[Federal Register Volume 77, Number 86 (Thursday, May 3, 2012)]
[Notices]
[Pages 26356-26358]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2012-10703]
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DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
[Docket Number FRA-2010-0060]
Petition for Waiver of Compliance
In accordance with Part 211 of Title 49 Code of Federal Regulations
(CFR), this document provides the public notice that by a document
dated March 12, 2012, the Norfolk Southern Railway (NS) has petitioned
the Federal Railroad Administration (FRA) for a waiver of compliance
from certain provisions of the Federal railroad safety regulations. FRA
assigned the petition to Docket Number FRA-2010-0060.
Pursuant to the requirements of 49 CFR Section 236.1035 (Field
testing requirements), NS has submitted the Interoperable Electronic
Train Management System (I-ETMS) Positive Train Control (PTC) test
waiver request, Version 1.1, dated March 12, 2012, along with
associated required documents for request of relief from select parts
of Subparts A-G. In conjunction with those requests, per 49 CFR Section
236.1035, the NS test waiver includes requests for relief from
regulations other than those contained in Subparts A-G.
I-ETMS is a vital overlay system as defined in 49 CFR Part 236,
Subpart I, Section 236.1015(e)(2) and fully described in the NS I-ETMS
PTC Development Plan (FRA-2010-0060-0002) found in Appendix A, and for
which FRA Type Approval FRA-TA-2011-02 was issued on August 26, 2011.
The I-ETMS system is designed to support different railroads and
their individual methods of operation and is intended to be
implementable across a broad spectrum of railroads without significant
modification. This design approach supports interoperability across
railroads as I-ETMS-equipped locomotives apply consistent warning and
enforcement functionality regardless of trackage ownership.
NS seeks a waiver of compliance from certain sections of 49 CFR,
including Parts 216, Special Notice and Emergency Order Procedures:
Railroad Track, Locomotive and Equipment; 217, Railroad Operating
Rules; 218, Railroad Operating Practices; 229, Railroad Locomotive
Safety Standards; 233, Signal Systems Reporting Requirements; 235,
Instructions Governing Applications for Approval of a Discontinuance or
Material Modification of a Signal System or Relief from the
Requirements of Part 236; and 240, Qualification and Certification of
Locomotive Engineers. NS also seeks a waiver of compliance from 49 CFR
Section 211.51 (Tests) to allow them to test I-ETMS, on nonrevenue
trains, on the Charleston District from Charleston, SC, milepost (MP)
SC 7.0, to Andrews Yard, Columbia, SC, MP SC 128.9; and on the Columbia
District from Andrews Yard, Columbia, SC, MP R 108.5, to Charolette
Junction, MP R0.0.
The following are the waiver requests and their justifications:
Section 216.13, Special Notice for Repairs--Locomotive
Waiver is requested for I-ETMS-equipped locomotives to the extent
that non-operation of I-ETMS equipment installed on board, whether
through malfunction or deactivation, shall not be construed as an
unsafe condition requiring special notice for repairs. Waiver is also
sought for non-I-ETMS-equipped locomotives operating in I-ETMS
territory to the extent that the absence of I-ETMS equipment on board
shall not be construed as an unsafe condition requiring special notice
for repairs.
Justification: With or without I-ETMS equipment operating on board
the controlling locomotive, a train remains subject to existing
operating rules. I-ETMS tests require flexibility in installing,
removing, turning on, and turning off the equipment.
Section 217.9, Program of Operational Tests and Inspections;
Recordkeeping
Waiver is requested, exempting operation of I-ETMS equipment and
procedures from the requirements for operational tests and inspections,
and associated recordkeeping.
Justification: During the I-ETMS test phase, procedures for using
I-ETMS equipment and functions will be refined and modified. Until such
procedures are defined in the PTC Safety Plan (PTCSP), or associated
documentation, they cannot be addressed in NS operating rules. I-ETMS
is expected to have minimal impact on existing operating
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rules due to its nature of overlay to existing methods of operation.
Section 217.11, Program of Instruction on Operating Rules;
Recordkeeping; Electronic Recordkeeping
Waiver is requested, exempting I-ETMS testing and its equipment and
procedures from the requirements for instruction and recordkeeping.
Justification: During the I-ETMS test phase, procedures for using
I-ETMS equipment and functions will be refined and modified. Until such
procedures are defined in the PTCSP, or associated documentation, they
cannot be addressed in NS operating rules. I-ETMS is expected to have
minimal impact on existing operating rules due to its nature of overlay
to existing methods of operation.
Part 218, Subpart D, Prohibition Against Tampering With Safety Devices
Waiver is requested, exempting onboard I-ETMS equipment from the
requirements of Sections 218.51, 218.53, 218.55, 218.57, 218.59, and
218.61 to the extent that I-ETMS equipment on board a locomotive shall
not be considered a ``safety device'' subject to the provisions of this
subpart at any time during the test and demonstration phase.
Justification: I-ETMS tests and demonstrations require flexibility
in installing, removing, turning on, and turning off the onboard
equipment. NS also needs the flexibility to permanently disable or
remove I-ETMS equipment in the event that a revenue service system is
not implemented.
Section 229.7, Prohibited Acts
Waiver is requested such for both I-ETMS equipped and non-I-ETMS
equipped locomotives operating in the I-ETMS test territory during the
test period.
Justification: Non-operation of I-ETMS equipment installed on board
a locomotive, whether through malfunction or deactivation, shall not be
construed as an unsafe condition subject to this section. Additionally,
in the absence of I-ETMS equipment onboard, non-I-ETMS-equipped
locomotives operating in I-ETMS territory shall not be construed as an
unsafe condition subject to this regulation. The I-ETMS test program
requires flexibility in installing, removing, turning on, and turning
off the onboard equipment. NS also requires the flexibility to
permanently disable or remove I-ETMS equipment in the event that a
production system is not implemented. The train remains subject to the
safety provisions of the existing method of operation whether or not I-
ETMS equipment on board a locomotive is functioning.
Section 229.135, Event Recorders
Waiver is requested to the extent that I-ETMS equipment on board a
locomotive shall not be considered an ``event recorder'' subject to the
provisions of this section during the test phase.
Justification: I-ETMS equipment by design will operate
intermittently during the test phase. The data accumulated by the
onboard I-ETMS equipment will be used to develop and refine I-ETMS
functions. Such data can be expected to contain anomalies that do not
reflect true operating conditions but, by analysis, will contribute to
achieving necessary objectives in the I-ETMS design.
Section 233.9, Reports
Waiver is requested, exempting I-ETMS operations in the test phase
from the reporting requirements of this section.
Justification: NS recognizes that a revenue service I-ETMS system
is subject to the provisions of this section; however, imposition of
these requirements during the test and demonstration phase would be an
unnecessary paperwork burden. PTC testing should not affect the final
inventory of the NS signal system, which will be included in the signal
system 5-year report.
Section 235.5, Changes Requiring Filing of Application
Waiver is requested, exempting I-ETMS from the requirements of this
section during the test phase.
Justification: I-ETMS tests require flexibility in installing,
removing, modifying, turning on, and turning off the I-ETMS equipment.
NS also requires the flexibility to permanently disable or remove I-EMS
equipment in the event that a revenue service system is not
implemented.
Section 240.127, Criteria for Examining Skill Performance
Waiver is requested exempting I-ETMS from the testing requirements
for qualification and certification of locomotive engineers during the
test phase.
Justification: Criteria and procedures for engineer performance
evaluation, as related to I-ETMS, do not yet exist; they will be
identified and defined during the I-ETMS test phase and included in the
PTCSP.
Section 240.129, Criteria for Monitoring Operational Performance of
Certified Engineers
Waiver is requested, exempting I-ETMS from the performance
monitoring procedures during the I-ETMS test phase.
Justification: Criteria and procedures for I-ETMS monitoring the
performance of engineers using I-ETMS do not yet exist; they will be
identified and defined during the I-ETMS test phase and included in the
PTCSP.
In addition, NS is requesting a waiver of compliance from certain
portions of 49 CFR Part 236, Rules, Standards, and Instructions
Governing the Installation, Inspection, Maintenance, and Repair of
Signal and Train Control Systems, Devices, and Appliances; for
information only and of which FRA is not receiving comments. Those
sections are:
236.11, Adjustment, repair, or replacement of component.
236.15, Timetable instructions.
236.23, Aspects and indications.
236.76, Tagging of wires and interference of wires or tags
with signal apparatus.
236.101, Purpose of inspection and tests; removal from
service of relay or device failing to meet test requirements.
236.109, Time releases, timing relays and timing devices.
236.110, Results of tests.
236.501, Forestalling device and speed control.
236.552, Insulation resistance; requirement.
236.566, Locomotive of each train operating in train stop,
train control or cab signal territory; equipped.
236.567, Restrictions imposed when device fails and/or is
cut out en route.
236.586, Daily or after trip test.
236.587, Departure test.
236.588, Periodic test.
A copy of the petition, as well as any written communications
concerning the petition, is available for review online at
www.regulations.gov and in person at the U.S. Department of
Transportation's (DOT) Docket Operations Facility, 1200 New Jersey
Avenue SE., W12-140, Washington, DC 20590. The Docket Operations
Facility is open from 9 a.m. to 5 p.m., Monday through Friday, except
Federal Holidays.
Interested parties are invited to participate in these proceedings
by submitting written views, data, or comments. FRA does not anticipate
scheduling a public hearing in connection with these proceedings since
the facts do not appear to warrant a hearing. If any interested party
desires an opportunity for oral comment, they
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should notify FRA, in writing, before the end of the comment period and
specify the basis for their request.
All communications concerning these proceedings should identify the
appropriate docket number and may be submitted by any of the following
methods:
Web site: http://www.regulations.gov. Follow the online
instructions for submitting comments.
Fax: (202) 493-2251.
Mail: Docket Operations Facility, U.S. Department of
Transportation, 1200 New Jersey Avenue SE., W12-140, Washington, DC
20590.
Hand Delivery: 1200 New Jersey Avenue SE., Room W12-140,
Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal Holidays.
Communications received by June 18, 2012 will be considered by FRA
before final action is taken. Comments received after that date will be
considered as far as practicable.
Anyone is able to search the electronic form of any written
communications and comments received into any of our dockets by the
name of the individual submitting the comment (or signing the comment,
if submitted on behalf of an association, business, labor union, etc.).
You may review DOT's complete Privacy Act Statement in the Federal
Register published on April 11, 2000 (Volume 65, Number 70; Pages
19477-78), or online at http://www.dot.gov/privacy.html.
Issued in Washington, DC, on April 26, 2012.
Ron Hynes,
Acting Deputy Associate Administrator for Regulatory and Legislative
Operations.
[FR Doc. 2012-10703 Filed 5-2-12; 8:45 am]
BILLING CODE 4910-06-P