120) The State of Colorado submitted revisions on October 25, 2005 and August 1, 2007 to Colorado's 5 CCR 1001-5 Regulation Number 3, Part D. The October 25, 2005 submittal included a renumbering of Regulation Number 3. The incorporation by reference in paragraph (c)(120)(i)(A) on this section reflects the renumbered sections as of the October 25, 2005 submittal. Sections were removed from Part D between the October 25, 2005 and August 1, 2007 submittal. The incorporation by reference in paragraph (c)(120)(i)(B) of this section reflects the numbering of the sections as of the August 1, 2007 submittal.</P>
            <P>(i) Incorporation by reference.</P>
            <P>(A) 5 CCR 1001-5, Regulation 3,<E T="03">Stationary Source Permitting and Air Pollutant Emission Notice Requirements,</E>Part D,<E T="03">Concerning Major Stationary Source New Source Review and Prevention of Significant Deterioration,</E>adopted April 16, 2004 and effective June 30, 2004:</P>
            <P>(<E T="03">1</E>) Section I,<E T="03">Applicability,</E>Sections I.A.,<E T="03">General Applicability;</E>I.A.1;</P>
            <P>(<E T="03">2</E>) Section II,<E T="03">Definitions,</E>
            </P>
            <P>(<E T="03">i</E>) II.A;</P>
            <P>(<E T="03">ii</E>) II.A.1,<E T="03">Actual Emissions;</E>II.A.1.a (only the language that appears in plain or underlined text and not the language that appears as italicized text); II.A.1.b; II.A.1.c; II.A.1.e;</P>
            <P>(<E T="03">iii</E>) II.A.3,<E T="03">Air Quality Related Value;</E>
            </P>
            <P>(<E T="03">iv</E>) II.A.5,<E T="03">Baseline Area;</E>
            </P>
            <P>(<E T="03">v</E>) II.A.6,<E T="03">Baseline Concentration;</E>
            </P>
            <P>(<E T="03">vi</E>) II.A.8,<E T="03">Best Available Control Technology (BACT</E>)<E T="03">(</E>the language that appears in plain or underlined text but not language that appears as italicized text, with the following exception—EPA is incorporating italicized text and is not incorporating underlined text when the combined effect of that action is to replace the phrase “air pollutant regulated under the Federal Act” (or an equivalent phrase) with the term “regulated NSR pollutant”);</P>
            <P>(<E T="03">vii</E>) II.A.12,<E T="03">Complete;</E>
            </P>
            <P>(<E T="03">viii</E>) II.A.16,<E T="03">Federal Land Manager (FLM);</E>
            </P>
            <P>(<E T="03">ix</E>) II.A.19,<E T="03">Innovative Control Technology;</E>
            </P>
            <P>(<E T="03">x</E>) II.A.21,<E T="03">Lowest Achievable Emission Rate (LAER);</E>II.A.21.a; II.A.21.b (only the language that appears in plain or underlined text and not the language that appears as italicized text);</P>
            <P>(<E T="03">xi</E>) II.A.23,<E T="03">Major Modification</E>(the language that appears in plain or underlined text but not language that appears as italicized text, with the following exception—EPA is incorporating italicized text and is not incorporating underlined text when the combined effect of that action is to replace the phrase “air pollutant regulated under the Federal Act” (or an equivalent phrase) with the term “regulated NSR pollutant”); II.A.23.b; II.A.23.c; II.A.23.d; II.A.23.d(i); II.A.23.d(ii); II.A.23.d(iv); II.A.23.d.(v);<PRTPAGE P="1039"/>II.A.23.d.(vi); II.A.23.d.(vii); II.A.23.d.(ix); II.A.23.f;</P>
            <P>(<E T="03">xii</E>) II.A.24,<E T="03">Major Source Baseline Date;</E>
            </P>
            <P>(<E T="03">xiii</E>) II.A.25,<E T="03">Major Stationary Source;</E>II.A.25.a; II.A.25.c; II.A.25.e; II.A.25.f;</P>
            <P>(<E T="03">xiv</E>) II.A.26,<E T="03">Minor Source Baseline Date;</E>
            </P>
            <P>(<E T="03">xv</E>) II.A.27,<E T="03">Net Emissions Increase;</E>II.A.27.a; (the language that appears in plain or underlined text and the addition of the italicized phrase “With respect to any regulated NSR pollutant emitted by any major stationary source”); II.A.27.a.(i) (only the language that appears in plain or underlined text and not the language that appears as italicized text); II.A.27.a.(ii) (only the language that appears in plain or underlined text and not the language that appears as italicized text); II.A.27.b (only the language that appears in plain or underlined text and not the language that appears as italicized text); II.A.27.c; II.A.27.c.(i); II.A.27.c(ii); II.A.27.c(iii); II.A.27.d; II.A.27.e; II.A.27.f; II.A.27.g; II.A.27.g.(i); II.A.27.g.(ii); II.A.27.g.(iii) (only the language that appears in plain or underlined text and not the language that appears as italicized text); II.A.27.g.(iv); II.A.27.h; II.A.27.j; II.A.27.k,<E T="03">Creditable Decreases for Fuel Switching;</E>
            </P>
            <P>(<E T="03">xvi</E>) II.A.40,<E T="03">Regulated NSR Pollutant;</E>II.A.40.a; II.A.40.b; II.A.40.d; II.A.40.e;</P>
            <P>(<E T="03">xvii</E>) II.A.43,<E T="03">Secondary Emissions</E>(only the language that appears in plain or underlined text and not the language that appears as italicized text);</P>
            <P>(<E T="03">xviii</E>) II.A.44,<E T="03">Significant;</E>II.A.44.b; II.A.44.c;</P>
            <P>(<E T="03">xix</E>) II.A.45,<E T="03">Significant Emissions Increase;</E>
            </P>
            <P>(<E T="03">3</E>) Section III,<E T="03">Permit Review Procedures;</E>
            </P>
            <P>(<E T="03">4</E>) Section IV,<E T="03">Public Comment Requirements;</E>
            </P>
            <P>(<E T="03">5</E>) Section V,<E T="03">Requirements Applicable to Nonattainment Areas,</E>Sections V.A,<E T="03">Major Stationary Sources;</E>V.A.1; V.A.2; V.A.3; V.A.3.d; V.A.4; V.A.5; V.A.6; V.A.7,<E T="03">Applicability of Certain Nonattainment Area Requirements;</E>V.A.7.a; V.A.7.b; V.A.8,<E T="03">Exemptions from certain nonattainment area requirements;</E>
            </P>
            <P>(<E T="03">6</E>) Section VI,<E T="03">Requirements applicable to attainment and unclassifiable areas and pollutants implemented under section 110 of the Federal Act (Prevention of Significant Deterioration Program),</E>Sections VI.A,<E T="03">Major Stationary Sources and Major Modifications;</E>VI.A.1,<E T="03">Control Technology Review;</E>VI.A.1.a; VI.A.1.b; VI.A.1.c (only the language that appears in plain or underlined text and not the language that appears as italicized text); VI.A.2,<E T="03">Source Impact Analysis;</E>VI.A.3,<E T="03">Pre-construction Monitoring and Analysis;</E>VI.A.4,<E T="03">Post-Construction Monitoring;</E>VI.A.5,<E T="03">Operation of Monitoring Stations;</E>VI.A.6,<E T="03">Additional Impact Analysis</E>(only the language that appears in plain or underlined text and not the language that appears as italicized text); VI.B,<E T="03">Applicability of Certain PSD Requirements;</E>VI.B.1 through VI.B.4; VI.B.7; VI.C,<E T="03">Notice to the U.S. EPA;</E>VI.D,<E T="03">Major Stationary Sources in attainment areas affecting nonattainment areas;</E>
            </P>
            <P>(<E T="03">7</E>) Section VII,<E T="03">Negligibly Reactive Volatile Organic Compounds (NRVOCs);</E>
            </P>
            <P>(<E T="03">8</E>) Section VIII,<E T="03">Area Classifications,</E>Sections VIII.A; VIII.C; VIII.D;</P>
            <P>(<E T="03">9</E>) Section IX,<E T="03">Redesignation;</E>
            </P>
            <P>(<E T="03">10</E>) Section X,<E T="03">Air Quality Limitations,</E>Sections X.A,<E T="03">Ambient Air Increments;</E>X.A.1, X.A.2; X.A.3; X.A.4,<E T="03">Periodic Review;</E>
            </P>
            <P>(<E T="03">11</E>) Section XI,<E T="03">Exclusions From Increment Consumption;</E>
            </P>
            <P>(<E T="03">12</E>) Section XII,<E T="03">Innovative Control Technology;</E>
            </P>
            <P>(<E T="03">13</E>) Section XIII,<E T="03">Federal Class I Areas;</E>adopted April 16, 2004 and effective June 30, 2004.</P>
            <P>(B) Regulation 3,<E T="03">Stationary Source Permitting and Air Pollutant Emission Notice Requirements,</E>Part D,<E T="03">Concerning Major Stationary Source New Source Review and Prevention of Significant Deterioration,</E>Section II,<E T="03">Definitions;</E>Sections II.A; II.A.22.a; II.A.24.d; II.A.38.c; II.A.42.a; adopted August 17, 2006 and effective October 30, 2006.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="52" TITLE="40">
          <AMDPAR>3. Section 52.352 is revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.352</SECTNO>
            <SUBJECT>Interstate transport.</SUBJECT>

            <P>(a) Addition to the Colorado State Implementation Plan of the Colorado Interstate Transport regarding the 1997 8-Hour Ozone Standard for the “significant contribution,” the “interference with maintenance” requirements, and the addition of “interference with visibility protection” requirements regarding the 1997 8-Hour Ozone and PM<E T="52">2.5</E>Standards, submitted by the Governor's designee on June 18, 2009 and March 31, 2010.</P>

            <P>(b) Addition to the Colorado State Implementation Plan of the Colorado Interstate Transport SIP regarding the 1997 8-Hour Ozone and 1997 PM<E T="52">2.5</E>Standards for the “interference with prevention of significant deterioration” requirement, and the addition of the “significant contribution” and “interference with maintenance” requirements regarding the 1997 PM<E T="52">2.5</E>Standards, submitted by the Governor's designee on March 31, 2010.</P>
            
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-70 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <CFR>47 CFR Part 64</CFR>
        <DEPDOC>[WC Docket No. 10-191; Report No. 2939]</DEPDOC>
        <SUBJECT>Internet-Based Telecommunications Relay Service Numbering</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; petition for reconsideration.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In this document, a Petition for Reconsideration (Petition) has been filed in the Commission's Rulemaking proceeding concerning rules that govern access to toll-free numbers by users of Internet-based Telecommunications Relay Services (iTRS).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Oppositions to the Petition must be filed by January 24, 2012. Replies to an opposition must be filed February 3, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Federal Communications Commission, 445 12th Street, SW., Washington, DC 20554.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Heather Hendrickson, Wireline Competition Bureau, (202) 418-1580.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>This is a summary of the Commission's document, Report No. 2939, released December 23, 2011. The full text of this document is available for viewing and copying in Room CY-B402, 445 12th Street, SW., Washington, DC or may be purchased from the Commission's copy contractor, Best Copy and Printing, Inc. (BCPI) (1-(800) 378-3160). The Commission will not send a copy of this<E T="03">Notice</E>pursuant to the Congressional Review Act, 5 U.S.C. 801(a)(1)(A), because this<E T="03">Notice</E>does not have an impact on any rules of particular applicability.</P>
        <P>
          <E T="03">Subject:</E>Internet-Based Telecommunications Relay Service Numbering, published at 76 FR 59551, September 27, 2011, in WC Docket No. 10-191, and published pursuant to 47 CFR 1.429(e).<E T="03">See</E>1.4(b)(1) of the Commission's rules (47 CFR 1.4(b)(1)).</P>
        <P>
          <E T="03">Number of Petitions Filed:</E>1.</P>
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Marlene H. Dortch,</NAME>
          <TITLE>Secretary,Office of the Secretary,Office of the Managing Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-72 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </RULE>
  </RULES>
  <VOL>77</VOL>
  <NO>5</NO>
  <DATE>Monday, January 9, 2012</DATE>
  <UNITNAME>Proposed Rules</UNITNAME>
  <PRORULES>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="1040"/>
        <AGENCY TYPE="F">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <CFR>8 CFR Part 212</CFR>
        <RIN>RIN 1615-ZB10</RIN>
        <SUBJECT>Provisional Waivers of Inadmissibility for Certain Immediate Relatives of U.S. Citizens</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>U.S. Citizenship and Immigration Services, Department of Homeland Security.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of intent.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>U.S. Citizenship and Immigration Services (USCIS) intends to change its current process for filing and adjudication of certain applications for waivers of inadmissibility filed in connection with an immediate relative immigrant visa application. Specifically, USCIS is considering regulatory changes that will allow certain immediate relatives of U.S. citizens to request provisional waivers under section 212(a)(9)(B)(v) of the Immigration and Nationality Act of 1952, as amended (INA or Act), 8 U.S.C. 1182(a)(9)(B)(v), prior to departing the United States for consular processing of their immigrant visa applications. An alien would be able to obtain such a waiver only if a Petition for Alien Relative, Form I-130, is filed by a U.S. citizen on his or her behalf and that petition has been approved, thereby classifying the alien as an “immediate relative” for purposes of the immigration laws, and he or she demonstrates that the denial of the waiver would result in extreme hardship to the alien's U.S. citizen spouse or parent “qualifying relative.” The qualifying relative for purposes of the waiver is not necessarily the immediate relative who filed the immigrant visa petition on the alien relative's behalf.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Roselyn Brown-Frei, Office of Policy and Strategy, U.S. Citizenship and Immigration Services, Department of Homeland Security, 20 Massachusetts Avenue NW., Washington, DC 20529-2099, telephone (202) 272-1470 (this is not a toll free number).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Background</HD>
        <HD SOURCE="HD2">A. Overview</HD>
        <P>The proposed process is intended to reduce the time that U.S. citizens are separated from immediate relatives who are required to remain outside the United States for immigrant visa application processing and during the adjudication of waivers of inadmissibility. Through this change, USCIS does not intend to modify the standard for assessing eligibility for these waivers, including whether the denial of the waiver would result in extreme hardship to a U.S. citizen spouse or parent (“qualifying relative”). For purposes of the waiver under section 212(a)(9)(B)(v) of the Act, a “qualifying relative” is a U.S. citizen spouse or parent or a lawful permanent resident spouse or parent who would suffer extreme hardship if their relative were not allowed to immigrate. For purposes of this provisional waiver program, DHS intends to limit who may participate in this program to immediate relatives who can demonstrate extreme hardship to a U.S. citizen spouse or parent. Even if they obtain a provisional waiver, eligible aliens who are required to obtain a visa through consular processing would still be required to depart from the United States to apply for an immigrant visa. The purpose of the new process is to reduce the time that U.S. families remain separated while their relative proceeds through the immigrant visa process.</P>
        <P>Certain grounds of inadmissibility can bar aliens from being admitted to the United States or obtaining an immigrant visa, preventing U.S. citizens from reuniting with their immediate relatives. However, the Secretary of Homeland Security, through USCIS, may waive some of those grounds. An alien who is subject to one or more grounds of inadmissibility must obtain a waiver, if available, from USCIS before he or she may be issued an immigrant visa by a Department of State consular officer at a U.S. embassy or consulate overseas.</P>
        <P>The bars to admission under section 212(a)(9)(B)(i)(I) and (II) of the INA, 8 U.S.C. 1182(a)(9)(B)(i)(I) and (II), based on accrual of unlawful presence in the United States, comprise one such ground. Typically, under current processes, aliens who are immediate relatives of U.S. citizens applying for immigrant visas at Department of State consular posts must apply for waivers of unlawful presence while outside the United States after a finding of inadmissibility is made by a Department of State consular officer in conjunction with their immigrant visa applications. As a result, U.S. citizen petitioners are often separated for long periods of time from their immediate relatives who are applying for immigrant visas and have accrued a certain period of unlawful presence in the United States. This revised process, which eliminates the time-consuming interchange between the Department of State and USCIS, would significantly reduce the amount of time that American families will be separated from their immediate relatives. USCIS also believes that efficiencies can be gained through this revised process for both the U.S. Government and most applicants.</P>
        <P>USCIS intends to limit consideration for the provisional waiver to aliens who qualify for classification as immediate relatives of U.S. citizens, who have a U.S. citizen spouse or parent who would suffer extreme hardship if the waiver were denied, and for whom the sole basis for inadmissibility is unlawful presence in the United States of more than 180 days. USCIS would grant a provisional waiver if the alien meets the eligibility requirements described in this Notice, including demonstrating that the applicant's qualifying U.S. citizen spouse or parent would suffer extreme hardship and that the applicant warrants a favorable exercise of discretion. The provisional waiver would be granted before the alien leaves the United States to attend his or her immigrant visa interview with a consular officer. The provisional waiver, however, would not become effective unless and until the alien departs from the United States. If the alien is otherwise eligible for the immigrant visa, the consular officer may then approve the issuance of the visa so that the alien may proceed to immigrate to the United States for permanent residence.</P>

        <P>This notice of intent generally describes the proposal that USCIS is considering. USCIS will further develop, and ultimately finalize, this proposal through the rulemaking process. This effort is consistent with<PRTPAGE P="1041"/>Executive Order 13563's call for agencies to “consider how best to promote retrospective analysis of rules that may be outmoded, ineffective, insufficient, or excessively burdensome, and to modify, streamline, expand, or repeal them in accordance with what has been learned.” Do not send an application requesting a provisional waiver under the procedures under consideration in this notice. Any application requesting this new process will be rejected, and the application package returned to the applicant, including any fees, until a final rule is issued and the change becomes effective.</P>
        <HD SOURCE="HD2">B. Authority</HD>
        <P>The Homeland Security Act of 2002, Public Law 107-296, section 102, 116 Stat. 2135, 6 U.S.C. 112, and section 103 of the INA, 8 U.S.C. 1103, charge the Secretary of Homeland Security with administration and enforcement of the immigration and naturalization laws. The Secretary would effectuate these proposed changes under the broad authority to administer the Department of Homeland Security and the authorities provided under the Homeland Security Act of 2002, the immigration and nationality laws, and other delegated authority.</P>
        <HD SOURCE="HD2">C. Grounds of Inadmissibility</HD>
        <P>U.S. immigration laws provide mechanisms for U.S. citizens to petition for certain family members for admission to the United States for purposes of family reunification. At the same time, however, the immigration laws prescribe acts, conditions, and conduct that bar aliens, including immediate relatives of U.S. citizens, from being admitted to the United States or obtaining an immigrant visa. Such acts, conditions, and conduct include certain criminal offenses, public health concerns, fraud, misrepresentation, failure to possess proper documents, accrual of more than 180 days of unlawful presence in the United States, and terrorism. The grounds of inadmissibility are set forth in section 212(a) of the INA, 8 U.S.C. 1182(a).</P>
        <P>The Secretary of Homeland Security has the discretion to waive certain inadmissibility grounds, upon the filing of a request by an alien who meets the relevant statutory requirements. If the Secretary, through USCIS, grants such a waiver, the waived ground will no longer bar the alien's admission, readmission, or immigrant visa eligibility based on that specific ground of inadmissibility.</P>
        <P>One of the inadmissibility grounds is described in section 212(a)(9)(B)(i) of the Act, 8 U.S.C. 1182(a)(9)(B)(i). Under part (I) of this provision, an alien who was unlawfully present in the United States for more than 180 days but less than one year, and who then departs voluntarily from the United States before the commencement of removal proceedings, will be inadmissible for three years from the date of departure. Under part (II) of the same provision, an alien who was unlawfully present for one year or more and then departs before, during, or after removal proceedings, will be inadmissible for ten years from the date of the departure.</P>

        <P>The three- and ten-year unlawful presence bars do not take effect unless and until an alien departs from the United States. By statute, aliens are not considered to be accruing unlawful presence for purposes of section 212(a)(9)(B)(i) if they fall into certain categories. For example, aliens do not accrue unlawful presence while they are under 18 years of age.<E T="03">See</E>INA section 212(a)(9)(B)(iii)(I), 8 U.S.C. 1182(a)(9)(B)(i)(iii)(I). Similarly, individuals with pending asylum claims generally are not considered to be accruing unlawful presence while their applications are pending.<E T="03">See</E>INA section 212(a)(9)(B)(iii)(II), 8 U.S.C. 1182(a)(9)(B)(i)(iii)(II). Battered women and children and victims of a severe form of trafficking in persons are not subject to the section 212(a)(9)(B)(i) ground of inadmissibility at all if they demonstrate that there was a substantial connection between their victimization and their unlawful presence.<E T="03">See</E>INA 212(a)(9)(B)(iii)(IV)-(V), 8 U.S.C. 1182(a)(9)(B)(i)(iii)(IV)-(V). Aliens who are subject to the unlawful presence bars must apply for and be granted a waiver in order to receive an immigrant visa and be admitted to the United States.</P>

        <P>The Secretary of Homeland Security has the discretion to waive the three- and ten-year unlawful presence bars if the alien is seeking admission as an immigrant and if the alien demonstrates that the denial of his or her admission to the United States would cause “extreme hardship” to the alien's qualifying relative.<E T="03">See</E>INA section 212(a)(9)(B)(v), 8 U.S.C. 1182(a)(9)(B)(v). The qualifying relative for purposes of the waiver is not necessarily the relative who filed the immigrant visa petition on the alien relative's behalf. For example, an alien applicant's U.S. citizen spouse may have filed the immigrant visa petition on the applicant's behalf, but the applicant's unlawful presence waiver application may be based on extreme hardship to the applicant's U.S. citizen parent. Because the granting of a waiver is discretionary, the alien also must establish that he or she merits a favorable exercise of discretion.</P>
        <HD SOURCE="HD2">D. Current Process and Problems</HD>
        <P>An alien who must apply for permanent residence through consular immigrant visa processing outside the United States must appear for an interview with a Department of State consular officer abroad. Currently, if the consular officer determines that the alien is subject to the three- or ten-year bar, the consular officer advises the alien that he or she is eligible to apply for a section 212(a)(9)(B)(v) waiver by filing a Form I-601, Application for Waiver of Grounds of Inadmissibility, with USCIS. Under current rules, an individual is not permitted to apply for the section 212(a)(9)(B)(v) waiver before the consular officer has made the inadmissibility determination.</P>
        <P>Once the Form I-601 is filed, in most cases, the file is transferred from the Department of State to USCIS. USCIS adjudicates that waiver request while the alien remains outside the United States and awaits a decision. If USCIS approves the waiver, USCIS notifies the Department of State, and the Department of State may then issue the immigrant visa if the applicant is otherwise eligible. If the waiver is denied, the alien may appeal the decision to the USCIS Administrative Appeals Office and, if the denial is upheld, the alien must remain outside the United States for three or ten years before being able to reapply for an immigrant visa. However, a denial does not preclude the alien from filing another Form I-601 in the future.</P>

        <P>The three- and ten-year unlawful presence bars under section 212(a)(9)(B)(i)(I) and (II) of the Act do not apply unless and until the applicant departs from the United States. At the same time, many aliens who would trigger these bars if they depart from the United States are, for other reasons, statutorily ineligible to apply for adjustment of status to lawful permanent residence while remaining in the United States. Consequently, they must depart to regularize their immigration status by applying for their immigrant visas at a U.S. embassy or consulate abroad. The action required to regularize the status of an alien, departure from the United States, therefore is the very action that triggers the section 212(a)(9)(B)(i) inadmissibility that bars that alien from obtaining the immigrant visa.<PRTPAGE P="1042"/>
        </P>
        <HD SOURCE="HD1">II. Proposed Waiver Process</HD>
        <HD SOURCE="HD2">A. Proposed Process</HD>
        <P>The proposed change would create a more streamlined and efficient process for waiver applicants whose sole inadmissibility ground is unlawful presence, while simultaneously minimizing family separation. If the waiver determination, with respect to unlawful presence, were made in advance of the immigrant visa interview and the applicant otherwise were eligible for the immigrant visa, the consular officer could simply issue the immigrant visa at the time of the visa interview. The new process thus will reduce the movement of the case back and forth between the Department of State and USCIS, which significantly prolongs the overall process and increases the time that U.S. citizens are separated from their immediate family members. Additionally, the new process would reduce U.S. Government costs associated with the movement of cases, and provide a more efficient visa process overall.</P>
        <HD SOURCE="HD2">B. Affected Visa Categories</HD>

        <P>USCIS intends to limit this process change to aliens who are immediate relatives of U.S. citizens, as defined in section 201(b)(2)(A)(i) of the Act, 8 U.S.C. 1151(b)(2)(A)(i), who must depart from the United States to obtain immigrant visas, and whose U.S. citizen spouse or parent would suffer extreme hardship if the applicant were denied admission to the United States. The term “immediate relative” means the spouse, parent or child (unmarried and under 21 years old) of a U.S. citizen, except that, in the case of a parent, the U.S. citizen son or daughter petitioning for an immigrant visa must be at least 21 years old. Certain self-petitioners (<E T="03">i.e.,</E>widows/widowers of U.S. citizen and their minor unmarried children) may also be considered immediate relatives.<E T="03">See</E>INA 201(b)(2)(A)(i), 8 U.S.C. 1151(b)(2)(A)(i). Individuals applying for a waiver must also establish that the grant of the provisional waiver is warranted as a matter of discretion.</P>
        <P>Because the focus on family unification of U.S. citizens and their immediate relatives is consistent with Congress' prioritization in the immigration laws, USCIS has identified immediate relatives of U.S. citizens as the class of aliens to consider for this procedural change. In addition, Congress did not set an annual limitation for the number of immediate relatives of U.S. citizens admitted to the United States. Therefore, these relatives always have an immigrant visa immediately available, and the visa thus can be processed immediately upon approval.</P>
        <HD SOURCE="HD2">C. Ground of Inadmissibility Considered for Provisional Waiver</HD>

        <P>USCIS intends to further limit this procedural change to waivers filed by immediate relatives of U.S. citizens whose<E T="03">only</E>ground of inadmissibility is the three- or ten-year unlawful presence bar under section 212(a)(9)(B)(i)(I) or (II) of the Act, 8 U.S.C. 1182(a)(9)(B)(i)(I) or (II). Aliens who require waivers for one or more additional grounds of inadmissibility, such as fraud or willful misrepresentation (section 212(i) waiver) or certain criminal offenses (section 212(h) waiver), in conjunction with their immigrant visa applications must continue to file a Form I-601 while outside of the United States in accordance with the existing process.</P>
        <P>To qualify for the provisional waiver process, an applicant must establish not only that he or she is the immediate relative of a U.S. citizen, but also that denial of the waiver would result in extreme hardship to a qualifying relative. The qualifying relative must be a U.S. citizen spouse or parent but does not need to be the U.S. citizen petitioner. Only extreme hardship from the denial of a waiver to a qualifying U.S. citizen relative makes an alien eligible for the provisional waiver process; extreme hardship to the alien himself or herself as a result of denial does not make the alien eligible. An alien whose waiver application is based on extreme hardship to a lawful permanent resident spouse or parent must continue to apply for the waiver from outside the United States in accordance with existing procedures. Eligible aliens, furthermore, must be the beneficiaries of petitions classifying them as immediate relatives of U.S. citizens, and thus have visas immediately available. Because the granting of a waiver is discretionary, eligible aliens also must establish that they merit a favorable exercise of discretion. The standard for assessing whether denial of the waiver would result in extreme hardship to the U.S. citizen spouse or parent of such aliens will remain unchanged.</P>
        <HD SOURCE="HD2">D. Adjudication and Decisions</HD>
        <P>After filing the Form I-601 with USCIS, DHS envisions that an alien seeking a provisional waiver would be required to undergo biometrics collection. USCIS would deny the application for a provisional waiver if other possible grounds of inadmissibility are found or arise during adjudication.</P>
        <P>If the application is approved, USCIS would notify the Department of State and the alien of the provisional approval. In all instances, a Department of State consular officer would make the formal inadmissibility finding during or following the immigrant visa interview abroad, and if no other grounds of inadmissibility arise, the provisional waiver under section 212(a)(9)(B)(v) of the Act granted by USCIS would facilitate immigrant visa issuance. If, however, the consular officer finds during adjudication of the immigrant visa application that the individual is subject to another ground of inadmissibility that can be waived, the alien would need to file another waiver application with USCIS.</P>
        <P>This process would not alter the requirement that an alien depart from the United States to apply for an immigrant visa. An alien who receives a provisional waiver under section 212(a)(9)(B)(v) of the Act for the three- or ten-year bar under section 212(a)(9)(B)(i)(I) or (II) of the Act would not gain the benefit of such waiver unless he or she departs from the United States. The departure from the United States would have to take place to activate the provisional waiver under section 212(a)(9)(B)(v) of the Act.</P>
        <HD SOURCE="HD2">E. Excluded Visa Categories</HD>
        <P>Aliens who would not be eligible for this provisional waiver adjudication process and aliens who are denied provisional approval of their waiver requests would continue to follow current agency processes for filing and adjudication of waiver requests. Aliens who fall under any other family- or employment-based or other visa category or whose section 212(a)(9)(B)(v) waiver eligibility would be based on extreme hardship to a lawful permanent resident alien relative would not be considered for provisional waivers. Aliens who are subject to other grounds of inadmissibility or removal also would not be considered for provisional waivers. Further, aliens with waiver applications under section 212(a)(9)(B)(v) of the Act currently pending in either administrative or judicial proceedings would not qualify for this new process.</P>
        <HD SOURCE="HD1">III. Conclusion</HD>

        <P>This document outlines the key elements of USCIS's proposed change to its current process for filing and adjudication of waivers of inadmissibility for unlawful presence for immediate relative of U.S. citizens. The focus on family unification of U.S. citizens and their immediate relatives is consistent with Congress's prioritization<PRTPAGE P="1043"/>in the immigration laws; the new process will reduce the movement of the case back and forth between the Department of State and USCIS, which significantly prolongs the overall process and increases the time that U.S. citizens are separated from their immediate family members. The proposed change would affect only when and where certain aliens can apply for waivers of the unlawful presence grounds of inadmissibility; it would not change the extreme hardship standard for evaluating eligibility for the waiver nor would it change whether aliens subject to these grounds of inadmissibility must depart the U.S. to apply for their immigrant visas. USCIS plans to effectuate this proposal through the regulatory process. USCIS will issue a proposed rulemaking that will explain the proposal in further detail and that will invite comment from all interested parties.<E T="04">Note:</E>Do not send an application requesting a provisional waiver under the procedures under consideration in this notice. Any application requesting this new process will be rejected and the application package returned to the applicant, including any fees, until a final rule is issued and the change becomes effective.</P>
        <SIG>
          <NAME>Janet Napolitano,</NAME>
          <TITLE>Secretary of Homeland Security.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-140 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9111-97-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-0945; Directorate Identifier 2011-NE-18-AD]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Honeywell International Inc. Turbofan Engines</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We propose to adopt a new airworthiness directive (AD) for the products identified above. This proposed AD was prompted by a report of a quality escape of about 8,000 2nd stage low pressure turbine (LPT2) rotor blades, manufactured by Honeywell Chihuahua Manufacturing Operation since 2009. This proposed AD would require removing and inspecting certain LPT2 rotor blades. During LPT rotor acceleration, these blades may contact and damage the 3rd stage LPT (LPT3) nozzle seal carrier, which may subsequently fatigue and contact the adjacent rotor and damage the rotor. Also, these blades could deform the blade retainers, which could lead to blade movement that may cause rotor damage. We are proposing this AD to correct an unsafe condition caused by these blades installed on these engines.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>We must receive comments on this proposed AD by March 9, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments, using the procedures found in 14 CFR 11.43 and 11.45, by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>(202) 493-2251.</P>
          <P>•<E T="03">Mail:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
          <P>•<E T="03">Hand Delivery:</E>Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>

          <P>For service information identified in this proposed AD, contact Honeywell International Inc., 111 S. 34th Street, Phoenix, AZ 85034-2802; web site:<E T="03">http://portal.honeywell.com;</E>or call Honeywell toll free at phone: (800) 601-3099 (U.S./Canada) or (602) 365-3099 (International Direct). You may review copies of the referenced service information at the FAA, Engine &amp; Propeller Directorate, 12 New England Executive Park, Burlington, MA 01803. For information on the availability of this material at the FAA, call (781) 238-7125.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this proposed AD, the regulatory evaluation, any comments received, and other information. The street address for the Docket Office (phone: (800) 647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Joseph Costa, Aerospace Engineer, Los Angles Aircraft Certification Office, FAA, Transport Airplane Directorate, 3960 Paramount Blvd., Lakewood, CA 90712-4137; phone: (562) 627-5246; fax: (562) 627-5210; email:<E T="03">joseph.costa@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Comments Invited</HD>

        <P>We invite you to send any written relevant data, views, or arguments about this proposal. Send your comments to an address listed under the<E T="02">ADDRESSES</E>section. Include “Docket No. FAA-2011-0945; Directorate Identifier 2011-NE-18-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of this proposed AD. We will consider all comments received by the closing date and may amend this proposed AD because of those comments.</P>
        <P>We will post all comments we receive, without change, to<E T="03">http://www.regulations.gov,</E>including any personal information you provide. We will also post a report summarizing each substantive verbal contact we receive about this proposed AD.</P>
        <HD SOURCE="HD1">Discussion</HD>
        <P>During a routine replacement of LPT2 rotor blades, part numbers (P/Ns) 3075424-2 and 3075424-3, the new LPT2 rotor blades, P/Ns 3075424-2 and 3075424-3, were seen to have aft discouragers that were approximately 0.020 inch (0.51 mm) longer than the existing LPT2 rotor blades, P/Ns 3075424-2 and 3075424-3. Further investigation revealed that the aft discouragers of the new LPT2 rotor blades, P/Ns 3075424-2 and 3075424-3, did not meet the type design requirements. That investigation also found that only LPT2 rotor blades P/Ns 3075424-2 and 3075424-3, manufactured from specific machining lots, are affected. P/N 3075424-2 suspect lots were manufactured between March 2009 and September 2010, inclusive. P/N 3075424-3 suspect lots were manufactured between July 2010 and September 2010, inclusive.</P>
        <P>During LPT rotor acceleration, these blades may contact and damage the LPT3 nozzle seal carrier, which may subsequently fatigue and contact the adjacent rotor and damage the rotor. Also, these blades could deform the blade retainers, which could lead to blade movement that may cause rotor damage.</P>
        <P>We have not received any reports of engine in-flight shutdowns due to these blades being in service.</P>

        <P>These blades may damage the rotor. This condition, if not corrected, could result in damage to these blades installed on these engines.<PRTPAGE P="1044"/>
        </P>
        <HD SOURCE="HD1">Relevant Service Information</HD>
        <P>Honeywell International Inc. Service Bulletin (SB) TFE731-72-5221, Revision 0, dated November 11, 2010 describes procedures for determining affected engine serial numbers (S/Ns) and machining lot of affected LPT2 rotor blades.</P>
        <HD SOURCE="HD1">FAA's Determination</HD>
        <P>We are proposing this AD because we evaluated all the relevant information and determined the unsafe condition described previously is likely to exist or develop in other products of the same type design.</P>
        <HD SOURCE="HD1">Proposed AD Requirements</HD>
        <P>This proposed AD would require removing and inspecting suspect LPT2 rotor blades:</P>
        <P>• At the next major periodic inspection, not to exceed 3,000 hours time-since-new, or</P>
        <P>• Five years after the effective date of this proposed AD, or</P>
        <P>• When the LPT module is disassembled.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this proposed AD would affect 3,000 engines installed on airplanes of U.S. registry. We also estimate that it would take about 1 work-hour per engine to perform the record review, and that the average labor rate is $85 per work-hour. For an estimated 500 engines with discrepant blades, blade rework cost was estimated at $2,380 per engine with a replacement parts cost about $1,100 per engine. Based on these figures, we estimate the total cost of the proposed AD to U.S. operators to be $1,430,100.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in subtitle VII, part A, subpart III, section 44701: “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>
          <E T="03">For the reasons discussed above, I certify this proposed regulation:</E>
        </P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">The Proposed Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          <P>1. The authority citation for part 39 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</P>
            
            <EXTRACT>
              <FP SOURCE="FP-2">
                <E T="04">Honeywell International Inc. (Formerly Allied Signal Inc. and Garrett Turbine Engine Company):</E>Docket No. FAA-2011-0945; Directorate Identifier 2011-NE-18-AD.</FP>
              <HD SOURCE="HD1">(a) Comments Due Date</HD>
              <P>We must receive comments by March 9, 2012.</P>
              <HD SOURCE="HD1">(b) Affected ADs</HD>
              <P>None.</P>
              <HD SOURCE="HD1">(c) Applicability</HD>
              <P>(1) This AD applies to Honeywell International Inc. TFE731-20R, -20AR, -20BR, -40, -40AR, -40R, -50R, and -60 turbofan engines.</P>
              <P>(i) With an engine model number and serial number (S/N) listed in Table 4 of Honeywell Service Bulletin (SB) TFE731-72-5221, Revision 0, dated November 11, 2010, or</P>
              <P>(ii) With 2nd stage low pressure turbine (LPT2) rotor assembly part numbers (P/Ns) 3060608-2, 3060608-3, or 3060608-5 that had any LPT2 rotor blades P/N 3075424-2 replaced between March 2009 and September 2010, inclusive, or that had any LPT2 rotor blades P/N 3075424-3 replaced between July 2010 and September 2010, inclusive.</P>
              <HD SOURCE="HD1">(d) Unsafe Condition</HD>
              <P>This AD was prompted by a report of a quality escape of about 8,000 LPT2 rotor blades, manufactured by Honeywell Chihuahua Manufacturing Operation since 2009. During LPT rotor acceleration, these blades may contact and damage the 3rd stage LPT (LPT3) nozzle seal carrier that may subsequently fatigue and contact the adjacent rotor and damage the rotor. Also, these blades could deform the blade retainers, which could lead to blade movement that may cause rotor damage. We are issuing this AD to correct the unsafe condition caused by these blades installed on these engines.</P>
              <HD SOURCE="HD1">(e) Compliance</HD>
              <P>Comply with this AD within the compliance times specified, unless already done.</P>
              <HD SOURCE="HD1">(f) Remove LPT2 Rotor Blades</HD>
              <P>(1) At the next major periodic inspection, not to exceed 3,000 hours time-since-new, or within 5 years after the effective date of this AD, or at the next access, whichever occurs first, do the following using Section 3.0, Accomplishment Instructions, of Honeywell SB TFE731-72-5221, Revision 0, dated November 11, 2010:</P>
              <P>(i) Remove any suspect LPT2 rotor blades from service.</P>
              <P>(ii) Inspect suspect LPT2 rotor blades.</P>
              <HD SOURCE="HD1">(g) Alternative Methods of Compliance (AMOCs)</HD>
              <P>The Manager, Los Angeles Certification Office, FAA, may approve AMOCs to this AD. Use the procedures found in 14 CFR 39.19 to make your request.</P>
              <HD SOURCE="HD1">(h) Definitions</HD>
              <P>For purposes of this AD, next access is defined as when the LPT module is disassembled.</P>
              <HD SOURCE="HD1">(i) Related Information</HD>

              <P>(1) For more information about this AD, contact Joseph Costa, Aerospace Engineer, Los Angles Aircraft Certification Office, FAA, Transport Airplane Directorate, 3960 Paramount Blvd. Lakewood, CA 90712-4137; phone: (562) 627-5246; fax: (562) 627-5210; email:<E T="03">joseph.costa@faa.gov.</E>
              </P>

              <P>(2) For service information identified in this AD, contact Honeywell International Inc., 111 S. 34th Street, Phoenix, AZ 85034-2802; Web site:<E T="03">http://portal.honeywell.com;</E>or call Honeywell toll free at phone: (800) 601-3099 (U.S./Canada) or (602) 365-3099 (International Direct). You may review copies of the referenced service information at the FAA, Engine &amp; Propeller Directorate, 12 New England Executive Park, Burlington, MA 01803. For information on the availability of this material at the FAA, call (781) 238-7125.</P>
            </EXTRACT>
            
          </SECTION>
          <SIG>
            <PRTPAGE P="1045"/>
            <DATED>Issued in Burlington, Massachusetts, on December 29, 2011.</DATED>
            <NAME>Peter A. White,</NAME>
            <TITLE>Manager, Engine &amp; Propeller Directorate, Aircraft Certification Service.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-80 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <CFR>50 CFR Part 622</CFR>
        <DEPDOC>[Docket No. 111104664-1798-01]</DEPDOC>
        <RIN>RIN 0648-BB61</RIN>
        <SUBJECT>Fisheries of the Caribbean, Gulf of Mexico, and South Atlantic; Shrimp Fisheries of the Gulf of Mexico and South Atlantic; Revisions of Bycatch Reduction Device Testing Protocols</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with the framework procedures for adjusting management measures of the Fishery Management Plan for the Shrimp Fishery of the Gulf of Mexico (Gulf FMP) and the Fishery Management Plan for the Shrimp Fishery of the South Atlantic Region (South Atlantic FMP), this rule would certify two new bycatch reduction devices (BRDs) for use in the Gulf of Mexico (Gulf) and South Atlantic shrimp fisheries, and revise a harvesting restriction for shrimp vessels fishing in Federal waters of the Gulf. Both BRDs represent modifications to the Composite Panel BRD, which is provisionally certified through May 24, 2012. This rule would incorporate these BRDs to the list of allowable BRDs, and provide technical specifications for the construction and subsequent legal enforcement of these BRDs. Additionally, this rule would revise the shrimp effort reduction threshold for the Gulf shrimp fishery. The intended effect of this proposed rule is to improve bycatch reduction efforts in the Gulf and South Atlantic shrimp fisheries, provide greater flexibility to the industry, reduce the social and economic impacts to fishing communities, and meet the requirements of National Standard 9 of the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-Stevens Act).</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be received on or before February 8, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by NOAA-NMFS-2011-0274, by any one of the following methods:</P>
          <P>•<E T="03">Electronic Submissions:</E>Submit all electronic public comments via the Federal e-Rulemaking Portal<E T="03">http://www.regulations.gov.</E>
          </P>
          <P>•<E T="03">Mail:</E>Steve Branstetter, Southeast Regional Office, NMFS, 263 13th Avenue South, St. Petersburg, FL 33701.</P>
          <P>
            <E T="03">Instructions:</E>No comments will be posted for public viewing until after the comment period has closed. All comments received are a part of the public record and will generally be posted to<E T="03">http://www.regulations.gov</E>without change. All Personal Identifying Information (for example, name, address, etc.) voluntarily submitted by the commenter may be publicly accessible. Do not submit Confidential Business Information or otherwise sensitive or protected information.</P>

          <P>To submit comments through the Federal e-Rulemaking Portal at<E T="03">http://www.regulations.gov,</E>enter “NOAA-NMFS-2011-0274” in the keyword search, then select “Send a Comment or Submission.” NMFS will accept anonymous comments. Attachments to electronic comments will be accepted in Microsoft Word, Excel, Wordperfect, or Adobe PDF file formats only.</P>
          <P>Comments received through means not specified in this rule will not be considered.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Steve Branstetter, telephone: (727) 824-5305, fax: (727) 824-5308, email:<E T="03">Steve.Branstetter@noaa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The shrimp fishery in the exclusive economic zone (EEZ) of the Gulf is managed under the Gulf FMP prepared by the Gulf of Mexico Fishery Management Council (Gulf Council), and the shrimp fishery in the EEZ of the South Atlantic is managed under the South Atlantic FMP prepared by the South Atlantic Fishery Management Council (South Atlantic Council). The Gulf and South Atlantic FMPs are implemented under the authority of the Magnuson-Stevens Act by regulations at 50 CFR part 622.</P>
        <HD SOURCE="HD1">Management Measures Contained in This Proposed Rule</HD>
        <P>This rule would certify two new BRDs for use in the Gulf and South Atlantic shrimp fisheries, and revise a harvesting restriction for shrimp vessels fishing in Federal waters of the Gulf.</P>
        <HD SOURCE="HD1">BRD Certifications</HD>
        <P>BRDs are modifications to trawl nets that limit the amount of non-targeted species caught during a fishing trip. Federal regulations require BRDs to be installed in shrimp trawls in nearly all southeastern shrimp fisheries conducted in Federal waters. The South Atlantic Council established this requirement in 1997 (April 16, 1997, 62 FR 18536). Similar requirements were established by the Gulf Council in 1998 for the western Gulf (April 14, 1998, 63 FR 18139), and in 2004 for the eastern Gulf (January 9, 2004, 69 FR 1538).</P>
        <P>In 2008, NMFS published a final rule (February 13, 2008, 73 FR 8219) establishing a standardized criterion by which all BRDs are certified for use in the southeastern shrimp fisheries. To be certified for use in the fisheries, data collected under a standardized sampling procedure must demonstrate a BRD candidate reduces finfish biomass by at least 30 percent. To ensure the statistical certainty in regard to the sample mean value, under a Bayesian approach, the result must meet two probability statements:</P>
        <P>1. “There is a 50 percent probability the true reduction rate meets the bycatch reduction criterion,” and</P>
        <P>2. “There is no more than a 10 percent probability the true reduction rate is more than 5 percent less than the bycatch reduction criterion.”</P>

        <P>In addition, NMFS established a provisional certification status that applies to a BRD candidate not quite meeting the criteria for certification. A BRD provisional certification is effective for 2 years from the date of a publication in the<E T="04">Federal Register</E>originally announcing the provisional certification. This time period is intended to allow additional wide-scale industry evaluation of the BRD candidate. The intent is to also further refine the design or application of the BRD candidate so it can eventually meet the certification criterion with greater certainty. To be provisionally certified, statistical analyses of the test results for a BRD candidate must demonstrate:</P>
        
        <EXTRACT>

          <P>There is at least a 50 percent probability the true reduction rate of the BRD candidate is no more than 5 percent less than the bycatch reduction criterion (<E T="03">i.e.,</E>the BRD candidate demonstrates a best point estimate [sample mean] of 25 percent or greater for finfish bycatch reduction).</P>
        </EXTRACT>
        
        <P>In 2008, NMFS published a final rule (February 13, 2008, 73 FR 8219) which provisionally certified the Composite Panel BRD for use in Federal waters throughout the Gulf and South Atlantic. The initial test data for this BRD indicated there is a 52 percent probability the true reduction rate of this BRD design is at least 25 percent.</P>

        <P>The provisional certification of the Composite Panel BRD in the Gulf and South Atlantic, along with the<PRTPAGE P="1046"/>Expanded Mesh BRD in the Gulf, was extended in 2010 through May 24, 2012 (May 24, 2010, 75 FR 28760). No new data were available to indicate these two BRDs no longer met the provisional certification criterion. As of May 25, 2012, 2 years after the provisional certification expires, both provisionally certified BRDs will be automatically decertified, and not allowed for use in the shrimp fisheries. It should be noted that the Expanded Mesh BRD remains fully certified for use in the South Atlantic after May 25, 2012.</P>
        <P>Since 2010, subsequent industry testing has occurred for various modifications to the Composite Panel BRD following standardized procedures outlined by NMFS and using NMFS-approved observers to collect the data. Subsequently, NMFS' Southeast Fisheries Science Center personnel conducted the statistical analyses of the data collected on two of these modified versions of the Composite Panel BRD. One version incorporates the addition of a square mesh panel [Square Mesh Panel (SMP) Composite Panel BRD]; the other version incorporates the addition of a cone fish deflector in the cod end of the trawl behind the BRD (Cone Fish Deflector Composite Panel BRD). Results indicated the SMP Composite Panel BRD reduces finfish biomass by 49.9 percent with a 95 percent confidence interval of 44.1 to 55.6 percent. A Bayesian analysis indicates a 100 percent probability that the reduction rate exceeds the target 30 percent finfish biomass reduction, and there is less than a 1 percent probability that the reduction rate is less than the minimum threshold of 25 percent. Results for the Cone Fish Deflector Composite Panel BRD indicate it reduces finfish biomass by 51.3 percent with a 95 percent confidence interval of 45.0 to 57.7 percent. A Bayesian analysis indicates a 100 percent probability that the reduction rate exceeds the target 30 percent finfish biomass reduction, and there is less than a 1 percent probability that the reduction rate is less than the minimum threshold of 25 percent.</P>
        <P>BRDs may have different capabilities under different fishing conditions, and having a wider variety of BRDs for use in the fisheries would allow fishermen to choose the most effective BRD for the specific local fishing conditions.</P>
        <HD SOURCE="HD1">Gulf Shrimp Trawl Effort Threshold</HD>
        <P>To end overfishing of Gulf red snapper by 2010, the 2005 Southeast Data, Assessment and Review (SEDAR 7) stock assessment results indicated the benchmark 2001-2003 level of red snapper bycatch mortality attributable to shrimp fishing needed to be reduced by 74 percent. Regulations implementing Amendment 14 to the Gulf FMP (January 29, 2008, 73 FR 5117) established, for 2008 through 2010, an effort reduction threshold 74 percent less than the effort during the benchmark years. This threshold applies to fishing effort expended by the shrimp fleet between the 10 fathom (18.3 m) and 30 fathom (54.9 m) depth contours from Mobile Bay, Alabama to the Texas-Mexico border. The depth stratum in this geographic range is known to have higher concentrations of juvenile red snapper.</P>
        <P>In establishing this regulation, the Gulf Council recognized that recovery of the red snapper stock would provide direct benefits through incremental increases in allowable catch to those persons in the directed reef fish fishery who target red snapper. However, there are no similar direct benefits accruable to the shrimp fishery for its contribution towards rebuilding the red snapper stock. Therefore, to provide some recovery benefit for the Gulf shrimp fishery, the Gulf Council decided to relax the threshold for bycatch mortality reduction over time. In Amendment 14, the Gulf Council decided the effort threshold for the shrimp fishery should be relaxed to a 67 percent reduction from the 2001-2003 benchmark beginning in 2011, contingent upon updated stock assessments indicating the red snapper stock is rebuilding on schedule, and that overfishing ended by 2010.</P>
        <P>An update assessment for red snapper was conducted in August 2009. The conclusions of the update assessment projected that overfishing likely ended in 2009, and the stock appeared to be increasing in accordance with the rebuilding plan targets. Based on these results, the Gulf Council submitted regulatory amendments to the Gulf reef fish FMP in 2010 and 2011 to increase the allowable catch for the directed reef fish fishery in each of those years, and NMFS implemented the allowable harvest increases through subsequent rulemaking (May 1, 2010, 75 FR 23186; April 29, 2011, 76 FR 23911).</P>
        <P>Given that the Gulf red snapper stock appears to be rebuilding at the expected levels, and overfishing is projected to have ended, the directed reef fish fishery for red snapper is recognizing the benefits of stock recovery. This rulemaking to relax the shrimp effort threshold is intended to provide similar benefits to the shrimp fleet, as intended by the Gulf Council.</P>
        <HD SOURCE="HD2">Classification</HD>
        <P>Pursuant to section 304(b)(1)(A) of the Magnuson-Stevens Act, the NMFS Assistant Administrator has determined that this proposed rule is consistent with the Gulf and South Atlantic FMPs, other provisions of the Magnuson-Stevens Act, and other applicable law, subject to further consideration after public comment.</P>
        <P>This proposed rule has been determined to be not significant for purposes of Executive Order 12866.</P>
        <P>The Chief Counsel for Regulation of the Department of Commerce certified to the Chief Counsel for Advocacy of the Small Business Administration that this rule, if adopted, would not have a significant economic impact on a substantial number of small entities. The factual basis for this determination is as follows.</P>
        <P>This proposed rule would not impose any new requirements on fishing entities in the southeastern shrimp fisheries. There are 2,144 unique vessels with permits to harvest shrimp in the EEZ of the Gulf and South Atlantic. These shrimp trawlers are already required to have a BRD installed in their shrimp nets and fishermen can continue to use their existing BRD. The proposed action would certify two new BRDs and simply allow fishermen, at their discretion, to use an alternative BRD in their shrimp nets. It would also provide greater flexibility in the construction and installation requirements for the Composite Panel BRD. Any decision to use alternative gear would be expected to occur only if its use would result in improved performance by the fishing vessel. As a result, any economic effects on any entity—large or small—are expected to be positive. Providing greater flexibility in the construction and installation requirements for the two new BRDs is also expected to lower costs and result in no additional adverse economic effects.</P>

        <P>The proposed action to reduce the bycatch reduction threshold for juvenile red snapper in the Gulf shrimp fishery from 74 percent to 67 percent is also not expected to have direct economic effects on the 1,707 vessels with permits to harvest shrimp from the Gulf EEZ. If economic conditions in the fishery improve, decreasing the bycatch reduction threshold would allow vessels to increase their effort and thereby increase their gross revenue and potentially their profits. Further, the proposed reduction in bycatch threshold, and the resulting potential increase in fishing effort, is consistent with the red snapper rebuilding plan<PRTPAGE P="1047"/>and the most recent red snapper stock assessment.</P>
        <P>Because this rule, if implemented, is not expected to have a significant direct economic impact on a substantial number of small entities, an initial regulatory flexibility analysis is not required and none has been prepared.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 50 CFR Part 622</HD>
          <P>Fisheries, Fishing, Puerto Rico, Reporting and recordkeeping requirements, Virgin Islands.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: January 4, 2012.</DATED>
          <NAME>Samuel D. Rauch III,</NAME>
          <TITLE>Deputy Assistant Administrator for Regulatory Programs,National Marine Fisheries Service.</TITLE>
        </SIG>
        
        <P>For the reasons set out in the preamble, 50 CFR part 622 is proposed to be amended as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 622—FISHERIES OF THE CARIBBEAN, GULF, AND SOUTH ATLANTIC</HD>
          <P>1. The authority citation for part 622 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>16 U.S.C. 1801<E T="03">et seq.</E>
            </P>
          </AUTH>
          
          <P>2. In § 622.34, the second sentence of paragraph (l)(1) is revised to read as follows:</P>
          <SECTION>
            <SECTNO>§ 622.34</SECTNO>
            <SUBJECT>Gulf EEZ seasonal and/or area closures.</SUBJECT>
            <STARS/>
            <P>(l) * * *</P>
            <P>(1) * * * The RA's determination of the need for such closure and its geographical scope and duration will be based on an annual assessment, by the Southeast Fisheries Science Center, of the shrimp effort and associated shrimp trawl bycatch mortality on red snapper in the 10-30 fathom area of statistical zones 10-21, compared to the 67-percent target reduction of shrimp trawl bycatch mortality on red snapper from the benchmark years of 2001-2003 established in the FMP. * * *</P>
            <STARS/>
            <P>3. In § 622.41, paragraph (g)(3)(ii) is removed and reserved and paragraphs (g)(3)(i)(G) and (H) are added to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>§ 622.41</SECTNO>
            <SUBJECT>Species specific limitations.</SUBJECT>
            <STARS/>
            <P>(g) * * *</P>
            <P>(3) * * *</P>
            <P>(i) * * *</P>
            <P>(G) Cone Fish Deflector Composite Panel.</P>
            <P>(H) Square Mesh Panel (SMP) Composite Panel.</P>
            <STARS/>
            <P>4. In Appendix D to part 622, paragraph (G) is revised and paragraph (H) is added to read as follows:</P>
            <APPENDIX>
              <HD SOURCE="HED">Appendix D to Part 622B—Specifications for Certified BRDs</HD>
              <STARS/>
              <HD SOURCE="HD2">G. Cone Fish Deflector Composite Panel</HD>
              <P>1.<E T="03">Description.</E>The Cone Fish Deflector Composite Panel BRD is a variation to the alternative funnel construction method of the Jones-Davis BRD, except the funnel is assembled by using depth-stretched and heat-set polyethylene webbing with square mesh panels on the inside instead of the flaps formed from the extension webbing. In addition, no hoops are used to hold the BRD open.</P>
              <P>2.<E T="03">Minimum Construction and Installation Requirements.</E>The Cone Fish Deflector Composite Panel BRD must contain all of the following:</P>
              <P>(a)<E T="03">Webbing extension.</E>The webbing extension must be constructed from a single rectangular piece of 1<FR>1/2</FR>-inch to 1<FR>3/4</FR>-inch (3.8-cm to 4.5-cm) stretch mesh number with dimensions of 24<FR>1/2</FR>meshes by 150 to 160 meshes. A tube is formed from the extension webbing piece by sewing the 24<FR>1/2</FR>-mesh sides together. The leading edge of the webbing extension must be attached no more than 4 meshes from the posterior edge of the TED grid.</P>
              <P>(b)<E T="03">Funnel.</E>The V-shaped funnel consists of two webbing panels attached to the extension along the leading edge of the panels. The top and bottom edges of the panels are sewn diagonally across the extension toward the center to form the funnel. The panels are 2-ply in design, each with an inner layer of 1<FR>1/2</FR>-inch to 1<FR>5/8</FR>-inch (3.8-cm to 4.1-cm) heat-set and depth-stretched polyethylene webbing and an outer layer constructed of no larger than 2-inch (5.1-cm) square mesh webbing (1-inch bar). The inner webbing layer must be rectangular in shape, 36 meshes on the leading edge by 20 meshes deep. The 36-mesh leading edges of the polyethylene webbing should be sewn evenly to 24 meshes of the extension webbing 1<FR>1/2</FR>meshes from and parallel to the leading edge of the extension starting 12 meshes up from the bottom center on each side. Alternately sew 2 meshes of the polyethylene webbing to 1 mesh of the extension webbing then 1 mesh of the polyethylene webbing to 1 mesh of the extension webbing toward the top. The bottom 20-mesh edges of the polyethylene layers are sewn evenly to the extension webbing on a 2 bar 1 mesh angle toward the bottom back center forming a v-shape in the bottom of the extension webbing. The top 20-mesh edges of the polyethylene layers are sewn evenly along the bars of the extension webbing toward the top back center. The square mesh layers must be rectangular in shape and constructed of no larger than 2-inch (5.1-cm) webbing that is 18 inches (45.7 cm) in length on the leading edge. The depth of the square mesh layer must be no more than 2 inches (5.1 cm) less than the 20 mesh side of the inner polyethylene layer when stretched taught. The 18-inch (45.7-cm) leading edge of each square mesh layer must be sewn evenly to the 36-mesh leading edge of the polyethylene section and the sides are sewn evenly (in length) to the 20-mesh edges of the polyethylene webbing. This will form a v-shape funnel using the top of the extension webbing as the top of the funnel and the bottom of the extension webbing as the bottom of the funnel.</P>
              <P>(c)<E T="03">Cutting the escape opening.</E>There are two escape openings on each side of the funnel. The leading edge of the escape openings must be located on the same row of meshes in the extension webbing as the leading edge of the composite panels. The lower openings are formed by starting at the first attachment point of the composite panels and cutting 9 meshes in the extension webbing on an even row of meshes toward the top of the extension. Next, turn 90 degrees and cut 15 points on an even row toward the back of the extension webbing. At this point turn and cut 18 bars toward the bottom front of the extension webbing. Finish the escape opening by cutting 6 points toward the original starting point. The top escape openings start 5 meshes above and mirror the lower openings. Starting at the leading edge of the composite panel and 5 meshes above the lower escape opening, cut 9 meshes in the extension on an even row of meshes toward the top of the extension. Next, turn 90 degrees, and cut 6 points on an even row toward the back of the extension webbing. Then cut 18 bars toward the bottom back of the extension. To complete the escape opening, cut 15 points forward toward the original starting point. The area of each escape opening must total at least 212 in<SU>2</SU>(1,368 cm<SU>2</SU>). The four escape openings must be double selvaged for strength.</P>
              <P>(d)<E T="03">Cone fish deflector.</E>The cone fish deflector is constructed of 2 pieces of 1<FR>5/8</FR>-inch (4.1-cm) polypropylene or polyethylene webbing, 40 meshes wide by 20 meshes in length and cut on the bar on each side forming a triangle. Starting at the apex of the two triangles, the two pieces must be sewn together to form a cone of webbing. The apex of the cone fish deflector must be positioned within 12 inches (30.5 cm) of the posterior edge of the funnel.</P>
              <P>(e)<E T="03">11-inch (27.9-cm) cable hoop for cone deflector.</E>A single hoop must be constructed of<FR>5/16</FR>-inch (0.79-cm) or<FR>3/8</FR>-inch (0.95-cm) cable 34<FR>1/2</FR>inches (87.6 cm) in length. The ends must be joined by a 3-inch (7.6-cm) piece of<FR>3/8</FR>-inch (0.95-cm) aluminum pipe pressed together with a<FR>1/4</FR>-inch (0.64-cm) die. The hoop must be inserted in the webbing cone, attached 10 meshes from the apex and laced all the way around with heavy twine.</P>
              <P>(f)<E T="03">Installation of the cone in the extension.</E>The apex of the cone must be installed in the extension within 12 inches (30.5 cm) behind the back edge of the funnel and attached in four places. The midpoint of a piece of number 60 twine (or at least 4-mesh wide strip of number 21 or heavier webbing) 3 ft (1.22 m) in length must be attached to the apex of the cone. This piece of twine or webbing must be attached within 5 meshes of the aft edge of the funnel at the center of each of its sides. Two 12-inch (30.5-cm) pieces of number 60 (or heavier) twine must be attached to the top and bottom of the 11-inch (27.9-cm) cone hoop. The opposite ends of these two pieces of twine must be attached to the top and bottom center of the extension webbing to keep the cone from inverting into the funnel.<PRTPAGE P="1048"/>
              </P>
              <HD SOURCE="HD3">H. Square Mesh Panel (SMP) Composite Panel</HD>
              <P>1.<E T="03">Description.</E>The SMP is a panel of square mesh webbing placed in the top of the cod end to provide finfish escape openings.</P>
              <P>2.<E T="03">Minimum Construction and Installation Requirements.</E>The SMP Composite Panel BRD must contain all of the following:</P>
              <P>(a)<E T="03">Webbing extension.</E>The webbing extension must be constructed from a single rectangular piece of 1<FR>1/2</FR>-inch to 1<FR>3/4</FR>-inch (3.8-cm to 4.5-cm) stretch mesh number with dimensions of 24<FR>1/2</FR>meshes by 150 to 160 meshes. A tube is formed from the extension webbing piece by sewing the 24<FR>1/2</FR>-mesh sides together. The leading edge of the webbing extension must be attached no more than 4 meshes from the posterior edge of the TED grid.</P>
              <P>(b)<E T="03">Funnel.</E>The V-shaped funnel consists of two webbing panels attached to the extension along the leading edge of the panels. The top and bottom edges of the panels are sewn diagonally across the extension toward the center to form the funnel. The panels are 2-ply in design, each with an inner layer of 1<FR>1/2</FR>-inch to 1<FR>5/8</FR>-inch (3.8-cm to 4.1-cm) heat-set and depth-stretched polyethylene webbing and an outer layer constructed of no larger than 2-inch (5.1-cm) square mesh webbing (1-inch bar). The inner webbing layer must be rectangular in shape, 36 meshes on the leading edge by 20 meshes deep. The 36-mesh leading edges of the polyethylene webbing should be sewn evenly to 24 meshes of the extension webbing 1<FR>1/2</FR>meshes from and parallel to the leading edge of the extension starting 12 meshes up from the bottom center on each side. Alternately sew 2 meshes of the polyethylene webbing to 1 mesh of the extension webbing then 1 mesh of the polyethylene webbing to 1 mesh of the extension webbing toward the top. The bottom 20-mesh edges of the polyethylene layers are sewn evenly to the extension webbing on a 2 bar 1 mesh angle toward the bottom back center forming a v-shape in the bottom of the extension webbing. The top 20-mesh edges of the polyethylene layers are sewn evenly along the bars of the extension webbing toward the top back center. The square mesh layers must be rectangular in shape and constructed of no larger than 2-inch (5.1-cm) webbing that is 18 inches (45.7 cm) in length on the leading edge. The depth of the square mesh layer must be no more than 2 inches (5.1 cm) less than the 20 mesh side of the inner polyethylene layer when stretched taut. The 18-inch (45.7-cm) leading edge of each square mesh layer must be sewn evenly to the 36-mesh leading edge of the polyethylene section and the sides are sewn evenly (in length) to the 20-mesh edges of the polyethylene webbing. This will form a v-shape funnel using the top of the extension webbing as the top of the funnel and the bottom of the extension webbing as the bottom of the funnel.</P>
              <P>(c)<E T="03">Cutting the escape opening.</E>There are two escape openings on each side of the funnel. The leading edge of the escape openings must be located on the same row of meshes in the extension webbing as the leading edge of the composite panels. The lower openings are formed by starting at the first attachment point of the composite panels and cutting 9 meshes in the extension webbing on an even row of meshes toward the top of the extension. Next, turn 90 degrees and cut 15 points on an even row toward the back of the extension webbing. At this point turn and cut 18 bars toward the bottom front of the extension webbing. Finish the escape opening by cutting 6 points toward the original starting point. The top escape openings start 5 meshes above and mirror the lower openings. Starting at the leading edge of the composite panel and 5 meshes above the lower escape opening, cut 9 meshes in the extension on an even row of meshes toward the top of the extension. Next, turn 90 degrees, and cut 6 points on an even row toward the back of the extension webbing. Then cut 18 bars toward the bottom back of the extension. To complete the escape opening, cut 15 points forward toward the original starting point. The area of each escape opening must total at least 212 in<SU>2</SU>(1,368 cm<SU>2</SU>). The four escape openings must be double selvaged for strength.</P>
              <P>(d)<E T="03">SMP.</E>The SMP is constructed from a single piece of square mesh webbing with a minimum dimension of 5 squares wide and 12 squares in length with a minimum mesh size of 3-in (76-mm) stretched mesh. The maximum twine diameter of the square mesh is #96 twine (4 mm).</P>
              <P>(e)<E T="03">Cutting the SMP escape opening.</E>The escape opening is a rectangular hole cut in the top center of the cod end webbing. The posterior edge of the escape opening must be placed no farther forward that 8 ft (2.4 m) from the cod end drawstring (tie-off rings). The width of the escape opening, as measured across the cod end, must be four cod end meshes per square of the SMP (i.e. a cut of 20 cod end meshes for a SMP that is 5 meshes wide). The stretched mesh length of the escape opening must be equal to the total length of the SMP. No portion of the SMP escape opening may be covered with additional material or netting such as chaffing webbing which might impede or prevent fish escapement.</P>
              <P>(f)<E T="03">Installation of the SMP.</E>The SMP must be attached to the edge of the escape opening evenly around the perimeter of the escape opening cut with heavy twine.</P>
              
            </APPENDIX>
          </SECTION>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-153 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </PRORULE>
  </PRORULES>
  <VOL>77</VOL>
  <NO>5</NO>
  <DATE>Monday, January 9, 2012</DATE>
  <UNITNAME>Notices</UNITNAME>
  <NOTICES>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="1049"/>
        <AGENCY TYPE="F">ADMINISTRATIVE CONFERENCE OF THE UNITED STATES</AGENCY>
        <SUBJECT>Notice of Public Meetings of the Committee on Adjudication of the Administrative Conference of the United States</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Administrative Conference of the United States.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of public meetings.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>Notice is hereby given of two public meetings of the Committee on Adjudication of the Assembly of the Administrative Conference of the United States. At these meetings, the committee will consider a draft report and a draft recommendation examining ways to improve procedures for immigration adjudication. Complete details regarding the committee meeting, the contours of the Immigration Adjudication Project, how to attend (including information about remote access and obtaining special accommodations for persons with disabilities), and how to submit comments to the committee can be found in the “About” section of the Conference's Web site, at<E T="03">http://www.acus.gov.</E>Click on “About,” then on “The Committees,” and then on “Committee on Adjudication.”</P>
          <P>Comments may be submitted by email to<E T="03">Comments@acus.gov,</E>with “Committee on Adjudication” in the subject line, or by postal mail to “Committee on Adjudication Comments” at the address given below.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Wednesday, January 25 from 1:30 p.m. to 4:30 p.m.; and Wednesday, February 22 from 1:30 p.m. to 4:30 p.m.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The meetings will be held at 1120 20th Street NW., Suite 706 South, Washington, DC 20036.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Funmi E. Olorunnipa, Designated Federal Officer, Administrative Conference of the United States, 1120 20th Street NW., Suite 706 South, Washington, DC 20036; Telephone (202) 480-2080.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Committee on Adjudication will meet to discuss a draft report on the Immigration Adjudication Project. The report, prepared by Professor Lenni B. Benson (New York Law School) and Russell Wheeler (Brookings Institution), presents the findings of a study of potential improvements to the procedures for immigration adjudication. At its meetings, the Committee on Adjudication will also consider a draft recommendation based on the consultants' report.</P>
        <SIG>
          <DATED>Dated: January 4, 2012.</DATED>
          <NAME>Shawne C. McGibbon,</NAME>
          <TITLE>General Counsel.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-119 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6110-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">BUREAU OF CONSUMER FINANCIAL PROTECTION</AGENCY>
        <DEPDOC>[Docket No. CFPB-2011-0045]</DEPDOC>
        <SUBJECT>Privacy Act of 1974, as Amended</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Consumer Financial Protection.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Proposed Privacy Act System of Records.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with the Privacy Act of 1974, as amended, the Bureau of Consumer Financial Protection, hereinto referred to as the Consumer Financial Protection Bureau (“CFPB” or the “Bureau”), gives notice of the establishment of a Privacy Act System of Records.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received no later than February 8, 2012. The new system of records will be effective February 21, 2012 unless the comments received result in a contrary determination.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by Docket No. CFPB-2011-0045, by any of the following methods:</P>
          <P>•<E T="03">Electronic: http://www.regulations.gov</E>. Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Claire Stapleton, Chief Privacy Officer, Consumer Financial Protection Bureau, 1700 G Street NW., Washington, DC 20006.</P>
          <P>•<E T="03">Hand Delivery/Courier in Lieu of Mail:</E>Claire Stapleton, Chief Privacy Officer, Consumer Financial Protection Bureau, 1700 G Street NW., Washington, DC 20006.</P>
          

          <FP>All submissions must include the agency name and docket number for this notice. In general all comments received will be posted without change to<E T="03">http://www.regulations.gov</E>. In addition, comments will be available for public inspection and copying at 1700 G Street NW., Washington, DC 20006 on official business days between the hours of 10 a.m. and 5 p.m. Eastern Time. You can make an appointment to inspect comments by telephoning (202) 435-7220. All comments, including attachments and other supporting materials, will become part of the public record and subject to public disclosure. You should submit only information that you wish to make available publicly.</FP>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Claire Stapleton, Chief Privacy Officer Consumer Financial Protection Bureau, 1700 G Street NW., Washington, DC 20006, (202) 435-7220.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Act”), Public Law 111-203, Title X, established the CFPB to administer and enforce Federal consumer financial protection law. The CFPB will maintain the records covered by this notice.</P>
        <P>The new system of records described in this notice, CFPB.015—Ethics Program Records, will provide the CFPB with a single, agency-wide repository for questions submitted to the CFPB Ethics Office and requests for advice or clarification. The Ethics Program Records will allow the CFPB to manage and appropriately document the CFPB's compliance with government ethics program requirements. A description of the new system of records follows this Notice.</P>

        <P>The report of a new system of records has been submitted to the Committee on Oversight and Government Reform of the House of Representatives, the Committee on Homeland Security and Governmental Affairs of the Senate, and the Office of Management and Budget, pursuant to Appendix I to OMB Circular A-130, “Federal Agency Responsibilities for Maintaining Records About Individuals,” dated November 30, 2000, and the Privacy Act, 5 U.S.C. 552a(r).<PRTPAGE P="1050"/>
        </P>
        <P>The system of records entitled, “CFPB.015—Ethics Program Records” is published in its entirety below.</P>
        <SIG>
          <DATED>Dated: January 4, 2011.</DATED>
          <NAME>Claire Stapleton,</NAME>
          <TITLE>Chief Privacy Officer.</TITLE>
        </SIG>
        <PRIACT>
          <HD SOURCE="HD1">CFPB.015</HD>
          <HD SOURCE="HD2">System Name:</HD>
          <P>CFPB Ethics Program Records.</P>
          <HD SOURCE="HD2">System Location:</HD>
          <P>Consumer Financial Protection Bureau, 1700 G Street NW., Washington, DC 20006.</P>
          <HD SOURCE="HD2">Categories of individuals covered by the system:</HD>
          <P>Individuals covered by this system include prospective, current and former CFPB employees.</P>
          <HD SOURCE="HD2">Categories of records in the system:</HD>

          <P>Records maintained in this system may contain, without limitation, the following information about an individual: Name; address; telephone number; ethics advice; outside activity approvals (<E T="03">i.e.</E>activities outside of, or not related to, a CFPB employee's current official work); ethics agreements; information in support of Public Financial Disclosure Reports and Confidential Financial Disclosure Reports which are not already covered by the government-wide SORNs Executive Branch Public Financial Disclosure Reports and Other Ethics Program Records (OGE/GOVT-1) and Confidential Statements of Employment and Financial Interests (OGE/GOVT-2); and any other name-retrieved Ethics Program Records. Information contained in the Ethics Program Records will be generated by CFPB employees who: Provide ethics advice; review and approve outside activities requests; create ethics agreements; and track completion of employee orientation and annual training sessions. Whenever practicable, the CFPB will collect information about an individual directly from that individual.</P>
          <HD SOURCE="HD2">Authority for maintenance of the system:</HD>
          <P>Ethics in Government Act of 1978, 5 U.S.C. app.; Ethics Reform Act of 1989, Pub. L. 101-194; 5 CFR parts 735 &amp; 2634, and other applicable ethics-related laws, rules, and Executive Orders; Pub. L. 111-203, Title X, Section 1012 codified at 12 U.S.C. 5492.<SU>1</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>1</SU>Section 1066 of the Act grants the Secretary of the Treasury interim authority to perform certain functions of the CFPB. Pursuant to that authority, Treasury published rules on the Disclosure of Records and Information within 12 CFR Chapter X. This SORN is published pursuant to those rules and the Privacy Act.</P>
          </FTNT>
          <HD SOURCE="HD2">Purpose(s):</HD>
          <P>The information in the system is being collected to manage and appropriately document the CFPB's compliance with government ethics program requirements.</P>
          <HD SOURCE="HD2">Routine uses of records maintained in the system, including categories of users and the purposes of such uses:</HD>

          <P>These records may be disclosed, consistent with the CFPB Disclosure of Records and Information Rules, promulgated at 12 CFR part 1070<E T="03">et seq.,</E>to:</P>
          <P>(1) Appropriate agencies, entities, and persons when: (a) The CFPB suspects or has confirmed that the security or confidentiality of information in the system of records has been compromised; (b) the CFPB has determined that, as a result of the suspected or confirmed compromise, there is a risk of harm to economic or property interests, identity theft or fraud, or harm to the security or integrity of this system or other systems or programs (whether maintained by the CFPB or another agency or entity) that rely upon the compromised information; and (c) the disclosure made to such agencies, entities, and persons is reasonably necessary to assist in connection with the CFPB's efforts to respond to the suspected or confirmed compromise and prevent, minimize, or remedy such harm;</P>
          <P>(2) Another Federal or state agency to: (a) Permit a decision as to access, amendment or correction of records to be made in consultation with or by that agency; or (b) verify the identity of an individual or the accuracy of information submitted by an individual who has requested access to, or amendment or correction of records;</P>
          <P>(3) The Office of the President in response to an inquiry from that office made at the request of the subject of a record or a third party on that person's behalf;</P>
          <P>(4) Congressional offices in response to an inquiry made at the request of the individual to whom the record pertains;</P>
          <P>(5) Contractors, agents, or other authorized individuals performing work on a contract, service, cooperative agreement, job, or other activity on behalf of the CFPB or Federal Government and who have a need to access the information in the performance of their duties or activities;</P>
          <P>(6) The U.S. Department of Justice (“DOJ”) for its use in providing legal advice to the CFPB or in representing the CFPB in a proceeding before a court, adjudicative body, or other administrative body, where the use of such information by the DOJ is deemed by the CFPB to be relevant and necessary to the advice or proceeding, and in the case of a proceeding, such proceeding names as a party in interest:</P>
          <P>(a) The CFPB;</P>
          <P>(b) Any employee of the CFPB in his or her official capacity;</P>
          <P>(c) Any employee of the CFPB in his or her individual capacity where DOJ has agreed to represent the employee; or</P>
          <P>(d) The United States, where the CFPB determines that litigation is likely to affect the CFPB or any of its components;</P>
          <P>(7) A grand jury pursuant either to a Federal or state grand jury subpoena, or to a prosecution request that such record be released for the purpose of its introduction to a grand jury, where the subpoena or request has been specifically approved by a court; and</P>
          <P>(8) A court, magistrate, or administrative tribunal in the course of an administrative proceeding or judicial proceeding, including disclosures to opposing counsel or witnesses (including expert witnesses) in the course of discovery or other pre-hearing exchanges of information, litigation, or settlement negotiations, where relevant or potentially relevant to a proceeding, or in connection with criminal law proceedings; and</P>
          <P>(9) Appropriate Federal, state, local, foreign, tribal, or self-regulatory organizations or agencies responsible for investigating, prosecuting, enforcing, implementing, issuing, or carrying out a statute, rule, regulation, order, policy, or license if the information may be relevant to a potential violation of civil or criminal law, rule, regulation, order, policy or license.</P>
          <HD SOURCE="HD2">Policies and practices for storing, retrieving, accessing, retaining, and dispensing of records in the system:</HD>
          <HD SOURCE="HD2">Storage:</HD>
          <P>Paper and electronic records.</P>
          <HD SOURCE="HD2">Retrievability:</HD>
          <P>Records are retrievable by a variety of fields including, but not limited to, the individual's name, address, phone number, or by some combination thereof.</P>
          <HD SOURCE="HD2">Safeguards:</HD>

          <P>Access to electronic records is restricted to authorized personnel who have been issued non-transferrable access codes and passwords. Other records are maintained in locked file cabinets or rooms with access limited to those personnel whose official duties require access.<PRTPAGE P="1051"/>
          </P>
          <HD SOURCE="HD2">Retention and disposal:</HD>
          <P>The CFPB will maintain computer electronic and paper records indefinitely until the National Archives and Records Administration approves the CFPB's records disposition schedule.</P>
          <HD SOURCE="HD2">System manager(s) and address:</HD>
          <P>Consumer Financial Protection Bureau, Ethics Officer, 1700 G Street NW., Washington, DC 20006.</P>
          <HD SOURCE="HD2">Notification procedure:</HD>
          <P>Individuals seeking notification and access to any record contained in this system of records, or seeking to contest its content, may inquire in writing in accordance with instructions appearing in Title 12, Chapter 10 of the CFR, “Disclosure of Records and Information.” Address such requests to: Chief Privacy Officer, Bureau of Consumer Financial Protection, 1700 G Street NW., Washington, DC 20006.</P>
          <HD SOURCE="HD2">Record access procedures:</HD>
          <P>See “Notification Procedures” above.</P>
          <HD SOURCE="HD2">Contesting record procedures:</HD>
          <P>See “Notification Procedures” above.</P>
          <HD SOURCE="HD2">Record source categories:</HD>
          <P>Information in this system is obtained from individuals seeking and responding to requests about ethics issues.</P>
          <HD SOURCE="HD2">Exemptions claimed for the system:</HD>
          <P>None.</P>
        </PRIACT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-103 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4810-AM-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
        <DATE>January 3, 2012.</DATE>

        <P>The Department of Agriculture has submitted the following information collection requirement(s) to OMB for review and clearance under the Paperwork Reduction Act of 1995, Public Law 104-13. Comments regarding (a) whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of burden including the validity of the methodology and assumptions used; (c) ways to enhance the quality, utility and clarity of the information to be collected; (d) ways to minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques and other forms of information technology should be addressed to: Desk Officer for Agriculture, Office of Information and Regulatory Affairs, Office of Management and Budget (OMB), Washington, DC,<E T="03">OIRA_Submission@OMB.EOP.GOV</E>or fax (202) 395-5806 and to Departmental Clearance Office, USDA, OCIO, Mail Stop 7602, Washington, DC 20250-7602. Comments regarding these information collections are best assured of having their full effect if received within 30 days of this notification. Copies of the submission(s) may be obtained by calling (202) 720-8681.</P>
        <P>An agency may not conduct or sponsor a collection of information unless the collection of information displays a currently valid OMB control number and the agency informs potential persons who are to respond to the collection of information that such persons are not required to respond to the collection of information unless it displays a currently valid OMB control number.</P>
        <HD SOURCE="HD1">Forest Service</HD>
        <P>
          <E T="03">Title:</E>Qualified Product List for Wild Land Fire Chemicals.</P>
        <P>
          <E T="03">OMB Control Number:</E>0596-0182.</P>
        <P>
          <E T="03">Summary of Collection:</E>The Forest Service (FS) objective is, “To have available and utilize adequate types and quantities of qualified fire chemical products to accomplish fire management activities safely, efficiently, and effectively.” To accomplish their objective, FS evaluates chemical products that may be used in direct wildland fire suppression operations prior to their use on lands managed by the FS. Safe products do not include ingredients that create an enhanced risk, in typical use, to either the firefighters involved or the public in general.</P>
        <P>
          <E T="03">Need and Use of the Information:</E>FS will collect the listing of individual ingredients and quantity of these ingredients in the formulation of a product being submitted for evaluation in order to test the products using various Technical Data Sheets and other forms. The entity submitting the information provides the FS with the specific ingredients used in its product and identifies the specific source of supply for each ingredient. The information collected is specific mixing requirements and hydration requirements of gum-thickened retardants. The information provided will allow the FS to search the List of Known and Suspected Carcinogens, as well as the Environment Protection Agency's List of Highly Hazardous Materials, to determine if any of the ingredients appear on any of these lists. Without the information FS would not be able to assess the safety of the wildland fire chemicals utilized on FS managed land, since the specific ingredients and the quantity of each ingredients used in a formulation would not be known.</P>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>
          <P>Forest Service is merging burden and forms from 0596-0183 “Qualified Products List for Class A foams for Wild land Firefighting” and 0596-0184 “Qualified Products List for Long-Term Retardants for Wild Land Firefighting” into the renewal of this collection.</P>
        </NOTE>
        <P>
          <E T="03">Description of Respondents:</E>Business or other for-profit.</P>
        <P>
          <E T="03">Number of Respondents:</E>5.</P>
        <P>
          <E T="03">Frequency of Responses:</E>Reporting: Other (once).</P>
        <P>
          <E T="03">Total Burden Hours:</E>39.</P>
        <SIG>
          <NAME>Charlene Parker,</NAME>
          <TITLE>Departmental Information Collection Clearance Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-89 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-11-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Animal and Plant Health Inspection Service</SUBAGY>
        <DEPDOC>[Docket No. APHIS-2011-0115]</DEPDOC>
        <SUBJECT>General Conference Committee of the National Poultry Improvement Plan; Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Animal and Plant Health Inspection Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are giving notice of a meeting of the General Conference Committee of the National Poultry Improvement Plan.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meeting will be held on January 25, 2012, from 1:30 p.m. to 5 p.m.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The meeting will be held at the Georgia World Congress Center, 285 Andrew Young International Boulevard NW., Atlanta, GA.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Dr. C. Stephen Roney, Senior Coordinator, National Poultry Improvement Plan, VS, APHIS, 1506 Klondike Road, Suite 300, Conyers, GA 30094; (770) 922-3496.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The General Conference Committee (the Committee) of the National Poultry Improvement Plan (NPIP), representing cooperating State agencies and poultry industry members, serves an essential<PRTPAGE P="1052"/>function by acting as liaison between the poultry industry and the Department in matters pertaining to poultry health.</P>
        <P>Topics for discussion at the upcoming meeting include:</P>
        <P>1. Use of performance standards in the NPIP regulations.</P>
        <P>2. The Food and Drug Administration's egg safety rule and NPIP salmonella testing equivalency update.</P>
        <P>3. Compartmentalization.</P>
        <P>4. 2012 Biennial Conference.</P>

        <P>The meeting will be open to the public. However, due to time constraints, the public will not be allowed to participate in the discussions during the meeting. Written statements on meeting topics may be filed with the Committee before or after the meeting by sending them to the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>. Written statements may also be filed at the meeting. Please refer to Docket No. APHIS-2011-0115 when submitting your statements.</P>
        <P>This notice of meeting is given pursuant to section 10 of the Federal Advisory Committee Act.</P>
        <SIG>
          <DATED>Done in Washington, DC, this 3rd day of January 2012.</DATED>
          <NAME>Gregory L. Parham,</NAME>
          <TITLE>Administrator, Animal and Plant Health Inspection Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-88 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-34-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Grain Inspection, Packers and Stockyards Administration</SUBAGY>
        <SUBJECT>Solicitation of Nominations for Members of the USDA Grain Inspection Advisory Committee</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Grain Inspection, Packers and Stockyards Administration, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice to solicit nominees.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Agriculture's (USDA) Grain Inspection, Packers and Stockyards Administration (GIPSA) is seeking nominations for individuals to serve on the USDA Grain Inspection Advisory Committee (Advisory Committee). The Advisory Committee meets twice annually to advise GIPSA on the programs and services it delivers under the U.S. Grain Standards Act (USGSA). Recommendations by the Advisory Committee help GIPSA better meet the needs of its customers who operate in a dynamic and changing marketplace.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>GIPSA will consider nominations received by February 8, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit nominations for the Advisory Committee by completing form AD-755 and mail to:</P>
          <P>• Thomas Vilsack, Secretary, U.S. Department of Agriculture, 1400 Independence Avenue SW., Washington, DC 20250 Attn: Grain Inspection Advisory Committee.</P>
          <P>Form AD-755 may be obtained via USDA's Web site:<E T="03">http://www.ocio.usda.gov/forms/doc/AD-755.pdf.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Terri L. Henry, telephone (202) 205-8281 or email<E T="03">Terri.L.Henry@usda.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>As required by section 21 of the USGSA (7 U.S.C. 87j), as amended, the Secretary of Agriculture (Secretary) established the Advisory Committee on September 29, 1981, to provide advice to the GIPSA Administrator on implementation of the USGSA. The current authority for the Advisory Committee expires on September 30, 2015. As specified in the USGSA, each member's term is 3 years and no member may serve successive terms.</P>
        <P>The Advisory Committee consists of 15 members, appointed by the Secretary, who represent the interests of grain producers, processors, handlers, merchandisers, consumers, exporters, and scientists with expertise in research related to the policies in section 2 of the USGSA (7 U.S.C. 74). While members of the Advisory Committee serve without compensation, USDA reimburses them for travel expenses, including per diem in lieu of subsistence, for travel away from their homes or regular places of business in performance of Advisory Committee service (see 5 U.S.C. 5703).</P>

        <P>A list of current Advisory Committee members and other relevant information are available on the GIPSA Web site at<E T="03">http://www.gipsa.usda.gov.</E>Under the section “I Want To * * * ” select “Learn about the Advisory Committee.”</P>
        <P>GIPSA is seeking nominations for individuals to serve on the Advisory Committee to replace six members and four alternate members whose terms will expire March 31, 2012.</P>
        <P>Nominations are open to all individuals without regard to race, color, religion, gender, national origin, age, mental or physical disability, marital status, or sexual orientation. To ensure that recommendations of the Advisory Committee take into account the needs of the diverse groups served by the USDA, membership shall include, to the extent practicable, individuals with demonstrated ability to represent minorities, women, and persons with disabilities.</P>
        <P>The final selection of Advisory Committee members and alternates is made by the Secretary.</P>
        <SIG>
          <NAME>Alan R. Christian,</NAME>
          <TITLE>Acting Administrator, Grain Inspection, Packers and Stockyards Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-87 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-KD-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>National Agricultural Statistics Service</SUBAGY>
        <SUBJECT>Notice of Intent To Resume the Bee and Honey Surveys and All Associated Reports</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Agricultural Statistics Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of resumption of data collection and publication.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This notice announces the intention of the National Agricultural Statistics Service (NASS) to resume a currently approved information collection for bee and honey data and all associated reports.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Joseph T. Reilly, Associate Administrator, National Agricultural Statistics Service, U.S. Department of Agriculture, (202) 720-4333, or through the NASS OMB Clearance Officer at<E T="03">ombofficer@nass.usda.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P SOURCE="NPAR">
          <E T="03">Title:</E>Bee and Honey Surveys and Publications.</P>
        <P>
          <E T="03">OMB Control Number:</E>0535-0153.</P>
        <P>
          <E T="03">Expiration Dates of Approval:</E>May 31, 2013.</P>
        <P>
          <E T="03">Type of Request:</E>To resume a currently approved information collection.</P>
        <P>
          <E T="03">Abstract:</E>The primary functions of the National Agricultural Statistics Service includes the collection of data and the preparation and issuance of state and national estimates of crop and livestock production, disposition, prices, and environmental and economic factors.</P>

        <P>The current OMB approval for the Bee and Honey Survey is for all States except Alaska. The estimated population is approximately 10,000 operations. The survey is conducted once a year. Under this survey program, NASS asks for: The number of colonies owned; the number of colonies honey is harvested from; how many pounds of honey were harvested; how many pounds of honey are in Stock on December 15th; and how many pounds of honey were sold and the correlating price. The respondents are also asked to break out their sales by honey color class and marketing channel(s).<PRTPAGE P="1053"/>
        </P>
        <P>
          <E T="03">Timeline:</E>This collection was suspended on November 17, 2011 due to budget constraints. After having secured additional funding, NASS will resume this information collection on January 23, 2012 and will publish the survey results on March 30, 2012.</P>
        <P>
          <E T="03">Authority:</E>These data are collected under authority of 7 U.S.C. 2204(a) (General Duties of the Secretary of Agriculture). Individually identifiable data collected under this authority are governed by Section 1770 of the Food Security Act of 1985, 7 U.S.C. 2276, which requires USDA to afford strict confidentiality to non-aggregated data provided by respondents.</P>
        <SIG>
          <DATED>Signed at Washington, DC, December 12, 2011.</DATED>
          <NAME>Joseph T. Reilly,</NAME>
          <TITLE>Associate Administrator.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-166 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-20-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
        <DEPDOC>[Docket 1-2012]</DEPDOC>
        <SUBJECT>Foreign-Trade Zone 100—Dayton, OH; Application for Reorganization under Alternative Site Framework</SUBJECT>
        <P>An application has been submitted to the Foreign-Trade Zones (FTZ) Board (the Board) by the Greater Dayton Foreign-Trade Zone, Inc., grantee of FTZ 100, requesting authority to reorganize the zone under the alternative site framework (ASF) adopted by the Board (74 FR 1170, 1/12/09 (correction 74 FR 3987, 1/22/09); 75 FR 71069-71070, 11/22/10). The ASF is an option for grantees for the establishment or reorganization of general-purpose zones and can permit significantly greater flexibility in the designation of new “usage-driven” FTZ sites for operators/users located within a grantee's “service area” in the context of the Board's standard 2,000-acre activation limit for a general-purpose zone project. The application was submitted pursuant to the Foreign-Trade Zones Act, as amended (19 U.S.C. 81a-81u), and the regulations of the Board (15 CFR part 400). It was formally filed on January 3, 2012.</P>
        <P>FTZ 100 was approved by the Board on May 1, 1984 (Board Order 249, 49 FR 19688, 5/9/1984) and expanded on July 7, 1988 (Board Order 388, 53 FR 27184, 7/19/1988) and on March 12, 1999 (Board Order 1027, 64 FR 14212, 3/24/1999).</P>
        <P>The current zone project includes the following sites:<E T="03">Site 1</E>(1005 acres)—within the Dayton International Airport Complex, Vandalia, Montgomery County;<E T="03">Site 2</E>(39 acres)—Metro West, 2300 McCall Street, Dayton;<E T="03">Site 3</E>(6 acres)—Lewis &amp; Michael, 1827 Woodman Drive, Dayton;<E T="03">Site 4</E>(5 acres)—Shoup Mill Farms Industrial Park, 4966 Riverton Drive, Dayton;<E T="03">Site 5</E>(117 acres)—South Tech Business Park, Interstate 75 and Miamisburg-Springboro Road, Springboro, Montgomery County; and<E T="03">Site 6</E>(3 acres)—Gosiger Inc., 187 McDonough, Dayton, Montgomery County.</P>
        <P>The grantee's proposed service area under the ASF would be Auglaize, Darke, Fayette, Greene, Mercer, Miami, Montgomery, Preble and Shelby Counties, Ohio, as described in the application. If approved, the grantee would be able to serve sites throughout the service area based on companies' needs for FTZ designation. The proposed service area is within and adjacent to the Dayton Customs and Border Protection port of entry.</P>
        <P>The applicant is requesting authority to reorganize its existing zone project to include existing Site 1 as a “magnet” site. The applicant has requested that existing Sites 2-5 be removed and that the acreage of Site 1 be reduced to 385 acres. The ASF allows for the possible exemption of one magnet site from the “sunset” time limits that generally apply to sites under the ASF, and the applicant proposes that Site 1 be so exempted. The applicant is also requesting that existing Site 6 be included as a “usage-driven” site. Because the ASF only pertains to establishing or reorganizing a general-purpose zone, the application would have no impact on FTZ 100's authorized subzones.</P>
        <P>In accordance with the Board's regulations, Elizabeth Whiteman of the FTZ Staff is designated examiner to evaluate and analyze the facts and information presented in the application and case record and to report findings and recommendations to the Board.</P>
        <P>Public comment is invited from interested parties. Submissions (original and 3 copies) shall be addressed to the Board's Executive Secretary at the address below. The closing period for their receipt is March 9, 2012. Rebuttal comments in response to material submitted during the foregoing period may be submitted during the subsequent 15-day period to March 26, 2012.</P>

        <P>A copy of the application will be available for public inspection at the Office of the Executive Secretary, Foreign-Trade Zones Board, Room 2111, U.S. Department of Commerce, 1401 Constitution Avenue NW., Washington, DC 20230-0002, and in the “Reading Room” section of the Board's Web site, which is accessible via<E T="03">www.trade.gov/ftz</E>. For further information, contact Elizabeth Whiteman at<E T="03">Elizabeth.Whiteman@trade.gov</E>or (202) 482-0473.</P>
        <SIG>
          <DATED>Dated: January 3, 2012.</DATED>
          <NAME>Andrew McGilvray,</NAME>
          <TITLE>Executive Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-165 Filed 1-6-12; 8:45 a.m.]</FRDOC>
      <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>International Trade Administration</SUBAGY>
        <DEPDOC>[A-552-802]</DEPDOC>
        <SUBJECT>Certain Frozen Warmwater Shrimp From the Socialist Republic of Vietnam: Preliminary Results of Antidumping Duty New Shipper Review</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Import Administration, International Trade Administration, Department of Commerce.</P>
        </AGY>
        
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>On February 1, 2005, the Department of Commerce (“Department”) published in the<E T="04">Federal Register</E>the antidumping duty order on certain frozen warmwater shrimp (“shrimp”) from the Socialist Republic of Vietnam (“Vietnam”).<SU>1</SU>

            <FTREF/>The Department is conducting a new shipper review (“NSR”) of the<E T="03">Order,</E>covering the period of review (“POR”) of February 1, 2010, through January 31, 2011. If these preliminary results are adopted in our final results of review, we will instruct U.S. Customs and Border Protection (“CBP”) to assess antidumping duties on entries of subject merchandise during the POR for which the importer-specific assessment rates are above<E T="03">de minimis.</E>
          </P>
          <FTNT>
            <P>
              <SU>1</SU>
              <E T="03">See Notice of Amended Final Determination of Sales at Less Than Fair Value and Antidumping Duty Order: Certain Frozen Warmwater Shrimp From the Socialist Republic of Vietnam,</E>70 FR 5152 (February 1, 2005) (“<E T="03">Order”</E>).</P>
          </FTNT>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>January 9, 2012.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Susan Pulongbarit and Seth Isenberg, AD/CVD Operations, Office 9, Import Administration, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue NW., Washington, DC 20230; telephone: (202) 482-4031 and (202) 482-0588.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>

        <P>On February 28, 2011, pursuant to section 751(a)(2)(B)(i) of the Tariff Act of 1930, as amended (the “Act”), and section 351.214(c) of the Department's<PRTPAGE P="1054"/>regulations, the Department received a NSR request from Thong Thuan Company Limited and its subsidiary company, Thong Thuan Seafood Company Limited (collectively, “Thong Thuan”). Thong Thuan certified that it was the producer and exporter of the subject merchandise upon which the request was based. On March 23, 2011, the Department published a notice of initiation of the NSR of the<E T="03">Order</E>for Thong Thuan.<SU>2</SU>
          <FTREF/>On April 1, 2011, the Department issued its original antidumping duty questionnaire to Thong Thuan. Between April 29, 2011, and October 5, 2011, Thong Thuan submitted responses to the original and supplemental sections A, C, D, and Importer antidumping duty questionnaires.</P>
        <FTNT>
          <P>
            <SU>2</SU>
            <E T="03">See Certain Frozen Warmwater Shrimp From the Socialist Republic of Vietnam: Initiation of Antidumping Duty New Shipper Review,</E>76 FR 16384 (March 23, 2011).</P>
        </FTNT>
        <P>On April 13, 2011, the Department sent Thong Thuan a letter requesting comments on surrogate country selection and information pertaining to valuing factors of production (“FOP”). On June 10, 2011, and July 17, 2011, Thong Thuan submitted surrogate country comments and surrogate value (“SV”) data.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Thong Thuan's June 10, 2011 submission.</P>
        </FTNT>
        <P>On September 7, 2011, the Department extended the deadline for the preliminary results of this review to November 9, 2011.<SU>4</SU>
          <FTREF/>On November 1, 2011, the Department further extended the deadline to December 9, 2011.<SU>5</SU>
          <FTREF/>On November 29, 2011, the Department fully extended the deadline to January 9, 2012.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>
            <E T="03">Certain Frozen Warmwater Shrimp From the Socialist Republic of Vietnam: Extension of Time Limit for the Preliminary Results of the New Shipper Review,</E>76 FR 55350 (September 7, 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See Certain Frozen Warmwater Shrimp From the Socialist Republic of Vietnam: Extension of Time Limit for the Preliminary Results of the New Shipper Review,</E>76 FR 67418 (November 1, 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See Certain Frozen Warmwater Shrimp From the Socialist Republic of Vietnam: Extension of Time Limit for the Preliminary Results of the New Shipper Review,</E>76 FR 73594 (November 29, 2011).</P>
        </FTNT>
        <HD SOURCE="HD1">Scope of the Order</HD>
        <P>The scope of the orders includes certain warmwater shrimp and prawns, whether frozen, wild-caught (ocean harvested) or farm-raised (produced by aquaculture), head-on or head-off, shell-on or peeled, tail-on or tail-off,<SU>7</SU>
          <FTREF/>deveined or not deveined, cooked or raw, or otherwise processed in frozen form.</P>
        <FTNT>
          <P>
            <SU>7</SU>“Tails”' in this context means the tail fan, which includes the telson and the uropods.</P>
        </FTNT>
        <P>The frozen warmwater shrimp and prawn products included in the scope of these orders, regardless of definitions in the Harmonized Tariff Schedule of the United States (“HTS”), are products which are processed from warmwater shrimp and prawns through freezing and which are sold in any count size.</P>
        <P>The products described above may be processed from any species of warmwater shrimp and prawns. Warmwater shrimp and prawns are generally classified in, but are not limited to, the Penaeidae family. Some examples of the farmed and wild-caught warmwater species include, but are not limited to, whiteleg shrimp (Penaeus vannemei), banana prawn (Penaeus merguiensis), fleshy prawn (Penaeus chinensis), giant river prawn (Macrobrachium rosenbergii), giant tiger prawn (Penaeus monodon), redspotted shrimp (Penaeus brasiliensis), southern brown shrimp (Penaeus subtilis), southern pink shrimp (Penaeus notialis), southern rough shrimp (Trachypenaeus curvirostris), southern white shrimp (Penaeus schmitti), blue shrimp (Penaeus stylirostris), western white shrimp (Penaeus occidentalis), and Indian white prawn (Penaeus indicus).</P>
        <P>Frozen shrimp and prawns that are packed with marinade, spices or sauce are included in the scope of these orders. In addition, food preparations (including dusted shrimp), which are not “prepared meals,” that contain more than 20 percent by weight of shrimp or prawn are also included in the scope of these orders.</P>
        <P>Excluded from the scope are: (1) Breaded shrimp and prawns (HTS subheading 1605.20.10.20); (2) shrimp and prawns generally classified in the Pandalidae family and commonly referred to as coldwater shrimp, in any state of processing; (3) fresh shrimp and prawns whether shell-on or peeled (HTS subheadings 0306.23.00.20 and 0306.23.00.40); (4) shrimp and prawns in prepared meals (HTS subheading 1605.20.05.10); (5) dried shrimp and prawns; (6) Lee Kum Kee's shrimp sauce;<SU>8</SU>
          <FTREF/>(7) canned warmwater shrimp and prawns (HTS subheading 1605.20.10.40); and (8) certain battered shrimp. Battered shrimp is a shrimp-based product: (1) That is produced from fresh (or thawed-from-frozen) and peeled shrimp; (2) to which a “dusting” layer of rice or wheat flour of at least 95 percent purity has been applied; (3) with the entire surface of the shrimp flesh thoroughly and evenly coated with the flour; (4) with the non-shrimp content of the end product constituting between four and 10 percent of the product's total weight after being dusted, but prior to being frozen; and (5) that is subjected to individually quick frozen (“IQF”) freezing immediately after application of the dusting layer. When dusted in accordance with the definition of dusting above, the battered shrimp product is also coated with a wet viscous layer containing egg and/or milk, and par-fried.</P>
        <FTNT>
          <P>
            <SU>8</SU>The specific exclusion for Lee Kum Kee's shrimp sauce applies only to the scope in the PRC case.</P>
        </FTNT>
        <P>The products covered by these orders are currently classified under the following HTS subheadings: 0306.13.00.03, 0306.13.00.06, 0306.13.00.09, 0306.13.00.12, 0306.13.00.15, 0306.13.00.18, 0306.13.00.21, 0306.13.00.24, 0306.13.00.27, 0306.13.00.40, 1605.20.10.10, and 1605.20.10.30. These HTS subheadings are provided for convenience and for customs purposes only and are not dispositive, but rather the written description of the scope of these orders is dispositive.<SU>9</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>9</SU>On April 26, 2011, the Department amended the antidumping duty order to include dusted shrimp, pursuant to the U.S. Court of International Trade (“CIT”) decision in<E T="03">Ad Hoc Shrimp Trade Action Committee</E>v.<E T="03">United States,</E>703 F. Supp. 2d 1330 (CIT 2010) and the U.S. International Trade Commission (“ITC”) determination, which found the domestic like product to include dusted shrimp. Because the amendment of the antidumping duty order occurred after this POR, dusted shrimp continue to be excluded in this review.<E T="03">See Certain Frozen Warmwater Shrimp From Brazil, India, the People's Republic of China, Thailand, and the Socialist Republic of Vietnam: Amended Antidumping Duty Orders in Accordance with Final Court Decision,</E>76 FR 23227 (April 26, 2011);<E T="03">see also,</E>
            <E T="03">Ad Hoc Shrimp Trade Action Committee</E>v.<E T="03">United States,</E>703 F. Supp. 2d 1330 (CIT 2010) (“Ad Hoc”) and Frozen Warmwater Shrimp from Brazil, China, India, Thailand, and Vietnam (Investigation Nos. 731-TA-1063, 1064, 1066-1068 (Review), USITC Publication 4221, March 2011 (“ITC Review Final”).</P>
        </FTNT>
        <HD SOURCE="HD1">Non-Market Economy Country Status</HD>
        <P>In every case conducted by the Department involving Vietnam, Vietnam has been treated as a non-market (“NME”) country. In accordance with section 771(18)(C)(i) of the Act, any determination that a foreign country is an NME country shall remain in effect until revoked by the administering authority.<SU>10</SU>
          <FTREF/>We calculated normal value (“NV”) in accordance with section 773(c) of the Act, which applies to NME countries.</P>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See Certain Frozen Fish Fillets from the Socialist Republic of Vietnam: Final Results of the Antidumping Duty Administrative Review and New Shipper Reviews,</E>74 FR 11349 (March 17, 2009).</P>
        </FTNT>
        <HD SOURCE="HD1">Separate Rate Determination</HD>

        <P>In proceedings involving NME countries, there is a rebuttable presumption that all companies within the country are subject to government control and, thus, should be assessed a single antidumping duty rate. It is the<PRTPAGE P="1055"/>Department's standard policy to assign all exporters of the merchandise subject to review in NME countries a single rate unless an exporter can affirmatively demonstrate an absence of government control, both in law (<E T="03">de jure</E>) and in fact (<E T="03">de facto</E>), with respect to exports. To establish whether a company is sufficiently independent to be entitled to a separate, company-specific rate, the Department analyzes each exporting entity in an NME country under the test established in the<E T="03">Final Determination of Sales at Less than Fair Value: Sparklers from the People's Republic of China,</E>56 FR 20588 (May 6, 1991) (“<E T="03">Sparklers”</E>), as amplified by the<E T="03">Notice of Final Determination of Sales at Less Than Fair Value: Silicon Carbide from the People's Republic of China,</E>59 FR 22585 (May 2, 1994) (“<E T="03">Silicon Carbide”</E>).</P>
        <HD SOURCE="HD2">A. Absence of De Jure Control</HD>
        <P>The Department considers the following<E T="03">de jure</E>criteria in determining whether an individual company may be granted a separate rate: (1) An absence of restrictive stipulations associated with an individual exporter's business and export licenses; and (2) any legislative enactments decentralizing control of companies.</P>

        <P>In this NSR, Thong Thuan submitted complete responses to the separate rate section of the Department's NME questionnaire. The evidence submitted by Thong Thuan includes government laws and regulations on corporate ownership, business licenses, and narrative information regarding its operations and selection of management. We believe that the evidence on the record supports a preliminary finding of an absence of<E T="03">de jure</E>government control based on: (1) An absence of restrictive stipulations associated with the exporter's business license; and (2) the legal authority on the record decentralizing control over Thong Thuan.</P>
        <HD SOURCE="HD2">B. Absence of De Facto Control</HD>
        <P>The absence of<E T="03">de facto</E>government control over exports is based on whether the respondent: (1) Sets its own export prices independent of the government and other exporters; (2) retains the proceeds from its export sales and makes independent decisions regarding the disposition of profits or financing of losses; (3) has the authority to negotiate and sign contracts and other agreements; and (4) has autonomy from the government regarding the selection of management.<SU>11</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See Silicon Carbide,</E>59 FR at 22587;<E T="03">Sparklers,</E>56 FR at 20589;<E T="03">see also Notice of Final Determination of Sales at Less Than Fair Value: Furfuryl Alcohol from the People's Republic of China,</E>60 FR 22544, 22545 (May 8, 1995).</P>
        </FTNT>

        <P>In its questionnaire responses, Thong Thuan submitted evidence indicating an absence of<E T="03">de facto</E>government control over its export activities. Specifically, this evidence indicates that: (1) Thong Thuan sets its own export prices independent of the government and without the approval of a government authority; (2) Thong Thuan retains the proceeds from its sales and makes independent decisions regarding the disposition of profits or financing of losses; (3) Thong Thuan has a general manager, branch manager or division manager with the authority to negotiate and bind the company in an agreement; (4) the general manager is selected by the board of directors or company employees, and the general manager appoints the deputy managers and the manager of each department; and (5) there is no restriction on any of the company's use of export revenues. Therefore, the Department preliminarily finds that Thong Thuan has established<E T="03">prima facie</E>that it qualifies for a separate rate under the criteria established by<E T="03">Silicon Carbide</E>and<E T="03">Sparklers.</E>
        </P>
        <HD SOURCE="HD1">New Shipper Review Bona Fide Analysis</HD>

        <P>Consistent with the Department's practice, we investigated the<E T="03">bona fide</E>nature of the sale made by Thong Thuan in this NSR.<SU>12</SU>
          <FTREF/>We found that the sale by Thong Thuan was made on a<E T="03">bona fide</E>basis.<SU>13</SU>
          <FTREF/>Based on our investigation into the<E T="03">bona fide</E>nature of the sale, the questionnaire responses submitted by Thong Thuan, and the company's eligibility for separate rates (<E T="03">see</E>Separate Rate Determination section above), we preliminarily determine that Thong Thuan has met the requirement to qualify as a new shipper during this POR. Therefore, for the purposes of these preliminary results, we are treating Thong Thuan's sale of subject merchandise to the United States as an appropriate transaction for this NSR.</P>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">See,</E>
            <E T="03">e.g.,</E>
            <E T="03">Fourth New Shipper Review of Certain Frozen Warmwater Shrimp From the Socialist Republic of Vietnam: Final Results of Antidumping Duty New Shipper Review,</E>76 FR 45775 (August 1, 2011).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>13</SU>For more detailed discussion of this issue, see Memorandum to the File, through Scot T. Fullerton, Program Manager, Office IX, from Susan Pulongbarit, International Trade Analyst, “<E T="03">Bona Fide</E>Nature of the Sale in the Antidumping Duty New Shipper Review of Certain Warmwater Shrimp from the Socialist Republic of Vietnam: Thong Thuan Seafood Company Limited and its subsidiary company, Thong Thuan Seafood Company Limited,” dated concurrently with this notice.</P>
        </FTNT>
        <HD SOURCE="HD1">Surrogate Country</HD>
        <P>When the Department conducts a review of imports from an NME country, section 773(c)(1) of the Act directs it to base NV, in most circumstances, on the NME producer's FOPs, valued in a surrogate market economy (“ME”) country or countries considered to be appropriate by the Department. In accordance with section 773(c)(4) of the Act, in valuing the FOPs, the Department shall utilize, to the extent possible, the prices or costs of FOPs in one or more ME countries that are: (1) At a level of economic development comparable to that of the NME country; and (2) significant producers of comparable merchandise. Further, pursuant to section 351.408(c)(2) of the Department's regulations, the Department will normally value FOPs in a single country, except for labor. The sources of the surrogate factor values are discussed under the “Normal Value” section below.<SU>14</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>14</SU>
            <E T="03">See also</E>Memorandum to the File, through Scot T. Fullerton, Program Manager, Office 9, “Fifth New Shipper Review of Frozen Warmwater Shrimp from Vietnam: Surrogate Values for the Preliminary Results,” dated concurrently with this notice (“SV Memo”).</P>
        </FTNT>
        <P>As noted above, on April 13, 2011, the Department sent Thong Thuan a letter requesting comments on surrogate country selection and information pertaining to valuing FOPs. On June 10, 2011, and June 17, 2011, the Department received comments from Thong Thuan suggesting that the Department select Bangladesh as the surrogate country, as well as Bangladeshi SV data.<SU>15</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>15</SU>
            <E T="03">See</E>Thong Thuan's June 10, 2011, and June 17, 2011 submission.</P>
        </FTNT>
        <P>Pursuant to its practice, the Department received a list of potential surrogate countries from Import Administration's Office of Policy (“OP”).<SU>16</SU>
          <FTREF/>The OP determined that Bangladesh, Pakistan, India, Sri Lanka, the Philippines, and Indonesia were at a comparable level of economic development to Vietnam.<SU>17</SU>
          <FTREF/>The Department considers the six countries identified by the OP in its Surrogate Country List as “equally comparable in terms of economic development.”<SU>18</SU>

          <FTREF/>Thus, we find that Bangladesh, Pakistan, India, Sri Lanka, the Philippines, and Indonesia are all at an economic level of development equally comparable to that of Vietnam. We note that the Surrogate Country List is a non-<PRTPAGE P="1056"/>exhaustive list of economically comparable countries.</P>
        <FTNT>
          <P>
            <SU>16</SU>
            <E T="03">See</E>Letter to All Interested Parties, from Scot T. Fullerton, Program Manager, regarding New Shipper Review of Warmwater Shrimp from the Socialist Republic of Vietnam: Surrogate Country Selection, dated April 13, 2011, at Attachment I (“Surrogate Country List”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>17</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>18</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>Thong Thuan submitted evidence that Bangladesh, Pakistan, India, Sri Lanka, the Philippines and Indonesia are all significant producers of comparable merchandise.<SU>19</SU>
          <FTREF/>However, while we find that these countries are economically comparable to Vietnam and produce comparable merchandise, we note that the record contains limited publicly available SV factors of production (“FOP”) information for India and Indonesia, but no publicly available SV FOP information for Pakistan, Sri Lanka, or the Philippines.</P>
        <FTNT>
          <P>
            <SU>19</SU>
            <E T="03">See</E>Thong Thuan's June 10, 2011 submission at Exhibit 1.</P>
        </FTNT>
        <P>With regard to Bangladesh, the record contains publicly available SV factor information for the majority of FOPs. Given the above-cited facts, we find that the information on the record shows that Bangladesh is an appropriate surrogate country because Bangladesh is at a similar level of economic development pursuant to section 773(c)(4) of the Act, is a significant producer of comparable merchandise, and has reliable, publicly available data for the majority of the factors of production.</P>
        <HD SOURCE="HD1">U.S. Price</HD>
        <P>In accordance with section 772(a) of the Act, the Department calculated the export price (“EP”) for sales to the United States, because the first sale to an unaffiliated party was made before the date of importation. The Department calculated EP based on the price to the unaffiliated purchaser in the United States. In accordance with section 772(c) of the Act, as appropriate, we deducted from the starting price to the unaffiliated purchaser foreign inland freight and brokerage and handling. Each of these services was either provided by an NME vendor or paid for using an NME currency. Thus, we based the deduction of these movement charges on SVs. Additionally, for international freight provided by an ME provider and paid in an ME currency, we used the actual cost per kilogram of the freight.<SU>20</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>20</SU>
            <E T="03">See</E>SV Memo for details regarding the SVs for movement expenses.</P>
        </FTNT>
        <HD SOURCE="HD1">Normal Value</HD>
        <HD SOURCE="HD2">A. Methodology</HD>
        <P>Section 773(c)(1)(B) of the Act provides that the Department shall determine the NV using an FOP methodology if the merchandise is exported from an NME country and the information does not permit the calculation of NV using home-market prices, third-country prices, or constructed value under section 773(a) of the Act. The Department bases NV on FOPs because the presence of government controls on various aspects of NMEs renders price comparisons and the calculation of production costs invalid under the Department's normal methodologies.</P>
        <P>Section 773(c)(1) of the Act provides that the Department shall determine the NV using an FOP methodology if: (1) the merchandise is exported from an NME country; and (2) the information does not permit the calculation of NV using home market prices, third country prices, or constructed value under section 773(a) of the Act.</P>
        <HD SOURCE="HD2">B. Factor Valuations<SU>21</SU>
          <FTREF/>
        </HD>
        <FTNT>
          <P>
            <SU>21</SU>In accordance with section 351.301(c)(3)(ii) of the Department's regulations, for the final results in an antidumping NSR, interested parties may submit publicly available information to value FOPs within 20 days after the date of publication of the preliminary results.</P>
        </FTNT>
        <P>In accordance with 19 CFR 351.408(c)(1), the Department will normally use publicly available information to value the FOPs, but when a producer sources an input from an ME country and pays for it in an ME currency, the Department may value the factor using the actual price paid for the input. During the POR, Thong Thuan reported that it purchased a certain input from an ME supplier and paid for the input in an ME currency.<SU>22</SU>
          <FTREF/>The Department confirmed that this input was produced in a ME country through supplemental questionnaires.</P>
        <FTNT>
          <P>
            <SU>22</SU>
            <E T="03">See</E>Letter from Thong Thuan, to Secretary of Commerce, regarding Frozen Warmwater Shrimp from the Socialist Republic of Vietnam, dated June 2, 2011, at Exhibit D-4.</P>
        </FTNT>
        <P>The Department has a rebuttable presumption that ME input prices are the best available information for valuing an input when the total volume of the input purchased from all ME sources during the period of investigation or review exceeds 33 percent of the total volume of the input purchased from all sources during the period.<SU>23</SU>
          <FTREF/>In these cases, unless case-specific facts provide adequate grounds to rebut the Department's presumption, the Department will use the weighted-average ME purchase price to value the input. Alternatively, when the volume of an NME firm's purchases of an input from ME suppliers during the period is below 33 percent of its total volume of purchases of the input during the period, but where these purchases are otherwise valid and there is no reason to disregard the prices, the Department will weight-average the ME purchase price with an appropriate SV according to their respective shares of the total volume of purchases, unless case-specific facts provide adequate grounds to rebut the presumption.<SU>24</SU>

          <FTREF/>When a firm has made ME input purchases that may have been dumped or subsidized, are not<E T="03">bona fide,</E>or are otherwise not acceptable for use in a dumping calculation, the Department will exclude them from the numerator of the ratio to ensure a fair determination of whether valid ME purchases meet the 33-percent threshold.<SU>25</SU>
          <FTREF/>Because Thong Thuan's ME purchase of broodstock exceeded the 33-percent threshold, we have valued this input using the ME purchase price paid by Thong Thuan.</P>
        <FTNT>
          <P>
            <SU>23</SU>
            <E T="03">See Antidumping Methodologies: Market Economy Inputs, Expected Non-Market Economy Wages, Duty Drawback; and Request for Comments,</E>71 FR 61716, 61717-18 (October 19, 2006) (“<E T="03">Antidumping Methodologies”</E>).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>24</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>25</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>

        <P>In accordance with section 773(c) of the Act, we calculated NV based on FOPs reported by Thong Thuan for the POR. To calculate NV, we multiplied the reported per-unit factor-consumption rates by publicly available Bangladeshi SVs. In selecting SVs, we considered the quality, specificity and contemporaneity of the data. As appropriate, we adjusted input prices by including freight costs to make them delivered prices. Specifically, we added to Bangladeshi import SVs a surrogate freight cost using the shorter of the reported distance from the domestic supplier to the factory of production, or the distance from the nearest seaport to the factory of production, where appropriate. This adjustment is in accordance with the Court of Appeals for the Federal Circuit's (“CAFC”) decision in<E T="03">Sigma Corp.</E>v.<E T="03">United States,</E>117 F.3d 1401, 1407-1408 (Fed. Cir. 1997). Where we did not use Bangladeshi Import Statistics, we calculated freight based on the reported distance from the supplier to the factory.</P>
        <P>In accordance with the<E T="03">OTCA 1988</E>legislative history, the Department continues to apply its long-standing practice of disregarding SVs if it has a reason to believe or suspect the source data may be subsidized.<SU>26</SU>

          <FTREF/>In this regard, the Department has previously found that it is appropriate to disregard such prices from India, Indonesia, South Korea, and Thailand because we have determined that these countries maintain broadly available, non-<PRTPAGE P="1057"/>industry specific export subsidies.<SU>27</SU>
          <FTREF/>Based on the existence of these subsidy programs that were generally available to all exporters and producers in these countries at the time of the POR, the Department finds that it is reasonable to infer that all exporters from India, Indonesia, South Korea, and Thailand may have benefitted from these subsidies.</P>
        <FTNT>
          <P>
            <SU>26</SU>
            <E T="03">See Omnibus Trade and Competitiveness Act of 1988, Conf. Report to Accompany H.R. 3, H.R. Rep. No. 576, 100th Cong.,</E>2nd Sess. (1988) (“<E T="03">OTCA 1988”</E>) at 590.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>27</SU>
            <E T="03">See,</E>
            <E T="03">e.g.,</E>
            <E T="03">Carbazole Violet Pigment 23 from India: Final Results of the Expedited Five-year (Sunset) Review of the Countervailing Duty Order,</E>75 FR 13257 (March 19, 2010) and accompanying Issues and Decision Memorandum at 4-5;<E T="03">Certain Cut-to-Length Carbon-Quality Steel Plate from Indonesia: Final Results of Expedited Sunset Review,</E>70 FR 45692 (August 8, 2005) and accompanying Issues and Decision Memorandum at 4;<E T="03">see Corrosion-Resistant Carbon Steel Flat Products from the Republic of Korea: Final Results of Countervailing Duty Administrative Review,</E>74 FR 2512 (January 15, 2009) and accompanying Issues and Decision Memorandum at 17, 19-20;<E T="03">see Final Affirmative Countervailing Duty Determination: Certain Hot-Rolled Carbon Steel Flat Products from Thailand,</E>66 FR 50410 (October 3, 2001) and accompanying Issues and Decision Memorandum at 23.</P>
        </FTNT>
        <P>Additionally, we disregarded prices from NME countries.<SU>28</SU>
          <FTREF/>Moreover, imports that were labeled as originating from an “unspecified” country were excluded from the average value, because the Department could not be certain that they were not from either an NME country or a country with general export subsidies.<SU>29</SU>

          <FTREF/>Lastly, the Department has also excluded imports identified as being from Bangladesh into Bangladesh because there is no information on the record regarding what these data represent (<E T="03">e.g.,</E>another category of unspecified imports or the result of an error in reporting). Thus, these data do not represent the best available information upon which to rely for valuation purposes.<SU>30</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>28</SU>
            <E T="03">See Tapered Roller Bearings and Parts Thereof, Finished and Unfinished, from the People's Republic of China; Final Results of 1998-1999 Administrative Review, Partial Rescission of Review, and Determination Not To Revoke Order in Part,</E>66 FR 1953 (January 10, 2001) and accompanying Issues and Decision Memorandum at Comment 1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>29</SU>
            <E T="03">See Certain Frozen Warmwater Shrimp From the Socialist Republic of Vietnam: Final Results and Final Partial Rescission of Antidumping Duty Administrative Review,</E>76 FR56158 (September 12, 2011) (“<E T="03">Fifth Vietnam Shrimp AR”</E>) unchanged at<E T="03">Certain Frozen Warmwater Shrimp From the Socialist Republic of Vietnam: Amended Final Results and Final Partial Rescission of Antidumping Duty Administrative Review,</E>76 FR 64307 (October 18, 2011) (“<E T="03">Fifth Vietnam Shrimp Amended Final”</E>).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>30</SU>
            <E T="03">See Certain Frozen Warmwater Shrimp from the Socialist Republic of Vietnam: Final Results and Partial Rescission of Antidumping Duty Administrative Review,</E>75 FR 47771 (August 9, 2010) and accompanying Issues and Decision Memorandum at Comment 6.</P>
        </FTNT>
        <P>Therefore, based on the information currently available, we have not used prices from these countries either in calculating the Bangladeshi import-based SVs or in calculating ME input values. In instances where an ME input was obtained solely from suppliers located in these countries, we used Bangladeshi import-based SVs to value the input.</P>
        <P>The Department used UN ComTrade Statistics, provided by the UN Department of Economic and Social Affairs' Statistics Division, as its primary source of Bangladeshi SV data to value the raw material and packing material inputs that Thong Thuan used to produce the merchandise under review during the POR, except where listed below.<SU>31</SU>
          <FTREF/>For a detailed description of all SVs,<E T="03">see</E>SV Memo. The data represents cumulative values for the calendar year 2007, for inputs classified by the Harmonized Commodity Description and Coding System number. As noted above, for each input value, we used the average value per unit for that input imported into Bangladesh from all countries that the Department has not previously determined to be NME countries, countries that the Department has determined to be countries which subsidized exports (<E T="03">i.e.,</E>Indonesia, South Korea, Thailand, and India), imports from unspecified countries and imports from Bangladesh into Bangladesh.</P>
        <FTNT>
          <P>
            <SU>31</SU>This can be accessed online at:<E T="03">http://www.unstats.un.org/unsd/comtrade/</E>.</P>
        </FTNT>
        <P>It is the Department's practice to calculate price index adjustors to inflate or deflate, as appropriate, SVs that are not contemporaneous with the POR using the wholesale price index (“WPI”) for the subject country.<SU>32</SU>

          <FTREF/>However, in this case, a WPI was not available for Bangladesh. Therefore, where publicly available information contemporaneous with the POR with which to value factors could not be obtained, SVs were adjusted using the Consumer Price Index (“CPI”) rate for Bangladesh, or the WPI for Indonesia (for certain SVs where Bangladeshi data could not be obtained), as published in the<E T="03">International Financial Statistics</E>of the International Monetary Fund.</P>
        <FTNT>
          <P>
            <SU>32</SU>
            <E T="03">See Notice of Preliminary Determination of Sales at Less Than Fair Value and Postponement of Final Determination: Hand Trucks and Certain Parts Thereof from the People's Republic of China,</E>69 FR 29509 (May 24, 2004).</P>
        </FTNT>
        <P>Where necessary, the Department made currency conversions into U.S. dollars, in accordance with section 773A(a) of the Act, based on the exchange rates in effect on the dates of the U.S. sales, as certified by the Federal Reserve Bank. We relied on the daily exchange rates posted on the Import Administration Web site.<SU>33</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>33</SU>
            <E T="03">See http://www.trade.gov/ia/, see also</E>SV Memo.</P>
        </FTNT>
        <P>Consistent with the<E T="03">Fifth Vietnam Shrimp AR,</E>we valued labor using 2009 data collected by the Bangladesh Bureau of Statistics. We inflated the value using the POR average CPI rate.<SU>34</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>34</SU>
            <E T="03">See</E>
            <E T="03">Fifth Vietnam Shrimp AR,</E>unchanged at<E T="03">Fifth Vietnam Shrimp Amended Final.</E>
          </P>
        </FTNT>
        <P>We valued electricity using data from the Bangladesh Ministry of Power, Energy, &amp; Mineral Resources. This information was published on their Power Division's Web site. We valued water using 2007 data from the Asian Development Bank. We inflated the value using the POR average CPI rate. We valued diesel using data published by the World Bank in “Bangladesh: Transport at a Glance,” published in June 2006. We inflated the value using the POR average CPI rate.</P>
        <P>To value truck freight, we used data published in<E T="03">2008 Statistical Yearbook of Bangladesh</E>published by the Bangladesh Bureau of Statistics. We inflated the value using the POR average CPI rate. We valued brokerage and handling using a price list of export procedures necessary to export a standardized cargo of goods in India. The price list is compiled based on a survey case study of the procedural requirements for trading a standard shipment of goods by ocean transport in India that is published in<E T="03">Doing Business 2010: India,</E>published by the World Bank. Because the price is for 2009, we inflated the value using the POR average CPI rate.</P>
        <P>We valued the by-product using shell scrap values using a surrogate value for shrimp by-products based on a purchase price quote for wet shrimp shells from an Indonesian buyer of crustacean shells. Although we recognize that Thong Thuan reported by-products other than shells and that this surrogate value is not from Bangladesh, the primary surrogate country, this information represents the best information on the record and has been used in past case segments.<SU>35</SU>

          <FTREF/>Moreover, we also note that this is the only surrogate value on the record for by-products, and as a consequence, is being used for these preliminary results. We<PRTPAGE P="1058"/>inflated the value using the POR average CPI rate.<SU>36</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>35</SU>
            <E T="03">See</E>SV Memo which contains the following memorandum: Memorandum to Barbara E. Tillman, Director, Office of AD/CVD Enforcement VII, through Maureen Flannery, Program Manager, Office of AD/CVD Enforcement VII, from Christian Hughes and Adina Teodorescu, Case Analysts, “Surrogate Valuation of Shell Scrap: Freshwater Crawfish Tail Meat from the People's Republic of China (PRC), Administrative Review 9/1/00-8/31/00 and New Shipper Reviews 9/1/00-8/31/01 and 9/1/00-10/15/01.”</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>36</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>To value factory overhead, selling, general and administrative expenses, and profit, we used the simple average of the 2009-2010 financial statement of Apex Foods Limited and the 2008-2009 financial statement of Gemini Seafood Limited, both of which are Bangladeshi shrimp processors.<SU>37</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>37</SU>
            <E T="03">See</E>SV Memo at Exhibit 7.</P>
        </FTNT>
        <HD SOURCE="HD1">Preliminary Results of Review</HD>
        <P>The Department has preliminarily determined that the following dumping margin exists for the period February 1, 2010, through January 31, 2011:</P>
        <GPOTABLE CDEF="s50,6" COLS="2" OPTS="L2,tp0,i1">
          <BOXHD>
            <CHED H="1">Manufacturer/exporter</CHED>
            <CHED H="1">Margin</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Thong Thuan Company Limited and its subsidiary company, Thong Thuan Seafood Company Limited</ENT>
            <ENT>0.00%</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Disclosure</HD>
        <P>The Department will disclose to parties of this proceeding the calculation performed in reaching the preliminary results within five days of the date of publication of this notice in accordance with section 351.224(b) of the Department's regulations.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>In accordance with section 351.301(c)(3)(ii) of the Department's regulations, for the final results, interested parties may submit publicly available information to value FOPs within 20 days after the date of publication of these preliminary results. Interested parties must provide the Department with supporting documentation for the publicly available information to value each FOP. Additionally, in accordance with section 351.301(c)(1) of the Department's regulations, for the final results of this NSR, interested parties may submit factual information to rebut, clarify, or correct factual information submitted by an interested party within 10 days of the applicable deadline for submission of such factual information. However, the Department notes that section 351.301(c)(1) of the Department's regulations permits new information only insofar as it rebuts, clarifies, or corrects information recently placed on the record.<SU>38</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>38</SU>
            <E T="03">See Glycine from the People's Republic of China: Final Results of Antidumping Duty Administrative Review and Final Rescission, in Part,</E>72 FR 58809 (October 17, 2007) and accompanying Issues and Decision Memorandum at Comment 2.</P>
        </FTNT>
        <P>In accordance with section 351.309(c)(ii) of the Department's regulations, interested parties may submit case briefs and/or written comments no later than 30 days after the date of publication of the preliminary results of this NSR. In accordance with section 351.309(d) of the Department's regulations, rebuttal briefs and rebuttals to written comments, limited to issues raised in such briefs or comments, may be filed no later than five days after the deadline for submitting the case briefs. The Department requests that interested parties provide an executive summary of each argument contained within the case briefs and rebuttal briefs.</P>
        <P>Any interested party may request a hearing within 30 days of publication of these preliminary results.<SU>39</SU>
          <FTREF/>Requests should contain the following information: (1) The party's name, address, and telephone number; (2) the number of participants; and (3) a list of the issues to be discussed. Oral presentations will be limited to issues raised in the briefs. If we receive a request for a hearing, we plan to hold the hearing seven days after the deadline for submission of the rebuttal briefs at the U.S. Department of Commerce, 14th Street and Constitution Avenue NW., Washington, DC 20230.</P>
        <FTNT>
          <P>
            <SU>39</SU>
            <E T="03">See</E>section 351.310(c) of the Department's regulations.</P>
        </FTNT>
        <P>The Department intends to issue the final results of this NSR, which will include the results of its analysis raised in any such comments, within 90 days of publication of these preliminary results, pursuant to section 351.214(i) of the Department's regulations.</P>
        <HD SOURCE="HD1">Assessment Rates</HD>

        <P>Upon issuance of the final results, the Department will determine, and CBP shall assess, antidumping duties on all appropriate entries covered by this NSR. The Department intends to issue assessment instructions to CBP 15 days after the publication date of the final results of this NSR. If these preliminary results are adopted in our final results of review, the Department shall determine, and CBP shall assess, antidumping duties on all appropriate entries. Pursuant to section 351.212(b)(1) of the Department's regulations, we will calculate importer-specific (or customer)<E T="03">ad valorem</E>duty assessment rates. We will instruct CBP to assess antidumping duties on all appropriate entries covered by this review if any importer-specific assessment rate calculated in the final results of this review is above<E T="03">de minimis.</E>
        </P>
        <HD SOURCE="HD1">Cash-Deposit Requirements</HD>

        <P>The following cash deposit requirement will be effective upon publication of the final results of this NSR for all shipments of subject merchandise produced and exported from Thong Thuan entered, or withdrawn from warehouse, for consumption on or after the publication date, as provided for by section 751(a)(2)(C) of the Act: (1) For subject merchandise produced and exported by Thong Thuan, the cash deposit rate will be the rate established in the final results of this NSR. If the cash deposit rate calculated in the final results is zero or<E T="03">de minimis,</E>no cash deposit will be required for the specific producer-exporter combination listed above; (2) for subject merchandise exported by Thong Thuan but not manufactured by Thong Thuan, the cash deposit rate will continue to be the Vietnam-wide rate (<E T="03">i.e.,</E>25.76 percent); and (3) for subject merchandise manufactured by Thong Thuan, but exported by any other party, the cash deposit rate will be the Vietnam-wide rate (<E T="03">i.e.,</E>25.76 percent). The cash deposit requirement, when imposed, shall remain in effect until further notice.</P>
        <HD SOURCE="HD1">Notification to Importers</HD>
        <P>This notice serves as a preliminary reminder to importers of its responsibility under section 351.402(f)(2) of the Department's regulations to file a certificate regarding the reimbursement of antidumping duties prior to liquidation of the relevant entries during this POR. Failure to comply with this requirement could result in the Secretary's presumption that reimbursement of antidumping duties occurred and the subsequent assessment of double antidumping duties.</P>
        <P>We are issuing and publishing this notice in accordance with sections 751(a)(2)(B) and 777(i) of the Act, and sections 351.214(h) and 351.221(b)(4) of the Department's regulations.</P>
        <SIG>
          <DATED>Dated: January 3, 2012.</DATED>
          <NAME>Christian Marsh,</NAME>
          <TITLE>Acting Assistant Secretary for Import Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-162 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="1059"/>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>International Trade Administration</SUBAGY>
        <DEPDOC>[A-427-818]</DEPDOC>
        <SUBJECT>Low Enriched Uranium From France: Initiation of Antidumping Duty Changed Circumstances Review</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Import Administration, International Trade Administration, Department of Commerce.</P>
        </AGY>
        
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Pursuant to section 751(b) of the Tariff Act of 1930, as amended (the Act), and 19 CFR 351.216 and 351.221(c)(3), the Department of Commerce (Department) is initiating a changed circumstances review of the antidumping duty order on low enriched uranium (LEU) from France with respect to Eurodif S.A. and AREVA NP Inc. (collectively, AREVA).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>January 9, 2012.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Emily Halle, AD/CVD Operations, Office 6, Import Administration, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue NW., Washington, DC 20230; telephone: (202) 482-0176.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>On December 5, 2011, AREVA requested that the Department initiate and conduct an expedited changed circumstances review to amend the scope of the antidumping duty order as it applies to one entry of LEU entered by AREVA that was not subject to the antidumping duty order at the time of entry. AREVA provided additional information on December 13, 2011, including entry documentation and a more detailed description of the circumstances leading to this request.<SU>1</SU>

          <FTREF/>At the time of the entry at issue, the entry met the requirements of a narrow exclusion from the scope of the order (<E T="03">see Scope of the Order</E>section, below). However, as a result of the temporary shutdown of its Japanese customer caused by the earthquake and tsunami that struck Japan on March 11, 2011,<SU>2</SU>
          <FTREF/>AREVA will be unable to meet the requirements of the scope exclusion by re-exporting the LEU within the specified deadline. Therefore, AREVA is requesting that the Department conduct a changed circumstances review for the purpose of amending the scope of the order to extend by 18 months the deadline for re-exporting the LEU entry at issue.</P>
        <FTNT>
          <P>
            <SU>1</SU>
            <E T="03">See</E>Letter from AREVA, “Low Enriched Uranium from France,” dated December 13, 2011.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>
            <E T="03">See</E>Letter from AREVA, “Low Enriched Uranium from France,” dated December 5, 2011.</P>
        </FTNT>
        <P>On December 14, 2011, USEC Inc. and its subsidiary, United States Enrichment Corporation (collectively, “USEC”), submitted a letter expressing no objection to AREVA's request regarding the entry at issue.</P>
        <HD SOURCE="HD1">Scope of the Order</HD>

        <P>The product covered by the order is all low enriched uranium (LEU). LEU is enriched uranium hexafluoride (UF<E T="52">6</E>) with a U<SU>235</SU>product assay of less than 20 percent that has not been converted into another chemical form, such as UO<E T="52">2</E>, or fabricated into nuclear fuel assemblies, regardless of the means by which the LEU is produced (including LEU produced through the down-blending of highly enriched uranium).</P>

        <P>Certain merchandise is outside the scope of the order. Specifically, the order does not cover enriched uranium hexafluoride with a U<SU>235</SU>assay of 20 percent or greater, also known as highly enriched uranium. In addition, fabricated LEU is not covered by the scope of the order. For purposes of the order, fabricated uranium is defined as enriched uranium dioxide (UO<E T="52">2</E>), whether or not contained in nuclear fuel rods or assemblies. Natural uranium concentrates (U<E T="52">3</E>O<E T="52">8</E>) with a U<SU>235</SU>concentration of no greater than 0.711 percent and natural uranium concentrates converted into uranium hexafluoride with a U<SU>235</SU>concentration of no greater than 0.711 percent are not covered by the scope of the order.</P>

        <P>Also excluded from the order is LEU owned by a foreign utility end-user and imported into the United States by or for such end-user solely for purposes of conversion by a U.S. fabricator into uranium dioxide (UO<E T="52">2</E>) and/or fabrication into fuel assemblies so long as the uranium dioxide and/or fuel assemblies deemed to incorporate such imported LEU (i) remain in the possession and control of the U.S. fabricator, the foreign end-user, or their designed transporter(s) while in U.S. customs territory, and (ii) are re-exported within eighteen (18) months of entry of the LEU for consumption by the end-user in a nuclear reactor outside the United States. Such entries must be accompanied by the certifications of the importer and end user.</P>
        <P>The merchandise subject to this order is classified in the Harmonized Tariff Schedule of the United States (HTSUS) at subheading 2844.20.0020. Subject merchandise may also enter under 2844.20.0030, 2844.20.0050, and 2844.40.00. Although the HTSUS subheadings are provided for convenience and customs purposes, the written description of the merchandise subject to this proceeding is dispositive.</P>
        <HD SOURCE="HD1">Initiation of Changed Circumstances Review</HD>
        <P>Pursuant to section 751(b)(1) of the Act and 19 CFR 351.216(d), the Department will conduct a changed circumstances review upon receipt of information concerning, or a request from an interested party for a review of, an antidumping duty order which shows changed circumstances sufficient to warrant a review of the order. Based on the information and documentation AREVA submitted in its December 5 and December 13, 2011 letters, we find that we have received information which shows changed circumstances sufficient to warrant initiation of such a review in order to determine whether the circumstance described by AREVA support an extension of the 18-month period to re-export the specified entry of LEU that is currently under the 18-month exclusion from the antidumping duty order.<SU>3</SU>
          <FTREF/>Therefore, in accordance with the above-referenced statute and regulation, the Department is initiating a changed circumstances review.</P>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>19 CFR 351.216(d).</P>
        </FTNT>
        <P>AREVA also requested that the Department conduct an expedited changed circumstances review, in accordance with 19 CFR 351.221(c)(3)(ii), and issue the preliminary results of changed circumstances review together with the initiation. The Department has decided that simultaneous issuance of the preliminary review is not appropriate. However, the Department does intend to issue the preliminary results of the changed circumstances review within 30 days of the publication of this initiation notice. Parties wishing to provide factual information for the Department's consideration must do so within 15 days of the publication of this notice. We intend to issue the final results of the changed circumstances review within 270 days from the date of initiation of this changed circumstance review, or within 45 days of the date of initiation if all parties to the proceeding agree to the outcome of the review.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>19 CFR 351.216(e).</P>
        </FTNT>
        <P>This notice of initiation is in accordance with section 751(b)(1) of the Act and 19 CFR 351.221(b)(1).</P>
        <SIG>
          <DATED>Dated: December 30, 2011.</DATED>
          <NAME>Gary Taverman,</NAME>
          <TITLE>Acting Deputy Assistant Secretary,  for Antidumping and Countervailing Duty Operations.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-157 Filed 1-6-12; 8:45 a.m.]</FRDOC>
      <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="1060"/>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>International Trade Administration</SUBAGY>
        <DEPDOC>[A-570-977]</DEPDOC>
        <SUBJECT>High Pressure Steel Cylinders From the People's Republic of China: Postponement of Final Determination of Antidumping Duty Investigation</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Import Administration, International Trade Administration, Department of Commerce.</P>
        </AGY>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>January 9, 2012.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Emeka Chukwudebe or Alan Ray, AD/CVD Operations, Office 9, Import Administration, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue NW., Washington DC 20230; telephone: (202) 482-0219 or (202) 482-5403, respectively.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>On May 31, 2011, the Department of Commerce (“Department”) initiated an antidumping duty investigation on high pressure steel cylinders from the People's Republic of China (“PRC”).<SU>1</SU>
          <FTREF/>On December 15, 2011, the Department published its preliminary determination of sales at less than fair value.<SU>2</SU>

          <FTREF/>The final determination of this antidumping duty investigation is currently due 75 days after the date of the<E T="03">Preliminary Determination.</E>
          <SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>
            <E T="03">See High Pressure Steel Cylinders from the People's Republic of China: Initiation of Antidumping Duty Investigation,</E>76 FR 33213 (June 8, 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>
            <E T="03">See High Pressure Steel Cylinders From the People's Republic of China: Preliminary Determination of Sales at Less Than Fair Value,</E>76 FR 77964 (December 15, 2011) (“<E T="03">Preliminary Determination”</E>).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>section 735(a)(1) of the Tariff Act of 1930, as amended (“Act”). The Department incorrectly noted the deadline for the final determination as 135 days after publication of the<E T="03">Preliminary Determination. See Preliminary Determination,</E>76 FR at 77974.</P>
        </FTNT>
        <HD SOURCE="HD1">Postponement of Final Determination and Extension of Provisional Measures</HD>
        <P>Section 735(a)(2) of the Act provides that the Department may postpone a final determination until no later than 135 days after the date of the publication of the preliminary determination if, in the event of an affirmative determination, a request for such postponement is made by exporters who account for a significant proportion of exports of the subject merchandise, or in the event of a negative preliminary determination, a request for such postponement is made by petitioner. In addition, 19 CFR 351.210(e)(2) requires that requests by respondents for postponement of a final determination be accompanied by a request for extension of provisional measures from a four-month period to not more than six months.</P>
        <P>On December 12, 2011, Beijing Tianhai Industry Co., Ltd., the entity comprising the sole mandatory respondent in this investigation, requested a postponement of the final determination and an extension of the provisional measures pursuant to section 735(a)(2) of the Act and 19 CFR 351.210(e)(2). In accordance with section 735(a)(2) of the Act and 19 CFR 351.210(b), because (1) Our preliminary determination is affirmative, (2) the requesting exporter accounts for a significant proportion of exports of the subject merchandise,<SU>4</SU>

          <FTREF/>and (3) no compelling reasons for denial exist, we are granting the request and are postponing the final determination until no later than 135 days after the publication of the preliminary determination notice in the<E T="04">Federal Register</E>, or April 28, 2012.<SU>5</SU>
          <FTREF/>Suspension of liquidation will be extended accordingly.</P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See, e.g., Preliminary Determination,</E>76 FR at 77965.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>As April 28, 2012, is a Saturday, the signature day will be the next business day, April 30, 2012, in accordance with our practice.<E T="03">See Notice of Clarification: Application of “Next Business Day” Rule for Administrative Determination Deadlines Pursuant to the Tariff Act of 1930, As Amended,</E>70 FR 24533 (May 10, 2005).</P>
        </FTNT>
        <P>This notice is issued and published pursuant to sections 777(i) and 735(a)(2) of the Act and 19 CFR 351.210(g).</P>
        <SIG>
          <DATED>Dated: December 30, 2011.</DATED>
          <NAME>Susan Kuhbach,</NAME>
          <TITLE>Acting Assistant Secretary for Import Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-78 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Institute of Standards and Technology</SUBAGY>
        <SUBJECT>Proposed Information Collection; Comment Request; Survey of the Need for the Improvement of Infrared Reflectance Measurements and Standards</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Institute of Standards and Technology (NIST), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Commerce, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be submitted on or before March 9, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Direct all written comments to Jennifer Jessup, Departmental Paperwork Clearance Officer, Department of Commerce, Room 6616, 14th and Constitution Avenue NW., Washington, DC 20230 (or via the Internet at<E T="03">jjessup@doc.gov</E>).</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Requests for additional information or copies of the information collection instrument and instructions should be directed to Leonard Hanssen (Tel. (301) 975-2344, email:<E T="03">hanssen@nist.gov</E>).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Abstract</HD>
        <P>This is a request for a new information collection.</P>
        <P>The Sensor Science Division (SSD) of the Physical Measurement Laboratory of the National Institute of Standards and Technology (NIST) is responsible for providing standards for the characterization of the optical properties of materials for the United States. This serves the needs of a wide range of industries as well as government and academic laboratories. An increasingly important part of the optical spectrum is the infrared spectral range from 1 µm to 20 µm. Over the past two decades, the SSD has been working to establish physical standards, measurement methods and measurement services in the infrared. As part of this ongoing effort, and in response to many inquiries and requests in recent years, NIST plans to survey members of the infrared optical properties measurement community. The purpose of the survey is to assess their needs for standard reference materials, calibration services, workshops, courses, and other means for improvement of the quality of their measurement data and traceability to national standards.</P>
        <HD SOURCE="HD1">II. Method of Collection</HD>
        <P>The survey will be will be sent as an email attachment to the participants; and the completed survey will be returned to NIST via email.</P>
        <HD SOURCE="HD1">III. Data</HD>
        <P>
          <E T="03">OMB Control Number:</E>None.</P>
        <P>
          <E T="03">Form Number:</E>None.</P>
        <P>
          <E T="03">Type of Review:</E>Regular submission (new information collection).</P>
        <P>
          <E T="03">Affected Public:</E>Business or other for-profit organizations; not-for-profit institutions.</P>
        <P>
          <E T="03">Estimated Number of Respondents:</E>120.<PRTPAGE P="1061"/>
        </P>
        <P>
          <E T="03">Estimated Time per Response:</E>30 minutes.</P>
        <P>
          <E T="03">Estimated Total Annual Burden Hours:</E>60.</P>
        <P>
          <E T="03">Estimated Total Annual Cost to Public:</E>$0.</P>
        <HD SOURCE="HD1">IV. Request for Comments</HD>
        <P>Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden (including hours and cost) of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology.</P>
        <P>Comments submitted in response to this notice will be summarized and/or included in the request for OMB approval of this information collection; they also will become a matter of public record.</P>
        <SIG>
          <DATED>Dated: January 4, 2012.</DATED>
          <NAME>Gwellnar Banks,</NAME>
          <TITLE>Management Analyst, Office of the Chief Information Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-115 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-13-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <SUBJECT>Proposed Information Collection; Comment Request; Application Forms for Membership on a National Marine Sanctuary Advisory Council</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of Commerce, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be submitted on or before March 9, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Direct all written comments to Jennifer Jessup, Departmental Paperwork Clearance Officer, Department of Commerce, Room 6616, 14th and Constitution Avenue NW., Washington, DC 20230 (or via the Internet at<E T="03">JJessup@doc.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Requests for additional information or copies of the information collection instrument and instructions should be directed to Becky Shortland, (912) 598-2381 or<E T="03">Becky.Shortland@noaa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Abstract</HD>
        <P>This request is for a revision and extension of a currently approved information collection.</P>

        <P>Section 315 of the National Marine Sanctuaries Act (16 U.S.C. 1445a) allows the Secretary of Commerce to establish one or more advisory councils to provide advice to the Secretary regarding the designation and management of national marine sanctuaries. Advisory councils are individually chartered for each sanctuary to meet the needs of that sanctuary. Once an advisory council has been chartered, the sanctuary superintendent starts a process to recruit members for that council by providing notice to the public and requesting interested parties to apply for the available seat(s) (<E T="03">e.g.,</E>Research, Education) and position(s) (<E T="03">i.e.,</E>council member or alternate). The information obtained through this application process will be used to determine the qualifications of the applicant for membership on the sanctuary advisory council.</P>
        <P>Two application forms are currently associated with this information collection: (a) National Marine Sanctuary Advisory Council Application form; and (b) National Marine Sanctuary Advisory Council Youth Seat Application form. These application forms are currently being revised to ensure consistency between the forms, as well as clarify the information and supplemental materials to be submitted by applicants. Application form instructions will specify requirements imposed upon the agency when reviewing applicants as potential council members or alternates, including the need to assess potential conflicts of interest (or other issues) and the applicant's status as a federally-registered lobbyist. Specific questions posed to applicants will be reordered, reworded and, at times, condensed to improve the organization of applicant responses and, thereby, simplify the applicant review process.</P>
        <HD SOURCE="HD1">II. Method of Collection</HD>
        <P>Complete applications may be submitted electronically via email (with attachments), by mail, or by facsimile transmission.</P>
        <HD SOURCE="HD1">III. Data</HD>
        <P>
          <E T="03">OMB Control Number:</E>0648-0397.</P>
        <P>
          <E T="03">Form Number:</E>None.</P>
        <P>
          <E T="03">Type of Review:</E>Regular submission (revision and extension of a currently approved collection).</P>
        <P>
          <E T="03">Affected Public:</E>Individuals or households; business or other for-profit organizations; not-for-profit institutions.</P>
        <P>
          <E T="03">Estimated Number of Respondents:</E>520.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>1 hour.</P>
        <P>
          <E T="03">Estimated Total Annual Burden Hours:</E>520.</P>
        <P>
          <E T="03">Estimated Total Annual Cost to Public:</E>$1,040.</P>
        <HD SOURCE="HD1">IV. Request for Comments</HD>
        <P>Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden (including hours and cost) of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology.</P>
        <P>Comments submitted in response to this notice will be summarized and/or included in the request for OMB approval of this information collection; they also will become a matter of public record.</P>
        <SIG>
          <DATED>Dated: January 3, 2012.</DATED>
          <NAME>Gwellnar Banks,</NAME>
          <TITLE>Management Analyst, Office of the Chief Information Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-102 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-NK-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>RIN 0648-XA881</RIN>
        <SUBJECT>Endangered Species; File Nos. 16229 and 16548</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Issuance of permits.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>Notice is hereby given that the North Carolina Zoo, 4401 Zoo<PRTPAGE P="1062"/>Parkway, Asheboro, NC 27203 [David Jones, Responsible Party], and the Springfield Science Museum, 21 Edwards Street Springfield, MA 01103 [David J. Stier, Responsible Party] have been issued permits to take shortnose sturgeon for purposes of enhancement.</P>
        </SUM>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The permit and related documents are available for review upon written request or by appointment in the following offices:</P>
          <P>Permits and Conservation Division, Office of Protected Resources, NMFS, 1315 East-West Highway, Room 13705, Silver Spring, MD 20910; phone (301) 427-8401; fax (301) 713-0376;</P>
          <P>Northeast Region, NMFS, 55 Great Republic Drive Gloucester, MA 01930; phone (978) 281-9328; fax (978) 281-9394; and</P>
          <P>Southeast Region, NMFS, 263 13th Avenue South, Saint Petersburg, FL 33701; phone (727) 824-5312; fax (727) 824-5309.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Jennifer Skidmore and Colette Cairns, (301) 427-8401.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>On July 11, 2011 and August 19, 2011, notices were published in the<E T="04">Federal Register</E>(76 FR 51945 and 76 FR 40699) that requests for enhancement permits to take shortnose sturgeon had been submitted by the above-named organizations. The requested permits have been issued under the authority of the Endangered Species Act of 1973, as amended (ESA; 16 U.S.C. 1531<E T="03">et seq.</E>) and the regulations governing the taking, importing, and exporting of endangered and threatened species (50 CFR parts 222-226).</P>
        <P>The North Carolina Zoo and the Springfield Science Museum have been issued permits to continue enhancement activities previously authorized under Permit Nos. 1545 and 1555, respectively. Activities include the continued maintenance, transport and educational display of captive-bred, non-releaseable adult shortnose sturgeon. The permits do not authorize any takes from the wild, nor do they authorize any release of captive sturgeon into the wild. These permits are valid for a duration of 5 years.</P>
        <P>Issuance of the permits, as required by the ESA, was based on a finding that such permits (1) were applied for in good faith, (2) will not operate to the disadvantage of such endangered or threatened species, and (3) are consistent with the purposes and policies set forth in section 2 of the ESA.</P>
        <SIG>
          <DATED>Dated: January 3, 2012.</DATED>
          <NAME>P. Michael Payne,</NAME>
          <TITLE>Chief, Permits and Conservation Division, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-151 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>RIN 0648-XA900</RIN>
        <SUBJECT>Endangered Species; File No. 16146</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Issuance of permit.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>Notice is hereby given that Kristen Hart, Ph.D., U.S. Geological Survey, Southeast Ecological Science Center, Davie Field Office, Davie, FL has been issued a permit to take loggerhead (<E T="03">Caretta caretta</E>), green (<E T="03">Chelonia mydas</E>), and hawksbill (<E T="03">Eretmochelys imbricata</E>) sea turtles for the purposes of scientific research.</P>
        </SUM>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The permit and related documents are available for review upon written request or by appointment in the following offices:</P>
          <P>Permits and Conservation Division, Office of Protected Resources, NMFS, 1315 East-West Highway, Room 13705, Silver Spring, MD 20910; phone (301) 427-8401; fax (301) 713-0376; and</P>
          <P>Southeast Region, NMFS, 263 13th Ave South, St. Petersburg, FL 33701; phone (727) 824-5312; fax (727) 824-5309.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Amy Hapeman or Kristy Beard, (301) 427-8401.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>On July 25, 2011, notice was published in the<E T="04">Federal Register</E>(76 FR 44306) that a request for a scientific research permit to take loggerhead, green, and hawksbill sea turtles had been submitted by the above-named individual. The requested permit has been issued under the authority of the Endangered Species Act of 1973, as amended (ESA; 16 U.S.C. 1531<E T="03">et seq.</E>) and the regulations governing the taking, importing, and exporting of endangered and threatened species (50 CFR parts 222-226).</P>
        <P>Dr. Hart is authorized to study green, hawksbill, and loggerhead sea turtles at Buck Island Reef National Monument, U.S. Virgin Islands. The purposes of the research are to determine species-specific habitat-use patterns over time, increase understanding of genetic stock structure, and estimate vital rates and local population abundance of sea turtles. Researchers may visually count sea turtles during vessel surveys or capture animals by hand, rodeo, dip net, tangle net or cast net for sampling and tagging. Captured sea turtles may have the following procedures performed: epibiota removal, lavage, temporary carapace marking, flipper and passive integrated transponder tagging, measuring, photograph, recapture, blood sampling, fecal sampling, tissue biopsy, and weighing. A subset of animals also may be tagged with satellite tags and data loggers (epoxy attachments) and/or acoustic transmitters (epoxy or drill carapace and attach with wire). The permit is valid for five years.</P>
        <P>Issuance of this permit, as required by the ESA, was based on a finding that such permit (1) was applied for in good faith, (2) will not operate to the disadvantage of such endangered orthreatened species, and (3) is consistent with the purposes and policies set forth in section 2 of the ESA.</P>
        <SIG>
          <DATED>Dated: December 27, 2011.</DATED>
          <NAME>P. Michael Payne,</NAME>
          <TITLE>Chief, Permits and Conservation Division, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-146 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
        <SUBJECT>Arbitration Panel Decision Under the Randolph-Sheppard Act</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of Education.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice decision.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Department of Education (Department) gives notice that on August 29, 2011, an arbitration panel rendered a decision in the matter of<E T="03">Judy A. Davis-Perry</E>v.<E T="03">Missouri Department of Social Services Rehabilitation Services for the Blind,</E>Case no. R-S/10-1. The Department convened this panel after receiving a complaint filed by the Complainant, Judy A. Davis-Perry.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>You may obtain a copy of the full text of the arbitration panel decision from Mary Yang, U.S. Department of Education, 400 Maryland Avenue SW., room 5162, Potomac Center Plaza, Washington, DC 20202-2800. Telephone: (202) 245-6327. If you use a telecommunications device for the deaf (TDD), call the Federal Relay Service (FRS), toll-free, at 1-800-877-8339.</P>

          <P>Individuals with disabilities can obtain this document in an accessible<PRTPAGE P="1063"/>format (e.g., braille, large print, audiotape, or compact disc) on request to the contact person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>Under section 6(c) of the Randolph-Sheppard Act (Act), 20 U.S.C. 107d-2(c), the Secretary publishes in the<E T="04">Federal Register</E>a synopsis of each arbitration panel decision affecting the administration of vending facilities on Federal and other property.</P>
        <HD SOURCE="HD1">Background</HD>
        <P>Judy A. Davis-Perry (Complainant) alleged violations by the Missouri Department of Social Services, Rehabilitation Services for the Blind, the State licensing agency (SLA) under the Act, and implementing regulations in 34 CFR part 395. Complainant alleged that the SLA improperly denied her bid to manage Vending Facility #195, a vending machine facility, at the Internal Revenue Service (IRS) Consolidation offices in Kansas City, Missouri.</P>
        <P>Specifically, Complainant alleged that the SLA's selection procedures was biased and flawed and that the SLA discriminated against her in selecting another bidder.</P>
        <P>On October 30, 2009, the SLA mailed out a bid announcement to all licensed blind vendors notifying them of a Level II vending opening at Vending Facility #195.</P>
        <P>On November 5, 2009, Complainant submitted her bid to manage Vending Facility #195.</P>
        <P>On November 21, 2009, the SLA's Executive Committee (Committee,) which had the responsibility to administer the SLA's transfer and promotions procedures, interviewed five applicants for Vending Facility #195, including Complainant.</P>
        <P>On November 24, 2009, the Committee discussed the applicants and voted unanimously to recommend another vendor to Vending Facility #195.</P>
        <P>The successful applicant was also a member of the Committee. However, the successful applicant did not participate in the interviews of the other applicants, the Committee's discussions, or its decision.</P>
        <P>The successful applicant was the first or second choice of all five Committee members. Complainant was ranked no higher than third on any Committee member's ballot.</P>
        <P>On November 30, 2009, the Deputy Director of the SLA advised Complainant that another applicant had been awarded the bid to manage Vending Facility #195. Subsequently, Complainant requested an administrative review from the SLA concerning the appointment of another vendor to manage Vending Facility #195.</P>
        <P>On December 21, 2009, SLA staff advised Complainant that her administrative review had been scheduled for January 10, 2010.</P>
        <P>On January 25, 2010, the SLA's Deputy Director issued a written decision to Complainant rejecting her complaint about the selection process and the appointment of the other vendor to Vending Facility #195.</P>
        <P>On February 2, 2010, Complainant filed for a State fair hearing of her complaint regarding Vending Facility #195. The SLA held a State fair hearing on July 28, 2010.</P>
        <P>On August 12, 2010, the hearing officer issued a written recommendation to the SLA rejecting Complainant's complaint about the appointment and selection process for Vending Facility #195. The hearing officer's recommendation was later adopted by the SLA as its final administrative decision.</P>
        <P>Subsequently, Complainant filed with the Department a request for Federal arbitration seeking an appeal of the State fair hearing decision. A Federal arbitration panel was convened on May 5, 2011, pursuant to 20 U.S.C. 207d-1(a). The issues as stated by the Federal arbitration panel were: (1) Whether the SLA's final decision to select another vendor to manage Vending Facility #195, instead of Complainant, was supported by competent and substantial evidence based upon the whole record or, rather, constituted an abuse of discretion, was arbitrary and capricious or was made without statutory authority; and (2) whether the SLA's final decision to select another blind operator to manage Vending Facility #195, instead of Complainant, unlawfully discriminated against Complainant on the basis of her physical disability or impairment.</P>
        <HD SOURCE="HD1">Arbitration Panel Decision</HD>
        <P>After reviewing all of the testimony and evidence, the majority of the panel denied Complainant's complaint in its entirety. Specifically, the panel majority found that the SLA's selection of another blind vendor was supported by substantial evidence based on the entire record. The panel majority rejected Complainant's argument that the Committee's recommendations to the SLA were inconsistent with the Randolph-Sheppard Act and the implementing regulations. Similarly, the panel majority rejected Complainant's argument that the SLA's Deputy Director merely rubber stamped the Committee's recommendations to select another vendor for Vending Facility #195. The panel concluded that the evidence did not support Complainant's allegation that the process used in selecting another vendor was biased or flawed.</P>
        <P>Concerning issue number 2 Complainant alleged that the SLA discriminated against her by providing the Committee information about a customer complaint concerning Complainant's service dog wandering around her convenience store. The panel majority concluded that Complainant failed to produce any evidence that suggested that the SLA considered Complainant's use of a service dog in making its recommendation and award of Vending Facility #195.</P>
        <P>One panel member concurred with the panel majority's decision to deny the Complainant's grievance in whole, but dissented from the decision on the process of awarding vending facilities by the SLA, stating that there are some potential problems with the SLA's current bid-selection process, possibly due to the small number of blind vendors in the program.</P>
        <P>The views and opinions expressed by the panel do not necessarily represent the views and opinions of the Department.</P>

        <P>Electronic Access to This Document: The Official version of this document is the document published in the<E T="04">Federal Register</E>. Free Internet access to the official edition of the<E T="04">Federal Register</E>and the Code of Federal Regulations is available via the Federal Digital System at:<E T="03">www.gpo.gov/fdsys.</E>At this site you can view this document, as well as all other documents of this Department published in the<E T="04">Federal Register</E>, in text or Adobe Portable Document Format (PDF). To use PDF you must have Adobe Acrobat Reader, which is available free at this site.</P>

        <P>You may also access documents of the Department published in the<E T="04">Federal Register</E>by using the article search feature at<E T="03">http://www.federalregister.gov.</E>Specifically, through the advanced search feature at this site, you can limit your search to documents published by the Department.</P>
        <SIG>
          <DATED>Dated: January 4, 2012.</DATED>
          <NAME>Alexa Posny,</NAME>
          <TITLE>Assistant Secretary for Special Education and Rehabilitative Services.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-147 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4000-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="1064"/>
        <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <SUBJECT>Combined Notice of Filings</SUBJECT>
        <P>Take notice that the Commission has received the following Natural Gas Pipeline Rate and Refund Report filings:</P>
        <HD SOURCE="HD1">Filings Instituting Proceedings</HD>
        <P>
          <E T="03">Docket Numbers:</E>RP12-261-000.</P>
        <P>
          <E T="03">Applicants:</E>Columbia Gas Transmission, LLC.</P>
        <P>
          <E T="03">Description:</E>Environmental Filing 2011 to be effective 2/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5036.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/9/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-262-000.</P>
        <P>
          <E T="03">Applicants:</E>Midwestern Gas Transmission Company.</P>
        <P>
          <E T="03">Description:</E>RPAL Modification to be effective 1/27/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5088.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/9/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-263-000.</P>
        <P>
          <E T="03">Applicants:</E>Trailblazer Pipeline Company LLC.</P>
        <P>
          <E T="03">Description:</E>CIMA Negotiated Rate Filing to be effective 1/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/29/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111229-5167.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/10/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-264-000.</P>
        <P>
          <E T="03">Applicants:</E>Trailblazer Pipeline Company LLC.</P>
        <P>
          <E T="03">Description:</E>Concord Negotiated Rate Filing to be effective 1/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/29/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111229-5168.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/10/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-265-000.</P>
        <P>
          <E T="03">Applicants:</E>Columbia Gas Transmission, LLC.</P>
        <P>
          <E T="03">Description:</E>Environmental Filing 2011 Errata to be effective 2/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/29/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111229-5169.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/10/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-266-000.</P>
        <P>
          <E T="03">Applicants:</E>Trailblazer Pipeline Company LLC.</P>
        <P>
          <E T="03">Description:</E>Negotiated Rate Filing—MIECO to be effective 1/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/29/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111229-5170.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/10/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-268-000.</P>
        <P>
          <E T="03">Applicants:</E>Florida Gas Transmission Company, LLC.</P>
        <P>
          <E T="03">Description:</E>Annual Accounting Report 12/30/11 to be effective N/A.</P>
        <P>
          <E T="03">Filed Date:</E>12/30/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111230-5028.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/11/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-269-000.</P>
        <P>
          <E T="03">Applicants:</E>Algonquin Gas Transmission, LLC.</P>
        <P>
          <E T="03">Description:</E>Con Ed 2012-01-01 Release to be effective 1/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/30/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111230-5030.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/11/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-270-000.</P>
        <P>
          <E T="03">Applicants:</E>Sea Robin Pipeline Company, LLC.</P>
        <P>
          <E T="03">Description:</E>Annual Flowthrough Crediting Mechanism 12/30/11 to be effective N/A.</P>
        <P>
          <E T="03">Filed Date:</E>12/30/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111230-5045.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/11/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-271-000.</P>
        <P>
          <E T="03">Applicants:</E>Texas Eastern Transmission, LP.</P>
        <P>
          <E T="03">Description:</E>EPC FEB 2012 FILING to be effective 2/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/30/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111230-5049.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/11/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-272-000.</P>
        <P>
          <E T="03">Applicants:</E>Northern Natural Gas Company.</P>
        <P>
          <E T="03">Description:</E>20111230 Negotiated Rate to be effective 1/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/30/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111230-5052.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/11/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-273-000.</P>
        <P>
          <E T="03">Applicants:</E>Iroquois Gas Transmission System, L.P.</P>
        <P>
          <E T="03">Description:</E>12/30/11 Negotiated Rates—Citigroup Energy—Amendment 3 to be effective 1/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/30/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111230-5103.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/11/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-274-000.</P>
        <P>
          <E T="03">Applicants:</E>Iroquois Gas Transmission System, L.P.</P>
        <P>
          <E T="03">Description:</E>Report of Iroquois Gas Transmission System, L.P. under RP12-274, Measurement Variance/Fuel Use Factors utilized by Iroquois during the period July 1, 2011 through December 31, 2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/30/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111230-5106.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/11/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP12-275-000.</P>
        <P>
          <E T="03">Applicants:</E>Dominion Cove Point LNG, LP.</P>
        <P>
          <E T="03">Description:</E>DCP—Liquefaction Modifications to be effective 1/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/30/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111230-5165.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/11/12.</P>
        
        <P>Any person desiring to intervene or protest in any of the above proceedings must file in accordance with Rules 211 and 214 of the Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>
        <HD SOURCE="HD1">Filings in Existing Proceedings</HD>
        <P>
          <E T="03">Docket Numbers:</E>RP12-223-001.</P>
        <P>
          <E T="03">Applicants:</E>Guardian Pipeline, LLC.</P>
        <P>
          <E T="03">Description:</E>Sequent Amendment to be effective 5/1/2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/29/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111229-5118.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/10/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP11-2168-002.</P>
        <P>
          <E T="03">Applicants:</E>Trailblazer Pipeline Company LLC.</P>
        <P>
          <E T="03">Description:</E>Expansion Fuel Filing to be effective 1/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>12/30/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111230-5004.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/11/12.</P>
        
        <P>Any person desiring to protest in any of the above proceedings must file in accordance with Rule 211 of the Commission's Regulations (18 CFR 385.211) on or before 5 p.m. Eastern time on the specified comment date.</P>
        <P>The filings are accessible in the Commission's eLibrary system by clicking on the links or querying the docket number.</P>

        <P>eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, and service can be found at:<E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: January 3, 2012.</DATED>
          <NAME>Nathaniel J. Davis, Sr.</NAME>
          <TITLE>Deputy Secretary</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-116 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <SUBJECT>Combined Notice of Filings #1</SUBJECT>
        <P>Take notice that the Commission received the following electric rate filings:</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER08-1281-010.</P>
        <P>
          <E T="03">Applicants: 330 Fund I, LP</E>v.<E T="03">New York Independent System Operator, Inc.</E>
        </P>
        <P>
          <E T="03">Description:</E>Compliance Notice to confirm timely development of new interface pricing software of New York Independent System Operator, Inc.</P>
        <P>
          <E T="03">Filed Date:</E>12/22/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111222-5252.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/12/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER10-1781-001.<PRTPAGE P="1065"/>
        </P>
        <P>
          <E T="03">Applicants:</E>Northern Indiana Public Service Company.</P>
        <P>
          <E T="03">Description:</E>Updated Market Power Analysis of Northern Indiana Public Service Company.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5139.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 2/27/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER10-2034-001; ER10-2032-002; ER10-2033-002; ER10-1329-001.</P>
        <P>
          <E T="03">Applicants:</E>Duke Energy Ohio, Inc., Duke Energy Kentucky, Inc., Duke Energy Corporation, Duke Energy Indiana, Inc., St. Paul Cogeneration, LLC.</P>
        <P>
          <E T="03">Description:</E>Updated market power analysis of Duke Energy Central Region.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5135.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 2/27/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER10-2211-001; ER10-2218-001.</P>
        <P>
          <E T="03">Applicants:</E>Vandolah Power Company, L.L.C., Orlando CoGen Limited, L.P.</P>
        <P>
          <E T="03">Description:</E>Vandolah Power Company, L.L.C.,<E T="03">et al.</E>submits Triennial MBR Compliance Filing.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5073.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 2/27/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER10-2570-006.</P>
        <P>
          <E T="03">Applicants:</E>Shady Hills Power Company L.L.C.</P>
        <P>
          <E T="03">Description:</E>Report of Shady Hills Power Company LLC, Submission of triennial market power analysis.</P>
        <P>
          <E T="03">Filed Date:</E>12/29/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111229-5147.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 2/27/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER10-3199-001.</P>
        <P>
          <E T="03">Applicants:</E>Montana-Dakota Utilities Co., a Division.</P>
        <P>
          <E T="03">Description:</E>Montana-Dakota Utilities Co. Triennial Review, Updated Market Power Analysis.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5138.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 2/27/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER10-3203-002.</P>
        <P>
          <E T="03">Applicants:</E>J. Aron &amp; Company.</P>
        <P>
          <E T="03">Description:</E>J. Aron &amp; Company's Updated Market Power Analysis for the Southeast Region.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5134.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 2/27/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-706-000.</P>
        <P>
          <E T="03">Applicants:</E>PJM Interconnection, L.L.C.</P>
        <P>
          <E T="03">Description:</E>PJM SA No. 3164; Queue No. V4-006, V4-007, V4-030 and V4-031 to be effective 11/28/2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5080.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/18/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-707-000.</P>
        <P>
          <E T="03">Applicants:</E>PJM Interconnection, L.L.C.</P>
        <P>
          <E T="03">Description:</E>PJM Interconnection, L.L.C. submits tariff filing per 35.13(a)(2)(iii: Queue Position W2-019; Original Service Agreement No. 3165 to be effective 11/28/2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5089.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/18/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-708-000.</P>
        <P>
          <E T="03">Applicants:</E>Duke Energy Vermillion II, LLC.</P>
        <P>
          <E T="03">Description:</E>Duke Energy Vermillion II, LLC submits tariff filing per 35.37: Central Triennial Filing to be effective 1/9/2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5107.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 2/27/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-709-000.</P>
        <P>
          <E T="03">Applicants:</E>NaturEner Wind Watch, LLC.</P>
        <P>
          <E T="03">Description:</E>NaturEner Wind Watch, LLC submits tariff filing per 35.1: Coordinated Operating Agreement with NorthWestern Corporation to be effective 12/28/2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5109.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/18/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-710-000.</P>
        <P>
          <E T="03">Applicants:</E>Northern Indiana Public Service Company.</P>
        <P>
          <E T="03">Description:</E>Northern Indiana Public Service Company submits tariff filing per 35.12: Transmission Upgrade Agreement and Request for Waiver and Expedited Treatment to be effective 12/28/2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5110.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/18/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-711-000.</P>
        <P>
          <E T="03">Applicants:</E>NorthWestern Corporation.</P>
        <P>
          <E T="03">Description:</E>NorthWestern Corporation submits tariff filing per 35.13(a)(2)(iii: Coordinated and Restated Operating Agreement with NaturEner Wind Watch to be effective 12/21/2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/28/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111228-5111.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/18/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-712-000.</P>
        <P>
          <E T="03">Applicants:</E>Southern California Edison Company.</P>
        <P>
          <E T="03">Description:</E>Southern California Edison Company submits tariff filing per 35.13(a)(2)(iii: LGIA Alta 2012 Project, Alta Windpower Development, Alta Wind VII, X, XI to be effective 12/30/2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/29/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111229-5096.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/19/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-713-000.</P>
        <P>
          <E T="03">Applicants:</E>Southern California Edison Company.</P>
        <P>
          <E T="03">Description:</E>Southern California Edison Company submits tariff filing per 35.13(a)(2)(iii: SGIA SCE-TA-High Desert LLC Antelope Power Plant Project to be effective 12/30/2011.</P>
        <P>
          <E T="03">Filed Date:</E>12/29/11.</P>
        <P>
          <E T="03">Accession Number:</E>20111229-5097.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 1/19/12.</P>
        
        <P>The filings are accessible in the Commission's eLibrary system by clicking on the links or querying the docket number.</P>
        <P>Any person desiring to intervene or protest in any of the above proceedings must file in accordance with Rules 211 and 214 of the Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>

        <P>eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at:<E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: December 29, 2011.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-117 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[FRL-9616-8]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities OMB Responses</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This document announces the Office of Management and Budget (OMB) responses to Agency Clearance requests, in compliance with the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for EPA regulations are listed in 40 CFR part 9 and 48 CFR chapter 15.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Rick Westlund (202) 566-1682, or email at<E T="03">westlund.rick@epa.gov</E>and please refer to the appropriate EPA Information Collection Request (ICR) Number.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <PRTPAGE P="1066"/>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">OMB Responses to Agency Clearance Requests</HD>
        <HD SOURCE="HD2">OMB Approvals</HD>
        <P>EPA ICR Number 2373.04; Mandatory Reporting of Greenhouse Gases: Additional Sources of Fluorinated Greenhouse Gases, subparts I, L, DD, SS and QQ (Technical Correction); 40 CFR part 98, subparts I, L, DD, QQ and SS; was approved on 12/09/2011; OMB Number 2060-0650; expires on 12/31/2013; Approved without change.</P>
        <P>EPA ICR Number 2396.02; Mandatory Reporting of Greenhouse Gases: Magnesium Production, Underground Coal Mines, Industrial Wastewater Treatment, and Industrial Waste Landfills (Technical Correction); 40 CFR part 98, subparts T, FF, II and TT; was approved on 12/09/2011; OMB Number 2060-0647; expires on 12/31/2013; Approved without change.</P>
        <P>EPA ICR Number 2300.09; Regulation to Establish Mandatory Reporting of Greenhouse Gases (Technical Correction); 40 CFR parts 86, 89, 90, 94, 98, 600, 1033, 1039, 1042, 1045, 1048, 1051, 1054 and 1065; was approved on 12/09/2011; OMB Number 2060-0629; expires on 11/30/2012; Approved without change.</P>
        <P>EPA ICR Number 1723.06; Reporting and Recordkeeping Requirements for Importation of Nonroad Engines and Recreational Vehicles (Renewal); 40 CFR part 85; 40 CFR part 89 subparts G and J; 40 CFR part 90 subparts G and J; 40 CFR part 91 subparts H and K; 40 CFR part 92 subparts I and J; 40 CFR part 94 subparts I and J; and 40 CFR part 1068 subparts C and D; was approved on 12/16/2011; OMB Number 2060-0320; expires on 12/31/2014; Approved without change.</P>
        <P>EPA ICR Number 0976.15; 2011 Hazardous Waste Report, Notification of Regulated Waste Activity, and Part A Hazardous Waste Permit Application and Modification; 40 CFR 262.12, 262.40, 262.41, 262.75, 263.11, 264.1, 264.11, 265.1, 265.22, 265.75, 266.21, 266.23, 266.70, 266.80, 266.100, 266.108, 270.1; 270.11, 270.13, 270.30, 270.70, 270.72, 273.32, 273.60, 279.42, 279.62 and 279.73; was approved on 12/20/2011; OMB Number 2050-0024; expires on 12/31/2014; Approved with change.</P>
        <P>EPA ICR Number 1591.25; Fuel and Fuel Additives (Renewal); 40 CFR 80.65, 80.67, 80.68, 80.69, 80.74, 80.75, 80.76, 80.79, 80.91, 80.94, 80.101, 80.103, 80.104 and 80.105; was approved on 12/27/2011; OMB Number 2060-0277; expires on 12/31/2014; Approved without change.</P>
        <P>EPA ICR Number 1657.07; NESHAP for Pulp and Paper Production; 40 CFR part 63 subparts A and S; was approved on 12/30/2011; OMB Number 2060-0387; expires on 12/31/2014; Approved without change.</P>
        <HD SOURCE="HD2">Comment Filed</HD>
        <P>EPA ICR Number 1989.08; NPDES CAFO 308 Reporting Rule (Proposed Rule); in 40 CFR 122.21, 122.22, 122.23, 122.28, 122.41, 122.42 and 40 CFR part 412; OMB filed comment on 12/08/2011.</P>
        <SIG>
          <DATED>Dated: January 3, 2012.</DATED>
          <NAME>John Moses,</NAME>
          <TITLE>Director, Collections Strategies Division.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-138 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FARM CREDIT ADMINISTRATION</AGENCY>
        <SUBJECT>Farm Credit Administration Board; Sunshine Act; Regular Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Farm Credit Administration.</P>
        </AGY>
        
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Notice is hereby given, pursuant to the Government in the Sunshine Act (5 U.S.C. 552b(e)(3)), of the regular meeting of the Farm Credit Administration Board (Board).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATE AND TIME:</HD>
          <P>The regular meeting of the Board will be held at the offices of the Farm Credit Administration in McLean, Virginia, on January 12, 2012, from 9 a.m. until such time as the Board concludes its business.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Dale L. Aultman, Secretary to the Farm Credit Administration Board, (703) 883-4009, TTY (703) 883-4056.</P>
        </FURINF>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Farm Credit Administration, 1501 Farm Credit Drive McLean, Virginia 22102-5090.</P>
        </ADD>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Parts of this meeting of the Board will be open to the public (limited space available) and parts will be closed to the public. In order to increase the accessibility to Board meetings, persons requiring assistance should make arrangements in advance. The matters to be considered at the meeting are:</P>
        <HD SOURCE="HD1">Open Session</HD>
        <HD SOURCE="HD2">A. Approval of Minutes</HD>
        <FP SOURCE="FP1-2">• December 8, 2011</FP>
        <HD SOURCE="HD2">B. New Business</HD>
        <FP SOURCE="FP1-2">• System Audit Committee—Proposed Rule</FP>
        <HD SOURCE="HD2">C. Reports</HD>
        <FP SOURCE="FP1-2">• Auditor's Report on FCA FY 2011/2010 Financial Statements</FP>
        <HD SOURCE="HD1">Closed Session*<FTREF/>
        </HD>
        <FTNT>
          <P>* Session Closed-Exempt pursuant to 5 U.S.C. 552b(c)(2).</P>
        </FTNT>
        <FP SOURCE="FP1-2">• Executive Meeting with Auditors</FP>
        <SIG>
          <DATED>Dated: January 5, 2012.</DATED>
          <NAME>Dale L. Aultman,</NAME>
          <TITLE>Secretary,Farm Credit Administration Board.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-269 Filed 1-5-12; 4:15 pm]</FRDOC>
      <BILCOD>BILLING CODE 6705-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <SUBJECT>Information Collection Being Reviewed by the Federal Communications Commission</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>As part of its continuing effort to reduce paperwork burden and as required by the Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. 3501-3520), the Federal Communications Commission invites the general public and other Federal agencies to take this opportunity to comment on the following information collection(s). Comments are requested concerning: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission's burden estimate; (c) ways to enhance the quality, utility, and clarity of the information collected; (d) ways to minimize the burden of the collection of information on the respondents, including the use of automated collection techniques or other forms of information technology; and (e) ways to further reduce the information burden for small business concerns with fewer than 25 employees.</P>
          <P>The FCC may not conduct or sponsor a collection of information unless it displays a currently valid OMB control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the Paperwork Reduction Act (PRA) that does not display a valid OMB control number.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>Written Paperwork Reduction Act (PRA) comments should be submitted on or before March 9, 2012. If you anticipate that you will be submitting PRA comments, but find it difficult to do so within the period of time allowed by this notice, you should<PRTPAGE P="1067"/>advise the FCC contact listed below as soon as possible.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Submit your PRA comments to Nicholas A. Fraser, Office of Management and Budget, via fax at (202) 395-5167 or via the Internet at<E T="03">Nicholas_A._Fraser@omb.eop.gov</E>and to Judith B.Herman, Federal Communications Commission, via the Internet at<E T="03">Judith-b.herman@fcc.gov.</E>To submit your PRA comments by email send them to:<E T="03">PRA@fcc.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Judith B. Herman, Office of Managing Director, (202) 418-0214.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        
        <P SOURCE="NPAR">
          <E T="03">OMB Control Number:</E>3060-0798.</P>
        <P>
          <E T="03">Title:</E>FCC Application for Radio Service Authorization: Wireless Telecommunications Bureau and Public Safety Homeland Security Bureau.</P>
        <P>
          <E T="03">Form Number:</E>FCC Form 601, Schedules D, I and M.</P>
        <P>
          <E T="03">Type of Review:</E>Revision of a currently approved collection.</P>
        <P>
          <E T="03">Respondents:</E>Individuals or households; business or other for-profit entities, not-for-profit institutions and state, local or tribal government.</P>
        <P>
          <E T="03">Number of Respondents:</E>253,120 respondents; 253,120 responses.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>1.25 hours.</P>
        <P>
          <E T="03">Frequency of Response:</E>On occasion and every 10 years reporting requirements, third party disclosure requirement and recordkeeping requirement.</P>
        <P>
          <E T="03">Obligation To Respond:</E>Required to obtain or retain benefits. Statutory authority for this information collection is contained in 47 U.S.C. Sections 151, 152, 154(i), 155(c), 157, 201, 202, 208, 214, 301, 302a, 303, 307, 308, 309, 310, 311, 314, 316, 319, 324, 331, 332, 333, 336, 534 and 535 of the Communications Act of 1934, as amended.</P>
        <P>
          <E T="03">Total Annual Burden:</E>221,780 hours.</P>
        <P>
          <E T="03">Total Annual Cost:</E>$55,140,000.</P>
        <P>
          <E T="03">Privacy Impact Assessment:</E>Yes.</P>
        <P>
          <E T="03">Nature and Extent of Confidentiality:</E>There is no need for confidentiality. On a case-by-case basis, the Commission may be required to withhold from disclosure certain information about the location, character, or ownership of a historic property, including traditional religious sites.</P>
        <P>
          <E T="03">Needs and Uses:</E>The Commission is seeking OMB approval for a revision of this information collection in order to obtain the full 3-year approval from OMB. There is no change to the Commission's previous burden estimates.</P>
        <P>FCC Form 601 is a consolidated, multi-part application form, or “long form”, that is used for general market-based licensing and site-by-site licensing for wireless telecommunications and public safety services filed through the Commission's Universal Licensing System (ULS). FCC Form 601 is composed of a main form that contains the administrative information and a series of schedules used for filing technical and other information. Respondents are encouraged to submit FCC Form 601 electronically and are required to do so when submitting FCC Form 601 to apply for an authorization for which the applicant was the winning bidder in a spectrum auction.</P>
        <P>The data collected on the FCC Form 601 include the FCC Registration Number (FRN), which serves as a “common link” for all filings an entity has with the FCC. The Debt Collection Improvement Act of 1996 requires those entities filing with the Commission to use a FRN.</P>
        <P>Additionally, the FCC Form 601 is used for auctionable services as they are implemented: FCC Form 601 is used to apply for a new authorization, or to amend a pending application for an authorization to operate a license wireless radio services. This includes Public Mobile Services, Personal Communications Services, General Wireless Communications Services, Private Land Mobile Radio Services, Broadcast Auxiliary Services, Fixed Microwave Services, Instructional Television Fixed Service (ITFS) and the Multipoint Distribution Service (MDS), Maritime Services (excluding ships), and Aviation Services (excluding aircraft). It may also be used to modify or renew an existing license, cancel a license, withdraw a pending application, obtain a duplicate license, submit required notifications, request an extension of time to satisfy construction requirements, or request an administrative update to an existing license (such as mailing address change, request a Special Temporary Authority (STA) or a Developmental License.</P>
        <P>The Commission is now seeking OMB approval for a revision of the FCC Form 601, Schedules D, I and M to allow respondents the option to provide a pending File Number for an Antenna Structure Registration (ASR). Previously ULS would only accept a granted ASR registration number. This change is being made to allow applicants to file a FCC Form 601 application while the ASR application is going through the new environmental notice process as required by the Migratory Bird Order on Remand, WTB Docket Nos. 08-61 and 03-187, FCC 11-181. The entries for structure type are changing as a result of the Order as well.</P>
        
        <P>
          <E T="03">OMB Control Number:</E>3060-0139.</P>
        <P>
          <E T="03">Title:</E>Application for Antenna Structure Registration.</P>
        <P>
          <E T="03">Form Number:</E>FCC Form 854.</P>
        <P>
          <E T="03">Type of Review:</E>Revision of a currently approved collection.</P>
        <P>
          <E T="03">Respondents:</E>Individuals or households; business or other for-profit entities, not-for-profit institutions and state, local or tribal government.</P>
        <P>
          <E T="03">Number of Respondents:</E>2,500 respondents; 47,500 responses.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>.5 hours to 60 hours.</P>
        <P>
          <E T="03">Frequency of Response:</E>On occasion reporting requirement and recordkeeping requirement.</P>
        <P>
          <E T="03">Obligation To Respond:</E>Required to obtain or retain benefits. Statutory authority for this information collection is contained in Sections 1, 2, 4(i), 303(q), 303(r), and 309(j) of the Communications Act of 1934, as amended, 47 U.S.C. 151, 152, 154(i), 303(q), 303(r), and 309(j), Section 102(C) of the National Environmental Policy Act of 1969, as Amended, 42 U.S.C. 4332(C), and Section 1506.6 of the regulations of the Council on Environmental Quality, 40 CFR 1506.6.</P>
        <P>
          <E T="03">Total Annual Burden:</E>21,345 hours.</P>
        <P>
          <E T="03">Total Annual Cost:</E>$975,725.</P>
        <P>
          <E T="03">Privacy Impact Assessment:</E>Yes. This information collection contains personally identifiable information on individuals which is subject to the Privacy Act of 1974. Information on the FCC Form 854 is maintained in the Commission's System of Records, FCC/WTB-1, “Wireless Services Licensing Records”. These licensee records are publicly available and routinely used in accordance of subsection b of the Privacy Act, 5 U.S.C. 552a(b), as amended. Taxpayer Identification Numbers (TINs) and materials that are afforded confidential treatment pursuant to a request made under 47 CFR 0.459 of the Commission's rules will not be available for public inspection.</P>
        <P>
          <E T="03">Nature and Extent of Confidentiality:</E>Respondents may request materials or information submitted to the Commission be withheld from public inspection under 47 CFR 0.459 of the Commission's rules.</P>

        <P>The Commission has in place the following policy and procedures for records retention and disposal: Records will be actively maintained as long as the entity remains a tower owner. Paper records will be archived after being keyed or scanned into the Antenna Structure Registration (ASR) database and destroyed when twelve (12) years<PRTPAGE P="1068"/>old; electronic records will be backed up and deleted twelve (12) years after the registration is no longer valid.</P>
        <P>
          <E T="03">Needs and Uses:</E>The Commission is seeking OMB approval for a revision of this information collection in order to obtain the full three year approval from OMB. There is no change to the Commission's previous burden estimates.</P>
        <P>The purpose of the FCC Form 854 is to register antenna structures (radio towers) that are used for wire or radio communication services which are regulated by the Commission; to make changes to existing registered antenna structures or pending applications for registration; or to notify the Commission of the completion of construction or dismantlement of such structures, as required by Title 47 of the Code of Federal Regulations (CFR), Chapter 1, Sections 1.923, 1.1307, 1.1311, 17.1, 17.2, 17.4, 17.5, 17.6, 17.7, 17.57 and 17.58.</P>

        <P>On December 9, 2011, the Commission adopted and released the Migratory Bird Order on Remand (<E T="03">Remand Order</E>), WTB Docket Nos. 08-61 and 03-187, FCC 11-181, in response to the decision of the Court of Appeals for the District of Columbia Circuit in<E T="03">American Bird Conservancy</E>v.<E T="03">FCC,</E>516 F.3d 1027 (D.C. Cir. 2008). The Court held that the Commission's current Antenna Structure Registration (ASR) procedures do not offer members of the public a meaningful opportunity to request an Environmental Assessment for proposed towers the Commission considers categorically excluded from review under the National Environment Policy Act (NEPA). To address the court's holding, the<E T="03">Remand Order</E>adds a pre-application notification process to the ASR procedures so that members of the public will have a meaningful opportunity to comment on the environmental effects of proposed antenna structures that require registration with the Commission. The Remand Order also adopts an interim requirement to prepare Environmental Assessments for antenna structures that are over 450 feet in height.</P>
        <P>The Commission is revising the FCC Form 854 to comply with the Remand Order by adding questions that will facilitate the pre-application notification process. In addition, FCC Form 854 is being revised to include several administrative-related questions that will enable the Commission to more efficiently process antenna structure registration. The additional questions relate to replacement towers; requirements to post local and national notice so that the public may have a meaningful opportunity to comment on the environmental effects of a proposed structure that requires registration; determining if the structure is located on Federal land; allowing the applicant to select the type of painting and/or lighting it will utilize on the structure being registered; and collecting additional administrative information such as the type of entity that owns the structure, fax number, and count and ZIP code in which the structure is located.</P>
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Marlene H. Dortch,</NAME>
          <TITLE>Secretary, Office of the Secretary, Office of Managing Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-73 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <SUBJECT>Information Collection Being Reviewed by the Federal Communications Commission Under Delegated Authority</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Federal Communications Commission (FCC), as part of its continuing effort to reduce paperwork burdens, invites the general public and other Federal agencies to take this opportunity to comment on the following information collection, as required by the Paperwork Reduction Act (PRA) of 1995. Comments are requested concerning (a) whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission's burden estimate; (c) ways to enhance the quality, utility, and clarity of the information collected; (d) ways to minimize the burden of the collection of information on the respondents, including the use of automated collection techniques or other forms of information technology; and (e) ways to further reduce the information collection burden on small business concerns with fewer than 25 employees.</P>
          <P>The FCC may not conduct or sponsor a collection of information unless it displays a currently valid control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid Office of Management and Budget (OMB) control number.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written PRA comments should be submitted on or before March 9, 2012. If you anticipate that you will be submitting comments, but find it difficult to do so within the period of time allowed by this notice, you should advise the contact listed below as soon as possible.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Direct all PRA comments to the Federal Communications Commission via email to<E T="03">PRA@fcc.gov</E>and<E T="03">Cathy.Williams@fcc.gov</E>.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>For additional information about the information collection, contact Cathy Williams at (202) 418-2918.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <P>
          <E T="03">OMB Control Number:</E>3060-0922.</P>
        <P>
          <E T="03">Type of Review:</E>Extension of a currently approved collection.</P>
        <P>
          <E T="03">Title:</E>Broadcast Mid-Term Report, FCC Form 397.</P>
        <P>
          <E T="03">Form Number:</E>FCC Form 397.</P>
        <P>
          <E T="03">Respondents:</E>Business or other for-profit entities; Not-for-profit institutions.</P>
        <P>
          <E T="03">Number of Respondents and Responses:</E>1,180 respondents and 1,180 responses.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>0.5 hours.</P>
        <P>
          <E T="03">Frequency of Response:</E>Mid-point reporting requirement.</P>
        <P>
          <E T="03">Total Annual Burden:</E>590 hours.</P>
        <P>
          <E T="03">Total Annual Cost:</E>None.</P>
        <P>
          <E T="03">Obligation to Respond:</E>Required to obtain or retain benefits. The statutory authority for this collection of information is contained in Sections 154(i) and 303 of the Communications Act of 1934, as amended.</P>
        <P>
          <E T="03">Nature and Extent of Confidentiality:</E>There is no need for confidentiality with this collection of information.</P>
        <P>
          <E T="03">Privacy Impact Assessment(s):</E>No impact(s).</P>
        <P>
          <E T="03">Needs and Uses:</E>The Broadcast Mid-Term Report (FCC Form 397) is required to be filed by each broadcast television station that is part of an employment unit with five or more full-time employees and each broadcast radio station that is part of an employment unit with more than ten full-time employees. It is a data collection device used to assess broadcast compliance with EEO outreach requirements in the middle of license terms that are eight years in duration.</P>
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Marlene H. Dortch,</NAME>
          <TITLE>Secretary, Office of the Secretary, Office of Managing Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-137 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="1069"/>
        <AGENCY TYPE="S">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <SUBJECT>Information Collection Being Submitted for Review and Approval to the Office of Management and Budget</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Federal Communications Commission (FCC), as part of its continuing effort to reduce paperwork burdens, invites the general public and other Federal agencies to take this opportunity to comment on the following information collection, as required by the Paperwork Reduction Act (PRA) of 1995. An agency may not conduct or sponsor a collection of information unless it displays a currently valid control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid control number. Comments are requested concerning (a) whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission's burden estimate; (c) ways to enhance the quality, utility, and clarity of the information collected; (d) ways to minimize the burden of the collection of information on the respondents, including the use of automated collection techniques or other forms of information technology; and (e) ways to further reduce the information collection burden on small business concerns with fewer than 25 employees.</P>
          <P>The FCC may not conduct or sponsor a collection of information unless it displays a currently valid control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid Office of Management and Budget (OMB) control number.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments should be submitted on or before February 8, 2012. If you anticipate that you will be submitting comments, but find it difficult to do so within the period of time allowed by this notice, you should advise the contacts below as soon as possible.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Direct all PRA comments to Nicholas A. Fraser, OMB, via fax (202) 395-5167, or via email<E T="03">Nicholas_A._Fraser@omb.eop.gov</E>; and to Cathy Williams, FCC, via email:<E T="03">PRA@fcc.gov,</E>and<E T="03">mailto: PRA@fcc.gov</E>and to<E T="03">Cathy.Williams@fcc.gov</E>. Include in the comments the OMB control number as shown in the<E T="02">SUPPLEMENTARY INFORMATION</E>section below.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>For additional information or copies of the information collection, contact Cathy Williams at (202) 418-2918. To view a copy of this information collection request (ICR) submitted to OMB: (1) Go to the Web page<E T="03">http://www.reginfo.gov/public/do/PRAMain,</E>(2) look for the section of the Web page called “Currently Under Review,” (3) click on the downward-pointing arrow in the “Select Agency” box below the “Currently Under Review” heading, (4) select “Federal Communications Commission” from the list of agencies presented in the “Select Agency” box, (5) click the “Submit” button to the right of the “Select Agency” box, (6) when the list of FCC ICRs currently under review appears, look for the OMB control number of this ICR and then click on the ICR Reference Number. A copy of the FCC submission to OMB will be displayed.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <P>
          <E T="03">OMB Control Number:</E>3060-0208.</P>
        <P>
          <E T="03">Title:</E>Section 73.1870, Chief Operators.</P>
        <P>
          <E T="03">Form Number:</E>Not applicable.</P>
        <P>
          <E T="03">Type of Review:</E>Extension of a currently approved collection.</P>
        <P>
          <E T="03">Respondents:</E>Business and other for-profit; Not-for-profit institutions.</P>
        <P>
          <E T="03">Number of Respondents and Responses:</E>18,498 respondents; 36,996 responses.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>0.166-26 hours.</P>
        <P>
          <E T="03">Frequency of Response:</E>Recordkeeping requirement; Third party disclosure requirement.</P>
        <P>
          <E T="03">Total Annual Burden:</E>484,019 hours.</P>
        <P>
          <E T="03">Total Annual Costs:</E>None.</P>
        <P>
          <E T="03">Obligation to Respond:</E>Required to obtain or retain benefits. The statutory authority for this collection of information is contained in Sections 154(i) of the Communications Act of 1934, as amended.</P>
        <P>
          <E T="03">Nature and Extent of Confidentiality:</E>There is no need for confidentiality with this collection of information.</P>
        <P>
          <E T="03">Privacy Impact Assessment(s):</E>No impact(s).</P>
        <P>
          <E T="03">Needs and Uses:</E>47 CFR Section 73.1870 requires that the licensee of an AM, FM, or TV broadcast station designate a chief operator of the station. Section 73.1870(b)(3) requires that this designation must be in writing and posted with the station license. Section 73.1870(c)(3) requires that the chief operator, or personnel delegated and supervised by the chief operator, review the station records at least once each week to determine if required entries are being made correctly, and verify that the station has been operated in accordance with FCC rules and the station authorization. Upon completion of the review, the chief operator must date and sign the log, initiate corrective action which may be necessary and advise the station licensee of any condition which is repetitive. The posting of the designation of the chief operator is used by interested parties to readily identify the chief operator. The review of the station records is used by the chief operator, and FCC staff in investigations, to ensure that the station is operating in accordance with its station authorization and the FCC rules and regulations.</P>
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Marlene H. Dortch,</NAME>
          <TITLE>Secretary, Office of the Secretary, Office of Managing Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-136 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <SUBJECT>Information Collection Being Reviewed by the Federal Communications Commission</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>As part of its continuing effort to reduce paperwork burden and as required by the Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. 3501-3520), the Federal Communications Commission invites the general public and other Federal agencies to take this opportunity to comment on the following information collection(s). Comments are requested concerning: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission's burden estimate; (c) ways to enhance the quality, utility, and clarity of the information collected; (d) ways to minimize the burden of the collection of information on the respondents, including the use of automated collection techniques or other forms of information technology; and (e) ways to further reduce the information burden for small business concerns with fewer than 25 employees.</P>

          <P>The FCC may not conduct or sponsor a collection of information unless it<PRTPAGE P="1070"/>displays a currently valid OMB control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the Paperwork Reduction Act (PRA) that does not display a valid OMB control number.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written Paperwork Reduction Act (PRA) comments should be submitted on or before March 9, 2012. If you anticipate that you will be submitting PRA comments, but find it difficult to do so within the period of time allowed by this notice, you should advise the FCC contact listed below as soon as possible.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Submit your PRA comments to Nicholas A. Fraser, Office of Management and Budget, via fax at (202) 395-5167 or via Internet at<E T="03">Nicholas_A._Fraser@omb.eop.gov</E>and to Judith B. Herman, Federal Communications Commission, via the Internet at<E T="03">Judith-b.herman@fcc.gov.</E>To submit your PRA comments by email send them to:<E T="03">PRA@fcc.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Judith B. Herman, Office of Managing Director, (202) 418-0214.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <P>
          <E T="03">OMB Control Number:</E>3060-0400.</P>
        <P>
          <E T="03">Title:</E>Part 61, Tariff Review Plan (TRP).</P>
        <P>
          <E T="03">Form Number:</E>N/A.</P>
        <P>
          <E T="03">Type of Review:</E>Revision of a currently approved collection.</P>
        <P>
          <E T="03">Respondents:</E>Business or other for-profit entities.</P>
        <P>
          <E T="03">Number of Respondents:</E>2,840 respondents; 8,554 responses.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>.5 hours to 53 hours.</P>
        <P>
          <E T="03">Frequency of Response:</E>On occasion, annual biennial, and one time reporting requirements.</P>
        <P>
          <E T="03">Obligation to Respond:</E>Required to obtain or retain benefits. Statutory authority for this information collection is contained in 47 U.S.C. 201, 202, 203, and 251(b)(5) of the Communications Act of 1934, as amended.</P>
        <P>
          <E T="03">Total Annual Burden:</E>121,656 hours.</P>
        <P>
          <E T="03">Total Annual Cost:</E>N/A.</P>
        <P>
          <E T="03">Privacy Impact Assessment:</E>N/A.</P>
        <P>
          <E T="03">Nature and Extent of Confidentiality:</E>Respondents are not being asked to submit confidential information to the Commission. If the Commission requests respondents to submit information which respondents believe are confidential, respondents may request confidential treatment of such information under 47 CFR 0.459 of the Commission's rules.</P>
        <P>
          <E T="03">Needs and Uses:</E>The Commission will submit this revised information collection to the Office of Management and Budget (OMB) after this 60 day comment period to obtain the full three year approval from them. The hourly burden has increased by 117,056 hours which is due to an Order that was adopted and released requiring or permitting incumbent and competitive local exchange carriers, as part of transitioning regulation of interstate and intrastate switched access rates and reciprocal compensation rates to bill-and-keep under section 251(b)(5), to file tariffs with state commissions and the FCC. This transition affects different switched access rates at specified timeframes and establishes an Access Recovery Charge by which carriers will be able to assess end users a monthly charge to recover some or all of the revenues they are permitted to recover resulting from reductions in intercarrier compensation rates. Price cap LECs must remove the rate elements in the traffic-sensitive and trunking baskets from price cap regulation on July 1, 2012. There interstate tariff filings will require cost support that generally is encompassed in the existing support burdens and, in many cases, may be satisfied through the data collection encompassed by a new information collection entitled “<E T="03">Intercarrier Compensation and Universal Service Compliance and Monitoring</E>” which will also be submitted to the OMB for approval and assigned an OMB control number (see description of new information collection below). The intrastate tariff filings may, depending on state requirements, require supporting materials to be filed that may also largely be satisfied by submitting the new information collection referenced above.</P>
        <P>As of November 2010, there are 92 total incumbent LECs that file interstate tariffs. Of them, there are 39 ILECs that file pursuant to price cap regulation under Sections 61.41-61.49 of the Commission's rules. Outside of the National Exchange Carrier Association (NECA), there are 12 ILECs filing their own tariffs pursuant to rate-of-return regulation under Section 61.38 of the Commission's rules. The remaining 40 ILECs file their own tariffs pursuant to section 61.39 of the Commission's rules. NECA files one Tariff Review Plan for approximately 1,000 Sections 61.38 and 61.39 ILECs. Therefore, we estimate 51 + 40 + 1 (NECA) = 92 filing entities.</P>
        <P>We also estimate that 330 competitive and incumbent LECs will have to make a one-time interstate tariff filing to permit them to assess access charges on Voice over Internet Protocol (VoIP) calls. We estimate that 2,840 competitive and incumbent LECs will have to file intrastate tariffs annually which may require supporting materials to be filed. We also estimate that 2,840 competitive and incumbent LECs will have to make a one-time intrastate tariff filing to establish VoIP rates at interstate rate levels that may require supporting materials to be filed. Finally, we estimate that 1,340 incumbent LECs annually will certify, as part of their tariff filings to the Commission and to the relevant state commission, that they are not seeking duplicative recovery in the state jurisdiction for an Eligible Recovery subject to the recovery mechanism.</P>
        <P>For those services still requiring cost support, TRPs assist the Commission in determining whether ILEC access charges are just and reasonable as required under the Communications Act of 1934, as amended.</P>
        <P>
          <E T="03">OMB Control Number:</E>3060-XXXX.</P>
        <P>
          <E T="03">Title:</E>Intercarrier Compensation and Universal Service Compliance and Monitoring.</P>
        <P>
          <E T="03">Form Number:</E>N/A.</P>
        <P>
          <E T="03">Type of Review:</E>New collection.</P>
        <P>
          <E T="03">Respondents:</E>Business or other for-profit entities.</P>
        <P>
          <E T="03">Number of Respondents:</E>1,340 respondents; 5,360 responses.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>1 hour to 15 hours.</P>
        <P>
          <E T="03">Frequency of Response:</E>Annual reporting requirements and third party disclosure requirements.</P>
        <P>
          <E T="03">Obligation to Respond:</E>Required to obtain or retain benefits. Statutory authority for this information collection is contained in 47 U.S.C. 201 through 205 and 251 through 254 of the Communications Act of 1934, as amended.</P>
        <P>
          <E T="03">Total Annual Burden:</E>61,640 hours.</P>
        <P>
          <E T="03">Total Annual Cost:</E>N/A.</P>
        <P>
          <E T="03">Privacy Impact Assessment:</E>N/A.</P>
        <P>
          <E T="03">Nature and Extent of Confidentiality:</E>Respondents are not being asked to submit confidential information to the Commission. If the Commission requests respondents to submit information which respondents believe are confidential, respondents may request confidential treatment of such information under 47 CFR 0.459 of the Commission's rules.</P>
        <P>
          <E T="03">Needs and Uses:</E>The Commission will submit this new information collection to the Office of Management and Budget (OMB) for approval and assignment of an OMB control number after this comment period to obtain the full three year approval. The Commission estimates a program change increase of 61,640 total annual burden hours for this new information collection.</P>

        <P>The USF/ICC Transformation Order, FCC 11-161, requires or permits incumbent and competitive local<PRTPAGE P="1071"/>exchange carriers (LECs) as part of transitioning regulation of interstate and intrastate switched access and reciprocal compensation rate regulation to bill-and-keep under section 251(b)(5) to file tariffs with state commissions and the FCC. This transition affects different interstate and intrastate switched access rates at specified timeframes and establishes an Access Recovery Charge by which incumbent LECs will be able to assess end users a monthly charge to recover some or all of the revenues they are permitted to recover from reductions in intercarrier compensation rates. To permit the Commission and state commissions to monitor compliance with the revised intercarrier compensation rules and for incumbent LECs to receive CAF ICC support must also certify with its 2012 annual access tariff filing and on April 1st of each subsequent year that it has complied with the procedures for calculating its eligible recovery, the calculation of the appropriate access recovery charge, and that it is eligible to receive the CAF ICC support requested.</P>
        <P>The Commission estimates that 1,340 incumbent LECs annually will have to file the required data with the FCC, the relevant station commissions, and USAC. We also estimate that those incumbent LECs will have to make the above new certification annually.</P>
        <P>The information collected through these data collections will be used by the Commission and state commissions to determine whether the revised intercarrier compensation rules are being complied with and the services offered are just and reasonable as the Act requires. The data will also provide the Commission with the information to develop procedures to transition remaining intercarrier switched access rates to bill-and-keep. USAC will use the data to ensure that the CAF ICC payments it makes are appropriate under the revised rules. The certification is a further step in the compliance and monitoring process.</P>
        <SIG>
          <P>Federal Communications Commission.</P>
          <NAME>Marlene H. Dortch,</NAME>
          <TITLE>Secretary,Office of the Secretary,Office of Managing Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-74 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <SUBJECT>Information Collection Being Submitted for Review and Approval to the Office of Management and Budget</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>As part of its continuing effort to reduce paperwork burden and as required by the Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. 3502-3520), the Federal Communications Commission invites the general public and other Federal agencies to take this opportunity to comment on the following information collection(s). Comments are requested concerning: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission's burden estimates; (c) ways to enhance the quality, utility, and clarity of the information collected; (d) ways to minimize the burden of the collection of information on the respondents, including the use of automated collection techniques or other forms of information technology; and (e) ways to further reduce the information collection burden on small business concerns with fewer than 25 employees.</P>
          <P>The FCC may not conduct or sponsor a collection of information unless it displays a currently valid OMB control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the Paperwork Reduction Act (PRA) that does not display a valid OMB control number.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written Paperwork Reduction Act (PRA) comments should be submitted on or before February 8, 2012. If you anticipate that you will be submitting PRA comments, but find it difficult to do so within the period of time allowed by this notice, you should advise the FCC contact listed below as soon as possible.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Submit your PRA comments to Nicholas A. Fraser, Office of Management and Budget (OMB), via fax at (202) 395-5167 or via Internet at<E T="03">Nicholas_A._Fraser@omb.eop.gov</E>and to Judith B. Herman, Federal Communications Commission, via the Internet at<E T="03">Judith-b.herman@fcc.gov.</E>To submit your PRA comments by email send them to:<E T="03">PRA@fcc.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Judith B. Herman, Office of Managing Director, FCC, at (202) 418-0214.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>
          <E T="03">OMB Control Number:</E>3060-0813.</P>
        <P>
          <E T="03">Title:</E>Section 20.18, Enhanced 911 Emergency Calling Systems.</P>
        <P>
          <E T="03">Form No.:</E>N/A.</P>
        <P>
          <E T="03">Type of Review:</E>Extension of a currently approved collection.</P>
        <P>
          <E T="03">Respondents:</E>Business or other for-profit, Federal Government, and State, Local or Tribal Government.</P>
        <P>
          <E T="03">Number of Respondents:</E>47,031 respondents; 47,031 responses.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>4.2142416 hours (average).</P>
        <P>
          <E T="03">Frequency of Response:</E>On occasion and annual reporting requirements, and third party disclosure requirement.</P>
        <P>
          <E T="03">Obligation to Respond:</E>Required to obtain or retain benefits. Statutory authority for this information collection is contained in 47 U.S.C. sections 151, 154(i), 303(f), and (r), 309, 316 and 332 of the Communications Act of 1934, as amended.</P>
        <P>
          <E T="03">Total Annual Burden:</E>198,200 hours.</P>
        <P>
          <E T="03">Total Annual Cost:</E>N/A.</P>
        <P>
          <E T="03">Privacy Act Impact Assessment:</E>N/A.</P>
        <P>
          <E T="03">Nature and Extent of Confidentiality:</E>There is no need for confidentiality.</P>
        <P>
          <E T="03">Needs and Uses:</E>The Commission will submit this expiring information collection to the Office of Management and Budget (OMB) during this 30 day comment period in order to obtain the full three year clearance from them. The Commission is requesting OMB approval for an extension (no change in the reporting, recordkeeping and/or third party disclosure requirements).</P>
        <P>There is no change in the Commission's previous burden estimates.</P>
        <P>The notification requirement on Public Safety Answer Points (PSAPs) will be used by the carriers to verify that wireless E911 calls are referred to PSAPs who have the technical capability to use the data to the caller's benefit. TTY and dispatch notification requirements will be used to avoid customer confusion as to the capabilities of their handsets in reaching help in emergency situations, thus minimizing the possibility of critical delays in response time.</P>

        <P>The annual TTY reports will be used to monitor the progress of TTY technology and thus capability. Consultations on the specific meaning assigned to pseudo-Automatic Location Identification (ALI) are appropriate to ensure that all parties are working with the same information. Coordination between carriers and state and local entities to determine the appropriate PSAPs to receive and respond to E911 calls is necessary because of the difficulty in assigning PSAPs based on the location of the wireless caller. The deployment schedule that must be submitted by carriers seeking a waiver of Phase I or Phase II deployment schedule will be used by the Commission to guarantee that the rules are enforced in as timely manner as possible within technological<PRTPAGE P="1072"/>constraints. In addition, a wireless carrier must implement E911 service within the six-month period following the date of the PSAP's request. If the carrier challenges the validity of the request, the request will be deemed valid if the PSAP making the request provides the following information:</P>
        <P>(a)<E T="03">Cost Recovery:</E>The PSAP must demonstrate that a mechanism is in place by which the PSAP will recover its costs of the facilities and equipment necessary to receive and utilize the E911 data elements.</P>
        <P>(b)<E T="03">Necessary Equipment:</E>The PSAP must provide evidence that it has ordered the equipment necessary to receive and utilize the E911 data elements; and</P>
        <P>(c)<E T="03">Necessary Facilities:</E>The PSAP must demonstrate that it has made a timely request to the appropriate local exchange carrier (LEC) for the necessary trunking and other facilities to enable E911 data to be transmitted to the PSAP.</P>
        <P>This collection is needed to ensure that they are ready to receive E911 Phase I or Phase II information at the time that wireless carrier's obligation to deliver that information becomes due. This will reduce the possibility of both carriers and PSAPs investing money before the PSAP is actually E911 capable.</P>
        <P>
          <E T="03">OMB Control Number:</E>3060-1155.</P>
        <P>
          <E T="03">Title:</E>Sections 15.713, 15.714, 15.715 and 15.717, TV White Space Broadcast Bands.</P>
        <P>
          <E T="03">Form No.:</E>N/A.</P>
        <P>
          <E T="03">Type of Review:</E>Revision of a currently approved collection.</P>
        <P>
          <E T="03">Respondents:</E>Business or other for-profit.</P>
        <P>
          <E T="03">Number of Respondents:</E>2,000 respondents; 2,000 responses.</P>
        <P>
          <E T="03">Estimated Time per Response:</E>2 hours.</P>
        <P>
          <E T="03">Frequency of Response:</E>On occasion reporting requirements, recordkeeping requirement and third party disclosure requirement.</P>
        <P>
          <E T="03">Obligation to Respond:</E>Required to obtain or retain benefits. Statutory authority for this information collection is contained in 47 U.S.C. sections 154(i), 302, 303(c), 303(f) and 307 of the Communications Act of 1934, as amended.</P>
        <P>
          <E T="03">Total Annual Burden:</E>4,000 hours.</P>
        <P>
          <E T="03">Total Annual Cost:</E>N/A.</P>
        <P>
          <E T="03">Privacy Act Impact Assessment:</E>N/A.</P>
        <P>
          <E T="03">Nature and Extent of Confidentiality:</E>There is no need for confidentiality.</P>
        <P>
          <E T="03">Needs and Uses:</E>The Commission will submit this expiring information collection to the Office of Management and Budget (OMB) during this 30 day comment period in order to obtain the full three year clearance from them. The Commission is requesting OMB approval for a revision of this information collection.</P>
        <P>The Commission revised this information collection to add questions about prefill applications and the number of available channels; and to make clarifications for some existing questions to the on-line database screens. This is being done to make completion of the form easier for the respondents.</P>
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Marlene H. Dortch,</NAME>
          <TITLE>Secretary, Office of the Secretary, Office of Managing Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-75 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL ELECTION COMMISSION</AGENCY>
        <SUBJECT>Sunshine Act Notice</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Election Commission.</P>
        </AGY>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Date and Time: Thursday, January 12, 2012 at 10 a.m.</E>
          </P>
        </DATES>
        <PREAMHD>
          <HD SOURCE="HED">Place:</HD>
          <P>999 E Street NW., Washington, DC (Ninth Floor)</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">Status:</HD>
          <P>This Meeting will be Open to the Public.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">Items to be Discussed:</HD>
          <P/>
          <P>Correction and Approval of the Minutes for the Meeting of December 15, 2011.</P>
          <P>Draft Advisory Opinion 2011-24: Louder Solutions, LLC, d/b/a StandLouder.com.</P>
          <P>Management and Administrative Matters.</P>
          <P>Individuals who plan to attend and require special assistance, such as sign language interpretation or other reasonable accommodations, should contact Shelley E. Garr, Deputy Secretary, at (202) 694-1040, at least 72 hours prior to the hearing date.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PERSON TO CONTACT FOR INFORMATION:</HD>
          <P>Judith Ingram, Press Officer,Telephone: (202) 694-1220.</P>
        </PREAMHD>
        <SIG>
          <NAME>Shelley E. Garr,</NAME>
          <TITLE>Deputy Secretary of the Commission.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-230 Filed 1-5-12; 4:15 pm]</FRDOC>
      <BILCOD>BILLING CODE 6715-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL RESERVE SYSTEM</AGENCY>
        <SUBJECT>Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking Activities</SUBJECT>

        <P>The companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage<E T="03">de novo,</E>or to acquire or control voting securities or assets of a company, including the companies listed below, that engages either directly or through a subsidiary or other company, in a nonbanking activity that is listed in § 225.28 of Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking and permissible for bank holding companies. Unless otherwise noted, these activities will be conducted throughout the United States.</P>
        <P>Each notice is available for inspection at the Federal Reserve Bank indicated. The notice also will be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing on the question whether the proposal complies with the standards of section 4 of the BHC Act.</P>
        <P>Unless otherwise noted, comments regarding the applications must be received at the Reserve Bank indicated or the offices of the Board of Governors not later than February 3, 2012.</P>
        <P>A. Federal Reserve Bank of Richmond (Adam M. Drimer, Assistant Vice President) 701 East Byrd Street, Richmond, Virginia 23261-4528:</P>
        <P>1.<E T="03">BB&amp;T Corporation, Winston-Salem, North Carolina,</E>to acquire 100 percent of the voting shares of BankAtlantic, Fort Lauderdale, Florida, and thereby engage in operation a savings association, pursuant to section 225.28(b)(4)(ii) of Regulation Y.</P>
        <SIG>
          <DATED>Board of Governors of the Federal Reserve System, January 4, 2012.</DATED>
          <NAME>Robert deV. Frierson,</NAME>
          <TITLE>Deputy Secretary of the Board.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-127 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6210-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBJECT>Meeting of the National Biodefense Science Board</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of the Secretary, Department of Health and Human Services.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>As stipulated by the Federal Advisory Committee Act, the U.S. Department of Health and Human Services is hereby giving notice that the National Biodefense Science Board (NBSB) will be holding a public meeting, followed by a closed portion of the meeting under exemption 9(B) of the Government in Sunshine Act, 5 U.S.C. 552b(c).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>The February 2, 2012 NBSB public meeting is tentatively scheduled<PRTPAGE P="1073"/>from 10:30 a.m. to 12:30 p.m. A portion of the public meeting will be closed and is tentatively scheduled from 2 p.m. to 5 p.m. The agenda is subject to change as priorities dictate. Please check the NBSB Web site for the most up-to-date information on the meeting.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Omni Shoreham Hotel, Palladian Ballroom, 2500 Calvert Street NW. (at Connecticut Ave.) Washington, District of Columbia 20008. To attend by teleconference, call 1-(866) 395-4129, pass-code “ASPR.” Please call 15 minutes prior to the beginning of the conference call to facilitate attendance. Pre-registration is required for in person public attendance. Individuals who wish to attend the meeting in person should send an email to<E T="03">NBSB@HHS.GOV</E>with “NBSB Registration” in the subject line.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>MacKenzie Robertson, Acting Executive Director, NBSB, Office of the Assistant Secretary for Preparedness and Response, U.S. Department of Health and Human Services; (202) 260-0447; fax (202) 205-8508; Email:<E T="03">NBSB@HHS.GOV.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Pursuant to section 319M of the Public Health Service Act (<E T="03">42 U.S.C. 247d-7f</E>) and section 222 of the Public Health Service Act (<E T="03">42 U.S.C. 217a</E>), the Department of Health and Human Services established the National Biodefense Science Board. The Board shall provide expert advice and guidance to the Secretary on scientific, technical, and other matters of special interest to the Department of Health and Human Services regarding current and future chemical, biological, nuclear, and radiological agents, whether naturally occurring, accidental, or deliberate. The Board may also provide advice and guidance to the Secretary and/or the Assistant Secretary for Preparedness and Response on other matters related to public health emergency preparedness and response.</P>
        <P>
          <E T="03">Background:</E>A portion of this public meeting will be dedicated to swearing in the seven new voting members who will replace the members whose 4-year terms will expire on January 31, 2012. The Board will also be asked to review and evaluate the 2012 Public Health Emergency Medical Countermeasures Enterprise (PHEMCE) Strategy and Implementation Plan (SIP). Until a final document is approved by the Secretary of the Department of Health and Human Services (HHS), the development of PHEMCE SIP requires consideration and discussion of procurement-sensitive information that should not be released to the public prior to the Secretary's final decision. Premature public disclosure of the draft PHEMCE SIP would limit the Secretary's decision-making ability to effectively prioritize HHS expenditures on critical medical countermeasures. Therefore, the Board's deliberations on the new task will be conducted in closed session in accordance with provisions set forth under exemption 9(B) of the Government in Sunshine Act, 5 U.S.C. section 552b(c), and with approval by the Assistant Secretary for Preparedness and Response.</P>
        <P>
          <E T="03">Availability of Materials:</E>The meeting agenda and materials will be posted on the NBSB Web site at<E T="03">http://www.phe.gov/Preparedness/legal/boards/nbsb/Pages/default.aspx</E>prior to the meeting.</P>
        <P>
          <E T="03">Procedures for Providing Public Input:</E>Any member of the public providing oral comments at the meeting must sign-in at the registration desk and provide his/her name, address, and affiliation. All written comments must be received prior to January 26, 2012 and should be sent by email to<E T="03">NBSB@HHS.GOV</E>with “NBSB Public Comment” as the subject line. Individuals who plan to attend and need special assistance, such as sign language interpretation or other reasonable accommodations, should email<E T="03">NBSB@HHS.GOV.</E>
        </P>
        <SIG>
          <DATED>Dated: January 3, 2012.</DATED>
          <NAME>Nicole Lurie,</NAME>
          <TITLE>Assistant Secretary for Preparedness and Response.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-152 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4150-37-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <DEPDOC>[Docket No. FDA-2011-N-0454]</DEPDOC>
        <SUBJECT>Privacy Act of 1974; Report of an Altered System of Records, Including Addition of Routine Uses to an Existing System of Records; Bioresearch Monitoring Information System</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of an altered system of records.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Food and Drug Administration (FDA) is announcing an alteration to an existing System of Records (System) titled “Bioresearch Monitoring Information System, HHS/FDA” (System No. 09-10-0010). Among other updates, this alteration adds new routine uses for disclosures of certain relevant information to Agencies, authorities, and organizations with responsibilities related to clinical investigations and/or clinical investigators; persons who require access to records to perform services for FDA; and individual research subjects.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>This notice will be effective without further notice on February 8, 2012 unless modified by a subsequent notice making changes in response to public comments. FDA invites comments on all parts of the systems notice. Comments must be received on or before February 8, 2012. See<E T="02">ADDRESSES</E>for information about submission of comments.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments identified by Docket No. FDA-2011-N-0454 by any of the following methods:</P>
        </ADD>
        <HD SOURCE="HD1">Electronic Submissions</HD>
        <P>Submit electronic comments in the following way:</P>
        <P>• Federal eRulemaking Portal:<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
        <HD SOURCE="HD1">Written Submissions</HD>
        <P>Submit written submissions in the following ways:</P>
        <P>•<E T="03">Fax:</E>(301) 827-6870.</P>
        <P>•<E T="03">Mail/Hand delivery/Courier (for paper or CD-ROM submissions):</E>Division of Dockets Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.</P>
        <P>
          <E T="03">Instructions:</E>All submissions received must include the Agency name and Docket No. FDA-2011-N-0454 for this notice. All comments received may be posted without change to<E T="03">http://www.regulations.gov,</E>including any personal information provided. For additional information on submitting comments, see the “Comments” heading of the<E T="02">SUPPLEMENTARY INFORMATION</E>section of this document.</P>
        <P>
          <E T="03">Docket:</E>For access to the docket to read background documents or comments received, go to<E T="03">http://www.regulations.gov</E>and insert the docket number, found in brackets in the heading of this document, into the “Search” box and follow the prompts and/or go to the Division of Dockets Management, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Kathleen E. Pfaender, Office of Good Clinical Practice, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 32, Rm. 5129, Silver Spring, MD 20993-0002, (301) 796-8340.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>

        <P>The Bioresearch Monitoring Information System provides controls to<PRTPAGE P="1074"/>ensure that clinical investigators meet the requirements of the relevant statutes and regulations governing FDA-regulated products. This System also supports the effective performance of activities necessary for the conduct of FDA's bioresearch monitoring program.</P>
        <HD SOURCE="HD1">II. Description of Changes to System of Records</HD>
        <P>We have changed, or altered, the Bioresearch Monitoring Information System as follows:</P>
        <P>(a) General necessary updates to make the System current (e.g., adding the Center for Tobacco Products and the Office of Good Clinical Practice, updating addresses and revising citations).</P>
        <P>(b) Adding to the categories of records in the System: clinical investigator financial arrangements with or interests in a study sponsor, because this information may be included in this System.</P>
        <P>(c) Deleting an unnecessary routine use authorizing disclosure to congressional offices in response to inquires from constituents who authorize disclosure by written consent. This routine use is unnecessary because the Privacy Act and FDA regulations permit disclosure upon prior written consent by the individual who is the subject of the records. (5 U.S.C. 552a(b), 21 CFR 21.70(a)(2) and 21.72).</P>
        <P>(d) Amending part 1 of former routine use 1 to provide for disclosure to Federal, State, and local Agencies; government institutions; State licensing authorities; foreign governments/Agencies; international organizations; and non-governmental regulatory bodies of a foreign country. Such disclosure must be relevant to that entity's oversight, investigative, regulatory, licensing, or enforcement responsibilities for clinical investigations and/or clinical investigators. This includes any referrals related to potential violations of law, as had been provided for under part 1 of former routine use 1 (routine use 1).</P>
        <P>(e) Amending part 2 of former routine use 1 to provide for disclosure to sponsors, institutional review boards, and other non-government entities if the information disclosed is relevant to the receiving entity's responsibility for the initiation, oversight, monitoring, compliance, or other regulatory requirement associated with the conduct of clinical investigations or oversight of a clinical investigator (routine use 2).</P>
        <P>(f) Providing for disclosure to a research subject of information from a research misconduct proceeding that may have implications for that subject's rights, safety, or welfare, or participation in a research study (routine use 3).</P>
        <P>(g) Providing for disclosure to the public of information related to a clinical investigator's financial arrangements with or interests in a study sponsor, to the extent disclosure is not an unwarranted invasion of personal privacy or is not otherwise protected from disclosure under FDA's regulations or applicable statutes (routine use 4).</P>
        <P>(h) Providing for disclosure to the public of regulatory information and/or correspondence, including untitled letters, Notice of Initiation of Disqualification Proceedings and Opportunity to Explain letters, Notice of Opportunity for Hearing letters, and warning letters issued to clinical investigators, and summary information from inspections of clinical investigators involved in FDA-regulated research, to the extent disclosure is not an unwarranted invasion of personal privacy or is not otherwise protected from disclosure under FDA's regulations or applicable statutes (routine use 5).</P>
        <P>(i) Providing for disclosure to persons who require access to records in order to perform services for FDA, such as serving on FDA research misconduct inquiry committees (routine use 6).</P>
        <P>(j) Providing for disclosure to the appropriate Federal Agencies and HHS contractors in responding to a breach of the security or confidentiality of information in this System (routine use 7).</P>
        <HD SOURCE="HD1">III. Comments</HD>

        <P>Interested persons may submit to the Division of Dockets Management (see<E T="02">ADDRESSES</E>) either electronic or written comments regarding this document. It is only necessary to send one set of comments. It is no longer necessary to send two copies of mailed comments. Identify comments with the docket number found in brackets in the heading of this document. Received comments may be seen in the Division of Dockets Management between 9 a.m. and 4 p.m., Monday through Friday.</P>
        <P>The following is a copy of the altered System of Records. FDA invites comments on all parts of the System of Records (see section III of this document for information about submission of comments):</P>
        <PRIACT>
          <HD SOURCE="HD1">System No. 09-10-0010</HD>
          <HD SOURCE="HD2">SYSTEM NAME</HD>
          <P>Bioresearch Monitoring Information System, HHS/FDA.</P>
          <HD SOURCE="HD2">SECURITY CLASSIFICATION</HD>
          <P>None.</P>
          <HD SOURCE="HD2">SYSTEM LOCATIONS</HD>

          <P>Center for Biologics Evaluation and Research, Office of Compliance and Biologics Quality, Bioresearch Monitoring Team (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>

          <P>Center for Devices and Radiological Health, Office of Compliance, Division of Bioresearch Monitoring (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>

          <P>Center for Drug Evaluation and Research, Office of Compliance, Division of Scientific Investigations (refer to<E T="03">http://www.fda.go</E>v for address specifics).</P>

          <P>Center for Food Safety and Applied Nutrition, Office of Food Additive Safety, (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>

          <P>Office of Regulatory Affairs, Office of Enforcement (refer to<E T="03">http://www.fda.gov</E>for address specifics), and Regional Field Offices (refer to<E T="03">www.fda.gov</E>for address specifics).</P>
          <P>Center for Tobacco Products (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>

          <P>Center for Veterinary Medicine, Division of Compliance, Bioresearch Monitoring Program (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>

          <P>Office of Good Clinical Practice, Office of the Commissioner (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>
          <HD SOURCE="HD2">CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM</HD>
          <P>This notice applies to clinical investigators who are conducting, or have conducted, clinical investigations of products regulated by FDA.</P>
          <HD SOURCE="HD2">CATEGORIES OF RECORDS IN THE SYSTEM</HD>
          <P>This system includes records, regardless of format (e.g., electronic, hard copy, scanned), pertaining to clinical investigators who conduct research of products regulated by FDA, for example a clinical investigation that supports an application for a research or marketing permit for an FDA-regulated product. Records contain name, education, professional qualifications and background, and information on studies conducted. Records that contain information about certain financial arrangements with or interests in study sponsors may also be included in this system.</P>

          <P>This system also contains records created or collected during inspections or investigations of clinical investigators for possible violations of statutes or regulations governing clinical investigations of FDA-regulated products.<PRTPAGE P="1075"/>
          </P>
          <HD SOURCE="HD2">AUTHORITY FOR MAINTENANCE OF THE SYSTEM</HD>
          <P>The authorities for maintaining this system are: Section 505(i) of the Federal Food, Drug, and Cosmetic Act (FD&amp;C Act) (21 U.S.C. 355(i)(3)), 21 CFR part 312; Section 520(g) of the FD&amp;C Act (21 U.S.C. 360j), 21 CFR part 812; Sections 512(j) and (l)(1) of the FD&amp;C Act (21 U.S.C. 360b(j) and (l)(1)), 21 CFR part 511; Sections 409 and 721 of the FD&amp;C Act (21 U.S.C. 348 and 379e), 21 CFR part 71, 21 CFR part 171; Section 412 of the FD&amp;C Act (21 U.S.C. 350a); Section 910 of the FD&amp;C Act (21 U.S.C. 387j); Section 351 of the Public Health Service Act (42 U.S.C. 262).</P>
          <HD SOURCE="HD2">PURPOSES</HD>
          <P>The purposes of this system are to:</P>
          <P>1. Support regulatory or procedural controls to ensure that clinical investigators meet requirements of the relevant statutes and regulations governing clinical investigations of FDA-regulated products.</P>
          <P>2. Support the effective performance of activities necessary for the conduct of the FDA's bioresearch monitoring program.</P>
          <HD SOURCE="HD2">ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES OF USERS AND THE PURPOSES OF SUCH USES</HD>
          <P>The Privacy Act lists the conditions of disclosure under 5 U.S.C. 552a(b). Among the permitted disclosures is, “to those officers and employees of the Agency which maintains the record who have a need for the record in the performance of their duties” (5 U.S.C. 552a(b)(1)). For this system of records, this would include disclosure to appropriate FDA and Department of Health and Human Services (HHS) employees.</P>
          <P>Permitted disclosures also include routine uses that are listed in the notice of the system of records. (See 5 U.S.C. 552a(b)(3)). The Privacy Act defines “routine use” as “with respect to the disclosure of a record, the use of such record for a purpose which is compatible with the purpose for which it was collected” (5 U.S.C. 552a(a)(7)). See also FDA's Privacy Act Record Systems regulations, defining “routine use” as, “use outside the Department of Health and Human Services that is compatible with the purpose for which the records were collected and described in the [System of Records] notice *  * *.” (21 CFR 21.20(b)(5)).</P>
          <P>The routine uses for this system of records are listed in the following numbered items.</P>
          <P>1. Disclosure may be made to Federal, State, and local Agencies; government institutions; state licensing authorities; foreign governments/Agencies; international organizations; and non-governmental regulatory bodies of a foreign country. Such disclosure must be relevant to that entity's oversight, investigative, regulatory, licensing, or enforcement responsibilities for clinical investigations and/or clinical investigators. This includes referrals for investigation and possible enforcement action to the U.S. Department of Justice and other appropriate Agencies, authorities, and organizations.</P>
          <P>2. Disclosure may be made to sponsors, institutional review boards, and other non-government entities if the information disclosed is relevant to the receiving entity's responsibility for the initiation, oversight, monitoring, compliance, or other regulatory requirement associated with the conduct of clinical investigations and/or oversight of clinical investigators.</P>
          <P>3. Disclosure may be made to an individual research subject of information obtained or developed through a research misconduct proceeding if, in FDA's judgment, the information may have implications for that subject's rights, safety, or welfare, or participation in a research study.</P>
          <P>4. Disclosure may be made to the public of information related to a clinical investigator's financial arrangements with or interest in a study sponsor, to the extent disclosure is not an unwarranted invasion of personal privacy or is not otherwise protected from disclosure under FDA's regulations or applicable statutes. Examples of the financial arrangements that FDA may disclose include but are not limited to outcome payments (i.e., where the payment to the clinical investigator is dependent on the outcome of the study) and proprietary interests (e.g., where the clinical investigator holds a patent).</P>
          <P>5. Disclosure may be made to the public of regulatory information and/or correspondence, including untitled letters, Notice of Initiation of Disqualification Proceedings and Opportunity to Explain (NIDPOE) letters, Notice of Opportunity for Hearing (NOOH) letters, and warning letters issued to clinical investigators, and summary information from inspections of clinical investigators, to the extent disclosure is not an unwarranted invasion of personal privacy or is not otherwise protected from disclosure under FDA's regulations or applicable statutes.</P>
          <P>6. Disclosure may be made to persons who require access to the records to perform services for FDA, for example, persons appointed to serve on FDA research misconduct inquiry committees or investigative committees, and FDA contractors, if such persons need access to the records to perform their assigned task. Provided, however, in each case FDA determines whether limitations on disclosures or confidentiality agreements are needed to protect the privacy of respondents, complainants, witnesses, research subjects or others who may be identified in the records to be disclosed; and FDA determines that the disclosure is for a purpose compatible with the purpose for which FDA collected the records.</P>
          <P>7. Disclosure may be made to appropriate Federal Agencies and HHS contractors that have a need to know the information for the purpose of assisting the Department's efforts to respond to a suspected or confirmed breach of the security or confidentiality of information maintained in this system of records, and the information disclosed is relevant and necessary for that assistance.</P>
          <P>8. Disclosure may be made to the U.S. Department of Justice (DOJ) when: (a) the Agency or any component thereof; or (b) any employee of the Agency in his or her official capacity; or (c) any employee of the Agency in his or her individual capacity where the DOJ has agreed to represent the employee; or (d) the United States Government, is a party to litigation or has an interest in such litigation and, by careful review, the Agency determines that the records are both relevant and necessary to the litigation and the use of such records by the DOJ is therefore deemed by the Agency to be for a purpose that is compatible with the purpose for which the Agency collected the records.</P>
          <P>9. Disclosure may be made to a court or other tribunal, when: (a) The Agency or any component thereof; or (b) any employee of the Agency in his or her official capacity; or (c) any employee of the Agency in his or her individual capacity where the DOJ has agreed to represent the employee; or (d) the United States Government, is a party to the proceeding or has an interest in such proceeding and, by careful review, the Agency determines that the records are both relevant and necessary to the proceeding and the use of such records is therefore deemed by the Agency to be for a purpose that is compatible with the purpose for which the Agency collected the records.</P>
          <HD SOURCE="HD2">POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, AND DISPOSING OF RECORDS IN THE SYSTEM</HD>
          <HD SOURCE="HD2">STORAGE:</HD>

          <P>Files may be maintained in various formats including hard copy paper in manual files, microfilm, magnetic disk or tape, computer disks, hard drives,<PRTPAGE P="1076"/>and file servers and other types of data storage devices.</P>
          <HD SOURCE="HD2">RETRIEVABILITY:</HD>
          <P>Records may be indexed by name or code number, but can be retrieved by manual or computer search of the case-tracking system using the name of the individual.</P>
          <HD SOURCE="HD2">SAFEGUARDS:</HD>
          <P>1.<E T="03">Authorized users:</E>
          </P>
          <P>Records in FDA's system are available to the Commissioner of Food and Drugs, FDA's System Managers, and to other appropriate FDA and HHS officials when there is a need to know in the performance of their duties. All authorized users are informed that the records are confidential and are not to be further disclosed.</P>
          <P>2.<E T="03">Procedural safeguards:</E>
          </P>
          <P>Access is strictly controlled by FDA's System Managers in compliance with the Privacy Act and this system notice. Access to the records is limited to ensure confidentiality. All questions and inquiries from any party should be addressed to FDA's Office of Good Clinical Practice.</P>
          <P>3.<E T="03">Physical safeguards:</E>
          </P>
          <P>All records (such as diskettes, computer listings, or documents) are kept in a secured area, locked rooms, and locked building. The facility has a 24-hour guard service, and access to the building is further controlled by an operational card key system. Access to the files, which are generally hard copy, are limited to a subset of persons with general access to the building. Access to individual offices is controlled by simplex locks. Records are kept in locked file cabinets in a room that is locked during non-working hours. Access to this room is restricted to specific personnel. Access to computer files is strictly limited through passwords and user-invisible encryption. Special measures commensurate with the sensitivity of the record are taken to prevent unauthorized copying or disclosure of the records.</P>
          <HD SOURCE="HD2">RETENTION AND DISPOSAL:</HD>
          <P>The records are maintained in accordance with FDA's Records Control Schedule, applicable General Records Schedule (accessions), and disposition schedule approved by the National Archives and Records Administration (cases).</P>
          <HD SOURCE="HD2">SYSTEM MANAGERS AND ADDRESSES:</HD>

          <P>Division of Inspections and Surveillance, Center for Biologics Evaluation and Research, Office of Compliance and Biologics Quality (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>

          <P>Division of Bioresearch Monitoring, Center for Devices and Radiological Health, Office of Compliance (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>

          <P>Division of Scientific Investigations, Center for Drug Evaluation and Research, Office of Compliance (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>

          <P>Office of Food Additive Safety, Center for Food Safety and Applied Nutrition (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>

          <P>Office of Enforcement, Office of Regulatory Affairs (refer to<E T="03">http://www.fda.gov</E>for address specifics), and Regional Field Offices (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>
          <P>Center for Tobacco Products (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>

          <P>Division of Compliance, Center for Veterinary Medicine, Bioresearch Monitoring Program (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>

          <P>Office of Good Clinical Practice, Office of the Commissioner (refer to<E T="03">http://www.fda.gov</E>for address specifics).</P>
          <HD SOURCE="HD2">NOTIFICATION PROCEDURES:</HD>

          <P>In accordance with 21 CFR part 21 subpart D, an individual may submit a request to the FDA Privacy Act Coordinator, with a notarized signature, to confirm whether records exist about that individual. Requests should be directed to the FDA Privacy Act Coordinator (refer to<E T="03">http://www.fda.gov</E>for the address specifics). Investigative records are exempt from this provision (see the following sentences: Records Exempted from Certain Provisions of the Act). In addition, some records may be exempt under 5 U.S.C. 552a(d)(5), if they are “compiled in reasonable anticipation of a civil action or proceeding.” See also 21 CFR 21.41. Requests may be mailed to the FDA Privacy Act Coordinator (refer to<E T="03">http://www.fda.gov</E>for the address specifics).</P>
          <HD SOURCE="HD2">RECORD ACCESS PROCEDURES:</HD>
          <P>Same as notification procedures. Requesters should specify the record contents being sought. Access to record systems which have been granted an exemption from the Privacy Act access requirement may be made at the discretion of the system manager. If access is denied to requested records, an appeal may be made to the FDA Commissioner. A request can also be made for an accounting of disclosures that have been made of a record, if any.</P>
          <HD SOURCE="HD2">CONTESTING RECORD PROCEDURES:</HD>

          <P>In accordance with 21 CFR 21.50, contact the FDA Privacy Act Coordinator (refer to<E T="03">http://www.fda.gov</E>), and reasonably identify the record, specify the information being contested, the corrective action sought, and your reasons for requesting the correction, along with supporting information to show how the record is inaccurate, incomplete, untimely, or irrelevant. As stated previously, investigative records are exempt from this provision (see the following paragraphs of this document: Records Exempted from Certain Provisions of the Act). In addition, some records may be exempt under 5 U.S.C. 552a(d)(5) if they are “compiled in reasonable anticipation of a civil action or proceeding.”</P>
          <HD SOURCE="HD2">RECORD SOURCE CATEGORIES:</HD>

          <P>Individual on whom the record is maintained. Some material is obtained from third parties (<E T="03">e.g.,</E>a study sponsor, publication, or institutional review board), or is developed by FDA.</P>
          <HD SOURCE="HD2">RECORDS EXEMPTED FROM CERTAIN PROVISIONS OF THE ACT:</HD>
          <P>Investigatory records compiled for law enforcement purposes in this system are exempt from the notification, access, correction and amendment provisions of the Privacy Act (21 CFR 21.61).</P>
        </PRIACT>
        <SIG>
          <DATED>Dated: January 4, 2012.</DATED>
          <NAME>Leslie Kux,</NAME>
          <TITLE>Acting Assistant Commissioner for Policy.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-114 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4164-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <DEPDOC>[USCG-2011-0975]</DEPDOC>
        <SUBJECT>National Maritime Security Advisory Committee; Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Federal Advisory Committee Meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The National Maritime Security Advisory Committee (NMSAC) will meet on January 18-19, 2012 in Washington, DC to discuss various issues relating to national maritime security. This meeting will be open to the public.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>The Committee will meet on Wednesday, January 18, 2012 from 9 a.m. to 3 p.m. and Thursday, January 19, 2012 from 9 a.m. to 12 p.m. This<PRTPAGE P="1077"/>meeting may close early if all business is finished.</P>
          <P>All written material and requests to make oral presentations should reach the Coast Guard on or before January 9, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>The Committee will meet at the American Bureau of Shipping, 1400 Key Blvd., Suite 800, Arlington, VA 22209. Seating is very limited, members of the public wishing to attend should register with Mr. Ryan Owens, Alternate Designated Federal Official (ADFO) of NMSAC, telephone (202) 372-1108 or<E T="03">ryan.f.owens@uscg.mil</E>no later than January 9, 2012. Additionally, this meeting will be broadcasted via a web enabled interactive online format and teleconference.</P>

          <P>To participate via teleconference, dial (866) 717-0091, the pass code to join is 3038389#. Additionally, if you would like to participate in this meeting via the online web format, please log onto<E T="03">https://connect.hsin.gov/r11254182</E>and follow the online instructions to register for this meeting.</P>

          <P>For information on facilities or services for individuals with disabilities or to request special assistance at the meeting, contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section as soon as possible.</P>
          <P>To facilitate public participation, we are inviting public comment on the issues to be considered by the committee as listed in the “Agenda” section below. You may submit written comments no later than January 9, 2012, and identified by docket number [USCG-2011-0975] using one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov</E>. Follow the instruction for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001. We encourage use of electronic submissions because security screening may delay delivery of mail.</P>
          <P>•<E T="03">Fax:</E>(202) 493-2251.</P>
          <P>•<E T="03">Hand Delivery:</E>Same as mail address above, between 9 a.m. and 5 p.m., Monday through Friday, except Federal Holidays. The telephone number is (202) 366-9329.</P>
          <P>
            <E T="03">Instructions:</E>All submissions received must include the words “Department of Homeland Security” and docket number [USCG-2011-0975]. All submissions received will be posted without alteration at<E T="03">www.regulations.gov,</E>including any personal information provided. You may review a Privacy Act notice regarding our public dockets in the January 17, 2008 issue of the<E T="04">Federal Register</E>(73 FR 3316).</P>
          <P>
            <E T="03">Docket:</E>Any background information or presentations available prior to the meeting will be published in the docket. For access to the docket to read background documents or submissions received by the NMSAC, go to<E T="03">http://www.regulations.gov,</E>insert “USCG-2011-0975) in the “Keyword” box, and then click “Search”.</P>

          <P>Public comment period will be held during the meetings on January 18, 2012, from 2 p.m. to 3 p.m., and January 19, 2012 from 11 a.m. to 12 p.m. Speakers are requested to limit their comments to 5 minutes. Please note that the public comment period will end following the last call for comments. Contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section below to register as a speaker.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Mr. Ryan Owens, ADFO of NMSAC, 2100 2nd Street SW., Stop 7581, Washington, DC 20593-7581; telephone (202) 372-1108 or email<E T="03">ryan.f.owens@uscg.mil</E>. If you have any questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Notice of this meeting is given under the Federal Advisory Committee Act, 5 U.S.C. App. NMSAC operates under the authority of 46 U.S.C. 70112. NMSAC provides advice, consults with, and makes recommendations to the Secretary of Homeland Security, via the Commandant of the Coast Guard, on matters relating to national maritime security.</P>
        <HD SOURCE="HD1">Agenda of Meeting</HD>
        <HD SOURCE="HD2">Day 1</HD>
        <P>The agenda for the Committee meeting is as follows:</P>
        <P>(1) Maritime Domain Awareness and Information Sharing. The Committee will hold a discussion and will be tasked with developing guidelines and recommendations for the Coast Guard in enhancing information sharing between the maritime industry and the Federal Government;</P>
        <P>(2) Maritime Transportation Security Act/Chemical Facility Anti-Terrorism Standards Harmonization. The Committee will receive a brief and offer recommendations on the harmonization efforts of the Coast Guard and the Department of Homeland Security for these two regulatory programs;</P>
        <P>(3) Transportation Worker Identification Credential. The TWIC working group will provide an update on the implementation of the TWIC program from the industry perspective. The Transportation Security Administration will also provide an update on the development of TWIC readers;</P>
        <P>(4) Public comment period.</P>
        <HD SOURCE="HD2">Day 2</HD>
        <P>(1) Maritime Transportation Security Act (MTSA). The Committee will be briefed on upcoming regulatory actions associated with updates to MTSA;</P>
        <P>(2) Global Supply Chain Security Initiative. Per the SAFE Port Act (Pub. L. 109-347) NMSAC continues to be consulted in regards to the Global Supply Chain Security Initiative. The Committee will receive an update on this initiative;</P>
        <P>(3) Requirements for vessel guards while in port. NMSAC will review and provide comment on requirements for vessels to post or contract for guards while in US ports;</P>
        <P>(4) Underwater Terrorism Preparedness Program. NMSAC will receive a brief on the Coast Guard Underwater Terrorism Preparedness Program;</P>
        <P>(5) Public comment period.</P>
        <SIG>
          <DATED>Dated: December 29, 2011.</DATED>
          <NAME>P.F. Thomas,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Acting Director of Prevention Policy.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-105 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <DEPDOC>[Docket No. USCG-2011-1032]</DEPDOC>
        <SUBJECT>Houston/Galveston Navigation Safety Advisory Committee; Vacancies</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Request for applications.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard seeks applications for membership on the Houston/Galveston Navigation Safety Advisory Committee (HOGANSAC). This Committee provides advice and makes recommendations to the Coast Guard on matters relating to the safe transit of vessels and products through Galveston Bay, and to and from the Ports of Galveston, Houston, Texas City, and Galveston Bay.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Applicants must send a cover letter describing their interest, reasons for application, and qualifications, and should enclose a complete professional biography or resume to CDR Michael Zidik, the Alternate Designated Federal Officer (ADFO), on or before February 1, 2012.</P>
        </DATES>
        <ADD>
          <PRTPAGE P="1078"/>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Applicants must send their cover letter and resume to the following address: USCG Sector Houston-Galveston, Waterway Management Division, 9640 Clinton Drive, Houston, TX 77029; or by faxing (713) 671-5156; or by emailing to<E T="03">Michael.S.Zidik@uscg.mil</E>.</P>

          <P>This notice is available in our online docket, USCG-2011-1032, at<E T="03">http://www.regulations.gov</E>by inserting USCG-2011-1032 in the “Keyword” box, and then clicking “Search”. Please do not post your resume on this site.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Commander Michael Zidik, ADFO of HOGANSAC at (713) 671-5164; fax (713) 671-5156; or email at<E T="03">Michael.S.Zidik@uscg.mil</E>or Lieutenant Margaret Brown at (713) 678-9001; or email at<E T="03">Margaret.A.Brown@uscg.mil</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>HOGANSAC is an advisory committee chartered under the<E T="03">Federal Advisory Committee Act,</E>5 U.S.C. App. (Pub. L. 92-463). HOGANSAC was established under Section 18 of<E T="03">the Coast Guard Authorization Act of 1991,</E>(Pub. L. 102-241)and provides advice and recommendation to the Coast Guard on matters relating to the safe transit of vessels and products through Galveston Bay and to and from the Ports of Galveston, Houston, Texas City, and Galveston Bay.</P>
        <P>The Committee is expected to meet at least three times a year.</P>
        <P>We will consider applications for three positions.</P>
        <P>(a) One at-large member who may represent a particular interest group but who utilize the port facilities at Galveston, Houston, and Texas City.</P>
        <P>(b) One member representing labor organizations which load and unload cargo at the Ports of Galveston and Houston.</P>
        <P>(c) One member from organizations that represent ship owners, stevedores, shipyards, or shipping organizations domiciled in the State of Texas.</P>
        <P>Each HOGANSAC Committee member serves a term of office of up two years. Members may be considered to serve consecutive terms. All members serve at their own expense and receive no salary or reimbursement of travel expenses, or other compensation from the Federal Government.</P>

        <P>Registered lobbyists are not eligible to serve on federal advisory committees. Registered lobbyists are lobbyists required to comply with provisions contained in the<E T="03">Lobbying Disclosure Act of 1995</E>(Pub. L. 110-81, as amended).</P>
        <P>In support of the Coast Guard policy on gender and ethnic nondiscrimination, we encourage qualified men and women of all racial and ethnic groups to apply. The Coast Guard values diversity; all the different characteristics and attributes of persons that enhance the mission of the Coast Guard.</P>
        <SIG>
          <DATED>Dated: December 14, 2011.</DATED>
          <NAME>James Whitehead,</NAME>
          <TITLE>Captain, U.S. Coast Guard,Designated Federal Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-107 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Fish and Wildlife Service</SUBAGY>
        <DEPDOC>[FWS-R8-R-2011-N239; FXRS12650800000S3-112-FF08R00000]</DEPDOC>
        <SUBJECT>San Pablo Bay National Wildlife Refuge, Sonoma, Napa, and Solano Counties, CA; Final Comprehensive Conservation Plan and Finding of No Significant Impact</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Fish and Wildlife Service, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of availability.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We, the U.S. Fish and Wildlife Service (Service), announce the availability of our final Comprehensive Conservation Plan (CCP) and finding of no significant impact (FONSI) for the San Pablo Bay National Wildlife Refuge (Refuge). In the CCP, we describe how we will manage the Refuge for the next 15 years.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The CCP and FONSI are available now. The FONSI was signed on October 5, 2011. Implementation of the CCP may begin immediately.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may view or obtain copies of the final CCP and FONSI/EA by any of the following methods. You may request a hard copy or CD-ROM.</P>
          <P>
            <E T="03">Agency Web Site:</E>Download a copy of the document(s) at<E T="03">http://www.fws.gov/cno/refuges/SanPablo/SanPablo.cfm.</E>
          </P>
          <P>
            <E T="03">Email: sfbaynwrc@fws.gov.</E>Include “San Pablo Bay CCP” in the subject line of the message.</P>
          <P>
            <E T="03">Fax:</E>Attn: Winnie Chan, (510) 792-5828.</P>
          <P>
            <E T="03">Mail:</E>U.S. Fish and Wildlife Service, San Francisco Bay NWR Complex, 9500 Thornton Avenue, Newark, CA 94560.</P>
          <P>
            <E T="03">In-Person Viewing or Pickup:</E>Copies of the Final CCP and FONSI may also be viewed at the San Francisco Bay National Wildlife Refuge Complex, 1 Marshlands Road, Fremont, CA 94536 (510) 792-0222) or San Pablo Bay National Wildlife Refuge in Petaluma, CA (call (707) 769-4200 for directions).</P>
          <P>
            <E T="03">Local Library:</E>The final document is also available at the John F. Kennedy Library, 505 Santa Clara, Vallejo, CA 94590.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Winnie Chan, Planning Team Leader, at (510) 792-0222 (see<E T="02">ADDRESSES</E>), or Don Brubaker, Refuge Manager, at (707) 769-4200.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Background</HD>

        <P>The San Pablo Bay National Wildlife Refuge was established in 1970 under the Endangered Species Act of 1973 (16 U.S.C. 1531<E T="03">et seq.</E>), the Migratory Bird Conservation Act (16 U.S.C. 715d), and the Transfer of Certain Real Property for Wildlife Conservation Purposes Act of May 19, 1948 (16 U.S.C. 667d; Pub. L. 80-537), as amended. The 16,490-acre Refuge, located in Sonoma, Napa, and Solano Counties, California, consists of several noncontiguous units on the northernmost edge of San Pablo Bay. The Refuge was established to provide habitat for migratory birds and endangered species.</P>
        <P>We announce our decision and the availability of the FONSI for the final CCP for San Pablo Bay in accordance with National Environmental Policy Act (NEPA) (40 CFR 1506.6(b)) requirements. We completed a thorough analysis of impacts on the human environment, which we included in the environmental assessment (EA) that accompanied the draft CCP.</P>
        <P>The National Wildlife Refuge System Administration Act of 1966 (16 U.S.C. 668dd-668ee) (Administration Act), as amended by the National Wildlife Refuge System Improvement Act of 1997, requires us to develop a CCP for each national wildlife refuge. The purpose for developing a CCP is to provide refuge managers with a 15-year plan for achieving refuge purposes and contributing toward the mission of the National Wildlife Refuge System, consistent with sound principles of fish and wildlife management, conservation, legal mandates, and our policies. In addition to outlining broad management direction on conserving wildlife and their habitats, CCPs identify wildlife-dependent recreational opportunities available to the public, including opportunities for hunting, fishing, wildlife observation and photography, and environmental education and interpretation. We intend to review and update the CCP at least every 15 years in accordance with the Administration Act.</P>

        <P>Our Draft CCP and Environmental Assessment (EA) were available for a 30-day public review and comment period, which we announced via several methods, including press releases,<PRTPAGE P="1079"/>updates to constituents, and a<E T="04">Federal Register</E>notice (75 FR 39702; July 12, 2010). The Draft CCP/EA identified and evaluated three alternatives for managing the Refuge for the next 15 years.</P>
        <P>Under Alternative A (No Action), management would continue unchanged. Under Alternative B, the Service would develop an inventory and monitoring program; expand tidal restoration and enhancement activities for the benefit of migratory birds, endangered species, and other native wildlife; improve and expand visitor services by developing new public access locations; develop shoreline fishing locations; and provide some additional environmental education programs. Alternative C, which was identified as the preferred alternative, would include all actions in Alternative B, and would also emphasize wildlife management by studying population health and developing population goals for wildlife; provide greater interpretive opportunities; and substantially expand the environmental education program.</P>
        <P>We received seven letters on the Draft CCP and EA during the review and comment period. Comments focused upon cultural resources, habitat management and restoration, invasive plants, public access, and mosquito management. We incorporated comments we received into the CCP when appropriate, and we responded to the comments in an appendix to the CCP. In the FONSI, we selected Alternative C for implementation. The FONSI documents our decision and is based on the information and analysis contained in the EA.</P>
        <P>Under the selected alternative, the Service will expand both natural resource management and visitor services opportunities on the Refuge. An inventory and monitoring program will be developed, as well as wildlife population goals. In addition to expanded tidal restoration and enhancement activities, additional habitat management activities include improving hydrological connectivity of tidal marsh habitats. Priorities will also be developed for the conservation and restoration of sub-tidal habitat. Visitor service opportunities will be expanded considerably with interpretation and environmental education opportunities. In addition, wildlife observation and fishing programs will be improved and/or expanded.</P>
        <P>The selected alternative best meets the Refuges' purposes, vision and goals; contributes to the Refuge System mission; addresses the significant issues and relevant mandates; and is consistent with principles of sound fish and wildlife management. Based on the associated environmental assessment, this alternative is not expected to result in significant environmental impacts and therefore does not require an environmental impact statement.</P>
        <SIG>
          <NAME>Alexandra Pitts,</NAME>
          <TITLE>Acting Regional Director, Pacific Southwest Region, Sacramento, California.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-130 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-55-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Bureau of Land Management</SUBAGY>
        <DEPDOC>[LLID9310000.L10200000.EE0000.LXSSD0010000]</DEPDOC>
        <SUBJECT>Notice of Intent To Prepare an Environmental Impact Statement To Address Grazing Permit Renewals in the Jump Creek, Succor Creek, and Cow Creek Watersheds in the Owyhee Field Office of the Boise District, ID</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Land Management, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Intent.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In compliance with the National Environmental Policy Act of 1969, as amended, and the Federal Land Policy and Management Act of 1976 (NEPA), as amended, the Bureau of Land Management (BLM) Owyhee Field Office in Marsing, Idaho intends to prepare an environmental impact statement (EIS), and by this notice, is announcing the beginning of the scoping process to solicit public comments and identify issues.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>This notice initiates the public scoping process for the EIS. We request that comments should be submitted within 30 days of the date of publication of this notice. The date(s) and location(s) of any scoping meeting(s) will be announced at least 15 days in advance through local media and the BLM Web site,<E T="03">http://www.blm.gov/id.</E>In order to be considered in the draft EIS, all comments must be received prior to the close of the scoping period or 15 days after the last public meeting, whichever is later.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments and issues related to the Jump Creek, Succor Creek, and Cow Creek Watersheds Grazing Permit Renewal EIS by any of the following methods:</P>
          <P>•<E T="03">Web site:  http://www.blm.gov/id/st/en/fo/owyhee/owyhee_grazing_group.html.</E>
          </P>
          <P>•<E T="03">Email: NPR_EIS@blm.gov.</E>
          </P>
          <P>•<E T="03">Fax:</E>(208) 373-3805.</P>
          <P>•<E T="03">Mail:</E>Bureau of Land Management, 1387 S. Vinnell Way, Boise ID 83709, Attention: Jake Vialpando, Project Manager.</P>
          
          <FP>Documents pertinent to this proposal may be examined at the Owyhee Field Office; the BLM Boise District Office, 3948 Development Ave., Boise ID 83705; and the BLM Idaho State Office, 1387 S. Vinnell Way, Boise ID 83709.</FP>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>and/or to have your name added to our mailing list, contact Jake Vialpando, Project Manager, telephone (208) 373-3814,<E T="03">email jvialpando@blm.gov.</E>Persons who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1 (800) 877-8339 to contact the above individual during normal business hours. The FIRS is available 24 hours a day, 7 days a week, to leave a message or question with the above individual. You will receive a reply during normal business hours.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This document provides notice that the BLM Owyhee Field Office in Marsing, Idaho, intends to prepare an EIS to address grazing permit renewal requests in the Jump Creek, Succor Creek, and Cow Creek areas, and announces the beginning of the scoping process. The area covered by the permit renewal requests is located in Owyhee County, Idaho, and encompasses approximately 120,000 acres of public land. The purpose of the public scoping process is to determine relevant issues that will influence the scope of the EIS, including the alternatives. The agency seeks public input to identify issues related to grazing permit renewals that have been proposed for those areas. Preliminary issues have been identified by BLM personnel; Federal, State, and local agencies; and other stakeholders. Some key issues that have already been identified involve the effects of livestock grazing on Greater sage-grouse and its habitat, as well as the potential for disease transmission between domestic and bighorn sheep. In addition to livestock grazing, a variety of other multiple uses exist within this area, including: year-long recreation activities, particularly hiking, boating, fishing, hunting, and off-road vehicle use; wild horse management; potential wind energy development and electrical transmission line development.</P>

        <P>The Owyhee Field Office will consult with the Shoshone-Paiute Tribes and other parties, as applicable, on this action during regular consultation proceedings and briefings. Federal, State, and local agencies, along with other stakeholders that may be interested or affected by the BLM's decision on this project are invited to<PRTPAGE P="1080"/>participate in the scoping process and, if eligible, may request or be requested by the BLM to participate as a cooperating agency. The BLM will also brief county commissioners, Congressional delegations and grazing permittees during the EIS process.</P>

        <P>You may submit comments on issues and planning criteria in writing to the BLM using one of the methods listed in the<E T="02">ADDRESSES</E>section above. To be most helpful, please submit comments by the close of the 30-day scoping period or within 15 days after the last public meeting, whichever is later. Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
        <P>The public is also encouraged to help identify any other management questions and concerns that should be addressed in the EIS.</P>
        <P>The BLM will use an interdisciplinary approach to develop the EIS in order to consider the variety of resource issues and concerns identified. Specialists with expertise in the following disciplines will be involved in the NEPA process: Range management, wildlife biology, archaeology, riparian, soils, and outdoor recreation.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>40 CFR 1501.7, 43 CFR 1610.2.</P>
        </AUTH>
        <SIG>
          <NAME>Loretta Chandler,</NAME>
          <TITLE>Field Manager, BLM Owyhee Field Office.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-125 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-GG-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Bureau of Land Management</SUBAGY>
        <DEPDOC>[LLNML00000 L51100000.GN0000.LVEMG11CG230]</DEPDOC>
        <SUBJECT>Notice of Intent To Prepare an Environmental Impact Statement for the Proposed Copper Flat Mine Plan of Operations, Sierra County, NM</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Land Management, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Intent.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In compliance with the National Environmental Policy Act (NEPA) of 1969, as amended, and the Federal Land Policy and Management Act of 1976, as amended, the Bureau of Land Management (BLM) Las Cruces District Office,Las Cruces, New Mexico, intends to prepare an Environmental Impact Statement (EIS) and by this notice is announcing the beginning of the scoping process to solicit public comments and identify issues.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>This notice initiates the public scoping process for the EIS. Comments on issues may be submitted in writing until February 8, 2012. The date(s) and location(s) of any scoping meetings will be announced at least 15 days in advance through local media, newspapers and the BLM Web site at:<E T="03">http://www.blm.gov/nm/st/en/fo/Las_Cruces_District_Office.html</E>. To be included in the Draft EIS, all comments must be received prior to the close of the scoping period or 15 days after the last public meeting, whichever is later. We will provide additional opportunities for public participation upon publication of the Draft EIS.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments related to the Copper Flat EIS Project by any of the following methods:</P>
          <P>•<E T="03">Email: dhaywood@blm.gov</E>.</P>
          <P>•<E T="03">Fax:</E>(575) 525-4412.</P>
          <P>•<E T="03">Mail:</E>BLM Las Cruces District Office, 1800 Marquess Street, Las Cruces, NM 88005.</P>
          
          <FP>Documents pertinent to this proposal may be examined at the Las Cruces District Office.</FP>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Michael Smith, Geologist; telephone (575) 525-4421; address 1800 Marquess Street, Las Cruces, NM 88005 or by email<E T="03">michaelsmith@blm.gov</E>and to have your name added to the mailing list. Persons who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-(800) 877-8339 to contact the above individual during normal business hours. The FIRS is available 24 hours a day, 7 days a week, to leave a message or question with the above individual. You will receive a reply during normal business hours.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The BLM Las Cruces District Office has received a Mine Plan of Operations (Mine Plan) from the New Mexico Copper Corp. to re-start the Copper Flat Mine located in Sierra County, New Mexico. The proposed mine is located approximately 4 miles north-northeast of the town of Hillsboro, New Mexico. Lands involved in the mine include parts of the following sections:</P>
        <EXTRACT>
          <HD SOURCE="HD1">New Mexico Principal Meridian</HD>
          <FP SOURCE="FP-2">T. 15 S., R. 6 W.,</FP>
          <FP SOURCE="FP1-2">Sec. 31.</FP>
          <FP SOURCE="FP-2">T. 15 S., R. 7 W.,</FP>
          <FP SOURCE="FP1-2">Secs. 25, 26, 35 and 36.</FP>
        </EXTRACT>
        
        <P>Mining, ore processing, and related activities would occur on both private land and public domain administered by the BLM. The proponent currently holds active mining claims over public domain land included in the proposed operation. The estimated project duration is 27 years from site construction to mine reclamation and closure. Mining at the existing open pit would be completed using standard multiple-bench methods. The pit would eventually widen to approximately 2,500 by 2,500 feet and deepen to 900 feet. Ore from the pit would be drilled, blasted, loaded and hauled to a planned processing facility immediately east of the pit. At this facility, the ore would be crushed and ground and copper and molybdenum minerals would be separated and concentrated using standard flotation techniques. Mineral concentrates would be transported by truck and rail to be processed offsite; onsite smelting or refining is not included in this proposal. Waste rock created during operations would be banked primarily on public domain land, and tailings would be disposed of into an expanded, existing tailings impoundment. Water for the proposed operation would be obtained from a well field located on BLM-administered land approximately 8 miles east of the mine in:</P>
        <EXTRACT>
          <HD SOURCE="HD1">New Mexico Principal Meridian</HD>
          <FP SOURCE="FP-2">T. 15 S., R. 5 W.,</FP>
          <FP SOURCE="FP1-2">Secs. 30 and 31.</FP>
        </EXTRACT>
        
        <P>Water would be piped to the proposed operation through an existing pipeline which roughly parallels the existing highway (New Mexico State Route 152). The total estimated disturbance on public domain land would be 745 acres. Reclamation would consist of removing processing equipment from Federal land, and restoring and seeding waste rock dumps and other disturbed areas. The BLM and the New Mexico Department of Energy, Minerals and Natural Resources would bond the proponent for site reclamation prior to granting authorization.</P>
        <P>The purpose of the public scoping process is to determine relevant issues that will influence the scope of the environmental analysis, including alternatives, and guide the process for developing the EIS. At present, the BLM has identified the following preliminary issues:</P>
        <P>1. Water use and effects on surface and subsurface hydrology;</P>
        <P>2. Water quality effects and water quality protection;</P>
        <P>3. Traffic;</P>

        <P>4. Cultural Resources and Native American Religious Concerns;<PRTPAGE P="1081"/>
        </P>
        <P>5. Threatened, Endangered and Special Status Species;</P>
        <P>6. Livestock grazing; and</P>
        <P>7. Reclamation and post-mining land use.</P>
        <P>The BLM will utilize and coordinate the NEPA commenting process to satisfy the public involvement process for Section 106 of the National Historic Preservation Act (NHPA) (16 U.S.C. 470f) as provided for in 36 CFR 800.2(d)(3). Native American tribal consultations will be conducted in accordance with policy, and tribal concerns will be given due consideration, including impacts on Indian trust assets. Federal, State, and local agencies, along with other stakeholders that may be interested or affected by the BLM's decision on this project are invited to participate in the scoping process and, if eligible, may request or be requested by the BLM to participate as a cooperating agency.</P>
        <P>Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>40 CFR 1501.7.</P>
        </AUTH>
        <SIG>
          <NAME>Jesse Juen,</NAME>
          <TITLE>Associate State Director.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-128 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-VC-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Bureau of Land Management</SUBAGY>
        <DEPDOC>[LLNVS00560.L58530000.ES0000.241A; N-84625; 12-08807; MO# 4500025699; TAS: 14X5232]</DEPDOC>
        <SUBJECT>Notice of Realty Action: Classification for Lease and/or Subsequent Conveyance for Recreation and Public Purposes of Public Land in Clark County, NV</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Land Management, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Realty Action.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with Section 7 of the Taylor Grazing Act and Executive Order Number 6910, the Bureau of Land Management (BLM) has examined and found suitable for classification for lease and/or subsequent conveyance under the provisions of the Recreation and Public Purposes (R&amp;PP) Act, as amended, approximately 7.5 acres of public land in the City of Las Vegas, Clark County, Nevada. The State of Nevada proposes to use the land for a State office building.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Interested parties may submit written comments regarding the proposed classification of the land for lease and/or subsequent conveyance of the land, and the environmental assessment (EA), until February 23, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Send written comments to the BLM Las Vegas Field Manager, 4701 N. Torrey Pines Drive, Las Vegas, Nevada 89130, or email:<E T="03">DDickey@blm.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Dorothy Jean Dickey, (702) 515-5119, or<E T="03">DDickey@blm.gov.</E>Persons who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1 (800) 877-8339 to contact the above individual during normal business hours. The FIRS is available 24 hours a day, 7 days a week, to leave a message or question with the above individual. You will receive a reply during normal business hours.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The State of Nevada has filed an application to develop the following described land as a State office building with related facilities near Flamingo Road and El Capitan Way in Las Vegas:</P>
        <EXTRACT>
          <HD SOURCE="HD1">Mount Diablo Meridian</HD>
          <FP SOURCE="FP-2">T. 21 S., R. 60 E.,</FP>
          <FP SOURCE="FP1-2">Sec. 17, E<FR>1/2</FR>SW<FR>1/4</FR>SW<FR>1/4</FR>SE<FR>1/4</FR>, and SW<FR>1/4</FR>SW<FR>1/4</FR>SW<FR>1/4</FR>SE<FR>1/4</FR>.</FP>
          
          <P>The area described contains 7.5 acres, more or less, in Clark County.</P>
        </EXTRACT>
        
        <P>The State office building will consist of approximately 60,000 square feet of office and support space. Related facilities include a parking lot, landscaping, lighting, utilities, and ancillary equipment. Additional detailed information pertaining to this application, plan of development, and site plan is in case file N-84625, which is located in the BLM Las Vegas Field Office at the above address.</P>
        <P>The land is not required for any Federal purpose. The lease and/or subsequent conveyance are consistent with the BLM Las Vegas Resource Management Plan dated October 5, 1998, and would be in the public interest. The State of Nevada, a qualified applicant under the R&amp;PP Act, has not applied for more than the 640-acre limitation for public purpose uses in a year, and has submitted a statement in compliance with the regulations at 43 CFR 2741.4(b).</P>
        <P>The lease and/or subsequent conveyance of the public land shall be subject to valid existing rights. Subject to limitations prescribed by law and regulations, prior to patent issuance, a holder of any Right-of-Way within the lease area may be given the opportunity to amend the Right-of-Way for conversion to a new term, including perpetuity, if applicable.</P>
        <P>The lease and/or subsequent conveyance, when issued, will be subject to the provisions of the R&amp;PP Act and applicable regulations of the Secretary of the Interior, and will contain the following terms, conditions, and reservations to the United States:</P>
        <P>1. A Right-of-Way thereon for ditches or canals constructed by the authority of the United States, Act of August 30, 1890 (43 U.S.C. 945);</P>
        <P>2. All minerals shall be reserved to the United States, together with the right to prospect for, mine, and remove such deposits from the same under applicable law and such regulations as the Secretary of the Interior may prescribe;</P>
        <P>3. Valid existing rights;</P>
        <P>4. Right-of-Way N-59691 for paved road and drainage, spandrels, bus turnouts, curb, gutter, sidewalks, streetlights, pipe conduit, and concrete lining, granted to Clark County, its successors or assigns, pursuant to the Act of October 21, 1976 (43 U.S.C. 1761);</P>
        <P>5. Right-of-Way N-60971 for a 16-inch, underground natural gas pipeline and construction staging area, granted to Southwest Gas Corporation, its successors or assigns, pursuant to the Act of February 25, 1920, as amended (30 U.S.C. 185 sec. 28);</P>
        <P>6. Right-of-Way N-74286 for two transformers, and underground electrical lines with related appurtenances, granted to Nevada Power Company, its successors or assigns, pursuant to the Act of October 21, 1976 (43 U.S.C. 1761); and</P>
        <P>7. Right-of-Way N-88267 for multiple natural gas pipelines with below and above ground appurtenances granted to Southwest Gas Corporation, its successors or assigns, pursuant to the Act of February 25, 1920, as amended (30 U.S.C. 185 sec. 28);</P>
        <P>8. An appropriate indemnification clause protecting the United States from claims arising out of the lessee's/patentee's use, occupancy, or occupations on the leased/patented lands.</P>
        <P>Upon publication of this notice in the<E T="04">Federal Register</E>, the land described above will be segregated from all other forms of appropriation under the public land laws, including the general mining laws, except for lease and/or subsequent conveyance under the R&amp;PP Act, leasing<PRTPAGE P="1082"/>under the mineral leasing laws, and disposals under the mineral material disposal laws.</P>
        <P>Interested parties may submit written comments on the suitability of the land for a State office building. Comments on the classification are restricted to whether the land is physically suited for the proposal, whether the use will maximize the future use or uses of the land, whether the use is consistent with local planning and zoning, or if the use is consistent with State and Federal programs.</P>
        <P>Interested parties may also submit written comments regarding the specific use proposed in the application and plan of development, and whether the BLM followed proper administrative procedures in reaching the decision to lease and/or convey under the R&amp;PP Act.</P>
        <P>Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
        <P>Any adverse comments will be reviewed by the BLM Nevada State Director, who may sustain, vacate, or modify this realty action. In the absence of any adverse comments, the decision will become effective on March 9, 2012. The lands will not be available for lease and/or subsequent conveyance until after the decision becomes effective.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>43 CFR 2741.5(h).</P>
        </AUTH>
        <SIG>
          <NAME>Manuela Johnson,</NAME>
          <TITLE>Acting Assistant Field Manager,Las Vegas Field Office.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-129 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-HC-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
        <SUBAGY>Bureau of Land Management</SUBAGY>
        <DEPDOC>[LLCAC069 L1711.0000 AL.0000 025B]</DEPDOC>
        <SUBJECT>Call for Nominations for the Carrizo Plain National Monument Advisory Council, California</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Land Management, Interior.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Bureau of Land Management (BLM) is soliciting nominations from the public to fill four positions on the Carrizo Plain National Monument Advisory Committee (MAC). MAC members provide advice and recommendations to the BLM on the management of public lands in the Carrizo Plain National Monument.</P>
        </SUM>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Nominations should be sent to the Monument Manager, Bureau of Land Management, Bakersfield Field Office, 3801 Pegasus Drive, Bakersfield, CA 93308.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Johna Hurl, Monument Manager, Bakersfield Field Office, 3801 Pegasus Drive, Bakersfield, CA 93308, (661) 391-6093,<E T="03">Johna_Hurl@ca.blm.gov</E>or John Kelley, Carrizo Program Support Technician, at (661) 391-6088,<E T="03">jtkelley@blm.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Federal Land Policy and Management Act of 1976 (FLPMA) (43 U.S.C. 1739) directs the Secretary of the Interior (Secretary) to involve the public in planning and issues related to management of lands administered by the BLM. Section 309 of FLPMA directs the Secretary to establish 10- to 15-member citizen-based advisory councils that conform to the requirements of the Federal Advisory Committee Act (FACA). The rules governing advisory councils are found at 43 CFR subpart 1784. As required by FACA, MAC membership must be balanced and representative of the various interests concerned with the management of the public lands.</P>
        <P>The MAC provides representative citizen counsel and advice to the Secretary of the Interior through the BLM with respect to the revision and implementation of the comprehensive plan for the Carrizo Plain National Monument.</P>
        <P>The MAC consists of ten members:</P>
        <P>(1) A member of, or nominated by, the San Luis Obispo Board of Supervisors;</P>
        <P>(2) A member of, or nominated by, the Kern County Board of Supervisors;</P>
        <P>(3) A member of, or nominated by, the Carrizo Native American Advisory Council;</P>
        <P>(4) A member of, or nominated by, the Central California Resource Advisory Council (RAC);</P>
        <P>(5) A member representing individuals or companies authorized to graze livestock within the Monument; and</P>
        <P>(6) Five members with recognized backgrounds reflecting:</P>
        <P>(i) The purposes for which the Monument was established; and</P>
        <P>(ii) The interests of other stakeholders, including the general public, who are affected by or interested in the planning and management of the Monument.</P>
        <P>Terms of four present MAC members (two public-at-large, one Kern County Board of Supervisors, one RAC) expired on August 25, 2011. Individuals may nominate themselves or others. Nominees must be residents of the counties or neighboring county in which the MAC has jurisdiction. The BLM will evaluate nominees based on their education, training, experience, and knowledge of the geographical resource. Nominees should demonstrate a commitment to collaborative resource decision-making. The Obama Administration prohibits individuals who are currently federally registered lobbyists from being appointed or re-appointed to FACA and non-FACA boards, committees, or councils. The following must accompany all nominations received in this call for nominations:</P>
        <P>• Letters of reference from represented interests or organizations;</P>
        <P>• A completed background information nomination form; and</P>
        <P>• Any other information that speaks to the nominee's qualifications.</P>
        <P>Nominations will be accepted for a 60-day period beginning the date this notice is published.</P>
        <SIG>
          <NAME>Timothy Z. Smith,</NAME>
          <TITLE>Field Manager, Bakersfield Field Office.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-126 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-40-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">INTERNATIONAL TRADE COMMISSION</AGENCY>
        <DEPDOC>[Investigation Nos. 701-TA-488 and 731-TA-1199-1200 (Preliminary)]</DEPDOC>
        <SUBJECT>Large Residential Washers From Korea and Mexico; Institution of Antidumping and Countervailing Duty Investigations and Scheduling of Preliminary Phase Investigations</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>United States International Trade Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Commission hereby gives notice of the institution of investigations and commencement of preliminary phase antidumping and countervailing duty investigation Nos. 701-TA-488 and 731-TA-1199-1200 (Preliminary) under sections 703(a) and 733(a) of the Tariff Act of 1930 (19 U.S.C. 1671b(a) and 1673b(a)) (the Act) to determine whether there is a reasonable indication that an industry in the United States is materially injured or threatened with material injury, or the establishment of an industry in the United States is materially retarded, by reason of imports from Korea and Mexico of large<PRTPAGE P="1083"/>residential washers that are alleged to be sold in the United States at less than fair value and alleged to be subsidized by the Government of Korea. The products subject to the petitions are classifiable in subheading 8450.20.00 of the Harmonized Tariff Schedule of the United States, and imported under statistical reporting number 8450.20.0090. Products subject to these petitions may also be imported under HTS subheadings 8450.11.00, 8450.90.20 or 8450.90.60. Unless the Department of Commerce extends the time for initiation pursuant to sections 702(c)(1)(B) or 732(c)(1)(B) of the Act (19 U.S.C. 1671a(c)(1)(B) or 1673a(c)(1)(B)), the Commission must reach a preliminary determination in antidumping and countervailing duty investigations in 45 days, or in this case by February 13, 2012. The Commission's views are due at Commerce within five business days thereafter, or by February 21, 2012.</P>
          <P>For further information concerning the conduct of these investigations and rules of general application, consult the Commission,s Rules of Practice and Procedure, part 201, subparts A through E (19 CFR part 201), and part 207, subparts A and B (19 CFR part 207).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>December 30, 2011.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Keysha Martinez ((202) 205-2136) or Edward Petronzio ((202) 205-3176), Office of Investigations, U.S. International Trade Commission, 500 E Street SW., Washington, DC 20436. Hearing-impaired persons can obtain information on this matter by contacting the Commission's TDD terminal on (202) 205-1810. Persons with mobility impairments who will need special assistance in gaining access to the Commission should contact the Office of the Secretary at (202) 205-2000. General information concerning the Commission may also be obtained by accessing its internet server (<E T="03">http://www.usitc.gov</E>). The public record for these investigations may be viewed on the Commission's electronic docket (EDIS) at<E T="03">http://edis.usitc.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <P SOURCE="NPAR">
          <E T="03">Background.</E>These investigations are being instituted in response to a petition filed on December 30, 2011, by Whirlpool Corporation, Benton Harbor, MI.</P>
        <P>
          <E T="03">Participation in the investigations and public service list.</E>Persons (other than petitioners) wishing to participate in the investigations as parties must file an entry of appearance with the Secretary to the Commission, as provided in sections 201.11 and 207.10 of the Commission's rules, not later than seven days after publication of this notice in the<E T="04">Federal Register</E>. Industrial users and (if the merchandise under investigation is sold at the retail level) representative consumer organizations have the right to appear as parties in Commission antidumping and countervailing duty investigations. The Secretary will prepare a public service list containing the names and addresses of all persons, or their representatives, who are parties to these investigations upon the expiration of the period for filing entries of appearance.</P>
        <P>
          <E T="03">Limited disclosure of business proprietary information (BPI) under an administrative protective order (APO) and BPI service list.</E>Pursuant to section 207.7(a) of the Commission's rules, the Secretary will make BPI gathered in these investigations available to authorized applicants representing interested parties (as defined in 19 U.S.C. 1677(9)) who are parties to the investigations under the APO issued in the investigations, provided that the application is made not later than seven days after the publication of this notice in the<E T="04">Federal Register</E>. A separate service list will be maintained by the Secretary for those parties authorized to receive BPI under the APO.</P>
        <P>
          <E T="03">Conference.</E>The Commission's Director of Investigations has scheduled a conference in connection with these investigations for 9:30 a.m. on January 20, 2012, at the U.S. International Trade Commission Building, 500 E Street SW., Washington, DC. Requests to appear at the conference should be filed with the Office of the Secretary (<E T="03">William.Bishop@usitc.gov</E>and<E T="03">Sharon.Bellamy@usitc.gov</E>) on or before January 18, 2012. Parties in support of the imposition of countervailing and antidumping duties in these investigations and parties in opposition to the imposition of such duties will each be collectively allocated one hour within which to make an oral presentation at the conference. A nonparty who has testimony that may aid the Commission's deliberations may request permission to present a short statement at the conference.</P>
        <P>
          <E T="03">Written submissions.</E>As provided in sections 201.8 and 207.15 of the Commission's rules, any person may submit to the Commission on or before January 25, 2012, a written brief containing information and arguments pertinent to the subject matter of the investigations. Parties may file written testimony in connection with their presentation at the conference no later than three days before the conference. If briefs or written testimony contain BPI, they must conform with the requirements of sections 201.6, 207.3, and 207.7 of the Commission's rules. Please be aware that the Commission's rules with respect to electronic filing have been amended. The amendments took effect on November 7, 2011. See 76 FR 61937 (Oct. 6, 2011) and the newly revised Commission's Handbook on E-Filing, available on the Commission's Web site at<E T="03">http://edis.usitc.gov.</E>
        </P>
        <P>In accordance with sections 201.16(c) and 207.3 of the rules, each document filed by a party to the investigations must be served on all other parties to the investigations (as identified by either the public or BPI service list), and a certificate of service must be timely filed. The Secretary will not accept a document for filing without a certificate of service.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>These investigations are being conducted under authority of title VII of the Tariff Act of 1930; this notice is published pursuant to section 207.12 of the Commission's rules.</P>
        </AUTH>
        <SIG>
          <DATED>Issued: January 3, 2012.</DATED>
          
          <P>By order of the Commission.</P>
          <NAME>James R. Holbein,</NAME>
          <TITLE>Secretary to the Commission.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-120 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7020-02-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">INTERNATIONAL TRADE COMMISSION</AGENCY>
        <DEPDOC>[Investigation No. 337-TA-797]</DEPDOC>
        <SUBJECT>Certain Portable Electronic Devices and Related Software; Determination Not To Review Initial Determination Granting Motion To Amend the Complaint and Notice of Investigation</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>U.S. International Trade Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Notice is hereby given that the U.S. International Trade Commission has determined not to review the presiding administrative law judge's (“ALJ”) initial determination (“ID”) (Order No. 19) granting Complainant's unopposed motion to amend the Complaint and Notice of Investigation.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Sidney A. Rosenzweig, Office of the General Counsel, U.S. International Trade Commission, 500 E Street SW., Washington, DC 20436, telephone (202) 708-2532. Copies of non-confidential documents filed in connection with this investigation are or will be available for inspection during official business hours (8:45 a.m. to 5:15 p.m.) in the Office of the Secretary, U.S. International Trade Commission, 500 E<PRTPAGE P="1084"/>Street SW., Washington, DC 20436, telephone (202) 205-2000. General information concerning the Commission may also be obtained by accessing its Internet server at<E T="03">http://www.usitc.gov</E>. The public record for this investigation may be viewed on the Commission's electronic docket (EDIS) at<E T="03">http://edis.usitc.gov</E>. Hearing-impaired persons are advised that information on this matter can be obtained by contacting the Commission's TDD terminal on (202) 205-1810.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Commission instituted this investigation on August 12, 2011, based on a complaint filed by Apple Inc. (“Apple”), alleging a violation of section 337 in the importation, sale for importation, and sale within the United States after importation of certain portable electronic devices and related software. 76 FR 50253 (Aug. 12, 2011). The complaint alleged the infringement of claims of U.S. Patent Nos. 7,844,915; 7,469,381; 7,084,859; 7,920,129; and 6,956,564. The complaint named as respondents HTC Corp. of Taoyuan City, Taiwan and its subsidiaries HTC America, Inc. of Bellevue, Washington, and Exedea, Inc. of Houston, Texas. The complaint further alleged that an industry in the United States exists as required by subsection (a)(2) of section 337.</P>
        <P>On October 7, 2011, Apple filed a motion seeking leave to amend the complaint and notice of investigation. In particular, Apple sought to: “(i) clarify its allegations with respect to asserted U.S. Patent No. 6,956,564 to reflect that it has been reissued subsequent to the institution of this Investigation as U.S. Patent No. RE42,738 E and add two new asserted claims from the reissued patent [claim nos. 4 and 37], (ii) amend the `Related Litigation' section of the Complaint to reflect inadvertently omitted information, and (iii) identify additional accused products that had not been released at the time the original Complaint was filed [i.e., the HTC Evo 3D, the HTC Evo View 4G, and the HTC Jetstream].” Order No. 19, at 1 (Dec. 2, 2011).</P>
        <P>On December 2, 2011, the ALJ issued an ID granting Apple's unopposed motion to amend the complaint and notice of investigation. Id. at 2-4. No petitions for review of the ID were filed.</P>
        <P>The Commission has determined not to review the ID.</P>
        <P>The authority for the Commission's determination is contained in section 337 of the Tariff Act of 1930, as amended (19 U.S.C. § 1337), and in sections 210.14 and 210.42 of the Commission's Rules of Practice and Procedure (19 C.F.R. §§ 210.14, 210.42).</P>
        <SIG>
          <DATED>Issued: January 4, 2012.</DATED>
          
          <P>By order of the Commission.</P>
          <NAME>James R. Holbein,</NAME>
          <TITLE>Secretary to the Commission.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-121 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7020-02-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF JUSTICE</AGENCY>
        <DEPDOC>[OMB Number 1190-0009]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities Under Review; Title II of the Americans With Disabilities Act of 1990/Section 504 of the Rehabilitation Act of 1973 Discrimination Complaint Form</SUBJECT>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>30-Day Notice of Information Collection under review</P>
        </ACT>

        <P>The Department of Justice, Civil Rights Division, Disability Rights Section, has submitted the following information collection request to the Office of Management and Budget for review and approval in accordance with the Paperwork Reduction Act of 1995. The information collection extension is published to obtain comments from the public and affected agencies. This proposed information collection was previously published in the<E T="04">Federal Register</E>Volume 76, Number 210, pages 67208-67209, on October 31, 2011, allowing for a 60-day public comment period.</P>
        <P>The purpose of this notice is to allow an additional 30 days for public comment. Comments are encouraged and will be accepted until February 8, 2012. This process is conducted in accordance with 5 CFR 1320.10.</P>
        <P>Written comments and/or suggestions are requested from the public and affected agencies concerning the proposed collection of information. Your comments should address one or more of the following four points:</P>
        <P>(1) Evaluate whether the collection of information is necessary for the proper performance of the function of the agency, including whether the information will have practical utility;</P>
        <P>(2) Evaluate the accuracy of the agency's estimate of the burden of the collection of information;</P>
        <P>(3) Enhance the quality, utility, and clarity of the information to be collected; and</P>

        <P>(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology (<E T="03">e.g.,</E>permitting electronic submission of responses).</P>
        <P>Written comments and/or suggestions regarding the item(s) contained in this notice, especially regarding the estimated public burden and associated response time should be directed to the Office of Management and Budget (OMB), Office of Regulatory Affairs, Attention: Department of Justice Desk Officer, Washington, DC 20503. Additionally, comments may be submitted to OMB via facsimile to (202) 395-7285.</P>
        <P>The information collection is listed below:</P>
        <P>(1)<E T="03">Type of information collection.</E>Extension of Currently Approved Collection.</P>
        <P>(2)<E T="03">The title of the form/collection.</E>Title II of the Americans with Disabilities Act/Section 504 of the Rehabilitation Act of 1973 Discrimination Complaint Form.</P>
        <P>(3)<E T="03">The agency form number and applicable component of the Department sponsoring the collection.</E>No form number. Disability Rights Section, Civil Rights Division, U.S. Department of Justice.</P>
        <P>(4)<E T="03">Affected public who will be asked to respond, as well as a brief abstract:</E>Primary: Individuals alleging discrimination by public entities based on disability. Under title II of the Americans with Disabilities Act, an individual who believes that he or she has been subjected to discrimination on the basis of disability by a public entity may, by himself or herself or by an authorized representative, file a complaint. Any Federal agency that receives a complaint of discrimination by a public entity is required to review the complaint to determine whether it has jurisdiction under section 504. If the agency does not have jurisdiction, it must determine whether it is the designated agency responsible for complaints filed against that public entity. If the agency does not have jurisdiction under section 504 and is not the designated agency, it must refer the complaint to the Department of Justice. The Department of Justice then makes the appropriate determination regarding the referral of the complaint.</P>
        <P>(5)<E T="03">An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond:</E>5,000 respondents per year at 0.75 hours per complaint form.</P>
        <P>(6)<E T="03">An estimate of the total public burden (in hours) associated with the collection:</E>3,750 hours annual burden.</P>

        <P>If additional information is required contact: Jerri Murray, Department Clearance Officer, United States Department of Justice, Justice Management Division, Office of the Chief Information Officer, Policy and<PRTPAGE P="1085"/>Planning Staff, Two Constitution Square, 145 N Street NE., Room 2E-508, Washington, DC 20530.</P>
        <SIG>
          <NAME>Jerri Murray,</NAME>
          <TITLE>Department Clearance Officer, PRA, U.S. Department of Justice.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-92 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-13-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBJECT>Notice of Lodging of Consent Decree Under the Oil Pollution Act</SUBJECT>
        <P>Notice is hereby given that on December 21, 2011, a proposed Consent Decree in United States v. Marathon Pipe Line Company, LLC, Civil Action No. 3:11-CV-01123, was lodged with the United States District Court for Southern District of Illinois.</P>

        <P>In this action, the United States sought to recover from Marathon natural resource damages under the Oil Pollution Act, 33 U.S.C. 2710,<E T="03">et seq.,</E>which arose from an alleged August 2008 discharge, from a subsurface pipeline owned by Marathon, of 5,000 barrels of crude oil into a forested wetland within the watershed of a tributary to the Wabash River and Ohio River. Under the proposed Decree, Marathon will: (1) Pay a total of $90,629 to the United States in reimbursement of the costs incurred in assessing the natural resource damages; (2) restore approximately 7.1 acres of forested wetland; (3) restore an additional 14.2 acres of adjacent agricultural fields and convert the fields into hardwood forest; and (4) install bat houses and wood duck boxes to help mitigate damage to the natural habitats of affected species.</P>

        <P>The Department of Justice will receive for a period of thirty (30) days from the date of this publication comment relating to the Consent Decree. Comments should be addressed to the Assistant Attorney General, Environment and Natural Resources Division, and either emailed to<E T="03">pubcomment-ees.enrd@usdoj.gov</E>or mailed to P.O. Box 7611, U.S. Department of Justice, Washington, DC 20044-7611, and should refer to<E T="03">United States</E>v.<E T="03">Marathon Pipe Line Company, LLC,</E>No. 3:11-CV-01123 (S.D. Ill.), D.J. Ref. No. 90-5-1-1-10296.</P>

        <P>During the public comment period, the Consent Decree may be examined on the following Department of Justice Web site:<E T="03">http://www.usdoj.gov/enrd/Consent_Decrees.html.</E>A copy of the Consent Decree may also be obtained by mail from the Consent Decree Library, P.O. Box 7611, U.S. Department of Justice, Washington, DC 20044-7611 or by faxing or emailing a request to Environment and Natural Resources Division, Environmental Enforcement Section, fax no. (202) 514-0097, phone confirmation number (202) 514-1547, email<E T="03">EESCDCopy.ENRD@usdoj.gov.</E>In requesting a copy from the Consent Decree Library, please enclose a check in the amount of $16.50 for a copy of the complete Consent Decree (25 cents per page reproduction cost), payable to the U.S. Treasury or, if by email or fax, forward a check in that amount to the Consent Decree Library at the stated address.</P>
        <SIG>
          <NAME>Maureen Katz,</NAME>
          <TITLE>Assistant Section Chief, Environmental Enforcement Section, Environment and Natural Resources Division.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-142 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-15-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Antitrust Division</SUBAGY>
        <SUBJECT>Notice Pursuant to the National Cooperative Research and Production Act of 1993—ASTM International</SUBJECT>

        <P>Notice is hereby given that, on December 5, 2011, pursuant to Section 6(a) of the National Cooperative Research and Production Act of 1993, 15 U.S.C. 4301<E T="03">et seq.</E>(“the Act”), ASTM International (“ASTM”) has filed written notifications simultaneously with the Attorney General and the Federal Trade Commission disclosing additions or changes to its standards development activities. The notifications were filed for the purpose of extending the Act's provisions limiting the recovery of antitrust plaintiffs to actual damages under specified circumstances. Specifically, ASTM has provided an updated list of current, ongoing ASTM standards activities originating between August 2011 and December 2011 designated as Work Items. A complete listing of ASTM Work Items, along with a brief description of each, is available at<E T="03">http://www.astm.org.</E>
        </P>

        <P>On September 15, 2004, ASTM filed its original notification pursuant to Section 6(a) of the Act. The Department of Justice published a notice in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on November 10, 2004 (69 FR 65226).</P>

        <P>The last notification was filed with the Department on August 31, 2011. A notice was published in the<E T="04">Federal Register</E>pursuant to Section 6(b) of the Act on October 13, 2011 (76 FR 63658).</P>
        <SIG>
          <NAME>Patricia A. Brink,</NAME>
          <TITLE>Director of Civil Enforcement, Antitrust Division.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-118 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Drug Enforcement Administration</SUBAGY>
        <DEPDOC>[OMB Number 1117-0047]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities: Proposed Collection; Comments Requested: Application for Import Quota for Ephedrine, Pseudoephedrine, and Phenylpropanolamine DEA Form 488</SUBJECT>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>30-Day Notice of Information Collection under review.</P>
        </ACT>

        <P>The Department of Justice (DOJ), Drug Enforcement Administration (DEA) has submitted the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995. The proposed information collection is published to obtain comments from the public and affected agencies. This proposed information collection was previously published in the<E T="04">Federal Register</E>Volume 76, Number 206, pages 66084-66085, on October 25, 2011, allowing for a 60 day comment period.</P>
        <P>The purpose of this notice is to allow for an additional 30 days for public comment until February 8, 2012. This process is conducted in accordance with 5 CFR 1320.10.</P>
        <P>If you have comments, especially on the estimated public burden or associated response time, suggestions, or need a copy of the proposed information collection instrument with instructions or additional information, please contact John W. Partridge, Chief, Liaison and Policy Section, Office of Diversion Control, Drug Enforcement Administration, 8701 Morrissette Drive, Springfield, VA 22152; (202) 307-7297.</P>

        <P>Written comments concerning this information collection should be sent to the Office of Information and Regulatory Affairs, Office of Management and Budget, Attn: DOJ Desk Officer. The best way to ensure your comments are received is to email them to<E T="03">oira_submission@omb.eop.gov</E>or fax them to (202) 395-7285. All comments should reference the eight-digit OMB number for the collection or the title of the collection. If you have questions concerning the collection, please<PRTPAGE P="1086"/>contact John W. Partridge, Chief, Liaison and Policy Section, Office of Diversion Control, Drug Enforcement Administration, 8701 Morrissette Drive, Springfield, VA 22152, (202) 307-7297, or the DOJ Desk Officer at (202) 395-3897.</P>
        <P>Written comments and suggestions from the public and affected agencies concerning the proposed collection of information are encouraged. Your comments should address one or more of the following four points:</P>
        <P>• Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
        <P>• Evaluate the accuracy of the agencies estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
        <P>• Enhance the quality, utility, and clarity of the information to be collected; and</P>

        <P>• Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology,<E T="03">e.g.,</E>permitting electronic submission of responses.</P>
        <HD SOURCE="HD1">Overview of Information Collection 1117-0047</HD>
        <P>(1)<E T="03">Type of Information Collection:</E>Extension of a currently approved collection.</P>
        <P>(2)<E T="03">Title of the Form/Collection:</E>Application for Import Quota for Ephedrine, Pseudoephedrine, and Phenylpropanolamine.</P>
        <P>(3)<E T="03">Agency form number, if any, and the applicable component of the Department sponsoring the collection:</E>
        </P>
        <P>
          <E T="03">Form number:</E>DEA form 488.</P>
        <P>
          <E T="03">Component:</E>Office of Diversion Control, Drug Enforcement Administration, Department of Justice.</P>
        <P>(4)<E T="03">Affected public who will be asked or required to respond, as well as a brief abstract:</E>
        </P>
        <P>
          <E T="03">Primary:</E>Business or other for-profit.</P>
        <P>
          <E T="03">Other:</E>None.</P>
        <P>
          <E T="03">Abstract:</E>Title 21 U.S.C. 952 and 21 CFR 1315.34 require that persons who desire to import the List I chemicals ephedrine, pseudoephedrine, and phenylpropanolamine during the next calendar year shall apply on DEA Form 488 for import quota for such List I chemicals.</P>
        <P>(5)<E T="03">An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond:</E>It is estimated that 22 persons complete 52 DEA Forms 488 annually for this collection at 1 hour per form, for an annual burden of 52 hours. Respondents complete a separate DEA Form 488 for each List I chemical for which quota is sought.</P>
        <P>(6)<E T="03">An estimate of the total public burden (in hours) associated with the collection:</E>It is estimated that there are 52 annual burden hours associated with this collection.</P>
        <P>If additional information is required contact: Jerri Murray, Department Clearance Officer, Policy and Planning Staff, Justice Management Division, Department of Justice, Two Constitution Square, 145 N Street NE., Suite 2E-508, Washington, DC 20530.</P>
        <SIG>
          <NAME>Jerri Murray,</NAME>
          <TITLE>Department Clearance Officer, PRA,U.S. Department of Justice.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-82 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-09-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Federal Bureau of Investigation</SUBAGY>
        <DEPDOC>[OMB Number 1110-NEW]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities: Proposed Collection, Comments Requested; E-FOIA</SUBJECT>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>30-day Notice of Information Collection under review.</P>
        </ACT>

        <P>The Department of Justice, Federal Bureau of Investigation, Records Management Division Record Information Dissemination Section (RIDS) will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and clearance in accordance with established review procedures of the Paperwork Reduction Act of 1995. This proposed information collection was previously published in the<E T="04">Federal Register</E>Volume 76, Number 207, pages, 66325-66326, on October 26, 2011, allowing for a 60-day comment period.</P>
        <P>The purpose of this notice is to allow for an additional 30 days for public comment until February 8, 2012. This process is conducted in accordance with 5 CFR 1320.10.</P>
        <P>Written comments and/or suggestions regarding the items contained in this notice, especially the estimated public burden and associated response time, should be directed to Jason Combs, Legal Administrative Specialist, Records Management Division (RMD), Record Information Dissemination Section (RIDS), 170 Marcel Drive, Winchester, Virginia 22602; facsimile (540) 868-4997.</P>
        <P>Written comments and suggestions from the public and affected agencies concerning the proposed collection of information are encouraged. Comments should address one or more of the following four points:</P>
        <P>(1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
        <P>(2) Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
        <P>(3) Enhance the quality, utility, and clarity of the information to be collected; and</P>

        <P>(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques of other forms of information technology,<E T="03">e.g.,</E>permitting electronic submission of responses.</P>
        <HD SOURCE="HD1">Overview of This Information Collection</HD>
        <P>(1)<E T="03">Type of information collection:</E>Revision of a currently approved collection.</P>
        <P>(2)<E T="03">The title of the form/collection:</E>E-FOIA Submission Form.</P>
        <P>(3)<E T="03">The agency form number, if any, and the applicable component of the department sponsoring the collection:</E>Records Management Division/Record Information Dissemination Section, Federal Bureau of Investigation, Department of Justice.</P>
        <P>(4)<E T="03">Affected public who will be asked or required to respond, as well as a brief abstract:</E>
        </P>
        <P>
          <E T="03">Primary:</E>FOIA requesters (general public, educational institutions, commercial requesters<E T="03">etc</E>).</P>
        <P>
          <E T="03">Abstract:</E>The Record/Information Dissemination Section (RIDS) effectively plans, develops, directs, and manages responses to requests for access to FBI records and information. The requests and disclosure comply with the Freedom of Information and Privacy Acts (Title 5, United States Code, Sections 552 and 552a) and the Freedom of Information Act Executive Order 13392, as well as the Classified National Security Information Executive Order 13526, other Presidential, Attorney General, and FBI policies, procedures, and mandates; judicial decisions; and Congressional directives.<PRTPAGE P="1087"/>
        </P>
        <P>(5) An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond: Of the approximately 18,445 government entities that are eligible to submit cases, it is estimated that twenty to thirty percent will actually submit cases to RMD/RIDS. The time burden of the respondents is less than 15 minutes per form.</P>
        <P>(6)<E T="03">An estimate of the total public burden (in hours) associated with this collection:</E>There are approximately 1,350 hours, annual burden, associated with this information collection.</P>
        <P>If additional information is required contact: Jerri Murray, Department Clearance Officer, Policy and Planning Staff, Justice Management Division, United States Department of Justice, Two Constitution Square, 145 N Street NE., Room 2E-508, Washington, DC 20530.</P>
        <SIG>
          <NAME>Jerri Murray,</NAME>
          <TITLE>Department Clearance Officer, United States Department of Justice.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-83 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-02-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
        <SUBAGY>Office of Justice Programs</SUBAGY>
        <DEPDOC>[OMB Number 1121-0147]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities: Proposed Collection; Comments Requested; Reinstatement, With Change, of a Previously Approved Collection for Which Approval Has Expired: 2012-2013 Census of State and Federal Adult Correctional Facilities</SUBJECT>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>30-Day Notice of Information Collection under review.</P>
        </ACT>

        <P>The Department of Justice (DOJ), Office of Justice Programs, Bureau of Justice Statistics will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995. The proposed information collected is published to obtain comments from the public and affected agencies. The proposed information collected was previously published in the<E T="04">Federal Register</E>Volume 76, Number 210, page 67224-67225, on October 31, 2011, allowing a 60-day comment period.</P>
        <P>The purpose of this notice is to allow for an additional 30 days for public comment until February 8, 2012. This process is conducted in accordance with 5 CFR 1320.10.</P>
        <P>Written comments and/or suggestions regarding the items contained in this notice, especially the estimated public burden or associated response time, should be directed to The Office of Management and Budget, Officer of Information and Regulatory Affairs, Attention Department of Justice Desk Officer, Washington DC 20503. Additionally, comments may be submitted to OMB via facsimile to (202) 395-7285.</P>
        <P>Request written comments and suggestions from the public and affected agencies concerning the proposed collection of information are encouraged. Your comments should address one or more of the following four points:</P>
        <P>(1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
        <P>(2) Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
        <P>(3) Enhance the quality, utility and clarity of the information to be collected; and</P>

        <P>(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology,<E T="03">e.g.</E>permitting electronic submission of responses.</P>
        <HD SOURCE="HD1">Overview of This Information Collection</HD>
        <P>(1)<E T="03">Type of information collection:</E>Reinstatement, with change, of a previously approved collection for which approval has expired.</P>
        <P>(2)<E T="03">The title of the Form/Collection:</E>2012-2013 Census of State and Federal Adult Correctional Facilities.</P>
        <P>(3)<E T="03">Agency form number, if any, and the applicable component of the Department of Justice sponsoring the collection:</E>Form Number: CJ-43A Individual Facility List; CJ-43B: Individual Facility Information; and CJ-43 2013 Census of State and Federal Adult Correctional Facilities (under development; this form will be submitted to OMB in a substantive change package in 2012). Corrections Statistics Unit, Bureau of Justice Statistics, Office of Justice Programs, United States Department of Justice.</P>
        <P>(4)<E T="03">Affected public who will be asked to respond, as well as a brief abstract:</E>Primary: State Departments of Corrections authorities. Others: Authorities from the Federal Bureau of Prisons and administrators of privately-operated prison facilities. The Census of State and Federal Correctional Facilities obtains information on individual facilities designed to house adults sentenced to confinement by State, Federal, or District of Columbia courts. These facilities include prisons, penitentiaries, and correctional institutions; boot camps; prison farms; reception, diagnostic, and classification centers; road camps; forestry and conservation camps; youthful offender facilities (except in California); vocational training facilities; prison hospitals; drug and alcohol treatment facilities; prerelease centers; halfway houses; and State-operated local detention facilities.</P>
        <P>The CJ-43A, Facility Roster: an estimated 71 respondents from state departments of correction, the Federal Bureau of Prisons, and corporations operating private prisons will be provided with a list of facilities in their jurisdictions (CJ-43A). Respondents will be asked to provide the information requested in the CJ-43B (see below) for each individual facility in their jurisdiction. Respondents can opt to use this listing to aid them in identifying individual facilities in operation on March 31, 2012, the anticipated survey reference date, or they can opt to provide the information based on a list of facilities generated through their own data systems. The CJ-43A is intended to be used as an aid and is not intended as an instrument to be filled out, so there is no burden associated with this instrument.</P>

        <P>The CJ-43B collection instrument: an estimated 71 respondents from state departments of correction, the Federal Bureau of Prisons, and corporations operating private prisons will be asked to provide basic facility information for an estimated 2,200 adult correctional facilities. The CJ-43B identifies the elements to be collected for each facility. These items include name and location of the facility, sex of inmates housed, physical security of the facility, percentage of inmates regularly permitted to leave the facility unaccompanied, a one-day count of inmates by sex, and future plans to modify or close the facility. Based on the preference of the respondent, these data can be submitted via an electronic datafile generated from the respondent's information management system or via individual forms for each facility. The Bureau of Justice Statistics will use information obtained from the CJ-43B to develop a sampling frame for future inmate surveys as well as to respond to<PRTPAGE P="1088"/>queries from the U.S. Congress, Executive Office of the President, the U.S. Supreme Court, state officials, international organizations, researchers, students, the media, and others seeking facility-level statistics.</P>
        <P>The CJ-43: Respondents from state departments of correction, the Federal Bureau of Prisons, and corporations operating private prisons will be asked to provide detailed facility information for an estimated 2,200 facilities in operation. This collection instrument is under development, but is expected to include items regarding facility characteristics, such as facility functions, capacity, and court orders or consent decrees under which facilities are operating; population characteristics, including special populations housed; staff characteristics; measures of facility security; and facility programs. BJS expects to consult with corrections experts and professionals to determine other topical items to be included in this collection. These statistics will provide a snapshot of adult correctional institutions in the United States and will be used to respond to queries from administrators, legislators, researchers, and planners to track changes in the numbers and types of facilities in operation, changes in staffing, security issues, and programs/services available to inmates in the state and federal correctional systems. A supplemental approval will be submitted to OMB when the materials are ready for review.</P>
        <P>(5)<E T="03">An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond:</E>2,200 responses at 15 minutes each for the CJ-43B. The estimated time is based on feedback from state and federal corrections department staff. The total burden estimate is based on the conservative assumption that all respondents would submit separate forms for each facility; however, it is expected that the majority of respondents will choose to submit a single electronic file generated from their information management systems. The CJ-43 is still in the planning stages. A supplemental approval and burden adjustment will be sought through OMB when the materials are ready for review.</P>
        <P>(6)<E T="03">An estimate of the total public burden (in hours) associated with the collection:</E>There are an estimated 550 annual total burden hours associated with the collection.</P>
        <P>If additional information is required contact: Jerri Murray, Department Clearance Officer, United States Department of Justice, Justice Management Division, Policy and Planning Staff, Two Constitution Square, 145 N Street NE., Suite 2E-508, Washington, DC 20530.</P>
        <SIG>
          <NAME>Jerri Murray,</NAME>
          <TITLE>Department Clearance Officer, PRA, U.S. Department of Justice.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-91 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4410-18-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <SUBJECT>Secretary's Order 1-2011; Delegation of Authority and Assignment of Responsibilities to the Employee Benefits Security Administration</SUBJECT>
        <P>1.<E T="03">Purpose.</E>To delegate authority and assign responsibilities for the administration of the Department of Labor's responsibilities under the Employee Retirement Income Security Act of 1974 (ERISA), Federal Employees' Retirement System Act of 1986 (FERSA), and certain other statutes.</P>
        <P>2.<E T="03">Authority and Directives Affected.</E>This Order supersedes Secretary's Order 3-2010 (September 2, 2010).</P>
        <P>3.<E T="03">Background.</E>ERISA places responsibility in the Department of Labor for the administration of a comprehensive program to protect the interests of participants and beneficiaries of private sector employee benefit plans. This Order delegates the Secretary of Labor's authority and assigns responsibility for ERISA and for specified other laws to the Assistant Secretary for Employee Benefits Security.</P>
        <P>In particular, this Order delegates the Secretary's authority and assigns responsibility under sections 45R and 4980H of the Internal Revenue Code, as added by sections 1421 and 1513, respectively, of Public Law 111-148, the Patient Protection and Affordable Care Act, 124 Stat. 119 (2010). The duties delegated to the Assistant Secretary include authority and responsibility to define the term “seasonal worker” under 26 U.S.C. 45R(d)(5)(B) and 4980H(c)(2)(B)(ii).</P>
        <P>All other authorities and responsibilities set forth in this Order were delegated or assigned previously to the Assistant Secretary for EBSA in Secretary's Order 3-2010, and this Order continues those delegations and assignments in full force and effect, except as expressly modified herein.</P>
        <P>4.<E T="03">Delegation of Authority and Assignment of Responsibilities.</E>
        </P>
        <P>A. Except as hereinafter provided, the Assistant Secretary for Employee Benefits Security is delegated the authority and assigned the responsibilities of the Secretary of Labor—</P>
        <P>(1) Under the following statutes, including any amendments:</P>
        <P>(a) The Employee Retirement Income Security Act of 1974, as amended, except for subtitle C of Title III and Title IV (29 U.S.C. 1001-1232);</P>
        <P>(b) The Welfare and Pension Plans Disclosure Act of 1958, as amended Public Law 85-836, 72 Stat. 997; Public Law 86-624, 74 Stat. 417; Public Law 87-420, 76 Stat. 35;</P>
        <P>(c) The Federal Employees' Retirement System Act of 1986 (5 U.S.C. 8401-8479);</P>
        <P>(d) The Health Insurance Portability and Accountability Act of 1996, Public Law 104-191, 110 Stat. 1936;</P>
        <P>(e) Section 311(b) the Children's Health Insurance Program Reauthorization Act of 2009, Public Law 111-3, 123 Stat. 65;</P>
        <P>(f) Section 3001 of the American Recovery and Reinvestment Act of 2009 Public Law 111-5;</P>
        <P>(g) Sections 18A and 18B of the Fair Labor Standards Act of 1938, as amended, 29 U.S.C. sections 218A and 218B, and the associated FLSA authorities in sections 9 and 11 (29 U.S.C. 209 and 211) to issue subpoenas and conduct investigations under sections 18A and 18B, and any other authority and responsibilities granted the Secretary to enforce sections 18A and 18B of the FLSA;</P>
        <P>(h) Sections 45R and 4980H of the Internal Revenue Code, 26 U.S.C. 45R and 4980H; and</P>
        <P>(i) As directed by the Secretary, such additional Federal acts similar to or related to those listed in paragraphs (a) through (h), above, that from time to time may assign additional authority or responsibilities to the Department or the Secretary.</P>
        <P>(2) To request information the Internal Revenue Service (IRS) possesses for use in connection with the administration of Title I of ERISA of 1974.</P>
        <P>B.<E T="03">The Solicitor of Labor</E>is responsible for providing legal advice and assistance to all officials of the Department relating to the administration of the statutes listed in paragraph 4.A.(1) of this Order, for bringing appropriate legal actions on behalf of the Secretary, and representing the Secretary in all civil proceedings. The Solicitor of Labor is also authorized to request information the IRS possesses for use in connection with the administration of Title I of ERISA.</P>
        <P>C.<E T="03">The Inspector General</E>is authorized to request information the IRS possesses for use in connection with the administration of Title I of ERISA.</P>
        <P>5.<E T="03">Reservation of Authority.</E>
          <PRTPAGE P="1089"/>
        </P>
        <P>A. The submission of reports and recommendations to the President and the Congress concerning the administration of the statutes listed in paragraph 4.A.(1) of this Order and responsibilities under Subtitle C of Title III of ERISA are reserved to the Secretary.</P>
        <P>B. The Pension Benefit Guaranty Corporation carries out responsibilities under Title IV of ERISA.</P>
        <P>C. Except as expressly provided, nothing in this Order limits or modifies the provisions of any other Order, including Secretary's Order 4-2006 (Office of Inspector General).</P>
        <P>6.<E T="03">Effective Date.</E>This Order is effective immediately.</P>
        <SIG>
          <DATED>Dated: December 21, 2011.</DATED>
          <NAME>Hilda L. Solis,</NAME>
          <TITLE>Secretary of Labor.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-113 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4510-23-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">NUCLEAR REGULATORY COMMISSION</AGENCY>
        <DEPDOC>[NRC-2012-0002]</DEPDOC>
        <SUBJECT>Sunshine Act Meetings</SUBJECT>
        <PREAMHD>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>
            <E T="03">Agency Holding the Meetings:</E>Nuclear Regulatory Commission</P>
        </PREAMHD>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Week of January 9, 2012.</P>
          <P>
            <E T="03">Place:</E>Commissioners' Conference Room, 11555 Rockville Pike, Rockville, Maryland.</P>
          <P>
            <E T="03">Status:</E>Public and Closed.</P>
        </DATES>
        <PREAMHD>
          <HD SOURCE="HED">Additional Items To Be Considered:</HD>
          <P/>
        </PREAMHD>
        <HD SOURCE="HD1">Week of January 9, 2012</HD>
        <HD SOURCE="HD2">Wednesday, January 11, 2012</HD>
        <P>10 a.m. Discussion of Management and Personnel Issues (Closed—Ex. 2 and 6).</P>
        <STARS/>
        <P>* The schedule for Commission meetings is subject to change on short notice. To verify the status of meetings, call (recording)—(301) 415-1292. Contact person for more information: Rochelle Bavol, (301) 415-1651.</P>
        <STARS/>

        <P>The NRC Commission Meeting Schedule can be found on the Internet at:<E T="03">www.nrc.gov/about-nrc/policy-making/schedule.html.</E>
        </P>
        <STARS/>

        <P>The NRC provides reasonable accommodation to individuals with disabilities where appropriate. If you need a reasonable accommodation to participate in these public meetings, or need this meeting notice or the transcript or other information from the public meetings in another format (e.g. braille, large print), please notify Bill Dosch, Chief, Work Life and Benefits Branch, at (301) 415-6200, TDD: (301) 415-2100, or by email at<E T="03">william.dosch@nrc.gov.</E>Determinations on requests for reasonable accommodation will be made on a case-by-case basis.</P>
        <STARS/>

        <P>This notice is distributed electronically to subscribers. If you no longer wish to receive it, or would like to be added to the distribution, please contact the Office of the Secretary, Washington, DC 20555 (301) 415-1969, or send an email to<E T="03">darlene.wright@nrc.gov.</E>
        </P>
        <SIG>
          <DATED>Dated: January 4, 2012.</DATED>
          <NAME>Rochelle C. Bavol,</NAME>
          <TITLE>Policy Coordinator, Office of the Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-201 Filed 1-5-12; 11:15 am]</FRDOC>
      <BILCOD>BILLING CODE 7590-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">POSTAL REGULATORY COMMISSION</AGENCY>
        <DEPDOC>[Docket No. CP2012-9; Order No. 1096]</DEPDOC>
        <SUBJECT>New Postal Product</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Postal Regulatory Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commission is noticing a recently-filed Postal Service request to add a Global Direct Contracts 1 contract to the competitive product list. This notice addresses procedural steps associated with the filing.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Comments are due:</E>January 10, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Submit comments electronically by accessing the “Filing Online” link in the banner at the top of the Commission's Web site (<E T="03">http://www.prc.gov</E>) or by directly accessing the Commission's Filing Online system at<E T="03">https://www.prc.gov/prc-pages/filing-online/login.aspx.</E>Commenters who cannot submit their views electronically should contact the person identified in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section as the source for case-related information for advice on alternatives to electronic filing.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Stephen L. Sharfman, General Counsel, at (202) 789-6820 (case-related information) or<E T="03">DocketAdmins@prc.gov</E>(electronic filing assistance).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP>I. Background</FP>
          <FP>II. Notice of Filing</FP>
          <FP>III. Ordering Paragraphs</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Background</HD>
        <P>On December 29, 2011, the Postal Service filed a notice announcing its intent to enter into an additional Global Direct Contracts 1 agreement (Agreement).<SU>1</SU>
          <FTREF/>Global Direct Contracts provide a rate for mail acceptance within the United States, transportation to a receiving country of mail that bears the destination country's indicia, and payment by the Postal Service of the appropriate settlement charges to the receiving country.<SU>2</SU>
          <FTREF/>The Postal Service believes that the instant Agreement should be included within the Global Direct Contracts 1 product because it is functionally equivalent to the Global Direct Contracts 1 agreement in Docket Nos. MC2010-17 and CP2010-18. Notice at 2.</P>
        <FTNT>
          <P>
            <SU>1</SU>Notice of United States Postal Service Filing of Functionally Equivalent Global Direct Contracts 1 Negotiated Service Agreement, December 29, 2011 (Notice).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>2</SU>Decision of the Governors of the United States Postal Service on the Establishment of Prices and Classifications for Global Direct, Global Bulk Economy, and Global Plus Contracts, Docket Nos. MC2008-7, CP2008-16 and CP2008-17, issued July 16, 2008 (Governors' Decision No. 08-10). The Commission revised the Mail Classification Schedule language proposed in Governors' Decision No. 08-10 to reflect the actual payment practice under typical Global Direct Contracts.<E T="03">See</E>Docket Nos. MC2009-9, CP2009-10 and CP2009-11, Order Concerning Global Direct Contracts Negotiated Service Agreements, December 19, 2008, at 9 (Order No. 153).</P>
        </FTNT>
        <P>
          <E T="03">The instant Agreement.</E>The Postal Service filed the instant Agreement under 39 CFR 3015.5.<E T="03">Id.</E>In addition, the Postal Service contends that the Agreement is consistent with Order No. 386.<SU>3</SU>

          <FTREF/>The Postal Service states that the instant Agreement succeeds the Global Direct Contract in Docket No. CP2011-52, which is scheduled to expire January 15, 2012.<E T="03">Id.</E>at 2-3. The term of the instant Agreement begins on January 16, 2011 and ends in January 2013 on the day before Canada Post Corporation implements price changes for its domestic Admail.<E T="03">Id.</E>at 3, Attachment 1 at 7. If prices for Admail do not change during January 2013, then the instant Agreement is scheduled to expire January 31, 2013.<E T="03">Id.</E>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Docket Nos. MC2010-17 and CP2010-18, Order Concerning Filing of Functionally Equivalent Global Direct Contracts 1 Negotiated Service Agreement, January 11, 2010 (Order No. 386).</P>
        </FTNT>
        <P>To support its Notice, the Postal Service filed four attachments as follows:</P>
        <P>• Attachment 1—a redacted copy of the contract;</P>
        <P>• Attachment 2—a certified statement required by 39 CFR 3015.5(c)(2);</P>

        <P>• Attachment 3—a redacted copy of Governors' Decision No. 08-10, which establishes prices and classifications for<PRTPAGE P="1090"/>Global Direct, Global Bulk Economy, and Global Plus Contracts; and</P>
        <P>• Attachment 4—an application for non-public treatment of materials to maintain redacted portions of the contract and supporting documents under seal.</P>

        <P>The Postal Service states that the instant Agreement fits within the Mail Classification Schedule language for Global Direct Contracts included in Governors' Decision No. 08-10, with the modification proposed by the Commission to reflect the actual payment practice under these types of agreements.<E T="03">Id.</E>at 2 (<E T="03">citing</E>Order No. 153 at 9).</P>

        <P>The Notice advances reasons why the instant Agreement is functionally equivalent to the previous Global Direct Contracts 1 agreement in Docket Nos. MC2010-17 and CP2010-18.<E T="03">Id.</E>at 3. Aside from cosmetic or customer-specific updates, the Postal Service contends that the only differences are that the instant Agreement (1) concerns Global Direct service used with Admail to Canada; (2) contains more detailed procedures relating to penalties for mail that does not comply with applicable regulations; (3) addresses actual and potential changes in pricing; and (4) revises minimum commitments and annexes.<E T="03">Id.</E>at 3-4. Despite these differences, the Postal Service contends that the instant contract is functionally equivalent to the Global Direct Contracts 1 agreement filed previously because the core terms and conditions remain the same.<E T="03">Id.</E>at 4.</P>

        <P>The Postal Service asserts that “the cost and market characteristics of this agreement are substantially similar to those of prior Global Direct contracts” and that the Agreement complies with the requirements of 39 U.S.C. 3633.<E T="03">Id.</E>It requests that the Commission include this Agreement within the Global Direct Contracts 1 product.<E T="03">Id.</E>
        </P>
        <HD SOURCE="HD1">II. Notice of Filing</HD>
        <P>The Commission establishes Docket No. CP2012-9 to consider matters related to the contract identified in the Notice.</P>

        <P>Interested persons may submit comments on whether the Postal Service's contract is consistent with the policies of 39 U.S.C. 3632 or 3633 and 39 CFR part 3015. Comments are due no later than January 10, 2012. The public portions of these filings can be accessed via the Commission's Web site (<E T="03">http://www.prc.gov</E>).</P>
        <P>The Commission appoints Natalie Rea Ward to serve as Public Representative in the captioned filings.</P>
        <HD SOURCE="HD1">III. Ordering Paragraphs</HD>
        <HD SOURCE="HD2">
          <E T="03">It is Ordered</E>
        </HD>
        <P>1. The Commission establishes Docket No. CP2012-9 to consider matters raised by the Postal Service's Notice.</P>
        <P>2. Comments by interested persons in these proceedings are due no later than January 10, 2012.</P>
        <P>3. Pursuant to 39 U.S.C. 505, Natalie Rea Ward is appointed to serve as the officer of the Commission (Public Representative) to represent the interests of the general public in these proceedings.</P>

        <P>4. The Secretary shall arrange for publication of this order in the<E T="04">Federal Register</E>.</P>
        <SIG>
          <FP>By the Commission.</FP>
          <NAME>Shoshana M. Grove,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-145 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7710-FW-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">POSTAL REGULATORY COMMISSION</AGENCY>
        <DEPDOC>[Docket No. A2012-93; Order No. 1081]</DEPDOC>
        <SUBJECT>Post Office Closing</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Postal Regulatory Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This document informs the public that an appeal of the closing of the Odin, Minnesota post office has been filed. It identifies preliminary steps and provides a procedural schedule. Publication of this document will allow the Postal Service, petitioners, and others to take appropriate action.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>January 24, 2012, 4:30 p.m., Eastern Time: Deadline for answering brief in support of the Postal Service.<E T="03">See</E>the Procedural Schedule in the<E T="02">SUPPLEMENTARY INFORMATION</E>section for other dates of interest.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Submit comments electronically by accessing the “Filing Online” link in the banner at the top of the Commission's Web site (<E T="03">http://www.prc.gov</E>) or by directly accessing the Commission's Filing Online system at<E T="03">https://www.prc.gov/prc-pages/filing-online/login.aspx.</E>Commenters who cannot submit their views electronically should contact the person identified in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section as the source for case-related information for advice on alternatives to electronic filing.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Stephen L. Sharfman, General Counsel, at (202) 789-6820 (case-related information) or<E T="03">DocketAdmins@prc.gov</E>(electronic filing assistance).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Notice is hereby given that, pursuant to 39 U.S.C. 404(d), the Commission received two petitions for review of the Postal Service's determination to close the Odin post office in Odin, Minnesota. The first petition for review received November 30, 2011, was filed by Paul S. Berg. The second petition for review received November 30, 2011, was filed by Robert D. Harder. The earliest postmark date is November 19, 2011. The Commission hereby institutes a proceeding under 39 U.S.C. 404(d)(5) and establishes Docket No. A2012-93 to consider Petitioners' appeal. If Petitioners would like to further explain their position with supplemental information or facts, Petitioners may either file a Participant Statement on PRC Form 61 or file a brief with the Commission no later than January 5, 2012.</P>
        <P>Notwithstanding the Postal Service's determination to close this post office, on December 15, 2011, the Postal Service advised the Commission that it “will delay the closing or consolidation of any Post Office until May 15, 2012”.<SU>1</SU>

          <FTREF/>The Postal Service further indicated that it “will proceed with the discontinuance process for any Post Office in which a Final Determination was already posted as of December 12, 2011, including all pending appeals.”<E T="03">Id.</E>It stated that the only “Post Offices” subject to closing prior to May 16, 2012, are those that were not in operation on, and for which a Final Determination was posted as of, December 12, 2011. It affirmed that it “will not close or consolidate any other Post Office prior to May 16, 2012.”<E T="03">Id.</E>Lastly, the Postal Service requested the Commission “to continue adjudicating appeals as provided in the 120-day decisional schedule for each proceeding.”<E T="03">Id.</E>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>United States Postal Service Notice of Status of the Moratorium on Post Office Discontinuance Actions, December 15, 2011, (Notice).</P>
        </FTNT>
        <P>The Postal Service's Notice outlines the parameters of its newly announced discontinuance policy. Pursuant to the Postal Service's request, the Commission will fulfill its appellate responsibilities under 39 U.S.C. 404(d)(5).</P>
        <P>
          <E T="03">Categories of issues apparently raised.</E>Petitioners contend that (1) the Postal Service failed to consider whether or not it will continue to provide a maximum degree of effective and regular postal services to the community (<E T="03">see</E>39 U.S.C. 404(d)(2)(A)(iii)); and (2) the Postal Service failed to provide substantial evidence in support of the determination (<E T="03">see</E>39 U.S.C. 404(d)(5)(c)).<PRTPAGE P="1091"/>
        </P>

        <P>After the Postal Service files the administrative record and the Commission reviews it, the Commission may find that there are more legal issues than those set forth above, or that the Postal Service's determination disposes of one or more of those issues. The deadline for the Postal Service to file the applicable administrative record is within 15 days after the date on which the petition for review was filed with the Commission.<E T="03">See</E>39 CFR 3001.113. In addition, the due date for any responsive pleading by the Postal Service is also within 15 days after the date on which the petition for review was filed with the Commission.</P>
        <P>
          <E T="03">Availability; Web site posting.</E>The Commission has posted the appeal and supporting material on its Web site at<E T="03">http://www.prc.gov.</E>Additional filings in this case and participant's submissions also will be posted on the Web site, if provided in electronic format or amenable to conversion, and not subject to a valid protective order. Information on how to use the Commission's Web site is available online or by contacting the Commission's Webmaster via telephone at (202) 789-6873 or via electronic mail at<E T="03">prc-webmaster@prc.gov.</E>
        </P>

        <P>The appeal and all related documents are also available for public inspection in the Commission's docket section. Docket section hours are 8 a.m. to 4:30 p.m., Eastern Time, Monday through Friday, except on Federal government holidays. Docket section personnel may be contacted via electronic mail at<E T="03">prc-dockets@prc.gov</E>or via telephone at (202) 789-6846.</P>
        <P>
          <E T="03">Filing of documents.</E>All filings of documents in this case shall be made using the Internet (Filing Online) pursuant to Commission rules 9(a) and 10(a) at the Commission's Web site,<E T="03">http://www.prc.gov,</E>unless a waiver is obtained.<E T="03">See</E>39 CFR 3001.9(a) and 3001.10(a). Instructions for obtaining an account to file documents online may be found on the Commission's Web site,<E T="03">http://www.prc.gov,</E>or by contacting the Commission's docket section at<E T="03">prc-dockets@prc.gov</E>or via telephone at (202) 789-6846.</P>
        <P>Commission reserves the right to redact personal information which may infringe on an individual's privacy rights from documents filed in this proceeding.</P>
        <P>
          <E T="03">Intervention.</E>Persons, other than the Petitioners and respondents, wishing to be heard in this matter are directed to file a notice of intervention.<E T="03">See</E>39 CFR 3001.111(b). Notices of intervention in this case are to be filed on or before January 23, 2012. A notice of intervention shall be filed using the Internet (Filing Online) at the Commission's Web site,<E T="03">http://www.prc.gov,</E>unless a waiver is obtained for hardcopy filing.<E T="03">See</E>39 CFR 3001.9(a) and 3001.10(a).</P>
        <P>
          <E T="03">Further procedures.</E>By statute, the Commission is required to issue its decision within 120 days from the date it receives the appeal.<E T="03">See</E>39 U.S.C. 404(d)(5). A procedural schedule has been developed to accommodate this statutory deadline. In the interest of expedition, in light of the 120-day decision schedule, the Commission may request the Postal Service or other participants to submit information or memoranda of law on any appropriate issue. As required by Commission rules, if any motions are filed, responses are due 7 days after any such motion is filed.<E T="03">See</E>39 CFR 3001.21.</P>
        <P>
          <E T="03">It is ordered:</E>
        </P>
        <P>1. The procedural schedule listed below is hereby adopted.</P>
        <P>2. Pursuant to 39 U.S.C. 505, Pamela A. Thompson is designated officer of the Commission (Public Representative) to represent the interests of the general public.</P>

        <P>3. The Secretary shall arrange for publication of this notice and order and Procedural Schedule in the<E T="04">Federal Register</E>.</P>
        <SIG>
          <P>By the Commission.</P>
          <NAME>Shoshana M. Grove,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
        <GPOTABLE CDEF="xs150,r100" COLS="2" OPTS="L2,p1,8/9,i1">
          <TTITLE>Procedural Schedule</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1"/>
          </BOXHD>
          <ROW>
            <ENT I="01">November 30, 2011</ENT>
            <ENT>Filing of Appeal.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">December 15, 2011</ENT>
            <ENT>Deadline for the Postal Service to file the applicable administrative record in this appeal.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">December 15, 2011</ENT>
            <ENT>Deadline for the Postal Service to file any responsive pleading.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">January 23, 2012</ENT>
            <ENT>Deadline for notices to intervene (<E T="03">see</E>39 CFR 3001.111(b)).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">January 4, 2012</ENT>

            <ENT>Deadline for Petitioners' Form 61 or initial brief in support of petition (<E T="03">see</E>39 CFR 3001.115(a) and (b)).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">January 24, 2012</ENT>

            <ENT>Deadline for answering brief in support of the Postal Service (<E T="03">see</E>39 CFR 3001.115(c)).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">February 8, 2012</ENT>

            <ENT>Deadline for reply briefs in response to answering briefs (<E T="03">see</E>39 CFR 3001.115(d)).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">February 15, 2012</ENT>

            <ENT>Deadline for motions by any party requesting oral argument; the Commission will schedule oral argument only when it is a necessary addition to the written filings (<E T="03">see</E>39 CFR 3001.116).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">March 16, 2012</ENT>

            <ENT>Expiration of the Commission's 120-day decisional schedule (<E T="03">see</E>39 U.S.C. 404(d)(5)).</ENT>
          </ROW>
        </GPOTABLE>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-77 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7710-FW-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">POSTAL REGULATORY COMMISSION</AGENCY>
        <DEPDOC>[Docket No. A2012-94; Order No. 1082]</DEPDOC>
        <SUBJECT>Post Office Closing</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Postal Regulatory Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This document informs the public that an appeal of the closing of the Alvord, Iowa post office has been filed. It identifies preliminary steps and provides a procedural schedule. Publication of this document will allow the Postal Service, petitioners, and others to take appropriate action.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>January 25, 2012, 4:30 p.m., Eastern Time: Deadline for answering brief in support of the Postal Service.<E T="03">See</E>the Procedural Schedule in the<E T="02">SUPPLEMENTARY INFORMATION</E>section for other dates of interest.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Submit comments electronically by accessing the “Filing Online” link in the banner at the top of the Commission's Web site (<E T="03">http://www.prc.gov</E>) or by directly accessing the Commission's Filing Online system at<E T="03">https://www.prc.gov/prc-pages/filing-online/login.aspx.</E>Commenters who cannot submit their views electronically should contact the person identified in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section as the source for case-related information for advice on alternatives to electronic filing.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Stephen L. Sharfman, General Counsel, at (202) 789-6820 (case-related information) or<E T="03">DocketAdmins@prc.gov</E>(electronic filing assistance).</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>Notice is hereby given that, pursuant to 39 U.S.C. 404(d), the Commission received five petitions for review of the Postal Service's determination to close the Alvord post office in Alvord, Iowa. The first petition for review received<PRTPAGE P="1092"/>December 1, 2011, was filed by Dr. and Mrs. Robert Hodgson. The second petition for review received December 6, 2011, was filed by Jackie Knobloch. The third petition for review received December 6, 2011, was filed by Janet Newborg. The fourth petition for review received December 7, 2011, was filed by Joanne C. Smith. The fifth petition for review received December 9, 2011, was filed by Elaine Childress. The earliest postmark date is November 25, 2011. The Commission hereby institutes a proceeding under 39 U.S.C. 404(d)(5) and establishes Docket No. A2012-94 to consider Petitioners' appeal. If Petitioners would like to further explain their position with supplemental information or facts, Petitioners may either file a Participant Statement on PRC Form 61 or file a brief with the Commission no later than January 5, 2012.</P>
        <P>Notwithstanding the Postal Service's determination to close this post office, on December 15, 2011, the Postal Service advised the Commission that it “will delay the closing or consolidation of any Post Office until May 15, 2012”.<SU>1</SU>

          <FTREF/>The Postal Service further indicated that it “will proceed with the discontinuance process for any Post Office in which a Final Determination was already posted as of December 12, 2011, including all pending appeals.”<E T="03">Id.</E>It stated that the only “Post Offices” subject to closing prior to May 16, 2012 are those that were not in operation on, and for which a Final Determination was posted as of, December 12, 2011. It affirmed that it “will not close or consolidate any other Post Office prior to May 16, 2012.”<E T="03">Id.</E>Lastly, the Postal Service requested the Commission “to continue adjudicating appeals as provided in the 120-day decisional schedule for each proceeding.”<E T="03">Id.</E>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>United States Postal Service Notice of Status of the Moratorium on Post Office Discontinuance Actions, December 15, 2011, (Notice).</P>
        </FTNT>
        <P>The Postal Service's Notice outlines the parameters of its newly announced discontinuance policy. Pursuant to the Postal Service's request, the Commission will fulfill its appellate responsibilities under 39 U.S.C. 404(d)(5).</P>
        <P>
          <E T="03">Categories of issues apparently raised.</E>Petitioners contend that (1) the Postal Service failed to consider the effect of the closing on the community (<E T="03">see</E>39 U.S.C. 404(d)(2)(A)(i)); (2) the Postal Service failed to consider whether or not it will continue to provide a maximum degree of effective and regular postal services to the community (<E T="03">see</E>39 U.S.C. 404(d)(2)(A)(iii)); and (3) the Postal Service failed to adequately consider the economic savings resulting from the closure (<E T="03">see</E>39 U.S.C. 404(d)(2)(A)(iv)).</P>

        <P>After the Postal Service files the administrative record and the Commission reviews it, the Commission may find that there are more legal issues than those set forth above, or that the Postal Service's determination disposes of one or more of those issues. The deadline for the Postal Service to file the applicable administrative record is within 15 days after the date on which the petition for review was filed with the Commission.<E T="03">See</E>39 CFR 3001.113. In addition, the due date for any responsive pleading by the Postal Service is also within 15 days after the date on which the petition for review was filed with the Commission.</P>
        <P>
          <E T="03">Availability; Web site posting.</E>The Commission has posted the appeal and supporting material on its Web site at<E T="03">http://www.prc.gov.</E>Additional filings in this case and participant's submissions also will be posted on the Web site, if provided in electronic format or amenable to conversion, and not subject to a valid protective order. Information on how to use the Commission's Web site is available online or by contacting the Commission's webmaster via telephone at (202) 789-6873 or via electronic mail at<E T="03">prc-webmaster@prc.gov.</E>
        </P>

        <P>The appeal and all related documents are also available for public inspection in the Commission's docket section. Docket section hours are 8 a.m. to 4:30 p.m., Eastern Time, Monday through Friday, except on Federal government holidays. Docket section personnel may be contacted via electronic mail at<E T="03">prc-dockets@prc.gov</E>or via telephone at (202) 789-6846.</P>
        <P>
          <E T="03">Filing of documents.</E>All filings of documents in this case shall be made using the Internet (Filing Online) pursuant to Commission rules 9(a) and 10(a) at the Commission's Web site,<E T="03">http://www.prc.gov,</E>unless a waiver is obtained.<E T="03">See</E>39 CFR 3001.9(a) and 3001.10(a). Instructions for obtaining an account to file documents online may be found on the Commission's Web site,<E T="03">http://www.prc.gov,</E>or by contacting the Commission's docket section at<E T="03">prc-dockets@prc.gov</E>or via telephone at (202) 789-6846.</P>
        <P>Commission reserves the right to redact personal information which may infringe on an individual's privacy rights from documents filed in this proceeding.</P>
        <P>
          <E T="03">Intervention.</E>Persons, other than the Petitioners and respondents, wishing to be heard in this matter are directed to file a notice of intervention.<E T="03">See</E>39 CFR 3001.111(b). Notices of intervention in this case are to be filed on or before January 23, 2012. A notice of intervention shall be filed using the Internet (Filing Online) at the Commission's Web site,<E T="03">http://www.prc.gov,</E>unless a waiver is obtained for hardcopy filing.<E T="03">See</E>39 CFR 3001.9(a) and 3001.10(a).</P>
        <P>
          <E T="03">Further procedures.</E>By statute, the Commission is required to issue its decision within 120 days from the date it receives the appeal.<E T="03">See</E>39 U.S.C. 404(d)(5). A procedural schedule has been developed to accommodate this statutory deadline. In the interest of expedition, in light of the 120-day decision schedule, the Commission may request the Postal Service or other participants to submit information or memoranda of law on any appropriate issue. As required by Commission rules, if any motions are filed, responses are due 7 days after any such motion is filed.<E T="03">See</E>39 CFR 3001.21.</P>
        <P>
          <E T="03">It is ordered:</E>
        </P>
        <P>1. The procedural schedule listed below is hereby adopted.</P>
        <P>2. Pursuant to 39 U.S.C. 505, Laura R. Schwartz is designated officer of the Commission (Public Representative) to represent the interests of the general public.</P>

        <P>3. The Secretary shall arrange for publication of this notice and order and Procedural Schedule in the<E T="04">Federal Register</E>.</P>
        <SIG>
          <P>By the Commission.</P>
          <NAME>Shoshana M. Grove,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
        <GPOTABLE CDEF="xs150,r100" COLS="2" OPTS="L2,p1,8/9,i1">
          <TTITLE>Procedural Schedule</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1"/>
          </BOXHD>
          <ROW>
            <ENT I="01">December 1, 2011</ENT>
            <ENT>Filing of Appeal.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">December 16, 2011</ENT>
            <ENT>Deadline for the Postal Service to file the applicable administrative record in this appeal.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">December 16, 2011</ENT>
            <ENT>Deadline for the Postal Service to file any responsive pleading.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">January 23, 2012</ENT>
            <ENT>Deadline for notices to intervene (<E T="03">see</E>39 CFR 3001.111(b)).</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="1093"/>
            <ENT I="01">January 5, 2012</ENT>

            <ENT>Deadline for Petitioners' Form 61 or initial brief in support of petition (<E T="03">see</E>39 CFR 3001.115(a) and (b)).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">January 25, 2012</ENT>

            <ENT>Deadline for answering brief in support of the Postal Service (<E T="03">see</E>39 CFR 3001.115(c)).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">February 9, 2012</ENT>

            <ENT>Deadline for reply briefs in response to answering briefs (<E T="03">see</E>39 CFR 3001.115(d)).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">February 16, 2012</ENT>

            <ENT>Deadline for motions by any party requesting oral argument; the Commission will schedule oral argument only when it is a necessary addition to the written filings (<E T="03">see</E>39 CFR 3001.116).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">March 23, 2012</ENT>

            <ENT>Expiration of the Commission's 120-day decisional schedule (<E T="03">see</E>39 U.S.C. 404(d)(5)).</ENT>
          </ROW>
        </GPOTABLE>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-90 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7710-FW-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">RAILROAD RETIREMENT BOARD</AGENCY>
        <SUBJECT>Proposed Collection; Comment Request</SUBJECT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with the requirement of Section 3506 (c)(2)(A) of the Paperwork Reduction Act of 1995 which provides opportunity for public comment on new or revised data collections, the Railroad Retirement Board (RRB) will publish periodic summaries of proposed data collections.</P>
          <P>
            <E T="03">Comments are invited on:</E>(a) Whether the proposed information collection is necessary for the proper performance of the functions of the agency, including whether the information has practical utility; (b) the accuracy of the RRB's estimate of the burden of the collection of the information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden related to the collection of information on respondents, including the use of automated collection techniques or other forms of information technology.</P>
          <P>1.<E T="03">Title and purpose of information collection:</E>Application for Employee Annuity Under the Railroad Retirement Act; OMB 3220-0002.</P>
          <P>Section 2a of the Railroad Retirement Act (RRA) provides for payments of age and service, disability, and supplemental annuities to qualified employees. An annuity cannot be paid until the employee stops working for a railroad employer. In addition, the age and service employee must relinquish any rights held to such jobs. A disabled employee does not need to relinquish employee rights until attaining Full Retirement Age, or if earlier, when their spouse files for a spouse annuity. Benefits become payable after the employee meets certain other requirements, which depend on the type of annuity payable. The requirements for obtaining the annuities are prescribed in 20 CFR parts 216 and 220.</P>

          <P>To collect the information needed to help determine an applicant's entitlement to, and the amount of, an employee retirement annuity the RRB uses Forms AA-1,<E T="03">Application for Employee Annuity;</E>AA-1d,<E T="03">Application for Determination of Employee Disability; G-204, Verification of Workers Compensation/Public Disability Benefit Information</E>and electronic Form AA-1cert,<E T="03">Application Summary and Certification.</E>
          </P>

          <P>The AA-1 application process obtains information from an applicant about their marital history, work history, military service, benefits from other governmental agencies, railroad pensions and Medicare entitlement for either an age and service or disability annuity. An RRB representative interviews the applicant either at a field office (preferred), an itinerant point, or by telephone. During the interview, the RRB representative enters the information obtained into an on-line information system. Upon completion of the interview, the on-line information system generates, for the applicant's review and traditional pen and ink “wet” signature, Form AA-1cert,<E T="03">Application Summary and Certification,</E>which summarizes the information that was provided or verified by the applicant. When the RRB representative is unable to contact the applicant in person or by telephone, for example, the applicant lives in another country, a manual version of Form AA-1 is used.</P>
          <P>Form AA-1d,<E T="03">Application for Determination of Employee's Disability,</E>is completed by an employee who is filing for a disability annuity under the RRA, or a disability freeze under the Social Security Act, for early Medicare based on a disability. Form G-204,<E T="03">Verification of Worker's Compensation/Public Disability Benefit Information,</E>is used to obtain and verify information concerning a worker's compensation or a public disability benefit that is or will be paid by a public agency to a disabled railroad employee. The RRB proposes no changes to Forms AA-1d or G-204.</P>
          <P>Consistent with 20 CFR 217.17, upon completion of the AA-1 interview process, the RRB proposes to provide, in addition to the current Form AA-1cert pen and ink “wet” signature, an alternate signing method called “Attestation,” which will be documented by new form AA-1sum. Attestation refers to an action taken by the RRB representative to confirm and annotate in the RRB records (1) the applicant's intent to file an application; (2) the applicant's affirmation under penalty of perjury that the information provided is correct; and (3) the applicant's agreement to sign the application by proxy. The information collected as part of the AA-1 interview process will be the same irrespective of whether the application is signed by a pen and ink “wet” signature or by attestation. The only difference will be the method of signature.</P>
          <P>In addition, consistent with Department of Treasury guidelines, the RRB proposes revisions to Forms AA-1 and AA-1cert to provide claimants a Direct Express® Master Card® Debit Card payment option. Other non-burden-impacting editorial and formatting changes are proposed. One response is requested of each respondent. Completion of the forms is required to obtain a benefit.</P>
        </SUM>
        <GPOTABLE CDEF="s50,12,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE>Estimate of Annual Respondent Burden</TTITLE>
          <TDESC>[The estimated annual respondent burden is as follows]</TDESC>
          <BOXHD>
            <CHED H="1">Form No.</CHED>
            <CHED H="1">Annual<LI>responses</LI>
            </CHED>
            <CHED H="1">Time<LI>(minutes)</LI>
            </CHED>
            <CHED H="1">Burden<LI>(hours)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">AA-1 (without assistance)</ENT>
            <ENT>100</ENT>
            <ENT>62</ENT>
            <ENT>103</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AA-1cert (with assistance)</ENT>
            <ENT>4,900</ENT>
            <ENT>30</ENT>
            <ENT>2,450</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AA-1sum (with assistance)</ENT>
            <ENT>9,100</ENT>
            <ENT>29</ENT>
            <ENT>4,398</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AA-1d (with assistance)</ENT>
            <ENT>3,700</ENT>
            <ENT>35</ENT>
            <ENT>2,158</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="1094"/>
            <ENT I="01">AA-1d (without assistance)</ENT>
            <ENT>5</ENT>
            <ENT>60</ENT>
            <ENT>5</ENT>
          </ROW>
          <ROW RUL="n,s”">
            <ENT I="01">G-204</ENT>
            <ENT>20</ENT>
            <ENT>15</ENT>
            <ENT>5</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total</ENT>
            <ENT>17,825</ENT>
            <ENT/>
            <ENT>9,119</ENT>
          </ROW>
        </GPOTABLE>
        <P>2.<E T="03">Title and purpose of information collection:</E>Application for Survivor Insurance Annuities; OMB 3220-0030.</P>
        <P>Under Section 2(d) of the Railroad Retirement Act (RRA), monthly survivor annuities are payable to surviving widow(er)s, parents, unmarried children, and in certain cases, divorced spouses, mothers (fathers), remarried widow(er)s, and grandchildren of deceased railroad employees if there are no qualified survivors of the employee immediately eligible for an annuity. The requirements relating to the annuities are prescribed in 20 CFR 216, 217, 218, and 219.</P>

        <P>To collect the information needed to help determine an applicant's entitlement to, and the amount of, a survivor annuity the RRB uses Forms AA-17,<E T="03">Application for Widow(er)'s Annuity;</E>AA-17b,<E T="03">Applications for Determination of Widow(er)'s Disability;</E>AA-18,<E T="03">Application for Mother's/Father's and Child's Annuity;</E>AA-19,<E T="03">Application for Child's Annuity;</E>AA-19a,<E T="03">Application for Determination of Child's Disability;</E>AA-20,<E T="03">Application for Parent's Annuity,</E>and electronic Form AA-17cert,<E T="03">Application Summary and Certification.</E>
        </P>

        <P>The AA-17 application process obtains information from an applicant about their marital history, work history, benefits from other government agencies, and Medicare entitlement for a survivor annuity. An RRB representative interviews the applicant either at a field office (preferred), an itinerant point, or by telephone. During the interview, the RRB representative enters the information obtained into an on-line information system. Upon completion of the interview, the system generates, for the applicant's review and traditional pen and ink “wet” signature, Form AA-17cert,<E T="03">Application Summary and Certification,</E>which is a summary of the information that the applicant provided or verified. When the RRB representative is unable to contact the applicant in person or by telephone, for example, the applicant lives in another country, a manual version of Form AA-17 is used.</P>
        <P>Consistent with 20 CFR 217.17, upon completion of the AA-17 interview process, the RRB proposes to provide, in addition to the current Form AA-17cert pen and ink “wet” signature, an alternate signing method called “Attestation,” which will be documented by new form AA-17sum. Attestation refers to an action taken by the RRB representative to confirm and annotate in the RRB records (1) the applicant's intent to file an application; (2) the applicant's affirmation under penalty of perjury that the information provided is correct; and (3) the applicant's agreement to sign the application by proxy. The information collected as part of the AA-17 interview process will be the same irrespective of whether the application is signed by a pen and ink “wet” signature or by attestation. The only difference will be the method of signature.</P>
        <P>In addition, consistent with Department of Treasury guidelines, the RRB proposes revisions to Forms AA-17, AA-17cert, AA-18, AA-19, and AA-20 cert to provide claimants a Direct Express® Master Card® Debit Card payment option. Other non-burden-impacting editorial and formatting changes are proposed. No changes are proposed to Forms AA-17b and AA-19a. One response is requested of each respondent. Completion of the forms is required to obtain a benefit.</P>
        <GPOTABLE CDEF="s50,12,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE>Estimate of Annual Respondent Burden</TTITLE>
          <TDESC>[The estimated annual respondent burden is as follows]</TDESC>
          <BOXHD>
            <CHED H="1">Form No.</CHED>
            <CHED H="1">Annual<LI>responses</LI>
            </CHED>
            <CHED H="1">Time<LI>(minutes)</LI>
            </CHED>
            <CHED H="1">Burden<LI>(hours)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">AA-17 (without assistance)</ENT>
            <ENT>100</ENT>
            <ENT>47</ENT>
            <ENT>78</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AA-17b (with assistance)</ENT>
            <ENT>280</ENT>
            <ENT>40</ENT>
            <ENT>187</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AA-17b (without assistance)</ENT>
            <ENT>20</ENT>
            <ENT>50</ENT>
            <ENT>17</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AA-17cert (with assistance)</ENT>
            <ENT>900</ENT>
            <ENT>20</ENT>
            <ENT>300</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AA-17sum (with assistance)</ENT>
            <ENT>2,100</ENT>
            <ENT>19</ENT>
            <ENT>665</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AA-18 (without assistance)</ENT>
            <ENT>12</ENT>
            <ENT>47</ENT>
            <ENT>9</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AA-19 (without assistance)</ENT>
            <ENT>9</ENT>
            <ENT>47</ENT>
            <ENT>7</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AA-19a (with assistance)</ENT>
            <ENT>285</ENT>
            <ENT>45</ENT>
            <ENT>214</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AA-19a (without assistance)</ENT>
            <ENT>15</ENT>
            <ENT>65</ENT>
            <ENT>16</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">AA-20 (without assistance)</ENT>
            <ENT>1</ENT>
            <ENT>47</ENT>
            <ENT>1</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total</ENT>
            <ENT>3,722</ENT>
            <ENT/>
            <ENT>1,494</ENT>
          </ROW>
        </GPOTABLE>
        <P>3.<E T="03">Title and purpose of information collection:</E>Application for Spouse Annuity Under the Railroad Retirement Act; OMB 3220-0042.</P>
        <P>Section 2(c) of the Railroad Retirement Act (RRA), provides for the payment of annuities to spouses of railroad retirement annuitants who meet the requirements under the RRA. The age requirements for a spouse annuity depend on the employee's age, date of retirement, and years of railroad service. The requirements relating to the annuities are prescribed in 20 CFR parts 216, 218, 219, 232, 234, and 295.</P>

        <P>To collect the information needed to help determine an applicant's entitlement to, and the amount of, a<PRTPAGE P="1095"/>spouse annuity the RRB uses Form AA-3,<E T="03">Application for Spouse/Divorced Spouse Annuity,</E>and electronic Form AA-3cert,<E T="03">Application Summary and Certification.</E>
        </P>

        <P>The AA-3 application process gathers information from an applicant about their marital history, work history, benefits from other government agencies, railroad pensions and Medicare entitlement for a spouse annuity. An RRB representative interviews the applicant either at a field office (preferred), an itinerant point, or by telephone. During the interview, the RRB representative enters the information obtained into an on-line information system. Upon completion of the interview, the system generates, for the applicant's review and traditional pen and ink “wet” signature, Form AA-3cert,<E T="03">Application Summary and Certification,</E>which is a summary of the information that the applicant provided or verified. When the RRB representative is unable to contact the applicant in person or by telephone, for example, the applicant lives in another country, a manual version of Form AA-3 is used.</P>
        <P>Consistent with 20 CFR 217.17, upon completion of the AA-3 interview process, the RRB proposes to provide, in addition to the current Form AA-3cert pen and ink “wet” signature, an alternate signing method called “Attestation,” which will be documented by new Form AA-3sum. Attestation refers to an action taken by the RRB representative to confirm and annotate in the RRB records (1) the applicant's intent to file an application; (2) the applicant's affirmation under penalty of perjury that the information provided is correct; and (3) the applicant's agreement to sign the application by proxy. The information collected as part of the AA-3 interview process will be the same irrespective of whether the application is signed by a pen and ink “wet” signature or by attestation. The only difference will be the method of signature.</P>
        <P>In addition, consistent with Department of Treasury guidelines, the RRB proposes revisions to Forms AA-3 and AA-3cert, to provide claimants a Direct Express® Master Card® Debit Card payment option. Other non-burden-impacting editorial and formatting changes are proposed. One response is requested of each respondent. Completion of the forms is required to obtain a benefit.</P>
        <GPOTABLE CDEF="s50,12,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE>Estimate of Annual Respondent Burden</TTITLE>
          <TDESC>[The estimated annual respondent burden is as follows]</TDESC>
          <BOXHD>
            <CHED H="1">Form No.</CHED>
            <CHED H="1">Annual<LI>responses</LI>
            </CHED>
            <CHED H="1">Time<LI>(minutes)</LI>
            </CHED>
            <CHED H="1">Burden<LI>(hours)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">AA-3 (without assistance)</ENT>
            <ENT>250</ENT>
            <ENT>58</ENT>
            <ENT>242</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AA-3cert (with assistance)</ENT>
            <ENT>3,700</ENT>
            <ENT>30</ENT>
            <ENT>1,850</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">AA-3sum (with assistance)</ENT>
            <ENT>7,100</ENT>
            <ENT>29</ENT>
            <ENT>3,432</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total</ENT>
            <ENT>11,050</ENT>
            <ENT/>
            <ENT>5,524</ENT>
          </ROW>
        </GPOTABLE>
        <P>
          <E T="03">Additional Information or Comments:</E>To request more information or to obtain a copy of the information collection justification, forms, and/or supporting material, contact Charles Mierzwa, the RRB Clearance Officer, at (312) 751-3363 or<E T="03">Charles.Mierzwa@RRB.GOV.</E>Comments regarding the information collection should be addressed to Patricia Henaghan, Railroad Retirement Board, 844 North Rush Street, Chicago, Illinois 60611-2092 or emailed to<E T="03">Patricia.Henaghan@RRB.GOV.</E>Written comments should be received within 60 days of this notice.</P>
        <SIG>
          <NAME>Charles Mierzwa,</NAME>
          <TITLE>Clearance Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-190 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7905-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <SUBJECT>Sunshine Act Meeting</SUBJECT>
        <P>Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, January 11, 2012 at 10 a.m., in the Auditorium, Room L-002.</P>
        <P>The subject matter of the Open Meeting will be:</P>
        <P>The Commission will consider whether to approve the 2012 budget of the Public Company Accounting Oversight Board and will consider the related annual accounting support fee for the Board under Section 109 of the Sarbanes-Oxley Act of 2002.</P>
        <P>Commissioner Paredes, as duty officer, determined that no earlier notice thereof was possible.</P>
        <P>At times, changes in Commission priorities require alterations in the scheduling of meeting items.</P>
        <P>For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact:</P>
        <P>The Office of the Secretary at (202) 551-5400.</P>
        <SIG>
          <DATED>Dated: January 5, 2012.</DATED>
          <NAME>Elizabeth M. Murphy,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-282 Filed 1-5-12; 4:15 pm]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-66087; File No. SR-Phlx-2011-182]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX Market Exhaust Functionality</SUBJECT>
        <DATE>January 3, 2012.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 22, 2011, NASDAQ OMX PHLX LLC (“Phlx” or “Exchange”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <PRTPAGE P="1096"/>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change</HD>
        <P>The Exchange proposes to amend Exchange Rule 1082, Firm Quotations, by modifying Exchange Rule 1082(a)(ii)(B)(4), Market Exhaust, to reflect the Exchange's discontinuation of the Market Exhaust functionality (hereinafter, “Market Exhaust”), a feature of the Exchange's PHLX XL® automated options trading system.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>3</SU>This proposal refers to “PHLX XL” as the Exchange's automated options trading system. In May 2009 the Exchange enhanced the system and adopted corresponding rules referring to the system as “Phlx XL II.”<E T="03">See</E>Securities Exchange Act Release No. 59995 (May 28, 2009), 74 FR 26750 (June 3, 2009) (SR-Phlx-2009-32). The Exchange intends to submit a separate technical proposed rule change that would change all references to the system from “Phlx XL II” to “PHLX XL” for branding purposes.</P>
        </FTNT>
        <P>The Exchange also proposes to amend Exchange Rule 1080 by deleting a reference to “Market Exhaust” from Rule 1080(c).</P>

        <P>The text of the proposed rule change is available on the Exchange's Web site at<E T="03">http://www.nasdaqtrader.com/micro.aspx?id=PHLXRulefilings,</E>at the principal office of the Exchange, and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The purpose of the proposed rule change is to reflect in the Exchange rules the discontinuation of the PHLX XL Market Exhaust functionality.</P>
        <P>In June, 2009, the Exchange added several significant enhancements to its automated options trading platform (now known as PHLX XL), and adopted rules to reflect those enhancements.<SU>4</SU>
          <FTREF/>As part of the system enhancements, the Exchange proposed, among other things, Market Exhaust, which is defined below. Several elements of Market Exhaust have been part of a pilot (the “pilot”) which was originally scheduled to expire November 30, 2009, and later extended through September 30, 2010.<SU>5</SU>
          <FTREF/>The Exchange subsequently modified the pilot to address the manner in which the PHLX XL system disseminates quotes during and after the Market Exhaust process.<SU>6</SU>
          <FTREF/>That modification was implemented on a pilot basis, scheduled to expire November 30, 2010,<SU>7</SU>
          <FTREF/>and the pilot was then extended through March 31, 2011.<SU>8</SU>
          <FTREF/>The pilot was then extended through July 31, 2011,<SU>9</SU>
          <FTREF/>November 30, 2011,<SU>10</SU>
          <FTREF/>and its current expiration date of February 29, 2012.<SU>11</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 59995 (May 28, 2009), 74 FR 26750 (June 3, 2009) (SR-Phlx-2009-32).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 60951 (November 6, 2009), 74 FR 59275 (November 17, 2009) (SR-Phlx-2009-95).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 63024 (September 30, 2010), 75 FR 61799 (October 6, 2010) (SR-Phlx-2010-134).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 63350 (November 19, 2010), 75 FR 73150 (November 29, 2010) (SR-Phlx-2010-156).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 64056 (March 8, 2011), 76 FR 13678 (March 14, 2011) (SR-Phlx-2011-29).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 64833 (July 7, 2011), 76 FR 41317 (July 13, 2011) (SR-Phlx-2011-95).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65670 (November 2, 2011), 76 FR 69308 (November 8, 2011) (SR-Phlx-2011-144).</P>
        </FTNT>
        <HD SOURCE="HD3">Market Exhaust Functionality</HD>
        <P>The PHLX XL system initiates Market Exhaust when there are no PHLX XL participant quotations in the Exchange's disseminated market for a particular series and an initiating order in the series is received.<SU>12</SU>
          <FTREF/>The PHLX XL system initiates a “Market Exhaust Auction” for the initiating order, and then goes through a series of steps depending on the market conditions present for the affected series, including a broadcast to PHLX XL participants, execution of all or part of the initiating order, routing the initiating order (or remaining contracts following execution) to better priced away markets, and a “Provisional Auction,” after which any unexecuted contracts from the initiating order will be subject to, and not executable outside of, an Auction Quote Range (“AQR”). During the Provisional Auction, any unexecuted contracts from the initiating order are displayed in the Exchange quote for the remaining size for a brief period not to exceed ten seconds and subsequently cancelled back to the entering participant if they remain unexecuted, unless the member that submitted the original order has instructed the Exchange in writing to re-enter the remaining size, in which case the remaining size will be automatically submitted as a new order.</P>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">See</E>Exchange Rule 1082(a)(ii)(B)(4).</P>
        </FTNT>
        <HD SOURCE="HD3">Discontinuation of Market Exhaust</HD>
        <P>The Exchange proposes to discontinue the application of Market Exhaust on PHLX XL. The Exchange has determined that Market Exhaust has only affected a small number of orders, given the specific set of circumstances that must occur in order for Market Exhaust to be initiated. Market Exhaust, which was originally intended to protect against erroneous executions when there are no participant quotes on the Exchange, may actually result in a customer missing the opportunity to access liquidity present on the order book and/or on other exchanges while their order is involved in the Market Exhaust process. Once Market Exhaust is discontinued on the Exchange, orders received when there are no PHLX XL participant quotations in the Exchange's disseminated market for the affected series will be handled in accordance with existing Exchange rules regarding electronic order entry, execution, routing, trade reporting, and firm quotations.<SU>13</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">See, e.g</E>
            <E T="03">.,</E>Exchange Rules 1014, 1051, 1080, and 1082.</P>
        </FTNT>
        <P>The Exchange proposes to amend Rule 1082(a)(ii)(B)(4) by adopting Rule 1082(a)(ii)(B)(4)(a), which would state that, if there are no offers both on the Exchange and on away markets in the affected series, market orders to buy in the affected series will be cancelled immediately, and an electronic report of such cancellation will be transmitted to the sender. The Exchange would cancel such a market order because in this rare circumstance there would be no disseminated market on the Exchange and no disseminated market on any away market against which such market order could be routed and executed, and there would be no price at which the Exchange could place such a market order on the Exchange's limit order book.</P>

        <P>Upon the discontinuation of Market Exhaust, orders that would have been handled under Market Exhaust will be handled according to Exchange rules that address specific market conditions. Proposed Rule 1082(a)(ii)(B)(4)(b) would address the PHLX XL system's functionality in the circumstance where there are no offers on the Exchange and there are offers on away markets in the affected series. In such a circumstance,<PRTPAGE P="1097"/>market orders to buy will be handled pursuant to Exchange Rule 1080(m).<SU>14</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>14</SU>Rule 1080(m), Order Routing, describes the PHLX XL functionality by which eligible orders are routed to away markets for possible execution.</P>
        </FTNT>
        <P>Proposed Rule 1082(a)(ii)(B)(4)(c) would address the PHLX XL system's functionality in the circumstance where there are no bids or a zero priced bid on the Exchange and there are no bids on away markets in the affected series. In such a circumstance, the Exchange will disseminate a bid price of zero, and market orders to sell will be handled pursuant to Exchange Rule 1080(i).<SU>15</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>15</SU>Rule 1080(i) states that the system will convert market orders to sell a particular option series to limit orders to sell with a limit price of the minimum trading increment applicable to such series that are received when: (A) For options listed only on the Exchange: (1) The Exchange's disseminated bid price in such option series is zero; and (2) the Exchange's disseminated quotation in the series has a bid/ask differential less than or equal to $0.25; or (B) For options that are listed on multiple exchanges: (1) The disseminated NBBO includes a bid price of zero in the series; and (2) the Exchange's disseminated quotation in the series has a bid/ask differential less than or equal to $0.25. Such orders will be automatically placed on the limit order book in price-time priority.</P>
        </FTNT>
        <P>Proposed Rule 1082(a)(ii)(B)(4)(d) would address the PHLX XL system's functionality in the circumstance where there are no bids or a zero priced bid on the Exchange and there are bids on away markets in the affected series. In such a circumstance, market orders to sell will be handled pursuant to Exchange Rule 1080(m).</P>
        <P>The Exchange believes that the proposed rule change benefits customers and the marketplace as a whole by simplifying the order handling process and enabling customers to immediately access posted liquidity on the Exchange and away markets even when there may not be PHLX participant quotes present.<SU>16</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>16</SU>Additionally, the Exchange notes that the deletion of the rules concerning Market Exhaust effects consistency between the rules and the PHLX XL functionality in compliance with the Act.</P>
        </FTNT>
        <P>The Exchange also proposes to amend Exchange Rule 1080 by deleting a reference to “Market Exhaust” from Rule 1080(c).</P>
        <P>The Exchange will complete the discontinuation of the Market Exhaust functionality on or before January 31, 2012.<SU>17</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>17</SU>The Exchange will issue a circular to membership describing the discontinuation of Market Exhaust prior to the effectiveness of such discontinuation.</P>
        </FTNT>
        <HD SOURCE="HD3">2.<E T="03">Statutory Basis</E>
        </HD>
        <P>The Exchange believes that its proposal is consistent with Section 6(b) of the Act<SU>18</SU>
          <FTREF/>in general, and furthers the objectives of Section 6(b)(5) of the Act<SU>19</SU>
          <FTREF/>in particular, in that it is designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general to protect investors and the public interest.</P>
        <FTNT>
          <P>
            <SU>18</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>19</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <P>Specifically, the Exchange believes that the proposed discontinuation of Market Exhaust protects investors and the public interest by ensuring that customers have the opportunity to access liquidity present on the order book and/or on other exchanges quickly, instead of foregoing such opportunity while their order is involved in the Market Exhaust process. In the rare set of circumstances that give rise to Market Exhaust, investors should continue to receive quality executions on PHLX and at away markets (following routing if appropriate).</P>
        <P>Moreover, the proposed discontinuation of Market Exhaust removes impediments and perfects the mechanism of a free and open market and a national market system by expediting the PHLX execution, routing and trade reporting process, all to the benefit of the markets as a whole.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were either solicited or received.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days after the date of the filing, or such shorter time as the Commission may designate, it has become effective pursuant to 19(b)(3)(A) of the Act<SU>20</SU>
          <FTREF/>and Rule 19b-4(f)(6)<SU>21</SU>
          <FTREF/>thereunder.</P>
        <FTNT>
          <P>
            <SU>20</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>21</SU>17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement.</P>
        </FTNT>
        <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File Number SR-Phlx-2011-182 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        
        <FP>All submissions should refer to File Number SR-Phlx-2011-182. This file number should be included on the subject line if email is used.</FP>
        

        <P>To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal offices of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying<PRTPAGE P="1098"/>information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-Phlx-2011-182, and should be submitted on or before January 30, 2012.<FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>22</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>22</SU>
          </P>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-101 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-66075; File No. SR-C2-2011-042]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Exchange's Automated Improvement Mechanisms</SUBJECT>
        <DATE>December 30, 2011.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 22, 2011, the C2 Options Exchange, Incorporated (“Exchange” or “C2”) filed with the Securities and Exchange Commission (the “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Exchange has designated the proposal as a “non-controversial” proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act<SU>3</SU>
          <FTREF/>and Rule 19b-4(f)(6) thereunder.<SU>4</SU>
          <FTREF/>The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>15 U.S.C. 78s(b)(3)(A)(iii).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>17 CFR 240.19b-4(f)(6).</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change</HD>
        <P>The Exchange proposes to amend C2 Rules 6.51,<E T="03">Automated Improvement Mechanism.</E>The text of the proposed rule change is available on the Exchange's Web site (<E T="03">http://www.c2exchange.com/Legal/RuleFilings.aspx</E>), at the Exchange's Office of the Secretary and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The purpose of the proposed rule change is to amend C2 Rule 6.51 to eliminate the requirement that there be at least three market-makers quoting in the relevant series in order for an Auction to commence.</P>
        <P>This proposed rule change is based on the current rules of the Boston Options Exchange Group, LLC (“BOX”)<SU>5</SU>
          <FTREF/>and the International Securities Exchange, LLC (“ISE”)<SU>6</SU>
          <FTREF/>relating to the Price Improvement Period (“PIP”) and Price Improvement Mechanism (“PIM”), respectively, which are automated price improvement mechanisms similar to AIM.<SU>7</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>BOX Rules Chapter V, Section 18.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See</E>ISE Rule 723.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>AIM, PIP and PIM have certain characteristics in common with each other. All three mechanisms (a) Provide for the opportunity for customer price improvement, (b) have certain periods where the initial orders are exposed for potential price improvement, (c) have certain guidelines regarding the types of orders that may be eligible for price improvement, and (d) have certain defined rules related to the allocation of trades within price improvement auctions, although there are differences in the way orders are allocated.</P>
        </FTNT>
        <P>AIM allows a TPH to submit an Agency Order along with a contra-side second order (a principal order or a solicited order for the same size as the Agency Order) into an Auction where other participants could compete with the Initiating TPH's second order to execute against the Agency Order, which guarantees that the Agency Order will receive an execution. Once an Auction commences, the Initiating TPH cannot cancel it.<SU>8</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See</E>C2 Rule 6.51(b)(1)(A).</P>
        </FTNT>
        <P>C2 Rule 6.51(a)(4) currently requires that there be at least three market-makers quoting in the relevant series for an Auction to commence. The Exchange is proposing to eliminate this requirement. The Exchange does not believe that customer orders should be denied the benefits of AIM simply because there may be less than three market-makers quoting in a relevant options class at a specific point in time. Any concern regarding an Auction starting with a lower number of market-makers quoting in a relevant series is offset by the broad participation and competition that would be present once an Auction commenced.</P>
        <P>In support of this proposal, the Exchange notes that both PIP<SU>9</SU>
          <FTREF/>and PIM<SU>10</SU>
          <FTREF/>permit auctions to commence without the condition that there be a minimum number of market-makers quoting in the particular series. Further, like PIP and PIM, responding to C2 AIM auctions is open to all permit holders. The Exchange believes that AIM, and in turn the customers that benefit from AIM, would be disadvantaged if the three market-maker requirement remained as a condition to start an Auction because this requirement potentially reduces the number of Auctions and, as a result, opportunities for price improvement. Because BOX and ISE are currently able to offer their customers price improvement without a minimum quoter requirement in PIP and PIM, respectively, the Exchange believes it is important for competitive purposes that it be able to offer the same opportunities for price improvement on C2 through AIM.</P>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See supra</E>note 5;<E T="03">see also</E>Securities Exchange Act Release No. 34-58999 (November 21, 2008), 73 FR 72536 (November 28, 2008) (SR-BSE-2008-54) (order approving proposed rule change to eliminate requirement that there be at least three market-makers quoting in the relevant series for an auction to commence).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See supra</E>note 6;<E T="03">see also</E>Securities Exchange Act Release No. 34-58710 (October 1, 2008), 73 FR 59008 (October 8, 2008) (SR-ISE-2008-63) (order approving proposed rule change to eliminate requirement that there be at least three market-makers quoting in the relevant series for an auction to commence).</P>
        </FTNT>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes the proposed rule change is consistent with the Securities Exchange Act of 1934 (the “Act”)<SU>11</SU>
          <FTREF/>and the rules and regulations thereunder and, in particular, the requirements of Section 6(b) of the Act.<SU>12</SU>
          <FTREF/>Specifically, the Exchange believes the proposed rule change is consistent with the Section 6(b)(5)<SU>13</SU>

          <FTREF/>requirements that the rules of an exchange be designed to promote just and equitable principles of trade, to prevent fraudulent and manipulative acts, to remove impediments to and to perfect the mechanism for a free and<PRTPAGE P="1099"/>open market and a national market system, and, in general, to protect investors and the public interest.</P>
        <FTNT>
          <P>
            <SU>11</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <P>In particular, the Exchange believes this proposed rule change is a reasonable modification designed to provide additional flexibility for TPHs to obtain executions on behalf of their customers while continuing to provide meaningful, competitive Auctions. The Exchange also believes that that proposed rule change will ultimately enhance competition in the AIM Auctions and provide customers with additional opportunities for price improvement. The rule change is consistent with changes made by other exchanges and it serves to remove impediments to and to perfect the mechanism for a free and open market and a national market system by allowing more price improvement auctions to occur on C2.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>The Exchange neither solicited nor received comments on the proposal.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>Because the foregoing rule does not (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate if consistent with the protection of investors and the public interest, provided that the self-regulatory organization has given the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change or such shorter time as designated by the Commission, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act<SU>14</SU>
          <FTREF/>and Rule 19b-4(f)(6) thereunder.<SU>15</SU>
          <FTREF/>At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>15</SU>17 CFR 240.19b-4(f)(6).</P>
        </FTNT>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File Number SR-C2-2011-042 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        
        <FP>All submissions should refer to File Number SR-C2-2011-042. This file number should be included on the subject line if email is used.</FP>

        <P>To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal offices of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-C2-2011-042, and should be submitted on or before January 30, 2012.</P>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>16</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>16</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-93 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-66079; File No. SR-Phlx-2011-178]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Stock Execution Clerks</SUBJECT>
        <DATE>January 3, 2012.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4<SU>2</SU>
          <FTREF/>thereunder, notice is hereby given that on December 20, 2011, NASDAQ OMX PHLX LLC (“Phlx” or “Exchange”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
        <P>The Exchange, pursuant to Section 19(b)(1) of the Act<SU>3</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>4</SU>
          <FTREF/>proposes to eliminate the stock execution clerk category from its Rules.</P>
        <FTNT>
          <P>
            <SU>3</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>17 CFR 240.19b-4.</P>
        </FTNT>

        <P>The text of the proposed rule change is available on the Exchange's Web site at<E T="03">http://www.nasdaqtrader.com/micro.aspx?id=PHLXRulefilings,</E>at the principal office of the Exchange, on the Commission's Web site at<E T="03">http://www.sec.gov/,</E>and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>

        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the<PRTPAGE P="1100"/>places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The purpose of the proposed rule change is to eliminate the category of stock execution clerk from the Exchange's Rules. This registration capacity is outdated and no longer necessary.</P>
        <P>A stock execution clerk is currently defined in Exchange Rule 1090 as any clerk other than a specialist clerk on the Exchange trading floor who functions as an intermediary in a transaction (i) Consummated on the Exchange; (ii) entered verbally for execution other than on the Exchange; or (iii) entered into a third party system designed to execute transactions other than on the Exchange.<SU>5</SU>
          <FTREF/>A stock execution clerk is intended to provide a service to Exchange members on the Options Floor by accepting orders for the purchase and sale of securities underlying options transactions. Once such orders are accepted, the stock execution clerk forwards such orders to the appropriate marketplace for execution. The transactions executed are typically hedging transactions in underlying stocks for Exchange specialists and Registered Options Traders.<SU>6</SU>
          <FTREF/>Any member or member organization engaged as a stock execution clerk is required to register that person as such with the Exchange's Membership Department. A stock execution clerk that performs any function other than a solely clerical or ministerial function shall, prior to performing any function as a stock execution clerk, (i) Comply with the registration requirement(s) set forth in Exchange Rule 604, where applicable; (ii) disclose in detail to the Exchange, on an annual basis, the specific nature of such additional function(s); and (iii) in accordance with Exchange Rule 748, submit to the Exchange written supervisory procedures relating to such member or member organization's activities as a stock execution clerk.<SU>7</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>Exchange Rule 1090, Commentary .01(a). Further, no stock execution clerk shall: (i) Act as an intermediary in any transaction other than under the direct supervision of a member; (ii) enter into any clearing transaction or participate in any clearing process; (iii) have discretion or independent authority over any account or transaction.<E T="03">See</E>Exchange Rule 1090, Commentary .01(d).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>6</SU>A Registered Options Trader (“ROT”) includes a SQT, a RSQT and a Non-SQT, which by definition is neither a SQT or a RSQT. A Registered Option Trader is defined in Exchange Rule 1014(b) as a regular member or a foreign currency options participant of the Exchange located on the trading floor who has received permission from the Exchange to trade in options for his own account.<E T="03">See</E>Exchange Rule 1014(b)(i) and (ii).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>Exchange Rule 1090, Commentary .01(b).</P>
        </FTNT>
        <P>In 1999, the Exchange adopted Exchange Rule 620 entitled “Trading Floor Registration” and required all trading floor personnel, including clerks, interns, stock execution clerks and other associated persons of a member to register with the Exchange in order to more efficiently monitor individuals on the Exchange's trading floor and their current status.<SU>8</SU>
          <FTREF/>In 2001, the Exchange adopted Rule 1090 entitled “Clerk” to specifically define a clerk as any registered on-floor person employed by or associated with a member or member organization who is not a member and is not eligible to effect transactions on the Options Floor as a Specialist, Registered Options Trader, or Floor Broker in order to identify a category of all persons that are not members of the Exchange and who are not eligible to effect transactions, but are located on the Exchange's Options Floor.<SU>9</SU>
          <FTREF/>Further, the Exchange specifically identified two types of clerks, a stock execution clerk and a specialist clerk.<SU>10</SU>
          <FTREF/>In that rule change, the Exchange noted that stock execution clerks must clear transactions through a NASD (now the Financial Industry Regulatory Authority or “FINRA”) member firm, and determine whether their activities as stock execution clerks require them to be registered as NASD (now FINRA) members.<SU>11</SU>
          <FTREF/>The Exchange intended that the activities of stock execution clerks should be conducted consistently with the Act and the rules and regulations thereunder.</P>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 42365 (January 28, 2000), 65 FR 5922 (February 7, 2000) (SR-Phlx-99-46).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 46505 (September 17, 2002), 67 FR 60273 (September 25, 2002) (SR-Phlx-2001-104). The Exchange notes that only Exchange members may bid for and offer securities in the open market on the Exchange Floor.<E T="03">See</E>Exchange Rule 104.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See</E>Rule 1090 at Commentary .01 and 02.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 46505 (September 17, 2002), 67 FR 60273 (September 25, 2002) (SR-Phlx-2001-104).<E T="03">See also</E>Section 15(b)(8) of the Act.</P>
        </FTNT>
        <P>The Exchange is proposing to eliminate this registration category because there are no clerks registered as a stock execution clerks today on the trading floor. There are still persons registered as clerks and specialist clerks pursuant to Rule 1090, but there are not individuals performing the duties of a stock execution clerk at the Exchange, nor has there been for some time.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that its proposal is consistent with Section 6(b) of the Act<SU>12</SU>
          <FTREF/>in general, and furthers the objectives of Section 6(b)(5) of the Act<SU>13</SU>
          <FTREF/>in particular, in that it is designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general to protect investors and the public interest, by eliminating a registration category that is no longer necessary. Today, the function of a stock execution clerk has become largely automated. The transactions that were handled by stock execution clerks take place off-floor today and mostly occur electronically. This type of business is not conducted on the Exchange's trading floor today. For these reasons and in the interest of maintaining current and updated Rules, the Exchange believes that eliminating the stock execution clerk category provides greater clarity to members.</P>
        <FTNT>
          <P>
            <SU>12</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>15 U.S.C. 78f(b)(5).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were either solicited or received.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>

        <P>Within 45 days of the date of publication of this notice in the<E T="04">Federal Register</E>or within such longer period up to 90 days (i) as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission will:</P>
        <P>(A) by order approve or disapprove the proposed rule change, or</P>
        <P>(B) institute proceedings to determine whether the proposed rule change should be disapproved.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>

        <P>Interested persons are invited to submit written data, views, and<PRTPAGE P="1101"/>arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File No. SR-Phlx-2011-178 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File No. SR-Phlx-2011-178. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-Phlx-2011-178 and should be submitted on or before January 30, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>14</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>14</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-95 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-66082; File No. SR-C2-2011-041]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule With Respect to Public Customer Maker/Taker Fee (Rebate) and Connectivity Charges</SUBJECT>
        <DATE>January 3, 2012.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 20, 2011, the C2 Options Exchange, Incorporated (“Exchange” or “C2”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>

        <P>C2 proposes to amend its Fees Schedule. The text of the proposed rule change is available on the Exchange's Web site (<E T="03">http://www.cboe.org/legal</E>), at the Exchange's Office of the Secretary, and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The Exchange proposes to amend its Fees Schedule. First, the Exchange proposes to amend its Maker and Taker fees and rebates with regards to Public Customer complex orders. Currently, the Exchange provides a Maker rebate of $0.25 per contract for such orders, and assesses no Taker fee. However, for competitive reasons, the Exchange desires to offer improved pricing for Public Customer complex orders. The International Securities Exchange, LLC (“ISE”) provides rebates of $0.30 per contract for both Makers and Takers for complex orders that trade with non-customer orders in select high-volume, competitive classes.<SU>3</SU>
          <FTREF/>The Exchange hereby proposes to provide a rebate of $0.35 per contract for both Makers and Takers for complex orders, regardless of with whom such orders trade. By providing a higher rebate, and not limiting with whom such orders can trade nor in which classes the new rebates apply, the Exchange intends to attract a higher volume of customer trades and thereby provide other market participants with higher liquidity and greater trading opportunities.</P>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>ISE Fee Schedule, page 18 (footnote 3).</P>
        </FTNT>
        <P>The Exchange also proposes to increase the fees charged for access to a Network Access Port (1 Gigabyte) to $500 per month for regular access and $1000 per month for Sponsored User access. The Exchange recently made a sizable investment to upgrade the equipment involved in the Network Access Port, and thereby proposes to increase the fees in order to recoup such costs and maintain such equipment in the future. The Exchange currently charges a different rate for regular access and Sponsored User access, and merely proposes to increase the rates in equal proportion. Moreover, this change in Network Access Port fees is in line with the amounts assessed for similar access at other exchanges. ISE assesses a fee of $500 for network access up to and including 1 gigabyte.<SU>4</SU>

          <FTREF/>Chicago Board Options Exchange, Incorporated (“CBOE”) also recently submitted a proposed rule change to increase the fees charged for access to a Network Access Port (1 Gigabyte) to $500 per<PRTPAGE P="1102"/>month for regular access and $1000 per month for Sponsored User access.<SU>5</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>ISE Schedule of Fees, page 9.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>SR-CBOE-2011-121.</P>
        </FTNT>
        <P>The Exchange also proposes to increase the fees charged for a CMI Login ID and FIX Login ID to $500 per month for regular access and $1000 per month for Sponsored User access. Firms may access C2 via either a CMI Client Application Server or a FIX Port, depending on how their systems are configured. As with the Network Access Port, the Exchange recently made a sizable investment to upgrade the equipment involved in the CMI Client Application Servers and FIX Ports, and thereby proposes to increase the fees in order to recoup such costs and maintain such equipment in the future. Moreover, these changes are in line with amounts assessed for connectivity at other exchanges. ISE assesses a FIX fee of $1200 for a minimum of two monthly login IDs (so, $600 for one), or a fee of $2,400 for a higher-volume user.<SU>6</SU>
          <FTREF/>The NASDAQ Stock Market LLC's Options Market (“NOM”) assesses a fee of $500 per FIX port per month, as well.<SU>7</SU>
          <FTREF/>CBOE also recently submitted a proposed rule change proposes to increase the fees charged for a CMI Login ID and FIX Login ID to $500 per month for regular access and $1000 per month for Sponsored User access.<SU>8</SU>
          <FTREF/>Regarding the Sponsored User fees, the Exchange currently charges a different rate for regular access and Sponsored User access, and merely proposes to increase the rates in equal proportion.</P>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See</E>ISE Schedule of Fees, page 8<E T="03">and</E>SR-CBOE-2011-121.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>NOM Rule 7053.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See</E>SR-CBOE-2011-121.</P>
        </FTNT>
        <P>The proposed changes are to take effect January 1, 2012.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The proposed rule change is consistent with Section 6(b) of the Act,<SU>9</SU>
          <FTREF/>in general, and furthers the objectives of Section 6(b)(4)<SU>10</SU>
          <FTREF/>of the Act in particular, in that it is designed to provide for the equitable allocation of reasonable dues, fees, and other charges among Trading Permit Holders and other persons using Exchange facilities. The proposed change to increase the Maker and Taker rebates for Public Customer complex orders is reasonable because Public Customers will now be receiving a higher rebate than previously. This proposed change is equitable and not unfairly discriminatory because offering a greater rebate for such orders will attract more customer trading volume to the Exchange, and this greater volume and liquidity will benefit all market participants, including those non-Public Customer market participants who will now have more opportunities to trade with Public Customer orders. Further, this proposed change is in line with, and even more competitive than, the proposed fees on ISE for similar transactions.<SU>11</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>9</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>ISE Schedule of Fees, page 18.</P>
        </FTNT>
        <P>The proposed change to increase the Network Access Port fees is reasonable because the fees are within the same range as those assessed on other exchanges,<SU>12</SU>
          <FTREF/>and because such increase will assist in recouping expenditures recently made by the Exchange to upgrade the connectivity equipment. This proposed change is equitable and not unfairly discriminatory because the fees, as before, will be assessed to all market participants. The proposed changes to increase the fees assessed for CMI Login IDs and FIX Login IDs are also reasonable because such fees are within the same range as those assessed on other exchanges,<SU>13</SU>
          <FTREF/>and because such increases will assist in recouping expenditures recently made by the Exchange to upgrade the connectivity equipment. This proposed change is equitable and not unfairly discriminatory because the fees, as before, will be assessed to all market participants. Assessing higher fees for Sponsored Users is equitable and not unfairly discriminatory because Sponsored Users are able to access the Exchange and use the equipment provided without purchasing a trading permit. As such, Trading Permit Holders who have purchased a trading permit will have a higher level of commitment to transacting business on the Exchange and using Exchange facilities than Sponsored Users.</P>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">See</E>ISE Schedule of Fees, page 9.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">See</E>ISE Schedule of Fees, page 8<E T="03">and</E>NOM Rule 7053<E T="03">and also</E>SR-CBOE-2011-121.</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>C2 does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were solicited or received with respect to the proposed rule change.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>The proposed rule change is designated by the Exchange as establishing or changing a due, fee, or other charge, thereby qualifying for effectiveness on filing pursuant to Section 19(b)(3)(A) of the Act<SU>14</SU>
          <FTREF/>and subparagraph (f)(2) of Rule 19b-4<SU>15</SU>
          <FTREF/>thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78s(b)(3)(A).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>15</SU>17 CFR 240.19b-4(f)(2).</P>
        </FTNT>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File Number SR-C2-2011-041 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File Number SR-C2-2011-041. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and<PRTPAGE P="1103"/>printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-C2-2011-041 and should be submitted on or before January 30, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>16</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>16</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-97 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-66084; File No. SR-ISE-2011-84]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange</SUBJECT>
        <DATE>January 3, 2012.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Exchange Act” or the “Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that, on December 20, 2011, the International Securities Exchange, LLC (the “Exchange” or the “ISE”) filed with the Securities and Exchange Commission (the “Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>

        <P>The ISE is proposing to amend fees for certain complex orders executed on the Exchange. The text of the proposed rule change is available on the Exchange's Web site (<E T="03">http://www.ise.com</E>), at the principal office of the Exchange, and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The self-regulatory organization has prepared summaries, set forth in sections A, B and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The purpose of this proposed rule change is to amend fees charged by the Exchange for certain orders on two of the most actively-traded index option products, the NASDAQ 100 Index option (“NDX”) and the Russell 2000 Index option (“RUT”).</P>
        <P>For trading in NDX and RUT, for both regular and complex orders, the Exchange currently charges $0.20 per contract for firm proprietary orders and Customer (Professional Orders),<SU>3</SU>
          <FTREF/>and $0.45 per contract for Non-ISE Market Maker<SU>4</SU>
          <FTREF/>orders. ISE market maker orders<SU>5</SU>
          <FTREF/>in these two symbols are subject to a sliding scale, ranging from $0.01 per contract to $0.18 per contract, depending on the amount of overall volume traded by a market maker during a month. Market makers also currently pay a payment for order flow (PFOF) fee of $0.65 per contract when trading against Priority Customers. Priority Customer orders are not charged for trading in NDX and RUT. Options on NDX and RUT are traded on the Exchange pursuant to a license agreement entered into by the Exchange with index providers for NDX and RUT. In addition to the fees noted above, the Exchange currently charges ISE market maker orders, Non-ISE Market Maker orders and firm proprietary orders $0.22 per contract and $0.15 per contract for NDX and RUT, respectively, to defray the licensing costs. Because of competitive pressures in the industry, certain customer orders are not charged this surcharge fee. The Exchange's current fee schedule notes that Public Customer Orders are excluded from this surcharge fee. Historically, Public Customer orders were synonymous with retail customer orders. The Exchange now distinguishes retail customers from professional customers, the latter being professional traders who are not market makers or broker/dealers but behave the way that market makers and broker/dealers do. Orders from these customers are identified on the Exchange as Professional Orders. Orders from retail customers are identified on the Exchange as Priority Customer orders. Thus, for the sake of clarity, the Exchange proposes to replace the words “Public” with “Priority” for all the surcharge fees that appear on the Exchange's fee schedule. Thus, Priority Customer orders will remain exempt from this fee, while Professional Orders will be subject to the fee.</P>
        <FTNT>
          <P>

            <SU>3</SU>The term “Professional Order” means an order that is for the account of a person or entity that is not a Priority Customer.<E T="03">See</E>ISR Rule 100(a)(37C).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>4</SU>The term “Non-ISE Market Maker” means a market maker as defined in Section 3(a)(38) of the Securities Exchange Act of 1934 (the “Act”) registered in the same options class on another options exchange.<E T="03">See</E>Schedule of Fees, page 4.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>The term “market makers” refers to “Competitive Market Makers” and “Primary Market Makers” collectively.<E T="03">See</E>ISE Rule 100(a)(25).</P>
        </FTNT>
        <P>The Exchange currently assesses a per contract transaction fee to market participants that add or remove liquidity in the Complex Order Book (“maker/taker fees”) in symbols that are in the Penny Pilot program. Included therein is a subset of 103 symbols that are assessed a slightly higher taker fee (the “Select Symbols”).<SU>6</SU>
          <FTREF/>Additionally, pursuant to SEC approval which allows market makers to enter quotations for complex order strategies in the Complex Order Book,<SU>7</SU>
          <FTREF/>the Exchange recently adopted maker/taker fees and rebates for orders in the following three symbols: XOP, XLB and EFA.<SU>8</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>6</SU>The Select Symbols are identified by their ticker symbol on the Exchange's Schedule of Fees.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65548 (October 13, 2011), 76 FR 64980 (October 19, 2011) (SR-ISE-2011-39).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65958 (December 15, 2011) (SR-ISE-2011-81).</P>
        </FTNT>

        <P>The Exchange now proposes to extend its maker/taker fees and rebates to complex orders in NDX and RUT. Specifically, for Customer (Professional Orders), firm proprietary and ISE market maker orders, ISE proposes to adopt a “make” fee of $0.25 per contract and a “take” fee of $0.70 per contract. For Non-ISE Market Maker orders, ISE proposes to adopt a “make” fee of $0.25 per contract and a “take” fee of $0.75 per contract. For crossing complex orders in NDX and RUT, i.e., orders executed in the Exchange's Facilitation Mechanism, Solicited Order Mechanism, Block Order Mechanism and Price Improvement Mechanism, and<PRTPAGE P="1104"/>for Qualified Contingent Cross orders, the Exchange currently charges a fee of $0.20 per contract. The Exchange proposes to continue charging a fee of $0.20 per contract for crossing complex orders in NDX and RUT. The Exchange currently does not charge Priority Customers for crossing orders executed in NDX and RUT. The Exchange proposes to continue not charging Priority Customers for crossing orders executed in NDX and RUT. For responses to special orders,<SU>9</SU>
          <FTREF/>ISE proposes to adopt a fee of $0.70 per contract for Customer (Professional Orders), firm proprietary and ISE market maker orders. For Non-ISE Market Maker orders, ISE proposes to adopt a fee of $0.75 per contract for responses to special orders in NDX and RUT.</P>
        <FTNT>
          <P>
            <SU>9</SU>A response to a special order is any contra-side interest submitted after the commencement of an auction in the Exchange's Facilitation Mechanism, Solicited Order Mechanism, Block Order Mechanism and Price Improvement Mechanism. This fee applies to Market Maker, Non-ISE Market Maker, Firm Proprietary and Customer (Professional) interest.</P>
        </FTNT>
        <P>Further, for Priority Customer complex orders in symbols that are in the Penny Pilot program, the Exchange currently provides a per contract rebate when these orders trade with non-customer orders in the Complex Order Book. The Exchange proposes to extend this rebate incentive for NDX and RUT also. As such, the Exchange proposes to adopt a rebate of $0.50 per contract for Priority Customer complex orders in NDX and RUT when these orders trade with non-customer orders in the Complex Order Book.</P>
        <P>The Exchange currently provides ISE market makers with a two cent discount when trading against orders that are preferenced to them. The Exchange proposes to extend this discount for preferenced complex orders in NDX and RUT. Accordingly, ISE market makers who remove liquidity in NDX and RUT from the Complex Order Book will be charged $0.68 per contract when trading with orders that are preferenced to them.</P>
        <P>With the proposed migration of NDX and RUT to the Exchange's complex order maker/taker pricing structure, the Exchange proposes to no longer charge a PFOF fee for complex orders in these two symbols. The cancellation fee, however, which only applies to Priority Customer orders, will continue to apply.</P>
        <P>As the Exchange is proposing to adopt a new table for this proposed fee change, the Exchange notes that:</P>
        <P>• Fees for orders in NDX and RUT executed in the Exchange's Facilitation, Solicited Order, Price Improvement and Block Order Mechanisms are for contracts that are part of the originating or contra order.</P>
        <P>• Complex orders in NDX and RUT executed in the Facilitation and Solicited Order Mechanisms are charged fees only for the leg of the trade consisting of the most contracts.</P>
        <P>• As noted above, the PFOF fees will not be collected for complex orders in NDX and RUT.</P>
        <P>• As noted above, the cancellation fee, which only applies to Priority Customer orders, will continue to apply to NDX and RUT.</P>
        <P>• The Exchange currently has a fee cap, with certain exclusions, applicable to transactions executed in a member's proprietary account. The cap also applies to crossing transactions for the account of entities affiliated with a member. The Exchange also has a service fee applicable to all QCC and non-QCC transactions that are eligible for the fee cap.<SU>10</SU>
          <FTREF/>This fee cap will continue to apply to executions of complex orders in NDX and RUT.</P>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 64270 (April 8, 2011), 76 FR 20754 (April 13, 2011) (SR-ISE-2011-13).</P>
        </FTNT>
        <P>• The Exchange currently has tiered rebates to encourage members to submit greater number [sic] of QCC orders and Solicitation orders to the Exchange. Once a member reaches a certain volume threshold in QCC orders and/or Solicitation orders during a month, the Exchange provides a rebate to that member for all of its QCC and Solicitation traded contracts for that month.<SU>11</SU>
          <FTREF/>These tiered rebates will continue to apply.</P>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>Securities Exchange Act Release Nos. 65087 (August 10, 2011), 76 FR 50783 (August 16, 2011) (SR-ISE-2011-47); 65583 (October 18, 2011), 76 FR 65555 (October 21, 2011) (SR-ISE-2011-68); 65705 (November 8, 2011), 76 FR 70789 (November 15, 2011) (SR-ISE-2011-70); and 65898 (December 6, 2011), 76 FR 77279 (December 12, 2011) (SR-ISE-2011-78).</P>
        </FTNT>
        <P>• As noted above, the Exchange currently charges a license surcharge fee of $0.22 per contract and $0.15 per contract for trading in options on NDX and RUT, respectively. This license surcharge will continue to apply to all orders except for Priority Customer orders.</P>
        <P>With this proposed rule change, all non-customer orders will be assessed similar fees, thus eliminating the gap that currently exists between market makers and non-market makers when trading complex orders today. The proposed fees are consistent with the fees and rates of payment for order flow commonly applied to symbols that are not part of the Penny Pilot program. At the proposed levels, ISE market makers will in fact see their fees lowered compared to current levels, which include a transaction fee and a $0.65 per contract PFOF fee, while at the same time equitably distributing the costs of attracting complex orders. The Exchange's maker/taker fees and rebates for complex orders in Penny Pilot symbols has proven to be an effective method of attracting order flow to the Exchange. The Exchange believes that extending its maker/taker fees and rebates for complex orders to NDX and RUT, which are two of the most actively-traded index option products, will assist the Exchange in recovering lost market share in these two products. The Exchange believes this proposed rule change will also serve to enhance the Exchange's competitive position and enable it to attract additional complex order volume in these two symbols because both NDX and RUT are high-priced index options and a very substantial portion of the volume traded in high-priced index options occurs in complex orders.</P>
        <P>The Exchange also proposes to make a non-substantive, clarifying change in two footnotes on the Exchange's Schedule of Fees. Specifically, the Exchange recently adopted language in footnotes 7 and 12 on pages 19 and 20 of the Exchange's current Schedule of Fees, respectively, related to rebates and fees for certain complex orders executed on the Exchange.<SU>12</SU>
          <FTREF/>The Exchange now proposes to add the words `Priority Customer' in front of `orders' to clarify that ISE market makers will receive a discounted rate when they trade against Priority Customer orders that are preferenced to them.</P>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65958 (December 15, 2011) (SR-ISE-2011-81).</P>
        </FTNT>
        <P>The Exchange proposes to make these fee changes operative on January 3, 2012.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that its proposal to amend its Schedule of Fees is consistent with Section 6(b) of the Act<SU>13</SU>
          <FTREF/>in general, and furthers the objectives of Section 6(b)(4) of the Act<SU>14</SU>
          <FTREF/>in particular, in that it is an equitable allocation of reasonable dues, fees and other charges among Exchange members and other persons using its facilities. The impact of the proposal upon the net fees paid by a particular market participant will depend on a number of variables, most important of which will be its propensity to add or remove liquidity in NDX and RUT in the Complex Order Book.</P>
        <FTNT>
          <P>
            <SU>13</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>

        <P>The Exchange believes it is reasonable and equitable to charge all market<PRTPAGE P="1105"/>participants (except Priority Customers) trading in complex orders in NDX and RUT a standardized `make' fee of $0.25 per contract. The Exchange currently charges a standardized `make' fee of $0.32 per contract for complex orders in certain symbols when these orders trade against Priority Customer orders.<SU>15</SU>
          <FTREF/>The Exchange further believes it is reasonable and equitable to charge ISE market maker, firm proprietary and Customer (Professional) orders a `take' fee of $0.70 per contract ($0.75 per contract for Non-ISE Market Maker orders) for complex orders in NDX and RUT because the Exchange is seeking to recoup the cost associated with paying an increased rebate of $0.50 per contract to these market participants. The Exchange believes it is reasonable and equitable to charge ISE market maker, firm proprietary and Customer (Professional) orders a fee of $0.70 per contract ($0.75 per contract for Non-ISE Market Maker orders) when such members are responding to special orders because a response to a special order is akin to taking liquidity, thus the Exchange is proposing to adopt an identical fee for taking liquidity in these two symbols. The Exchange has historically maintained a differential in the fees it charges ISE market makers from those it charges to Non-ISE Market Makers. The Exchange believes it is reasonable and equitable to treat these two groups of market participants differently because each has different commitments and obligations to the Exchange. ISE market makers, in particular, have quoting obligations and pay the Exchange non-transaction fees. Non-ISE Market Makers do not have any such obligations or financial commitments.</P>
        <FTNT>
          <P>
            <SU>15</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 65958 (December 15, 2011) (SR-ISE-2011-81).</P>
        </FTNT>
        <P>The Exchange further believes it is reasonable and equitable for the Exchange to charge a fee of $0.20 per contract for complex orders in NDX and RUT executed in the Exchange's various auctions and for Qualified Contingent Cross orders because these fees are identical to the fees the Exchange currently charges for similar orders in the symbols that are subject to the Exchange's maker/taker fees.</P>
        <P>Additionally, the Exchange believes its proposed fees remain competitive with fees charged by other exchanges and are therefore reasonable and equitably allocated to those members that opt to direct orders to the Exchange rather than to a competing exchange. For example, the $0.70 per contract complex order `take' fee in NDX and RUT proposed by the Exchange for market maker, firm proprietary and Customer (Professional) orders remains lower than that charged by the Boston Options Exchange (“BOX”). For a similar order, BOX charges both a transaction fee, which ranges anywhere from $0.13 per contract to $0.25 per contract, and a fee for adding liquidity in non-Penny Pilot classes of $0.65 per contract, for an `all-in' rate of $0.90 or more per contract.<SU>16</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>16</SU>
            <E T="03">See</E>BOX Fee Schedule, Sections 4 and 7.</P>
        </FTNT>
        <P>The Exchange believes that it is reasonable and equitable to provide a rebate for Priority Customer complex orders when these orders trade with non-customer orders in the Complex Order Book because paying a rebate would continue to attract additional order flow to the Exchange and create liquidity in the symbols that are subject to the rebate, which the Exchange believes ultimately will benefit all market participants who trade on ISE. The Exchange already provides this rebate and is now proposing to increase the rebate for NDX and RUT, which the Exchange believes will attract greater order flow of complex orders in these two symbols.</P>
        <P>The Exchange also believes that it is reasonable and equitable to provide a two cent discount to ISE market makers on preferenced orders because this will provide an incentive for market makers to quote in the Complex Order Book.</P>
        <P>The complex order pricing employed by the Exchange has proven to be an effective pricing mechanism and attractive to members and their customers. The Exchange believes that adopting maker/taker fees and rebates for complex orders in NDX and RUT will attract additional complex order business in these two symbols. The Exchange further believes that the proposed fees are not unfairly discriminatory because the fee structure is consistent with fee structures that exist today at other options exchanges. Additionally, the Exchange believes that the proposed fees are fair, equitable and not unfairly discriminatory because they are consistent with price differentiation that exists today at other option exchanges. The Exchange believes it remains an attractive venue for market participants to trade complex orders as its fees remain competitive with those charged by other exchanges for similar trading strategies. The Exchange operates in a highly competitive market in which market participants can readily direct order flow to another exchange if they deem fee levels at a particular exchange to be excessive. With this proposed fee change, the Exchange believes it remains an attractive venue for market participants to trade complex orders.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The proposed rule change does not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Exchange Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>The Exchange has not solicited, and does not intend to solicit, comments on this proposed rule change. The Exchange has not received any unsolicited written comments from members or other interested parties.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Exchange Act.<SU>17</SU>
          <FTREF/>At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Exchange Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.</P>
        <FTNT>
          <P>
            <SU>17</SU>15 U.S.C. 78s(b)(3)(A)(ii).</P>
        </FTNT>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File Number SR-ISE-2011-84 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
        
        <PRTPAGE P="1106"/>

        <FP>All submissions should refer to File Number SR-ISE-2011-84. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-ISE-2011-84 and should be submitted on or before January 30, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>18</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>18</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-99 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-66085; File No. SR-Phlx-2011-180]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols</SUBJECT>
        <DATE>January 3, 2012.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 21, 2011, NASDAQ OMX PHLX LLC (“Phlx” or “Exchange”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
        <P>The Exchange proposes to amend Section I of the Exchange's Fee Schedule titled “Rebates and Fees for Adding and Removing Liquidity in Select Symbols,” specifically to amend the Select Symbols.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>The term “Select Symbols” refers to the symbols which are subject to the Rebates and Fees for Adding and Removing Liquidity in Section I of the Exchange's Fee Schedule.</P>
        </FTNT>
        <P>While changes to the Fee Schedule pursuant to this proposal are effective upon filing, the Exchange has designated these changes to be operative on January 3, 2011.</P>

        <P>The text of the proposed rule change is available on the Exchange's Web site at<E T="03">http://nasdaqtrader.com/micro.aspx?id=PHLXfilings,</E>at the principal office of the Exchange, and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The purpose of the proposed rule change is to amend the list of Select Symbols in Section I of the Exchange's Fee Schedule, entitled “Rebates and Fees for Adding and Removing Liquidity in Select Symbols” in order to attract additional order flow to the Exchange.</P>
        <P>The Exchange displays a list of Select Symbols in its Fee Schedule at Section I, “Rebates and Fees for Adding and Removing Liquidity in Select Symbols,” which are subject to the rebates and fees in that section. The Exchange is proposing to delete Market Vectors Semiconductor ET (“SMH”) from the list of Select Symbols. SMH would be subject to the rebates and fees in Section II of the Fee Schedule entitled “Equity Options Fees.”<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>Section II includes options overlying equities, ETFs, ETNs, indexes and HOLDRs which are Multiply Listed.</P>
        </FTNT>
        <P>While changes to the Fee Schedule pursuant to this proposal are effective upon filing, the Exchange has designated these changes to be operative on January 3, 2011.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that its proposal to amend its Fee Schedule is consistent with Section 6(b) of the Act<SU>5</SU>
          <FTREF/>in general, and furthers the objectives of Section 6(b)(4) of the Act<SU>6</SU>
          <FTREF/>in particular, in that it is an equitable allocation of reasonable fees and other charges among Exchange members and other persons using its facilities.</P>
        <FTNT>
          <P>
            <SU>5</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>
        <P>The Exchange believes that it is reasonable to remove SMH from its list of Select Symbols to attract additional order flow to the Exchange. The Exchange believes that applying the fees in Section II of the Fee Schedule to SMH, including the opportunity to receive payment for order flow, will attract order flow to the Exchange.</P>
        <P>The Exchange believes that it is equitable and not unfairly discriminatory to amend its list of Select Symbols to remove SMH because the list of Select Symbols would apply uniformly to all categories of participants in the same manner. All market participants who trade the Select Symbols would be subject to the rebates and fees in Section I of the Fee Schedule, which would not include SMH. Also, all market participants would be uniformly subject to the fees in Section  II, which would include SMH.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>

        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.<PRTPAGE P="1107"/>
        </P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were either solicited or received.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Act.<SU>7</SU>
          <FTREF/>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.</P>
        <FTNT>
          <P>
            <SU>7</SU>15 U.S.C. 78s(b)(3)(A)(ii).</P>
        </FTNT>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File No. SR-Phlx-2011-180 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>

        <P>All submissions should refer to File No. SR-Phlx-2011-180. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m.and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should referto File No. SR-Phlx-2011-180 and should be submitted on or before January 30, 2012.</P>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>8</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>8</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-100 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-66090; File No. SR-OCC-2011-19]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options</SUBJECT>
        <DATE>January 3, 2012.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder<SU>2</SU>
          <FTREF/>notice is hereby given that on December 20, 2011, The Options Clearing Corporation (“OCC”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change. On January 3, 2012, OCC filed Amendment No. 1 to the proposed rule change. The propose rule change as amended by Amendment No. 1 is described in Items I, II, and III below, which Items have been prepared primarily by OCC. The Commission is publishing this notice to solicit comments on the proposed rule change and Amendment No. 1 to the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
        <P>The proposed rule change would allow OCC to provide central clearing of OTC options beginning in the first quarter of 2012.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, OCC included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. OCC has prepared summaries, set forth in sections (A), (B), and (C) below, of the most significant aspects of these statements.</P>
        <HD SOURCE="HD2">(A) Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>The purpose of this proposed rule change is to allow OCC to provide central clearing of OTC options beginning in the first quarter of 2012. OCC will clear the proposed OTC options in a manner that is highly similar to the manner in which it clears listed options, with only such modifications as are appropriate to reflect the unique characteristics of OTC options.</P>
        <HD SOURCE="HD3">OTC Options</HD>
        <P>The initial OTC options to be cleared by OCC will consist of options on equity indices published by Standard &amp; Poor's Financial Services LLC (“S&amp;P”).<SU>3</SU>

          <FTREF/>OCC has entered into a license agreement with S&amp;P that allows OCC to clear OTC options on the S&amp;P 500 Index, the S&amp;P MidCap 400 Index and the S&amp;P Small Cap 600 Index. OCC may clear OTC options on other indices and on individual equity securities in the future. OTC options will have predominantly common terms and characteristics, but also include unique terms negotiated by the parties. Transactions in OTC options will not be executed through the facilities of any<PRTPAGE P="1108"/>exchange, but will instead be entered into bilaterally and submitted to OCC for clearance through one or more providers of trade affirmation services.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>OCC indicated that if it intends to clear additional non-S&amp;P OTC products it will file a proposed rule change with the Commission pursuant to Section 19(b)(2) of the Act. Telephone conference between Steve Szarmack, Vice President and Associate General Counsel, OCC, and Pamela Kesner, Special Counsel, Securities and Exchange Commission Division of Trading and Markets on December 22, 2011.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>The initial provider of the trade affirmation services in connection with the OTC options will be MarkitServ.</P>
        </FTNT>
        <P>OTC options will be similar to exchange-traded standardized equity index options called “FLEX Options” that are currently traded on certain options exchanges.<SU>5</SU>
          <FTREF/>FLEX Options are exchange-traded put and call options that allow for customization of certain terms. For example, FLEX index Options traded on the Chicago Board Options Exchange have six customizable terms: (1) underlying index, (2) put or call, (3) expiration date, (4) exercise price, (5) American or European exercise style, and (6) method of calculating settlement value. OCC is the issuer and guarantor of FLEX Options and clears FLEX Options traded on multiple exchanges.</P>
        <FTNT>
          <P>
            <SU>5</SU>Note that FINRA Rule 2360(a)(16) refers to FLEX Options as “FLEX Equity Options”, which it defines as “any options contract issued, or subject to issuance by, The Options Clearing Corporation whereby the parties to the transaction have the ability to negotiate the terms of the contract consistent with the rules of the exchange on which the options contract is traded.” OCC does not believe this definition would capture OTC options as they are not traded on any exchange. Nevertheless, as discussed below, OCC is working with FINRA to amend certain of FINRA's rules to clarify the proper application of such rules to OTC options.</P>
        </FTNT>
        <P>Similar to FLEX Options, a limited number of variable terms of OTC options will be allowed for customization, with a specified range of values that may be assigned to each, as agreed between the buyer and seller. Parties submitting transactions in OTC options for clearing by OCC will be able to customize six discrete terms: (1) Underlying index<SU>6</SU>
          <FTREF/>(2) put or call; (3) exercise price; (4) expiration date; (5) American or European exercise style; and (6) method of calculating exercise settlement value on the expiration date.<SU>7</SU>
          <FTREF/>The variable terms and permitted values will be specified in the proposed Section 6 of Article XVII of the By-Laws. With respect to future OTC options accepted for clearing, OCC intends that such future OTC options will conform to the general variable terms and limits on the variable terms set forth in proposed Section 6 of the By-Laws, and will either amend the Interpretations and Policies thereunder to specify additional requirements for specific OTC options or publish such requirements on OCC's Web site.</P>
        <FTNT>
          <P>
            <SU>6</SU>Initially, however, the S&amp;P 500 Index will be the only permitted underlying index.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>The expiration date of an OTC option must fall on a business day. The method of determining the exercise settlement value of an OTC option on its expiration date may be either the opening settlement value or the closing settlement value of the underlying index (calculated by S&amp;P using the opening or closing price, as applicable, in the primary market of each component security of the underlying index on the specified expiration date), in each case as reported to OCC by CBOE.</P>
        </FTNT>
        <HD SOURCE="HD3">Clearing of OTC Options</HD>
        <P>OCC proposes to clear OTC options subject to the same basic rules and procedures used for the clearance of listed index options. The proposed rules require that the counterparties to the OTC options must be eligible contract participants (“ECPs”), as defined in Section 3a(65) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and Section 1a(18) of the Commodity Exchange Act, as amended (the “CEA”).<SU>8</SU>
          <FTREF/>Because an OTC option will be a “security” as defined in the Exchange Act of 1934, the proposed rules also require that the transactions be cleared through a clearing member of OCC that is registered with the Commission as a broker-dealer or one of the small number of clearing members that are “non-U.S. securities firms” as defined in OCC's By-Laws.<SU>9</SU>
          <FTREF/>OCC is not proposing to require clearing members to meet any different financial standards for clearing OTC options. However, clearing members must be specifically approved by OCC to clear OTC options in order to assure operational readiness.</P>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See</E>proposed Section 6(f), Article XVII of the By-Laws.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See</E>proposed Interpretation and Policy .10 of Section 1, Article V of the By-Laws.</P>
        </FTNT>
        <P>Exercise of an OTC option will be settled by payment of cash by the assigned writer and to the exercising holder through OCC's cash settlement system on the business day following exercise in exactly the same manner as is the case with exercise settlement of listed index options. As in the case of listed index options, the exercise-settlement amount will be equal to the difference between the current value of the underlying interest and the exercise price of the OTC option, times the multiplier that determines the size of the OTC option. In the case of OTC index options on the S&amp;P 500, the multiplier will be fixed at 1. The multipliers for additional OTC index options that OCC may in the future clear may be fixed at such value as OCC determines and provides for in its By-Laws and Rules.</P>
        <P>OCC will calculate clearing margin for the OTC options using its STANS margin system on the same basis as for listed index options. Because OCC currently clears listed options on all three of the underlying indexes on which OCC is currently licensed to clear OTC options, and because the customizable terms of these OTC options are relatively limited and the range of values that customizable terms may be given is limited, OCC does not believe that valuation and risk management for these OTC options present any difficult challenges. Nevertheless, as discussed further below, OCC is proposing a special close-out rule to be used in the unlikely event that OCC would be unable to close out positions in OTC options of a failed clearing member through existing procedures.</P>
        <P>OTC options may be carried in a clearing member's firm account, in market-maker accounts or in its securities customers' account, as applicable. Although customer positions in OTC options will be carried in the securities customers' account (an omnibus account), OCC will use a “customer ID” to identify positions of individual customers based on information provided by clearing members.<SU>10</SU>
          <FTREF/>However, positions are not presently intended to be carried in individual customer sub-accounts, and positions in OTC options will be margined at OCC in the omnibus customers' account on the same basis as listed options. If a clearing member takes the other side of a transaction with its customer in an OTC option, the transaction will result in the creation of a long or short position (as applicable) in the clearing member's customers' account and the opposite short or long position in the clearing member's firm account. The positions could also be includable in the internal cross-margining account, subject to any necessary regulatory approvals.</P>
        <FTNT>
          <P>
            <SU>10</SU>Such customer IDs are necessary in order to allow OCC to comply with certain terms of OCC's license agreement with S&amp;P. As described further below, customer IDs will be used for other purposes as well.</P>
        </FTNT>

        <P>The trade data of an OTC option trade will be entered into the system of MarkitSERV or another trade affirmation vendor approved by OCC for this purpose (the “OTC Trade Source”). OCC will permit additional OTC Trade Sources in the future in response to sufficient market demand from OCC's clearing members and subject to the ability of any such OTC Trade Source to meet OCC's requirements for operational readiness and interoperability with OCC's systems, as well as requirements with respect to relevant business experience and reputation, adequate personnel and expertise, financial qualification and such other factors as OCC deems relevant. The trade may be affirmed through one of two methods: (i) both<PRTPAGE P="1109"/>sides of the trade enter the trade details into the system of the OTC Trade Source and the trade details are compared and matched by the OTC Trade Source; or (ii) one party to the trade enters the trade details into the system of the OTC Trade Source and the other party to the trade then views the information and affirms it if it is correct. Whichever method is used, OCC will receive a matched trade from the OTC Trade Source. Note that, in either case, the OTC Trade Source merely acts as a messaging system among the parties and OCC to affirm the terms that are agreed to by the parties bilaterally and to transmit that information to OCC. It will be permissible for parties to submit trades for clearance that were entered into bilaterally at any time in the past, provided that the eligibility for clearance will be determined as of the date the trade is submitted to OCC for clearance.<SU>11</SU>
          <FTREF/>The OTC Trade Source will process the trade and submit it as a matched trade to OCC for clearing. If OCC accepts the trade, OCC will so notify the OTC Trade Source, which will notify the submitting parties. Customers of clearing members may have direct access to the OTC Trade Source for purposes of entering or affirming trade data and receiving communications regarding the status of transactions, in which case mechanisms will be put in place for a clearing member to authorize a customer to enter a trade for the clearing member's customers' account or for the clearing member to affirm a trade once entered.</P>
        <FTNT>
          <P>
            <SU>11</SU>OCC's license agreement with S&amp;P imposes certain minimum requirements relating to time remaining to expiration of the OTC option, as detailed in proposed Interpretation and Policy .01 of Section 6, Article XVII of the By-Laws.</P>
        </FTNT>
        <P>In order for a clearing member to be approved for clearing OTC options, the clearing member must enter into a standard agreement with MarkitServ (or another OTC Trade Source, if and when OCC enters into arrangements with other OTC Trade Sources). At launch, OTC options will not be subject to the same clearing member trade assignment rules and procedures through which exchange-traded options can be cleared by a clearing member other than the executing clearing member. This functionality may be added at a later date. OCC and MarkitSERV will adopt procedures to permit a customer that has an account with Clearing Member A (“CM A”) to enter into an OTC option transaction with Clearing Member B (“CM B”) and have the position included in its account at CM A and cleared in CM A's customers' account at OCC.</P>
        <P>OTC options will be fungible with each other to the extent that there are OTC options in the system with identical terms. However, OCC will not treat OTC options as fungible with index options listed on any exchange, even if an OTC option has terms identical to the terms of the exchange-listed option.</P>
        <P>Clearing members that carry customer positions in cleared OTC options will be subject to all OCC rules governing OCC-cleared options generally, as well as all applicable rules of the SEC and of any self-regulatory organization, including the Financial Industry Regulatory Authority (“FINRA”), of which they are a member.</P>
        <HD SOURCE="HD3">Regulatory Status of the OTC Options</HD>
        <P>An OTC option will be a “security” as defined in both the Securities Act of 1933, as amended (the “Securities Act”) and, as noted above, the Exchange Act. OCC will be the “issuer” of the OTC options. The OTC options will be neither “swaps” nor “security-based swaps” for purposes of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”).<SU>12</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>12</SU>Section 1a(47)(A)(i) of CEA, as added by Section 721(a)(21) of Dodd-Frank, defines “swaps” broadly to include options on indices. However, Section 1a(47)(B)(iii) of the CEA excludes from the “swap” definition any option on any index of securities that is subject to the Securities Act and the Exchange Act. A contract that is excluded from the definition of a “swap” under Section 1a(47)(B) (other than Section 1a(47)(B)(x)) is not a “security-based swap” for purposes of Section 3a(68) of the Exchange Act.</P>
        </FTNT>
        <P>Most of OCC's clearing members are members of FINRA and subject to FINRA's rules, which have different provisions for “listed” and “OTC options” and contain various definitions distinguishing between the two. In some cases, OTC options would fall into neither category under FINRA's definitions and in other cases, they would fall within what OCC perceives to be the wrong category. OCC has suggested to FINRA that it amend certain of its rules to clarify the proper application of such rules to cleared OTC options.</P>
        <HD SOURCE="HD3">Proposed By-Law and Rule Changes</HD>
        <P>The specific proposed changes to OCC's By-Laws and Rules to provide for the clearing of OTC options relate primarily to: (i) Specification of customizable terms; (ii) procedures for submission and acceptance of trades for clearance; and (iii) specification of criteria for eligibility of clearing members to clear transactions in OTC options and limitation of the types of customers for whom clearing members may effect transactions in OTC options. Otherwise, the currently proposed OTC options will be cleared and settled under the same provisions applicable to clearance of listed index options. Many of the proposed amendments are self-explanatory, and we have therefore attempted to confine the following discussion to a broad overview with specific explanation only where the reasons for the change may be less obvious.</P>
        <P>Article I of the By-Laws contains defined terms used throughout the By-Laws and Rules. OCC proposes to modify certain existing definitions and include certain new definitions in order to incorporate OTC options into existing rules and facilitate the creation of new provisions unique to OTC options. Throughout the By-Laws and Rules, OCC proposes to replace the term “Exchange transaction,” which is currently defined in Article I, in relevant part, as “a transaction on or through the facilities of an exchange for the purchase, writing or sale of a cleared contract” with the term “matched trade” so as to make the relevant portions of the By-Laws and Rules applicable to transactions in OTC options as well as listed options. “Matched trade” is proposed to be defined in Article I to include transactions “effected on or through the facilities of an exchange” or “affirmed through the facilities of an OTC Trade Source” in order to include transactions in both listed options and OTC options. The current definition of “matched trade” in Rule 101 is proposed to be deleted as unnecessary given the new definition. Much of the length of this rule filing is attributable to the fact that the term “Exchange transaction” is used so many places in the rules. OCC has entered into agreements in the past which reference the term “Exchange transaction” or “exchange transaction.” OCC is also proposing to add an Interpretation and Policy to the new definition of “matched trade” in order to avoid any ambiguity concerning how such terms should be interpreted in any such agreement.</P>

        <P>OCC proposes to add a new Interpretation and Policy .10 to Section 1 of Article V of the By-Laws, providing the additional criteria that must be met by a Clearing Member in order to clear OTC index options. Among these new criteria are that Clearing Member seeking to clear OTC index options on underlying indices published by Standard &amp; Poor's Financial Services LLC (“S&amp;P”) must execute and maintain in effect a short-form license agreement in such form as specified from time to time by S&amp;P. The current form of S&amp;P<PRTPAGE P="1110"/>short-form index license agreement is attached hereto as Exhibit A.</P>
        <P>The Interpretations and Policies under Section 1, Article VI allow clearing members to adjust their positions with OCC for certain enumerated reasons. OCC proposes to amend the Interpretations and Policies to clarify that, consistent with industry conventions in the OTC markets, adjustment of positions in OTC options will be effected through a manual process (as opposed to the electronic process available to post-trade adjustments in listed options), to the extent permitted by OCC. For the same reason, OCC is proposing to amend Rule 403 to prohibit clearing member trade assignment (“CMTA”) transactions in OTC options. Trade “give-ups” that are effected through the CMTA process in the case of listed options will, in the case of OTC options, be effected through MarkitSERV before the trades are submitted to OCC for clearing.</P>
        <P>Article XVII of the By-Laws governs index options in general and OCC is proposing amendments to Article XVII in order to set forth the terms applicable to the initial OTC options proposed to be cleared by OCC—options on equity indices published by S&amp;P—and to differentiate OTC index options from other index options cleared by OCC. For example, certain amendments to the definitions are necessary because OTC options will be permitted to have a much wider range of expiration dates and expiration times than exchange-traded options. Additional definitional amendments ensure that OTC index options will constitute a separate class of options from other cash-settled index options even if both index options have the same terms and cover the same underlying interest.</P>
        <P>Section 3 of Article XVII provides for adjustment of the terms of outstanding index options as necessary to reflect possible changes in the underlying index—such as those creating a discontinuity in the level of the index—that could theoretically make an adjustment necessary to protect the legitimate expectations of holders and writers of options on the index. Pursuant to paragraph (g) of Section 3, most but not all such adjustments would be made, in the case of listed index options, by an adjustment panel consisting of representatives of the exchanges on which the options are traded. In the case of OTC options, any such adjustments will be made by OCC in its sole discretion. However, in exercising that discretion, OCC may take into consideration adjustment made by the adjustment panel with respect to exchange-traded options covering the same underlying index.<SU>13</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>13</SU>Because index options, unlike options on individual stocks, rarely, if ever, require adjustments, allocation of the adjustment authority may have little practical significance.</P>
        </FTNT>

        <P>OCC proposes to add a new Section 6 to Article XVII to set forth certain provisions unique to OTC index options, including the variable terms allowed for OTC index options and the general limitations on such variable terms. In general, all OTC index options must conform to the terms and limitations set forth in Section 6, and additional specific requirements applicable to specific OTC index options will either be set forth in the Interpretations and Policies under Section 6 or published separately on OCC's Web site. Section 6 also makes clear that although OTC index options are not fungible with exchange-traded index options, OTC index options of the same series (<E T="03">i.e.,</E>options having identical terms) will be fungible with each other. In addition to the terms and limitations applicable to OTC index options, Section 6 will establish that clearing members will be deemed to have made a number of representations and warranties in connection with their activities in OTC options each time they affirm a matched trade entered into an OTC Trade Source.</P>
        <P>Chapter IV of the Rules sets forth the requirements for reporting of matched trades to OCC, and Rule 401 thereunder governs reporting of transactions in listed options by participant Exchanges. OCC is proposing to add new Rule 404 to govern the details of reporting of matched trades in OTC options by an OTC Trade Source.</P>
        <P>As discussed above, positions in OTC options will generally be margined in the same manner as positions in listed options using STANS and pursuant to Chapter VI of the Rules. However, OCC proposes to amend Rule 611 to establish different procedures for the segregation of long positions in OTC options for margining purposes. Long positions in listed options are held in a clearing member's customers' account or firm non-lien account and by default are deemed to be “segregated,” meaning that they are not subject to OCC's lien and are given no collateral value when determining the margin requirement in the account. Such positions may be unsegregated only when a clearing member instructs OCC to unsegregate a long position and represents to OCC that the long position is part of a spread transaction carried for a single customer whose margin requirement on the corresponding short position has been reduced in recognition of the spread. OCC will then unsegregate the long position and so reduce OCC's margin requirement. However, in case of long positions in OTC options that are carried in a clearing member's customers' account and for which OCC has received a customer ID, OCC proposes that it will automatically unsegregate such long positions if OCC identifies a qualifying short position in OTC options carried under the same customer ID. Clearing members will not be required to give an affirmative instruction to OCC to unsegregate a long position in OTC options or make a separate representation regarding the spread transaction. Instead, by carrying a qualifying spread position in a customer account, clearing members are deemed to have represented to OCC that the customer's margin has been reduced in recognition of the spread. Based on discussion with the clearing members, it is OCC's understanding that, in practice, broker-dealers reduce customers' margin requirements to reflect spread positions. Therefore, OCC believes that automatic recognition of such spreads by OCC together with the deemed representation will greatly increase operational efficiency while providing equal assurance that long positions in OTC options will be unsegregated only if an identified customer will receive the benefit of the reduced margin required for spread transactions.</P>
        <P>Rule 1001 sets forth the amount of the contribution that each clearing member is required to make to the clearing fund. OCC proposes to amend Rule 1001(c) so that, for purposes of calculating the daily average number of cleared contracts held by a clearing member in open positions with OCC during a calendar month (which number is used in turn to determine the clearing member's contribution to the clearing fund), open positions in OTC options will be adjusted as needed to account for any differences between the multiplier or unit of trading with respect to OTC options relative to non-OTC options covering the same underlying index or interest so that OTC options and non-OTC options are given comparable weight in the computation.<SU>14</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>14</SU>For example, the index multiplier applicable to OTC index options on the S&amp;P 500 Index will be fixed at 1.<E T="03">See</E>proposed Interpretation and Policy .01 of Section 6, Article XVII of the By-Laws. In comparison, the index multiplier applicable to listed index options is 100.</P>
        </FTNT>

        <P>In general, the rules in Chapter XI governing the suspension of a clearing member will apply equally to clearing members that transact in OTC options. Rule 1106 provides broad authority for<PRTPAGE P="1111"/>OCC to close out open positions in options carried by a suspended clearing member “in the most orderly manner practicable.” OCC is proposing to amend Rule 1106 to add an additional provision with respect to positions in OTC options. The Commission has recently approved an OCC rule change providing OCC the authority to use an auction process as one of the means by which OCC may close out open positions in listed options carried by a suspended clearing member.<SU>15</SU>
          <FTREF/>OCC anticipates it will use this auction process for OTC options as well. As an additional protection, however, OCC is proposing to amend Rule 1106 to give OCC the authority, in extraordinary circumstances, to fix a liquidation value for open OTC options positions of a suspended clearing member if OCC determines that fixing a close-out value is the most orderly manner of closing out such positions. This procedure would mean that one or more clearing members having the opposite side of options of the same series as those held by the defaulting clearing member could have their positions involuntarily closed out and would be required to accept or pay the close-out value of the positions as determined by OCC. OCC anticipates that the likelihood of having to exercise this authority is small, and that the authority would only be exercised in the event that OCC is unable to find a counterparty willing to purchase, or assume the obligations of, open long and short positions of the suspended clearing member at an appropriate value either through the regular OTC market or through the auction process. Nevertheless, in view of the fact that positions in OTC index options are expected to be large and that there may be no active trading market in options with terms precisely identical to the terms of the OTC index options in question, OCC believes that this is an appropriate failsafe provision.</P>
        <FTNT>
          <P>
            <SU>15</SU>
            <E T="03">See</E>Securities Exchange Act Release 65654 (October 28, 2011), 76 FR 68238 (November 3, 2011).</P>
        </FTNT>
        <P>OCC believes that the proposed changes to OCC's By-Laws are consistent with the purposes and requirements of Section 17A of the Exchange Act because they are designed to permit OCC to perform clearing services for products that are subject to the jurisdiction of the CFTC without adversely affecting OCC's obligations with respect to the prompt and accurate clearance and settlement of securities transactions or the protection of securities investors and the public interest. The proposed rule change is not inconsistent with any rules of OCC.</P>
        <HD SOURCE="HD2">
          <E T="03">(B) Self-Regulatory Organization's Statement on Burden on Competition</E>
        </HD>
        <P>OCC does not believe that the proposed rule change would impose any burden on competition.</P>
        <HD SOURCE="HD2">
          <E T="03">(C) Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others</E>
        </HD>
        <P>Written comments relating to the proposed rule change have not been solicited or received. OCC will notify the Commission of any written comments received by OCC.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>

        <P>Within 45 days of the date of publication of this notice in the<E T="04">Federal Register</E>or within such longer period up to 90 days (i) as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission will:</P>
        <P>(A) By order approve or disapprove the proposed rule change or</P>
        <P>(B) Institute proceedings to determine whether the proposed rule change should be disapproved.</P>
        <HD SOURCE="HD2">
          <E T="03">Electronic Comments</E>
        </HD>
        <P>• Use the Commissions Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>) or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov</E>. Please include File Number SR-OCC-2011-19 on the subject line.</P>
        <HD SOURCE="HD2">
          <E T="03">Paper Comments</E>
        </HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File Number SR-OCC-2011-19. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Section, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filings will also be available for inspection and copying at the principal office of OCC and on OCC's Web site at<E T="03">http://www.optionsclearing.com/components/docs/legal/rules_and_bylaws/sr_occ_11_19_a_1.pdf</E>. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-OCC-2011-19 and should be submitted on or before January 30, 2012.<FTREF/>
        </FP>
        <FTNT>
          <P>
            <SU>16</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission by the Division of Trading and Markets, pursuant to delegated authority.<SU>16</SU>
          </P>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-112 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-66086; File No. SR-Phlx-2011-181]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Access Service Fees</SUBJECT>
        <DATE>January 3, 2012.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 21, 2011, NASDAQ OMX PHLX LLC (“Phlx” or “Exchange”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>

        <P>The Exchange proposes to amend the following Access Service Fees: (i) the Trading/Administrative Booths and<PRTPAGE P="1112"/>Market Maker Trading Space Fee; (ii) the Specialist Post Fee; and (iii) the Floor Facility Fee. The Exchange proposes to delete the following Access Service Fees: (i) the Shelf Space on Equity Option Trading Floor Fee; and (ii) Kiosk Construction Fee.</P>
        <P>While changes to the Fee Schedule pursuant to this proposal are effective upon filing, the Exchange has designated these changes to be operative on January 3, 2012.</P>

        <P>The text of the proposed rule change is available on the Exchange's Web site at<E T="03">http://nasdaqtrader.com/micro.aspx?id=PHLXfilings,</E>at the principal office of the Exchange, and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The purpose of the proposed rule change is amend the following Access Service Fees: (i) the Trading/Administrative Booths and Market Maker Trading Space Fee; (ii) Specialist Post Fee and (iii) Floor Facility Fee to keep pace with rising overhead costs associated with maintaining the trading floor. In addition, the Exchange proposes to delete the Shelf Space on Equity Option Trading Floor Fee and the Kiosk Construction Fee because these fees are not relevant and the Exchange has absorbed such costs, respectively. Each fee will be described below separately.</P>
        <HD SOURCE="HD2">
          <E T="03">Trading/Administrative Booths and Market Maker Trading Space Fee</E>
        </HD>
        <P>The Exchange is proposing to amend the name of the “Trading/Administrative Booths and Market Maker Trading Space” Fee to the “Trading/Administrative Booths” Fee. The Trading Post/Booth space is physical space on the Exchange's trading floor, which space typically is used by floor brokers and clearing firms. The Exchange is proposing changes to the Floor Facility Fees, described in more detail below, and therefore is amending the name of the Trading/Administrative Booths and Market Maker Trading Space Fee to reflect the changes described below. Registered Options Traders<SU>3</SU>
          <FTREF/>and SQTs<SU>4</SU>
          <FTREF/>would be assessed the Floor Facility Fee, instead of this fee. Any floor participant may elect to obtain a booth on the Exchange's trading floor. The Exchange is not proposing to amend the fee rate of the Trading/Administrative Booths Fee.</P>
        <FTNT>
          <P>

            <SU>3</SU>A Registered Options Trader (“ROT”) includes a Streaming Quote Trader (“SQT”), a Remote Streaming Quote Trader (“RSQT”) and a Non-SQT, which by definition is neither a SQT or a RSQT. A Registered Option Trader is defined in Exchange Rule 1014(b) as a regular member or a foreign currency options participant of the Exchange located on the trading floor who has received permission from the Exchange to trade in options for his own account.<E T="03">See</E>Exchange Rule 1014 (b)(i) and (ii).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>An SQT is defined in Exchange Rule 1014(b)(ii)(A) as an ROT who has received permission from the Exchange to generate and submit option quotations electronically in options to which such SQT is assigned.</P>
        </FTNT>
        <HD SOURCE="HD2">Specialist Post Fee</HD>
        <P>The Exchange proposes to amend the current fee structure for a Specialist Post and instead assess a $3,000 fee for such a post. Currently, Specialist Post Fees vary with the size of the post. Specialist units are assessed a Specialist Post Fee of $1,125 per month for a quarter post and $4,500 per month for a full post with a maximum fee of $4,500 per month. The Exchange proposes modifying the fee structure for a Specialist Post to assess the fee equally to all Specialist units. Each individual Specialist would also be assessed a Floor Facility Fee, as described below, which costs together (the Specialist Post Fee and the Floor Facility Fee) would assist the Exchange in recouping increasing occupancy costs, such as electricity usage due to the increase of member computers on the trading floor. The Exchange believes that the $3,000 Specialist Post Fee is consistent with costs incurred by the Exchange for the usage of space on the Exchange's trading floor<SU>5</SU>
          <FTREF/>by Specialists.</P>
        <FTNT>
          <P>
            <SU>5</SU>There are some Specialist units that currently pay a $1,125 Specialist Post Fee that would experience an increased fee with the proposed $3,000 fee rate, however these Specialist units comprise less than two percent of the Specialist Units.</P>
        </FTNT>
        <HD SOURCE="HD2">Floor Facility Fee</HD>
        <P>The Exchange proposes to increase the Floor Facility Fee from $200 per month to $300 per month. Currently, the Floor Facility Fee is applicable to floor members that are not currently assessed fees related to the usage of a Trading/Administrative Booths and Market Maker Trading Space Fee. The Floor Facility Fee is intended to fairly allocate costs attendant to providing members with services necessary to the conduct of business on the floor of the Exchange. The Exchange proposes to increase this fee to offset the increased costs of operating a trading floor facility. In addition to increasing this fee, the Exchange proposes to apply the Floor Facility Fee to ROTs, SQTs and individual Specialists<SU>6</SU>
          <FTREF/>located on the Exchange's trading floor. Today, a ROT and SQT are assessed the Trading/Administrative Booths and Market Maker Trading Space Fee and an individual Specialist is not assessed such a fee. The Exchange also proposes to remove the qualifier that the Floor Facility Fee is applicable to floor members that are not currently assessed fees related to the usage of a Trading/Administrative Booth or Market Maker Trading Space. Rather, ROTs, SQTs and individual Specialists on the Exchange's trading floor would be assessed a Floor Facility Fee. If a ROT or SQT also determined to acquire a Trading/Administrative Booth, they would also be assessed that fee as well. Each individual Specialist would be assessed this fee and the Specialist unit would be assessed the Specialist Post Fee. In the instance that an individual Specialist is also an SQT, that member will only pay a $300 Floor Facility Fee per month; that Specialist would not be assessed the fee for each capacity.</P>
        <FTNT>
          <P>
            <SU>6</SU>A Specialist is an Exchange member who is registered as an options specialist pursuant to Rule 1020(a). A Specialist Unit would be assessed the Specialist Post Fee and the individual Specialist would be assessed the Floor Facility Fee.</P>
        </FTNT>
        <HD SOURCE="HD2">Shelf Space on Equity Option Trading Floor</HD>
        <P>The Exchange maintained various fees on its Fee Schedule relating to XLE, the Exchange's equity trading system. The Exchange ceased operation of the technology used to operate XLE on October 24, 2008 and filed a proposal to amend the administration and enforcement of certain rules.<SU>7</SU>

          <FTREF/>The Exchange also filed to delete XLE Fee Schedule and references to XLE fees<PRTPAGE P="1113"/>from the Fee Schedule.<SU>8</SU>
          <FTREF/>The Shelf Space on Equity Option Trading Floor Fee should have been deleted along with the other XLE fees. This fee inadvertently remained on the Fee Schedule. The Exchange proposes to delete this outdated fee.</P>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 58613 (September 22, 2008), 73 FR 57181 (October 1, 2008) (SR-Phlx-2008-65). The Exchange later filed to delete various Rules relating to XLE.<E T="03">See</E>Securities Exchange Act Release No. 64338 (April 25, 2011), 76 FR 24069 (April 29, 2011) (SR-Phlx-2011-13).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 59030 (December 1, 2008), 73 FR 74548 (December 8, 2008) (SR-Phlx-2008-80).</P>
        </FTNT>
        <HD SOURCE="HD2">Kiosk Construction Fee</HD>
        <P>The Exchange proposes to amend the Fee Schedule to eliminate the Kiosk<SU>9</SU>
          <FTREF/>Construction Fee. This fee was adopted in 2002 to require individual Specialists and Specialist units to pay for the cost of construction of a kiosk if the Specialist unit initiates the construction request.<SU>10</SU>
          <FTREF/>The Exchange has not assessed this fee since approximately 2008. The Exchange has determined to absorb this cost in the few circumstances that it believes any construction would be necessary going forward. The Exchange proposes to eliminate the Kiosk Construction Fee.</P>
        <FTNT>
          <P>
            <SU>9</SU>A kiosk is an open, flat surface that contains computer terminals and allows the Specialist units to face the trading crowd.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See</E>Securities Exchange Act Release No. 458470 (April 20, 2002), 67 FR 30409 (May 6, 2002) (SR-Phlx-2002-30).</P>
        </FTNT>
        <P>While changes to the Fee Schedule pursuant to this proposal are effective upon filing, the Exchange has designated these changes to be operative on January 3, 2012.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The Exchange believes that its proposal to amend its Fee Schedule is consistent with Section 6(b) of the Act<SU>11</SU>
          <FTREF/>in general, and furthers the objectives of Section 6(b)(4) of the Act<SU>12</SU>
          <FTREF/>in particular, in that it is an equitable allocation of reasonable fees and other charges among Exchange members.</P>
        <FTNT>
          <P>
            <SU>11</SU>15 U.S.C. 78f(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>
        <P>The Exchange believes that it is reasonable to amend its Trading/Administrative Booths Fee to eliminate the requirement that a market maker, which includes a ROT and a SQT in this case, pay the $300 monthly fee. The Exchange also believes that it is reasonable to apply the Floor Facility Fees to ROTs, SQTs and individual Specialists and increase that fee to $300. Finally, the Exchange believes that it is reasonable to assess all Specialist Units a Specialist Post Fee of $3,000 instead of a fee based on the size of the post. The revenue from these fees would assist the Exchange in defraying the occupancy costs of maintaining the trading floor. The Exchange also believes that it is reasonable to assess ROTs and SQTs the Floor Facility Fee instead of the newly named “Trading/Administrative Booths” Fee in order that market makers retain their own fee category. There is no impact in terms of the amount such ROTS and SQTs will be assessed because both fees, the Trading/Administrative Booths Fee and the Floor Facility Fee, will be $300. Finally, the Exchange believes that removing the qualifier that the Floor Facility Fee is applicable to floor members that are not currently assessed fees related to the usage of a Trading/Administrative Booth is reasonable because these fees are meant to apply to different types of market participants. In the event that a ROT or SQT determined that they would also require a booth, the Exchange believes that the use of the booth should be a separate fee from the Facility Fee.</P>
        <P>The Exchange also believes that the fee amendments to the newly named Trading/Administrative Booths Fee, Specialist Post Fee and Floor Facility Fees are equitable and not unfairly discriminatory because the Specialist Post Fees are higher because Specialists generate higher occupancy costs from electricity usage and other facility usage as compared to other floor participants. The Specialist Post Fee combined with the Floor Facility Fee would allow the Exchange to cover such costs as cleaning, HVAC and general maintenance. All other floor members would be assessed the Floor Facility Fee of $300 per month to conduct business on the Exchange's trading floor. The Exchange believes these fees are indicative of the costs attributable to each category of participant. In addition, the amendment to the Specialist Post Fee would cause all Specialist units to be uniformly assessed the same fee. All individual Specialists would also be uniformly assessed a $300 Floor Facility Fee, which would be equal to the Trading/Administrative Booths Fee paid by floor brokers and clearing firms, also $300 per month. Only a small number of Specialist units would pay a higher cost for Specialist Posts. When combining the Specialist Post Fee and Floor Facility Fee some Specialists units/Specialists would experience a higher fee overall, which fees are consistent with increased costs to maintain the Exchange's trading floor. Other Specialist units/Specialists would experience a lower fee overall. Finally, the Exchange believes that removing the qualifier that the Floor Facility Fee is applicable to floor members that are not currently assessed fees related to the usage of a Trading/Administrative Booth is equitable and not unfairly discriminatory because all members would be billed equally for each service based on their participation and requests for space.</P>
        <P>The Exchange believes that eliminating the outdated Shelf Space on Equity Option Trading Floor Fee is reasonable, equitable and not unfairly discriminatory because there is no longer an equity trading floor and the fee inadvertently remained on the Fee Schedule after the shutdown of XLE. Similarly, the Exchange believes that eliminating the Kiosk Construction Fee is reasonable, equitable and not unfairly discriminatory because the Exchange has recently not received any requests for construction and has determined to absorb such costs in the future if such construction is necessary. By eliminating this fee, no member on the Exchange's trading floor would be assessed for such a cost.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>No written comments were either solicited or received.</P>
        <HD SOURCE="HD1">III.  Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Act.<SU>13</SU>
          <FTREF/>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.</P>
        <FTNT>
          <P>
            <SU>13</SU>15 U.S.C. 78s(b)(3)(A)(ii).</P>
        </FTNT>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>

        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:<PRTPAGE P="1114"/>
        </P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File No. SR-Phlx-2011-181 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File No. SR-Phlx-2011-181. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-Phlx-2011-181 and should be submitted on or before January 30, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>14</SU>
            <FTREF/>
          </P>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
        <FTNT>
          <P>
            <SU>14</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-111 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-66083; File No. SR-CME-2011-19]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With New CFTC DCO Regulations</SUBJECT>
        <DATE>January 3, 2012.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 20, 2011, the Chicago Mercantile Exchange Inc. (“CME”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change described in Items I and II below, which items have been prepared primarily by CME. The Commission is publishing this Notice and Order to solicit comments on the proposed rule change from interested persons and to approve the proposed rule change on an accelerated basis.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of Terms of Substance of the Proposed Rule Change</HD>
        <P>CME proposes to amend certain of its rules to comply with new CFTC Regulations 39.16(d) (Insolvency of a clearing member) and 39.15(d) (Transfer of customer positions), respectively. The text of the proposed rule change is below. The italicized text indicates additions. Bracketed text indicates deletions.</P>
        <HD SOURCE="HD1">CME Rulebook</HD>
        <HD SOURCE="HD1">Rule 100—Rule 441—No Change.</HD>
        <HD SOURCE="HD1">Chapter 4. Enforcement of Rules</HD>
        <HD SOURCE="HD1">Rule 442. NOTIFICATION OF SIGNIFICANT EVENTS</HD>
        <P>Each Member shall<E T="03">provide</E>immediate[ly]<E T="03">notice to</E>[fy] the Market Regulation Department<E T="03">(and each Member that is a Member Firm or a Clearing member shall also provide immediate notice to the Clearing House),</E>in writing upon becoming aware of any of the following events relating to such Member:</P>
        <P>1. any suspension, expulsion, revocation or restriction of such Member's trading privileges or any fine in excess of $25,000, through an adverse determination, voluntary settlement or otherwise, by any court, commodity or securities exchange or related clearing organization, the Securities and Exchange Commission, the Commodity Futures Trading Commission or the securities commission or equivalent authority of any state, territory, the District of Columbia or foreign country, the National Futures Association, the Financial Industry Regulatory Authority, Inc. or any self-regulatory or regulatory organization;</P>
        <P>2. any indictment of the Member or any of its officers for, any conviction of the Member or any of its officers of, or any confession of guilt or plea of guilty or nolo contendere by the Member or any of its officers to 1) any felony or 2) any misdemeanor involving, arising from, or related to the purchase or sale of any commodity, security, futures contract, option or other financial instrument or involving or arising from fraud or moral turpitude; and/or</P>
        <P>3. any<E T="03">filing of</E>a [involuntary] bankruptcy petition<E T="03">or insolvency, receivership or equivalent proceeding of which the member is a subject.</E>[that has been filed against such Member, or<E T="03">i</E>]<E T="03">In</E>the case of a voluntary bankruptcy<E T="03">, insolvency, receivership or equivalent</E>proceeding,<E T="03">the Member also shall notify</E>the Market Regulation Department<E T="03">, and the Clearing House in the case of a Member that is a Member Firm or Clearing Member)</E>when such Member [has filed or has] form<E T="03">s</E>[ed] a definite intention to file<E T="03">such</E>proceeding [for bankruptcy].</P>
        <P>Nothing in this Rule shall limit or negate any other reporting obligations that any member may have to the Exchange or any other regulator or person.</P>
        <STARS/>
        <HD SOURCE="HD1">Rule 443-Rule 852—No Change.</HD>
        <HD SOURCE="HD1">Chapter 8. Clearing House and Performance Bonds</HD>
        <HD SOURCE="HD1">Rule 853. TRANSFERS OF TRADES<E T="0084">AND CUSTOMER ACCOUNTS</E>
        </HD>
        <HD SOURCE="HD1">
          <E T="0084">853.</E>A.<E T="0084">Transfers of Trades</E>
        </HD>
        <P>
          <E T="03">1.</E>Subject to the limitations of Rule 854, existing trades may be transferred either on the books of a clearing member or from one clearing member to another clearing member provided:</P>
        <P>
          <E T="03">i</E>[1]. The transfer merely constitutes a change from one account to another account provided the underlying beneficial ownership in said accounts remains the same; or</P>
        <P>ii[2]. An error has been made in the clearing of a trade and the error is discovered and the transfer is completed within two business days after the trade date.</P>
        <P>[B]<E T="03">2.</E>Subject to the limitations of Rule 854, Exchange staff may, upon request by the clearing member(s), approve a<PRTPAGE P="1115"/>transfer of existing trades either on the books of the same clearing member, or from the books of one clearing member to the books of another clearing member if the transfer is in connection with, or as a result of, a merger, asset purchase, consolidation or similar non-recurring transaction between two or more entities where one or more entities become the successor in interest to one or more other entities.</P>
        <P>
          <E T="03">3</E>[C]. Exchange staff may, with the consent of the clearing member(s) involved, permit the transfer of existing trades if, in staff's opinion, the situation so requires and such transfer is in the best interests of the Exchange.</P>
        <P>
          <E T="03">4</E>[D]. Provided that the transfer is permitted pursuant to Sections<E T="03">1</E>[A]., 2[B]. or 3[C]. above, transactions in all physically delivered futures contracts except for FX futures contracts must be recorded and carried on the books of the receiving firm at the original trade dates; all other transactions may be recorded and carried at either the original trade date or the transfer date. Futures transactions may be transferred using either the original trade price or the most recent settlement price; options transactions may be transferred using either the original trade price or a trade price of zero.</P>
        <P>[E]<E T="03">5.</E>All transfers shall be reported to the Clearing House in a form acceptable to the Exchange for the type of transactions involved. The proper indicator must be included in the transfer such that the transactions, including the transaction(s) to reverse an error, clear as transfers. The clearing members involved shall maintain a full and complete record of all transactions together with all pertinent memoranda.</P>
        <HD SOURCE="HD1">853.B. Transfers of Customer Accounts</HD>
        <P>
          <E T="03">1. Subject to the limitations of Rule 853.A, after receipt of a signed instruction from a Clearing Member (the “Carrying Clearing Member”) to transfer all or a portion of a customer account to another Clearing Member (the “Receiving Clearing Member”), and provided that such instruction contains the customer's name and account number (and, if the transfer is not of the entire account, a description of which portion is to be transferred), and provided that the Receiving Clearing Member agrees to accept the account, the Exchange shall promptly transfer the account (or the relevant portion thereof), without requiring any close-out or rebooking of positions in connection with the transfer, provided that:</E>
        </P>
        <P>
          <E T="03">i. The transferred positions will satisfy Exchange performance bond requirements at the Receiving Clearing Member; and</E>
        </P>
        <P>
          <E T="03">ii. Any remaining positions in the customer account at the Carrying Clearing Member will satisfy Exchange performance bond requirements.</E>
        </P>
        <STARS/>
        <HD SOURCE="HD1">Rule 854-End—No Change.</HD>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, CME included statements concerning the purpose and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item III below. CME has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>CME proposes to amend certain of its rules to comply with new CFTC Regulations 39.16(d) (Insolvency of a clearing member) and 39.15(d) (Transfer of customer positions). The new CFTC regulations were part of a comprehensive set of principle-based regulations adopted by the CFTC that establish certain standards of compliance for derivatives clearing organizations (“DCOs”) like CME.</P>
        <P>New CFTC Regulation 39.16(d), which becomes effective on January 9, 2011, requires each DCO to have a rule that requires clearing members to provide prompt notice to the DCO if the clearing member becomes the subject of a bankruptcy petition, receivership proceeding, or the equivalent. New CFTC Regulation 39.15(d), also effective on January 9, 2012, requires each DCO to have rules providing that the DCO will promptly transfer all or a portion of a customer's account from one clearing member to another, provided that the conditions in the Regulation are satisfied. In order to comply with these CFTC requirements, CME proposes to amend current CME Rules 442 and Rule 853 as set forth above. CME will consider whether any future changes would be necessary to the language of CME Rule 853 to the extent CME begins clearing securities products. The proposed effective date for these revisions is January 4, 2012.</P>
        <P>CME also made a filing, CME Submission 11-491, with its primary regulator, the Commodity Futures Trading Commission, with respect to the proposed rule changes.</P>
        <P>CME believes the proposed changes are consistent with the requirements of the Exchange Act. CME, a DCO, is required to implement the proposed changes to comply with recent changes to CFTC regulations. CME notes that the policies of the Commodity Exchange Act (“CEA”) with respect to clearing are comparable to a number of the policies underlying the Exchange Act, such as promoting market transparency for derivatives markets, promoting the prompt and accurate clearance of transactions and protecting investors and the public interest.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>CME does not believe that the proposed rule change will have any impact, or impose any burden, on competition.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>CME has not solicited, and does not intend to solicit, comments regarding this proposed rule change. CME has not received any unsolicited written comments from interested parties.</P>
        <HD SOURCE="HD1">III. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>

        <P>• Electronic comments may be submitted by using the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>), or send an email to<E T="03">rule-comments@sec.gov.</E>Please include File No. SR-CME-2011-19 on the subject line.</P>
        <P>• Paper comments should be sent in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC, 20549-1090.</P>

        <P>All submissions should refer to File Number SR-CME-2011-19. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than<PRTPAGE P="1116"/>those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of CME. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-CME-2011-19 and should be submitted on or before January 30, 2012.</P>
        <HD SOURCE="HD1">IV. Commission's Findings and Order Granting Accelerated Approval of Proposed Rule Change</HD>
        <P>In its filing, CME requested that the Commission approve this request on an accelerated basis for good cause shown. CME cites the reason for granting this request on an accelerated basis as CME's operations as a DCO, subject to regulation by the CFTC under the CEA. These rule changes are being made according to regulations promulgated by the CFTC, which were previously subject to notice and comment. Not approving this request on an accelerated basis will have a significant impact on CME's operations as a DCO.</P>
        <P>Section 19(b) of the Act<SU>3</SU>
          <FTREF/>directs the Commission to approve a proposed rule change of a self-regulatory organization if it finds that such proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to such organization. The Commission finds that the proposed rule changes are consistent with the requirements of the Act, in particular the requirements of Section 17A of the Act,<SU>4</SU>
          <FTREF/>and the rules and regulations thereunder applicable to CME. Specifically, the Commission finds that the proposed rule change is consistent with Section 17A(b)(3)(F) of the Act which requires, among other things, that the rules of a clearing agency be designed to assure the safeguarding of securities and funds which are in the custody and control of the clearing agency because it should allow CME to enhance its risk management efforts, both in motoring the financial status of clearing members and porting customer accounts among clearing members.<SU>5</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>15 U.S.C. 78s(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>15 U.S.C. 78q-1. In approving this proposed rule change, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation. 15 U.S.C. 78c(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>15 U.S.C. 78q-1(b)(3)(F).</P>
        </FTNT>
        <P>The Commission finds good cause, pursuant to Section 19(b)(2) of the Act,<SU>6</SU>

          <FTREF/>for approving the proposed rule change prior to the 30th day after the date of publication of notice in the<E T="04">Federal Register</E>because the proposed rule change institutes the regulations of another regulatory agency, and those regulations were subject to notice and comment.</P>
        <FTNT>
          <P>
            <SU>6</SU>15 U.S.C. 78s(b)(2).</P>
        </FTNT>
        <HD SOURCE="HD1">V. Conclusion</HD>
        <P>
          <E T="03">It is therefore ordered,</E>pursuant to Section 19(b)(2) of the Act, that the proposed rule change (SR-CME-2011-19) is approved on an accelerated basis.</P>
        <SIG>
          <P>For the Commission by the Division of Trading and Markets, pursuant to delegated authority.<SU>7</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>7</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-98 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-66081; File No. SR-OCC-2011-18]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to DCO 60 Day Regulations</SUBJECT>
        <DATE>January 3, 2012.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 20, 2011, Options Clearing Corporation (“OCC”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change described in Items I and II below, which items have been prepared primarily by OCC. The Commission is publishing this Notice and Order to solicit comments on the proposed rule change from interested persons and to approve the proposed rule change on an accelerated basis.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of Terms of Substance of the Proposed Rule Change</HD>
        <P>The Options Clearing Corporation (“OCC” or the “Corporation”) proposes to amend its By-Laws and Rules as set forth below in order to ensure OCC's technical compliance with final regulations promulgated by the Commodity Futures Trading Commission (“CFTC”) applicable to derivatives clearing organizations (“DCOs”). Material proposed to be added to OCC's By-Laws and Rules as currently in effect is italicized and material proposed to be deleted is enclosed in bold brackets.</P>
        <HD SOURCE="HD1">THE OPTIONS CLEARING CORPORATION</HD>
        <HD SOURCE="HD1">BY-LAWS</HD>
        <STARS/>
        <HD SOURCE="HD1">ARTICLE VI</HD>
        <HD SOURCE="HD1">CLEARANCE OF EXCHANGE TRANSACTIONS</HD>
        <STARS/>
        <HD SOURCE="HD1">General Clearance Rule</HD>
        <HD SOURCE="HD1">SECTION 1.<E T="01">[no change]</E>
        </HD>
        <P>
          <E T="04">...Interpretations and Policies</E>
        </P>
        <P>.01-.02<E T="01">[no change]</E>
        </P>
        <P>
          <E T="03">.03 (a) Except as otherwise provided in the By-Laws or Rules (including Chapter XI thereof), the Corporation will promptly transfer all or any portion of a carrying Clearing Member's segregated futures customer account maintained in accordance with Section 3(f) of this Article VI or segregated futures professional account maintained in accordance with Section 3(j) of this Article VI, and will, at the same time, transfer related funds (if any) upon the request of the carrying Clearing Member and the confirmation of the receiving Clearing Member that it will accept such transfer, provided that the request for transfer and confirmation of transfer are received by the Corporation in accordance with the procedures and within such timeframes as required by the Corporation.</E>
        </P>
        <P>
          <E T="03">(b) Any transfer effected pursuant to this Interpretation and Policy .03 shall be subject to such policies and procedures as the Corporation determines are reasonably necessary for the protection of the Corporation, other Clearing Members, customers and the general public and the Corporation may refuse any transfer request that does not comply with such policies and procedures.</E>
        </P>
        <P>
          <E T="03">(c) Any carrying Clearing Member requesting a transfer pursuant to this Interpretation and Policy .03 shall be deemed to have represented to the Corporation that: (1) such transfer is being made upon the instruction of the customer of the carrying Clearing Member to make such transfer, (2) the customer instructing the carrying Clearing Member to transfer its positions is not currently in default to the carrying<PRTPAGE P="1117"/>Clearing Member, and (3) any remaining positions of the customer will have appropriate margin at the carrying Clearing Member.</E>
        </P>
        <P>
          <E T="03">(d) Any receiving Clearing Member consenting to a transfer of positions in accordance with Interpretation and Policy .03 shall be deemed to have represented to the Corporation that the transferred positions will have appropriate margin at the receiving Clearing Member.</E>
        </P>
        <P>
          <E T="03">(e) No transfer of positions between Clearing Members pursuant to this Interpretation and Policy .03 shall require the close-out or re-booking of the positions.</E>
        </P>
        <P>
          <E T="03">(f) The Corporation may refuse to effect a transfer pursuant to this Interpretation and Policy .03 if doing so would result in any account of the carrying or receiving Clearing Member having margin assets less than the Corporation deems necessary.</E>
        </P>
        <P>
          <E T="03">(g) Any transfer effected pursuant to this Interpretation and Policy .03 shall be deemed to have been completed at such time as (1) position reports provided to the receiving Clearing Member indicate that the transferred position(s) is/are in the appropriate account of the receiving Clearing Member and (2) the transfer of any related funds has been finalized.</E>
        </P>
        <HD SOURCE="HD1">RULES</HD>
        <STARS/>
        <HD SOURCE="HD1">CHAPTER VI</HD>
        <HD SOURCE="HD1">MARGINS</HD>
        <STARS/>
        <HD SOURCE="HD1">Form of Margin Assets</HD>
        <HD SOURCE="HD1">RULE 604.<E T="01">(a)-(c) [no change]</E>
        </HD>

        <P>(d) Funds and securities held by or subject to the instructions of the Corporation as margin shall, subject to the rights of the Corporation in respect thereof, remain the property of the respective Clearing Members for whose accounts such funds and securities are held. Funds and securities deposited in respect of a segregated futures account shall be held in accordance with the provisions of Section 4d of the Commodity Exchange Act and regulations thereunder. All other funds held by the Corporation as margin (other than funds invested by the Corporation pursuant to subsection (a) of this Rule and funds credited by the Corporation to a Liquidating Settlement Account pursuant to Chapter XI) shall be deposited to the credit of the Corporation in an account or accounts, designated as Clearing Member [trust]<E T="03">margin</E>accounts, with such banks, trust companies or other depositories as the Board of Directors may select. Such funds shall not be commingled with funds of the Corporation or used by the Corporation as working capital. To the extent that funds held by the Corporation as margin are invested by the Corporation in securities pursuant to subsection (a) of this Rule, the Corporation shall maintain records clearly identifying such securities as held in trust for Clearing Members. The Corporation shall have the right to commingle funds and securities held as margin for the account of any Clearing Member with funds and securities held as margin for other Clearing Members.</P>
        <P>(e)-(f) [no change]</P>
        <STARS/>
        <HD SOURCE="HD1">CHAPTER XI</HD>
        <HD SOURCE="HD1">SUSPENSION OF A CLEARING MEMBER</HD>
        <STARS/>
        <HD SOURCE="HD1">Notice to Corporation</HD>
        <HD SOURCE="HD1">Rule 1101.<E T="01">A Clearing Member that is unable to meet its obligations</E>
          <E T="03">,</E>[or] is insolvent<E T="03">, or becomes the subject of a bankruptcy petition, receivership proceeding, or the equivalent</E>shall immediately notify the Corporation by telephone<E T="03">of such event</E>[that it is unable to meet its obligations or is insolvent].<E T="01">Such notice shall be confirmed in writing promptly by said Clearing Member.</E>
        </HD>
        <HD SOURCE="HD1">Suspension</HD>
        <P>
          <E T="04">Rule 1102.</E>
          <E T="01">(a) The Board of Directors or the Chairman of the Corporation may summarily suspend any Clearing Member which:</E>(i) has been and is expelled or suspended from any self-regulatory organization (as defined in Section 3(a) of the Securities Exchange Act of 1934, as amended, but not including the Municipal Securities Rulemaking Board, or as defined in the rules of the Commodity Futures Trading Commission); (ii) [is in default of]<E T="03">fails to make</E>any delivery of [funds or]<E T="03">cash,</E>securities<E T="03">or other property</E>to the Corporation<E T="03">in a timely manner as required by the By-Laws or Rules;</E>(iii) [is in default of]<E T="03">fails to make</E>any delivery of funds or securities to another Clearing Member required pursuant to the By-Laws or Rules; (iv) [is in default of]<E T="03">fails to make</E>any delivery of funds or securities to the correspondent clearing corporation<E T="03">in a timely manner,</E>has appointed an Appointed Clearing Member to act on its behalf and such Appointed Clearing Member [is in default of]<E T="03">fails to make</E>any delivery of funds or securities to the correspondent clearing corporation<E T="03">in a timely manner</E>or effects settlement at the correspondent clearing corporation through an identifiable subaccount in an account of CDS at the correspondent clearing corporation and CDS [is in default of]<E T="03">fails to make</E>any delivery of funds or securities to the correspondent clearing corporation<E T="03">in a timely manner;</E>(v) is in such financial or operating difficulty that the Board of Directors or the Chairman of the Corporation determines and so notifies the appropriate regulatory agency for such Clearing Member (or, in the case of a Non-U.S. Clearing Member, the appropriate Non-U.S. Regulatory Agency) and the Securities and Exchange Commission or the Commodity Futures Trading Commission that suspension is necessary for the protection of the Corporation, other Clearing Members, or the general public; or (vi) in the case of a Non-U.S. Clearing Member, has been and is expelled or suspended by its Non-U.S. Regulatory Agency or any securities exchange or clearing organization of which it is a member. In addition, the Corporation may summarily suspend any Clearing Member in accordance with Rule 707. In the event that any Clearing Member is suspended, the Corporation shall cease to act for it except as hereinafter specified.</P>
        <P>(b) [no change]</P>
        <HD SOURCE="HD1">... Interpretations and Policies</HD>
        <FP>
          <E T="03">.01 The occurrence of any of the events described in Rule 1102 shall constitute an event of “default” with respect to a Clearing Member.</E>
        </FP>
        <HD SOURCE="HD1">Creation of Liquidating Settlement Account</HD>
        <HD SOURCE="HD1">Rule 1104</HD>
        <P>(a)-(d) [no change]</P>
        <P>
          <E T="03">(e) For the avoidance of doubt, any margin assets in the firm lien account of a Clearing Member that has been suspended pursuant to Rule 1102 may be applied to cover losses with respect to such Clearing Member's segregated futures account(s) if the assets in such segregated futures accounts are insufficient to cover a shortfall in such accounts.</E>
        </P>
        <P>
          <E T="03">(f) For the avoidance of doubt, nothing in this Chapter XI or in any other provision of the By-Laws or Rules of the Corporation shall prevent the Corporation from transferring positions, cash, securities or other property carried in a segregated futures account of a defaulting Clearing Member to a non-defaulting Clearing Member at the direction of or with the consent of the transferring Clearing Member's<PRTPAGE P="1118"/>representative or pursuant to an order of a court of competent jurisdiction.</E>
        </P>
        <STARS/>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, OCC included statements concerning the purpose and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item III below. OCC has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>The purpose of the proposed changes to OCC's By-Laws and Rules is to ensure technical compliance with final regulations of the Commodity Futures Trading Commission (“CFTC”) applicable to derivatives clearing organizations (“DCOs”) that become effective on January 9, 2012. The CFTC's final regulations implement many of the core principles applicable to DCOs under the Commodity Exchange Act.</P>
        <HD SOURCE="HD3">The Final DCO Regulations</HD>
        <P>On October 18, 2011, the CFTC held an open meeting at which it issued final regulations implementing many of the new statutory core principles for DCOs enacted under the Dodd-Frank Act. While certain of these final regulations go into effect on May 7, 2012 and November 8, 2012, the majority of the final regulations go into effect on January 9, 2012. While OCC is already in compliance with most of the final regulations that go into effect on January 9, 2012, OCC believes it appropriate to clarify certain of its rules to ensure technical compliance with the CFTC's rules as described herein.</P>
        <HD SOURCE="HD3">Safekeeping of Funds</HD>
        <P>CFTC Rule 39.15(c) requires each DCO to “hold funds and assets belonging to clearing members and their customers in a manner which minimizes the risk of loss or of delay in the access by the derivatives clearing organization to such funds and assets.” OCC Rule 604(d) provides that funds held by OCC as margin, other than funds and securities deposited in a segregated futures account, funds invested by OCC under Rule 604(a) and funds credited by OCC to a liquidating settlement account “shall be deposited to the credit of the Corporation in an account or accounts, designated as Clearing Member trust accounts, with such banks, trust companies or other depositories as the Board of Directors may select.” The designation of such accounts as “trust accounts” was originally intended to clarify that funds and securities held as margin remain the property of the depositing clearing member, subject to OCC's security interest in such assets, and that those assets, unlike clearing fund deposits, cannot be applied to defaults of other clearing members. However, as the term “trust” could potentially cause uncertainty and delay in obtaining the release of these assets to OCC, OCC is amending Rule 604(d) to replace the word “trust” with the word “margin.”</P>
        <HD SOURCE="HD3">Transfer of Customer Positions</HD>
        <P>CFTC Rule 39.15(d) requires a DCO to have “rules providing that the derivatives clearing organization will promptly transfer all or a portion of a customer's portfolio of positions and related funds at the same time from the carrying clearing member of the derivatives clearing organization to another clearing member of the derivatives clearing organization, without requiring the close-out and re-booking of the positions prior to the requested transfer, subject to the following conditions: (1) The customer has instructed the carrying clearing member to make the transfer; (2) The customer is not currently in default to the carrying clearing member; (3) The transferred positions will have appropriate margin at the receiving clearing member; (4) Any remaining positions will have appropriate margin at the carrying clearing member; and (5) The receiving clearing member has consented to the transfer.” Although OCC Interpretation and Policy .01(a) currently provides that “it is the policy of the Corporation to permit a Clearing Member to submit adjustments to its positions with the Corporation to (1) effect a transfer of accounts between Clearing Members,” no provision of OCC's bylaws or rules specifically addresses the technical requirements of CFTC Rule 39.15(d) with respect to futures customer positions. In order to avoid any doubt about OCC's compliance with this rule, OCC is proposing to add an additional Interpretation and Policy .03 to Section 1 of Article VI of its By-Laws to address the technical requirements of the referenced CFTC Rule.</P>
        <P>CFTC Rule 39.16(c)(2) requires each DCO to “adopt rules that set forth its default procedures, including * * * (i) [t]he derivatives clearing organization's definition of a default [and] (ii) [t]he actions that the derivatives clearing organization may take upon a default, which shall include the prompt transfer, liquidation, or hedging of the customer or house positions of the defaulting clearing member, as applicable.” Although OCC Rule 1102(a) provides a list of the grounds for suspension of a clearing member, those grounds are not expressly referred to as events of “default,” and OCC's By-Laws and Rules do not define the term “default.” OCC is therefore proposing to amend Rule 1102 to remove the word “default” from such rule and replace it with substantive provisions indicating the specific grounds for suspension of a clearing member, as well as to adopt a new Interpretation and Policy .01 that would expressly define the events listed in Rule 1102 as events of “default” with respect to a Clearing Member. In addition, OCC is proposing to add a new Rule 1104(f) to expressly provide that customer positions may be transferred in the event of a clearing member default.</P>
        <HD SOURCE="HD3">Use of House Funds To Cover Customer Defaults</HD>
        <P>CFTC Rule 39.16(c)(2)(vi) requires each DCO to adopt rules including a “provision that the excess house funds and assets of a defaulting clearing member shall be applied to cover losses with respect to a customer default, if the relevant customer funds and assets are insufficient to cover the shortfall.” While it is true that assets of a clearing member in a clearing member's firm lien account may be so applied under OCC's existing By-Laws and Rules, there is no provision in OCC's Rules relating to the liquidation of a suspended clearing member that specifically mirrors the language of CFTC Rule 39.16(c)(2)(vi). OCC is therefore adding a new paragraph (e) to Rule 1104 to more closely track the requirement of the CFTC rule.</P>
        <HD SOURCE="HD3">Notice of Clearing Member Insolvency</HD>

        <P>CFTC Rule 39.16(d) requires each DCO to “adopt rules that require a clearing member to provide prompt notice to the derivatives clearing organization if it becomes the subject of a bankruptcy petition, receivership proceeding, or the equivalent.” Although OCC Rule 1101 requires a clearing member that is “unable to meet its obligations or is insolvent [to] immediately notify the Corporation,” it is possible for a clearing member to become the subject of a bankruptcy petition without being unable to meet its obligations or actually being insolvent. OCC is therefore proposing to amend Rule 1101 to require a clearing member to notify OCC if the clearing<PRTPAGE P="1119"/>member is the subject of a bankruptcy, receivership or equivalent proceeding.</P>
        <P>* * *</P>
        <P>The proposed changes are consistent with Section 17A of the Securities Exchange Act of 1934, as amended, because they are designed to permit OCC to perform clearing services for certain products that are subject to the jurisdiction of the CFTC without adversely affecting OCC's obligations with respect to the prompt and accurate clearance and settlement of securities transactions or the protection of securities investors and the public interest. In addition, as a CFTC-registered DCO, OCC is required to comply with the CFTC's core principles applicable to DCOs. The proposed rule change is not inconsistent with any rules of OCC.</P>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>OCC does not believe that the proposed rule change would impose any burden on competition.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>Written comments were not and are not intended to be solicited with respect to the proposed rule change and none have been received.</P>
        <HD SOURCE="HD1">III. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>

        <P>• Electronic comments may be submitted by using the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>), or send an email to<E T="03">rule-comments@sec.gov.</E>Please include File No. SR-OCC-2011-18 on the subject line.</P>
        <P>• Paper comments should be sent in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File Number SR-OCC-2011-18. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of OCC. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-OCC-2011-18 and should be submitted on or before January 30, 2012.</FP>
        <HD SOURCE="HD1">IV. Commission's Findings and Order Granting Accelerated Approval of Proposed Rule Change</HD>
        <P>In its filing, OCC requested that the Commission approve this request on an accelerated basis for good cause shown. OCC cites the reason for granting this request on an accelerated basis as OCC's operations as a DCO, subject to regulation by the CFTC under the CEA and that these rule changes are being made according to regulations promulgated by the CFTC, which were previously subject to notice and comment. Not approving this request on an accelerated basis will have a significant impact on OCC's operations as a DCO.</P>
        <P>Section 19(b) of the Act<SU>3</SU>
          <FTREF/>directs the Commission to approve a proposed rule change of a self-regulatory organization if it finds that such proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to such organization. The Commission finds that the proposed rule change is consistent with the requirements of the Act, in particular the requirements of Section 17A of the Act,<SU>4</SU>
          <FTREF/>and the rules and regulations thereunder applicable to OCC. Specifically, the Commission finds that the proposed rule change is consistent with Section 17A(b)(3)(F) of the Act which requires, among other things, that the rules of a clearing agency be designed to promote the prompt and accurate clearance and settlement of derivative agreements, contracts, and transactions because it should allow OCC to comply with new CFTC regulatory requirements, thereby promoting the prompt and accurate clearance and settlement of derivative agreements, contracts, and transactions.<SU>5</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>15 U.S.C. 78s(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>15 U.S.C. 78q-1. In approving this proposed rule change, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation. 15 U.S.C. 78c(f).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>15 U.S.C. 78q-1(b)(3)(F).</P>
        </FTNT>
        <P>The Commission finds good cause, pursuant to Section 19(b)(2) of the Act,<SU>6</SU>

          <FTREF/>for approving the proposed rule change prior to the 30th day after the date of publication of notice in the<E T="04">Federal Register</E>because as a registered DCO OCC is required to comply with the new CFTC regulations by the time they become effective on January 9, 2012.</P>
        <FTNT>
          <P>
            <SU>6</SU>15 U.S.C. 78s(b)(2).</P>
        </FTNT>
        <HD SOURCE="HD1">V. Conclusion</HD>
        <P>
          <E T="03">It is therefore ordered,</E>pursuant to Section 19(b)(2) of the Act, that the proposed rule change (SR-OCC-2011-18) is approved on an accelerated basis.</P>
        <SIG>
          <P>For the Commission by the Division of Trading and Markets, pursuant to delegated authority.<SU>7</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>7</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-96 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-66080; File No. SR-FINRA-2011-073]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Establishing a Governmental Accounting Standards Board Accounting Support Fee</SUBJECT>
        <DATE>January 3, 2012.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”)<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 19, 2011, Financial Industry Regulatory Authority, Inc. (“FINRA”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by FINRA. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <PRTPAGE P="1120"/>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
        <P>FINRA is proposing to adopt Section 14 to Schedule A of the FINRA By-Laws to establish an accounting support fee to adequately fund the annual budget of the Governmental Accounting Standards Board (“GASB”).</P>

        <P>The text of the proposed rule change is available on FINRA's Web site at<E T="03">http://www.finra.org,</E>at the principal office of FINRA and at the Commission's Public Reference Room.</P>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, FINRA included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. FINRA has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>
        <P>The GASB was established in 1984 by agreement of the Financial Accounting Foundation (“FAF”) and ten national associations of state and local government officials as an independent organization that establishes and improves standards of accounting and financial reporting for U.S. state and local governments.<SU>3</SU>
          <FTREF/>The GASB is recognized by governments, the accounting industry, and the capital markets as the source for the development and publication of the generally accepted accounting principles (“GAAP”) for state and local governments.</P>
        <FTNT>
          <P>

            <SU>3</SU>The GASB is not a government entity. It is an operating component of the FAF, which is a private-sector, not-for-profit entity. Funding for the GASB comes in part from sales of publications and in part from state and local governments and the municipal bond community. Its standards are not Federal laws or regulations, and the GASB does not have enforcement authority.<E T="03">See Facts About GASB, http://gasb.org.</E>
          </P>
        </FTNT>
        <P>The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) was signed into law by President Obama on July 21, 2010.<SU>4</SU>
          <FTREF/>As added by Section 978 of the Dodd-Frank Act, Section 19(g) of the Securities Act of 1933 (“Securities Act”) gives the SEC the authority to require a national securities association to establish a reasonable annual accounting support fee to adequately fund the annual budget of the GASB (“GASB Accounting Support Fee”) and to draft the rules and procedures necessary to equitably assess the GASB Accounting Support Fee on the association's members.<SU>5</SU>
          <FTREF/>On May 11, 2011, the SEC exercised this authority and issued an order requiring FINRA to establish (a) a reasonable annual accounting support fee to adequately fund the annual budget of the GASB; and (b) rules and procedures, in consultation with the principal organizations representing State governors, legislators, local elected officials, and State and local finance officers, to provide for the equitable allocation, assessment, and collection of the accounting support fee from its members, and the remittance of all such accounting support fees to the FAF.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376 (2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>15 U.S.C. 77s(g). For purposes of the GASB Accounting Support Fee, the annual budget of the GASB is the annual budget reviewed and approved according to the internal procedures of the FAF.<E T="03">See</E>15 U.S.C. 77s(g)(2). FINRA anticipates that the GASB's annual budget will include an administrative fee to FINRA. The administrative fee is intended to cover FINRA's costs associated with calculating, assessing, and collecting the GASB Accounting Support Fee, and the amount will be negotiated with the FAF each year. For the initial year, the administrative fee will be $50,000.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>Securities Exchange Act Release No. 64462 (May 11, 2011), 76 FR 28247 (May 16, 2011).</P>
        </FTNT>

        <P>In response to the SEC's order of May 11, 2011, FINRA is proposing new Section 14 (Accounting Support Fee for Governmental Accounting Standards Board) to Schedule A of the FINRA By-Laws to establish the GASB Accounting Support Fee. After considering multiple ways to assess the GASB Accounting Support Fee on its members and issuing<E T="03">Regulatory Notice</E>11-28 requesting comment on the GASB Accounting Support Fee, the proposed rule change assesses the fee based on members' municipal securities trading volume reported to the Municipal Securities Rulemaking Board (“MSRB”). FINRA believes that basing the GASB Accounting Support Fee on reliable and timely reporting data will ensure the accuracy of the fee and that using transaction data to apportion the fee will result in a fair and equitable assessment across FINRA members. However, because FINRA is statutorily prohibited from collecting amounts in excess of GASB's recoverable annual budgeted expenses and because a transaction-based fee is inherently variable due to the unpredictability of transaction volume, FINRA is proposing a quarterly assessment based on GASB's annual budget.<SU>7</SU>
          <FTREF/>Under proposed Section 14, the GASB Accounting Support Fee will be allocated among FINRA members on a quarterly basis based on municipal securities transactions reported to the MSRB. Specifically, each calendar quarter, each FINRA member would be required to pay an assessment to FINRA of its portion of one quarter of the annual GASB Accounting Support Fee amount that reflects the member's portion of the total par value of municipal securities transactions reported by FINRA members to the MSRB under MSRB Rule G-14(b)<SU>8</SU>
          <FTREF/>in the previous calendar quarter. For example, if GASB's recoverable annual budgeted expenses for a given year were $10 million, FINRA would collect $2.5 million from its members each quarter. Each member's fee would be based on the member's proportion of municipal securities transactions (based on the par value of reported transactions, not their price) reported by all FINRA members to the MSRB in the previous calendar quarter.<SU>9</SU>

          <FTREF/>Thus, for example, if a member reported transactions to the MSRB in a given quarter that accounted for 10% of the total par value amount of transactions reported by all FINRA members during the quarter, the member's assessment would be 10% of one quarter of GASB's annual budget (in the above example, the member's quarterly assessment would be $250,000 (<E T="03">i.e.,</E>10% of $2.5 million)).</P>
        <FTNT>
          <P>

            <SU>7</SU>Section 19(g)(4) of the Securities Act, as added by the Dodd-Frank Act, prohibits FINRA from collecting GASB Accounting Support Fees for a fiscal year in excess of GASB's recoverable annual budgeted expenses.<E T="03">See</E>15 U.S.C. 77s(g)(4).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>MSRB Rule G-14(b) sets out municipal securities transaction reporting requirements.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>If a member does not engage in reportable municipal securities transactions during a particular calendar quarter, the member would not be subject to the GASB Accounting Support Fee for that quarter.</P>
        </FTNT>
        <P>To exclude members with de minimis transactions in municipal securities in a given quarter from being assessed the fee, FINRA is proposing that members with a quarterly assessment of less than $25 would not be charged the fee for that quarter. Any amounts originally assessed to those members would be reallocated among the members with an assessment that quarter of $25 or more based on the member's portion of the total par value of municipal securities transactions reported by FINRA members to the MSRB.</P>
        <P>As required by Section 19(g) of the Securities Act, any GASB Accounting Support Fees collected by FINRA will be remitted to the FAF<SU>10</SU>
          <FTREF/>and used to<PRTPAGE P="1121"/>support the efforts of the GASB to establish standards of financial accounting and reporting applicable to state and local governments.<SU>11</SU>
          <FTREF/>In accordance with Section 19(g)(5)(B) of the Securities Act, collection of the GASB Accounting Support Fee shall not be construed to provide the SEC or FINRA direct or indirect oversight of the budget or technical agenda of the GASB or to affect the setting of GAAP by the GASB.<SU>12</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See</E>15 U.S.C. 77s(g)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>15 U.S.C. 77s(g)(3). Specifically, FINRA anticipates establishing a separate bank account specifically for the GASB Accounting Support Fee and will coordinate with the FAF to establish a process by which FINRA will wire the funds into the FAF account for the GASB Accounting Support Fee. Given the separate bank account, FINRA will provide monthly account reconciliations and accounts receivable aging reports, which will be reviewed by FINRA management each month and will be available for review by FAF and GASB management upon request.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">See</E>15 U.S.C. 77s(g)(5)(B).</P>
        </FTNT>
        <P>As FINRA noted in<E T="03">Regulatory Notice</E>11-28, because some firms may seek to pass the GASB Accounting Support Fee onto customers engaged in municipal securities transactions, FINRA proposes to publish a<E T="03">Regulatory Notice</E>each year disclosing the total annual GASB Accounting Support Fee FINRA will collect for that year. In this annual<E T="03">Notice,</E>FINRA also anticipates setting out an estimated fee rate (per $1,000 par value) based on the GASB recoverable annual budgeted expenses reported to FINRA for that year and historical municipal security trade reporting volumes so that firms will have some basis on which to establish a fee should they choose to do so. The<E T="03">Notice</E>will also remind any firms choosing to pass along the fee of the need for proper disclosure of the GASB Accounting Support Fee, including, if applicable, the fact that the fee is an estimate and that the firm ultimately may pay more or less than the fee charged to the customer. In addition, any disclosure used by the firm cannot be misleading and must comport with FINRA rules, including just and equitable principles of trade, as well as any applicable MSRB rules.</P>
        <P>The effective date of the proposed rule change will be the date of SEC approval. The initial fees assessed on members will be based on trading activity reported in the calendar quarter during which the SEC approves the proposed rule change. For example, if the proposed rule change is approved on February 1, 2012, FINRA will bill members based on trading activity from January 1, 2012, to March 31, 2012, to cover one quarter of GASB's 2012 budget. As a result, depending on the date of SEC approval, the proposed GASB fee may only cover a portion of the 2012 GASB budget.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>The proposed rule change is being filed in response to the SEC's order of May 11, 2011, which was issued pursuant to Section 19(g) of the Securities Act. Section 19(g) gives the SEC the authority to require a national securities association to establish a reasonable annual accounting support fee to adequately fund the annual budget of the GASB and to draft the rules and procedures necessary to equitably assess the GASB Accounting Support Fee on the association's members. On May 11, 2011, the SEC exercised this authority and issued an order requiring FINRA to establish (a) a reasonable annual accounting support fee to adequately fund the annual budget of the GASB; and (b) rules and procedures, in consultation with the principal organizations representing State governors, legislators, local elected officials, and State and local finance officers, to provide for the equitable allocation, assessment, and collection of the accounting support fee from its members, and the remittance of all such accounting support fees to the FAF.</P>
        <P>FINRA believes that the proposed rule change is consistent with the provisions of Section 15A(b)(5) of the Act,<SU>13</SU>
          <FTREF/>which requires, among other things, that FINRA rules provide for the equitable allocation of reasonable dues, fees and other charges among members and issuers and other persons using any facility or system that FINRA operates or controls. FINRA believes that, given the restrictions in Section 19(g) of the Securities Act regarding the specific amount FINRA must collect, a quarterly transaction-based assessment with a limited exception for firms with a de minimis amount of reportable municipal securities transactions is a fair and equitable manner to assess the fee. FINRA also believes that the $25 per quarter exemption threshold strikes an appropriate balance between exempting those firms with truly de minimis transactions and not imposing an undue burden on other firms to recover the amount that would be assessed on the exempt firms.</P>
        <FTNT>
          <P>
            <SU>13</SU>15 U.S.C. 78<E T="03">o</E>-3(b)(5).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>FINRA does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>The proposed rule change was published for comment in<E T="03">Regulatory Notice</E>11-28 (June 2011). A copy of the<E T="03">Regulatory Notice</E>is attached as Exhibit 2a to the proposed rule change. The comment period expired on August 1, 2011. FINRA received eleven comment letters in response to the<E T="03">Regulatory Notice.</E>
          <SU>14</SU>

          <FTREF/>A list of the comment letters received in response to the<E T="03">Regulatory Notice</E>is attached as Exhibit 2b to the proposed rule change. Copies of the comment letters received in response to the<E T="03">Regulatory Notice</E>are attached as Exhibit 2c to the proposed rule change. Of the eleven comment letters received, five were generally in favor of the proposed rule change and six were generally opposed.</P>
        <FTNT>
          <P>
            <SU>14</SU>
            <E T="03">See</E>Letter from Brown &amp; Brown Financial Services, Inc., dated July 5, 2011 (“B&amp;B”); letter from Third Party Marketers Association, dated July 26, 2011 (“3PM”); letter from NPB Financial Group, LLC, dated July 27, 2011 (“NPB”); letter from City of Bay City, Michigan, dated July 28, 2011 (“Bay City”); letter from Bond Dealers of America, dated August 1, 2011 (“BDA”); letter from Government Finance Officers Association, dated August 1, 2011 (“GFOA”); letter from National Association of State Auditors, Comptrollers and Treasurers, dated August 1, 2011 (“NASACT”); letter from Roosevelt &amp; Cross Incorporated, dated August 1, 2011 (“R&amp;C”); letter from Securities Industry and Financial Markets Association, dated August 1, 2011 (“SIFMA”); letter from National Association of Independent Broker/Dealers, dated August 2, 2011 (“NAIBD”); letter from Hartfield Titus &amp; Donnelly, LLC, dated August 11, 2011 (“HT&amp;D”).</P>
        </FTNT>
        <P>Several commenters expressed the view that broker-dealers, and specifically FINRA members, should not be forced to shoulder the entire burden of funding the GASB because many other market participants, issuers, and other people who benefit from GASB accounting standards are not registered broker-dealers or FINRA members.<SU>15</SU>
          <FTREF/>For example, one commenter stated that “many other end users of GASB's accounting and financial reporting standards * * * get a `free ride' under FINRA's proposed methodology.”<SU>16</SU>
          <FTREF/>Another commenter suggested that a proportionate share of the revenue necessary to fund the GASB come from municipal financial advisors, which are registered with the SEC and the MSRB, although not always with FINRA.<SU>17</SU>

          <FTREF/>Another commenter suggested that the MSRB, rather than FINRA, should<PRTPAGE P="1122"/>administer the fee because bank dealers are members of the MSRB but are not members of FINRA.<SU>18</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>15</SU>
            <E T="03">See</E>BDA, HT&amp;D, NAIBD, SIFMA, R&amp;C.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>
            <E T="03">See</E>SIFMA. The commenter specifically identified non-debt issuing municipalities, financial advisors, banks, bank dealers, insurance companies, rating agencies, mutual funds, legislative/governmental staff, and taxpayer organizations.<E T="03">See also</E>HT&amp;D.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>17</SU>
            <E T="03">See</E>NAIBD.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>18</SU>
            <E T="03">See</E>SIFMA.</P>
        </FTNT>
        <P>Although FINRA recognizes the concerns raised by the commenters regarding the specification of FINRA members as the funding source for the GASB, Section 19(g) of the Securities Act, under which the SEC issued its order, substantially limits the parameters of the GASB Accounting Support Fee. Section 19(g)(1)(B) of the Securities Act provides that the SEC may require a registered national securities association<SU>19</SU>
          <FTREF/>to assess and collect the accounting support fee “from the members of the association.”<SU>20</SU>
          <FTREF/>Consequently, the order issued by the SEC pursuant to Section 19(g) of the Securities Act requires FINRA to collect the GASB Accounting Support Fee from its members, and FINRA has no authority to collect the fee from non-FINRA members.<SU>21</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>19</SU>FINRA is the only national securities association registered with the Commission.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>20</SU>15 U.S.C. 77s (g)(1)(B).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>21</SU>FINRA estimates that over 95 percent of municipal transactions reported to the MSRB are reported by FINRA members.</P>
        </FTNT>
        <P>Three commenters expressed concern that there was no independent oversight of the GASB's annual budget and asserted that this lack of oversight provides no incentive for transparency or fiscal discipline.<SU>22</SU>
          <FTREF/>One commenter noted that the recent Government Accountability Office report on the GASB<SU>23</SU>
          <FTREF/>observed that some stakeholders “were concerned with the level and nature of GASB's expenditures—such as the amounts spent on staff salaries and office space—as well as a perceived lack of transparency associated with its budget process.”<SU>24</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>22</SU>
            <E T="03">See</E>BDA, HT&amp;D, SIFMA.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>23</SU>
            <E T="03">See</E>Report of the United States Government Accountability Office,<E T="03">Dodd-Frank Wall Street Reform Act: Role of the Governmental Accounting Standards Board in Municipal Securities Markets and its Past Funding</E>(January 18, 2011), available at<E T="03">http://www.gao.gov/new.items/d11267r.pdf.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>24</SU>
            <E T="03">See</E>SIFMA.</P>
        </FTNT>
        <P>The commenters are correct that although FINRA has been ordered to assess and collect the GASB Accounting Support Fee, FINRA has no authority under Section 19(g) of the Securities Act to review the GASB's budget. In fact, Section 19(g)(5)(B)(i) of the Securities Act specifically provides that collection of the GASB Accounting Support Fee does not provide FINRA with any direct or indirect oversight of the budget or technical agenda of the GASB.<SU>25</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>25</SU>
            <E T="03">See</E>15 U.S.C. 77s(g)(5)(B)(i).</P>
        </FTNT>
        <P>One commenter<SU>26</SU>
          <FTREF/>suggested that FINRA has not met the statutory requirement in Section 19(g)(1)(B) of the Securities Act that it consult with certain groups when establishing the rules and procedures regarding the GASB Accounting Support Fee.<SU>27</SU>
          <FTREF/>The commenter claims that “FINRA did not consult with any state and local government associations before submitting a notice for public comment regarding the rules and procedures for establishing the GASB fee.” The commenter also asserts that “Section 978 of the [Dodd-Frank Act] expressly requires prior consultation with the `principal organizations representing State governors, legislators, local elected officials, and State and local finance officers.' ”</P>
        <FTNT>
          <P>
            <SU>26</SU>
            <E T="03">See</E>GFOA.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>27</SU>Section 19(g)(1)(B) of the Securities Act states that the Commission may require FINRA to “establish * * *  rules and procedures, in consultation with the principal organizations representing State governors, legislators, local elected officials, and State and local finance officers, to provide for the equitable allocation, assessment, and collection of the [GASB Accounting Support Fee].” 15 U.S.C. 77s(g)(1)(B).</P>
        </FTNT>

        <P>Contrary to the commenter's conclusion that FINRA failed to consult with the specified organizations, FINRA departed from its standard practice and provided nineteen different organizations representing State governors, legislators, local elected officials, and State and local finance officers with a draft of<E T="03">Regulatory Notice</E>11-28 before the<E T="03">Notice</E>was published for public comment.<SU>28</SU>

          <FTREF/>In addition, after receipt of the GFOA comment letter, FINRA participated in a conference call with representatives of GFOA, NASACT, NASBO, and the NGA where those groups reiterated the issues set forth in the GFOA and NASACT comment letters. Moreover, FINRA's publication of a<E T="03">Regulatory Notice</E>requesting comment on a proposal before it is filed with the SEC is itself an additional form of consultation. Indeed, two organizations representing state and local finance officers submitted formal comment letters expressing their views on the proposal.<SU>29</SU>
          <FTREF/>To provide a further opportunity for all interested parties (including those organizations specified in Section 19(g) of the Securities Act) to raise any concerns and express their views, FINRA has elected to file the proposed rule change for full notice and comment under Section 19(b) of the Act.<SU>30</SU>
          <FTREF/>Given the multiple forms of consultation that have taken place regarding the proposed rule change, FINRA has met the consultation requirements set forth in Section 19(g) of the Securities Act.</P>
        <FTNT>
          <P>

            <SU>28</SU>Specifically, on Thursday, June 9, 2011, FINRA provided a draft of the<E T="03">Regulatory Notice</E>to representatives of the National Governors Association (“NGA”); the Council of State Governments; the National Conference of State Legislatures; the National Association of Counties; the U.S. Conference of Mayors; the National League of Cities; the Association of Government Accountants; the Government Finance Officers Association; the International City/County Management Association; the National Association of State Auditors, Comptrollers and Treasurers (“NASACT”); the National Association of State Budget Officers (“NASBO”); the National Association of State Retirement Administrators; the Native American Finance Officers Association; the National Federation of Municipal Analysts; the Association of Local Government Auditors; the National Association of State Treasurers; the National Council of State Housing Agencies; the National Association of Local Housing Financing Agencies; and the Council of Infrastructure Financing Authorities. The<E T="03">Notice</E>was posted publicly on June 16, 2011.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>29</SU>
            <E T="03">See</E>GFOA, NASACT.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>30</SU>Section 19(b)(3)(A) of the Act and Rule 19b-4(f)(2) thereunder permit FINRA to file a proposed rule change for immediate effectiveness if the proposed rule change establishes or changes a due, fee, or other charge.<E T="03">See</E>15 U.S.C. 78s(b)(3)(A); 17 CFR 240.19b-4(f)(2).</P>
        </FTNT>
        <P>One commenter questioned the administrative fee GASB will pay to FINRA for calculating, assessing, and collected the GASB Accounting Support Fee.<SU>31</SU>
          <FTREF/>As FINRA noted in<E T="03">Regulatory Notice</E>11-28, FINRA has negotiated an administrative fee with the FAF of $50,000 for the initial year that the GASB Accounting Support Fee is in place that is intended to cover FINRA's estimated costs associated with calculating, assessing, and collecting the GASB Accounting Support Fee. The commenter asserted that the fee was “unwarranted” because “FINRA already has a process for collecting its own Trading Activity Fee from broker dealers, and could easily amend this process to include the GASB Accounting Support Fee.”<SU>32</SU>
          <FTREF/>The commenter also suggested that the MSRB could administer the fee for minimal costs if FINRA moves forward with a fee based on underwritings or transactions.</P>
        <FTNT>
          <P>
            <SU>31</SU>
            <E T="03">See</E>SIFMA.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>32</SU>
            <E T="03">See</E>SIFMA.</P>
        </FTNT>
        <P>The commenter's statements are misplaced, and FINRA disagrees that the fee is unwarranted. The commenter's analogy to FINRA's Trading Activity Fee (“TAF”) is inappropriate for several reasons.</P>
        <P>First, FINRA does not believe that the use of a self-reporting model like the TAF is appropriate for the GASB Accounting Support Fee.<SU>33</SU>

          <FTREF/>FINRA believes that the transaction information available through the MSRB serves as a<PRTPAGE P="1123"/>more timely and reliable source of transaction information than self-reported aggregate quarterly data calculated by the various members subject to the fee. Moreover, FINRA believes that requiring self-reporting could increase compliance costs for firms and increase costs to FINRA. As proposed, FINRA will rely on transaction data that is already reported by members to the MSRB (<E T="03">i.e.,</E>there will be no increased compliance efforts necessary for members since, as discussed below, FINRA does not believe that the calculations members currently undertake for reporting the TAF would be the same as those for the GASB Accounting Support Fee). For FINRA, a self-reporting model raises two primary complications. First, FINRA would need to audit members to ensure that their self-reporting was accurate and timely, which could increase FINRA's costs in administering the fee. Second, Section 19(g) of the Securities Act requires FINRA to collect exact amounts, thus creating an inability to remedy potential over- or under-payments by members that self-report erroneous data.</P>
        <FTNT>
          <P>

            <SU>33</SU>The TAF is self-reported to FINRA by members on a monthly basis on the clearing firm level.<E T="03">See</E>Trading Activity Fee FAQ Q100.5, available at<E T="03">http://www.finra.org/taf/faq.</E>
          </P>
        </FTNT>

        <P>Second, FINRA does not believe that the exceptions from the TAF should apply to the assessment of the GASB Accounting Support Fee, and the TAF is currently charged only to the sell side of a transaction. Although municipal securities subject to MSRB reporting requirements are generally subject to the TAF, the TAF rules contain exceptions for certain transactions (<E T="03">e.g.,</E>primary market transactions). The goal of the GASB Accounting Support Fee assessment is to equitably allocate a specific amount of money among participants in the municipal securities market; consequently, FINRA believes it is not appropriate to exclude any subset of reportable transactions from factoring into the fee assessment for purposes of allocating the GASB Accounting Support Fee.<SU>34</SU>
          <FTREF/>In addition, and as discussed below, FINRA does not believe it is appropriate to charge only one side of a transaction when two members are involved and are required to report the transaction to the MSRB.</P>
        <FTNT>
          <P>
            <SU>34</SU>
            <E T="03">See</E>Schedule A to the FINRA By-Laws § 1(b).</P>
        </FTNT>
        <P>For the foregoing reasons, FINRA does not believe that the TAF would serve as an appropriate model in assessing the GASB Accounting Support Fee. In addition, the amount of the administrative fee to FINRA was negotiated with the FAF and based on estimated costs to FINRA, including initial start-up technology costs, administrative costs, and the costs of personnel and other resources needed to process and implement the fee. FINRA anticipates that the amount of the administrative fee will be reviewed and evaluated each year by FINRA and by the FAF in light of FINRA's experience in assessing and collecting the GASB Accounting Support Fee and in the context of actual costs incurred by FINRA. Following the review, the amount of the administrative fee will be increased or decreased if necessary.</P>
        <P>Commenters expressed opposing views on FINRA's proposal to base the GASB Accounting Support Fee on transactions in municipal securities reported to the MSRB. Although several commenters believed the proposed assessment method was reasonable and equitable,<SU>35</SU>
          <FTREF/>other commenters opposed a transaction-based assessment.<SU>36</SU>
          <FTREF/>Among the objections to the proposal, commenters stated that an assessment based on trade reporting volume would disproportionately affect lead underwriters<SU>37</SU>
          <FTREF/>and brokers' brokers<SU>38</SU>
          <FTREF/>and would result in broker-to-broker transactions being assessed multiple times.<SU>39</SU>
          <FTREF/>In addition, one commenter noted that the proposal “makes no distinction between bonds issued by GASB obligors, bonds issued by FASB obligors and bonds with obligors who follow neither set of standards.”<SU>40</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>35</SU>
            <E T="03">See</E>3PM, NASACT, Bay City.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>36</SU>
            <E T="03">See</E>HT&amp;D, R&amp;C, SIFMA.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>37</SU>
            <E T="03">See</E>R&amp;C.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>38</SU>
            <E T="03">See</E>HT&amp;D, SIFMA.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>39</SU>
            <E T="03">See</E>SIFMA. The commenter noted that in broker-to-broker transactions, both brokers report the trade to the MSRB.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>40</SU>SIFMA.</P>
        </FTNT>

        <P>After considering the objections raised by the commenters, FINRA continues to believe that a proportionate fee based on reported trading volume remains a reasonable and fair method to allocate the GASB Accounting Support Fee. As noted above, FINRA believes that using reported transaction data to calculate the fee ensures that the fee is based on accurate, reliable information. Because the fee is assessed on a proportionate basis, rather than being assessed each time a transaction is reported to the MSRB (<E T="03">e.g.,</E>a fixed fee charged on each reported transaction like those charged in connection with reporting trades to a FINRA trade reporting facility<SU>41</SU>

          <FTREF/>), there are not multiple assessments on broker-to-broker transactions. Rather, both brokers reporting the same trade will have the volume of that trade factored into their share of total trade reporting volume for that quarter. The goal of the assessment is to equitably allocate a specific amount of money among participants in the municipal securities market; consequently, FINRA believes it is appropriate that both brokers in a broker-to-broker transaction be considered as participating in that market with respect to such a transaction, rather than only use one side of the trade in calculating the fee (<E T="03">e.g.,</E>charging only the broker on the sell side). For similar reasons, FINRA also believes that the proposal does not disproportionately affect lead underwriters or brokers' brokers; to the extent such firms have high trading volumes reported to the MSRB under applicable reporting rules, FINRA believes that this accurately reflects those firms' participation in the municipal securities markets, whether those firms act as underwriters, brokers' brokers, or simply as buyers or sellers of municipal securities.<SU>42</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>41</SU>
            <E T="03">See, e.g.,</E>FINRA Rules 7620A, 7710.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>42</SU>FINRA notes that basing the GASB Accounting Support Fee on underwriting, rather than transactions, would increase the burden on lead underwriters and would disproportionately affect those market participants engaged in underwriting activities rather than in trading in the secondary market. Moreover, basing the fee on underwriting would wholly exempt secondary market participants from paying the fee and would be assessed only on future municipal issues and would “grandfather” in previous issues. FINRA does not believe this is a more equitable way to assess the fee than a transaction-based approach.</P>
        </FTNT>
        <P>FINRA also declines to distinguish between issues based on whether the obligor has followed FASB standards, GASB standards, or neither. This information is not required to be reported to the MSRB, is not available on an automated basis, and it would be impractical for FINRA to attempt to maintain a comprehensive and accurate listing of those issues where the obligor has followed GASB standards.</P>

        <P>Several commenters expressed views concerning the application of the GASB Accounting Support Fee to small firms and the exemption proposed in<E T="03">Regulatory Notice</E>11-28 for firms with a quarterly assessment of less than $25. Two commenters suggested that FINRA increase the quarterly threshold from $25 to $1,000,<SU>43</SU>
          <FTREF/>and one commenter suggested that “smaller firms” be exempt from the fee.<SU>44</SU>
          <FTREF/>In contrast, one FINRA member suggested that any firm with a stake in GASB accounting standards should be charged a small assessment, even if the firm had no assessable transactions in a given quarter.<SU>45</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>43</SU>
            <E T="03">See</E>3PM, NAIBD.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>44</SU>
            <E T="03">See</E>BDA. The commenter did not define “smaller firms” and stated that it was not in a position to recommend a figure for the exemption because it did not have trading data available to it.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>45</SU>
            <E T="03">See</E>NPB.</P>
        </FTNT>

        <P>FINRA proposed a quarterly minimum threshold of $25 in order to exempt from the GASB Accounting<PRTPAGE P="1124"/>Support Fee those firms that do a de minimis amount of trading activity in municipal securities in a given quarter. There are approximately 1,100 FINRA members eligible to conduct business in municipal securities, and FINRA estimates that a de minimis threshold of $25 per quarter would eliminate approximately 600 firms—approximately 55 percent of firms—per quarter from paying the fee. FINRA estimates that raising the level to $1,000 per quarter would exempt approximately 90 percent of the firms reporting transactions to the MSRB from the fee each quarter.</P>
        <P>As discussed above, FINRA is required to collect a specific amount of money each year to adequately fund the annual budget of the GASB. Because of this unique requirement, unlike other fees assessed by FINRA, any amount that one member is exempt from paying must be assessed on other members so that FINRA can meet its statutory obligation and collect the total amount needed to adequately fund the GASB's annual budget. Consequently, FINRA believes that a de minimis threshold of $25 per quarter achieves a fair and reasonable balance between exempting those members that do a small amount of trading in municipal securities and ensuring that other members are not shouldering a disproportionate amount of the GASB Accounting Support Fee and being allocated amounts significantly above their proportion of reported trading activity. For the same reasons FINRA is not increasing the quarterly exemption amount, FINRA also declines to adopt an across-the-board “small firm exemption.”</P>
        <P>In<E T="03">Regulatory Notice</E>11-28, FINRA noted that “some firms may seek to pass the GASB Accounting Support Fee on to customers engaged in municipal securities transactions.” This was an acknowledgement that, in many instances, members pass through FINRA fees and assessments to their customers. Some commenters expressed concern that members could pass the fee on to issuers of municipal securities and asked FINRA to clarify or mandate that members could not pass the fee along to issuers.<SU>46</SU>
          <FTREF/>Other commenters suggested that FINRA make it easier for members to pass the fee along to customers, including issuers.<SU>47</SU>
          <FTREF/>One commenter suggested that the GASB Accounting Support Fee should be structured as an underwriting assessment because “[p]rinciples of fundamental fairness would dictate dealers be allowed to pass through any GASB support fee to municipal bond issuers instead of or in addition to investors.”<SU>48</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>46</SU>
            <E T="03">See</E>Bay City, GFOA, NASACT.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>47</SU>
            <E T="03">See</E>BDA, SIFMA.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>48</SU>SIFMA.</P>
        </FTNT>
        <P>As discussed above, FINRA continues to believe that an equitable way to structure the fee is through a quarterly assessment based on trading volume with an exception for members whose assessment in a particular quarter would be less than $25. FINRA has long recognized that members pass fees through to the customers whose transactions generate those fees, and FINRA rules generally do not address the commercial allocation of fees between members and their customers, provided such fees are fair, reasonable, and accurately disclosed. Although FINRA is not encouraging members to pass all or part of the GASB Accounting Support Fee to their customers, that decision is ultimately one for each member, subject to the conditions and requirements noted. FINRA also declines to give a blanket exemption for issuers of municipal securities whose transactions may result in an increase to a member's allocation of the GASB Accounting Support Fee. FINRA notes, however, that transactions from a municipal securities issuer to an underwriter are not reported to the MSRB and thus would not generally be counted toward a member's quarterly assessment.<SU>49</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>49</SU>To the extent commenters are concerned that FINRA members acting as underwriters for municipal securities may increase their underwriting fees to recoup part of the assessment, FINRA generally considers fee negotiations between an issuer and an underwriter to be within each party's business decision-making process.</P>
        </FTNT>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>

        <P>Within 45 days of the date of publication of this notice in the<E T="04">Federal Register</E>or within such longer period (i) as the Commission may designate up to 90 days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission will:</P>
        <P>(A) By order approve or disapprove such proposed rule change, or</P>
        <P>(B) Institute proceedings to determine whether the proposed rule change should be disapproved.</P>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File Number SR-FINRA-2011-073 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File Number SR-FINRA-2011-073. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of FINRA. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-FINRA-2011-073 and should be submitted on or before January 30, 2012.</FP>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>50</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>50</SU>17 CFR 200.30-3(a)(12).</P>
          </FTNT>
          <NAME>Elizabeth M. Murphy,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-84 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="1125"/>
        <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <DEPDOC>[Release No. 34-66078; File No. SR-NASDAQ-2011-173]</DEPDOC>
        <SUBJECT>Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the Trading and Compliance Data Package</SUBJECT>
        <DATE>January 3, 2012.</DATE>
        <P>Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),<SU>1</SU>
          <FTREF/>and Rule 19b-4 thereunder,<SU>2</SU>
          <FTREF/>notice is hereby given that on December 23, 2011, The NASDAQ Stock Market LLC (“NASDAQ” or “Exchange”), filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.</P>
        <FTNT>
          <P>
            <SU>1</SU>15 U.S.C. 78s(b)(1).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>17 CFR 240.19b-4.</P>
        </FTNT>
        <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change</HD>

        <P>NASDAQ is proposing to modify the fees for trading and compliance reports available to member firms via<E T="03">NasdaqTrader.com</E>Trading and Compliance Data Package under NASDAQ Rule 7021.</P>
        <P>The text of the proposed rule change is below. Proposed new language is italicized; proposed deletions are in brackets.</P>
        <HD SOURCE="HD2">7021. NasdaqTrader.com Trading and Compliance Data Package Fee</HD>

        <P>The charge to be paid by a Nasdaq Member for each entitled user receiving Nasdaq Trading and Compliance Data Package via<E T="03">NasdaqTrader.com</E>is [$130]<E T="03">$175</E>per month (monthly maximum of 25 Historical Research Reports) or [$160]<E T="03">$225</E>per month (monthly maximum of 100 Historical Research Reports). The Nasdaq Trading and Compliance Data Package includes:</P>
        <HD SOURCE="HD3">(a)-(c) No Change</HD>
        <P>Nasdaq may modify the contents of the Nasdaq Trading and Compliance Data Package from time to time based on subscriber interest.</P>
        <STARS/>
        <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements.</P>
        <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
        <HD SOURCE="HD3">1. Purpose</HD>

        <P>NASDAQ is proposing to modify the fees for trading and compliance reports available to member firms via<E T="03">NasdaqTrader.com</E>Trading and Compliance Data Package under NASDAQ Rule 7021 (“Data Package”). [sic] Data Package allows member firms to obtain information regarding their own historical quoting and trading activity on NASDAQ. Data Package also provides member firms with information concerning their compliance with NASDAQ and FINRA rules. In this regard, member firms that subscribe to the Data Package can obtain the following reports: (1) Monthly Compliance Report Cards, which outline firm's own compliance with various FINRA rules; (2) Monthly Summaries, which provide monthly trading volume statistics for the top 50 market participants broken down by industry sector, security or type of trading; and (3) Historical Research Reports, which provide a variety of historical trading data such as a market maker's quote updates, order activity, and detailed trade reporting information. Additionally, subscribers can elect to receive the detailed trade report (Equity Trade Journal) via a secure FTP dissemination option. These reports offered by NASDAQ are based on the subscribing member's historical trade information taken from NASDAQ and the FINRA/NASDAQ Trade Reporting Facility, thus providing firms with a comprehensive compliance picture.</P>
        <P>Use of this service is voluntary and member firms have the option of subscribing to whichever level they choose. The Data Package is offered in two levels: the “basic” level, which has a fee of $130 per month, allows access to a maximum of 25 Historical Research Reports per month; and the “premium” level, which has a fee of $160 per month, allows access to a maximum of 100 Historical Research Reports per month. These fees have not increased since June 2006,<SU>3</SU>
          <FTREF/>notwithstanding that NASDAQ subsequently developed and implemented enhancements to the service.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>3</SU>Securities Exchange Act Release No. 54002 (June 16, 2006), 71 FR 36143 (June 23, 2006) (SR-NASD-2006-072) (increasing each of the fees by $30 per month);<E T="03">see also</E>Securities Exchange Act Release No. 54260 (August 1, 2006), 71 FR 45084 (August 8, 2006) (SR-NASDAQ-2006-024).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>Since 2006, the Data Package has been updated to include necessary enhancements based on new market structure rules, as well as new fields added to the Equity Trade Journal based on new functionality offered by the FINRA/NASDAQ Trade Reporting Facility. These enhancements, in conjunction with three new compliance reports, have added significant value to the Data Package. In addition, the “front-end” of the service has been redesigned to simplify report requests and increase usability.</P>
        </FTNT>
        <P>In order to help cover the costs associated with the maintenance of the Data Package service, as well as the cost of implementing enhancements to the service, NASDAQ proposes to increase the “basic” level subscription fee from $130 to $175 per month, and increase the “premium” level subscription fee from $160 to $225 per month. NASDAQ anticipates that the proposed fees may provide NASDAQ with a profit, in addition to covering costs discussed above.</P>
        <HD SOURCE="HD3">2. Statutory Basis</HD>
        <P>NASDAQ believes that the proposed rule change is consistent with the provisions of Section 6 of the Act,<SU>5</SU>
          <FTREF/>in general, and Section 6(b)(4) of the Act,<SU>6</SU>

          <FTREF/>in particular, because it provides for the equitable allocation of reasonable dues, fees and other charges among members and issuers and other persons using any facility or system that NASDAQ operates or controls, and it does not unfairly discriminate between customers, issuers, brokers or dealers. NASDAQ believes that the proposed fees are reasonable because NASDAQ has made several enhancements to the service since it last increased fees assessed for the service in June 2006. As a consequence of adding these enhancements, the value of the service has incrementally increased over time and NASDAQ believes that it is appropriate to now raise the fees to better align them with the increased value of the service. In addition, NASDAQ believes that the proposed fees will cover the costs associated with responding to customer requests, configuring NASDAQ's systems,<PRTPAGE P="1126"/>programming to user specifications, and administering the service, among other things, and may provide NASDAQ with a profit. NASDAQ also believes that the fees are equitably allocated, since use of the Data Package service is voluntary and the subscription fees will be imposed on all purchasers equally based on the number of users and the level of service subscribed.</P>
        <FTNT>
          <P>
            <SU>5</SU>15 U.S.C. 78f.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>15 U.S.C. 78f(b)(4).</P>
        </FTNT>
        <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
        <P>The Exchange does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act, as amended.</P>
        <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
        <P>Written comments were neither solicited nor received.</P>
        <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
        <P>The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Act<SU>7</SU>
          <FTREF/>and subparagraph (f)(2) of Rule 19b-4 thereunder.<SU>8</SU>
          <FTREF/>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.</P>
        <FTNT>
          <P>
            <SU>7</SU>15 U.S.C. 78s(b)(3)(a)(ii).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>17 CFR 240.19b-4(f)(2).</P>
        </FTNT>
        <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
        <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/sro.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File Number SR-NASDAQ-2011-173 on the subject line.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        
        <FP>All submissions should refer to File Number SR-NASDAQ-2011-173. This file number should be included on the subject line if email is used.</FP>
        

        <P>To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/sro.shtml</E>). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal offices of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NASDAQ-2011-173, and should be submitted on or before January 30, 2012.<FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>9</SU>17 CFR 200.30-3(a)(12).</P>
        </FTNT>
        <SIG>
          <P>For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.<SU>9</SU>
          </P>
          <NAME>Kevin M. O'Neill,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-94 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Surface Transportation Board</SUBAGY>
        <DEPDOC>[Docket No. AB 979 (Sub-No. 2X)]</DEPDOC>
        <SUBJECT>Connecticut Southern Railroad, Inc.—Abandonment Exemption—in Hartford County, CT</SUBJECT>

        <P>Connecticut Southern Railroad, Inc. (CSO) has filed a verified notice of exemption under 49 CFR part 1152 subpart F—<E T="03">Exempt Abandonments</E>to abandon 2.4 miles of rail line extending between milepost 2.0 and milepost 4.4 on its Suffield Subdivision in Hartford County, Conn. The line traverses United States Postal Service Zip Codes 06078 and 06080.</P>
        <P>CSO has certified that: (1) No local traffic has moved over the line for at least 2 years; (2) any overhead traffic can be rerouted over other lines; (3) no formal complaint filed by a user of rail service on the line (or by a state or local government entity acting on behalf of such user) regarding cessation of service over the line either is pending with the Surface Transportation Board (Board) or with any U.S. District Court or has been decided in favor of complainant within the 2-year period; and (4) the requirements at 49 CFR 1105.7(c) (environmental report), 49 CFR 1105.11 (transmittal letter), 49 CFR 1105.12 (newspaper publication), and 49 CFR 1152.50(d)(1) (notice to governmental agencies) have been met.</P>

        <P>As a condition to this exemption, any employee adversely affected by the abandonment shall be protected under<E T="03">Oregon Short Line Railroad—Abandonment Portion Goshen Branch Between Firth &amp; Ammon, in Bingham &amp; Bonneville Counties, Idaho,</E>360 I.C.C. 91 (1979). To address whether this condition adequately protects affected employees, a petition for partial revocation under 49 U.S.C. 10502(d) must be filed.</P>
        <P>Provided no formal expression of intent to file an offer of financial assistance (OFA) has been received, this exemption will be effective on February 8, 2012, unless stayed pending reconsideration. Petitions to stay that do not involve environmental issues,<SU>1</SU>
          <FTREF/>formal expressions of intent to file an OFA under 49 CFR 1152.27(c)(2),<SU>2</SU>
          <FTREF/>and trail use/rail banking requests under 49 CFR 1152.29 must be filed by January 19, 2012. Petitions to reopen or requests for public use conditions under 49 CFR 1152.28 must be filed by January 30, 2012, with the Surface Transportation Board, 395 E Street SW., Washington, DC 20423-0001.</P>
        <FTNT>
          <P>

            <SU>1</SU>The Board will grant a stay if an informed decision on environmental issues (whether raised by a party or by the Board's Office of Environmental Analysis (OEA) in its independent investigation) cannot be made before the exemption's effective date.<E T="03">See Exemption of Out-of-Serv. Rail Lines,</E>5 I.C.C.2d 377 (1989). Any request for a stay should be filed as soon as possible so that the Board may take appropriate action before the exemption's effective date.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>2</SU>Each OFA must be accompanied by the filing fee, which is currently set at $1,500.<E T="03">See</E>49 CFR 1002.2(f)(25).</P>
        </FTNT>

        <P>A copy of any petition filed with the Board should be sent to CSO's<PRTPAGE P="1127"/>representative: Melanie B. Yasbin, 600 Baltimore Ave., Suite 301, Towson, MD 21204.</P>

        <P>If the verified notice contains false or misleading information, the exemption is void<E T="03">ab initio.</E>
        </P>
        <P>CSO has filed a combined environmental and historic report which addresses the effects, if any, of the abandonment on the environment and historic resources. OEA will issue an environmental assessment (EA) by January 13, 2012. Interested persons may obtain a copy of the EA by writing to OEA (Room 1100, Surface Transportation Board, Washington, DC 20423-0001) or by calling OEA at (202) 245-0305. Assistance for the hearing impaired is available through the Federal Information Relay Service at 1-(800) 877-8339. Comments on environmental and historic preservation matters must be filed within 15 days after the EA becomes available to the public.</P>
        <P>Environmental, historic preservation, public use, or trail use/rail banking conditions will be imposed, where appropriate, in a subsequent decision.</P>
        <P>Pursuant to the provisions of 49 CFR 1152.29(e)(2), CSO shall file a notice of consummation with the Board to signify that it has exercised the authority granted and fully abandoned the line. If consummation has not been effected by CSO's filing of a notice of consummation by January 9, 2013, and there are no legal or regulatory barriers to consummation, the authority to abandon will automatically expire.</P>

        <P>Board decisions and notices are available on our Web site at<E T="03">http://www.stb.dot.gov</E>.</P>
        <SIG>
          <P>By the Board.</P>
          
          <DATED>Decided: January 4, 2012.</DATED>
          <NAME>Raina S. White,</NAME>
          <TITLE>Director, Office of Proceedings.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-133 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4915-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF THE TREASURY</AGENCY>
        <SUBJECT>Open Meeting of the President's Council on Jobs and Competitiveness (PCJC)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Departmental Offices, Treasury.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Open Meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The President's Council on Jobs and Competitiveness will meet on January 17, 2012, at the White House, 1600 Pennsylvania Avenue NW., Washington, DC, beginning at 2 p.m. Eastern Time. The meeting will be open to the public via live webcast at<E T="03">http://www.whitehouse.gov/live</E>.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meeting will be held on January 17, 2012 at 2 p.m. Eastern Time.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The PCJC will convene its meeting at the White House, 1600 Pennsylvania Avenue NW., Washington, DC. The public is invited to submit written statements to the PCJC by any of the following methods:</P>
        </ADD>
        <HD SOURCE="HD1">Electronic Statements</HD>

        <P>• Send written statements to the PCJC's electronic mailbox at<E T="03">PCJC@treasury.gov</E>; or</P>
        <HD SOURCE="HD1">Paper Statements</HD>
        <P>• Send paper statements in triplicate to John Oxtoby, Designated Federal Officer, President's Council on Jobs and Competitiveness, Office of the Under Secretary for Domestic Finance, Room 1325A, Department of the Treasury, 1500 Pennsylvania Avenue NW., Washington, DC 20220.</P>

        <P>In general, all statements will be posted on the White House Web site (<E T="03">http://www.whitehouse.gov</E>) without change, including any business or personal information provided such as names, addresses, email addresses, or telephone numbers. The Department of the Treasury will also make such statements available for public inspection and copying in the Department of the Treasury's Library, Room 1428, Main Treasury Building, 1500 Pennsylvania Avenue NW., Washington, DC 20220, on official business days between the hours of 10 a.m. and 5 p.m. Eastern Time. You can make an appointment to inspect statements by telephoning (202) 622-0990. All statements received, including attachments and other supporting materials, are part of the public record and subject to public disclosure. You should submit only information that you wish to make publicly available.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>John Oxtoby, Designated Federal Officer, President's Council on Jobs and Competitiveness, Office of the Under Secretary for Domestic Finance, Department of the Treasury, Main Treasury Building, 1500 Pennsylvania Avenue NW., Washington, DC 20220, at (202) 622-2000.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>In accordance with Section 10(a) of the Federal Advisory Committee Act, 5 U.S.C. App. II, 10(a), and the regulations thereunder, John Oxtoby, Designated Federal Officer of the PCJC, has ordered publication of this notice that the PCJC will convene its next meeting on January 17, 2012 at the White House, 1600 Pennsylvania Avenue NW., Washington, DC, beginning at 2 p.m. Eastern Time. The meeting will be broadcast on the internet via live webcast at<E T="03">http://www.whitehouse.gov/live</E>. The purpose of this meeting is to discuss initiatives and policies to strengthen the economy, promote and accelerate job growth and bolster America's competitiveness around the world. The President will continue the discussion focused on identifying practical ways the government and business can work together to foster growth and create jobs. Due to the significant logistical difficulties of convening the members of the PCJC, the meeting has been scheduled with less than 15 days notice (see 41 CFR 102-3.150(b)).</P>
        <SIG>
          <DATED>Dated: December 28, 2011.</DATED>
          <NAME>Rebecca Ewing,</NAME>
          <TITLE>Acting Executive Secretary, U.S. Department of the Treasury.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-131 Filed 1-6-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4810-25-P</BILCOD>
    </NOTICE>
  </NOTICES>
  <VOL>77</VOL>
  <NO>5</NO>
  <DATE>Monday, January 9, 2012</DATE>
  <UNITNAME>Proposed Rules</UNITNAME>
  <NEWPART>
    <PTITLE>
      <PRTPAGE P="1129"/>
      <PARTNO>Part II</PARTNO>
      <AGENCY TYPE="P">Environmental Protection Agency</AGENCY>
      <CFR>40 CFR Parts 51, 60, 61, et al.</CFR>
      <TITLE>Revisions to Test Methods and Testing Regulations; Proposed Rule</TITLE>
    </PTITLE>
    <PRORULES>
      <PRORULE>
        <PREAMB>
          <PRTPAGE P="1130"/>
          <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
          <CFR>40 CFR Parts 51, 60, 61, and 63</CFR>
          <DEPDOC>[EPA-HQ-OAR-2010-0114; FRL-9501-3]</DEPDOC>
          <RIN>RIN 2060-AQ01</RIN>
          <SUBJECT>Revisions to Test Methods and Testing Regulations</SUBJECT>
          <AGY>
            <HD SOURCE="HED">AGENCY:</HD>
            <P>Environmental Protection Agency (EPA).</P>
          </AGY>
          <ACT>
            <HD SOURCE="HED">ACTION:</HD>
            <P>Proposed rule.</P>
          </ACT>
          <SUM>
            <HD SOURCE="HED">SUMMARY:</HD>
            <P>This action proposes editorial and technical corrections necessary for source testing of emissions and operations. The revisions include the addition of alternative equipment and methods as well as corrections to technical and typographical errors. We also solicit public comment on potential changes to the current procedures for determining emission stratification.</P>
          </SUM>
          <DATES>
            <HD SOURCE="HED">DATES:</HD>
            <P>Comments must be received on or before March 9, 2012.</P>
            <P>
              <E T="03">Public Hearing.</E>If anyone contacts the EPA by January 19, 2012 requesting to speak at a public hearing, a hearing will be held on February 8, 2012.</P>
          </DATES>
          <ADD>
            <HD SOURCE="HED">ADDRESSES:</HD>
            <P>Submit your comments, identified by Docket ID No. EPA-HQ-OAR-2010-0114, by one of the following methods:</P>
            <P>•<E T="03">www.regulations.gov:</E>Follow the on-line instructions for submitting comments.</P>
            <P>•<E T="03">Email: a-and-r-docket@epa.gov.</E>
            </P>
            <P>•<E T="03">Fax:</E>(202) 566-9744.</P>
            <P>•<E T="03">Mail:</E>Revisions to Test Methods and Testing Regulations, Docket No. EPA-HQ-OAR-2010-0114, Environmental Protection Agency, Mailcode: 2822T, 1200 Pennsylvania Ave. NW., Washington, DC 20460. Please include two copies.</P>
            <P>•<E T="03">Hand Delivery:</E>Docket No. EPA-HQ-OAR-2010-0114, EPA Docket Center, Public Reading Room, EPA West, Room 3334, 1301 Constitution Ave. NW., Washington, DC 20460. Such deliveries are only accepted during the Docket's normal hours of operation, and special arrangements should be made for deliveries of boxed information.</P>
            
            <P>
              <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-HQ-OAR-2010-0114. The EPA's policy is that all comments received will be included in the public docket without change and may be made available online at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">www.regulations.gov</E>or email. The<E T="03">www.regulations.gov</E>Web site is an “anonymous access” system, which means the EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an email comment directly to the EPA without going through<E T="03">www.regulations.gov,</E>your email address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, the EPA recommends that you include your name and other contact information in the body of your comment as well as with any disk or CD-ROM you submit. If the EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, the EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
            <P>
              <E T="03">Docket:</E>All documents in the docket are listed in the<E T="03">www.regulations.gov</E>index. Although listed in the index, some information is not publicly available,<E T="03">e.g.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available either electronically in<E T="03">www.regulations.gov</E>or in hard copy at the Revisions to Test Methods and Testing Regulations Docket, EPA/DC, EPA West, Room 3334, 1301 Constitution Ave. NW., Washington, DC 20460. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the Revisions to Test Methods and Testing Regulations Docket is (202) 566-1742.</P>
          </ADD>
          <FURINF>
            <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

            <P>Mr. Foston Curtis, Office of Air Quality Planning and Standards, Air Quality Assessment Division (E143-02), Environmental Protection Agency, Research Triangle Park, NC 27711; telephone number: (919) 541-1063; fax number: (919) 541-0516; email address:<E T="03">curtis.foston@epa.gov</E>.</P>
          </FURINF>
        </PREAMB>
        <SUPLINF>
          <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
          <P/>
          <HD SOURCE="HD1">I. General Information</HD>
          <HD SOURCE="HD2">A. Does this action apply to me?</HD>
          <P>The proposed amendments apply to a large number of industries that are already subject to the current provisions of Parts 51, 60, 61, and 63. Therefore, we have not listed specific affected industries or their North American Industry Classification System (NAICS) codes here. If you have any questions regarding the applicability of this action to a particular entity, consult either the air permitting authority for the entity or your EPA regional representative as listed in 40 CFR 63.13.</P>
          <HD SOURCE="HD2">B. What should I consider as I prepare my comments for the EPA?</HD>
          <P>1.<E T="03">Submitting CBI.</E>Do not submit this information to the EPA through<E T="03">http://www.regulations.gov</E>or email. Clearly mark any of the information that you claim to be CBI. For CBI information in a disk or CD-ROM that you mail to the EPA, mark the outside of the disk or CD-ROM as CBI and then identify electronically within the disk or CD-ROM the specific information that is claimed as CBI. In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.</P>
          <P>2.<E T="03">Tips for Preparing Your Comments.</E>When submitting comments, remember to:</P>
          <P>• Follow directions—The Agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.</P>
          <P>• Explain why you agree or disagree, suggest alternatives, and substitute language for your requested changes.</P>
          <P>• Describe any assumptions and provide any technical information and/or data that you used.</P>
          <P>• If you estimate potential costs or burdens, explain how you arrived at your estimate in sufficient detail to allow for it to be reproduced.</P>
          <P>• Provide specific examples to illustrate your concerns, and suggest alternatives.</P>
          <P>• Explain your views as clearly as possible, avoiding the use of profanity or personal threats.</P>
          <P>• Make sure to submit your comments by the comment period deadline identified.</P>
          <HD SOURCE="HD2">C. Where can I get a copy of this document?</HD>

          <P>In addition to being available in the docket, an electronic copy of this proposed rule will also be available on the Worldwide Web (WWW) through the Technology Transfer Network (TTN). Following signature, a copy of<PRTPAGE P="1131"/>this proposed rule will be posted on the TTN's policy and guidance page for newly proposed or promulgated rules at the following address:<E T="03">http://www.epa.gov/ttn/oarpg/</E>. The TTN provides information and technology exchange in various areas of air pollution control. A redline/strikeout document comparing the proposed revisions to the appropriate sections of the current rules is located in the docket.</P>
          <HD SOURCE="HD2">D. How is this document organized?</HD>
          <P>The supplementary information in this preamble is organized as follows:</P>
          
          <EXTRACT>
            <FP SOURCE="FP-2">I. General Information</FP>
            <FP SOURCE="FP1-2">A. Does this action apply to me?</FP>
            <FP SOURCE="FP1-2">B. What should I consider as I prepare my comments for the EPA?</FP>
            <FP SOURCE="FP1-2">C. Where can I get a copy of this document?</FP>
            <FP SOURCE="FP1-2">D. How is this document organized?</FP>
            <FP SOURCE="FP-2">II. Background</FP>
            <FP SOURCE="FP-2">III. Summary of Amendments</FP>
            <FP SOURCE="FP1-2">A. Appendix M of Part 51</FP>
            <FP SOURCE="FP1-2">B. Method 201A of Appendix M of Part 51</FP>
            <FP SOURCE="FP1-2">C. Method 202 of Appendix M of Part 51</FP>
            <FP SOURCE="FP1-2">D. General Provisions (Subpart A) Part 60</FP>
            <FP SOURCE="FP1-2">E. Industrial-Commercial-Institutional Steam Generating Units (Subpart Db) Part 60</FP>
            <FP SOURCE="FP1-2">F. Hospital/Medical/Infectious Waste Incinerators (Subpart Ec) Part 60</FP>
            <FP SOURCE="FP1-2">G. Sulfuric Acid Plants (Subpart H) Part 60</FP>
            <FP SOURCE="FP1-2">H. Sewage Treatments Plants (Subpart O) Part 60</FP>
            <FP SOURCE="FP1-2">I. Kraft Pulp Mills (Subpart BB) Part 60</FP>
            <FP SOURCE="FP1-2">J. Stationary Gas Turbines (Subpart GG) Part 60</FP>
            <FP SOURCE="FP1-2">K. Lead-Acid Battery Manufacturing Plants (Subpart KK) Part 60</FP>
            <FP SOURCE="FP1-2">L. Metallic Mineral Processing Plants (Subpart LL) Part 60</FP>
            <FP SOURCE="FP1-2">M. Asphalt Processing and Asphalt Roofing Manufacture (Subpart UU) Part 60</FP>
            <FP SOURCE="FP1-2">N. Volatile Organic Chemical (VOC) Emissions From Synthetic Organic Compound Manufacturing Industry (SOCMI) Distillation Operations (Subpart NNN) Part 60</FP>
            <FP SOURCE="FP1-2">O. Stationary Compression Ignition Internal Combustion Engines (Subpart IIII) Part 60</FP>
            <FP SOURCE="FP1-2">P. Stationary Spark Ignition Internal Combustion Engines (Subpart JJJJ) Part 60</FP>
            <FP SOURCE="FP1-2">Q. Method 1 of Appendix A-1 of Part 60</FP>
            <FP SOURCE="FP1-2">R. Method 2 of Appendix A-1 of Part 60</FP>
            <FP SOURCE="FP1-2">S. Method 2A of Appendix A-1 of Part 60</FP>
            <FP SOURCE="FP1-2">T. Method 2B of Appendix A-1 of Part 60</FP>
            <FP SOURCE="FP1-2">U. Method 2D of Appendix A-1 of Part 60</FP>
            <FP SOURCE="FP1-2">V. Method 3A of Appendix A-2 of Part 60</FP>
            <FP SOURCE="FP1-2">W. Method 4 of Appendix A-3 of Part 60</FP>
            <FP SOURCE="FP1-2">X. Method 5 of Appendix A-3 of Part 60</FP>
            <FP SOURCE="FP1-2">Y. Method 5A of Appendix A-3 of Part 60</FP>
            <FP SOURCE="FP1-2">Z. Method 5E of Appendix A-3 of Part 60</FP>
            <FP SOURCE="FP1-2">AA. Method 5H of Appendix A-3 of Part 60</FP>
            <FP SOURCE="FP1-2">BB. Method 6 of Appendix A-4 of Part 60</FP>
            <FP SOURCE="FP1-2">CC. Method 6C of Appendix A-4 of Part 60</FP>
            <FP SOURCE="FP1-2">DD. Method 7 of Appendix A-4 of Part 60</FP>
            <FP SOURCE="FP1-2">EE. Method 7A of Appendix A-4 of Part 60</FP>
            <FP SOURCE="FP1-2">FF. Method 7E of Appendix A-4 of Part 60</FP>
            <FP SOURCE="FP1-2">GG. Method 8 of Appendix A-4 of Part 60</FP>
            <FP SOURCE="FP1-2">HH. Method 10 of Appendix A-4 of Part 60</FP>
            <FP SOURCE="FP1-2">II. Methods 10A and 10B of Appendix A-4 of Part 60</FP>
            <FP SOURCE="FP1-2">JJ. Method 11 of Appendix A-5 of Part 60</FP>
            <FP SOURCE="FP1-2">KK. Method 12 of Appendix A-5 of Part 60</FP>
            <FP SOURCE="FP1-2">LL. Method 14A of Appendix A-5 of Part 60</FP>
            <FP SOURCE="FP1-2">MM. Method 16A of Appendix A-6 of Part 60</FP>
            <FP SOURCE="FP1-2">NN. Method 18 of Appendix A-6 of Part 60</FP>
            <FP SOURCE="FP1-2">OO. Method 23 of Appendix A-7 of Part 60</FP>
            <FP SOURCE="FP1-2">PP. Method 24 of Appendix A-7 of Part 60</FP>
            <FP SOURCE="FP1-2">QQ. Method 25 of Appendix A-7 of Part 60</FP>
            <FP SOURCE="FP1-2">RR. Method 25C of Appendix A-7 of Part 60</FP>
            <FP SOURCE="FP1-2">SS. Method 25D of Appendix A-7 of Part 60</FP>
            <FP SOURCE="FP1-2">TT. Method 26 of Appendix A-8 of Part 60</FP>
            <FP SOURCE="FP1-2">UU. Method 29 of Appendix A-8 of Part 60</FP>
            <FP SOURCE="FP1-2">VV. Method 30B of Appendix A-8 of Part 60</FP>
            <FP SOURCE="FP1-2">WW. Performance Specification 1 of Appendix B of Part 60</FP>
            <FP SOURCE="FP1-2">XX. Performance Specification 3 of Appendix B of Part 60</FP>
            <FP SOURCE="FP1-2">YY. Performance Specification 4 of Appendix B of Part 60</FP>
            <FP SOURCE="FP1-2">ZZ. Performance Specification 4B of Appendix B of Part 60</FP>
            <FP SOURCE="FP1-2">AAA. Performance Specification 7 of Appendix B of Part 60</FP>
            <FP SOURCE="FP1-2">BBB. Performance Specification 11 of Appendix B of Part 60</FP>
            <FP SOURCE="FP1-2">CCC. Performance Specification 15 of Appendix B of Part 60</FP>
            <FP SOURCE="FP1-2">DDD. Performance Specification 16 of Appendix B of Part 60</FP>
            <FP SOURCE="FP1-2">EEE. Procedure 1 of Appendix F of Part 60</FP>
            <FP SOURCE="FP1-2">FFF. Procedure 2 of Appendix F of Part 60</FP>
            <FP SOURCE="FP1-2">GGG. Procedure 5 of Appendix F of Part 60</FP>
            <FP SOURCE="FP1-2">HHH. General Provisions (Subpart A) Part 61</FP>
            <FP SOURCE="FP1-2">III. Beryllium (Subpart C) Part 61</FP>
            <FP SOURCE="FP1-2">JJJ. Beryllium Rocket Motor Firing (Subpart D) Part 61</FP>
            <FP SOURCE="FP1-2">KKK. Mercury (Subpart E) Part 61</FP>
            <FP SOURCE="FP1-2">LLL. Inorganic Arsenic Emissions from Glass Manufacturing Plants (Subpart N) Part 61</FP>
            <FP SOURCE="FP1-2">MMM. Method 101 of Appendix B of Part 61</FP>
            <FP SOURCE="FP1-2">NNN. Method 101A of Appendix B of Part 61</FP>
            <FP SOURCE="FP1-2">OOO. Method 102 of Appendix B of Part 61</FP>
            <FP SOURCE="FP1-2">PPP. Method 104 of Appendix B of Part 61</FP>
            <FP SOURCE="FP1-2">QQQ. Methods 108 and 108A of Appendix B of Part 61</FP>
            <FP SOURCE="FP1-2">RRR. General Provisions (Subpart A) Part 63</FP>
            <FP SOURCE="FP1-2">SSS. Synthetic Organic Chemical Manufacturing Industry (Subpart G) Part 63</FP>
            <FP SOURCE="FP1-2">TTT. Chromium Emissions From Hard and Decorative Chromium Electroplating and Chromium Anodizing Tanks (Subpart N) Part 63</FP>
            <FP SOURCE="FP1-2">UUU. Ethylene Oxide Emissions Standards for Sterilization Facilities (Subpart O) Part 63</FP>
            <FP SOURCE="FP1-2">VVV. Marine Tank Vessel Loading Operations (Subpart Y) Part 63</FP>
            <FP SOURCE="FP1-2">WWW. Aerospace Manufacturing and Rework Facilities (Subpart GG) Part 63</FP>
            <FP SOURCE="FP1-2">XXX. Pharmaceuticals Production (Subpart GGG) Part 63</FP>
            <FP SOURCE="FP1-2">YYY. Secondary Aluminum Production (Subpart RRR) Part 63</FP>
            <FP SOURCE="FP1-2">ZZZ. Manufacturing of Nutritional Yeast (Subpart CCCC) Part 63</FP>
            <FP SOURCE="FP1-2">AAAA. Petroleum Refineries: Catalytic Cracking Units, Catalytic Reforming Units, and Sulfur Recovery Units (Subpart UUUU) Part 63</FP>
            <FP SOURCE="FP1-2">BBBB. Stationary Reciprocating Internal Combustion Engines (Subpart ZZZZ) Part 63</FP>
            <FP SOURCE="FP1-2">CCCC. Method 306 of Appendix A of Part 63</FP>
            <FP SOURCE="FP1-2">DDDD. Method 306A of Appendix A of Part 63</FP>
            <FP SOURCE="FP1-2">EEEE. Methods 308, 315, and 316 of Appendix A of Part 63</FP>
            <FP SOURCE="FP1-2">FFFF. Method 321 of Appendix A of Part 63</FP>
            <FP SOURCE="FP-2">IV. Request for Comments</FP>
            <FP SOURCE="FP-2">V. Statutory and Executive Order Reviews</FP>
            <FP SOURCE="FP1-2">A. Executive Order 12866: Regulatory Planning and Review and Executive Order 13563: Improving Regulations and Regulatory Review</FP>
            <FP SOURCE="FP1-2">B. Paperwork Reduction Act</FP>
            <FP SOURCE="FP1-2">C. Regulatory Flexibility Act</FP>
            <FP SOURCE="FP1-2">D. Unfunded Mandates Reform Act</FP>
            <FP SOURCE="FP1-2">E. Executive Order 13132: Federalism</FP>
            <FP SOURCE="FP1-2">F. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</FP>
            <FP SOURCE="FP1-2">G. Executive Order 13045: Protection of Children From Environmental Health and Safety Risks</FP>
            <FP SOURCE="FP1-2">H. Executive Order 13211: Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</FP>
            <FP SOURCE="FP1-2">I. National Technology Transfer and Advancement Act</FP>
            <FP SOURCE="FP1-2">J. Executive Order 12898: Federal Actions To Address Environmental Justice in Minority Populations and Low-Income Populations</FP>
          </EXTRACT>
          <HD SOURCE="HD1">II. Background</HD>

          <P>The EPA catalogs revisions and updates that are needed for test methods, performance specifications, and associated regulations in 40 CFR parts 51, 60, 61, and 63, and proposes the revisions on a 5- to 10-year basis. The last methods update was published as a final rule on October 17, 2000 (65 FR 61744). Many of these needed revisions were brought to our attention by affected parties and end-users. The revisions consist of allowable alternatives that were not previously available, changes that facilitate the use of mercury-free equipment, and updates needed to correct obsolete provisions or add flexibility. Corrections to typographical errors and technical errors in equations and diagrams are also proposed. It is important to note that although numerous technical<PRTPAGE P="1132"/>corrections are being proposed to portions of the subparts in parts 51, 60, 61, and 63, changes are not made to any compliance standard, reporting, or recordkeeping requirement. For this notice, the EPA is only proposing revisions to sections of the subpart pertaining to source testing or monitoring of emissions and operations.</P>
          <HD SOURCE="HD1">III. Summary of Amendments</HD>
          <HD SOURCE="HD2">A. Appendix M of Part 51</HD>
          <P>In the introduction of Appendix M of part 51, Methods 3A and 19 would be added to the list of methods not requiring the use of audit samples. Method 3A is a direct measurement instrumental method which the audit program does not evaluate, and Method 19 deals with calculation procedures and not measurement procedures.</P>
          <HD SOURCE="HD2">B. Method 201A of Appendix M of Part 51</HD>

          <P>Revisions would be made to the Method 201A published on December 21, 2010. Typographical errors in references to isokinetic sampling rate, source gas temperatures, stack blockage dimensions by the sampling heads, and PM<E T="52">10</E>in Sections 8.3.4(b), 8.3.4.1, 8.7.2.2, and 8.7.5.5(a), respectively, would be corrected. An erroneous reference to Methods 4A and 5 in Section 10.1 when using a standard pitot tube would be corrected to refer to Methods 1 and 2. Section 10.5, which addresses Class A volumetric glassware, would be deleted because it is not needed in the method. For those filters whose weight cannot be weighed to a constant weight in Section 11.2.1, instruction would be added to flag and report the data as a minimum value. It would be noted that the nozzle, front half, and in-stack filter samples need to be speciated into organic and inorganic fractions to be similar to the practice in Method 17. The method would also note that neither Method 17 nor 201A require a separate analysis of the filter for inorganic and organic particulate matter. Method 201A is often used together with Method 202 which requires a separate analysis of inorganic and organic PM. This note would remind testers that a separate analysis is not required for Method 201A. An incorrect term in Equation 9 of Section 12.5 would be corrected. In the nomenclature in Section 12.1, V<E T="52">b</E>, the volume of aliquot taken for ion chromatography (IC) analysis, would be deleted since no IC analysis is performed.</P>
          <HD SOURCE="HD2">C. Method 202 of Appendix M of Part 51</HD>
          <P>Revisions would be made to the Method 202 published on December 21, 2010. In Section 8.5.3.1, the text referring to empty impingers would be deleted because empty impingers are not used. Figures 2 and 3 would be revised to correctly show the first impinger with an extended stem instead of a shortened one to be consistent with the method text, and the condensed moisture and sample portion of the sampling train would be labeled to make it easy to identify. Figures 4, 5, and 6 would be republished because they did not print clearly in the December 21, 2010, publication.</P>
          <HD SOURCE="HD2">D. General Provisions (Subpart A) Part 60</HD>
          <P>In the General Provisions of part 60, Methods 3A and 19 would be added to the list of methods not requiring the use of audit samples in § 60.8(gd). Method 3A is a direct measurement instrumental method which the audit program does not evaluate, and Method 19 deals with calculation procedures in lieu of measurement procedures.</P>
          <P>A new § 60.8(h) would be added to require that sampling sites be evaluated for cyclonic flow and stratification before testing. Cyclonic flow and gas stratification has not been adequately addressed in the past except for particulate measurement methods. Our experience has been that gaseous pollutant measurements may also be affected by these phenomena. Procedures currently used in Methods 1 and 7E would be referenced for all tests to evaluate the suitability of test locations and give procedures for testing under conditions of gas stratification and cyclonic flow to preclude non-representative sampling.</P>
          <P>A new § 60.8(i) would be added to allow the use of Method 205 of 40 CFR part 51, Appendix M, “Verification of Gas Dilution Systems for Field Instrument Calibrations,” as an alternative provision whenever the use of multiple calibration gases is required under Part 60. Method 205 has previously been allowed for different applications on a case-by-case basis. Method 205 reduces the number of cylinder gases needed for a test by allowing lower-concentration gases to be generated from a high-level gas. Section 60.13(d)(1) would be revised to remove the phrase “automatically, intrinsic to the opacity monitor” which was incorrectly inserted into the paragraph in a past revision. The title of an organization in a method that is incorporated by reference would be updated in § 60.17(e), and the edition of the method referred to in § 60.17(e)(1) would be updated to reflect the currently available version.</P>
          <HD SOURCE="HD2">E. Industrial-Commercial-Institutional Steam Generating Units (Subpart Db) Part 60</HD>

          <P>In subpart Db, Method 320 would be added as an alternative to the methods for determining nitrogen oxides (NO<E T="52">X</E>) concentration in § 60.46b(f)(1)(ii), (h)(1) and (2), and sulfur dioxide (SO<E T="52">2</E>) concentration in § 60.47b(b)(2). The EPA has allowed the use of Method 320 in the past on a case-by-case basis and now believes it is appropriate for general use.</P>
          <HD SOURCE="HD2">F. Hospital/Medical/Infectious Waste Incinerators (Subpart Ec) Part 60</HD>
          <P>In subpart Ec, the definition of medical/infectious wastes in § 60.51c would be revised to correct the misspelling of “cremation.”</P>
          <HD SOURCE="HD2">G. Sulfuric Acid Plants (Subpart H) Part 60</HD>
          <P>In Subpart H, an equation for calculating the SO<E T="52">2</E>emission rate in § 60.84(d) would be corrected.</P>
          <HD SOURCE="HD2">H. Sewage Treatment Plants (Subpart O) Part 60</HD>

          <P>In subpart O, a reference to Method 209F in § 60.154(b)(5) would be revised to reflect a newer available version of the method (<E T="03">i.e.,</E>2540G).</P>
          <HD SOURCE="HD2">I. Kraft Pulp Mills (Subpart BB) Part 60</HD>
          <P>In subpart BB, a typographical error in the equation in § 60.284(c)(3) would be corrected.</P>
          <HD SOURCE="HD2">J. Stationary Gas Turbines (Subpart GG) Part 60</HD>

          <P>In subpart GG, the definitions of terms for the equation in § 60.335(b)(l) would be revised to allow the reference combustor inlet absolute pressure to be measured in millimeters of mercury (mm Hg). Using the site barometric pressure gives comparable results to the observed combustor inlet absolute pressure for calculating the mean NO<E T="52">X</E>emission concentration and would be allowed as an alternative.</P>
          <HD SOURCE="HD2">K. Lead-Acid Battery Manufacturing Plants (Subpart KK) Part 60</HD>

          <P>In subpart KK, Method 29 would be added as an alternative to Method 12 in § 60.374(b)(1)and (c)(2) for determining the lead concentration and flow rate of the effluent gas. Method 29 is an accepted method for determining lead under other rules and is appropriate for this subpart as well. Also, an error in the equation for calculating the lead emission concentration in 60.374(b)(2) would be corrected.<PRTPAGE P="1133"/>
          </P>
          <HD SOURCE="HD2">L. Metallic Mineral Processing Plants (Subpart LL) Part 60</HD>
          <P>In subpart LL, an error in the value of the particulate matter standard in § 60.382(a)(1) would be corrected from 0.02 g/dscm to 0.05 g/dscm. An alternative procedure, where a single visible emission observer may conduct visible emission observations for up to three fugitive, stack, or vent emission points within a 15-second interval, would be added to § 60.386. This alternative would allow the observer to take readings in a more cost-effective and timely manner than currently allowed.</P>
          <HD SOURCE="HD2">M. Asphalt Processing and Asphalt Roofing Manufacture (Subpart UU) Part 60</HD>
          <P>In subpart UU, an error in the value of the particulate matter standard for saturated felt or smooth-surfaced roll roofing in § 60.472(a)(1)(ii) would be corrected from 0.04 kg/Mg to 0.4 kg/Mg.</P>
          <HD SOURCE="HD2">N. Volatile Organic Compound (VOC) Emissions From Synthetic Organic Chemical Manufacturing Industry (SOCMI) Distillation Operations (Subpart NNN) Part 60</HD>
          <P>In subpart NNN, several paragraphs were renumbered in a previous amendment, but conforming changes in sections that referenced these paragraphs were not made. In § 60.660(c)(4) and § 60.665(h)(2) and (3), these references would be corrected.</P>
          <HD SOURCE="HD2">O. Stationary Compression Ignition Internal Combustion Engines (Subpart IIII) Part 60</HD>
          <P>In Subpart IIII, the use of Method 1 or 1A for sampling point selection would be dropped, and single-point sampling at the centroid of the exhaust would be added. The exhausts of most regulated engines are too small and not equipped with sampling ports. This makes it difficult to divide the exhaust into multiple sampling-point locations as required by Methods 1 and 1A. Table 7 would be revised to delete the requirement to use Method 1 or 1A.</P>
          <HD SOURCE="HD2">P. Stationary Spark Ignition Internal Combustion Engines (Subpart JJJJ) Part 60</HD>
          <P>In Subpart JJJJ, the exhausts of most regulated engines do not contain sampling ports and are too small to be subdivided into multiple sampling-point locations. Table 2 would be revised to delete the requirement to use Method 1 or 1A for determining sampling site and sampling-point location, and instruction would be added to sample at the centroid of the exhaust.</P>
          <HD SOURCE="HD2">Q. Method 1 of Appendix A-1 of Part 60</HD>
          <P>In Method 1, Section 11.2.2 would be clarified to note that it specifically applies to gaseous measurements. The provisions in the section for determining exhaust gas stratification would be streamlined to make them consistent with the new stratification provisions in Method 7E. Figures 1-1 and 1-2 would be clarified to note that the horizontal coordinates represent the duct diameters from the sampling point to the flow disturbance and not simply the duct diameters from the flow disturbance. Figure 1-2 would also be corrected to show the proper demarcation between the requirement for 12 and 16 sampling points. The test for the presence or absence of cyclonic flow would be required for all tests instead of recommended at sites suspected of having cyclonic flow.</P>
          <HD SOURCE="HD2">R. Method 2 of Appendix A-1 of Part 60</HD>
          <P>In Method 2, a pressure stability specification that has been lacking for the pitot tube leak-check would be added to clearly note the desired stability. An erroneous reference to a Figure 2-6B would be corrected to reference Figure 2-7B. An error in a term in the denominator of Equation 2-7 would be corrected to the average of the square root of delta P rather than the square root of the average delta P. The velocity constant in English units used in Equation 2-7 would be corrected by changing m/sec to ft/sec. The term for absolute temperature in Equations 2-7 and 2-8 would be corrected to represent the average of the absolute temperatures; an inadvertently omitted term would be added to Section 12.1 for the average absolute temperature; and calibrating a barometer against a NIST-traceable barometer would be added as an alternative to calibrating against a mercury barometer to facilitate the use of mercury-free products.</P>
          <HD SOURCE="HD2">S. Method 2A of Appendix A-1 of Part 60</HD>
          <P>In Method 2A, calibrating a barometer against a NIST-traceable barometer would be added as an alternative to calibrating against a mercury barometer to facilitate the use of mercury-free products.</P>
          <HD SOURCE="HD2">T. Method 2B of Appendix A-1 of Part 60</HD>
          <P>In Method 2B, nomenclature errors would be corrected and the assumed ambient carbon dioxide concentration used in the calculations would be changed from 300 to 380 ppm to closer approximate current ambient levels.</P>
          <HD SOURCE="HD2">U. Method 2D of Appendix A-1 of Part 60</HD>
          <P>In Method 2D, calibrating a barometer against a NIST-traceable barometer would be added as an alternative to calibrating against a mercury barometer to facilitate the use of mercury-free products.</P>
          <HD SOURCE="HD2">V. Method 3A of Appendix A-2 of Part 60</HD>
          <P>In Method 3A, a redundant sentence noting that pre-cleaned air may be used for the high-level calibration gas would be deleted.</P>
          <HD SOURCE="HD2">W. Method 4 of Appendix A-3 of Part 60</HD>
          <P>In Method 4, the English value for the leak rate exceedance in Section 9.1 would be corrected from 0.20 cfm to 0.020 cfm. Method 6A, Method 320, and a calculation using F-factors would be added as alternatives to Method 4 for the moisture determination. These are logical alternatives in cases where Methods 6A and 320 are already being used, and the F-factors approach can save both time and expenses in some cases.</P>
          <HD SOURCE="HD2">X. Method 5 of Appendix A-3 of Part 60</HD>

          <P>In Method 5, a clarification would be added that the deionized water used in the analysis of material caught in the impingers must have ≤0.001 percent residue; the factor K would be corrected to K' in Equation 5-13; calibrating a barometer against a NIST-traceable barometer would be added as an alternative to calibrating against a mercury barometer to facilitate the use of mercury-free products; calibrating a temperature sensor against a thermometer equivalent to a mercury-in-glass thermometer would be added as an alternative to calibrating against a mercury-in-glass thermometer to facilitate the use of mercury-free products; rechecking temperature sensors for the filter holder and metering system after each test has been found to be sufficient and would replace having sensors calibrated within 3 °F; the option to check the probe heater calibration after a test at a single point using a reference thermometer would be added; the use of weather station barometric pressure corrected to testing point elevation would be added as an option to having an on-site barometer; mention of stopcock grease for air-tight impinger seals would be deleted since it is outdated and not often used; a smaller acetone cleanup blank is determined sufficient and a single blank per conta