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  <VOL>77</VOL>
  <NO>116</NO>
  <DATE>Friday, June 15, 2012</DATE>
  <UNITNAME>Contents</UNITNAME>
  <CNTNTS>
    <AGCY>
      <EAR>Agriculture</EAR>
      <PRTPAGE P="iii"/>
      <HD>Agriculture Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>35938</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14604</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Army</EAR>
      <HD>Army Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Engineers Corps</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Blind or Severely Disabled, Committee for Purchase From  People Who Are</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Committee for Purchase From People Who Are Blind or Severely Disabled</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Centers Disease</EAR>
      <HD>Centers for Disease Control and Prevention</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Intents to Award Affordable Care Act Funding, HM10-1001,</DOC>
          <PGS>35981</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14688</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Centers Medicare</EAR>
      <HD>Centers for Medicare &amp; Medicaid Services</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Medicare Programs:</SJ>
        <SJDENT>
          <SJDOC>Medicare Secondary Payer and Future Medicals,</SJDOC>
          <PGS>35917-35921</PGS>
          <FRDOCBP D="4" T="15JNP1.sgm">2012-14678</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>35981-35983</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14673</FRDOCBP>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14674</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Coast Guard</EAR>
      <HD>Coast Guard</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Drawbridge Operations:</SJ>
        <SJDENT>
          <SJDOC>Atlantic Intracoastal Waterway, at Wrightsville Beach, NC; Cape Fear and Northeast Cape Fear River, at Wilmington, NC,</SJDOC>
          <PGS>35843-35844</PGS>
          <FRDOCBP D="1" T="15JNR1.sgm">2012-14644</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Umpqua River, Reedsport, OR,</SJDOC>
          <PGS>35843</PGS>
          <FRDOCBP D="0" T="15JNR1.sgm">2012-14642</FRDOCBP>
        </SJDENT>
        <SJ>Safety Zone:</SJ>
        <SJDENT>
          <SJDOC>Brandon Road Lock and Dam to Lake Michigan including Des Plaines River, Chicago Sanitary and Ship Canal, Chicago River, and Calumet-Saganashkee Channel, Chicago, IL,</SJDOC>
          <PGS>35854-35855</PGS>
          <FRDOCBP D="1" T="15JNR1.sgm">2012-14720</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>F/V Deep Sea, Penn Cove, WA,</SJDOC>
          <PGS>35850-35852</PGS>
          <FRDOCBP D="2" T="15JNR1.sgm">2012-14640</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Fourth of July Fireworks Event, Pagan River, Smithfield; VA,</SJDOC>
          <PGS>35848-35850</PGS>
          <FRDOCBP D="2" T="15JNR1.sgm">2012-14727</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Multiple Firework Displays in Captain of the Port, Puget Sound Zone,</SJDOC>
          <PGS>35852-35854</PGS>
          <FRDOCBP D="2" T="15JNR1.sgm">2012-14709</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Olde Ellison Bay Days Fireworks Display, Ellison Bay, Wisconsin,</SJDOC>
          <PGS>35844-35846</PGS>
          <FRDOCBP D="2" T="15JNR1.sgm">2012-14714</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Sheboygan Harbor Fest, Sheboygan, WI,</SJDOC>
          <PGS>35846-35848</PGS>
          <FRDOCBP D="2" T="15JNR1.sgm">2012-14725</FRDOCBP>
        </SJDENT>
        <SJ>Safety Zones:</SJ>
        <SJDENT>
          <SJDOC>Bay Swim V, Presque Isle Bay, Erie, PA,</SJDOC>
          <PGS>35860-35862</PGS>
          <FRDOCBP D="2" T="15JNR1.sgm">2012-14648</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Fireworks display, Lake Superior; Duluth, MN,</SJDOC>
          <PGS>35857-35859</PGS>
          <FRDOCBP D="2" T="15JNR1.sgm">2012-14641</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Fleet Week Maritime Festival, Pier 66 Elliott Bay, Seattle, WA,</SJDOC>
          <PGS>35862</PGS>
          <FRDOCBP D="0" T="15JNR1.sgm">2012-14545</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Temporary Change for Recurring Fifth Coast Guard District Fireworks Displays; Northwest Harbor (East Channel) and Tred Avon River, MD,</SJDOC>
          <PGS>35855-35857</PGS>
          <FRDOCBP D="2" T="15JNR1.sgm">2012-14647</FRDOCBP>
        </SJDENT>
        <SJ>Special Local Regulations and Security Zones:</SJ>
        <SJDENT>
          <SJDOC>War of 1812 Bicentennial Commemoration, Port of Boston, MA,</SJDOC>
          <PGS>35839-35842</PGS>
          <FRDOCBP D="3" T="15JNR1.sgm">2012-14650</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Drawbridge Operations:</SJ>
        <SJDENT>
          <SJDOC>Lafourche Bayou, LA,</SJDOC>
          <PGS>35897-35898</PGS>
          <FRDOCBP D="1" T="15JNP1.sgm">2012-14651</FRDOCBP>
        </SJDENT>
        <SJ>Safety Zones:</SJ>
        <SJDENT>
          <SJDOC>Atlantic Intracoastal Waterway; Emerald Isle, NC,</SJDOC>
          <PGS>35903-35906</PGS>
          <FRDOCBP D="3" T="15JNP1.sgm">2012-14643</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Atlantic Intracoastal Waterway; North Topsail Beach, NC,</SJDOC>
          <PGS>35898-35900</PGS>
          <FRDOCBP D="2" T="15JNP1.sgm">2012-14652</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Atlantic Intracoastal Waterway; Oak Island, NC,</SJDOC>
          <PGS>35906-35909</PGS>
          <FRDOCBP D="3" T="15JNP1.sgm">2012-14639</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Gilmerton Bridge Center Span Float-in, Elizabeth River; Norfolk, Portsmouth, and Chesapeake, VA,</SJDOC>
          <PGS>35900-35903</PGS>
          <FRDOCBP D="3" T="15JNP1.sgm">2012-14645</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Commerce</EAR>
      <HD>Commerce Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>International Trade Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Oceanic and Atmospheric Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Telecommunications and Information Administration</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Committee for Purchase</EAR>
      <HD>Committee for Purchase From People Who Are Blind or Severely Disabled</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Procurement List; Additions and Deletions,</DOC>
          <PGS>35942-35944</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14671</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Commodity Futures</EAR>
      <HD>Commodity Futures Trading Commission</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Dual and Multiple Associations of Persons Associated with Swap Dealers, Major Swap Participants and other Commission Registrants,</DOC>
          <PGS>35892-35897</PGS>
          <FRDOCBP D="5" T="15JNP1.sgm">2012-14654</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Charter Renewals:</SJ>
        <SJDENT>
          <SJDOC>Global Markets Advisory Committee,</SJDOC>
          <PGS>35944</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14708</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>35944-35945</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14747</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14749</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14751</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14753</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Defense Acquisition</EAR>
      <HD>Defense Acquisition Regulations System</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Defense Federal Acquisition Regulation Supplement:</SJ>
        <SJDENT>
          <SJDOC>Contractors Performing Private Security Functions,</SJDOC>
          <PGS>35883-35887</PGS>
          <FRDOCBP D="4" T="15JNR1.sgm">2012-14304</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Title 41 Positive Law Codification—Further Implementation,</SJDOC>
          <PGS>35879-35883</PGS>
          <FRDOCBP D="4" T="15JNR1.sgm">2012-14259</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Defense Federal Acquisition Regulation Supplements:</SJ>
        <SJDENT>
          <SJDOC>Item Unique Identifier Update,</SJDOC>
          <PGS>35921-35925</PGS>
          <FRDOCBP D="4" T="15JNP1.sgm">2012-14289</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Defense Department</EAR>
      <HD>Defense Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Defense Acquisition Regulations System</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Engineers Corps</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Privacy Act; Systems of Records,</DOC>
          <PGS>35945-35946</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14636</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14638</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Drug</EAR>
      <HD>Drug Enforcement Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Decisions and Orders:</SJ>
        <SJDENT>
          <SJDOC>Patrick K. Chau, M.D.,</SJDOC>
          <PGS>36003-36008</PGS>
          <FRDOCBP D="5" T="15JNN1.sgm">2012-14653</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Education Department</EAR>
      <HD>Education Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications for New Awards:</SJ>
        <SJDENT>
          <SJDOC>Arts in Education National Program,</SJDOC>
          <PGS>35947-35953</PGS>
          <FRDOCBP D="6" T="15JNN1.sgm">2012-14732</FRDOCBP>
        </SJDENT>
        <SJ>Arts in Education National Program:</SJ>
        <SJDENT>
          <SJDOC>Final Priority, Requirements, Definitions, and Selection Criteria,</SJDOC>
          <PGS>35953-35956</PGS>
          <FRDOCBP D="3" T="15JNN1.sgm">2012-14731</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Employment and Training</EAR>
      <PRTPAGE P="iv"/>
      <HD>Employment and Training Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Availability of Funds and Solicitation for Grant Applications</SJ>
        <SJDENT>
          <SJDOC>Pay for Success Pilot Projects,</SJDOC>
          <PGS>36012</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14577</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Energy Department</EAR>
      <HD>Energy Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Energy Regulatory Commission</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Engineers</EAR>
      <HD>Engineers Corps</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Proposed Berths 302-306 American President Lines Container Terminal Project, Port of Los Angeles,</SJDOC>
          <PGS>35946-35947</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14711</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Environmental Protection</EAR>
      <HD>Environmental Protection Agency</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Approval and Promulgation of Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Florida; New Source Review Prevention of Significant Deterioration: Nitrogen Oxides as a Precursor to Ozone,</SJDOC>
          <PGS>35862-35866</PGS>
          <FRDOCBP D="4" T="15JNR1.sgm">2012-14419</FRDOCBP>
        </SJDENT>
        <SJ>Approvals and Promulgations of Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Revisions to Georgia State Implementation Plan,</SJDOC>
          <PGS>35866-35870</PGS>
          <FRDOCBP D="4" T="15JNR1.sgm">2012-14595</FRDOCBP>
        </SJDENT>
        <SJ>Approvals of Air Quality Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Wisconsin; Partial Disapproval of  Infrastructure State Implementation Plan,</SJDOC>
          <PGS>35870-35873</PGS>
          <FRDOCBP D="3" T="15JNR1.sgm">2012-14417</FRDOCBP>
        </SJDENT>
        <SJ>Approvals, Disapprovals and Promulgations of Air Quality Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Utah; Maintenance Plan for 1-Hour Ozone Standard for Salt Lake and Davis Counties,</SJDOC>
          <PGS>35873-35878</PGS>
          <FRDOCBP D="5" T="15JNR1.sgm">2012-14668</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Approvals and Promulgations of Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Georgia; Infrastructure Requirements for 1997 and 2006 Fine Particulate Matter National Ambient Air Quality Standards,</SJDOC>
          <PGS>35909-35917</PGS>
          <FRDOCBP D="8" T="15JNP1.sgm">2012-14591</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Revisions to Georgia State Implementation Plan,</SJDOC>
          <PGS>35917</PGS>
          <FRDOCBP D="0" T="15JNP1.sgm">2012-14594</FRDOCBP>
        </SJDENT>
        <SJ>Approvals and Promulgations of State Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>New Mexico; Regional Haze Rule Requirements for Mandatory Class I Areas,</SJDOC>
          <PGS>36044-36083</PGS>
          <FRDOCBP D="39" T="15JNP2.sgm">2012-14247</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Environmental Impact Statements; Availability, etc.,</DOC>
          <PGS>35961</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14721</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Equal</EAR>
      <HD>Equal Employment Opportunity Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>35961</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14755</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Executive Office of the President</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Presidential Documents</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Federal Aviation</EAR>
      <HD>Federal Aviation Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Amendments of Air Traffic Service Routes:</SJ>
        <SJDENT>
          <SJDOC>Southwestern United States,</SJDOC>
          <PGS>35836-35837</PGS>
          <FRDOCBP D="1" T="15JNR1.sgm">2012-14412</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Airworthiness Directives:</SJ>
        <SJDENT>
          <SJDOC>Diamond Aircraft Industries GmbH Airplanes,</SJDOC>
          <PGS>35890-35892</PGS>
          <FRDOCBP D="2" T="15JNP1.sgm">2012-14705</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>PIAGGIO AERO INDUSTRIES S.p.A Airplanes,</SJDOC>
          <PGS>35888-35890</PGS>
          <FRDOCBP D="2" T="15JNP1.sgm">2012-14723</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Bureau</EAR>
      <HD>Federal Bureau of Investigation</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Cargo Theft Incident Report,</SJDOC>
          <PGS>36008-36009</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14597</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Communications</EAR>
      <HD>Federal Communications Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>35961-35962</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14601</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Utilizing Rapidly Deployable Aerial Communications Architecture in Response to an Emergency,</DOC>
          <PGS>35962-35964</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14602</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Deposit</EAR>
      <HD>Federal Deposit Insurance Corporation</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>35964</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14702</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Updated Listings of Financial Institutions in Liquidation,</DOC>
          <PGS>35964-35965</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14676</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Energy</EAR>
      <HD>Federal Energy Regulatory Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications:</SJ>
        <SJDENT>
          <SJDOC>Appalachian Power Co.,</SJDOC>
          <PGS>35956-35958</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14616</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Atlas Pipeline Mid-Continent WestTex, LLC, Pioneer Natural Resources USA, Inc.,</SJDOC>
          <PGS>35959</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14619</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Northern Natural Gas Co.,</SJDOC>
          <PGS>35958</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14617</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Commission Staff Attendance,</DOC>
          <PGS>35959-35960</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14618</FRDOCBP>
        </DOCENT>
        <SJ>License Amendment Applications:</SJ>
        <SJDENT>
          <SJDOC>Hastings, MN,</SJDOC>
          <PGS>35960-35961</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14615</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Housing Finance Agency</EAR>
      <HD>Federal Housing Finance Agency</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Enterprise Underwriting Standards,</DOC>
          <PGS>36086-36110</PGS>
          <FRDOCBP D="24" T="15JNP3.sgm">2012-14724</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Federal Home Loan Bank Members Selected for Community Support Review,</DOC>
          <PGS>35965-35978</PGS>
          <FRDOCBP D="13" T="15JNN1.sgm">2012-14590</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Trade</EAR>
      <HD>Federal Trade Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Proposed Consent Agreements:</SJ>
        <SJDENT>
          <SJDOC>Johnson and Johnson and Synthes, Inc.,</SJDOC>
          <PGS>35978-35981</PGS>
          <FRDOCBP D="3" T="15JNN1.sgm">2012-14660</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Food and Drug</EAR>
      <HD>Food and Drug Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Conditionally Approved New Animal Drugs for Minor Use and Minor Species:</SJ>
        <SJDENT>
          <SJDOC>Masitinib,</SJDOC>
          <PGS>35837</PGS>
          <FRDOCBP D="0" T="15JNR1.sgm">2012-14635</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Eye Tracking Experimental Studies to Explore Consumer Use of Food Labeling Information and Consumer Response to Online Surveys,</SJDOC>
          <PGS>35983-35985</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14631</FRDOCBP>
        </SJDENT>
        <SJ>Determinations That Products Were Not Withdrawn From Sale for Reasons of Safety or Effectiveness:</SJ>
        <SJDENT>
          <SJDOC>PARAPLATIN (Carboplatin) Injection and SUSTIVA (Efavirenz) Capsules,</SJDOC>
          <PGS>35985-35986</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14633</FRDOCBP>
        </SJDENT>
        <SJ>Guidance for Industry; Small Entity Compliance Guide; Availability:</SJ>
        <SJDENT>
          <SJDOC>Toll-Free Number Labeling and Related Requirements for Over-the-Counter and Prescription Drugs, etc.,</SJDOC>
          <PGS>35986-35987</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14632</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Foreign Assets</EAR>
      <HD>Foreign Assets Control Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Additional Designations, Foreign Narcotics Kingpin Designation Act,</DOC>
          <PGS>36041-36042</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14596</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Geological</EAR>
      <HD>Geological Survey</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>35997-35998</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14704</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Health and Human</EAR>
      <PRTPAGE P="v"/>
      <HD>Health and Human Services Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Centers for Disease Control and Prevention</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Centers for Medicare &amp; Medicaid Services</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Food and Drug Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Institutes of Health</P>
      </SEE>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Establishment of User Fees for Filovirus Testing of Nonhuman Primate Liver Samples,</DOC>
          <PGS>35878</PGS>
          <FRDOCBP D="0" T="15JNR1.sgm">2012-14603</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Homeland</EAR>
      <HD>Homeland Security Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Coast Guard</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>U.S. Citizenship and Immigration Services</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>U.S. Customs and Border Protection</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Housing</EAR>
      <HD>Housing and Urban Development Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Federal Properties Suitable as Facilities to Assist Homeless,</DOC>
          <PGS>35993-35997</PGS>
          <FRDOCBP D="4" T="15JNN1.sgm">2012-14272</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Interior</EAR>
      <HD>Interior Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Geological Survey</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Land Management Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Reclamation Bureau</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>International Trade Adm</EAR>
      <HD>International Trade Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Interim Procedures for Considering Requests under the Commercial Availability Provision of the United States - Colombia Trade Promotion Agreement,</SJDOC>
          <PGS>35938-35939</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14677</FRDOCBP>
        </SJDENT>
        <SJ>Hand Trucks from the People's Republic of China:</SJ>
        <SJDENT>
          <SJDOC>Court Decision Not in Harmony With Final Results and Amended Final Results,</SJDOC>
          <PGS>35939-35941</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14795</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Environmental Technologies Trade Advisory Committee,</SJDOC>
          <PGS>35941</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14511</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Justice Department</EAR>
      <HD>Justice Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Drug Enforcement Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Bureau of Investigation</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Justice Programs Office</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>COPS Progress Report,</SJDOC>
          <PGS>36001-36002</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14598</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Corrections Reporting Program,</SJDOC>
          <PGS>36002-36003</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14612</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Lodgings of Consent Decrees under Clean Water Act,</DOC>
          <PGS>36003</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14664</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Justice Programs</EAR>
      <HD>Justice Programs Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Deaths in Custody,</SJDOC>
          <PGS>36010-36012</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14614</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Victims of Crime Act, Crime Victim Assistance Grant Program, State Performance Report,</SJDOC>
          <PGS>36009-36010</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14613</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Labor Department</EAR>
      <HD>Labor Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Employment and Training Administration</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Land</EAR>
      <HD>Land Management Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Decisions Approving Lands for Conveyance:</SJ>
        <SJDENT>
          <SJDOC>Alaska Native Claims Selection,</SJDOC>
          <PGS>35998-35999</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14687</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14690</FRDOCBP>
        </SJDENT>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Lower Sonoran and Sonoran Desert National Monument, AZ,</SJDOC>
          <PGS>35999-36000</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14564</FRDOCBP>
        </SJDENT>
        <SJ>Filings of Plats of Surveys:</SJ>
        <SJDENT>
          <SJDOC>Arizona,</SJDOC>
          <PGS>36000-36001</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14686</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Highway</EAR>
      <HD>National Highway Traffic Safety Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Federal Interagency Committee on Emergency Medical Services,</SJDOC>
          <PGS>36039-36040</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14666</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Institute</EAR>
      <HD>National Institutes of Health</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Center for Scientific Review,</SJDOC>
          <PGS>35987-35988</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14606</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Center For Scientific Review,</SJDOC>
          <PGS>35990</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14685</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Human Genome Research Institute,</SJDOC>
          <PGS>35991</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14609</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of Arthritis and Musculoskeletal and Skin Diseases,</SJDOC>
          <PGS>35988</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14706</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of Dental and Craniofacial Research,</SJDOC>
          <PGS>35988, 35990</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14608</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14610</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14611</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of General Medical Sciences,</SJDOC>
          <PGS>35989-35990</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14694</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14697</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14699</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14700</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of Neurological Disorders and Stroke,</SJDOC>
          <PGS>35987</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14605</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of Nursing Research,</SJDOC>
          <PGS>35991</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14607</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute on Deafness and Other Communication Disorders,</SJDOC>
          <PGS>35990</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14691</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Oceanic</EAR>
      <HD>National Oceanic and Atmospheric Administration</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Fisheries of the Exclusive Economic Zone off Alaska:</SJ>
        <SJDENT>
          <SJDOC>Monitoring and Enforcement Requirements in the Bering Sea and Aleutian Islands Freezer Longline Fleet,</SJDOC>
          <PGS>35925-35937</PGS>
          <FRDOCBP D="12" T="15JNP1.sgm">2012-14681</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Science</EAR>
      <HD>National Science Foundation</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Records of Decisions,</DOC>
          <PGS>36012</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14661</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Telecommunications</EAR>
      <HD>National Telecommunications and Information Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Commerce Spectrum Management Advisory Committee,</SJDOC>
          <PGS>35941-35942</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14659</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Nuclear Regulatory</EAR>
      <HD>Nuclear Regulatory Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Fee Schedules:</SJ>
        <SJDENT>
          <SJDOC>Fee Recovery for Fiscal Year 2012,</SJDOC>
          <PGS>35809-35836</PGS>
          <FRDOCBP D="27" T="15JNR1.sgm">2012-14589</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Combined License Applications to Conduct Supplemental Scoping Processes on Revised Site Layouts:</SJ>
        <SJDENT>
          <SJDOC>PPL Bell Bend, LLC,</SJDOC>
          <PGS>36012-36014</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14759</FRDOCBP>
        </SJDENT>
        <SJ>Draft Regulatory Guides; Availablity:</SJ>
        <SJDENT>
          <SJDOC>Initial Test Program of Emergency Core Cooling Systems for Boiling-Water Reactors,</SJDOC>
          <PGS>36014-36015</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14684</FRDOCBP>
        </SJDENT>
        <SJ>Hearing; Application for License Renewal:</SJ>
        <SJDENT>
          <SJDOC>Entergy Nuclear Operations, Inc.; Indian Point Nuclear Generating Units 2 and 3,</SJDOC>
          <PGS>36015-36017</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14679</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Advisory Committee on Reactor Safeguards, Subcommittee on Digital I and C; Cancellation,</SJDOC>
          <PGS>36017</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14667</FRDOCBP>
        </SJDENT>
        <SJ>Regulatory Guides:</SJ>
        <SJDENT>
          <SJDOC>Procedures for Picking Up and Receiving Packages; Withdrawal,</SJDOC>
          <PGS>36017-36018</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14680</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Pension Benefit</EAR>
      <PRTPAGE P="vi"/>
      <HD>Pension Benefit Guaranty Corporation</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Allocation of Assets in Single-Employer Plans:</SJ>
        <SJDENT>
          <SJDOC>Benefits Payable in Terminated Single-Employer Plans; Interest Assumptions for Valuing and Paying Benefits,</SJDOC>
          <PGS>35838-35839</PGS>
          <FRDOCBP D="1" T="15JNR1.sgm">2012-14722</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Presidential Documents</EAR>
      <HD>Presidential Documents</HD>
      <CAT>
        <HD>PROCLAMATIONS</HD>
        <SJ>Special Observances:</SJ>
        <SJDENT>
          <SJDOC>Flag Day and National Flag Week (Proc. 8837),</SJDOC>
          <PGS>35807-35808</PGS>
          <FRDOCBP D="1" T="15JND0.sgm">2012-14743</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Reclamation</EAR>
      <HD>Reclamation Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Draft Report Assessing Rural Water Activities and Related Programs,</DOC>
          <PGS>36001</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14715</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Securities</EAR>
      <HD>Securities and Exchange Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14624</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14625</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14626</FRDOCBP>
          <PGS>36018-36020</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14627</FRDOCBP>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14628</FRDOCBP>
        </DOCENT>
        <SJ>Applications:</SJ>
        <SJDENT>
          <SJDOC>Hirtle Callaghan &amp; Co., LLC and HC Capital Trust,</SJDOC>
          <PGS>36020-36022</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14630</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Precidian ETFs Trust, et al.,</SJDOC>
          <PGS>36022-36024</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14629</FRDOCBP>
        </SJDENT>
        <SJ>Self-Regulatory Organizations; Proposed Rule Changes:</SJ>
        <SJDENT>
          <SJDOC>C2 Options Exchange, Inc.,</SJDOC>
          <PGS>36024-36025</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14620</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Chicago Mercantile Exchange, Inc.,</SJDOC>
          <PGS>36025-36027</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14623</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Financial Industry Regulatory Authority, Inc.,</SJDOC>
          <PGS>36029-36031</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14621</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NYSE Arca, Inc.,</SJDOC>
          <PGS>36027-36029</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14622</FRDOCBP>
        </SJDENT>
        <SJ>Suspension of Trading Orders:</SJ>
        <SJDENT>
          <SJDOC>ROK Entertainment Group, Inc.; RussOil Corp.; Tricell, Inc., etc.,</SJDOC>
          <PGS>36031</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14754</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Social</EAR>
      <HD>Social Security Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>36031-36032</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14646</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>State Department</EAR>
      <HD>State Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Keystone XL Pipeline:</SJ>
        <SJDENT>
          <SJDOC>Intent to Prepare a Supplemental Environmental Impact Statement,</SJDOC>
          <PGS>36032-36034</PGS>
          <FRDOCBP D="2" T="15JNN1.sgm">2012-14803</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Surface Transportation</EAR>
      <HD>Surface Transportation Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Continuances in Control Exemptions:</SJ>
        <SJDENT>
          <SJDOC>Watco Holdings, Inc.; San Antonio Central Railroad, LLC,</SJDOC>
          <PGS>36040</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14663</FRDOCBP>
        </SJDENT>
        <SJ>Control Exemptions:</SJ>
        <SJDENT>
          <SJDOC>Nevada 5, Inc. and Oakland Transportation Holdings LLC; GTR Leasing LLC and US Rail Holdings LLC,</SJDOC>
          <PGS>36041</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14670</FRDOCBP>
        </SJDENT>
        <SJ>Lease Exemptions:</SJ>
        <SJDENT>
          <SJDOC>San Antonio Central Railroad, LLC; Port Authority of San Antonio,</SJDOC>
          <PGS>36041</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14662</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Transportation Department</EAR>
      <HD>Transportation Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Aviation Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Highway Traffic Safety Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Surface Transportation Board</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Funding Availabilities:</SJ>
        <SJDENT>
          <SJDOC>Small Business Transportation Resource Center Program,</SJDOC>
          <PGS>36034-36039</PGS>
          <FRDOCBP D="5" T="15JNN1.sgm">2012-14718</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Treasury</EAR>
      <HD>Treasury Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Foreign Assets Control Office</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>U.S. Citizenship</EAR>
      <HD>U.S. Citizenship and Immigration Services</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals</SJ>
        <SJDENT>
          <SJDOC>Petition by Entrepreneur to Remove Conditions; Correction,</SJDOC>
          <PGS>35991-35992</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14637</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Customs</EAR>
      <HD>U.S. Customs and Border Protection</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Cargo Container and Road Vehicle Certification for Transport under Customs Seal,</SJDOC>
          <PGS>35993</PGS>
          <FRDOCBP D="0" T="15JNN1.sgm">2012-14683</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>User Fees,</SJDOC>
          <PGS>35992-35993</PGS>
          <FRDOCBP D="1" T="15JNN1.sgm">2012-14682</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <PTS>
      <HD SOURCE="HED">Separate Parts In This Issue</HD>
      <HD>Part II</HD>
      <DOCENT>
        <DOC>Environmental Protection Agency,</DOC>
        <PGS>36044-36083</PGS>
        <FRDOCBP D="39" T="15JNP2.sgm">2012-14247</FRDOCBP>
      </DOCENT>
      <HD>Part III</HD>
      <DOCENT>
        <DOC>Federal Housing Finance Agency,</DOC>
        <PGS>36086-36110</PGS>
        <FRDOCBP D="24" T="15JNP3.sgm">2012-14724</FRDOCBP>
      </DOCENT>
    </PTS>
    <AIDS>
      <HD SOURCE="HED">Reader Aids</HD>
      <P>Consult the Reader Aids section at the end of this page for phone numbers, online resources, finding aids, reminders, and notice of recently enacted public laws.</P>
      
      <P>To subscribe to the Federal Register Table of Contents LISTSERV electronic mailing list, go to http://listserv.access.gpo.gov and select Online mailing list archives, FEDREGTOC-L, Join or leave the list (or change settings); then follow the instructions.</P>
    </AIDS>
  </CNTNTS>
  <VOL>77</VOL>
  <NO>116</NO>
  <DATE>Friday, June 15, 2012</DATE>
  <UNITNAME>Rules and Regulations</UNITNAME>
  <RULES>
    <RULE>
      <PREAMB>
        <PRTPAGE P="35809"/>
        <AGENCY TYPE="F">NUCLEAR REGULATORY COMMISSION</AGENCY>
        <CFR>10 CFR Parts 170 and 171</CFR>
        <DEPDOC>[NRC-2011-0207]</DEPDOC>
        <RIN>RIN 3150-AJ03</RIN>
        <SUBJECT>Revision of Fee Schedules; Fee Recovery for Fiscal Year 2012</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Nuclear Regulatory Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The U.S. Nuclear Regulatory Commission (NRC or the Commission) is amending the licensing, inspection, and annual fees charged to its applicants and licensees. The amendments are necessary to implement the Omnibus Budget Reconciliation Act of 1990 (OBRA-90), as amended, which requires the NRC to recover through fees approximately 90 percent of its budget authority in fiscal year (FY) 2012, not including amounts appropriated for Waste Incidental to Reprocessing (WIR) and amounts appropriated for generic homeland security activities. Based on the Consolidated Appropriations Act of 2012, signed by President Obama on December 23, 2011, the NRC's required fee recovery amount for the FY 2012 budget is $1,038.1 million. After accounting for billing adjustments, the total amount to be billed as fees to licensees is $901 million.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective on August 14, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Please refer to Docket ID NRC-2011-0207 when contacting the NRC about the availability of information for this final rule. You may access information and comment submittals related to this final rulemaking, which the NRC possesses and is publicly available, by any of the following methods:</P>
          <P>•<E T="03">Federal Rulemaking Web Site:</E>Go to<E T="03">http://www.regulations.gov</E>and search for Docket ID NRC-2011-0207.</P>
          <P>•<E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>You may access publicly available documents online in the NRC Library at<E T="03">http://www.nrc.gov/reading-rm/adams.html.</E>To begin the search, select “ADAMS Public Documents” and then select “<E T="03">Begin Web-based ADAMS Search.</E>” For problems with ADAMS, please contact the NRC's Public Document Room (PDR) reference staff at 1-800-397-4209, 301-415-4737, or by email to<E T="03">pdr.resource@nrc.gov.</E>The ADAMS accession number for each document referenced in this notice (if that document is available in ADAMS) is provided the first time that a document is referenced. In addition, for the convenience of the reader, the ADAMS accession numbers are provided in a table in the section of this notice entitled, Availability of Documents.</P>
          <P>•<E T="03">NRC's PDR:</E>You may examine and purchase copies of public documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Arlette Howard, Office of the Chief Financial Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-415-1481, email:<E T="03">Arlette.Howard@nrc.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <EXTRACT>
          
          <FP SOURCE="FP-2">I. Background</FP>
          <FP SOURCE="FP-2">II. Response to Comments</FP>
          <FP SOURCE="FP-2">III. Final Action</FP>
          <FP SOURCE="FP1-2">A. Amendments to Title 10 of the<E T="03">Code of Federal Regulations</E>(10 CFR) Part 170: Fees for Facilities, Materials, Import and Export Licenses, and Other Regulatory Services Under the Atomic Energy Act of 1954, as Amended</FP>
          <FP SOURCE="FP1-2">B. Amendments to 10 CFR Part 171: Annual Fees for Reactor Licenses and Fuel Cycle Licenses and Materials Licenses, Including Holders of Certificates of Compliance, Registrations, and Quality Assurance Program Approvals and Government Agencies Licensed by the NRC</FP>
          <FP SOURCE="FP-2">IV. Plain Writing</FP>
          <FP SOURCE="FP-2">V. Availability of Documents</FP>
          <FP SOURCE="FP-2">VI. Voluntary Consensus Standards</FP>
          <FP SOURCE="FP-2">VII. Environmental Impact: Categorical Exclusion</FP>
          <FP SOURCE="FP-2">VIII. Paperwork Reduction Act Statement</FP>
          <FP SOURCE="FP-2">IX. Regulatory Analysis</FP>
          <FP SOURCE="FP-2">X. Regulatory Flexibility Analysis</FP>
          <FP SOURCE="FP-2">XI. Backfit Analysis</FP>
          <FP SOURCE="FP-2">XII. Congressional Review Act</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Background</HD>
        <P>Over the past 40 years the NRC (and earlier as the Atomic Energy Commission (AEC), the NRC's predecessor agency), has assessed and continues to assess fees to applicants and licensees to recover the cost of its regulatory program. The NRC's cost recovery principles for fee regulation are governed by two major laws, the Independent Offices Appropriations Act of 1952 (IOAA) (31 U.S.C. 483 (a)) and OBRA-90 (42 U.S.C. 2214), as amended. The NRC is required each year, under OBRA-90, as amended, to recover approximately 90 percent of its budget authority, not including amounts appropriated for WIR, and amounts appropriated for generic homeland security activities (non-fee items), through fees to NRC licensees and applicants. The following discussion explains the various court decisions, congressional mandates and Commission policy which form the basis for the NRC's current fee policy and cost recovery methodology, which in turn form the basis for this rulemaking.</P>
        <HD SOURCE="HD2">Establishment of Fee Policy and Cost Recovery Methodology</HD>

        <P>In 1968, the AEC adopted its first license fee schedule in response to Title V of the IOAA. This statute authorized and encouraged Federal regulatory agencies to recover to the fullest extent possible costs attributable to services provided to identifiable recipients. The AEC established fees under 10 CFR part 170 in two sections, § 170.21 and § 170.31. Section 170.21 established a flat application fee for filing applications for nuclear power plant construction permits. Fees were set by a sliding scale for construction permits and operating license fees depending on plant size and annual fees were levied on holders of Commission operating licenses under 10 CFR part 50. Section 170.31 established application fees and annual fees for materials licenses. Between 1971 and 1973, the 10 CFR part 170 fee schedules were adjusted to account for increased costs resulting from expanded services which included health and safety inspection services and manufacturing licenses and environmental and antitrust reviews. The annual fees assessed by the Commission began to include<PRTPAGE P="35810"/>inspection costs and the material fee schedule expanded from 16 to 28 categories for fee assessment. During this period, the schedules continued to be modified based on the Commission's policy to recover costs attributable to identifiable beneficiaries for the processing of applications, permits and licenses, amendments to existing licenses, and health and safety inspections relating to the licensing process.</P>

        <P>On March 4, 1974, the U.S. Supreme Court rendered major decisions in two cases,<E T="03">National Cable Television Association, Inc.</E>v.<E T="03">United States,</E>415 U.S. 36 (1974) and<E T="03">Federal Power Commission</E>v.<E T="03">New England Power Company,</E>415 U.S. 345 (1974), regarding the charging of fees by Federal agencies. The Court held that the IOAA authorizes an agency to charge fees for special benefits rendered to identifiable persons measured by the “value to the recipient” of the agency service. The Court, thus, invalidated the Federal Power Commission's annual fee rule because its fee structure assessed annual fees against the regulated industry at large without considering whether anyone had received benefits from any Commission services during the year in question. As a result of these decisions, the AEC promptly eliminated annual licensing fees and issued refunds to licensees, but left the remainder of the fee schedule unchanged.</P>
        <P>In November 1974, the AEC published proposed revisions to its license fee schedule (39 FR 39734; November 11, 1974). The Commission reviewed public comments while simultaneously considering alternative approaches for the proper evaluation of expanding services and proper assessment based upon increasing costs of Commission services.</P>

        <P>While this effort was under way, the Court of Appeals for the District of Columbia issued four opinions in fee cases—<E T="03">National Cable Television Assoc.</E>v.<E T="03">FCC,</E>554 F.2d 1094 (D.C. Cir. 1976);<E T="03">National Association of Broadcasters</E>v.<E T="03">FCC,</E>554 F.2d 1118 (D.C. Cir. 1976);<E T="03">Electronic Industries Association</E>v.<E T="03">FCC,</E>554 F.2d 1109 (D.C. Cir. 1976); and<E T="03">Capital Cities Communication, Inc.</E>v.<E T="03">FCC,</E>554 F.2d 1135 (D.C. Cir. 1976). These decisions invalidated the license fee schedules promulgated by the Federal Communications Commission, and they provided the AEC with additional guidance for the prompt adoption and promulgation of an updated licensee fee schedule.</P>
        <P>On January 19, 1975, under the Energy Reorganization Act of 1974, the licensing and related regulatory functions of the AEC were transferred to the NRC. The NRC, prompted by recent court decisions concerning fee policy, developed new guidelines for use in fee development and the establishment of a new proposed fee schedule.</P>

        <P>The NRC published a summary of guidelines as a proposed rule (42 FR 22149; May 2, 1977), and the Commission held a public meeting to discuss the notice on May 12, 1977. A summary of the comments on the guidelines and the NRC's responses were published in the<E T="04">Federal Register</E>(43 FR 7211; February 21, 1978).</P>

        <P>The U.S. Court of Appeals for the Fifth Circuit upheld the Commission's fee guidelines on August 24, 1979, in<E T="03">Mississippi Power and Light Co.</E>v.<E T="03">U.S. Nuclear Regulatory Commission,</E>601 F.2d 223 (5th Cir. 1979),<E T="03">cert. denied,</E>444 U.S. 1102 (1980). This court held that—</P>
        <P>(1) The NRC had the authority to recover the full cost of providing services to identifiable beneficiaries;</P>
        <P>(2) The NRC could properly assess a fee for the costs of providing routine inspections necessary to ensure a licensee's compliance with the Atomic Energy Act of 1954, as amended, and with applicable regulations;</P>
        <P>(3) The NRC could charge for costs incurred in conducting environmental reviews required by the National Environmental Policy Act (42 U.S.C. 4321);</P>
        <P>(4) The NRC properly included the costs of uncontested hearings and of administrative and technical support services in the fee schedule;</P>
        <P>(5) The NRC could assess a fee for renewing a license to operate a low-level radioactive waste burial site; and</P>
        <P>(6) The NRC's fees were not arbitrary or capricious.</P>
        <HD SOURCE="HD2">The NRC's Current Statutory Requirement for Cost Recovery Through Fees</HD>

        <P>In 1986, Congress passed the Consolidated Omnibus Budget Reconciliation Act (COBRA) (H.R. 3128), which required the NRC to assess and collect annual charges from persons licensed by the Commission. These charges, when added to other amounts collected by the NRC, totaled about 33 percent of the NRC's estimated budget. In response to this mandate and separate congressional inquiry on NRC fees, the NRC prepared a report on alternative approaches to annual fees and published the decision on annual fees for power reactor operating licenses in 10 CFR part 171 for public comment (51 FR 24078; July 1, 1986). The final rule (51 FR 33224; September 18, 1986) included a summary of the comments and the NRC's related responses. The decision was challenged in the D.C. Circuit and upheld in its entirety in<E T="03">Florida Power and Light Company</E>v.<E T="03">United States,</E>846 F.2d 765 (D.C. Cir. 1988),<E T="03">cert. denied,</E>490 U.S. 1045 (1989).</P>

        <P>In 1987, the NRC retained the established annual and 10 CFR part 170 fee schedules in the<E T="04">Federal Register</E>(51 FR 33224; September 18, 1986).</P>

        <P>In 1988, the NRC was required to collect 45 percent of its budget authority through fees. The NRC published a proposed rule that included an hourly increase recommendation for public comment in the<E T="04">Federal Register</E>(53 FR 24077; June 27, 1988). The NRC staff could not properly consider all comments received on the proposed rule. Therefore, on August 12, 1988, the NRC published an interim final rule in the<E T="04">Federal Register</E>(53 FR 30423). The interim final rule was limited to changing the 10 CFR part 171 annual fees.</P>

        <P>In 1989, the Commission was required to collect 45 percent of its budget authority through fees. The NRC published a proposed fee rule in the<E T="04">Federal Register</E>(53 FR 24077; June 25, 1988). A summary of the comments and the NRC's related responses were published in the<E T="04">Federal Register</E>(53 FR 52632; December 28, 1988).</P>

        <P>On November 5, 1990, with respect to 10 CFR part 171, the Congress passed OBRA-90, requiring that the NRC collect 100 percent of its budget authority, less appropriations from the Nuclear Waste Fund (NWF), through the assessment of fees. The OBRA-90 allowed the NRC to collect user fees for the recovery of the costs of providing special benefits to identifiable applicants and licensees in compliance with 10 CFR part 170 and under the authority of the IOAA (31 U.S.C. 9701). These fees recovered the cost of inspections, applications for new licenses and license renewals, and requests for license amendments. The OBRA-90 also allowed the NRC to recover annual fees under 10 CFR part 171 for generic regulatory costs not otherwise recovered through 10 CFR part 170 fees. In compliance with OBRA-90, the NRC adjusted its fee regulations in 10 CFR part 170 and 171 to be more comprehensive without changing their underlying basis. The NRC published these regulations in a proposed rule for public comment in the<E T="04">Federal Register</E>(54 FR 49763; December 1, 1989). The NRC held three public meetings to discuss the proposed changes and questions. A summary of comments and the NRC's related responses were published in the<E T="04">Federal Register</E>(55 FR 21173; May 23, 1990).<PRTPAGE P="35811"/>
        </P>

        <P>In FYs 1991-2000, the NRC continued to comply with OBRA-90 requirements in its proposed and final rules. In 1991, the NRC's annual fee rule methodology was challenged and upheld by the D.C. Circuit Court of Appeals in<E T="03">Allied Signal</E>v.<E T="03">NRC,</E>988 F.2d 146 (D.C. Cir. 1993).</P>
        <P>The FY 2001 Energy and Water Development Appropriation Act amended OBRA-90 to decrease the NRC's fee recovery amount by 2 percent per year beginning in FY 2001, until the fee recovery amount was 90 percent in FY 2005.</P>
        <P>The FY 2006 Energy and Water Development Appropriation Act extended this 90 percent fee recovery requirement for FY 2006. Section 637 of the Energy Policy Act of 2005 made the 90 percent fee recovery requirement permanent in FY 2007.</P>
        <P>In addition to the requirements of OBRA-90, as amended, the NRC was also required to comply with the requirements of the Small Business Regulatory Enforcement Fairness Act of 1996. This Act encouraged small businesses to participate in the regulatory process, and required agencies to develop more accessible sources of information on regulatory and reporting requirements for small businesses and create a small entity compliance guide. The NRC, in order to ensure equitable fee distribution among all licensees, developed a fee methodology specifically for small entities that consisted of a small entity definition and the Small Business Administration's most common receipts-based size standards as described under the North American Industry Classification System (NAICS) identifying industry codes. The NAICS is the standard used by Federal statistical agencies to classify business establishments for the purposes of collecting, analyzing, and publishing statistical data related to the U.S. business economy. The purpose of this fee methodology was to lessen the financial impact on small entities through the establishment of a maximum fee at a reduced rate for qualifying licensees.</P>
        <P>In FY 2009, the NRC computed the small entity fee based on a biennial adjustment of 39 percent, a fixed percent applied to the prior 2-year weighted average for all fee categories that have small entity licensees. The NRC also used 39 percent to compute the small entity annual fee for FY 2005, the same year the agency was required to recover only 90 percent of its budget authority. The methodology allowed small entity licensees to be able to predict changes in their fees in the biennial year based on the materials users' fees for the previous 2 years. Using a 2-year weighted average lessened the fluctuations caused by programmatic and budget variables within the fee categories for the majority of small entities.</P>
        <P>The agency also determined that there should be a lower-tier annual fee based on 22 percent of the maximum small entity annual fee to further reduce the impact of fees. In FY 2011, the NRC applied this methodology which would have resulted in an upper-tier small entity fee of $3,300, an increase of 74 percent or $1,400 from FY 2009, and a lower-tier small entity fee of $700, an increase of 75 percent or $300 from FY 2009. The NRC determined that implementing this increase would have a disproportionate impact upon small licensees and performed a trend analysis to calculate the appropriate fee tier levels. From FY 2000 to FY 2008, $2,300 was the maximum upper-tier small entity fee and $500 was the maximum lower-tier small entity fee. Therefore, in order to lessen financial hardship for small entity licensees, the NRC concluded that for FY 2011 $2,300 should be the maximum upper-tier small entity fee and $500 should be the lower-tier small entity fee. For this fee rule, the small entity fees remain unchanged. The next small entity biennial review is scheduled for FY 2013.</P>
        <HD SOURCE="HD1">II. Response to Comments</HD>
        <P>The NRC published the FY 2012 proposed fee rule on March 15, 2012 (77 FR 15530) to solicit public comment on its proposed revisions to 10 CFR parts 170 and 171. By the close of the comment period (April 16, 2012), the NRC received responses from eight commenters that were considered in this fee rulemaking. The majority of the comments were received from the uranium industry in addition to comments received from the nuclear power industry, the materials industry, and small entities. The comments have been grouped by issues and are addressed in a collective response.</P>
        <HD SOURCE="HD2">A. Specific Part 170 Issues</HD>
        <HD SOURCE="HD3">1. Hourly Rate</HD>
        <P>
          <E T="03">Comment.</E>The NRC staff received the following comments from the uranium recovery industry regarding the hourly rate. Several commenters stated they would be adversely impacted by the higher hourly rate in the form of larger invoices for the NRC staff's expended time during the license application and submittal review process. The commenters attributed the higher review costs to the NRC's regulatory process, which they believe has not improved as promised with the implementation of NUREG-1910—Generic Environment Impact Statement (GEIS) for<E T="03">In Situ</E>Leach Uranium Milling Facilities, the Memorandum of Understanding (MOU) between the Commission and the Bureau of Land Management (BLM) (ADAMS Accession No. ML093430201), and performance based licensing which has resulted in delayed licensing application submittals and reviews. One commenter suggested the NRC should redouble its efforts to capitalize on GEIS. Another commenter stated the NRC should do more to ensure better implementation of the NRC/BLM MOU. The commenters suggested the NRC should expand performance based licensing because the risk posed by uranium recovery licensees is low based on materials handled, and an expansion would allow the use of Safety and Environmental Review Panels to approve certain actions, ultimately resulting in cost savings to licensees. Another commenter suggested, for example, that expending $150,000 and considerable time for the initial phase of a preoperational inspection for an existing facility is excessive. One commenter recommended that the NRC review the staff levels assigned to different activities and compare them to the risk to public health and the environment. Another commenter suggested the NRC improve the efficiency of the review processes and pass the realized gains in efficiency, in the form of decreased fees, to licensees. Several commenters stated the NRC should effectively manage resources to process new applications along with existing applications including proposed expansion projects. Another commenter suggested the NRC should move forward to provide a draft rule for public comment concerning Section 106 of the National Historic Preservation Act, and should look to other Federal agencies, such as the BLM, for best practices in the processing of 106 reviews. Several commenters recommended that the NRC, upon the completion of acceptance reviews, provide costs estimates for submittal reviews which detail the approximate staff hours required to review the submittal. The commenters stated the NRC should create a schedule of costs for common tasks which would include the approximate costs of performing tasks such as reviewing and approving surety, thereby enabling licensees to better budget for reviews by the NRC staff.<PRTPAGE P="35812"/>
        </P>
        <P>
          <E T="03">Response.</E>Regarding the inefficiency of<E T="03">in situ</E>leach GEIS, the NRC disagrees with the commenters because GEIS has reduced the amount of work required to prepare the site-specific supplemental environmental impact statements. The reduction was a result of the GEIS focusing on targeting issues of importance at each<E T="03">in situ</E>leach facility. Additionally, the GEIS eliminated the need for public scoping. However, the Section 106 Tribal consultation process remains extensive for many NRC reviews due to many uranium recovery facilities located on or near land deemed important by many Indian tribes. The NRC is currently in the process of developing high level, agency-wide Section 106 guidance, which will eventually be made available to the public in the near future.</P>
        <P>Regarding improving the implementation of the MOU for uranium recovery facilities, the NRC disagrees with the commenters because the NRC strongly supports the collaborative effort between the NRC and the BLM to foster effective communication between the two agencies and identify agency roles and responsibilities as they relate to the exchange of information concerning uranium recovery projects. The NRC recognizes certain applications have seen benefits from the enhanced cooperation realized by the MOU. However, it is the applicant's responsibility to ensure that both the BLM and the NRC receive the appropriate information at the same time; otherwise, cooperation on an environmental document is not feasible.</P>
        <P>In reference to comments on the expansion of performance based licensing for uranium recovery facilities, the NRC disagrees with the commenters. Each license contains a list of criteria for determining whether or not an action requires a license condition. Uranium recovery licensees routinely use these criteria successfully for performing various changes and tests. However, certain activities will always fall outside the criteria resulting in the need for a license amendment. Significant well field expansions (satellite areas) and central plant modifications, for example, will always require license amendments. In general, the performance based license condition is streamlining the oversight process.</P>
        <P>Regarding the comments on the inefficiency of the uranium recovery licensing review process, the NRC believes it has made substantial improvements that have benefitted the industry and NRC. During the licensing review process, the staff performs rigorous internal reviews of staff hours by task after completion of regulatory actions to evaluate efficiency.</P>
        <P>Regarding the comment on tailoring staff hour levels to risk, the NRC staff determined this action is not always possible since the NRC staff must ensure facilities comply with our regulations, regardless of the perceived risk. Therefore, regardless of risk, a certain level of effort will always be required to perform certain tasks.</P>
        <P>Regarding the comment concerning preoperational inspections as an example of a costly activity which can be reviewed based on the risk significance of a uranium recovery facility, the NRC staff is required to ensure that a new or restarting facility will be operated in a manner that complies with the regulations and license conditions. Activities such as the preoperational inspection provide the agency with an opportunity for one “hard look” at an operation prior to activation to determine the viability of an operation.</P>
        <P>Regarding the processing of new uranium recovery applicants and major expansion amendments along with licensing actions for existing licensees, the NRC established a program strategy, that prioritizes work for existing licensees over new license and major expansion reviews to maintain safety. As the NRC licenses more facilities, more resources will be needed to manage the increased workload for existing licensees. The staff will prioritize available resources to accomplish the highest priority licensing work.</P>
        <P>Regarding the commenters' suggestions to include a provision for cost estimates for the NRC review of uranium recovery license submittals, the NRC produced a general cost estimate for the completion of three new uranium recovery application reviews. The information was presented to industry in Denver, CO, in January 2011. The NRC will continue to update this information annually, or when a new license or major amendment review has been completed.</P>
        <P>In reference to the comments to create a schedule of costs for common tasks, the staff compiled a list of over 20 amendments and reviews typically undertaken for uranium recovery licenses. The staff determined the creation of a schedule of costs for common tasks is very complex and would require additional resources in a challenging budget environment. Consequently, the NRC staff is not undertaking this task at this time in order to maintain focus on other high priority program activities.</P>
        <P>In general, the NRC has implemented several methods which have improved the uranium recovery licensing review process. The pre-submission audit has been useful in improving the quality of applications which helps to expedite reviews. The NRC staff now issues draft licenses instead of open issues which eliminates review time. The NRC staff also performs acceptance reviews on responses to requests for additional information (RAI) to determine whether or not a review can proceed, thereby eliminating the time spent on continuing a review with incomplete information.</P>
        <P>Finally, the NRC believes that the uranium recovery industry also plays a role in streamlining reviews. First, submitting applications that contain all the relevant information speeds up the NRC's review process. Second, the uranium recovery industry could submit design certification requests in the form of petitions for rulemaking with designs for certain common features such as central plants, satellite plants, wells, header houses, and ponds. In this manner, an applicant can merely incorporate by reference certain approved designs instead of reproducing these designs in an application. Third, the industry can maximize the effectiveness of the RAI process by providing prompt and complete answers to the NRC staff requests. Efficient and streamlined regulation requires a team-effort. Working together, both the NRC and the industry can continue to make improvements to our regulatory processes.</P>
        <P>There are no changes to this final rule as a result of the comments concerning the hourly rate.</P>
        <HD SOURCE="HD3">2. Flat Rates</HD>
        <P>
          <E T="03">Comment.</E>One commenter suggested the NRC should establish more flat fees for activities for uranium recovery operations in order to provide more certainty regarding fees, with the goal of moving routine activities to flat fees.</P>
        <P>
          <E T="03">Response.</E>The NRC disagrees with this comment. Based on past experience, the NRC believes there would be a very limited number of licensing activities that would qualify for flat fees. The 10 CFR part 170 “flat” license fees are fees charged for most material and import/export license applications and amendments. These fees are based on the average direct hours required to process the application or amendment, multiplied by the professional hourly rate established annually in 10 CFR part 170. The average processing time is determined through a biennial review of<PRTPAGE P="35813"/>actual hours associated with processing these applications or amendments, and the “flat” rate is subject to change based on the NRC's professional hourly rate at the time of the rulemaking. Also, most potential flat fee tasks would have a large standard deviation per activity associated with each licensee because some review can be either simple or complex, thus, an average costs would not be feasible. An example is a surety review which can be either simple to complex in nature. If the agency were to impose an upper confidence limit calculation for surety reviews, the agency would benefit at the expense of some licensees who will overpay significantly for these types of reviews. Due to the complex nature of flat fees and required resources, the NRC will not undertake this activity to remain focused on high priority work. There are no changes to this final rule as a result of this comment.</P>
        <HD SOURCE="HD3">3. Lack of Invoice Detail</HD>
        <P>
          <E T="03">Comment.</E>Commenters suggested the NRC should prepare invoices with more detail, similar to invoices prepared by industry consultants, to better understand how staff time is allocated. One commenter stated invoices should include dates and times, similar to the private sector, which would allow licensees to comprehend work performed, hours spent and completion dates. Another commenter suggested that providing the names of the NRC staff members or contractors, including billable hours incurred, would allow licensees to understand how staff time is allocated and the costs of specific activities.</P>
        <P>
          <E T="03">Response.</E>The NRC agrees with the commenters. The NRC currently provides information requested by commenters through its invoice documentation with the exception of project manager (PM) and inspector names, which are available upon request. There is an Activity Inspection Report supplement available that further provides the detailed information identified by the commenters. Due to the large volume of data, the Activity Inspection Report is not routinely distributed with the invoice documentation unless specifically requested by the licensee or applicant.</P>
        <P>The invoices issued to licensees and applicants summarize costs assessed under 10 CFR part 170, which include regular and non-regular hours billed, hourly and contract costs, total amount billed in addition to the vendor name, docket number, due date, and type of license. The NRC believes the Activity Inspection Report detailing the PM and inspector names for time activity code/inspection reports including regular hours billed is sufficient to enable licensees to identify tasks performed by the NRC staff along with associated costs.</P>
        <P>Accordingly, there are no changes to this final rule as a result of these comments.</P>
        <HD SOURCE="HD2">B. Specific Part 171 Issues</HD>
        <HD SOURCE="HD3">1. NRC's Small Business Size Standards</HD>
        <P>
          <E T="03">Comment.</E>One commenter suggested that the NRC make a definite commitment to use the Small Business Administration's (SBA) “Table of Small Business Size Standards” to define a small business as it relates to the assessment of fees by the NRC. The commenter also stated that the table matches the “North American Industry Classification System Codes,” and should be used government-wide to ensure consistency in definitions for businesses in terms of size, type of industry, and other means of categorization.</P>
        <P>
          <E T="03">Response.</E>The NRC agrees with this comment. The NRC is committed to using the SBA's “Table of Small Business Size Standards” to qualify licensees as small entities in its assessment of fees, and acknowledges that this table matches the “North American Industry Classification System Codes.” Reduced fees for small entities fall into two categories, lower-tier annual fees and maximum upper-tier annual fees, to help lessen the financial impact for small entities participating in the nuclear power industry. The NRC will continue to comply with the Small Business Act which states that unless specifically authorized by statute, no Federal department or agency may prescribe a size standard for categorizing a business concern as a small business concern, unless proposed size standards meet certain criteria and are approved by the Administrator of the SBA. The NRC is currently updating its small business size standards to comply with the SBA size standards. There are no changes to this final rule as a result of this comment.</P>
        <HD SOURCE="HD3">2. Small Entity Fees</HD>
        <P>
          <E T="03">Comment.</E>One commenter suggested that the total percentage change in all fees be spread among all of the fee classes in an effort to eliminate hardships for some licensees who are impacted by an increase in annual fees.</P>
        <P>
          <E T="03">Response.</E>The NRC disagrees with this comment. The NRC acknowledges that an increase in fees can be difficult for some licensees to absorb. However, the NRC must remain in compliance with the OBRA-90, as amended, which requires the NRC to recover approximately 90 percent of its budget authority in a given year by charging fees to its licensees. The NRC fee methodology calculation consists of determining, to the maximum extent practicable, the reasonable relationship between costs and the provision of regulatory services to licensees. The NRC fees are based on current year budgeted costs of activities benefitting the associated license fee classes, and best reflect the license fee class to which the costs should be assessed. For each proposed fee rulemaking, in accordance with the Regulatory Flexibility Analysis Act, the NRC must consider the impact of the rulemaking on small entities and determine the best fee methodology to compute fees that minimize compliance costs and eliminate barriers to competition. The NRC's establishment of the small entity reduced fees into two tiers, lower-tier and maximum upper-tier annual fees, continues to be a practical solution for small entities. The small entity fees are reviewed biennially to assess the financial impact for small entities and encourage competition in the nuclear power industry. There are no changes to this final rule as a result of this comment.</P>
        <HD SOURCE="HD3">3. Adding Additional Tiers for Small Entities</HD>
        <P>
          <E T="03">Comment.</E>One commenter stated that the broad revenue range for small entities' gross annual receipts encompassing $450,000 to $6,500,000 tends to advantage larger firms while burdening smaller entities. The commenter indicated that its firm's revenue is at the lower end of this range, yet its fee is the same as another entity with three or four times its gross revenue. The commenter suggested that the NRC consider establishing additional tiers of gross annual receipts that correspond to more annual license fee levels in order to lower licensing fees and thereby reduce the licensing fee burden for small entities.</P>
        <P>
          <E T="03">Response.</E>The NRC disagrees with this comment. The NRC believes that the two-tiered reduced annual fees method currently in place provides substantial fee relief for small entities, including those with relatively low gross receipts. A reduction in fees for small entities must be paid for by other NRC licensees in order to meet the requirements of the OBRA-90, as amended, to recover most of the NRC's budget through fees. While establishing more tiers would reduce the burden for some small entities, a further reduction in fees would result in an increase in the small entity subsidy other licensees<PRTPAGE P="35814"/>must pay. The NRC supports the two-tiered reduced annual fees method because it provides a reasonable balance between the objectives of the OBRA-90 and the 1980 Regulatory Flexibility Act requirement that Federal agencies examine ways to minimize the significant impacts their rules may have on a substantial number of small entities. Therefore, the current two-tiered reduced annual fees method will remain intact with modifications to conform to SBA size standards, as necessary. There are no changes to this final rule as a result of this comment.</P>
        <HD SOURCE="HD2">C. Other Issues</HD>
        <HD SOURCE="HD3">1. Transparency in Budgeting</HD>
        <P>
          <E T="03">Comment.</E>One commenter stated that the NRC should continue to achieve greater transparency in its budgeting by revealing planned staffing and resource needs by individual programs, particularly in the areas of defense and national interest programs that are funded by taxpayers with appropriated funds. The commenter suggested that the NRC more fully explain the decrease in budgeted resources in FY 2012, and if the agency is planning similar reductions in future years for these programs.</P>
        <P>
          <E T="03">Response.</E>The NRC agrees with this comment. The NRC strives for transparency and openness with internal and external stakeholders in accomplishing its mission of protecting public health and safety and the environment. Although detailed budget discussions fall outside the scope of this rulemaking, the NRC recommends commenters and others review the NUREG-1100, Volume 27, “Congressional Budget Justification: Fiscal Year 2012” (February 2011) (ADAMS Accession No. ML12137A853), for the NRC's budget plans for FY 2012 and beyond. There are no changes to this final rule as a result of this comment.</P>
        <HD SOURCE="HD3">2. Allocation of Resources</HD>
        <P>
          <E T="03">Comment.</E>One commenter stated that the industry is aware that the agency has $32 million in unobligated balances from prior years' appropriations that could be used to fund additional Fukushima-related work or be used to reduce licensee fees in future years. The commenter commends the NRC for supporting educational programs and suggested $15 million of the funds for education programs budgeted in FY 2012 be used to support the congressionally-authorized Integrated University Program trade school, scholarships, fellowships, and faculty development grants. The remaining funds would be utilized for curriculum development and to support nuclear technology programs at minority-serving institutions.</P>
        <P>
          <E T="03">Response.</E>The purposes of the proposed and final fee rulemakings are to describe, and solicit and evaluate comments on, the allocation of the NRC's budget for fee calculation purposes. The rules and supporting work papers do not address changes in budget resources, or use of prior-year funds but provide detailed information on how the fee calculations were derived in compliance with the OBRA-90 and the Consolidated Appropriations Act of 2012. Commenters and others may also review the NUREG-1100, Volume 27, “Congressional Budget Justification: Fiscal Year 2012” (February 2011) (ADAMS Accession No. ML12137A853) for more detailed information on the NRC's budget for FY 2012, including the activities performed by each of the programs. The NRC will continue to request from Congress only those resources necessary to operate its programs efficiently, effectively, and in compliance with its mission of protecting people and the environment, while keeping fees as low as possible for all licensees. There are no changes to this final rule as a result of this comment.</P>
        <HD SOURCE="HD1">III. Final Action</HD>
        <P>The NRC assesses two types of fees to meet the requirements of OBRA-90. First, user fees, presented in 10 CFR part 170 under the authority of the IOAA, recover the NRC's costs of providing special benefits to identifiable applicants and licensees. For example, the NRC assesses these fees to cover the costs of inspections, applications for new licenses and license renewals, and requests for license amendments. Second, annual fees, presented in 10 CFR part 171 under the authority of OBRA-90, recover generic regulatory costs not otherwise recovered through 10 CFR part 170 fees. Under this rulemaking, the NRC continues the fee cost recovery principles through the adjustment of fees without changing the underlying principles of the NRC fee policy in order to ensure that the NRC continues to comply with the statutory requirements of OBRA-90, the Atomic Energy Act, and the IOAA.</P>
        <P>On December 23, 2011, President Obama signed the Consolidated Appropriations Act of 2012, giving the NRC a total appropriation of $1,038.1 million. Accordingly, in compliance with the Atomic Energy Act of 1954, as amended, and OBRA-90, the NRC is amending its licensing, inspection, and annual fees to recover approximately 90 percent of its FY 2012 budget authority, less the appropriations for non-fee items. The amount of the NRC's required fee collections is set by law and is, therefore, outside the scope of this rulemaking.</P>
        <P>The NRC's total budget authority for FY 2012 is $1,038.1 million. The non-fee items excluded outside of the fee base include $0.8 million for WIR activities and $26.7 million for generic homeland security activities. Based on the 90 percent fee-recovery requirement, the NRC is required to recover approximately $909.5 million in FY 2012 through 10 CFR part 170 licensing and inspection fees and through 10 CFR part 171 annual fees. This amount is $6.3 million less than the amount estimated for recovery in FY 2011, a decrease of less than 1 percent. The FY 2012 fee recovery amount is decreased by $8.5 million to account for billing adjustments (i.e., for FY 2012 invoices that the NRC estimates will not be paid during the fiscal year, less payments received in FY 2012 for prior year invoices). This leaves approximately $901 million to be billed as fees in FY 2012 through 10 CFR part 170 licensing and inspection fees and 10 CFR part 171 annual fees.</P>
        <P>Table I summarizes the budget and fee recovery amounts for FY 2012. The FY 2011 amounts are provided for comparison purposes. (Individual values may not sum to totals due to rounding.)</P>
        
        <PRTPAGE P="35815"/>
        <GPOTABLE CDEF="s100,14,14" COLS="3" OPTS="L2,i1">
          <TTITLE>Table I—Budget and Fee Recovery Amounts</TTITLE>
          <TDESC>[Dollars in millions]</TDESC>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">FY 2011<LI>Final rule</LI>
            </CHED>
            <CHED H="1">FY 2012<LI>Final rule</LI>
            </CHED>
          </BOXHD>
          <ROW RUL="n,s">
            <ENT I="01">Total Budget Authority</ENT>
            <ENT>$1,054.1</ENT>
            <ENT>$1,038.1</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Less Non-Fee Items</ENT>
            <ENT>−36.5</ENT>
            <ENT>−27.5</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="03">Balance</ENT>
            <ENT>$1,017.6</ENT>
            <ENT>$1,010.6</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Fee Recovery Rate for FY 2012</ENT>
            <ENT>90%</ENT>
            <ENT>90%</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="03">Total Amount to be Recovered for FY 2012</ENT>
            <ENT>$915.8</ENT>
            <ENT>$909.5</ENT>
          </ROW>
          <ROW>
            <ENT I="22">10 CFR Part 171 Billing Adjustments:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Unpaid Current Year Invoices (estimated)</ENT>
            <ENT>3.0</ENT>
            <ENT>2.3</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="03">Less Payments Received in Current Year for Previous Year Invoices (estimated)</ENT>
            <ENT>−2.6</ENT>
            <ENT>−10.8</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="05">Subtotal</ENT>
            <ENT>0.4</ENT>
            <ENT>−8.5</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Amount to be Recovered through 10 CFR Parts 170 and 171 Fees</ENT>
            <ENT>$916.2</ENT>
            <ENT>$901.0</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Less Estimated 10 CFR Part 170 Fees</ENT>
            <ENT>−369.3</ENT>
            <ENT>−345.2</ENT>
          </ROW>
          <ROW>
            <ENT I="03">10 CFR Part 171 Fee Collections Required</ENT>
            <ENT>$546.9</ENT>
            <ENT>$555.8</ENT>
          </ROW>
        </GPOTABLE>
        <P>In this final fee rule, the NRC amends fees for power reactors, non-power reactors, uranium recovery facilities, most fuel facilities, some small materials users, and the U.S. Department of Energy's (DOE) transportation license. The 10 CFR part 170 fees also decrease by $26.2 million from the proposed fee rule estimate of $371.4 million primarily due to a reduction in licensing actions. As a result of this change, the total annual fees for operating reactors increase by $25.1 million and fuel facilities increase by $1 million in this final rule. In general, the percentage changes in most annual fees compared to the previous year are relatively small due to a decrease in the NRC's appropriation as compared to FY 2011. The FY 2012 appropriation also resulted in a small increase to the average full-time equivalent (FTE) rate that is used to calculate the budget allocation to each of the fee classes and fee-relief activities in the final fee rule.</P>
        <P>The NRC estimates that $345.2 million will be recovered from 10 CFR part 170 fees under this final fee rule. This represents a decrease of approximately 7.0 percent as compared to the actual 10 CFR part 170 collections of $369.3 million in FY 2011. The NRC derived the FY 2012 estimate of 10 CFR part 170 fee collections from the latest billing data available for each license fee class, with adjustments to account for changes in the NRC's FY 2012 budget, as appropriate. The remaining $555.8 million is to be recovered through the 10 CFR part 171 annual fees in FY 2012, which is an increase of approximately 1.6 percent compared to actual 10 CFR part 171 collections of $546.9 million for FY 2011. The change for each class of licensees affected is discussed in Section III.B.3 of this document.</P>

        <P>The FY 2012 final fee rule is a “major rule” as defined by the Congressional Review Act of 1996 (5 U.S.C. 801-808). Therefore, the NRC's fee schedules for FY 2012 will become effective 60 days after publication of the final rule in the<E T="04">Federal Register</E>. The NRC will send an invoice for the amount of the annual fee to reactor licensees, 10 CFR part 72 licensees, major fuel cycle facilities, and other licensees with annual fees of $100,000 or more upon publication of the FY 2012 final rule. For these licensees, payment is due on the effective date of the FY 2012 final rule. Because these licensees are billed quarterly, the payment due is the amount of the total FY 2012 annual fee, less payments made in the first three quarters of the fiscal year.</P>
        <P>Materials licensees with annual fees of less than $100,000 are billed annually. Those materials licensees whose license anniversary date during FY 2012 falls before the effective date of the FY 2012 final rule will be billed for the annual fee during the anniversary month of the license at the FY 2011 annual fee rate. Those materials licensees whose license anniversary date falls on or after the effective date of the FY 2012 final rule will be billed for the annual fee at the FY 2012 annual fee rate during the anniversary month of the license, and payment will be due on the date of the invoice.</P>
        <P>The NRC is amending 10 CFR parts 170 and 171 as discussed in Section III.A and III.B of this document.</P>
        <HD SOURCE="HD2">A. Amendments to Title 10 of the Code of Federal Regulations (10 CFR) Part 170: Fees for Facilities, Materials, Import and Export Licenses, and Other Regulatory Services Under the Atomic Energy Act of 1954, as Amended</HD>
        <P>For FY 2012, the NRC increased the hourly rate to recover the full cost of activities under the 10 CFR part 170 and used this rate to calculate “flat” application fees.</P>
        <P>The NRC is making the following changes:</P>
        <HD SOURCE="HD3">1. Hourly Rate</HD>
        <P>The NRC's hourly rate is used in assessing full cost fees for specific services provided, as well as flat fees for certain application reviews. The NRC increased the FY 2012 hourly rate to $274. This rate would be applicable to all activities for which fees are assessed under §§ 170.21 and 170.31.</P>
        <P>The FY 2012 hourly rate is less than one percent higher than the FY 2011 hourly rate of $273. The increase in the hourly rate is due primarily to higher agency direct budgeted resources, partially offset by a small increase in the number of direct FTEs. The following paragraphs described the hourly rate calculation in further detail.</P>

        <P>The NRC's hourly rate is derived by dividing the sum of recoverable budgeted resources for (1) Mission direct program salaries and benefits; (2) mission indirect program support; and (3) agency corporate support and the Inspector General (IG), by mission direct FTE hours. The mission direct FTE hours are the product of the mission direct FTE multiplied by the hours per direct FTE. The only budgeted resources<PRTPAGE P="35816"/>excluded from the hourly rate are those for contract activities related to mission direct and fee-relief activities.</P>
        <P>For FY 2012, the NRC used 1,371 hours per direct FTE, the same amount as FY 2011, to calculate the hourly fees. The NRC has reviewed data from its time and labor system to determine if the annual direct hours worked per direct FTE estimate requires updating for the FY 2012 fee rule. Based on this review of the most recent data available, the NRC determined that 1,371 hours is the best estimate of direct hours worked annually per direct FTE. This estimate excludes all indirect activities such as training, general administration, and leave.</P>
        <P>Table II shows the results of the hourly rate calculation methodology. The FY 2011 amounts are provided for comparison purposes. (Individual values may not sum to totals due to rounding.)</P>
        <GPOTABLE CDEF="s100,14,14" COLS="3" OPTS="L2,i1">
          <TTITLE>Table II—Hourly Rate Calculation</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">FY 2011<LI>Final rule</LI>
            </CHED>
            <CHED H="1">FY 2012<LI>Final rule</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Mission Direct Program Salaries &amp; Benefits</ENT>
            <ENT>$337.4</ENT>
            <ENT>$349.9</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Mission Indirect Program Support</ENT>
            <ENT>25.9</ENT>
            <ENT>25.9</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Agency Corporate Support, and the IG</ENT>
            <ENT>474.1</ENT>
            <ENT>472.3</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="03">Subtotal</ENT>
            <ENT>837.4</ENT>
            <ENT>848.0</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Less Offsetting Receipts</ENT>
            <ENT>−0.0</ENT>
            <ENT>−0.0</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="03">Total Budget Included in Hourly Rate (Millions of Dollars)</ENT>
            <ENT>837.4</ENT>
            <ENT>848.0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Mission Direct FTEs (Whole numbers)</ENT>
            <ENT>2,236</ENT>
            <ENT>2,258</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Professional Hourly Rate (Total Budget Included in Hourly Rate divided by Mission Direct FTE Hours) (Whole Numbers)</ENT>
            <ENT>273</ENT>
            <ENT>274</ENT>
          </ROW>
        </GPOTABLE>
        <P>As shown in Table II, dividing the FY 2012 $848 million budget amount included in the hourly rate by total mission direct FTE hours (2,258 FTE times 1,371 hours) results in an hourly rate of $274. The hourly rate is rounded to the nearest whole dollar.</P>
        <HD SOURCE="HD3">2. Flat Application Fee Changes</HD>
        <P>The NRC adjusted the current flat application fees in §§ 170.21 and 170.31 to reflect the revised hourly rate of $274, an increase of $1 from FY 2011. These flat fees are calculated by multiplying the average professional staff hours needed to process the licensing actions by the professional hourly rate for FY 2012. The agency estimates the average professional staff hours needed to process licensing actions every other year as part of its biennial review of fees performed in compliance with the Chief Financial Officers Act of 1990. The NRC last performed this review as part of the FY 2011 fee rulemaking. The higher hourly rate of $274 is the primary reason for the increase in application fees.</P>
        <P>The amounts of the materials licensing flat fees are rounded so that the fees would be convenient to the user and the effects of rounding would be minimal. Fees under $1,000 are rounded to the nearest $10, fees that are greater than $1,000 but less than $100,000 are rounded to the nearest $100, and fees that are greater than $100,000 are rounded to the nearest $1,000.</P>
        <P>The licensing flat fees are applicable for fee categories K.1. through K.5. of § 170.21, and fee categories 1.C., 1.D., 2.B., 2.C., 3.A. through 3.S., 4.B. through 9.D., 10.B., 15.A. through 15.R., and 16 of § 170.31 of flat fee categories. Applications filed on or after the effective date of the FY 2012 final fee rule would be subject to the revised fees in the final rule.</P>
        <HD SOURCE="HD3">3. Administrative Amendments</HD>
        <P>This rule is making administrative changes for clarity as follows:</P>
        <P>a. § 170.21, fee category G, change the title for the description from “Other Production and Utilization Facility” to read “Other Production or Utilization Facility.”</P>
        <P>b. § 170.31, revise fee schedule. Under 10 CFR part 170, the descriptions for categories 14.A. and 14.B. are revised to add the phrase “including MMLs” in order to capture work activities outside of the category 17 description involving decommissioning actions and activities for master material license (MML) agencies (i.e., U.S. Department of Veteran Affairs, U.S. Navy, U.S. Air Force) and the fees are subject to full cost. This methodology ensures equitable fee distribution among licensees by charging the full cost for services over and above routine oversight activities to specific MMLs while minimizing the financial impact of annual fee distribution for all MMLs for the next biennial review.</P>
        <P>c. Revises import and export licensing descriptions and correctly places them under 10 CFR part 170. The import and export licensing fee descriptions are updated for 15.F., 15.G., 15.J., 15.K., and 15.H. for clarity of the rule. This rule also further revises descriptions in sections 15.F., 15.G. and 15.H. from the FY 2012 proposed fee rule, in addition to Category 2.K. and Minor amendments section, for clarity of the rule.</P>
        <P>In summary, the NRC is making the following changes to 10 CFR part 170:</P>
        <P>1. Establishes a revised professional hourly rate to use in assessing fees for specific services;</P>
        <P>2. Revises the license application fees to reflect the FY 2012 hourly rate; and</P>
        <P>3. Makes administrative changes to §§ 170.21 and 170.31.</P>
        <HD SOURCE="HD2">B. Amendments to 10 CFR Part 171: Annual Fees for Reactor Licenses and Fuel Cycle Licenses and Materials Licenses, Including Holders of Certificates of Compliance, Registrations, and Quality Assurance Program Approvals and Government Agencies Licensed by the NRC</HD>
        <P>The NRC will use its fee-relief surplus to decrease all licensees' annual fees based on their percentage share of the fee recoverable budget authority. This rulemaking also makes changes to the number of NRC licensees and establishes rebaselined annual fees based on Public Law 112-10. The amendments are described as follows:</P>
        <HD SOURCE="HD3">1. Application of Fee-Relief and Low-Level Waste (LLW) Surcharge</HD>

        <P>The NRC will use its fee-relief surplus to decrease all licensees' annual fees, based on their percentage share of the budget. The NRC will apply the 10 percent of its budget that is excluded from fee recovery under OBRA-90, as amended (fee relief), to offset the total<PRTPAGE P="35817"/>budget allocated for activities that do not directly benefit current NRC licensees. The budget for these fee-relief activities is totaled and then reduced by the amount of the NRC's fee relief. Any difference between the fee-relief and the budgeted amount of these activities results in a fee-relief adjustment (increase or decrease) to all licensees' annual fees, based on their percentage share of the budget, which is consistent with the existing fee methodology.</P>
        <P>The FY 2012 budgetary resources for the NRC's fee-relief activities are $91.1 million. The NRC's 10 percent fee-relief amount in FY 2012 is $101.1 million, leaving a $10 million fee-relief surplus that will reduce all licensees' annual fees based on their percentage share of the budget. The FY 2012 budget for fee-relief activities is lower than FY 2011, primarily due to a decrease in budgeted resources for nonprofit educational exemptions, international activities support for agreement states licensees and generic decommissioning reclamation activities. Also, the NRC has included medical isotope production under fee relief categories to capture program activity for medical isotope production facilities for regulatory basis development. The FY 2012 NRC medical isotope budget of approximately $3 million is not attributable to existing NRC licensees. The funding for this activity along with other activities not attributable to existing NRC licensees will be offset by the agency's 10 percent appropriation. These values are shown in Table III. The FY 2011 amounts are provided for comparison purposes. (Individual values may not sum to totals due to rounding.)</P>
        <GPOTABLE CDEF="s100,14,14" COLS="3" OPTS="L2,i1">
          <TTITLE>Table III—Fee-Relief Activities</TTITLE>
          <TDESC>[Dollars in millions]</TDESC>
          <BOXHD>
            <CHED H="1">Fee-relief activities</CHED>
            <CHED H="1">FY 2011<LI>Budgeted costs</LI>
            </CHED>
            <CHED H="1">FY 2012<LI>Budgeted costs</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="22">1. Activities not attributable to an existing NRC licensee or class of licensee:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">a. International activities</ENT>
            <ENT>$15.1</ENT>
            <ENT>$9.0</ENT>
          </ROW>
          <ROW>
            <ENT I="03">b. Agreement State oversight</ENT>
            <ENT>14.1</ENT>
            <ENT>11.0</ENT>
          </ROW>
          <ROW>
            <ENT I="03">c. Scholarships and Fellowships</ENT>
            <ENT>11.5</ENT>
            <ENT>16.8</ENT>
          </ROW>
          <ROW>
            <ENT I="03">d. Medical Isotope Production</ENT>
            <ENT>N/A</ENT>
            <ENT>3.4</ENT>
          </ROW>
          <ROW>
            <ENT I="22">2. Activities not assessed 10 CFR part 170 licensing and inspection fees or 10 CFR part 171 annual fees based on existing law or Commission policy:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">a. Fee exemption for nonprofit educational institutions</ENT>
            <ENT>13.3</ENT>
            <ENT>11.2</ENT>
          </ROW>
          <ROW>
            <ENT I="03">b. Costs not recovered from small entities under 10 CFR 171.16(c)</ENT>
            <ENT>5.6</ENT>
            <ENT>6.5</ENT>
          </ROW>
          <ROW>
            <ENT I="03">c. Regulatory support to Agreement States</ENT>
            <ENT>18.0</ENT>
            <ENT>17.5</ENT>
          </ROW>
          <ROW>
            <ENT I="03">d. Generic decommissioning/reclamation (not related to the power reactor and spent fuel storage fee classes)</ENT>
            <ENT>16.6</ENT>
            <ENT>14.0</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="03">e.<E T="03">In Situ</E>leach rulemaking and unregistered general licensees</ENT>
            <ENT>1.2</ENT>
            <ENT>1.7</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="05">Total fee-relief activities</ENT>
            <ENT>95.4</ENT>
            <ENT>91.1</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Less 10 percent of NRC's FY 2011 total budget (less non-fee items)</ENT>
            <ENT>−101.8</ENT>
            <ENT>−101.1</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Fee-Relief Adjustment to be Allocated to All Licensees' Annual Fees</ENT>
            <ENT>−6.4</ENT>
            <ENT>−10.0</ENT>
          </ROW>
        </GPOTABLE>
        <P>Table IV shows how the NRC will allocate the $10 million fee-relief surplus adjustment to each license fee class. As explained previously, the NRC is allocating this fee-relief adjustment to each license fee class based on the percent of the budget for that fee class compared to the NRC's total budget. The fee-relief surplus adjustment is subtracted from the required annual fee recovery for each fee class.</P>
        <P>Separately, the NRC has continued to allocate the LLW surcharge based on the volume of LLW disposal of three classes of licenses: Operating reactors, fuel facilities, and materials users. Because LLW activities support NRC licensees, the costs of these activities are recovered through annual fees. In FY 2012, this allocation percentage was updated based on review of recent data which reflects the change in the support to the various fee classes. The allocation percentage of LLW surcharge decreased for operating reactors and increased for fuel facilities and materials users compared to FY 2011.</P>
        <P>Table IV also shows the allocation of the LLW surcharge activity. For FY 2012, the total budget allocated for LLW activity is $3.9 million. (Individual values may not sum to totals due to rounding.)</P>
        <GPOTABLE CDEF="s50,12,12,12,12,12" COLS="6" OPTS="L2,i1">
          <TTITLE>Table IV—Allocation of Fee-Relief Adjustment and LLW Surcharge, FY 2012</TTITLE>
          <TDESC>[Dollars in millions]</TDESC>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">LLW Surcharge</CHED>
            <CHED H="2">Percent</CHED>
            <CHED H="2">$</CHED>
            <CHED H="1">Fee-relief adjustment</CHED>
            <CHED H="2">Percent</CHED>
            <CHED H="2">$</CHED>
            <CHED H="1">Total</CHED>
            <CHED H="2">$</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Operating Power Reactors</ENT>
            <ENT>60.0</ENT>
            <ENT>2.3</ENT>
            <ENT>86.0</ENT>
            <ENT>−8.6</ENT>
            <ENT>−6.3</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Spent Fuel Storage/Reactor Decommissioning</ENT>
            <ENT/>
            <ENT/>
            <ENT>3.3</ENT>
            <ENT>−0.3</ENT>
            <ENT>−0.3</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Research and Test Reactors</ENT>
            <ENT/>
            <ENT/>
            <ENT>0.2</ENT>
            <ENT>0.0</ENT>
            <ENT>0.0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Fuel Facilities</ENT>
            <ENT>32.0</ENT>
            <ENT>1.2</ENT>
            <ENT>6.1</ENT>
            <ENT>−0.6</ENT>
            <ENT>0.6</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Materials Users</ENT>
            <ENT>9.0</ENT>
            <ENT>0.3</ENT>
            <ENT>2.8</ENT>
            <ENT>−0.3</ENT>
            <ENT>0.0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Transportation</ENT>
            <ENT/>
            <ENT/>
            <ENT>0.5</ENT>
            <ENT>−0.1</ENT>
            <ENT>−0.0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Uranium Recovery</ENT>
            <ENT/>
            <ENT/>
            <ENT>1.0</ENT>
            <ENT>−0.1</ENT>
            <ENT>−0.1</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total</ENT>
            <ENT>100.0</ENT>
            <ENT>3.9</ENT>
            <ENT>100.0</ENT>
            <ENT>−10.0</ENT>
            <ENT>−6.1</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="35818"/>
        <HD SOURCE="HD3">2. Revised Annual Fees</HD>
        <P>The NRC revised its annual fees in §§ 171.15 and 171.16 for FY 2012 to recover approximately 90 percent of the NRC's FY 2012 budget authority, after subtracting the non-fee amounts and the estimated amount to be recovered through 10 CFR part 170 fees. The 10 CFR part 170 collections estimate for this final rule is $345.2 million, a decrease of $24.1 million from the FY 2011 fee rule. The total amount to be recovered through annual fees for this final rule is $555.8 million, an increase of $26.2 million from the FY 2012 proposed fee rule due to a decrease in 10 CFR part 170 estimates compared to the proposed rule. The Commission has determined (71 FR 30721; May 30, 2006) that the agency should proceed with a presumption in favor of rebaselining when calculating annual fees each year. Under this method, the NRC's budget is analyzed in detail, and budgeted resources are allocated to fee classes and categories of licensees. The Commission expects that for most years there will be budgetary and other changes that warrant the use of the rebaselining method.</P>
        <P>As compared with the FY 2011 annual fees, the FY 2012 final rebaselined fees are lower for two classes of licensees, spent fuel storage/reactors decommissioning facilities and research and test reactors and higher for operating reactors and fuel facilities. Within the uranium recovery fee class, the annual fees decrease for most licensees. The annual fee increases for most fee categories in the materials users' fee class.</P>
        <P>The NRC's total fee recoverable budget, as mandated by law, is $6.3 million lower in FY 2012 as compared with FY 2011. The FY 2012 budget was allocated to the fee classes that the budgeted activities support. The decrease is primarily due to the lower FY 2012 budget supporting the operating reactors, spent fuel storage, research and test reactors, fuel facilities partially offset by higher FY 2012 budget for uranium recovery facilities and material users.</P>
        <P>The factors affecting all annual fees include the distribution of budgeted costs to the different classes of licenses (based on the specific activities the NRC will perform in FY 2012), the estimated 10 CFR part 170 collections for the various classes of licenses, and allocation of the fee-relief surplus adjustment to all fee classes. The percentage of the NRC's budget not subject to fee recovery remained at 10 percent from FY 2011 to FY 2012.</P>
        <P>Table V shows the rebaselined fees for FY 2012 for a representative list of categories of licensees. The FY 2011 amounts are provided for comparison purposes. (Individual values may not sum to totals due to rounding.)</P>
        <GPOTABLE CDEF="s100,14,14" COLS="3" OPTS="L2,i1">
          <TTITLE>Table V—Rebaselined Annual Fees</TTITLE>
          <BOXHD>
            <CHED H="1">Class/category of licenses</CHED>
            <CHED H="1">FY 2011<LI>Annual fee</LI>
            </CHED>
            <CHED H="1">FY 2012<LI>Annual fee</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Operating Power Reactors (Including Spent Fuel Storage/Reactor Decommissioning Annual Fee)</ENT>
            <ENT>$4,673,000</ENT>
            <ENT>$4,766,000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Spent Fuel Storage/Reactor Decommissioning</ENT>
            <ENT>241,000</ENT>
            <ENT>211,000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Research and Test Reactors (Nonpower Reactors)</ENT>
            <ENT>86,300</ENT>
            <ENT>34,700</ENT>
          </ROW>
          <ROW>
            <ENT I="01">High Enriched Uranium Fuel Facility</ENT>
            <ENT>6,085,000</ENT>
            <ENT>6,329,000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Low Enriched Uranium Fuel Facility</ENT>
            <ENT>2,290,000</ENT>
            <ENT>2,382,000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">UF<E T="52">6</E>Conversion Facility</ENT>
            <ENT>1,243,000</ENT>
            <ENT>1,293,000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Conventional Mills</ENT>
            <ENT>32,300</ENT>
            <ENT>23,600</ENT>
          </ROW>
          <ROW>
            <ENT I="22">Typical Materials Users:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Radiographers (Category 3O)</ENT>
            <ENT>25,700</ENT>
            <ENT>25,900</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Well Loggers (Category 5A)</ENT>
            <ENT>10,000</ENT>
            <ENT>10,200</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Gauge Users (Category 3P)</ENT>
            <ENT>4,800</ENT>
            <ENT>4,900</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Broad Scope Medical (Category 7B)</ENT>
            <ENT>45,400</ENT>
            <ENT>46,100</ENT>
          </ROW>
        </GPOTABLE>
        <P>The work papers that support this final rule show in detail the allocation of the NRC's budgeted resources for each class of licenses and how the fees are calculated. The work papers are available as indicated in Section V, Availability of Documents, of this document.</P>
        <P>Paragraphs a. through h. of this section describe budgetary resources allocated to each class of licenses and the calculations of the rebaselined fees. Individual values in the tables presented in this section may not sum to totals due to rounding.</P>
        <HD SOURCE="HD3">a. Fuel Facilities</HD>
        <P>The FY 2012 budgeted costs to be recovered in the annual fees assessment to the fuel facility class of licenses (which includes licensees in fee categories 1.A.(1)(a), 1.A.(1)(b), 1.A.(2)(a), 1.A.(2)(b), 1.A.(2)(c), 1.E., and 2.A.(1), under § 171.16) are approximately $29 million. This value is based on the full cost of budgeted resources associated with all activities that support this fee class, which is reduced by estimated 10 CFR part 170 collections and adjusted for allocated generic transportation resources and fee-relief. In FY 2012, the LLW surcharge for fuel facilities is added to the allocated fee-relief adjustment (see Table IV in Section III.B.1, “Application of Fee-Relief and Low-Level Waste Surcharge,” of this document). The summary calculations used to derive this value are presented in Table VI for FY 2012, with FY 2011 values shown for comparison. (Individual values may not sum to totals due to rounding.)</P>
        <GPOTABLE CDEF="s100,14,14" COLS="3" OPTS="L2,i1">
          <TTITLE>Table VI—Annual Fee Summary Calculations For Fuel Facilities</TTITLE>
          <TDESC>[Dollars in millions]</TDESC>
          <BOXHD>
            <CHED H="1">Summary fee calculations</CHED>
            <CHED H="1">FY 2011<LI>Final</LI>
            </CHED>
            <CHED H="1">FY 2012<LI>Final</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Total budgeted resources</ENT>
            <ENT>$55.7</ENT>
            <ENT>$54.4</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Less estimated 10 CFR part 170 receipts</ENT>
            <ENT>−26.6</ENT>
            <ENT>−25.6</ENT>
          </ROW>
          <ROW RUL="n,s">
            <PRTPAGE P="35819"/>
            <ENT I="03">Net 10 CFR part 171 resources</ENT>
            <ENT>29.1</ENT>
            <ENT>28.8</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Allocated generic transportation</ENT>
            <ENT>+0.6</ENT>
            <ENT>+0.9</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Fee-relief adjustment/LLW surcharge</ENT>
            <ENT>+0.3</ENT>
            <ENT>+0.6</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Billing adjustments</ENT>
            <ENT>−0.0</ENT>
            <ENT>−0.5</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total required annual fee recovery</ENT>
            <ENT>30.1</ENT>
            <ENT>29.7</ENT>
          </ROW>
        </GPOTABLE>
        <P>The decrease in total budgeted resources allocated to this fee class from FY 2011 to FY 2012 is primarily due to a reduction in licensing amendments and rulemakings. The annual fee for fuel facilities in the final rule increased compared to the proposed rule due to a lower 10 CFR part 170 estimate for FY 2012 related to reduced licensing actions. Moreover, termination of two licenses resulted in spreading of costs to other fee categories. The NRC allocates the total required annual fee recovery amount to the individual fuel facility licensees, based on the effort/fee determination matrix developed for the FY 1999 final fee rule (64 FR 31447; June 10, 1999). In the matrix included in the publicly available NRC work papers, licensees are grouped into categories according to their licensed activities (i.e., nuclear material enrichment, processing operations, and material form) and the level, scope, depth of coverage, and rigor of generic regulatory programmatic effort applicable to each category from a safety and safeguards perspective. This methodology can be applied to determine fees for new licensees, current licensees, licensees in unique license situations, and certificate holders.</P>
        <P>This methodology is adaptable to changes in the number of licensees or certificate holders, licensed or certified material and/or activities, and total programmatic resources to be recovered through annual fees. When a license or certificate is modified, it may result in a change of category for a particular fuel facility licensee, as a result of the methodology used in the fuel facility effort/fee matrix. Consequently, this change may also have an effect on the fees assessed to other fuel facility licensees and certificate holders. For example, if a fuel facility licensee amends its license/certificate (e.g., decommissioning or license termination) that results in it not being subject to 10 CFR part 171 costs applicable to the fee class, then the budgeted costs for the safety and/or safeguards components will be spread among the remaining fuel facility licensees/certificate holders.</P>
        <P>The methodology is applied as follows. First, a fee category is assigned, based on the nuclear material and activity authorized by license or certificate. Although a licensee/certificate holder may elect not to fully use a license/certificate, the license/certificate is still used as the source for determining authorized nuclear material possession and use/activity. Second, the category and license/certificate information are used to determine where the licensee/certificate holder fits into the matrix. The matrix depicts the categorization of licensees/certificate holders by authorized material types and use/activities.</P>
        <P>Each year, the NRC's fuel facility project managers and regulatory analysts determine the level of effort associated with regulating each of these facilities. This is done by assigning, for each fuel facility, separate effort factors for the safety and safeguards activities associated with each type of regulatory activity. The matrix includes ten types of regulatory activities, including enrichment and scrap/waste-related activities (see the work papers for the complete list). Effort factors are assigned as follows: One (low regulatory effort), five (moderate regulatory effort), and ten (high regulatory effort). The NRC then totals separate effort factors for safety and safeguard activities for each fee category.</P>
        <P>The effort factors for the various fuel facility fee categories are summarized in Table VII. The value of the effort factors shown, as well as the percent of the total effort factor for all fuel facilities, reflects the total regulatory effort for each fee category (not per facility). In FY 2012, the total effort factors for the Limited Operations fee category are being zeroed because the licenses in this fee category were terminated. This results in spreading of costs to other fee categories. The Uranium Enrichment fee category factors have shifted with minimal increases and decreases between safety and safeguards factors compared to FY 2011.</P>
        <GPOTABLE CDEF="s50,14,14,14" COLS="4" OPTS="L2,i1">
          <TTITLE>Table VII—Effort Factors for Fuel Facilities, FY 2012</TTITLE>
          <BOXHD>
            <CHED H="1">Facility type (fee category)</CHED>
            <CHED H="1">Number of<LI>facilities</LI>
            </CHED>
            <CHED H="1">Effort factors<LI>(percent of total)</LI>
            </CHED>
            <CHED H="2">Safety</CHED>
            <CHED H="2">Safeguards</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">High Enriched Uranium Fuel (1.A.(1)(a))</ENT>
            <ENT>2</ENT>
            <ENT>89 (38.5)</ENT>
            <ENT>97 (47.0)</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Low Enriched Uranium Fuel (1.A.(1)(b))</ENT>
            <ENT>3</ENT>
            <ENT>70 (30.3)</ENT>
            <ENT>35 (17.0)</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Limited Operations (1.A.(2)(a))</ENT>
            <ENT>0</ENT>
            <ENT>0 (0.0)</ENT>
            <ENT>0 (0.0)</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Gas Centrifuge Enrichment Demonstration (1.A.(2)(b))</ENT>
            <ENT>1</ENT>
            <ENT>3 (1.3)</ENT>
            <ENT>15 (7.3)</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Hot Cell (1.A.(2)(c))</ENT>
            <ENT>1</ENT>
            <ENT>6 (2.6)</ENT>
            <ENT>3 (1.5)</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Uranium Enrichment (1.E)</ENT>
            <ENT>2</ENT>
            <ENT>51 (22.1)</ENT>
            <ENT>49 (23.8)</ENT>
          </ROW>
          <ROW>
            <ENT I="01">UF<E T="52">6</E>Conversion (2.A.(1))</ENT>
            <ENT>1</ENT>
            <ENT>12 (5.2)</ENT>
            <ENT>7 (3.4)</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="35820"/>
        <P>For FY 2012, the total budgeted resources for safety activities, before the fee-relief adjustment is made, are $15.4 million. This amount is allocated to each fee category based on its percent of the total regulatory effort for safety activities. For example, if the total effort factor for safety activities for all fuel facilities is 100, and the total effort factor for safety activities for a given fee category is 10, that fee category will be allocated 10 percent of the total budgeted resources for safety activities. Similarly, the budgeted resources amount of $13.7 million for safeguards activities is allocated to each fee category based on its percent of the total regulatory effort for safeguards activities. The fuel facility fee class' portion of the fee-relief adjustment $0.6 million is allocated to each fee category based on its percent of the total regulatory effort for both safety and safeguards activities. The annual fee per licensee is then calculated by dividing the total allocated budgeted resources for the fee category by the number of licensees in that fee category. The fee (rounded) for each facility is summarized in Table VIII.</P>
        <GPOTABLE CDEF="s150,14" COLS="2" OPTS="L2,i1">
          <TTITLE>Table VIII—Annual Fees For Fuel Facilities</TTITLE>
          <BOXHD>
            <CHED H="1">Facility type (fee category)</CHED>
            <CHED H="1">FY 2012 Final annual fee</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">High Enriched Uranium Fuel (1.A.(1)(a))</ENT>
            <ENT>$6,329,000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Low Enriched Uranium Fuel (1.A.(1)(b))</ENT>
            <ENT>2,382,000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Limited Operations Facility (1.A.(2)(a))</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Gas Centrifuge Enrichment Demonstration (1.A.(2)(b))</ENT>
            <ENT>1,225,000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Hot Cell (and others) (1.A.(2)(c))</ENT>
            <ENT>612,000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Uranium Enrichment (1.E.)</ENT>
            <ENT>3,403,000</ENT>
          </ROW>
          <ROW>
            <ENT I="01">UF<E T="52">6</E>Conversion (2.A.(1))</ENT>
            <ENT>1,293,000</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD3">b. Uranium Recovery Facilities</HD>
        <P>The total FY 2012 budgeted costs to be recovered through annual fees assessed to the uranium recovery class (which includes licensees in fee categories 2.A.(2)(a), 2.A.(2)(b), 2.A.(2)(c), 2.A.(2)(d), 2.A.(2)(e), 2.A.(3), 2.A.(4), 2.A.(5) and 18.B., under § 171.16) are approximately $1 million. The derivation of this value is shown in Table IX, with FY 2011 values shown for comparison purposes.</P>
        <GPOTABLE CDEF="s100,14,14" COLS="3" OPTS="L2,i1">
          <TTITLE>Table IX—Annual Fee Summary Calculations for Uranium Recovery Facilities</TTITLE>
          <TDESC>[Dollars in millions]</TDESC>
          <BOXHD>
            <CHED H="1">Summary fee calculations</CHED>
            <CHED H="1">FY 2011 Final</CHED>
            <CHED H="1">FY 2012 Final</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Total budgeted resources</ENT>
            <ENT>$7.15</ENT>
            <ENT>$9.52</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Less estimated 10 CFR part 170 receipts</ENT>
            <ENT>−$6.09</ENT>
            <ENT>−8.30</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="03">Net 10 CFR part 171 resources</ENT>
            <ENT>1.06</ENT>
            <ENT>1.22</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Allocated generic transportation</ENT>
            <ENT>N/A</ENT>
            <ENT>N/A</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Fee-relief adjustment</ENT>
            <ENT>−0.05</ENT>
            <ENT>−0.1</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Billing adjustments</ENT>
            <ENT>0.00</ENT>
            <ENT>−0.00</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total required annual fee recovery</ENT>
            <ENT>1.01</ENT>
            <ENT>1.03</ENT>
          </ROW>
        </GPOTABLE>
        <P>The increase in total budgeted resources allocated to this fee class from FY 2011 is primarily due to increased support of licensing activities for new applications and DOE's Title I licensing activities underestimated 10 CFR part 170 collections.</P>
        <P>Since FY 2002, the NRC has computed the annual fee for the uranium recovery fee class by allocating the total annual fee amount for this fee class between the DOE and the other licensees in this fee class. The NRC regulates DOE's Title I and Title II activities under the Uranium Mill Tailings Radiation Control Act (UMTRCA). The Congress established the two programs, Title I and Title II under UMTRCA, to protect the public and the environment from uranium milling. The UMTRCA Title I program is for remedial action at abandoned mill tailings sites where tailings resulted largely from production of uranium for the weapons program. The NRC also regulates DOE's UMTRCA Title II program, which is directed toward uranium mill sites licensed by the NRC or Agreement States in or after 1978.</P>
        <P>In FY 2012, the annual fee assessed to DOE includes recovery of the costs specifically budgeted for the NRC's UMTRCA Title I activities, plus 10 percent of the remaining annual fee amount, including generic/other costs (minus 10 percent of the fee relief adjustment), for the uranium recovery class. The NRC assesses the remaining 90 percent generic/other costs minus 90 percent of the fee relief adjustment, to the other NRC licensees in this fee class that are subject to annual fees.</P>
        <P>The costs to be recovered through annual fees assessed to the uranium recovery class are shown in Table X.</P>
        <GPOTABLE CDEF="s150,14" COLS="2" OPTS="L2,p1,8/9,i1">
          <TTITLE>Table X—Costs Recovered Through Annual Fees; Uranium Recovery Fee Class</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1"/>
          </BOXHD>
          <ROW>
            <ENT I="22">DOE Annual Fee Amount (UMTRCA Title I and Title II) general licenses:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">UMTRCA Title I budgeted costs less 10 CFR part 170 receipts</ENT>
            <ENT>$751,298</ENT>
          </ROW>
          <ROW>
            <ENT I="01">10 percent of generic/other uranium recovery budgeted costs</ENT>
            <ENT>38,509</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">10 percent of uranium recovery fee-relief adjustment</ENT>
            <ENT>−10,464</ENT>
          </ROW>
          <ROW RUL="n,s">
            <PRTPAGE P="35821"/>
            <ENT I="05">Total Annual Fee Amount for DOE (rounded)</ENT>
            <ENT>779,000</ENT>
          </ROW>
          <ROW>
            <ENT I="22">Annual Fee Amount for Other Uranium Recovery Licenses:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">90 percent of generic/other uranium recovery budgeted costs less the amounts specifically budgeted for Title I activities</ENT>
            <ENT>346,577</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="03">90 percent of uranium recovery fee-relief adjustment</ENT>
            <ENT>−94,176</ENT>
          </ROW>
          <ROW>
            <ENT I="05">Total Annual Fee Amount for Other Uranium Recovery Licenses</ENT>
            <ENT>252,401</ENT>
          </ROW>
        </GPOTABLE>
        <P>The DOE fee increases by 1 percent in FY 2012 compared to FY 2011 due to slightly higher budgeted resources for UMTRCA Title I activities. The annual fee for other uranium recovery licensees decreases in FY 2012.</P>
        <P>The NRC will continue to use a matrix which is included in the work papers (ADAMS Accession No. ML12040A341) to determine the level of effort associated with conducting the generic regulatory actions for the different (non-DOE) licensees in this fee class. The weights derived in this matrix are used to allocate the approximately $252,000 annual fee amount to these licensees. The use of this uranium recovery annual fee matrix was established in the FY 1995 final fee rule (60 FR 32217; June 20, 1995). The FY 2012 matrix is described as follows.</P>

        <P>First, the methodology identifies the categories of licenses included in this fee class (besides DOE). These categories are conventional uranium mills and heap leach facilities, uranium<E T="03">In Situ</E>Recovery (ISR) and resin ISR facilities mill tailings disposal facilities (11e.(2) disposal facilities), and uranium water treatment facilities.</P>
        <P>Second, the matrix identifies the types of operating activities that support and benefit these licensees. The activities related to generic decommissioning/reclamation are not included in the matrix because they are included in the fee-relief activities. Therefore, they are not a factor in determining annual fees. The activities included in the matrix are operations, waste operations, and groundwater protection. The relative weight of each type of activity is then determined, based on the regulatory resources associated with each activity. The operations, waste operations, and groundwater protection activities have weights of 0, 5, and 10, respectively, in the matrix.</P>
        <P>Each year, the NRC determines the level of benefit to each licensee for generic uranium recovery program activities for each type of generic activity in the matrix. This is done by assigning, for each fee category, separate benefit factors for each type of regulatory activity in the matrix. Benefit factors are assigned on a scale of 0 to 10 as follows: zero (no regulatory benefit), five (moderate regulatory benefit), and ten (high regulatory benefit). These benefit factors are first multiplied by the relative weight assigned to each activity (described previously). The NRC then calculates total and per licensee benefit factors for each fee category. These benefit factors thus reflect the relative regulatory benefit associated with each licensee and fee category.</P>
        <P>The benefit factors per licensee and per fee category, for each of the non-DOE fee categories included in the uranium recovery fee class, are as follows:</P>
        <GPOTABLE CDEF="s50,14,14,14,14" COLS="5" OPTS="L2,i1">
          <TTITLE>Table XI—Benefit Factors for Uranium Recovery Licenses</TTITLE>
          <BOXHD>
            <CHED H="1">Fee category</CHED>
            <CHED H="1">Number of<LI>licensees</LI>
            </CHED>
            <CHED H="1">Benefit factor per licensee</CHED>
            <CHED H="1">Total value</CHED>
            <CHED H="1">Benefit factor percent total</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Conventional and Heap Leach mills (2.(A).2.a.)</ENT>
            <ENT>1</ENT>
            <ENT>150</ENT>
            <ENT>150</ENT>
            <ENT>9</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Basic<E T="03">In Situ</E>Recovery facilities (2.(A).2.b.)</ENT>
            <ENT>5</ENT>
            <ENT>190</ENT>
            <ENT>950</ENT>
            <ENT>59</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Expanded<E T="03">In Situ</E>Recovery facilities (2.(A).2.c.)</ENT>
            <ENT>1</ENT>
            <ENT>215</ENT>
            <ENT>215</ENT>
            <ENT>13</ENT>
          </ROW>
          <ROW>
            <ENT I="01">
              <E T="03">In Situ</E>Recovery Resin facilities (2.(A).2.d.)</ENT>
            <ENT>1</ENT>
            <ENT>180</ENT>
            <ENT>180</ENT>
            <ENT>11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">11e.(2) disposal incidental to existing tailings sites (2.(A).4.)</ENT>
            <ENT>1</ENT>
            <ENT>65</ENT>
            <ENT>65</ENT>
            <ENT>4</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Uranium water treatment (2.(A).5.)</ENT>
            <ENT>1</ENT>
            <ENT>45</ENT>
            <ENT>45</ENT>
            <ENT>3</ENT>
          </ROW>
          <ROW>
            <ENT I="22"/>
            <ENT/>
            <ENT/>
            <ENT>1,605</ENT>
            <ENT/>
          </ROW>
        </GPOTABLE>
        <P>Applying these factors to the approximately $252,000 in budgeted costs to be recovered from non-DOE uranium recovery licensees results in the total annual fees for each fee category. The annual fee per licensee is calculated by dividing the total allocated budgeted resources for the fee category by the number of licensees in that fee category, as summarized in Table XII:</P>
        <GPOTABLE CDEF="s150,14" COLS="2" OPTS="L2,i1">
          <TTITLE>Table XII—Annual Fees for Uranium Recovery Licensees</TTITLE>
          <TDESC>[Other than DOE]</TDESC>
          <BOXHD>
            <CHED H="1">Facility type (fee category)</CHED>
            <CHED H="1">FY 2012<LI>Final annual fee</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Conventional and Heap Leach mills (2.A.(2)(a))</ENT>
            <ENT>$23,600</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Basic<E T="03">In Situ</E>Recovery facilities (2.A.(2)(b))</ENT>
            <ENT>29,900</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Expanded<E T="03">In Situ</E>Recovery facilities (2.A.(2)(c))</ENT>
            <ENT>33,800</ENT>
          </ROW>
          <ROW>
            <ENT I="01">
              <E T="03">In Situ</E>Recovery Resin facilities (2.A.(2)(d))</ENT>
            <ENT>28,300</ENT>
          </ROW>
          <ROW>
            <ENT I="01">11e.(2) disposal incidental to existing tailings sites (2.A.(4))</ENT>
            <ENT>10,200</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Uranium water treatment (2.A.(5))</ENT>
            <ENT>7,100</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="35822"/>
        <HD SOURCE="HD3">c. Operating Power Reactors</HD>
        <P>The $473.7 million in budgeted costs to be recovered through FY 2012 annual fees assessed to the power reactor class was calculated as shown in Table XIII. The FY 2011 values are shown for comparison. (Individual values may not sum to totals due to rounding.)</P>
        <GPOTABLE CDEF="s150,14,14" COLS="3" OPTS="L2,i1">
          <TTITLE>Table XIII—Annual Fee Summary Calculations for Operating Power Reactors</TTITLE>
          <TDESC>[Dollars in millions]</TDESC>
          <BOXHD>
            <CHED H="1">Summary fee calculations</CHED>
            <CHED H="1">FY 2011 Final</CHED>
            <CHED H="1">FY 2012 Final</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Total budgeted resources</ENT>
            <ENT>$783.6</ENT>
            <ENT>$781.4</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Less estimated 10 CFR part 170 receipts</ENT>
            <ENT>−320.6</ENT>
            <ENT>−295.5</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Net 10 CFR part 171 resources</ENT>
            <ENT>463.0</ENT>
            <ENT>486.0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Allocated generic transportation</ENT>
            <ENT>+0.9</ENT>
            <ENT>+1.3</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Fee-relief adjustment/LLW surcharge</ENT>
            <ENT>−3.4</ENT>
            <ENT>−6.3</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Billing adjustments</ENT>
            <ENT>0.4</ENT>
            <ENT>−7.3</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total required annual fee recovery</ENT>
            <ENT>460.9</ENT>
            <ENT>473.7</ENT>
          </ROW>
        </GPOTABLE>
        <P>The annual fee for power reactors increase in FY 2012 compared to FY 2011 due to higher fee-relief adjustments/LLW surcharges and billing adjustments compared to FY 2011. The budgeted costs to be recovered through annual fees to power reactors are divided equally among the 104 power reactors licensed to operate, resulting in an FY 2012 annual fee of $4,555,000 per reactor. Additionally, each power reactor licensed to operate would be assessed the FY 2012 spent fuel storage/reactor decommissioning annual fee of $211,000. The total FY 2012 annual fee is $4,766,000 for each power reactor licensed to operate. The annual fees for power reactors are presented in § 171.15.</P>
        <HD SOURCE="HD3">d. Spent Fuel Storage/Reactors in Decommissioning</HD>
        <P>For FY 2012, budgeted costs of $25.9 million for spent fuel storage/reactor decommissioning are to be recovered through annual fees assessed to 10 CFR part 50 power reactors, and to 10 CFR part 72 licensees who do not hold a 10 CFR part 50 license. Those reactor licensees that have ceased operations and have no fuel onsite are not subject to these annual fees. Table XIV shows the calculation of this annual fee amount. The FY 2011 values are shown for comparison. (Individual values may not sum to totals due to rounding.)</P>
        <GPOTABLE CDEF="s150,14,14" COLS="3" OPTS="L2,i1">
          <TTITLE>Table XIV—Annual Fee Summary Calculations for the Spent Fuel Storage/Reactor in Decommissioning Fee Class</TTITLE>
          <TDESC>[Dollars in millions]</TDESC>
          <BOXHD>
            <CHED H="1">Summary fee calculations</CHED>
            <CHED H="1">FY 2011 Final</CHED>
            <CHED H="1">FY 2012 Final</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Total budgeted resources</ENT>
            <ENT>$33.4</ENT>
            <ENT>$29.4</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Less estimated 10 CFR part 170 receipts</ENT>
            <ENT>−4.0</ENT>
            <ENT>−3.6</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Net 10 CFR part 171 resources</ENT>
            <ENT>29.4</ENT>
            <ENT>25.8</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Allocated generic transportation</ENT>
            <ENT>+0.5</ENT>
            <ENT>+0.7</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Fee-relief adjustment</ENT>
            <ENT>−0.2</ENT>
            <ENT>−0.3</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Billing adjustments</ENT>
            <ENT>0.0</ENT>
            <ENT>−0.3</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total required annual fee recovery</ENT>
            <ENT>29.7</ENT>
            <ENT>22.9</ENT>
          </ROW>
        </GPOTABLE>
        <P>The value of total budgeted resources for this fee class is lower in FY 2012 than in FY 2011, due to decreased budgeted resources for spent fuel storage licensing and certification activities, higher fee-relief surplus and billing adjustment, and underestimated 10 CFR part 170 collections. The required annual fee recovery amount is divided equally among 123 licensees, resulting in an FY 2012 annual fee of $211,000 per licensee.</P>
        <HD SOURCE="HD3">e. Research and Test Reactors (Nonpower Reactors)</HD>
        <P>Approximately $139,000 in budgeted costs is to be recovered through annual fees assessed to the research and test reactor class of licenses for FY 2012. Table XV summarizes the annual fee calculation for research and test reactors for FY 2012. The FY 2011 values are shown for comparison. (Individual values may not sum to totals due to rounding.)</P>
        <GPOTABLE CDEF="s150,14,14" COLS="3" OPTS="L2,i1">
          <TTITLE>Table XV—Annual Fee Summary Calculations for Research and Test Reactors</TTITLE>
          <TDESC>[Dollars in millions]</TDESC>
          <BOXHD>
            <CHED H="1">Summary fee calculations</CHED>
            <CHED H="1">FY 2011 Final</CHED>
            <CHED H="1">FY 2012 Final</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Total budgeted resources</ENT>
            <ENT>$1.87</ENT>
            <ENT>$1.68</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Less estimated 10 CFR part 170 receipts</ENT>
            <ENT>−1.54</ENT>
            <ENT>−1.54</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Net 10 CFR part 171 resources</ENT>
            <ENT>0.33</ENT>
            <ENT>0.14</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Allocated generic transportation</ENT>
            <ENT>+0.02</ENT>
            <ENT>+0.03</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="35823"/>
            <ENT I="01">Fee-relief adjustment</ENT>
            <ENT>−0.01</ENT>
            <ENT>−0.05</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Billing adjustments</ENT>
            <ENT>0.00</ENT>
            <ENT>−0.02</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total required annual fee recovery</ENT>
            <ENT>0.35</ENT>
            <ENT>0.13</ENT>
          </ROW>
        </GPOTABLE>
        <P>The decrease in annual fees from FY 2011 to FY 2012 is primarily due to decreased budgetary resources for nonbillable power reactors. The required annual fee recovery amount is divided equally among the four research and test reactors subject to annual fees and results in an FY 2012 annual fee of $34,700 for each licensee.</P>
        <HD SOURCE="HD3">f. Rare Earth Facilities</HD>
        <P>The agency does not anticipate receiving an application for a rare earth facility this fiscal year, so no budgeted resources are allocated to this fee class, and no annual fee will be published in FY 2012.</P>
        <HD SOURCE="HD3">g. Materials Users</HD>
        <P>For FY 2012, budget costs of $30.4 million for material users are to be recovered through annual fees assessed to 10 CFR part 30 licensees. Table XVI shows the calculation of the FY 2012 annual fee amount for materials users' licensees. The FY 2011 values are shown for comparison. Note the following fee categories under § 171.16 are included in this fee class: 1.C., 1.D., 2.B., 2.C., 3.A. through 3.S., 4.A. through 4.C., 5.A., 5.B., 6.A., 7.A. through 7.C., 8.A., 9.A. through 9.D., 16, and 17. (Individual values may not sum to totals due to rounding.)</P>
        <GPOTABLE CDEF="s100,14,14" COLS="3" OPTS="L2,i1">
          <TTITLE>Table XVI—Annual Fee Summary Calculations for Materials Users</TTITLE>
          <TDESC>[Dollars in millions]</TDESC>
          <BOXHD>
            <CHED H="1">Summary fee calculations</CHED>
            <CHED H="1">FY 2011 Final</CHED>
            <CHED H="1">FY 2012 Final</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Total budgeted resources</ENT>
            <ENT>$30.0</ENT>
            <ENT>$30.6</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Less estimated 10 CFR part 170 receipts</ENT>
            <ENT>−1.6</ENT>
            <ENT>−1.6</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Net 10 CFR part 171 resources</ENT>
            <ENT>28.5</ENT>
            <ENT>29.0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Allocated generic transportation</ENT>
            <ENT>+1.0</ENT>
            <ENT>+1.5</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Fee-relief adjustment/LLW surcharge</ENT>
            <ENT>−0.0</ENT>
            <ENT>+0.1</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Billing adjustments</ENT>
            <ENT>−0.0</ENT>
            <ENT>−0.2</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total required annual fee recovery</ENT>
            <ENT>29.5</ENT>
            <ENT>30.4</ENT>
          </ROW>
        </GPOTABLE>
        <P>The total required annual fees to be recovered from materials licensees increase in FY 2012, mainly because of increases in the budgeted resources allocated to this fee class for oversight activities and a higher LLW surcharge partially offset by higher billing adjustments compared to FY 2011. Annual fees for most fee categories within the materials users' fee class increase.</P>
        <P>To equitably and fairly allocate the $30.4 million in FY 2012 budgeted costs to be recovered in annual fees assessed to the approximately 3,000 diverse materials users licensees, the NRC will continue to base the annual fees for each fee category within this class on the 10 CFR part 170 application fees and estimated inspection costs for each fee category. Because the application fees and inspection costs are indicative of the complexity of the license, this approach continues to provide a proxy for allocating the generic and other regulatory costs to the diverse categories of licenses based on the NRC's cost to regulate each category. This fee calculation also continues to consider the inspection frequency (priority), which is indicative of the safety risk and resulting regulatory costs associated with the categories of licenses.</P>
        <P>The annual fee for these categories of materials users' licenses is developed as follows: Annual fee = Constant × [Application Fee + (Average Inspection Cost divided by Inspection Priority)] + Inspection Multiplier × (Average Inspection Cost divided by Inspection Priority) + Unique Category Costs.</P>
        <P>The constant is the multiple necessary to recover approximately $22.2 million in general costs (including allocated generic transportation costs) and is 1.58 for FY 2012. The average inspection cost is the average inspection hours for each fee category multiplied by the hourly rate of $274. The inspection priority is the interval between routine inspections, expressed in years. The inspection multiplier is the multiple necessary to recover approximately $8.0 million in inspection costs, and is 2.3 for FY 2012. The unique category costs are any special costs that the NRC has budgeted for a specific category of licenses. For FY 2012, approximately $110,000 in budgeted costs for the implementation of revised 10 CFR part 35, Medical Use of Byproduct Material (unique costs), has been allocated to holders of NRC human-use licenses.</P>
        <P>The annual fee to be assessed to each licensee also includes a share of the fee-relief surplus adjustment of approximately $282,000 allocated to the materials users fee class (see Section III.B.1, “Application of Fee-Relief and Low-Level Waste Surcharge,” of this document), and for certain categories of these licensees, a share of the approximately $335,000 in LLW surcharge costs allocated to the fee class. The annual fee for each fee category is shown in § 171.16(d).</P>
        <HD SOURCE="HD3">h. Transportation</HD>

        <P>Table XVII shows the calculation of the FY 2012 generic transportation budgeted resources to be recovered through annual fees. The FY 2011 values are shown for comparison. (Individual values may not sum to totals due to rounding.)<PRTPAGE P="35824"/>
        </P>
        <GPOTABLE CDEF="s100,14,14" COLS="3" OPTS="L2,i1">
          <TTITLE>Table XVII—Annual Fee Summary Calculations for Transportation</TTITLE>
          <TDESC>[Dollars in millions]</TDESC>
          <BOXHD>
            <CHED H="1">Summary fee calculations</CHED>
            <CHED H="1">FY 2011 Final</CHED>
            <CHED H="1">FY 2012 Final</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Total budgeted resources</ENT>
            <ENT>$7.5</ENT>
            <ENT>$9.2</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Less estimated 10 CFR part 170 receipts</ENT>
            <ENT>−3.4</ENT>
            <ENT>−3.4</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Net 10 CFR part 171 resources</ENT>
            <ENT>4.1</ENT>
            <ENT>5.9</ENT>
          </ROW>
        </GPOTABLE>
        <P>The NRC must approve any package used for shipping nuclear material before shipment. If the package meets NRC requirements, the NRC issues a Radioactive Material Package Certificate of Compliance (CoC) to the organization requesting approval of a package. Organizations are authorized to ship radioactive material in a package approved for use under the general licensing provisions of 10 CFR part 71, “Packaging and Transportation of Radioactive Material.” The resources associated with generic transportation activities are distributed to the license fee classes based on the number of CoCs benefitting (used by) that fee class, as a proxy for the generic transportation resources expended for each fee class.</P>
        <P>The total FY 2012 budgetary resources for generic transportation activities including those to support DOE CoCs is $5.9 million. The increase in 10 CFR part 171 resources in FY 2012 compared to FY 2011 is primarily due to an increase in budgeted resources for transportation regulatory programs. Generic transportation resources associated with fee-exempt entities are not included in this total. These costs are included in the appropriate fee-relief category (e.g., the fee-relief category for nonprofit educational institutions).</P>
        <P>Consistent with the policy established in the NRC's FY 2006 final fee rule (71 FR 30721; May 30, 2006), the NRC will recover generic transportation costs unrelated to DOE as part of existing annual fees for license fee classes. The NRC will continue to assess a separate annual fee under § 171.16, fee Category 18.A., for DOE transportation activities. The amount of the allocated generic resources is calculated by multiplying the percentage of total CoCs used by each fee class (and DOE) by the total generic transportation resources to be recovered.</P>
        <P>The distribution of these resources to the license fee classes and DOE is shown in Table XVIII. The distribution is adjusted to account for the licensees in each fee class that are fee-exempt. For example, if 4 CoCs benefit the entire research and test reactor class, but only 4 of 31 research and test reactors are subject to annual fees, the number of CoCs used to determine the proportion of generic transportation resources allocated to research and test reactor annual fees equals (4/31)*4, or 0.5 CoCs.</P>
        <GPOTABLE CDEF="s100,14,14,14" COLS="4" OPTS="L2,i1">
          <TTITLE>Table XVIII—Distribution of Generic Transportation Resources, FY 2012</TTITLE>
          <TDESC>[Dollars in millions]</TDESC>
          <BOXHD>
            <CHED H="1">License fee class/DOE</CHED>
            <CHED H="1">Number CoCs benefiting fee class or DOE</CHED>
            <CHED H="1">Percentage of total CoCs</CHED>
            <CHED H="1">Allocated generic transportation<LI>resources</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Total</ENT>
            <ENT>87.5</ENT>
            <ENT>100.0</ENT>
            <ENT>$5.86</ENT>
          </ROW>
          <ROW>
            <ENT I="01">DOE</ENT>
            <ENT>21.0</ENT>
            <ENT>24.0</ENT>
            <ENT>1.41</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Operating Power Reactors</ENT>
            <ENT>20.0</ENT>
            <ENT>22.9</ENT>
            <ENT>1.34</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Spent Fuel Storage/Reactor Decommissioning</ENT>
            <ENT>10.0</ENT>
            <ENT>11.4</ENT>
            <ENT>0.67</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Research and Test Reactors</ENT>
            <ENT>0.5</ENT>
            <ENT>0.6</ENT>
            <ENT>0.03</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Fuel Facilities</ENT>
            <ENT>13.0</ENT>
            <ENT>14.8</ENT>
            <ENT>0.87</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Materials Users</ENT>
            <ENT>23.0</ENT>
            <ENT>26.3</ENT>
            <ENT>1.54</ENT>
          </ROW>
        </GPOTABLE>
        <P>The NRC assesses an annual fee to DOE based on the 10 CFR part 71 CoCs it holds and does not allocate these DOE-related resources to other licensees' annual fees, because these resources specifically support DOE. Note that DOE's annual fee includes a reduction for the fee-relief surplus adjustment (see Section III.B.1, “Application of Fee-Relief and Low-Level Waste Surcharge,” of this document), resulting in a total annual fee of $1,309,000 for FY 2012. This fee increase from FY 2011 is primarily related to higher budgeted resources for the NRC's transportation activities.</P>
        <HD SOURCE="HD3">3. Administrative Amendments</HD>
        <P>This rule makes certain administrative changes for clarity:</P>
        <P>a. § 171.16(d), revises fee schedule. Under 10 CFR part 170, the descriptions for categories 14.A. and 14.B. are revised to add the phrase “including MMLs” to capture work activities outside of the category 17 description involving decommissioning actions and activities for MML agencies (i.e., U.S. Department of Veterans Affairs, U.S. Navy, U.S. Air Force) and the fees are subject to full cost. This methodology ensures equitable fee distribution among licensees by charging the full cost for services over and above routine oversight activities to specific MMLs while minimizing the financial impact of annual fee distribution for all MMLs for the next biennial review.</P>
        <P>b. Identifies “POL” under 10 CFR 171.17, “Proration,” as “possession-only-license;” and</P>
        <P>c. Revises the language for clarity under 10 CFR 171.17(a)(3) and (b)(3) for downgraded licenses.</P>
        <P>In summary, the NRC makes the following changes to 10 CFR part 171:</P>
        <P>1. Uses the NRC's fee-relief surplus to reduce all licensees' annual fees, based on their percentage share of the NRC budget;</P>
        <P>2. Establishes rebaselined annual fees for FY 2012; and</P>
        <P>3. Makes administrative changes to §§ 171.16 and 171.17.</P>
        <HD SOURCE="HD1">IV. Plain Writing</HD>

        <P>The Plain Writing Act of 2010, (Pub. L. 111-274), requires Federal agencies to write documents in a clear, concise,<PRTPAGE P="35825"/>well-organized manner that also follows other best practices appropriate to the subject or field and the intended audience. The NRC has attempted to use plain language in promulgating this rule consistent with the Federal Plain Writing Act guidelines.</P>
        <HD SOURCE="HD1">V. Availability of Documents</HD>

        <P>The NRC is making the documents identified below available to interested persons through one or more of the following methods, as indicated. To access documents related to this action, see the<E T="02">ADDRESSES</E>section of this document.</P>
        <GPOTABLE CDEF="s50,14C,14C,xls56" COLS="4" OPTS="L2,tpo,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Document</CHED>
            <CHED H="1">PDR</CHED>
            <CHED H="1">Web</CHED>
            <CHED H="1">ADAMS</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">FY 2012 Work Papers</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>ML12150A163</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Regulatory Flexibility Analysis</ENT>
            <ENT/>
            <ENT/>
            <ENT>ML12046A885</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Small Entity Compliance Guide</ENT>
            <ENT/>
            <ENT/>
            <ENT>ML12041A317</ENT>
          </ROW>
          <ROW>
            <ENT I="01">NUREG-1100, Volume 27, “Congressional Budget Justification: Fiscal Year 2012” (February 2011)</ENT>
            <ENT>X</ENT>
            <ENT/>
            <ENT>ML12137A853</ENT>
          </ROW>
          <ROW>
            <ENT I="01">NRC Form 526</ENT>
            <ENT/>
            <ENT>X</ENT>
            <ENT/>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">VI. Voluntary Consensus Standards</HD>
        <P>The National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 3701) requires that Federal agencies use technical standards that are developed or adopted by voluntary consensus standards bodies, unless using these standards is inconsistent with applicable law or is otherwise impractical. The NRC amending the licensing, inspection, and annual fees charged to its licensees and applicants, as necessary, to recover approximately 90 percent of its budget authority in FY 2012, as required by the OBRA-90, as amended. This action does not constitute the establishment of a standard that contains generally applicable requirements.</P>
        <HD SOURCE="HD1">VII. Environmental Impact: Categorical Exclusion</HD>
        <P>The NRC has determined that this final rule is the type of action described in categorical exclusion 10 CFR 51.22(c)(1). Therefore, neither an environmental assessment nor an environmental impact statement has been prepared for the final rule. By its very nature, this regulatory action does not affect the environment and, therefore, no environmental justice issues are raised.</P>
        <HD SOURCE="HD1">VIII. Paperwork Reduction Act Statement</HD>

        <P>This final rule does not contain information collection requirements and, therefore, is not subject to the requirements of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501<E T="03">et seq.</E>).</P>
        <HD SOURCE="HD2">Public Protection Notification</HD>
        <P>The NRC may not conduct or sponsor, and a person is not required to respond to, a request for information or an information collection requirement, unless the requesting document displays a currently valid Office of Management and Budget control number.</P>
        <HD SOURCE="HD1">IX. Regulatory Analysis</HD>
        <P>Under OBRA-90, as amended, and the Atomic Energy Act of 1954 (AEA), as amended, the NRC is required to recover 90 percent of its budget authority, or $909.5 million in FY 2012. The NRC established fee methodology guidelines for 10 CFR part 170 in 1978 and more fee methodology guidelines through the establishment of 10 CFR part 171 in 1986. In subsequent rulemakings, the NRC has adjusted its fees without changing the underlying principles of its fee policy in order to ensure that the NRC continues to comply with the statutory requirements for cost recovery in OBRA-90 and the AEA.</P>
        <P>In this rulemaking, the NRC proposes to continue this long-standing approach. Therefore, the NRC did not identify any alternatives to the current fee structure guidelines and did not prepare a regulatory analysis for this rulemaking.</P>
        <HD SOURCE="HD1">X. Regulatory Flexibility Analysis</HD>
        <P>Section 604 of the Regulatory Flexibility Act requires agencies to perform an analysis that considers the impact of a rulemaking on small entities. The NRC's regulatory flexibility analysis for this final rule is available as indicated in Section V, Availability of Documents, of this document, and a summary is provided in the following paragraphs.</P>
        <P>The NRC is required by the OBRA-90, as amended, to recover approximately 90 percent of its FY 2012 budget authority through the assessment of user fees. The OBRA-90 further requires that the NRC establish a schedule of charges that fairly and equitably allocates the aggregate amount of these charges among licensees.</P>
        <P>The FY 2012 final rule establishes the schedules of fees necessary for the NRC to recover 90 percent of its budget authority for FY 2012. This final rule results in some increases in those annual fees charged to certain licensees and holders of certificates, registrations, and approvals, and in decreases in those annual fees charged to others. Licensees affected by the annual fee increases and decreases include those that qualify as small entities under the NRC's size standards in 10 CFR 2.810.</P>
        <P>The NRC prepared a final biennial regulatory analysis in FY 2011, in accordance with the FY 2001 final rule (66 FR 32467; June 14, 2001). The rule also stated the small entity fees will be reexamined every two years and in the same years the NRC conducts the biennial review of fees as required by the Office of Chief Financial Officer Act.</P>
        <P>For this final fee rule, small entity fees remain unchanged at $2,300 for the maximum upper-tier small entity fee and $500 for the lower-tier small entity to ease the financial burden for small entities. The next small entity biennial review is scheduled for FY 2013.</P>
        <P>Finally, the Small Business Regulatory Enforcement Fairness Act (SBREFA) requires all Federal agencies to prepare a written compliance guide for each rule for which the agency is required by 5 U.S.C. 604 to prepare a regulatory flexibility analysis. The NRC, in compliance with the law, has prepared the “Small Entity Compliance Guide,” which is available as indicated in Section V, Availability of Documents, of this document.</P>
        <HD SOURCE="HD1">XI. Backfit Analysis</HD>

        <P>The NRC has determined that the backfit rule, 10 CFR 50.109, does not apply to this final rule and that a backfit analysis is not required. A backfit analysis is not required because these amendments do not require the modification of, or addition to, systems, structures, components, or the design of a facility, or the design approval or manufacturing license for a facility, or the procedures or organization required to design, construct, or operate a facility.<PRTPAGE P="35826"/>
        </P>
        <HD SOURCE="HD1">XII. Congressional Review Act</HD>
        <P>In accordance with the Congressional Review Act of 1996 (5 U.S.C. 801-808), the NRC has determined that this action is a major rule and has verified the determination with the Office of Information and Regulatory Affairs of the Office of Management and Budget.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>10 CFR Part 170</CFR>
          <P>Byproduct material, Import and export licenses, Intergovernmental relations, Non-payment penalties, Nuclear materials, Nuclear power plants and reactors, Source material, Special nuclear material.</P>
          <CFR>10 CFR Part 171</CFR>
          <P>Annual charges, Byproduct material, Holders of certificates, Registrations, Approvals, Intergovernmental relations, Non-payment penalties, Nuclear materials, Nuclear power plants and reactors, Source material, Special nuclear material.</P>
        </LSTSUB>
        <P>For the reasons set out in the preamble and under the authority of the Atomic Energy Act of 1954, as amended; the Energy Reorganization Act of 1974, as amended; and 5 U.S.C. 552 and 553, the NRC is adopting the following amendments to 10 CFR parts 170 and 171.</P>
        <REGTEXT PART="170" TITLE="10">
          <PART>
            <HD SOURCE="HED">PART 170—FEES FOR FACILITIES, MATERIALS, IMPORT AND EXPORT LICENSES, AND OTHER REGULATORY SERVICES UNDER THE ATOMIC ENERGY ACT OF 1954, AS AMENDED</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 170 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>Independent Offices Appropriations Act sec. 501 (31 U.S.C. 9701); Atomic Energy Act sec. 161(w) (42 U.S.C. 2201(w)); Energy Reorganization Act sec. 201 (42 U.S.C. 5841); Chief Financial Officers Act sec. 205 (31 U.S.C. 901, 902); Government Paperwork Elimination Act sec. 1704, (44 U.S.C. 3504 note); Energy Policy Act secs. 623, Energy Policy Act of 2005 sec. 651(e), Pub. L. 109-58, 119 Stat. 783 (42 U.S.C. 2201(w), 2014, 2021, 2021b, 2111).</P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="170" TITLE="10">
          <AMDPAR>2. Section 170.20 is revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 170.20</SECTNO>
            <SUBJECT>Average cost per professional staff-hour.</SUBJECT>
            <P>Fees for permits, licenses, amendments, renewals, special projects, 10 CFR part 55 re-qualification and replacement examinations and tests, other required reviews, approvals, and inspections under §§ 170.21 and 170.31 will be calculated using the professional staff-hour rate of $274 per hour.</P>
          </SECTION>
          <AMDPAR>3. In § 170.21, in the table, the heading for fee category G and fee category K are revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 170.21</SECTNO>
            <SUBJECT>Schedule of fees for production or utilization facilities, review of standard referenced design approvals, special projects, inspections, and import and export licenses.</SUBJECT>
            <STARS/>
            <GPOTABLE CDEF="s200,xs60" COLS="02" OPTS="L1,i1">
              <TTITLE>Schedule of Facility Fees</TTITLE>
              <TDESC>[See footnotes at end of table]</TDESC>
              <BOXHD>
                <CHED H="1">Facility categories and type of fees</CHED>
                <CHED H="1">Fees<E T="51">1 2</E>
                </CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01" O="xl">G. Other Production or Utilization Facility:</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="22">K. Import and export licenses:<LI>Licenses for the import and export only of production or utilization facilities or the export only of components for production or utilization facilities issued under 10 CFR part 110.</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">1. Application for import or export of production or utilization facilities<SU>4</SU>(including reactors and other facilities) and exports of components requiring Commission and Executive Branch review, for example, actions under 10 CFR 110.40(b).</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$17,800.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">2. Application for export of reactor and other components requiring Executive Branch review, for example, those actions under 10 CFR 110.41(a).</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$9,600.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">3. Application for export of components requiring the assistance of the Executive Branch to obtain foreign government assurances.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$4,400.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">4. Application for export of facility components and equipment not requiring Commission or Executive Branch review, or obtaining foreign government assurances.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$2,700.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">5. Minor amendment of any active export or import license, for example, to extend the expiration date, change domestic information, or make other revisions which do not involve any substantive changes to license terms or conditions or to the type of facility or component authorized for export and therefore, do not require in-depth analysis or review or consultation with the Executive Branch, U.S. host state, or foreign government authorities.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Minor amendment to license</ENT>
                <ENT>$1,400.</ENT>
              </ROW>
              <TNOTE>

                <SU>1</SU>Fees will not be charged for orders related to civil penalties or other civil sanctions issued by the Commission under § 2.202 of this chapter or for amendments resulting specifically from the requirements of these orders. For orders unrelated to civil penalties or other civil sanctions, fees will be charged for any resulting licensee-specific activities not otherwise exempted from fees under this chapter. Fees will be charged for approvals issued under a specific exemption provision of the Commission's regulations under Title 10 of the<E T="03">Code of Federal Regulations</E>(e.g., 10 CFR 50.12, 10 CFR 73.5) and any other sections in effect now or in the future, regardless of whether the approval is in the form of a license amendment, letter of approval, safety evaluation report, or other form.</TNOTE>
              <TNOTE>

                <SU>2</SU>Full cost fees will be determined based on the professional staff time and appropriate contractual support services expended. For applications currently on file and for which fees are determined based on the full cost expended for the review, the professional staff hours expended for the review of the application up to the effective date of the final rule will be determined at the professional rates in effect when the service was provided. For those applications currently on file for which review costs have reached an applicable fee ceiling established by the June 20, 1984, and July 2, 1990, rules, but are still pending completion of the review, the cost incurred after any applicable ceiling was reached through January 29, 1989, will not be billed to the applicant. Any professional staff-hours expended above those ceilings on or after January 30, 1989, will be assessed at the applicable rates established by § 170.20, as appropriate, except for topical reports whose costs exceed $50,000. Costs which exceed $50,000 for any topical report, amendment, revision, or supplement to a topical report completed or under review from January 30, 1989, through August 8, 1991, will not be billed to the applicant. Any professional hours expended on or after August 9, 1991, will be assessed at the applicable rate established in § 170.20.<PRTPAGE P="35827"/>
              </TNOTE>
              <TNOTE>
                <SU>3</SU>* * * * * * * * *</TNOTE>
              <TNOTE>
                <SU>4</SU>Imports only of major components for end-use at NRC-licensed reactors are now authorized under NRC general import license.</TNOTE>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="1" TITLE="10">
          <AMDPAR>4. In § 170.31, the table is revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 170.31</SECTNO>
            <SUBJECT>Schedule of fees for materials licenses and other regulatory services, including inspections and import and export licenses.</SUBJECT>
            <STARS/>
            <GPOTABLE CDEF="s200,xs60" COLS="2" OPTS="L2,i1">
              <TTITLE>Schedule of Materials Fees</TTITLE>
              <TDESC>[See footnotes at end of table]</TDESC>
              <BOXHD>
                <CHED H="1">Category of materials licenses and type of fees<SU>1</SU>
                </CHED>
                <CHED H="1">Fee<E T="51">2 3</E>
                </CHED>
              </BOXHD>
              <ROW>
                <ENT I="22">1. Special nuclear material:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. (1) Licenses for possession and use of U-235 or plutonium for fuel fabrication activities</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(a) Strategic Special Nuclear Material (High Enriched Uranium) [Program Code(s): 21130]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(b) Low Enriched Uranium in Dispersible Form Used for Fabrication of Power Reactor Fuel [Program Code(s): 21210]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">(2) All other special nuclear materials licenses not included in Category 1.A.(1) which are licensed for fuel cycle activities</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(a) Facilities with limited operations [Program Code(s): 21310, 21320]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(b) Gas centrifuge enrichment demonstration facilities</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(c) Others, including hot cell facilities</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Licenses for receipt and storage of spent fuel and reactor-related Greater than Class C (GTCC) waste at an independent spent fuel storage installation (ISFSI) [Program Code(s): 23200]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. Licenses for possession and use of special nuclear material in sealed sources contained in devices used in industrial measuring systems, including x-ray fluorescence analyzers.<SU>4</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 22140]</ENT>
                <ENT>$1,300.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">D. All other special nuclear material licenses, except licenses authorizing special nuclear material in unsealed form in combination that would constitute a critical quantity, as defined in § 150.11 of this chapter, for which the licensee shall pay the same fees as those under Category 1.A.<SU>4</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 22110, 22111, 22120, 22131, 22136, 22150, 22151, 22161, 22163, 22170, 23100, 23300, 23310]</ENT>
                <ENT>$2,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">E. Licenses or certificates for construction and operation of a uranium enrichment facility [Program Code(s): 21200]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">2. Source material:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. (1) Licenses for possession and use of source material for refining uranium mill concentrates to uranium hexafluoride [Program Code(s): 11400]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">(2) Licenses for possession and use of source material in recovery operations such as milling, in-situ recovery, heap-leaching, ore buying stations, ion-exchange facilities, and in processing of ores containing source material for extraction of metals other than uranium or thorium, including licenses authorizing the possession of byproduct waste material (tailings) from source material recovery operations, as well as licenses authorizing the possession and maintenance of a facility in a standby mode.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(a) Conventional and Heap Leach facilities [Program Code(s): 11100]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(b) Basic<E T="03">In Situ</E>Recovery facilities [Program Code(s): 11500]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(c) Expanded<E T="03">In Situ</E>Recovery facilities [Program Code(s): 11510]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(d)<E T="03">In Situ</E>Recovery Resin facilities [Program Code(s): 11550]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(e) Resin Toll Milling facilities [Program Code(s): 11555]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(f) Other facilities [Program Code(s): 11700]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03">(3) Licenses that authorize the receipt of byproduct material, as defined in Section 11e.(2) of the Atomic Energy Act, from other persons for possession and disposal, except those licenses subject to the fees in Category 2.A.(2) or Category 2.A.(4) [Program Code(s): 11600, 12000]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03">(4) Licenses that authorize the receipt of byproduct material, as defined in Section 11e.(2) of the Atomic Energy Act, from other persons for possession and disposal incidental to the disposal of the uranium waste tailings generated by the licensee's milling operations, except those licenses subject to the fees in Category 2.A.(2) [Program Code(s): 12010]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03">(5) Licenses that authorize the possession of source material related to removal of contaminants (source material) from drinking water [Program Code(s): 11820]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Licenses which authorize the possession, use, and/or installation of source material for shielding.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 11210]</ENT>
                <ENT>$600.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. All other source material licenses.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 11200, 11220, 11221, 11230, 11300, 11800, 11810]</ENT>
                <ENT>$5,400.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">3. Byproduct material:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Licenses of broad scope for the possession and use of byproduct material issued under parts 30 and 33 of this chapter for processing or manufacturing of items containing byproduct material for commercial distribution.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03211, 03212, 03213]</ENT>
                <ENT>$12,800.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Other licenses for possession and use of byproduct material issued under part 30 of this chapter for processing or manufacturing of items containing byproduct material for commercial distribution.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03214, 03215, 22135, 22162]</ENT>
                <ENT>$4,400.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. Licenses issued under §§ 32.72 and/or 32.74 of this chapter that authorize the processing or manufacturing and distribution or redistribution of radiopharmaceuticals, generators, reagent kits, and/or sources and devices containing byproduct material. This category does not apply to licenses issued to nonprofit educational institutions whose processing or manufacturing is exempt under § 170.11(a)(4).</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 02500, 02511, 02513]</ENT>
                <ENT>$6,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="03">D. [Reserved]</ENT>
                <ENT>N/A.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">E. Licenses for possession and use of byproduct material in sealed sources for irradiation of materials in which the source is not removed from its shield (self-shielded units).</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="35828"/>
                <ENT I="05">Application [Program Code(s): 03510, 03520]</ENT>
                <ENT>$3,200.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">F. Licenses for possession and use of less than 10,000 curies of byproduct material in sealed sources for irradiation of materials in which the source is exposed for irradiation purposes. This category also includes underwater irradiators for irradiation of materials where the source is not exposed for irradiation purposes.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03511]</ENT>
                <ENT>$6,400.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">G. Licenses for possession and use of 10,000 curies or more of byproduct material in sealed sources for irradiation of materials in which the source is exposed for irradiation purposes. This category also includes underwater irradiators for irradiation of materials where the source is not exposed for irradiation purposes.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03521]</ENT>
                <ENT>$61,200.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">H. Licenses issued under Subpart A of part 32 of this chapter to distribute items containing byproduct material that require device review to persons exempt from the licensing requirements of part 30 of this chapter. The category does not include specific licenses authorizing redistribution of items that have been authorized for distribution to persons exempt from the licensing requirements of part 30 of this chapter.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03254, 03255]</ENT>
                <ENT>$4,300.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">I. Licenses issued under Subpart A of part 32 of this chapter to distribute items containing byproduct material or quantities of byproduct material that do not require device evaluation to persons exempt from the licensing requirements of part 30 of this chapter. This category does not include specific licenses authorizing redistribution of items that have been authorized for distribution to persons exempt from the licensing requirements of part 30 of this chapter.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03250, 03251, 03252, 03253, 03256]</ENT>
                <ENT>$11,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">J. Licenses issued under Subpart B of part 32 of this chapter to distribute items containing byproduct material that require sealed source and/or device review to persons generally licensed under part 31 of this chapter. This category does not include specific licenses authorizing redistribution of items that have been authorized for distribution to persons generally licensed under part 31 of this chapter.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03240, 03241, 03243]</ENT>
                <ENT>$2,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">K. Licenses issued under Subpart B of part 32 of this chapter to distribute items containing byproduct material or quantities of byproduct material that do not require sealed source and/or device review to persons generally licensed under part 31 of this chapter. This category does not include specific licenses authorizing redistribution of items that have been authorized for distribution to persons generally licensed under part 31 of this chapter.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03242, 03244]</ENT>
                <ENT>$1,100.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">L. Licenses of broad scope for possession and use of byproduct material issued under parts 30 and 33 of this chapter for research and development that do not authorize commercial distribution.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 01100, 01110, 01120, 03610, 03611, 03612, 03613]</ENT>
                <ENT>$5,400.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">M. Other licenses for possession and use of byproduct material issued under part 30 of this chapter for research and development that do not authorize commercial distribution.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03620]</ENT>
                <ENT>$3,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">N. Licenses that authorize services for other licensees, except:</ENT>
              </ROW>
              <ROW>
                <ENT I="05" O="xl">(1) Licenses that authorize only calibration and/or leak testing services are subject to the fees specified in fee Category 3.P.; and</ENT>
              </ROW>
              <ROW>
                <ENT I="05" O="xl">(2) Licenses that authorize waste disposal services are subject to the fees specified in fee Categories 4.A., 4.B., and 4.C.</ENT>
              </ROW>
              <ROW>
                <ENT I="07">Application [Program Code(s): 03219, 03225, 03226]</ENT>
                <ENT>$6,400.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">O. Licenses for possession and use of byproduct material issued under part 34 of this chapter for industrial radiography operations.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03310, 03320]</ENT>
                <ENT>$4,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">P. All other specific byproduct material licenses, except those in Categories 4.A. through 9.D.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 02400, 02410, 03120, 03121, 03122, 03123, 03124, 03220, 03221, 03222, 03800, 03810, 22130]</ENT>
                <ENT>$1,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">Q. Registration of a device(s) generally licensed under part 31 of this chapter.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Registration</ENT>
                <ENT>$400.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">R. Possession of items or products containing radium-226 identified in 10 CFR 31.12 which exceed the number of items or limits specified in that section.<SU>5</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="05" O="xl">1. Possession of quantities exceeding the number of items or limits in 10 CFR 31.12(a)(4), or (5) but less than or equal to 10 times the number of items or limits specified.</ENT>
              </ROW>
              <ROW>
                <ENT I="07">Application [Program Code(s): 02700]</ENT>
                <ENT>$2,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="05" O="xl">2. Possession of quantities exceeding 10 times the number of items or limits specified in 10 CFR 31.12(a)(4), or (5).</ENT>
              </ROW>
              <ROW>
                <ENT I="07">Application [Program Code(s): 02710]</ENT>
                <ENT>$1,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">S. Licenses for production of accelerator-produced radionuclides.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03210]</ENT>
                <ENT>$6,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">4. Waste disposal and processing:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Licenses specifically authorizing the receipt of waste byproduct material, source material, or special nuclear material from other persons for the purpose of contingency storage or commercial land disposal by the licensee; or licenses authorizing contingency storage of low-level radioactive waste at the site of nuclear power reactors; or licenses for receipt of waste from other persons for incineration or other treatment, packaging of resulting waste and residues, and transfer of packages to another person authorized to receive or dispose of waste material. [Program Code(s): 03231, 03233, 03235, 03236, 06100, 06101]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Licenses specifically authorizing the receipt of waste byproduct material, source material, or special nuclear material from other persons for the purpose of packaging or repackaging the material. The licensee will dispose of the material by transfer to another person authorized to receive or dispose of the material.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03234]</ENT>
                <ENT>$8,400.</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="35829"/>
                <ENT I="03" O="xl">C. Licenses specifically authorizing the receipt of prepackaged waste byproduct material, source material, or special nuclear material from other persons. The licensee will dispose of the material by transfer to another person authorized to receive or dispose of the material.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03232]</ENT>
                <ENT>$4,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">5. Well logging:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Licenses for possession and use of byproduct material, source material, and/or special nuclear material for well logging, well surveys, and tracer studies other than field flooding tracer studies.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03110, 03111, 03112]</ENT>
                <ENT>$3,300.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Licenses for possession and use of byproduct material for field flooding tracer studies.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Licensing [Program Code(s): 03113]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">6. Nuclear laundries:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Licenses for commercial collection and laundry of items contaminated with byproduct material, source material, or special nuclear material.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03218]</ENT>
                <ENT>$21,800.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">7. Medical licenses:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Licenses issued under parts 30, 35, 40, and 70 of this chapter for human use of byproduct material, source material, or special nuclear material in sealed sources contained in gamma stereotactic radiosurgery units, teletherapy devices, or similar beam therapy devices.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 02300, 02310]</ENT>
                <ENT>$8,800.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Licenses of broad scope issued to medical institutions or two or more physicians under parts 30, 33, 35, 40, and 70 of this chapter authorizing research and development, including human use of byproduct material, except licenses for byproduct material, source material, or special nuclear material in sealed sources contained in teletherapy devices. This category also includes the possession and use of source material for shielding when authorized on the same license.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 02110]</ENT>
                <ENT>$8,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. Other licenses issued under parts 30, 35, 40, and 70 of this chapter for human use of byproduct material, source material, and/or special nuclear material, except licenses for byproduct material, source material, or special nuclear material in sealed sources contained in teletherapy devices.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 02120, 02121, 02200, 02201, 02210, 02220, 02230, 02231, 02240, 22160]</ENT>
                <ENT>$2,700.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">8. Civil defense:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Licenses for possession and use of byproduct material, source material, or special nuclear material for civil defense activities.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application [Program Code(s): 03710]</ENT>
                <ENT>$2,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">9. Device, product, or sealed source safety evaluation:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Safety evaluation of devices or products containing byproduct material, source material, or special nuclear material, except reactor fuel devices, for commercial distribution.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—each device</ENT>
                <ENT>$7,700.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Safety evaluation of devices or products containing byproduct material, source material, or special nuclear material manufactured in accordance with the unique specifications of, and for use by, a single applicant, except reactor fuel devices.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—each device</ENT>
                <ENT>$8,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. Safety evaluation of sealed sources containing byproduct material, source material, or special nuclear material, except reactor fuel, for commercial distribution.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—each source</ENT>
                <ENT>$10,400.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">D. Safety evaluation of sealed sources containing byproduct material, source material, or special nuclear material, manufactured in accordance with the unique specifications of, and for use by, a single applicant, except reactor fuel.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—each source</ENT>
                <ENT>$1,040.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">10. Transportation of radioactive material:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Evaluation of casks, packages, and shipping containers.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">1. Spent Fuel, High-Level Waste, and plutonium air packages</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">2. Other Casks</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Quality assurance program approvals issued under part 71 of this chapter.</ENT>
              </ROW>
              <ROW>
                <ENT I="05" O="xl">1. Users and Fabricators.</ENT>
              </ROW>
              <ROW>
                <ENT I="07">Application</ENT>
                <ENT>$3,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="07">Inspections</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="05" O="xl">2. Users.</ENT>
              </ROW>
              <ROW>
                <ENT I="07">Application</ENT>
                <ENT>$3,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="07">Inspections</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. Evaluation of security plans, route approvals, route surveys, and transportation security devices (including immobilization devices).</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">11. Review of standardized spent fuel facilities.</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">12. Special projects:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">Including approvals, preapplication/licensing activities, and inspections.</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">13. A. Spent fuel storage cask Certificate of Compliance</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Inspections related to storage of spent fuel under § 72.210 of this chapter.</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">14. A. Byproduct, source, or special nuclear material licenses and other approvals authorizing decommissioning, decontamination, reclamation, or site restoration activities under parts 30, 40, 70, 72, and 76 of this chapter, including MMLs</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Site-specific decommissioning activities associated with unlicensed sites, including MMLs, regardless of whether or not the sites have been previously licensed.</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">15. Import and Export licenses:</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="35830"/>
                <ENT I="01" O="xl">Licenses issued under part 110 of this chapter for the import and export only of special nuclear material, source material, tritium and other byproduct material, and the export only of heavy water, or nuclear grade graphite (fee categories 15.A. through 15.E.).</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Application for export or import of nuclear materials, including radioactive waste requiring Commission and Executive Branch review, for example, those actions under 10 CFR 110.40(b).</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$17,800.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Application for export or import of nuclear material, including radioactive waste, requiring Executive Branch review, but not Commission review. This category includes applications for the export and import of radioactive waste and requires NRC to consult with domestic host state authorities (i.e., Low-Level Radioactive Waste Compact Commission, the U.S. Environmental Protection Agency, etc.).</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$9,600.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. Application for export of nuclear material, for example, routine reloads of low enriched uranium reactor fuel and/or natural uranium source material requiring the assistance of the Executive Branch to obtain foreign government assurances.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$4,400.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">D. Application for export or import of nuclear material, including radioactive waste, not requiring Commission or Executive Branch review, or obtaining foreign government assurances. This category includes applications for export or import of radioactive waste where the NRC has previously authorized the export or import of the same form of waste to or from the same or similar parties located in the same country, requiring only confirmation from the receiving facility and licensing authorities that the shipments may proceed according to previously agreed understandings and procedures.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$2,700.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">E. Minor amendment of any active export or import license, for example, to extend the expiration date, change domestic information, or make other revisions which do not involve any substantive changes to license terms and conditions or to the type/quantity/chemical composition of the material authorized for export and, therefore, do not require in-depth analysis, review, or consultations with other Executive Branch, U.S. host state, or foreign government authorities.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Minor amendment</ENT>
                <ENT>$1,400.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">Licenses issued under part 110 of this chapter for the import and export only of Category 1 and Category 2 quantities of radioactive material listed in Appendix P to part 110 of this chapter (fee categories 15.F. through 15.R.).</ENT>
              </ROW>
              <ROW>
                <ENT I="22">
                  <E T="03">Category 1 (Appendix P, 10 CFR part 110) Exports:</E>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">F. Application for export of Appendix P Category 1 materials requiring Commission review (e.g. exceptional circumstance review under 10 CFR 110.42(e)(4)) and to obtain one government-to-government consent for this process. For additional consent see 15.I.).</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$15,100.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">G. Application for export of Appendix P Category 1 material requiring Executive Branch review and to obtain one government-to-government consent for this process. For additional consents see 15.I.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$8,800.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">H. Application for export of Appendix P Category 1 Materials and to obtain one government-to-government consent for this process. For additional consents see 15.I.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$5,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">I. Requests for additional government-to-government consents in support of an export license application or active export license.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$270.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">
                  <E T="03">Category 2 (Appendix P, 10 CFR part 110) Exports:</E>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">J. Application for export of Appendix P Category 2 materials requiring Commission review (e.g. exceptional circumstance review under 10 CFR 110.42(e)(4)).</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$15,100.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">K. Applications for export of Appendix P Category 2 materials requiring Executive Branch review.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$8,800.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">L. Application for the export of Category 2 materials.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Application—new license, or amendment; or license exemption request</ENT>
                <ENT>$5,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="03">M. [Reserved]</ENT>
                <ENT>N/A.</ENT>
              </ROW>
              <ROW>
                <ENT I="03">N. [Reserved]</ENT>
                <ENT>N/A.</ENT>
              </ROW>
              <ROW>
                <ENT I="03">O. [Reserved]</ENT>
                <ENT>N/A.</ENT>
              </ROW>
              <ROW>
                <ENT I="03">P. [Reserved]</ENT>
                <ENT>N/A.</ENT>
              </ROW>
              <ROW>
                <ENT I="03">Q. [Reserved]</ENT>
                <ENT>N/A.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">
                  <E T="03">Minor Amendments (Category 1 and 2, Appendix P, 10 CFR part 110, Export):</E>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">R. Minor amendment of any active export license, for example, to extend the expiration date, change domestic information, or make other revisions which do not involve any substantive changes to license terms and conditions or to the type/quantity/chemical composition of the material authorized for export and, therefore, do not require in-depth analysis, review, or consultations with other Executive Branch, U.S. host state, or foreign authorities.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">Minor amendment</ENT>
                <ENT>$1,400.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">16. Reciprocity:</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Agreement State licensees who conduct activities under the reciprocity provisions of 10 CFR 150.20</ENT>
              </ROW>
              <ROW>
                <ENT I="03">Application</ENT>
                <ENT>$2,300.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">17. Master materials licenses of broad scope issued to Government agencies.</ENT>
              </ROW>
              <ROW>
                <ENT I="03">Application [Program Code(s): 03614]</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">18. Department of Energy.</ENT>
              </ROW>
              <ROW>
                <ENT I="03">A. Certificates of Compliance. Evaluation of casks, packages, and shipping containers (including spent fuel, high-level waste, and other casks, and plutonium air packages)</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="35831"/>
                <ENT I="03">B. Uranium Mill Tailings Radiation Control Act (UMTRCA) activities.</ENT>
                <ENT>Full Cost.</ENT>
              </ROW>
              <TNOTE>
                <SU>1</SU>
                <E T="03">Types of fees</E>—Separate charges, as shown in the schedule, will be assessed for preapplication consultations and reviews; applications for new licenses, approvals, or license terminations; possession-only licenses; issuances of new licenses and approvals; certain amendments and renewals to existing licenses and approvals; safety evaluations of sealed sources and devices; generally licensed device registrations; and certain inspections. The following guidelines apply to these charges:</TNOTE>
              <TNOTE>(a)<E T="03">Application and registration fees.</E>Applications for new materials licenses and export and import licenses; applications to reinstate expired, terminated, or inactive licenses, except those subject to fees assessed at full costs; applications filed by Agreement State licensees to register under the general license provisions of 10 CFR 150.20; and applications for amendments to materials licenses that would place the license in a higher fee category or add a new fee category must be accompanied by the prescribed application fee for each category.</TNOTE>
              <TNOTE>(1) Applications for licenses covering more than one fee category of special nuclear material or source material must be accompanied by the prescribed application fee for the highest fee category.</TNOTE>
              <TNOTE>(2) Applications for new licenses that cover both byproduct material and special nuclear material in sealed sources for use in gauging devices will pay the appropriate application fee for fee Category 1.C. only.</TNOTE>
              <TNOTE>(b)<E T="03">Licensing fees.</E>Fees for reviews of applications for new licenses, renewals, and amendments to existing licenses, preapplication consultations and other documents submitted to the NRC for review, and project manager time for fee categories subject to full cost fees are due upon notification by the Commission in accordance with § 170.12(b).</TNOTE>
              <TNOTE>(c)<E T="03">Amendment fees.</E>Applications for amendments to export and import licenses must be accompanied by the prescribed amendment fee for each license affected. An application for an amendment to an export or import license or approval classified in more than one fee category must be accompanied by the prescribed amendment fee for the category affected by the amendment, unless the amendment is applicable to two or more fee categories, in which case the amendment fee for the highest fee category would apply.</TNOTE>
              <TNOTE>(d)<E T="03">Inspection fees.</E>Inspections resulting from investigations conducted by the Office of Investigations and nonroutine inspections that result from third-party allegations are not subject to fees. Inspection fees are due upon notification by the Commission in accordance with § 170.12(c).</TNOTE>
              <TNOTE>(e)<E T="03">Generally licensed device registrations under 10 CFR 31.5.</E>Submittals of registration information must be accompanied by the prescribed fee.</TNOTE>
              <TNOTE>

                <SU>2</SU>Fees will not be charged for orders related to civil penalties or other civil sanctions issued by the Commission under 10 CFR 2.202 or for amendments resulting specifically from the requirements of these orders. For orders unrelated to civil penalties or other civil sanctions, fees will be charged for any resulting licensee-specific activities not otherwise exempted from fees under this chapter. Fees will be charged for approvals issued under a specific exemption provision of the Commission's regulations under Title 10 of the<E T="03">Code of Federal Regulations</E>(e.g., 10 CFR 30.11, 40.14, 70.14, 73.5, and any other sections in effect now or in the future), regardless of whether the approval is in the form of a license amendment, letter of approval, safety evaluation report, or other form. In addition to the fee shown, an applicant may be assessed an additional fee for sealed source and device evaluations as shown in Categories 9.A. through 9.D.</TNOTE>
              <TNOTE>
                <SU>3</SU>Full cost fees will be determined based on the professional staff time multiplied by the appropriate professional hourly rate established in § 170.20 in effect when the service is provided, and the appropriate contractual support services expended. For applications currently on file for which review costs have reached an applicable fee ceiling established by the June 20, 1984, and July 2, 1990, rules, but are still pending completion of the review, the cost incurred after any applicable ceiling was reached through January 29, 1989, will not be billed to the applicant. Any professional staff-hours expended above those ceilings on or after January 30, 1989, will be assessed at the applicable rates established by § 170.20, as appropriate, except for topical reports for which costs exceed $50,000. Costs which exceed $50,000 for each topical report, amendment, revision, or supplement to a topical report completed or under review from January 30, 1989, through August 8, 1991, will not be billed to the applicant. Any professional hours expended on or after August 9, 1991, will be assessed at the applicable rate established in § 170.20.</TNOTE>
              <TNOTE>
                <SU>4</SU>Licensees paying fees under Categories 1.A., 1.B., and 1.E. are not subject to fees under Categories 1.C. and 1.D. for sealed sources authorized in the same license, except for an application that deals only with the sealed sources authorized by the license.</TNOTE>
              <TNOTE>
                <SU>5</SU>Persons who possess radium sources that are used for operational purposes in another fee category are not also subject to the fees in this category. (This exception does not apply if the radium sources are possessed for storage only.)</TNOTE>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="171" TITLE="10">
          <PART>
            <HD SOURCE="HED">PART 171—ANNUAL FEES FOR REACTOR LICENSES AND FUEL CYCLE LICENSES AND MATERIALS LICENSES, INCLUDING HOLDERS OF CERTIFICATES OF COMPLIANCE, REGISTRATIONS, AND QUALITY ASSURANCE PROGRAM APPROVALS AND GOVERNMENT AGENCIES LICENSED BY THE NRC</HD>
          </PART>
          <AMDPAR>5. The authority citation for part 171 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>Consolidated Omnibus Budget Reconciliation Act sec. 6101 Pub. L. 99-272, as amended by sec. 5601, Pub. L. 100-203 as amended by sec. 3201, Pub. L. 101-239, as amended by sec. 6101, Pub. L. 101-508, as amended by sec. 2903a, Pub. L. 102-486 (42 U.S.C. 2213, 2214), and as amended by Title IV, Pub. L. 109-103 (42 U.S.C. 2214); Atomic Energy Act sec. 161(w), 223, 234 (42 U.S.C. 2201(w), 2273, 2282); Energy Reorganization Act sec. 201 (42 U.S.C. 5841); Government Paperwork Elimination Act sec. 1704 (44 U.S.C. 3504 note); Energy Policy Act of 2005 sec. 651(e), Pub. L. 109-58 (42 U.S.C. 2014, 2021, 2021b, 2111).</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="171" TITLE="10">
          <AMDPAR>6. In § 171.15, paragraph (b)(1), the introductory text of paragraph (b)(2), paragraph (c)(1), the introductory text of paragraphs (c)(2) and (d)(1), and paragraphs (d)(2), (d)(3), and (e) are revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 171.15</SECTNO>
            <SUBJECT>Annual fees: Reactor licenses and independent spent fuel storage licenses.</SUBJECT>
            <STARS/>
            <P>(b)(1) The FY 2012 annual fee for each operating power reactor which must be collected by September 30, 2012, is $4,766,000.</P>
            <P>(2) The FY 2012 annual fee is comprised of a base annual fee for power reactors licensed to operate, a base spent fuel storage/reactor decommissioning annual fee, and associated additional charges (fee-relief adjustment). The activities comprising the spent storage/reactor decommissioning base annual fee are shown in paragraphs (c)(2)(i) and (ii) of this section. The activities comprising the FY 2012 fee-relief adjustment are shown in paragraph (d)(1) of this section. The activities comprising the FY 2012 base annual fee for operating power reactors are as follows:</P>
            <STARS/>
            <P>(c)(1) The FY 2012 annual fee for each power reactor holding a 10 CFR part 50 license that is in a decommissioning or possession-only status and has spent fuel onsite, and for each independent spent fuel storage 10 CFR part 72 licensee who does not hold a 10 CFR part 50 license, is $211,000.</P>

            <P>(2) The FY 2012 annual fee is comprised of a base spent fuel storage/reactor decommissioning annual fee (which is also included in the operating power reactor annual fee shown in paragraph (b) of this section) and an additional charge (fee-relief adjustment). The activities comprising the FY 2012 fee-relief adjustment are shown in paragraph (d)(1) of this section. The activities comprising the FY 2012 spent<PRTPAGE P="35832"/>fuel storage/reactor decommissioning rebaselined annual fee are:</P>
            <STARS/>
            <P>(d)(1) The fee-relief adjustment allocated to annual fees includes a surcharge for the activities listed in paragraph (d)(1)(i) of this section, plus the amount remaining after total budgeted resources for the activities included in paragraphs (d)(1)(ii) and (d)(1)(iii) of this section are reduced by the appropriations the NRC receives for these types of activities. If the NRC's appropriations for these types of activities are greater than the budgeted resources for the activities included in paragraphs (d)(1)(ii) and (d)(1)(iii) of this section for a given FY, annual fees will be reduced. The activities comprising the FY 2012 fee-relief adjustment are as follows:</P>
            <STARS/>
            <P>(2) The total FY 2012 fee-relief adjustment allocated to the operating power reactor class of licenses is a $6.3 million fee-relief surplus, not including the amount allocated to the spent fuel storage/reactor decommissioning class. The FY 2012 operating power reactor fee-relief adjustment to be assessed to each operating power reactor is approximately a $60,055 fee relief surplus. This amount is calculated by dividing the total operating power reactor fee-relief surplus adjustment, $6.3 million, by the number of operating power reactors (104).</P>
            <P>(3) The FY 2012 fee-relief adjustment allocated to the spent fuel storage/reactor decommissioning class of licenses is a $331,202 fee-relief surplus. The FY 2012 spent fuel storage/reactor decommissioning fee-relief adjustment to be assessed to each operating power reactor, each power reactor in decommissioning or possession-only status that has spent fuel onsite, and to each independent spent fuel storage 10 CFR part 72 licensee who does not hold a 10 CFR part 50 license, is a $2,693 fee-relief surplus. This amount is calculated by dividing the total fee-relief adjustment costs allocated to this class by the total number of power reactor licenses, except those that permanently ceased operations and have no fuel onsite, and 10 CFR part 72 licensees who do not hold a 10 CFR part 50 license.</P>
            <P>(e) The FY 2012 annual fees for licensees authorized to operate a research and test (nonpower) reactor licensed under part 50 of this chapter, unless the reactor is exempted from fees under § 171.11(a), are as follows:</P>
            
            <FP>Research reactor—$34,700.</FP>
            <FP>Test reactor—$34,700.</FP>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="171" TITLE="10">
          <AMDPAR>7. In § 171.16, paragraph (d) and the introductory text of paragraph (e) are revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 171.16</SECTNO>
            <SUBJECT>Annual fees: Materials licensees, holders of certificates of compliance, holders of sealed source and device registrations, holders of quality assurance program approvals, and government agencies licensed by the NRC.</SUBJECT>
            <STARS/>
            <P>(d) The FY 2012 annual fees are comprised of a base annual fee and an allocation for fee-relief adjustment. The activities comprising the FY 2012 fee-relief adjustment are shown for convenience in paragraph (e) of this section. The FY 2012 annual fees for materials licensees and holders of certificates, registrations, or approvals subject to fees under this section are shown in the following table:</P>
            <GPOTABLE CDEF="s200,xs60" COLS="2" OPTS="L2,i1">
              <TTITLE>Schedule of Materials Annual Fees and Fees for Government Agencies Licensed by NRC</TTITLE>
              <TDESC>[See footnotes at end of table]</TDESC>
              <BOXHD>
                <CHED H="1">Category of materials licenses</CHED>
                <CHED H="1">Annual fees<E T="51">1 2 3</E>
                </CHED>
              </BOXHD>
              <ROW>
                <ENT I="22">1. Special nuclear material:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. (1) Licenses for possession and use of U-235 or plutonium for fuel fabrication activities.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(a) Strategic Special Nuclear Material (High Enriched Uranium) [Program Code(s): 21130]</ENT>
                <ENT>$6,329,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(b) Low Enriched Uranium in Dispersible Form Used for Fabrication of Power Reactor Fuel [Program Code(s): 21210]</ENT>
                <ENT>$2,382,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">(2) All other special nuclear materials licenses not included in Category 1.A.(1) which are licensed for fuel cycle activities.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(a) Facilities with limited operations [Program Code(s): 21310, 21320]</ENT>
                <ENT>N/A.<SU>5</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="05">(b) Gas centrifuge enrichment demonstration facilities</ENT>
                <ENT>$1,225,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(c) Others, including hot cell facilities</ENT>
                <ENT>$612,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Licenses for receipt and storage of spent fuel and reactor-related Greater than Class C (GTCC) waste at an independent spent fuel storage installation (ISFSI) [Program Code(s): 23200]</ENT>
                <ENT>
                  <SU>11</SU>N/A.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. Licenses for possession and use of special nuclear material in sealed sources contained in devices used in industrial measuring systems, including x-ray fluorescence analyzers [Program Code(s): 22140]</ENT>
                <ENT>$3,600.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">D. All other special nuclear material licenses, except licenses authorizing special nuclear material in unsealed form in combination that would constitute a critical quantity, as defined in § 150.11 of this chapter, for which the licensee shall pay the same fees as those for Category 1.A.(2) [Program Code(s): 22110, 22111, 22120, 22131, 22136, 22150, 22151, 22161, 22163, 22170, 23100, 23300, 23310]</ENT>
                <ENT>$7,300.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">E. Licenses or certificates for the operation of a uranium enrichment facility [Program Code(s): 21200]</ENT>
                <ENT>$3,403,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">2. Source material:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. (1) Licenses for possession and use of source material for refining uranium mill concentrates to uranium hexafluoride [Program Code(s): 11400]</ENT>
                <ENT>$1,293,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">(2) Licenses for possession and use of source material in recovery operations such as milling,<E T="03">in-situ</E>recovery, heap-leaching, ore buying stations, ion-exchange facilities and in-processing of ores containing source material for extraction of metals other than uranium or thorium, including licenses authorizing the possession of byproduct waste material (tailings) from source material recovery operations, as well as licenses authorizing the possession and maintenance of a facility in a standby mode.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(a) Conventional and Heap Leach facilities [Program Code(s): 11100]</ENT>
                <ENT>$23,600.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(b) Basic<E T="03">In Situ</E>Recovery facilities [Program Code(s): 11500]</ENT>
                <ENT>$29,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(c) Expanded<E T="03">In Situ</E>Recovery facilities [Program Code(s): 11510]</ENT>
                <ENT>$33,800.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(d)<E T="03">In Situ</E>Recovery Resin facilities [Program Code(s): 11550]</ENT>
                <ENT>$28,300.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">(e) Resin Toll Milling facilities [Program Code(s): 11555]</ENT>
                <ENT>N/A.<SU>5</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="05">(f) Other facilities<SU>4</SU>[Program Code(s): 11700]</ENT>
                <ENT>N/A.<SU>5</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03">(3) Licenses that authorize the receipt of byproduct material, as defined in Section 11e.(2) of the Atomic Energy Act, from other persons for possession and disposal, except those licenses subject to the fees in Category 2.A.(2) or Category 2.A.(4) [Program Code(s): 11600, 12000]</ENT>
                <ENT>N/A.<SU>5</SU>
                </ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="35833"/>
                <ENT I="03">(4) Licenses that authorize the receipt of byproduct material, as defined in Section 11e.(2) of the Atomic Energy Act, from other persons for possession and disposal incidental to the disposal of the uranium waste tailings generated by the licensee's milling operations, except those licenses subject to the fees in Category 2.A.(2) [Program Code(s): 12010]</ENT>
                <ENT>$10,200.</ENT>
              </ROW>
              <ROW>
                <ENT I="03">(5) Licenses that authorize the possession of source material related to removal of contaminants (source material) from drinking water [Program Code(s): 11820]</ENT>
                <ENT>$7,100.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Licenses that authorize only the possession, use, and/or installation of source material for shielding [Program Code(s): 11210]</ENT>
                <ENT>$1,800.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. All other source material licenses [Program Code(s): 11200, 11220, 11221, 11230, 11300, 11800, 11810]</ENT>
                <ENT>$12,400.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">3. Byproduct material:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Licenses of broad scope for possession and use of byproduct material issued under parts 30 and 33 of this chapter for processing or manufacturing of items containing byproduct material for commercial distribution [Program Code(s): 03211, 03212, 03213]</ENT>
                <ENT>$43,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Other licenses for possession and use of byproduct material issued under part 30 of this chapter for processing or manufacturing of items containing byproduct material for commercial distribution [Program Code(s): 03214, 03215, 22135, 22162]</ENT>
                <ENT>$12,400.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. Licenses issued under §§ 32.72 and/or 32.74 of this chapter authorizing the processing or manufacturing and distribution or redistribution of radiopharmaceuticals, generators, reagent kits, and/or sources and devices containing byproduct material. This category also includes the possession and use of source material for shielding authorized under part 40 of this chapter when included on the same license. This category does not apply to licenses issued to nonprofit educational institutions whose processing or manufacturing is exempt under § 171.11(a)(1). [Program Code(s): 02500, 02511, 02513]</ENT>
                <ENT>$16,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">D. [Reserved]</ENT>
                <ENT>N/A.<SU>5</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">E. Licenses for possession and use of byproduct material in sealed sources for irradiation of materials in which the source is not removed from its shield (self-shielded units) [Program Code(s): 03510, 03520]</ENT>
                <ENT>$9,100.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">F. Licenses for possession and use of less than 10,000 curies of byproduct material in sealed sources for irradiation of materials in which the source is exposed for irradiation purposes. This category also includes underwater irradiators for irradiation of materials in which the source is not exposed for irradiation purposes [Program Code(s): 03511]</ENT>
                <ENT>$15,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">G. Licenses for possession and use of 10,000 curies or more of byproduct material in sealed sources for irradiation of materials in which the source is exposed for irradiation purposes. This category also includes underwater irradiators for irradiation of materials in which the source is not exposed for irradiation purposes [Program Code(s): 03521]</ENT>
                <ENT>$140,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">H. Licenses issued under subpart A of part 32 of this chapter to distribute items containing byproduct material that require device review to persons exempt from the licensing requirements of part 30 of this chapter, except specific licenses authorizing redistribution of items that have been authorized for distribution to persons exempt from the licensing requirements of part 30 of this chapter [Program Code(s): 03254, 03255]</ENT>
                <ENT>$8,300.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">I. Licenses issued under subpart A of part 32 of this chapter to distribute items containing byproduct material or quantities of byproduct material that do not require device evaluation to persons exempt from the licensing requirements of part 30 of this chapter, except for specific licenses authorizing redistribution of items that have been authorized for distribution to persons exempt from the licensing requirements of part 30 of this chapter [Program Code(s): 03250, 03251, 03252, 03253, 03256]</ENT>
                <ENT>$20,200.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">J. Licenses issued under subpart B of part 32 of this chapter to distribute items containing byproduct material that require sealed source and/or device review to persons generally licensed under part 31 of this chapter, except specific licenses authorizing redistribution of items that have been authorized for distribution to persons generally licensed under part 31 of this chapter [Program Code(s): 03240, 03241, 03243]</ENT>
                <ENT>$4,800.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">K. Licenses issued under subpart B of part 32 of this chapter to distribute items containing byproduct material or quantities of byproduct material that do not require sealed source and/or device review to persons generally licensed under part 31 of this chapter, except specific licenses authorizing redistribution of items that have been authorized for distribution to persons generally licensed under part 31 of this chapter [Program Code(s): 03242, 03244]</ENT>
                <ENT>$3,200.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">L. Licenses of broad scope for possession and use of byproduct material issued under parts 30 and 33 of this chapter for research and development that do not authorize commercial distribution [Program Code(s): 01100, 01110, 01120, 03610, 03611, 03612, 03613]</ENT>
                <ENT>$14,700.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">M. Other licenses for possession and use of byproduct material issued under part 30 of this chapter for research and development that do not authorize commercial distribution [Program Code(s): 03620]</ENT>
                <ENT>$8,700.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">N. Licenses that authorize services for other licensees, except: (1) Licenses that authorize only calibration and/or leak testing services are subject to the fees specified in fee Category 3.P.; and (2) Licenses that authorize waste disposal services are subject to the fees specified in fee categories 4.A., 4.B., and 4.C. [Program Code(s): 03219, 03225, 03226]</ENT>
                <ENT>$14,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">O. Licenses for possession and use of byproduct material issued under part 34 of this chapter for industrial radiography operations. This category also includes the possession and use of source material for shielding authorized under part 40 of this chapter when authorized on the same license [Program Code(s): 03310, 03320]</ENT>
                <ENT>$25,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">P. All other specific byproduct material licenses, except those in Categories 4.A. through 9.D. [Program Code(s): 02400, 02410, 03120, 03121, 03122, 03123, 03124, 3140, 3130, 03220, 03221, 03222, 03800, 03810, 22130]</ENT>
                <ENT>$4,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">Q. Registration of devices generally licensed under part 31 of this chapter</ENT>
                <ENT>N/A.<SU>13</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">R. Possession of items or products containing radium-226 identified in 10 CFR 31.12 which exceed the number of items or limits specified in that section:<SU>14</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="05">1. Possession of quantities exceeding the number of items or limits in 10 CFR 31.12(a)(4), or (5) but less than or equal to 10 times the number of items or limits specified [Program Code(s): 02700]</ENT>
                <ENT>$9,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">2. Possession of quantities exceeding 10 times the number of items or limits specified in 10 CFR 31.12(a)(4), or (5) [Program Code(s): 02710]</ENT>
                <ENT>$4,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">S. Licenses for production of accelerator-produced radionuclides [Program Code(s): 03210]</ENT>
                <ENT>$15,500.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">4. Waste disposal and processing:</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="35834"/>
                <ENT I="03" O="xl">A. Licenses specifically authorizing the receipt of waste byproduct material, source material, or special nuclear material from other persons for the purpose of contingency storage or commercial land disposal by the licensee; or licenses authorizing contingency storage of low-level radioactive waste at the site of nuclear power reactors; or licenses for receipt of waste from other persons for incineration or other treatment, packaging of resulting waste and residues, and transfer of packages to another person authorized to receive or dispose of waste material [Program Code(s): 03231, 03233, 03235, 03236, 06100, 06101]</ENT>
                <ENT>N/A.<SU>5</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Licenses specifically authorizing the receipt of waste byproduct material, source material, or special nuclear material from other persons for the purpose of packaging or repackaging the material. The licensee will dispose of the material by transfer to another person authorized to receive or dispose of the material [Program Code(s): 03234]</ENT>
                <ENT>$32,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. Licenses specifically authorizing the receipt of prepackaged waste byproduct material, source material, or special nuclear material from other persons. The licensee will dispose of the material by transfer to another person authorized to receive or dispose of the material [Program Code(s): 03232]</ENT>
                <ENT>$14,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">5. Well logging:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Licenses for possession and use of byproduct material, source material, and/or special nuclear material for well logging, well surveys, and tracer studies other than field flooding tracer studies [Program Code(s): 03110, 03111, 03112]</ENT>
                <ENT>$10,200.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Licenses for possession and use of byproduct material for field flooding tracer studies [Program Code(s): 03113]</ENT>
                <ENT>N/A.<SU>5</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22">6. Nuclear laundries:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Licenses for commercial collection and laundry of items contaminated with byproduct material, source material, or special nuclear material [Program Code(s): 03218]</ENT>
                <ENT>$46,100.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">7. Medical licenses:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Licenses issued under 10 CFR parts 30, 35, 40, and 70 of this chapter for human use of byproduct material, source material, or special nuclear material in sealed sources contained in gamma stereotactic radiosurgery units, teletherapy devices, or similar beam therapy devices. This category also includes the possession and use of source material for shielding when authorized on the same license [Program Code(s): 02300, 02310]</ENT>
                <ENT>$17,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Licenses of broad scope issued to medical institutions or two or more physicians under 10 CFR parts 30, 33, 35, 40, and 70 of this chapter authorizing research and development, including human use of byproduct material, except licenses for byproduct material, source material, or special nuclear material in sealed sources contained in teletherapy devices. This category also includes the possession and use of source material for shielding when authorized on the same license.<SU>9</SU>[Program Code(s): 02110]</ENT>
                <ENT>$46,100.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. Other licenses issued under 10 CFR parts 30, 35, 40, and 70 of this chapter for human use of byproduct material, source material, and/or special nuclear material, except licenses for byproduct material, source material, or special nuclear material in sealed sources contained in teletherapy devices. This category also includes the possession and use of source material for shielding when authorized on the same license.<SU>9</SU>[Program Code(s): 02120, 02121, 02200, 02201, 02210, 02220, 02230, 02231, 02240, 22160]</ENT>
                <ENT>$8,600.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">8. Civil defense:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Licenses for possession and use of byproduct material, source material, or special nuclear material for civil defense activities [Program Code(s): 03710]</ENT>
                <ENT>$9,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">9. Device, product, or sealed source safety evaluation:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Registrations issued for the safety evaluation of devices or products containing byproduct material, source material, or special nuclear material, except reactor fuel devices, for commercial distribution</ENT>
                <ENT>$12,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Registrations issued for the safety evaluation of devices or products containing byproduct material, source material, or special nuclear material manufactured in accordance with the unique specifications of, and for use by, a single applicant, except reactor fuel devices</ENT>
                <ENT>$13,900.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. Registrations issued for the safety evaluation of sealed sources containing byproduct material, source material, or special nuclear material, except reactor fuel, for commercial distribution</ENT>
                <ENT>$16,200.</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">D. Registrations issued for the safety evaluation of sealed sources containing byproduct material, source material, or special nuclear material, manufactured in accordance with the unique specifications of, and for use by, a single applicant, except reactor fuel</ENT>
                <ENT>$1,600.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">10. Transportation of radioactive material:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Certificates of Compliance or other package approvals issued for design of casks, packages, and shipping containers.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">1. Spent Fuel, High-Level Waste, and plutonium air packages</ENT>
                <ENT>N/A.<SU>6</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="05">2. Other Casks</ENT>
                <ENT>N/A.<SU>6</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. Quality assurance program approvals issued under 10 CFR part 71 of this chapter.</ENT>
              </ROW>
              <ROW>
                <ENT I="05">1. Users and Fabricators</ENT>
                <ENT>N/A.<SU>6</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="05">2. Users</ENT>
                <ENT>N/A.<SU>6</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">C. Evaluation of security plans, route approvals, route surveys, and transportation security devices (including immobilization devices)</ENT>
                <ENT>N/A.<SU>6</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="01">11. Standardized spent fuel facilities</ENT>
                <ENT>N/A.<SU>6</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="01">12. Special Projects</ENT>
                <ENT>N/A.<SU>6</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="01">13. A. Spent fuel storage cask Certificate of Compliance</ENT>
                <ENT>N/A.<SU>6</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">B. General licenses for storage of spent fuel under 10 CFR 72.210</ENT>
                <ENT>N/A.<SU>12</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22">14. Decommissioning/Reclamation:</ENT>
              </ROW>
              <ROW>
                <ENT I="03" O="xl">A. Byproduct, source, or special nuclear material licenses and other approvals authorizing decommissioning, decontamination, reclamation, or site restoration activities under 10 CFR parts 30, 40, 70, 72, and 76 of this chapter, including MMLs</ENT>
                <ENT>N/A.<SU>7</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03">B. Site-specific decommissioning activities associated with unlicensed sites, including MMLs, whether or not the sites have been previously licensed</ENT>
                <ENT>N/A.<SU>7</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="01">15. Import and Export licenses</ENT>
                <ENT>N/A.<SU>8</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="01">16. Reciprocity</ENT>
                <ENT>N/A.<SU>8</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="01">17. Master materials licenses of broad scope issued to Government agencies [Program Code(s): 03614]</ENT>
                <ENT>$485,000.</ENT>
              </ROW>
              <ROW>
                <ENT I="22">18. Department of Energy:</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="35835"/>
                <ENT I="03">A. Certificates of Compliance</ENT>
                <ENT>$1,309,000.<SU>10</SU>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="03">B. Uranium Mill Tailings Radiation Control Act (UMTRCA) activities</ENT>
                <ENT>$779,000.</ENT>
              </ROW>
              <TNOTE>
                <SU>1</SU>Annual fees will be assessed based on whether a licensee held a valid license with the NRC authorizing possession and use of radioactive material during the current FY. The annual fee is waived for those materials licenses and holders of certificates, registrations, and approvals who either filed for termination of their licenses or approvals or filed for possession only/storage licenses before October 1, 2011, and permanently ceased licensed activities entirely before this date. Annual fees for licensees who filed for termination of a license, downgrade of a license, or for a possession-only license during the FY and for new licenses issued during the FY will be prorated in accordance with the provisions of § 171.17. If a person holds more than one license, certificate, registration, or approval, the annual fee(s) will be assessed for each license, certificate, registration, or approval held by that person. For licenses that authorize more than one activity on a single license (e.g., human use and irradiator activities), annual fees will be assessed for each category applicable to the license. Licensees paying annual fees under Category 1.A.(1) are not subject to the annual fees for Categories 1.C. and 1.D. for sealed sources authorized in the license.</TNOTE>
              <TNOTE>
                <SU>2</SU>Payment of the prescribed annual fee does not automatically renew the license, certificate, registration, or approval for which the fee is paid. Renewal applications must be filed in accordance with the requirements of 10 CFR parts 30, 40, 70, 71, 72, or 76 of this chapter.</TNOTE>
              <TNOTE>

                <SU>3</SU>Each FY, fees for these materials licenses will be calculated and assessed in accordance with § 171.13 and will be published in the<E T="02">Federal Register</E>for notice and comment.</TNOTE>
              <TNOTE>
                <SU>4</SU>Other facilities include licenses for extraction of metals, heavy metals, and rare earths.</TNOTE>
              <TNOTE>
                <SU>5</SU>There are no existing NRC licenses in these fee categories. If NRC issues a license for these categories, the Commission will consider establishing an annual fee for this type of license.</TNOTE>
              <TNOTE>
                <SU>6</SU>Standardized spent fuel facilities, 10 CFR parts 71 and 72 Certificates of Compliance and related Quality Assurance program approvals, and special reviews, such as topical reports, are not assessed an annual fee because the generic costs of regulating these activities are primarily attributable to users of the designs, certificates, and topical reports.</TNOTE>
              <TNOTE>
                <SU>7</SU>Licensees in this category are not assessed an annual fee because they are charged an annual fee in other categories while they are licensed to operate.</TNOTE>
              <TNOTE>
                <SU>8</SU>No annual fee is charged because it is not practical to administer due to the relatively short life or temporary nature of the license.</TNOTE>
              <TNOTE>
                <SU>9</SU>Separate annual fees will not be assessed for pacemaker licenses issued to medical institutions that also hold nuclear medicine licenses under Categories 7.B. or 7.C.</TNOTE>
              <TNOTE>
                <SU>10</SU>This includes Certificates of Compliance issued to the Department of Energy that are not funded from the Nuclear Waste Fund.</TNOTE>
              <TNOTE>
                <SU>11</SU>See § 171.15(c).</TNOTE>
              <TNOTE>
                <SU>12</SU>See § 171.15(c).</TNOTE>
              <TNOTE>
                <SU>13</SU>No annual fee is charged for this category because the cost of the general license registration program applicable to licenses in this category will be recovered through 10 CFR part 170 fees.</TNOTE>
              <TNOTE>
                <SU>14</SU>Persons who possess radium sources that are used for operational purposes in another fee category are not also subject to the fees in this category. (This exception does not apply if the radium sources are possessed for storage only.)</TNOTE>
            </GPOTABLE>
            <P>(e) The fee-relief adjustment allocated to annual fees includes the budgeted resources for the activities listed in paragraph (e)(1) of this section, plus the total budgeted resources for the activities included in paragraphs (e)(2) and (e)(3) of this section, as reduced by the appropriations NRC receives for these types of activities. If the NRC's appropriations for these types of activities are greater than the budgeted resources for the activities included in paragraphs (e)(2) and (e)(3) of this section for a given FY, a negative fee-relief adjustment (or annual fee reduction) will be allocated to annual fees. The activities comprising the FY 2012 fee-relief adjustment are as follows:</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="171" TITLE="10">
          <P>8. In § 171.17, paragraphs (a)(2), (a)(3), and (b)(3)(i) are revised to read as follows:</P>
          <SECTION>
            <SECTNO>§ 171.17</SECTNO>
            <SUBJECT>Proration.</SUBJECT>
            <STARS/>
            <P>(a) * * *</P>
            <P>(2)<E T="03">Terminations.</E>The base operating power reactor annual fee for operating reactor licensees who have requested amendment to withdraw operating authority permanently during the FY will be prorated based on the number of days during the FY the license was in effect before docketing of the certifications for permanent cessation of operations and permanent removal of fuel from the reactor vessel or when a final legally effective order to permanently cease operations has come into effect. The spent fuel storage/reactor decommissioning annual fee for reactor licensees who permanently cease operations and have permanently removed fuel from the site during the FY will be prorated on the basis of the number of days remaining in the FY after docketing of both the certifications of permanent cessation of operations and permanent removal of fuel from the site. The spent fuel storage/reactor decommissioning annual fee will be prorated for those 10 CFR part 72 licensees who do not hold a 10 CFR part 50 license who request termination of the 10 CFR part 72 license and permanently cease activities authorized by the license during the FY based on the number of days the license was in effect before receipt of the termination request. The annual fee for materials licenses with annual fees of $100,000 or greater for a single fee category for the current FY will be prorated based on the number of days remaining in the FY when a termination request or a request for a possession-only license is received by the NRC, provided the licensee permanently ceased licensed activities during the specified period.</P>
            <P>(3)<E T="03">Downgraded licenses.</E>The annual fee for a materials license with an annual fee of $100,000 or greater for a single fee category for the current FY, that is subject to fees under this part and downgraded on or after October 1 of a FY, is automatically prorated by the agency on the basis of the number of days remaining in the FY when the application for downgrade is received and approved by the NRC, provided the licensee permanently ceased the stated activities during the specified period.</P>
            <STARS/>
            <P>(b) * * *</P>
            <P>(3) * * *</P>
            <P>(i) The annual fee for a materials license that is subject to fees under this part and downgraded on or after October 1 of a FY is automatically prorated on the basis of the date when the application for downgrade is received and approved by the NRC, provided the licensee permanently ceased the stated activities during the specified period.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <SIG>

          <DATED>Dated at Rockville, Maryland, this 5th day of June, 2012.<PRTPAGE P="35836"/>
          </DATED>
          <P>For the Nuclear Regulatory Commission.</P>
          <NAME>J.E. Dyer,</NAME>
          <TITLE>Chief Financial Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14589 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7590-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 71</CFR>
        <DEPDOC>[Docket No. FAA-2012-0287; Airspace Docket No. 11-AWP-21]</DEPDOC>
        <RIN>RIN 2120-AA66</RIN>
        <SUBJECT>Amendment of Air Traffic Service Routes; Southwestern United States</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This action modifies Jet Route J-2, and VOR Federal airways V-16, V-66 and V-202 in southern Arizona and New Mexico due to the scheduled decommissioning of the Cochise, AZ, VHF Omnidirectional Range Tactical Air Navigation (VORTAC) which currently is used to define segments of the routes.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective date 0901 UTC, July 26, 2012. The Director of the Federal Register approves this incorporation by reference action under 1 CFR part 51, subject to the annual revision of FAA Order 7400.9 and publication of conforming amendments.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Paul Gallant, Airspace, Regulations and ATC Procedures Group, Office of Airspace Services, Federal Aviation Administration, 800 Independence Avenue SW., Washington, DC 20591; telephone: (202) 267-8783.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">History</HD>
        <P>On April 23, 2012, the FAA published in the<E T="04">Federal Register</E>a notice of proposed rulemaking (NPRM) to establish two new RNAV routes in the southwestern United States (78 FR 24156). An NPRM correction published in the<E T="04">Federal Register</E>of May 23, 2012 (77 FR 30437) corrected the description of VOR Federal airway V-16.</P>
        <P>Interested parties were invited to participate in this rulemaking effort by submitting written comments on the proposal. One comment was received which expressed support for the proposal.</P>
        <HD SOURCE="HD1">The Rule</HD>
        <P>The FAA is amending Title 14, Code of Federal Regulations (14 CFR) part 71 to modify the descriptions of Jet Route J-2, and VOR Federal airways V-16, V-66 and V-202 in southern Arizona and New Mexico. The FAA is taking this action due to the scheduled decommissioning of the Cochise, AZ, VORTAC, which is used in the descriptions of the routes. Specifically, the portion of J-2 that extends from Gila Bend, AZ; to Cochise, AZ; to El Paso, TX is realigned to proceed from Gila Bend to Tucson, AZ, and then to El Paso, TX (with the remainder of the route is unchanged). The portion of V-16 that currently extends from Tucson, AZ; to Cochise, AZ; to Columbus, NM, is realigned to proceed from Tucson, AZ; to San Simon, AZ; then to Columbus, NM (remainder of route unchanged). V-66 is modified by removing language that excludes altitudes above 13,000 feet MSL in one segment of the route no longer required by air traffic control. V-202 currently extends from Tucson, AZ; to Cochise, AZ; to San Simon, AZ; to Silver City, NM; to Truth or Consequences, NM. The western portion of V-202 that extends between Tucson-Cochise-San Simon is deleted. The modified V-202 begins at San Simon, AZ; to Silver City, NM; to Truth or Consequences, NM.</P>
        <P>Jet Routes are published in paragraph 2004, and Domestic VOR Federal airways are published in paragraph 6010, of FAA Order 7400.9V dated August 9, 2011, and effective September 15, 2011, which is incorporated by reference in 14 CFR 71.1. The Jet Routes and VOR Federal airways listed in this document will be published subsequently in the Order.</P>
        <P>The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. Therefore, this regulation: (1) Is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under Department of Transportation (DOT) Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. Since this is a routine matter that will only affect air traffic procedures and air navigation, it is certified that this rule, when promulgated, will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>The FAA's authority to issue rules regarding aviation safety is found in Title 49 of the United States Code. Subtitle I, Section 106 describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency's authority.</P>
        <P>This rulemaking is promulgated under the authority described in Subtitle VII, Part A, Subpart I, Section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of the airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it modifies Air Traffic Service routes to maintain the continuity of navigation guidance in the southwestern United States.</P>
        <HD SOURCE="HD1">Environmental Review</HD>
        <P>The FAA has determined that this action qualifies for categorical exclusion under the National Environmental Policy Act in accordance with FAA Order 1050.1E, “Environmental Impacts: Policies and Procedures,” paragraph 311a. This airspace action is not expected to cause any potentially significant environmental impacts, and no extraordinary circumstances exist that warrant preparation of an environmental assessment.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 71</HD>
          <P>Airspace, Incorporation by reference, Navigation (air).</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>In consideration of the foregoing, the Federal Aviation Administration amends 14 CFR part 71 as follows:</P>
        <REGTEXT PART="71" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 71—DESIGNATION OF CLASS A, B, C, D, AND E AIRSPACE AREAS; AIR TRAFFIC SERVICE ROUTES; AND REPORTING POINTS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 71 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="71" TITLE="14">
          <SECTION>
            <SECTNO>§ 71.1</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The incorporation by reference in 14 CFR 71.1 of FAA Order 7400.9V, Airspace Designations and Reporting Points, dated August 9, 2011, and effective September 15, 2011, is amended as follows:</AMDPAR>
          <EXTRACT>
            <HD SOURCE="HD2">Paragraph 2004Jet routes.</HD>
            <HD SOURCE="HD1">J-2 [Amended]</HD>

            <P>From Mission Bay, CA, via Imperial, CA; Bard, AZ; INT of the Bard 089° and Gila Bend, AZ, 261° radials; Gila Bend; Tucson, AZ; El Paso, TX; Fort Stockton, TX; Junction, TX; San Antonio, TX; Humble, TX; Lake Charles, LA; Baton Rouge, LA; Semmes, AL; Crestview, FL; INT of the Crestview 091° and the Seminole, FL, 290° radials; Seminole to Taylor, FL.<PRTPAGE P="35837"/>
            </P>
            <HD SOURCE="HD2">Paragraph 6010Domestic VOR federal airways.</HD>
            <HD SOURCE="HD1">V-16 [Amended]</HD>
            <P>From Los Angeles, CA; Paradise, CA; Palm Springs, CA; Blythe, CA; Buckeye, AZ; Phoenix, AZ; INT Phoenix 155° and Stanfield, AZ, 105° radials; Tucson, AZ; San Simon, AZ; INT San Simon 119° and Columbus, NM, 277° radials; Columbus; El Paso, TX; Salt Flat, TX; Wink, TX; INT Wink 066° and Big Spring, TX, 260° radials; Big Spring; Abilene, TX; Bowie, TX; Bonham, TX; Paris, TX; Texarkana, AR; Pine Bluff, AR; Marvell, AR; Holly Springs, MS; Jacks Creek, TN; Shelbyville, TN; Hinch Mountain, TN; Volunteer, TN; Holston Mountain, TN; Pulaski, VA; Roanoke, VA; Lynchburg, VA; Flat Rock, VA; Richmond, VA; INT Richmond 039° and Patuxent, MD, 228° radials; Patuxent; Smyrna, DE; Cedar Lake, NJ; Coyle, NJ; INT Coyle 036° and Kennedy, NY, 209° radials; Kennedy; INT Kennedy 040° and Calverton, NY 261° radials; Calverton; Norwich, CT; Boston, MA. The airspace within Mexico and the airspace below 2,000 feet MSL outside the United States is excluded. The airspace within Restricted Areas R-5002A, R-5002C, and R-5002D is excluded during their times of use. The airspace within Restricted Areas R-4005 and R-4006 is excluded.</P>
            <HD SOURCE="HD1">V-66 [Amended]</HD>
            <P>From Mission Bay, CA; Imperial, CA; 13 miles, 24 miles, 25 MSL; Bard, AZ; 12 miles, 35 MSL; INT Bard 089° and Gila Bend, AZ, 261º radials; 46 miles, 35 MSL; Gila Bend; Tucson, AZ, 7 miles wide (3 miles south and 4 miles north of centerline); Douglas, AZ; INT Douglas 064° and Columbus, NM, 277° radials; Columbus; El Paso, TX; 6 miles wide; INT El Paso 109° and Hudspeth, TX, 287° radials; 6 miles wide; Hudspeth; Pecos, TX; Midland, TX; INT Midland 083° and Abilene, TX, 252° radials; Abilene; to Millsap, TX. From Crimson, AL, Brookwood, AL; LaGrange, GA; INT LaGrange 120° and Columbus, GA, 068° radials; INT Columbus 068° and Athens, GA, 195° radials; Athens; Greenwood, SC; Sandhills, NC; Raleigh-Durham, NC; Franklin, VA.</P>
            <HD SOURCE="HD1">V-202 [Amended]</HD>
            <P>From San Simon, AZ; Silver City, NM; to Truth or Consequences, NM.</P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Washington, DC, on June 7, 2012.</DATED>
          <NAME>Colby Abbott,</NAME>
          <TITLE>Acting Manager, Airspace, Regulations and ATC Procedures Group.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14412 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Food and Drug Administration</SUBAGY>
        <CFR>21 CFR Part 516</CFR>
        <DEPDOC>[Docket No. FDA-2012-N-0002]</DEPDOC>
        <SUBJECT>Conditionally Approved New Animal Drugs for Minor Use and Minor Species; Masitinib</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Food and Drug Administration, HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Food and Drug Administration (FDA) is amending the animal drug regulations to reflect a conditionally approved supplemental application for conditional approval of a new animal drug (CNADA) intended for a minor use filed by AB Science. The supplemental CNADA provides for a revised indication for masitinib mesylate tablets in dogs.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective June 15, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Steven Fleischer, Center for Veterinary Medicine (HFV-110), Food and Drug Administration, 7500 Standish Pl., Rockville, MD 20855, 240-276-8234, email:<E T="03">steven.fleischer@fda.hhs.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>AB Science, 3 Avenue George V, 75008 Paris, France, filed a supplemental CNADA 141-308 for KINAVET-CA1 (masitinib mesylate) Tablets for a revised indication for the treatment of nonresectable Grade II or III cutaneous mast cell tumors in dogs that have not previously received radiotherapy and/or chemotherapy except corticosteroids. In accordance with the Federal Food, Drug, and Cosmetic Act (the FD&amp;C Act), as amended by the Minor Use and Minor Species Animal Health Act of 2004 (MUMS Act), this supplemental application is conditionally approved as of January 30, 2012, and the regulations in 21 CFR part 516 are amended to reflect this action.</P>
        <P>A summary of safety and effectiveness data and information submitted to support conditional approval of this application may be seen in the Division of Dockets Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852, between 9 a.m. and 4 p.m., Monday through Friday.</P>
        <P>KINAVET-CA1 (masitinib mesylate) Tablets for the intended uses conditionally approved by FDA under application number 141-308 qualifies for 7 years of exclusive marketing rights beginning on December 15, 2010, the date of the original conditional approval. This new animal drug qualifies for exclusive marketing rights under section 573(c) of the FD&amp;C Act (21 U.S.C. 360ccc-2(c)) because it has been declared a designated new animal drug by FDA under section 573(a) of the FD&amp;C Act.</P>
        <P>FDA has determined under 21 CFR 25.33 that this action is of a type that does not individually or cumulatively have a significant effect on the human environment. Therefore, neither an environmental assessment nor an environmental impact statement is required.</P>
        <P>This rule does not meet the definition of “rule” in 5 U.S.C. 804(3)(A) because it is a rule of “particular applicability.” Therefore, it is not subject to the congressional review requirements in 5 U.S.C. 801-808.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 21 CFR Part 516</HD>
          <P>Administrative practice and procedure, Animal drugs, Confidential business information, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>Therefore, under the Federal Food, Drug, and Cosmetic Act and under the authority delegated to the Commissioner of Food and Drugs and redelegated to the Center for Veterinary Medicine, 21 CFR part 516 is amended as follows:</P>
        <REGTEXT PART="516" TITLE="21">
          <PART>
            <HD SOURCE="HED">PART 516—NEW ANIMAL DRUGS FOR MINOR USE AND MINOR SPECIES</HD>
          </PART>
          <AMDPAR>1. The authority citation for 21 CFR part 516 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>21 U.S.C. 360ccc-1, 360ccc-2, 371.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="516" TITLE="21">
          <AMDPAR>2. In § 516.1318, revise paragraph (c)(2) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 516.1318</SECTNO>
            <SUBJECT>Masitinib.</SUBJECT>
            <STARS/>
            <P>(c) * * *</P>
            <P>(2)<E T="03">Indications for use.</E>For the treatment of nonresectable Grade II or III cutaneous mast cell tumors in dogs that have not previously received radiotherapy and/or chemotherapy except corticosteroids.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 8, 2012.</DATED>
          <NAME>Elizabeth Rettie,</NAME>
          <TITLE>Deputy Director, Office of New Animal Drug Evaluation, Center for Veterinary Medicine.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14635 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4160-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <PRTPAGE P="35838"/>
        <AGENCY TYPE="N">PENSION BENEFIT GUARANTY CORPORATION</AGENCY>
        <CFR>29 CFR Parts 4022 and 4044</CFR>
        <SUBJECT>Allocation of Assets in Single-Employer Plans; Benefits Payable in Terminated Single-Employer Plans; Interest Assumptions for Valuing and Paying Benefits</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Pension Benefit Guaranty Corporation.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This final rule amends the Pension Benefit Guaranty Corporation's regulations on Benefits Payable in Terminated Single-Employer Plans and Allocation of Assets in Single-Employer Plans to prescribe interest assumptions under the benefit payments regulation for valuation dates in July 2012 and interest assumptions under the asset allocation regulation for valuation dates in the third quarter of 2012. The interest assumptions are used for valuing and paying benefits under terminating single-employer plans covered by the pension insurance system administered by PBGC.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective July 1, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Catherine B. Klion (<E T="03">Klion.Catherine@PBGC.gov</E>), Manager, Regulatory and Policy Division, Legislative and Regulatory Department, Pension Benefit Guaranty Corporation, 1200 K Street NW., Washington, DC 20005, 202-326-4024. (TTY/TDD users may call the Federal relay service toll free at 1-800-877-8339 and ask to be connected to 202-326-4024.)</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>PBGC's regulations on Allocation of Assets in Single-Employer Plans (29 CFR part 4044) and Benefits Payable in Terminated Single-Employer Plans (29 CFR part 4022) prescribe actuarial assumptions—including interest assumptions—for valuing and paying plan benefits under terminating single-employer plans covered by title IV of the Employee Retirement Income Security Act of 1974. The interest assumptions in the regulations are also published on PBGC's Web site (<E T="03">http://www.pbgc.gov</E>).</P>
        <P>The interest assumptions in Appendix B to Part 4044 are used to value benefits for allocation purposes under ERISA section 4044. PBGC uses the interest assumptions in Appendix B to Part 4022 to determine whether a benefit is payable as a lump sum and to determine the amount to pay. Appendix C to Part 4022 contains interest assumptions for private-sector pension practitioners to refer to if they wish to use lump-sum interest rates determined using PBGC's historical methodology. Currently, the rates in Appendices B and C of the benefit payment regulation are the same.</P>
        <P>The interest assumptions are intended to reflect current conditions in the financial and annuity markets. Assumptions under the asset allocation regulation are updated quarterly; assumptions under the benefit payments regulation are updated monthly. This final rule updates the benefit payments interest assumptions for July 2012 and updates the asset allocation interest assumptions for the third quarter (July through September) of 2012.</P>
        <P>The third quarter 2012 interest assumptions under the allocation regulation will be 2.95 percent for the first 20 years following the valuation date and 3.66 percent thereafter. In comparison with the interest assumptions in effect for the second quarter of 2012, these interest assumptions represent no change in the select period (the period during which the select rate (the initial rate) applies), a decrease of 0.16 percent in the select rate, and an increase of 0.30 percent in the ultimate rate (the final rate).</P>
        <P>The July 2012 interest assumptions under the benefit payments regulation will be 1.00 percent for the period during which a benefit is in pay status and 4.00 percent during any years preceding the benefit's placement in pay status. In comparison with the interest assumptions in effect for June 2011, these interest assumptions represent a decrease of 0.25 percent in the immediate annuity rate and are otherwise unchanged.</P>
        <P>PBGC has determined that notice and public comment on this amendment are impracticable and contrary to the public interest. This finding is based on the need to determine and issue new interest assumptions promptly so that the assumptions can reflect current market conditions as accurately as possible.</P>
        <P>Because of the need to provide immediate guidance for the valuation and payment of benefits under plans with valuation dates during July 2012, PBGC finds that good cause exists for making the assumptions set forth in this amendment effective less than 30 days after publication.</P>
        <P>PBGC has determined that this action is not a “significant regulatory action” under the criteria set forth in Executive Order 12866.</P>
        <P>Because no general notice of proposed rulemaking is required for this amendment, the Regulatory Flexibility Act of 1980 does not apply. See 5 U.S.C. 601(2).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>29 CFR Part 4022</CFR>
        </LSTSUB>
        <P>Employee benefit plans, Pension insurance, Pensions, Reporting and recordkeeping requirements.</P>
        <HD SOURCE="HD2">29 CFR Part 4044</HD>
        <P>Employee benefit plans, Pension insurance, Pensions.</P>
        
        <P>In consideratin of the foregoing, 29 CFR parts 4022 and 4044 are amended as follows:</P>
        <REGTEXT PART="4022" TITLE="29">
          <PART>
            <HD SOURCE="HED">PART 4022—BENEFITS PAYABLE IN TERMINATED SINGLE-EMPLOYER PLANS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 4022 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>29 U.S.C. 1302, 1322, 1322b, 1341(c)(3)(D), and 1344.</P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="4022" TITLE="29">
          <AMDPAR>2. In appendix B to part 4022, Rate Set 225, as set forth below, is added to the table.</AMDPAR>
          <HD SOURCE="HD1">Appendix B to Part 4022—Lump Sum Interest Rates for PBGC Payments</HD>
          <STARS/>
          <GPOTABLE CDEF="10C,10C,10C,10C,10C,10C,10C,10C,10C" COLS="9" OPTS="L1,tp0,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">Rate set</CHED>
              <CHED H="1">For plans with a valuation date</CHED>
              <CHED H="2">On or after</CHED>
              <CHED H="2">Before</CHED>
              <CHED H="1">Immediate annuity rate<LI>(percent)</LI>
              </CHED>
              <CHED H="1">Deferred annuities (percent)</CHED>
              <CHED H="2">
                <E T="03">i</E>
                <E T="52">1</E>
              </CHED>
              <CHED H="2">
                <E T="03">i</E>
                <E T="52">2</E>
              </CHED>
              <CHED H="2">
                <E T="03">i</E>
                <E T="52">3</E>
              </CHED>
              <CHED H="2">
                <E T="03">n</E>
                <E T="52">1</E>
              </CHED>
              <CHED H="2">
                <E T="03">n</E>
                <E T="52">2</E>
              </CHED>
            </BOXHD>
            <ROW>
              <ENT I="22"/>
            </ROW>
            <ROW>
              <ENT I="28">*******</ENT>
            </ROW>
            <ROW>
              <ENT I="01">225</ENT>
              <ENT>7-1-12</ENT>
              <ENT>8-1-12</ENT>
              <ENT>1.00</ENT>
              <ENT>4.00</ENT>
              <ENT>4.00</ENT>
              <ENT>4.00</ENT>
              <ENT>7</ENT>
              <ENT>8</ENT>
            </ROW>
          </GPOTABLE>
        </REGTEXT>
        <REGTEXT PART="4022" TITLE="29">
          <PRTPAGE P="35839"/>
          <AMDPAR>3. In appendix C to part 4022, Rate Set 225, as set forth below, is added to the table.</AMDPAR>
          <HD SOURCE="HD1">Appendix C to Part 4022—Lump Sum Interest Rates for Private-Sector Payments</HD>
          <STARS/>
          <GPOTABLE CDEF="10C,10C,10C,10C,10C,10C,10C,10C,10C" COLS="9" OPTS="L1,tp0,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">Rate set</CHED>
              <CHED H="1">For plans with a valuation date</CHED>
              <CHED H="2">On or after</CHED>
              <CHED H="2">Before</CHED>
              <CHED H="1">Immediate annuity rate<LI>(percent)</LI>
              </CHED>
              <CHED H="1">Deferred annuities (percent)</CHED>
              <CHED H="2">
                <E T="03">i</E>
                <E T="52">1</E>
              </CHED>
              <CHED H="2">
                <E T="03">i</E>
                <E T="52">2</E>
              </CHED>
              <CHED H="2">
                <E T="03">i</E>
                <E T="52">3</E>
              </CHED>
              <CHED H="2">
                <E T="03">n</E>
                <E T="52">1</E>
              </CHED>
              <CHED H="2">
                <E T="03">n</E>
                <E T="52">2</E>
              </CHED>
            </BOXHD>
            <ROW>
              <ENT I="22"/>
            </ROW>
            <ROW>
              <ENT I="28">*******</ENT>
            </ROW>
            <ROW>
              <ENT I="01">225</ENT>
              <ENT>7-1-12</ENT>
              <ENT>8-1-12</ENT>
              <ENT>1.00</ENT>
              <ENT>4.00</ENT>
              <ENT>4.00</ENT>
              <ENT>4.00</ENT>
              <ENT>7</ENT>
              <ENT>8</ENT>
            </ROW>
          </GPOTABLE>
        </REGTEXT>
        <REGTEXT PART="4044" TITLE="29">
          <PART>
            <HD SOURCE="HED">PART 4044—ALLOCATION OF ASSETS IN SINGLE-EMPLOYER PLANS</HD>
          </PART>
          <AMDPAR>4. The authority citation for part 4044 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>29 U.S.C. 1301(a), 1302(b)(3), 1341, 1344, 1362.</P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="4044" TITLE="29">
          <AMDPAR>5. In appendix B to part 4044, a new entry for July-September 2012, as set forth below, is added to the table.</AMDPAR>
          <HD SOURCE="HD1">Appendix B to Part 4044—Interest Rates Used To Value Benefits</HD>
          <STARS/>
          <GPOTABLE CDEF="s25,10C,10C,10C,10C,xls40,xls40" COLS="7" OPTS="L1,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1" O="L">For valuation dates occurring in the month—</CHED>
              <CHED H="1" O="L">The values of<E T="03">i</E>
                <E T="52">t</E>are:</CHED>
              <CHED H="2">
                <E T="03">i</E>
                <E T="52">t</E>
              </CHED>
              <CHED H="2">for<E T="03">t</E>=</CHED>
              <CHED H="2">
                <E T="03">i</E>
                <E T="52">t</E>
              </CHED>
              <CHED H="2">for<E T="03">t</E>=</CHED>
              <CHED H="2">
                <E T="03">i</E>
                <E T="52">t</E>
              </CHED>
              <CHED H="2">for<E T="03">t</E>=</CHED>
            </BOXHD>
            <ROW>
              <ENT I="22"/>
            </ROW>
            <ROW>
              <ENT I="28">*******</ENT>
            </ROW>
            <ROW>
              <ENT I="01">July-September 2012</ENT>
              <ENT>0.0295</ENT>
              <ENT>1-20</ENT>
              <ENT>0.0366</ENT>
              <ENT>&gt;20</ENT>
              <ENT>N/A</ENT>
              <ENT>N/A</ENT>
            </ROW>
          </GPOTABLE>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Washington, DC, on this 11th day of June 2012.</DATED>
          <NAME>John H. Hanley,</NAME>
          <TITLE>Director, Legislative and Regulatory Department, Pension Benefit Guaranty Corporation.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14722 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 7709-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Parts 100 and 165</CFR>
        <DEPDOC>[Docket No. USCG-2012-0100]</DEPDOC>
        <RIN>RIN 1625-AA00; 1625-AA08</RIN>
        <SUBJECT>Special Local Regulation and Security Zone: War of 1812 Bicentennial Commemoration, Port of Boston, MA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing a temporary special local regulation and temporary security zones during and after the War of 1812 Bicentennial Commemoration events in the Port of Boston, Massachusetts, to be held between June 28, 2012 and July 6, 2012. These regulations are necessary to promote the safe navigation of vessels and the safety of life and property during the heavy volume of vessel traffic expected during this event.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective and will be enforced from 9 a.m. on June 29, 2012 to 6 p.m. on July 6, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble are part of docket USCG-2012-0100. To view documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>type the docket number in the “SEARCH” Box and click “SEARCH.” Click on Open Docket Folder on the line associated with the rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation, West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary final rule, call or email Mr. Mark Cutter, Coast Guard Sector Boston Waterways Management Division, telephone 617-223-4000, email<E T="03">Mark.E.Cutter@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Table of Acronyms</HD>
        <EXTRACT>
          <FP SOURCE="FP-1">DHSDepartment of Homeland Security</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
        </EXTRACT>
        <HD SOURCE="HD1">A. Regulatory History and Information</HD>

        <P>On April 3, 2012, we published a notice of proposed rulemaking (NPRM) entitled: Special Local Regulation and Security Zone: War of 1812 Bicentennial Commemoration, Port of Boston, Massachusetts; in the<E T="04">Federal Register</E>(77 FR 19963). Two comments were received in the proposed rule's docket:</P>
        <P>• One comment was accidentally misfiled from an unrelated FAA regulation and did not pertain to our proposed rulemaking. It has since been removed from the docket for this rule by the Docket Management System.</P>
        <P>• One comment asked simply “Will there be any provisions for Press Boats for the event? If so how should the vessel be flagged or identified as such?” The Coast Guard recommends that a boat with members of the media onboard, display something with the word “MEDIA” that is visible to other vessels.</P>
        <P>No public meeting was requested of the Coast Guard, and none was held.</P>

        <P>The event sponsor hosted a planning and coordination meeting that was open to the public on October 12, 2011 and held an Initial Planning Conference on February 14-15, 2012 and a mid-term planning conference on May 8, 2012 in<PRTPAGE P="35840"/>Boston, MA. Recommendations to employ a similar pattern to that which was used during the Sail Boston 2009 events were received during this meeting; such recommendations are incorporated into this document.</P>
        <P>Additionally, informal discussions were held with port stakeholders in December 2011, January, March, April, and May 2012 during the Boston's Port Operators Group monthly Meetings, and comments recommending the use of traffic patterns the way they were used during Sail Boston 2009 have been addressed.</P>
        <P>On January 26, 2012 the Coast Guard briefed federal, state, and local government agencies to update them on Coast Guard planning for the War of 1812 Bicentennial Commemoration Events. This meeting was also attended by several local business leaders. Nothing discussed at this meeting impacted the drafting of this proposed regulation.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. Any delay in the effective date of this rule could jeopardize the safety of life on navigable waters and protection of U.S. and Foreign military vessels, U.S. and foreign government sailing vessels, private vessels, spectators, and the Port of Boston during these events.</P>
        <HD SOURCE="HD1">B. Basis and Purpose</HD>
        <P>The legal basis for the temporary rule is 33 U.S.C. 1226, 1231, 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; Public Law 107-295, 116 Stat. 2064; and Department of Homeland Security Delegation No. 0170.1, which collectively authorize the Coast Guard to define special local regulations and security zones.</P>
        <P>The purpose of this rule is to promote the safe navigation of vessels and the safety of life and property during the heavy volume of vessel traffic expected in the Port of Boston during the War of 1812 Bicentennial Commemoration events.</P>
        <HD SOURCE="HD1">C. Discussion of Comments, Changes and the Final Rule</HD>
        <P>The United States Navy is planning a series of events nationwide to celebrate the commemoration of the War of 1812. The Port of Boston events will occur between June 28 and July 6, 2012. The events will consist of a gathering of U.S and foreign military vessels, U.S. and foreign government sailing vessels mooring in various berths throughout the Port of Boston.</P>
        <P>The War of 1812 Bicentennial Commemoration events are expected to conform to the following outline of events:</P>
        <P>1. June 28-29—Multiple U.S. and foreign military vessels arrive;</P>
        <P>2. June 30: Arrival of the U.S. and foreign government sailing vessels;</P>
        <P>3. June 28 through July 6: Security Zones in effect;</P>
        <P>4. June 30 through July 6: Public tours of U.S and Foreign military vessels and U.S and foreign government sailing vessels;</P>
        <P>5. June 29 through July 6: Vessel movement control measures in effect;</P>
        <P>6. July 4: USS CONSTITUTION and USCGC EAGLE Parade;</P>
        <P>7. July 4: USN Blue Angles aerial demonstration.</P>
        <P>On July 4, starting at 11 a.m. there will be salute to the USS CONSITUTION and USCGC EAGLE as they sail from Constitution Pier, outbound Boston Main Channel to Castle Island and return. This will be followed by an air demonstration by the Navy's Blue Angels above Boston Inner Harbor at approximately 12:15 p.m.</P>
        <HD SOURCE="HD2">Special Local Regulations</HD>
        <P>In the year 2009, a similar event, Sail Boston 2009, drew several hundred thousand spectators by both land as well as water to Boston Harbor.</P>
        <P>Recognizing the significant draw this event may have on recreational boating traffic, the Coast Guard's is establishing a special local regulation that would create vessel movement control measures in Boston Harbor through a Regulated Area, which will be in effect during the War of 1812 Bicentennial Commemoration events.</P>
        <P>This regulated area is needed for vessel movement control measures and to facilitate law enforcement vessel access to support facilities. Additionally, the regulated areas will protect the maritime public and participating vessels from possible hazards to navigation associated with dense vessel traffic.</P>
        <P>The Regulated Area establishes a counter-clockwise traffic pattern around Boston Inner Harbor to ensure spectator vessels are following an organized route, facilitating the smooth flow of boating traffic, thereby minimizing disruption on the waterway. A Coast Guard Patrol Commander (PATCOM) will be designated and on scene controlling the flow of traffic through the Regulated Area.</P>
        <P>The waterway between the World Trade Center Pier and the Fish Pier, as well as the waterway within the Reserved Channel do not constitute large areas for unhindered navigation. Due to the navigation restrictions in these waterways, when vessels over 125 feet enter the area, on-scene patrol personnel will halt the flow of vessel traffic and allow no other vessel in the channel until the vessel greater than 125 feet is clear of the narrow channel.</P>
        <P>Due to concerns of tenants at the World Trade Center, Fish Piers and the Black Falcon Terminal, waterside viewing hours for vessels berthed at these facilities will be limited to times specified in the regulatory text, outside of which only vessels which are tenants within the channels of the World Trade Center, Fish Pier and Reserved Channel will be authorized access within those areas.</P>
        <P>A comment was received on the proposed ruling requesting to know what provisions will be made to identify press boats. To help identify a press boat, The Coast Guard recommends that a boat with members of the media onboard, display something with the word “MEDIA” that is visible to other vessels.</P>
        <HD SOURCE="HD2">Security Zones</HD>
        <P>Additionally, the Coast Guard is establishing 25-yard security zones surrounding participating vessels while moored. The regulations will be in effect in Boston Harbor throughout the effective period. These restrictions are expected to minimize the risks associated with the anticipated large number of recreational vessel traffic within the confines of Boston Inner Harbor operating in conjunction with commercial deep draft vessel traffic that pose a significant threat to the safety of life.</P>
        <P>This rule is effective and will be enforced from 9 a.m. on June 29, 2012 to 6 p.m. on July 6, 2012.</P>
        <HD SOURCE="HD1">D. Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>

        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under that Order.<PRTPAGE P="35841"/>
        </P>
        <P>Although this regulation imposes traffic restrictions in portions of Boston Harbor during the events, the effect of this regulation will not be significant for the following reasons: the regulated area and security zones will only be in place during the week long War of 1812 activities, and Extensive advance notice will be made to mariners via appropriate means, which may include broadcast notice to mariners, local notice to mariners, facsimile, marine safety information bulletin, local Port Operators Group meetings, the Internet, USCG Sector Boston Homeport Web page, and local newspapers and media. The advance notice will permit mariners to adjust their plans accordingly. Additionally, the regulated area is tailored to impose the least impact on maritime interests without compromising safety.</P>
        <P>Similar restrictions were established for Sailing Boston 1992, 2000, and 2009 events. Based upon the Coast Guard's experiences from those previous similar magnitude events, these regulations have been narrowly tailored to impose the least impact on maritime interests yet provide the necessary level of safety.</P>
        <HD SOURCE="HD2">2. Impact on Small Entities</HD>
        <P>The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612, as amended requires federal agencies to consider the potential impact of regulations on small entitles during rulemaking. The Coast Guard certifies under 5 U.S.C. 605(b) that this rule would not have a significant economic impact on a substantial number of small entities.</P>
        <P>This rule would affect the following entities, some of which might be small entities: The owners or operators of vessels intending to transit, fish, or anchor in portions of Boston Harbor during various times during the effective period.</P>
        <P>The rule would not have a significant economic impact on a substantial number of small entities for the same reasons outlined in the Executive Order 12866 and Executive Order 13563 section above.</P>
        <HD SOURCE="HD2">3. Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this rule. If the would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>, above.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">4. Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD2">5. Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this rule under that Order and determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD2">6. Protest Activities</HD>

        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.</P>
        <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">8. Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD2">9. Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">10. Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD2">11. Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>This action is not a “Significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">14. Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule involves temporary security zones and a special local regulation. This regulatory action is categorically excluded from further environmental analysis and review paragraph 34(g) and (h) respectively of figure 2-1 of the Commandant Instruction. An environmental analysis checklist and Categorical Exclusion Determination are available in the<PRTPAGE P="35842"/>docket where indicated under<E T="02">ADDRESSES</E>. We seek any comments or information that may lead to the discovery of a significant environmental impact from this rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>33 CFR Part 100</CFR>
          <P>Marine Safety, Navigation (water), Reporting and recordkeeping requirements, Waterways.</P>
          <CFR>33 CFR Part 165</CFR>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 100 and 165 as follows:</P>
        <REGTEXT PART="100" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 100—SAFETY OF LIFE ON NAVIGABLE WATERS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 100 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1233.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="100" TITLE="33">
          <AMDPAR>2. Add temporary § 100.35T01-0100 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 100.35T01-0100</SECTNO>
            <SUBJECT>Special Local Regulation; War of 1812 Bicentennial Commemoration, Port of Boston, Massachusetts.</SUBJECT>
            <P>(a)<E T="03">Location:</E>This special local regulation establishes a regulated area to include all waters west of a line drawn from position 42°20′21″ N, 71°00′37″ W, the monument at Castle Island, to position 42°20′45″ N, 71°00′29″ W, the Logan Airport Security Zone Buoy “24” and then position 42°20′48″ N, 71°00′27″ W, a point of land, including the Reserved Channel to position 42°20′34″ N, 71°02′11″ W, the Summer Street retractile bridge, the Charles River to position 42°22′07″ N, 71°03′40″ W, the Gridley Locks at the Charles River Dam, the Mystic River to position 42°23′22″ N, 71°04′16″ W, the Alford Street Bridge and the Chelsea River to position 42°23′09″ N, 71°02′21″ W the McArdle Bridge.</P>
            <P>(b)<E T="03">Special Local Regulations.</E>
            </P>
            <P>(1) During the effective period, vessel operators transiting through the regulated area shall proceed in a counterclockwise direction at no wake speeds not to exceed five knots, unless otherwise authorized by the Captain of the Port.</P>
            <P>(2) Vessel operators shall comply with the instructions of on-scene Coast Guard patrol personnel. On-scene Coast Guard patrol personnel include commissioned, warrant, and petty officers of the Coast Guard onboard Coast Guard, Coast Guard Auxiliary, local, state, and federal law enforcement vessels.</P>
            <P>(3) From 9 a.m. on June 29, 2012 through 6 p.m. on July 6, 2012 vessel control measures will be implemented. The traffic pattern will be in a counterclockwise rotation, such that all vessels shall stay generally as far to the starboard side of the channel as is safe and practicable.</P>
            <P>(4) To facilitate commercial ferry traffic with minimal disruption, commercial ferries within the regulated area, moving between stops on their normal routes, will be exempt from the mandatory counterclockwise traffic pattern. This exemption does not give ferries navigational precedence or in any way alter their responsibilities under the Rules of the Road or any other pertinent regulations.</P>
            <P>(5) Vessel operators transiting the waterway between the Fish Pier and World Trade Center must enter and keep to the starboard side of the channel, proceeding as directed by on-scene Coast Guard patrol personnel. Vessel traffic shall move in a counterclockwise direction around a turning point as marked by an appropriate on-scene patrol vessel.</P>
            <P>(6) Vessel operators transiting the regulated area must maintain at least twenty five (25) yard safe distance from all official War of 1812 event participants, all U.S. military vessels under 100 feet, and all foreign military vessels, and must make way for all deep draft vessel traffic underway in the regulated area.</P>
            <P>(7) When a vessel greater than 125 feet enters the waterway between the World Trade Center and the Fish Pier and inside the Reserved Channel, no other vessel will be allowed to enter until that vessel departs that area unless authorized by the on-scene Patrol Commander.</P>
            <P>(8) From 10 p.m. through 8 a.m. daily, while regulated area is in effect, only vessels which are tenants within the channels of the World Trade Center, Fish Pier and Reserved Channel will be authorized access.</P>
            <P>(9) The Captain of the Port (COTP) may control the movement of all vessels operating on the navigable waters of Boston Harbor when the COTP has determined that such orders are justified in the interest of safety by reason of weather, visibility, sea conditions, temporary port congestion, and other temporary hazards circumstance.</P>
            <P>(c)<E T="03">Effective period.</E>This regulation is effective from 9 a.m. on June 29, 2012 through 6 p.m. on July 6, 2012.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>3. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1226, 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6 and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>4. Add temporary § 165.T01-0100 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T01-0100</SECTNO>
            <SUBJECT>Security Zones: War of 1812 Bicentennial Commemoration, Port of Boston, Massachusetts.</SUBJECT>
            <P>(a)<E T="03">Location.</E>The following are security zones: A twenty five (25) yard safety and security zone around all moored official War of 1812 event participants, all moored U.S. military vessels under 100 feet, and all foreign military vessels within the Captain of the Port Zone Boston.</P>
            <P>(b)<E T="03">Definitions.</E>For purposes of this section “Designated on-scene representative” is any Coast Guard commissioned, warrant, or petty officer who has been designated by the Captain of the Port (COTP) Boston to act on the COTP's behalf. The designated on-scene representative may be on a Coast Guard vessel, or onboard a federal, state, or local agency vessel that is authorized to act in support of the Coast Guard.</P>
            <P>(c)<E T="03">Effective period.</E>This regulation is effective from 9 a.m. on June 28, 2012 until 6 p.m. on July 6, 2012.</P>
            <P>(d)<E T="03">Regulations.</E>
            </P>
            <P>(1) In accordance with the general regulations in 33 CFR 165.33, subpart D, no person or vessel may enter, transit, anchor or otherwise move within the security zones created by this section unless granted permission to do so by the COTP Boston or the designated on-scene representative.</P>
            <P>(2) Vessel operators desiring to enter or operate within the security zone shall contact the COTP or the designated on-scene representative via VHF channel 16 to obtain permission.</P>
            <P>(3) Penalties. Vessels or persons violating this rule are subject to the penalties set forth in 33 U.S.C. 1232 and 50 U.S.C. 192.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 4, 2012.</DATED>
          <NAME>J.N. Healey,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port Boston.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14650 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <PRTPAGE P="35843"/>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2012-0534]</DEPDOC>
        <SUBJECT>Drawbridge Operation Regulation; Umpqua River, Reedsport, OR</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of temporary deviation from regulations.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard has issued a temporary deviation from the operating schedule that governs the US 101 Highway Bridge across the Umpqua River, mile 11.1, at Reedsport, OR. This deviation is necessary to accommodate electrical system upgrades on the bridge. This deviation allows the US 101 Umpqua River Bridge to remain in the closed position during system upgrade and maintenance.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This deviation is effective from 8 a.m. on June 25, 2012 through 5 p.m. June 28, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble as being available in the docket are part of docket USCG-2012-0534 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2012-0534 in the “Keyword” box and then clicking “Search”. They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email the Bridge Administrator, Coast Guard Thirteenth District; telephone 206-220-7282; email<E T="03">randall.d.overton@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Oregon Department of Transportation has requested that the US 101 Umpqua River Bridge remain closed to vessel traffic to facilitate electrical system upgrades to the bridge's control circuitry. The US 101 Bridge crosses the Umpqua River at mile 11.1 and provides 36 feet of vertical clearance above mean high water when in the closed position. Vessels which do not require an opening of the bridge may continue to transit beneath the bridge during this maintenance period. Under normal conditions the US 101 Umpqua River Bridge operates in accordance with 33 CFR 117.893(a) which states that the draw shall open on signal if at least two hours advance notice is given. This deviation period is from 8 a.m. on June 25, 2012 through 5 p.m. June 28, 2012. The deviation allows the US 101 Umpqua River Bridge, mile 11.1, to remain in the closed position and need not open for maritime traffic from 8 a.m. June 25, 2012 through 5 p.m. June 28, 2012. The bridge shall operate in accordance to 33 CFR 117.893(a) at all other times. Waterway usage on this stretch of the Umpqua River includes vessels ranging from occasional commercial tug and barge to small pleasure craft. Mariners will be notified and kept informed of the bridge's operational status via the Coast Guard Notice to Mariners publication and Broadcast Notice to Mariners as appropriate. The draw span will be required to open, if needed, for public vessels of the United States and for vessels engaged in emergency response operations during this closure period.</P>
        <P>In accordance with 33 CFR 117.35(e), the drawbridge must return to its regular operating schedule immediately at the end of the designated time period. This deviation from the operating regulations is authorized under 33 CFR 117.35.</P>
        <SIG>
          <DATED>Dated: June 6, 2012.</DATED>
          <NAME>Randall D. Overton,</NAME>
          <TITLE>Bridge Administrator.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14642 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2012-0192]</DEPDOC>
        <SUBJECT>Drawbridge Operation Regulation; Atlantic Intracoastal Waterway (AIWW), at Wrightsville Beach, NC; Cape Fear and Northeast Cape Fear River, at Wilmington, NC</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of temporary deviation from regulations.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commander, Coast Guard Fifth District, has issued a temporary deviation from the operating schedules that govern three North Carolina Department of Transportation (NCDOT) bridges: The S.R. 74 Bridge, across AIWW, mile 283.1 at Wrightsville Beach, NC; the Cape Fear Memorial Bridge across the Cape Fear River, mile 26.8; and the Isabel S. Holmes Bridge across the Northeast Cape Fear River, mile 1.0; both at Wilmington, NC. The deviation is necessary to accommodate the YMCA Tri Span 5K &amp; 10K races. This deviation allows the bridges to remain in the closed position during the races.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This deviation is effective from 7 a.m. through 9 a.m. on Saturday, July 14, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble as being available in the docket are part of docket USCG-2012-0192 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2012-0192 in the “Keyword” box and then clicking “Search”. They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Terrance Knowles, Coast Guard; telephone 757-398-6587, email<E T="03">Terrance.A.Knowles@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Wilmington Family YMCA, on behalf of NCDOT, has requested a temporary deviation from the current operating schedules for the S.R. 74 Bridge, across AIWW, mile 283.1 at Wrightsville Beach, NC; the Cape Fear Memorial Bridge across the Cape Fear River, mile 26.8; and the Isabel S. Holmes Bridge across the Northeast Cape Fear River, mile 1.0; both at Wilmington, NC. The requested deviation is to accommodate the annual YMCA Tri Span 5K &amp; 10K races scheduled for Saturday, July    14, 2012. To facilitate these events, the draw of the bridges will be maintained in the closed-to-navigation positions from 7 a.m. to 9 a.m.</P>
        <P>The SR 74 Bridge is a double-leaf bascule drawbridge with a vertical clearance of 20 feet, above mean high water, in the closed position. The current operating schedule is set out in 33 CFR 117.821(a)(4). During the month of July, the bridge is required to open on signal, except that from 7 a.m. to 7 p.m., the draw need only open on the hour.</P>

        <P>The Cape Fear Memorial Bridge is a vertical-lift drawbridge with a vertical clearance of 65 feet, above mean high water, in the closed position. The current operating schedule is set out in 33 CFR 117.823. During the month of<PRTPAGE P="35844"/>July the bridge is required to open on signal, except that on the second Saturday of July of every year, the draw need not open 8 a.m. to 10 a.m.</P>
        <P>The Isabel S. Holmes Bridge is a double-leaf bascule drawbridge with a vertical clearance of 40 feet, above mean high water, in the closed position. The current operating schedule is set out in 33 CFR 117.829. During the month of July the bridge is required to open on signal except that the draw will be closed to pleasure craft, from 6 a.m. to 6 p.m., every day, except at 10 a.m. and 2 p.m., when the draw will open for all waiting vessels; and the draw need not open, from 8 a.m. to 10 a.m., on the second Saturday of July of every year. Vessels that can pass under these bridges in the closed position may do so at any time. The bridges will be able to open for emergencies.</P>
        <P>There are no alternate routes available to vessels transiting these waterways. These races have been an annual event; therefore local waterway users should be familiar with the closure. To ensure that waterway users are aware of the closure, the Coast Guard will issue a Local and Broadcast Notice to Mariners to allow mariners to schedule their transits accordingly. Most waterway traffic for these bridges consists of recreational boats with a few barges and tugs in the daytime.</P>
        <P>In accordance with 33 CFR 117.35(e), the drawbridge must return to its regular operating schedule immediately at the end of the designated time period. This deviation from the operating regulations is authorized under 33 CFR 117.35.</P>
        <SIG>
          <DATED>Dated: June 7, 2012.</DATED>
          <NAME>Waverly W. Gregory, Jr.,</NAME>
          <TITLE>Bridge Program Manager, Fifth Coast Guard District.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14644 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2012-0536]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone; Olde Ellison Bay Days Fireworks Display, Ellison Bay, WI</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing a temporary safety zone on Lake Michigan in Ellison Bay, Wisconsin. This safety zone is intended to restrict vessels from a portion of Lake Michigan during the Olde Ellison Bay Days Fireworks display. This temporary safety zone is necessary to protect spectators and vessels from the hazards associated with a fireworks display.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule will be effective between 9 p.m. until 10 p.m. on June 25, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble are part of docket [USCG-2012-0536]. To view documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>type the docket number in the “SEARCH” box, and click “Search.” You may visit the Docket Management Facility, Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary rule, call or email CWO Jon Grob, U.S. Coast Guard Sector Lake Michigan; telephone 414-747-7188, email<E T="03">Jon.K.Grob@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Table of Acronyms</HD>
        <EXTRACT>
          <FP SOURCE="FP-1">DHSDepartment of Homeland Security</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
        </EXTRACT>
        <HD SOURCE="HD1">A. Regulatory History and Information</HD>
        <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because doing so would be impracticable. The final details for this event were not known to the Coast Guard until there was insufficient time remaining before the event to publish an NPRM. Thus, delaying the effective date of this rule to wait for a comment period to run would be impracticable and it would inhibit the Coast Guard's ability to protect spectators and vessels from the hazards associated with a maritime fireworks display, which are discussed further below.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. For the same reasons discussed in the preceding paragraph, waiting for 30 day notice period run would be impracticable and contrary to the public interest.</P>
        <HD SOURCE="HD1">B. Basis and Purpose</HD>
        <P>Between 9 p.m. and 10 p.m. on June 25, 2012, a fireworks display will be held on Lake Michigan in Ellison Bay, WI. The Captain of the Port, Sector Lake Michigan has determined that fireworks launched proximate to a gathering of watercraft pose a significant risk to public safety and property. Such hazards include premature and accidental detonations, dangerous projectiles, and falling or burning debris.</P>
        <HD SOURCE="HD1">C. Discussion of Rule</HD>
        <P>With the aforementioned hazards in mind, the Captain of the Port, Sector Lake Michigan, has determined that this temporary safety zone is necessary to ensure the safety of spectators and vessels during the Town of Porter Fireworks. This zone will be effective and enforced from 9 p.m. until 10 p.m. on June 25, 2012. This zone will encompass all waters of Lake Michigan, Ellison Bay, WI within a 400 foot radius of position 45°15′39.36″ N and 87°05′03″ W (NAD 83).</P>
        <P>Entry into, transiting, or anchoring within the safety zone is prohibited unless authorized by the Captain of the Port, Sector Lake Michigan, or his designated on-scene representative. The Captain of the Port or his designated on-scene representative may be contacted via VHF Channel 16.</P>
        <HD SOURCE="HD1">D. Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 14 of these statutes or executive orders.</P>
        <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>

        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. Executive Order 12866 or under section 1 of<PRTPAGE P="35845"/>Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders. It is not “significant” under the regulatory policies and procedures of the Department of Homeland Security (DHS). We conclude that this rule is not a significant regulatory action because we anticipate that it will have minimal impact on the economy, will not interfere with other agencies, will not adversely alter the budget of any grant or loan recipients, and will not raise any novel legal or policy issues. The safety zone created by this rule will be relatively small and enforced for relatively short time. Also, the safety zone is designed to minimize its impact on navigable waters. Furthermore, the safety zone has been designed to allow vessels to transit around it. Thus, restrictions on vessel movement within that particular area are expected to be minimal. Under certain conditions, moreover, vessels may still transit through the safety zone when permitted by the Captain of the Port.</P>
        <HD SOURCE="HD2">2. Impact on Small Entities</HD>
        <P>The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612, as amended, requires federal agencies to consider the potential impact of regulations on small entities during rulemaking. The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
        <P>This rule will affect the following entities, some of which might be small entities: The owners or operators of vessels intending to transit or anchor in a portion of Lake Michigan on the evening of June 25, 2012.</P>
        <P>This safety zone will not have a significant economic impact on a substantial number of small entities for the following reasons: This safety zone would be activated, and thus subject to enforcement, for only one hour in the evening. Traffic may be allowed to pass through the zone with the permission of the Captain of the Port. The Captain of the Port can be reached via VHF channel 16. Before the activation of the zone, we would issue local Broadcast Notice to Mariners.</P>
        <HD SOURCE="HD2">3. Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section above.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">4. Collection of Information</HD>
        <P>This rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD2">5. Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this rule under that Order and determined that this rule does not have implications for federalism.</P>
        <HD SOURCE="HD2">6. Protest Activities</HD>

        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the<E T="02">FOR FURTHER INTFORMATION CONTACT</E>section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.</P>
        <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">8. Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD2">9. Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">10. Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children From Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD2">11. Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination With Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>This action is not a “significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">14. Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule involves the establishment of a safety zone, and therefore it is categorically excluded from further review under paragraph 34(g) of Figure 2-1 of the Commandant Instruction. An environmental analysis checklist supporting this determination and a Categorical Exclusion<PRTPAGE P="35846"/>Determination are available in the docket where indicated under<E T="02">ADDRESSES</E>. We seek any comments or information that may lead to the discovery of a significant environmental impact from this rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR parts 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapters 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. Add § 165.T09-0536 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T09-0536</SECTNO>
            <SUBJECT>Safety Zone; Olde Ellison Bay Days Fireworks Display, Ellison Bay, Wisconsin.</SUBJECT>
            <P>
              <E T="03">(a) Location.</E>The safety zone will encompass all waters of Lake Michigan, Ellison Bay, Wisconsin within a 400 foot radius of position 45°15′36″ N and 87°05′03″ W (NAD 83).</P>
            <P>
              <E T="03">(b) Effective and enforcement period.</E>This regulation is effective and will be enforced on June 25, 2012 from 9 p.m. until 10 p.m.</P>
            <P>
              <E T="03">(c) Regulations.</E>(1) In accordance with the general regulations in section 165.23 of this part, entry into, transiting, or anchoring within this safety zone is prohibited unless authorized by the Captain of the Port, Sector Lake Michigan or his designated on-scene representative.</P>
            <P>(2) This safety zone is closed to all vessel traffic, except as may be permitted by the Captain of the Port, Sector Lake Michigan or his designated on-scene representative.</P>
            <P>(3) The “on-scene representative” of the Captain of the Port, Sector Lake Michigan is any Coast Guard commissioned, warrant or petty officer who has been designated by the Captain of the Port, Sector Lake Michigan to act on his behalf.</P>
            <P>(4) Vessel operators desiring to enter or operate within the safety zone shall contact the Captain of the Port, Sector Lake Michigan or his on-scene representative to obtain permission to do so. The Captain of the Port, Sector Lake Michigan or his on-scene representative may be contacted via VHF Channel 16. Vessel operators given permission to enter or operate in the safety zone must comply with all directions given to them by the Captain of the Port, Sector Lake Michigan, or his on-scene representative.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 6, 2012.</DATED>
          <NAME>M.W. Sibley,</NAME>
          <TITLE>Captain, U. S. Coast Guard, Captain of the Port, Sector Lake Michigan.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14714 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2012-0539]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone; Sheboygan Harbor Fest, Sheboygan, WI</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing a temporary safety zone on Lake Michigan and the Sheboygan River, Sheboygan, WI. This safety zone is intended to restrict vessels from a portion of Lake Michigan and the Sheboygan Harbor during the Sheboygan Harbor Fest Fireworks display. This temporary safety zone is necessary to protect spectators and vessels from the hazards associated with a fireworks display.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule will be effective between 9:15 p.m. until 10:15 p.m. on June 16, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble are part of docket [USCG-2012-0539]. To view documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>type the docket number in the “SEARCH” box, and click “Search.” You may visit the Docket Management Facility, Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary rule, call or email CWO3 Jon Grob, Prevention, Waterways Management Division, U.S. Coast Guard Sector Lake Michigan; telephone 414-747-7188, email<E T="03">Jon.K.Grob@USCG.Mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Table of Acronyms</HD>
        <EXTRACT>
          <FP SOURCE="FP-1">DHSDepartment of Homeland Security</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
        </EXTRACT>
        <HD SOURCE="HD1">A. Regulatory History and Information</HD>
        <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because doing so would be impracticable. The final details for this event were not known to the Coast Guard until there was insufficient time remaining before the event to publish an NPRM. Thus, delaying the effective date of this rule to wait for a comment period to run would be impracticable because it would inhibit the Coast Guard's ability to protect spectators and vessels from the hazards associated with a maritime fireworks display, which are discussed further below.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register.</E>For the same reasons discussed in the preceding paragraph, waiting for 30 day notice period to run would be impracticable.</P>
        <HD SOURCE="HD1">B. Basis and Purpose</HD>
        <P>Between 9:15 p.m. and 10:15 p.m. on June 16, 2012, a fireworks display will be held on Lake Michigan near Sheboygan, WI. The Captain of the Port Sector Lake Michigan has determined that fireworks launched proximate to a gathering of watercraft pose a significant risk to public safety and property. Such hazards include premature and accidental detonations, dangerous projectiles, and falling or burning debris.</P>
        <HD SOURCE="HD1">C. Discussion of Rule</HD>

        <P>With the aforementioned hazards in mind, the Captain of the Port Sector Lake Michigan has determined that this temporary safety zone is necessary to ensure the safety of spectators and<PRTPAGE P="35847"/>vessels during the Sheboygan Harbor Fest Fireworks. This zone will be effective and enforced from 9:15 p.m. until 10:15 p.m. on June 16, 2012. This zone will encompass all waters of Lake Michigan and the Sheboygan Harbor, Sheboygan, WI within a 1000 foot radius of position 43°44′55″ N and 87°41′54.8″ W (NAD 83).</P>
        <P>Entry into, transiting, or anchoring within the safety zone is prohibited unless authorized by the Captain of the Port Sector Lake Michigan or his or her designated on-scene representative. The Captain of the Port or his or her designated on-scene representative may be contacted via VHF Channel 16.</P>
        <HD SOURCE="HD1">D. Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders. It is not “significant” under the regulatory policies and procedures of the Department of Homeland Security (DHS). We conclude that this rule is not a significant regulatory action because we anticipate that it will have minimal impact on the economy, will not interfere with other agencies, will not adversely alter the budget of any grant or loan recipients, and will not raise any novel legal or policy issues. The safety zone created by this rule will be relatively small and enforced for relatively short time. Also, the safety zone is designed to minimize its impact on navigable waters. Furthermore, the safety zone has been designed to allow vessels to transit around it. Thus, restrictions on vessel movement within that particular area are expected to be minimal. Under certain conditions, moreover, vessels may still transit through the safety zone when permitted by the Captain of the Port.</P>
        <HD SOURCE="HD2">2. Impact on Small Entities</HD>
        <P>The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612, as amended, requires federal agencies to consider the potential impact of regulations on small entities during rulemaking. The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
        <P>This rule will affect the following entities, some of which might be small entities: The owners or operators of vessels intending to transit or anchor in a portion of the Lake Michigan and the Sheboygan Harbor on the evening of June 16, 2012.</P>
        <P>This safety zone will not have a significant economic impact on a substantial number of small entities for the following reasons: This safety zone would be activated, and thus subject to enforcement, for only one hour in the evening. Traffic may be allowed to pass through the zone with the permission of the Captain of the Port. The Captain of the Port can be reached via VHF channel 16. Before the activation of the zone, we would issue local Broadcast Notice to Mariners.</P>
        <HD SOURCE="HD2">3. Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section above.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">4. Collection of Information</HD>
        <P>This rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD2">5. Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this rule under that Order and determined that this rule does not have implications for federalism.</P>
        <HD SOURCE="HD2">6. Protest Activities</HD>

        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.</P>
        <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">8. Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference With Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD2">9. Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">10. Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children From Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD2">11. Indian Tribal Governments</HD>

        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination With Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes,<PRTPAGE P="35848"/>or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>This action is not a “significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">14. Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule involves the establishment of a safety zone and, therefore it is categorically excluded from further review under paragraph 34(g) of Figure 2-1 of the Commandant Instruction. An environmental analysis checklist supporting this determination and a Categorical Exclusion Determination are available in the docket where indicated under<E T="02">ADDRESSES</E>. We seek any comments or information that may lead to the discovery of a significant environmental impact from this rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR parts 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapters 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="165" TITLE="33">
          
          <AMDPAR>2. Add § 165.T09-0539 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T09-0539</SECTNO>
            <SUBJECT>Safety Zone; Sheboygan Harbor Fest, Sheboygan, WI.</SUBJECT>
            <P>
              <E T="03">(a) Location.</E>The safety zone will encompass all waters of Lake Michigan and the Sheboygan Harbor, Sheboygan, WI within a 1000 foot radius of position 43°44′55″ N and 87°41′54.8″ W (NAD 83).</P>
            <P>
              <E T="03">(b) Effective and Enforcement Period.</E>This regulation is effective and will be enforced on June 16, 2012 from 9:15 p.m. until 10:15 p.m.</P>
            <P>
              <E T="03">(c) Regulations.</E>(1) In accordance with the general regulations in section 165.23 of this part, entry into, transiting, or anchoring within this safety zone is prohibited unless authorized by the Captain of the Port Sector Lake Michigan or his or her designated on-scene representative.</P>
            <P>(2) This safety zone is closed to all vessel traffic, except as may be permitted by the Captain of the Port Sector Lake Michigan or his or her designated on-scene representative.</P>
            <P>(3) The “on-scene representative” of the Captain of the Port Sector Lake Michigan is any Coast Guard commissioned, warrant or petty officer who has been designated by the Captain of the Port Sector Lake Michigan to act on his behalf.</P>
            <P>(4) Vessel operators desiring to enter or operate within the safety zone shall contact the Captain of the Port Sector Lake Michigan or his or her on-scene representative to obtain permission to do so. The Captain of the Port Sector Lake Michigan or his or her on-scene representative may be contacted via VHF Channel 16. Vessel operators given permission to enter or operate in the safety zone must comply with all directions given to them by the Captain of the Port Sector Lake Michigan, or his or her on-scene representative.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 6, 2012.</DATED>
          <NAME>M.W. Sibley,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port Sector Lake Michigan.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14725 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2012-0377]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone, Fourth of July Fireworks Event, Pagan River, Smithfield, VA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing a 420-foot radius safety zone on the navigable waters of the Pagan River in Smithfield, VA in support of the Fourth of July Fireworks event. This action is intended to restrict vessel traffic movement to protect mariners and spectators from the hazards associated with aerial fireworks displays.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule will be effective from 9 p.m. on July 3, 2012, until 10 p.m. on July 4, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents indicated in this preamble as being available in the docket are part of docket USCG-2012-0377 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2012-0377 in the “Search” box, and then clicking “Search.” They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary rule, call or email LCDR Hector Cintron, Waterways Management Division Chief, Sector Hampton Roads, Coast Guard; telephone 757-668-5581, email<E T="03">Hector.L.Cintron@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Regulatory Information</HD>
        <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule, as publication of an NPRM would be impracticable because the Coast Guard did not receive the application for this event in sufficient time to allow for publication of an NPRM.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register.</E>Delaying the effective date<PRTPAGE P="35849"/>would be impracticable because the Coast Guard did not receive an application for this event in sufficient time to allow for publication more than 30 days prior to the date scheduled for the event, and any delay in the effective date would prevent the safety zone from being effective at the time of the event. Therefore, immediate action is needed to ensure the safety of vessels transiting the area.</P>
        <HD SOURCE="HD1">Background and Purpose</HD>
        <P>On July 3, 2012, the Isle of Wight County, VA will sponsor a fireworks display on the navigable waters of the Pagan River shoreline centered on position 36°59′18″ N/076°37′45″ W (NAD 1983). Due to the need to protect mariners and spectators from the hazards associated with the fireworks display, such as the accidental discharge of fireworks, dangerous projectiles, and falling hot embers or other debris, vessel traffic will be temporarily restricted within 420 feet of the fireworks launch site.</P>
        <HD SOURCE="HD1">Discussion of Rule</HD>
        <P>The Coast Guard is establishing a safety zone on the navigable waters of the Pagan River within the area bounded by a 420-foot radius circle centered on position 36°59′18″ N/076°37′45″ W (NAD 1983). This safety zone will be established in the vicinity of Smithfield, VA from 9 p.m. to 10 p.m. on July 3, 2012, with a rain date of July 4, 2012 from 9 p.m. until 10 p.m. In the interest of public safety, general navigation within the safety zone will be restricted during the specified date and times. Except for participants and vessels authorized by the Coast Guard Captain of the Port or his representative, no person or vessel may enter or remain in the regulated area.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 14 of these statutes or executive orders.</P>
        <HD SOURCE="HD2">Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order. Although this regulation restricts access to the safety zone, the effect of this rule will not be significant because: (i) The safety zone will be in effect for a limited duration; (ii) the zone is of limited size; (iii) mariners may transit the waters in and around this safety zone at the discretion of the Captain of the Port or designated representative; and (iv), the Coast Guard will make notifications via maritime advisories so mariners can adjust their plans accordingly.</P>
        <HD SOURCE="HD2">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
        <P>The rule would affect the following entities, some of which might be small entities: the owners or operators of vessels intending to transit or anchor in a portion of the Pagan River from 9 p.m. to 10 p.m. on July 3, 2012.</P>
        <P>This safety zone will not have a significant economic impact on a substantial number of small entities for the following reasons: (i) The safety zone will only be in place for a limited duration and limited size. (ii) Before the enforcement period of July 3, 2012, maritime advisories will be issued allowing mariners to adjust their plans accordingly.</P>

        <P>If you think that your business, organization, or governmental jurisdiction qualifies as a small entity and that this rule would have a significant economic impact on it, please submit a comment (see<E T="02">ADDRESSES</E>) explaining why you think it qualifies and how and to what degree this rule would economically affect it.</P>
        <HD SOURCE="HD2">Assistance for Small Entities</HD>
        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we offer to assist small entities in understanding the rule so that they can better evaluate its effects on them and participate in the rulemaking process.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD2">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD2">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of 100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">Taking of Private Property</HD>
        <P>This rule will not affect a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD2">Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">Protection of Children</HD>

        <P>We have analyzed the rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.<PRTPAGE P="35850"/>
        </P>
        <HD SOURCE="HD2">Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">Energy Effects</HD>
        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD2">Technical Standards</HD>
        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (e.g., specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded this action is one of a category of actions which do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34)(g), of the Instruction. This rule involves establishing a temporary safety zone. An environmental analysis checklist and a categorical exclusion determination will be available in the docket where indicated under<E T="02">ADDRESSES</E>.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, and Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 subpart C as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701; 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. Add § 165.T05-0377, to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T05-0377</SECTNO>
            <SUBJECT>Safety Zone, Fourth of July Fireworks Event, Pagan River, Smithfield, VA.</SUBJECT>
            <P>(a)<E T="03">Regulated Area.</E>The following area is a safety zone: specified waters of the Captain of the Port Sector Hampton Roads zone, as defined in 33 CFR 3.25-10, within 420 feet of position 36°59′18″ N/076°37′45″ W (NAD 1983) in the vicinity of Clontz Park in Smithfield, VA.</P>
            <P>(b)<E T="03">Definition.</E>For purposes of enforcement of this section,<E T="03">Captain of the Port Representative</E>means any U.S. Coast Guard commissioned, warrant or petty officer who has been authorized by the Captain of the Port, Hampton Roads, Virginia to act on his behalf.</P>
            <P>(c)<E T="03">Regulation.</E>(1) In accordance with the general regulations in 165.23 of this part, entry into this zone is prohibited unless authorized by the Captain of the Port, Hampton Roads or his designated representatives.</P>
            <P>(2) The operator of any vessel in the immediate vicinity of this safety zone shall:</P>
            <P>(i) Stop the vessel immediately upon being directed to do so by any commissioned, warrant or petty officer on board a vessel displaying a U.S. Coast Guard Ensign; and</P>
            <P>(ii) Proceed as directed by any commissioned, warrant or petty officer on board a vessel displaying a U.S. Coast Guard Ensign.</P>
            <P>(3) The Captain of the Port, Hampton Roads, Virginia can be contacted at telephone number (757) 638-6637.</P>
            <P>(4) U.S. Coast Guard vessels enforcing the safety zone can be contacted on VHF-FM marine band radio, channel 13 (156.65 MHz) and channel 16 (156.8 MHz).</P>
            <P>(d)<E T="03">Enforcement period:</E>This rule will be enforced from 9 p.m. until 10 p.m. on July 3, 2012, with a rain date of July 4, 2012 from 9 p.m. until 10 p.m.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: May 14, 2012.</DATED>
          <NAME>Mark S. Ogle,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port Hampton Roads.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14727 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-10-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket Number USCG-2011-1007]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone; F/V Deep Sea, Penn Cove, WA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing a safety zone around the Fishing Vessel (F/V) Deep Sea, located in Penn Cove, WA. This action is necessary to ensure the safety of the maritime public by preventing contact with potential debris and or hazardous material and allow emergency on-scene vessels to respond to the incident by prohibiting vessels from entering or remaining in the safety zone unless authorized by the Captain of the Port or his Designated Representative.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective in the CFR on June 15, 2012 until 11:59 p.m. on June 15, 2012. This rule is effective with actual notice for purposes of enforcement from May 19, 2012 until June 15, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble are part of docket USCG-2011-1007. To view documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov</E>, type the docket number in the “SEARCH” box and click “SEARCH.” Click on Open Docket Folder on the line associated with this rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE.,<PRTPAGE P="35851"/>Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Ensign Nathaniel P. Clinger, Waterways Management Division, Coast Guard Sector Puget Sound; Coast Guard; telephone 206-217-6323, email<E T="03">SectorPugetSoundWWM@uscg.mil</E>. If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Acronyms</HD>
        <EXTRACT>
          <FP SOURCE="FP-1">DHSDepartment of Homeland Security</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
        </EXTRACT>
        <HD SOURCE="HD1">A. Regulatory History and Information</HD>
        <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because publishing an NPRM would be impracticable since immediate action is necessary to protect maritime public and response vessels in or around Penn Cove, WA, from hazards created by a sunken fishing vessel, which may include debris and other potentially hazardous materials, and requires emergency response and salvage operations.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. Normal notice and comment procedures cannot be followed due to the immediate threat of collision and/or exposure to hazardous debris and/or materials associated with the sunken F/V Deep Sea.</P>
        <HD SOURCE="HD1">B. Basis and Purpose</HD>
        <P>On the evening of May 13, 2012, the F/V Deep Sea, sank after catching fire. Containment and absorbent boom is being used to mitigate any impact to the environment from released hazardous wastes. Multiple assets are on-scene responding to contain and clean up hazardous material, assess potential environmental impact and/or response and coordinate salvage operations. As a result the Coast Guard is establishing a safety zone around the F/V Deep Sea, located in Penn Cove, WA. The safety zone created by this rule is necessary to help ensure the safety of maritime public and the personnel involved in response and salvage operations with regard to the sunken F/V Deep Sea. It prevents navigation in areas where response and salvage vessels may be operating and that may contain debris or hazardous materials produced from and as a result of the sunken F/V Deep Sea.</P>
        <HD SOURCE="HD1">C. Discussion of the Final Rule</HD>
        <P>The Coast Guard is establishing a safety zone which encompasses all waters within 200 yards of the F/V Deep Sea, sunken in Penn Cove, WA. Vessels wishing to enter the zone must request permission for entry by contacting on-scene patrol craft on VHF CH 13 or Joint Harbor Operation Center at (206) 217-6001. Once permission for entry is granted, vessels must proceed at a minimum speed necessary for safe navigation.</P>
        <HD SOURCE="HD1">D. Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 14 of these statutes or executive orders.</P>
        <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders. This rule is not a significant regulatory action due to being limited in size and duration.</P>
        <HD SOURCE="HD2">2. Impact on Small Entities</HD>
        <P>The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612, as amended, requires federal agencies to consider the potential impact of regulations on small entities during rulemaking. The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities. This rule will affect the following entities, some of which may be small entities: the owners or operators vessels intending to transit the affected waterway during the period mentioned. This safety zone will not have a significant economic impact on a substantial number of small entities because the zone established in this rule is limited in size and vessels may transit through area with permission from the COTP.</P>
        <HD SOURCE="HD2">3. Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>, above.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">4. Collection of Information</HD>
        <P>This rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD2">5. Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this rule under that Order and determined that this rule does not have implications for federalism.</P>
        <HD SOURCE="HD2">6. Protest Activities</HD>

        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.<PRTPAGE P="35852"/>
        </P>
        <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">8. Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD2">9. Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">10. Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD2">11. Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>This action is not a “significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">14. Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule involves the establishment of an emergency safety zone. This rule is categorically excluded from further review under paragraph 34(g) of Figure 2-1 of the Commandant Instruction. An environmental analysis checklist supporting this determination and a Categorical Exclusion Determination will be available in the docket where indicated under<E T="02">ADDRESSES</E>. We seek any comments or information that may lead to the discovery of a significant environmental impact from this rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and Recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. Add § 165.T13-220 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T13-220</SECTNO>
            <SUBJECT>Safety Zone; F/V Deep Sea, Penn Cove, WA.</SUBJECT>
            <P>(a)<E T="03">Location.</E>The following area is designated as a safety zone: All waters encompassing 200 yards of the Fishing Vessel Deep Sea located at approximately 48°13′18″ N, 122°47′42″ W, Penn Cove, WA.</P>
            <P>(b)<E T="03">Regulations.</E>In accordance with the general regulations in 33 CFR 165, Subpart C, vessels wishing to enter the zone must request permission for entry by contacting the Joint Harbor Operation Center at (206) 217-6001 or the on-scene patrol craft on VHF CH 13. Once permission for entry is granted vessels must proceed at a minimum speed necessary for safe navigation.</P>
            <P>(c)<E T="03">Enforcement period.</E>This rule will be effective from12 a.m. on May 19, 2012 until 11:59 p.m. on June 15, 2012 unless cancelled sooner by the Captain of the Port.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: May 18, 2012.</DATED>
          <NAME>S.J. Ferguson,</NAME>
          <TITLE>Captain, U.S. Coast Guard,Captain of the Port, Puget Sound.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14640 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket Number USCG-2012-0488]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zones; Multiple Firework Displays in Captain of the Port, Puget Sound Zone</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing safety zones in Boston Harbor, Holmes Harbor, Port Gardner and Port Townsend for various summer fireworks displays. The safety zones are necessary to help ensure the safety of the maritime public during the displays and will do so by prohibiting all persons and vessels from entering the safety zones unless authorized by the Captain of the Port or his designated representative.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective from 5 p.m. on July 3, 2012, until 1 a.m. on July 5, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble are part of docket USCG-2012-0488. To view documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>type the docket number in the “SEARCH” box and click “SEARCH.” Click on Open Docket Folder on the line associated with this rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email ENS Anthony P. LaBoy, Coast Guard Sector Puget Sound, Waterways Management Division; telephone 206-217-6323, email<E T="03">SectorPugetSoundWWM@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call<PRTPAGE P="35853"/>Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Table of Acronyms</HD>
        <EXTRACT>
          <FP SOURCE="FP-1">DHSDepartment of Homeland Security</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
        </EXTRACT>
        <HD SOURCE="HD1">A. Regulatory History and Information</HD>
        <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Given the short time until the fireworks displays commence, it would be impracticable to issue an NPRM and subsequent final rule before the commencement of the fireworks displays. For that reason, we find there is good cause to issue this final rule without notice and comment.</P>
        <P>Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because to do so would be impracticable, since the events would be over before notice could be given and comments taken, and it is immediately necessary to protect the events' spectators from the hazards associated with fireworks displays.</P>
        <HD SOURCE="HD1">B. Basis and Purpose</HD>
        <P>(a) The authority for this action can be found in 33 CFR 1.05-1(f).</P>
        <P>(b) Fireworks displays create hazardous conditions for the maritime public because of the large number of vessels that congregate near the displays as well as the noise, falling debris, and explosions that occur during the event. The establishment of a safety zone around displays helps to ensure the safety of the maritime public by prohibiting all persons and vessels from coming too close to the fireworks display and the associated hazards.</P>
        <HD SOURCE="HD1">C. Discussion of the Final Rule</HD>
        <P>This rule establishes four safety zones for the following firework displays: Boston Harbor Fireworks on July 3, 2012 in Boston Harbor near Olympia, WA; Celebrate America Festival on July 3, 2012 in Holmes Harbor near Freeland, WA; Everett 4th of July Foundation on July 4, 2012 in Port Gardner near Everett, WA; and Port Townsend July 4th Fireworks on July 4, 2012 in Port Townsend near Point Hudson. All persons and vessels will be prohibited from entering the safety zones during the dates and times they are effective unless authorized by the Captain of the Port or his Designated Representative.</P>
        <HD SOURCE="HD1">D. Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders. This rule is not a significant regulatory action because it creates safety zones that are minimal in size and short in duration.</P>
        <HD SOURCE="HD2">2. Impact on Small Entities</HD>
        <P>The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612, as amended, requires federal agencies to consider the potential impact of regulations on small entities during rulemaking. The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities. This rule will affect the following entities, some of which may be small entities: The owners or operators of vessels intending to transit through the established safety zones during the times of enforcement. This rule will not have a significant economic impact on a substantial number of small entities because the temporary safety zones are minimal in size and short in duration, maritime traffic will be able to transit around them and may be permitted to transit them with permission from the Captain of the Port or his designated representative.</P>
        <HD SOURCE="HD2">3. Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>, above.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">4. Collection of Information</HD>
        <P>This rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD2">5. Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this rule under that Order and determined that this rule does not have implications for federalism.</P>
        <HD SOURCE="HD2">6. Protest Activities</HD>

        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the<E T="02">FOR FURTHER INTFORMATION CONTACT</E>section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.</P>
        <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>

        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.<PRTPAGE P="35854"/>
        </P>
        <HD SOURCE="HD2">8. Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD2">9. Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">10. Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD2">11. Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>This action is not a “significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">14. Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule involves the establishment of safety zones. This rule is categorically excluded from further review under paragraph 34(g) of Figure 2-1 of the Commandant Instruction. An environmental analysis checklist and a categorical exclusion determination are available in the docket where indicated under<E T="02">ADDRESSES</E>. We seek any comments or information that may lead to the discovery of a significant environmental impact from this rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1226, 1231; 46 U.S.C. Chapters 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. Add § 165.T13-220 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T13-220</SECTNO>
            <SUBJECT>Safety Zones; Multiple Firework Displays in Captain of the Port, Puget Sound Zone</SUBJECT>
            <P>(a)<E T="03">Location.</E>The following areas are designated as safety zones:</P>
            <P>(1)<E T="03">Boston Harbor Fireworks, Boston Harbor, Olympia, WA:</E>All waters of Boston Harbor encompassed within a 100 yard radius around position 47°08.626′ N, 122°54.149′ W.</P>
            <P>(2)<E T="03">Celebrate America Festival, Holmes Harbor, Freeland, WA:</E>All waters of Holmes Harbor encompassed within a 200 yard radius around position 48°01.048′ N, 122°31.866′ W.</P>
            <P>(3)<E T="03">Everett Fourth of July Foundation, Port Gardner, Everett, WA:</E>All waters of Port Gardner encompassed within a 300 yard radius around position 48°00.672′ N, 122°13.391′ W.</P>
            <P>(4)<E T="03">Port Townsend July 4th Fireworks, Point Hudson, Port Townsend, WA:</E>All waters of Port Townsend encompassed within a 150 yard radius around position 48°06.900′ N, 122°45.120′ W.</P>
            <P>(b)<E T="03">Regulations.</E>In accordance with the general regulations in 33 CFR part 165, subpart C, no person or vessel may enter or remain in the safety zone created by this section without the permission of the Captain of the Port or his designated representative. Designated representatives are Coast Guard Personnel authorized by the Captain of the Port to grant persons or vessels permission to enter or remain in the safety zone created by this section. See 33 CFR part 165, Subpart C, for additional information and requirements.</P>
            <P>(c)<E T="03">Enforcement Period.</E>The safety zones created by this section will be enforced as follows:</P>
            <P>(1)<E T="03">Boston Harbor Fireworks, Boston Harbor, Olympia, WA:</E>5 p.m. on July 3, 2012 until 1 a.m. on July 4, 2012.</P>
            <P>(2)<E T="03">Celebrate America Festival, Holmes Harbor, Freeland, WA:</E>5 p.m. on July 3, 2012 until 1 a.m. on July 4, 2012.</P>
            <P>(3)<E T="03">Everett Fourth of July Foundation, Port Gardner, Everett, WA:</E>5 p.m. July 4, 2012 until 1 a.m. on July 5, 2012.</P>
            <P>(4)<E T="03">Port Townsend July 4th Fireworks, Point Hudson, Port Townsend, WA:</E>5 p.m. on July 4, 2012 until 1 a.m. on July 5, 2012.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 1, 2012.</DATED>
          <NAME>S.J. Ferguson,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port, Puget Sound.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14709 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2011-0228]</DEPDOC>
        <SUBJECT>Safety Zone, Brandon Road Lock and Dam to Lake Michigan Including Des Plaines River, Chicago Sanitary and Ship Canal, Chicago River, and Calumet-Saganashkee Channel, Chicago, IL</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of enforcement of regulation.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard will enforce a segment of the Safety Zone; Brandon Road Lock and Dam to Lake Michigan including Des Plaines River, Chicago Sanitary and Ship Canal, Chicago River, Calumet-Saganashkee Channel on all waters of the Chicago Sanitary and Ship Canal from Mile Marker 296.1 to Mile Marker 296.7 at various times from July 19, 2012 until July 27, 2012. This action is necessary to protect the waterways, waterway users, and vessels from hazards associated with the Army Corps of Engineers' safety testing of the demonstration barrier and barriers IIA and IIB.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>The regulations in 33 CFR 165.930 will be enforced from 7 a.m. to 11 a.m. and from 1 p.m. to 5 p.m. on July 19, 2012, through July 27, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this notice, call or email CWO Jon Grob, Prevention Department, Coast Guard Sector Lake<PRTPAGE P="35855"/>Michigan, telephone 414-747-7188, email address<E T="03">Jon.K.Grob@uscg.mil.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Coast Guard will enforce a segment of the Safety Zone; Brandon Road Lock and Dam to Lake Michigan including Des Plaines River, Chicago Sanitary and Ship Canal, Chicago River, Calumet-Saganashkee Channel, Chicago, IL, listed in 33 CFR 165.930. Specifically, the Coast Guard will enforce this safety zone between Mile Marker 296.1 to Mile Marker 296.7 on all waters of the Chicago Sanitary and Ship Canal. Enforcement will occur from 7 a.m. until 11 a.m. and again from 1 p.m. until 5 p.m. on each day from July 19 until July 27, 2012.</P>
        <P>This enforcement action is necessary because the Captain of the Port, Sector Lake Michigan has determined that the Army Corp of Engineers' safety testing of the demonstration barrier and barriers IIA and IIB pose risks to life and property. The combination of vessel traffic and the testing operations in the water makes the controlling of vessels through the impacted portion of the Chicago Sanitary and Ship Canal necessary to prevent injury and property loss.</P>
        <P>In accordance with the general regulations in § 165.23 of this part, entry into, transiting, mooring, laying up or anchoring within the enforced area of this safety zone by any person or vessel is prohibited unless authorized by the Captain of the Port, Sector Lake Michigan, or his or her designated representative.</P>

        <P>This notice is issued under authority of 33 CFR 165.930 and 5 U.S.C. 552(a). In addition to this notice in the<E T="04">Federal Register,</E>the Captain of the Port, Sector Lake Michigan, will also provide notice through other means, which may include, but are not limited to, Broadcast Notice to Mariners, Local Notice to Mariners, local news media, distribution in leaflet form, and on-scene oral notice.</P>
        <P>Additionally, the Captain of the Port, Sector Lake Michigan, may notify representatives from the maritime industry through telephonic and email notifications.</P>
        <SIG>
          <DATED>Dated: June 6, 2012.</DATED>
          <NAME>M.W. Sibley,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port, Sector Lake Michigan.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14720 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket Number USCG-2012-0251]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone, Temporary Change for Recurring Fifth Coast Guard District Fireworks Displays; Northwest Harbor (East Channel) and Tred Avon River, MD</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is temporarily changing the enforcement periods and regulated areas of safety zone regulations for two recurring fireworks displays within the Fifth Coast Guard District. This regulation applies to recurring fireworks display events that take place at Baltimore, MD and Oxford, MD. Safety zone regulations are necessary to provide for the safety of life on navigable waters during the event. This action is intended to restrict vessel traffic in portions of the Northwest Harbor (East Channel), Patapsco River, and Tred Avon River during the event.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective from 8 p.m. on June 16, 2012, until 10:30 p.m. on July 3, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble are part of docket [USCG-2012-0251]. To view documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>type the docket number in the “SEARCH” box and click “SEARCH.” Click on Open Docket Folder on the line associated with this rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Mr. Ronald Houck, Sector Baltimore Waterways Management Division, U.S. Coast Guard; telephone 410-576-2674, email<E T="03">Ronald.L.Houck@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Table of Acronyms</HD>
        <EXTRACT>
          <FP SOURCE="FP-1">DHSDepartment of Homeland Security</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
        </EXTRACT>
        <HD SOURCE="HD1">A. Regulatory History and Information</HD>

        <P>On May 9, 2012, we published a notice of proposed rulemaking (NPRM) entitled “Safety Zone, Temporary Change for Recurring Fifth Coast Guard District Fireworks Displays; Northwest Harbor (East Channel) and Tred Avon River, MD” in the<E T="04">Federal Register</E>(77 FR 27159). We received no comments on the proposed rule. No public meeting was requested, and none was held.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. Due to the need for immediate action, the restriction of vessel traffic is necessary to protect life, property and the environment; therefore, a 30-day notice is impracticable. Delaying the effective date would be contrary to the safety zones' intended objectives of protecting persons and vessels involved in the event, and enhancing public and maritime safety.</P>
        <HD SOURCE="HD1">B. Basis and Purpose</HD>
        <P>Fireworks display events are frequently held on or adjacent to navigable waters within the boundary of the Fifth Coast Guard District. For a description of the geographical area of each Coast Guard Sector—Captain of the Port Zone, please see 33 CFR 3.25. This regulation temporarily changes the enforcement period and regulated area for a safety zone for two annually recurring fireworks events, described at (b)(5) and (b)(21) of the Table to 33 CFR 165.506, that are normally scheduled to occur each year on June 14th and June and July—Saturday or Sunday before Independence Day holiday, respectively.</P>

        <P>On June 16, 2012, the American Flag Foundation will sponsor their annual fireworks event. This event will take place in Baltimore, MD on the waters of the Patapsco River. The regulation at 33 CFR 165.506 is enforced annually for this event. Also, a fleet of spectator vessels is expected to gather near the event site to view the fireworks. To provide for the safety of participants, spectators, and transiting vessels, the Coast Guard will temporarily restrict vessel traffic in the event area from 8 p.m. to 10:30 p.m. on June 16, 2012. The regulation at 33 CFR 165.506 will be enforced for the duration of the event. Vessels may not enter the regulated area unless they receive permission from the Coast Guard Captain of the Port<PRTPAGE P="35856"/>Baltimore or the designated on-scene patrol personnel.</P>
        <P>On July 3, 2012, the Tred Avon Yacht Club will sponsor their annual fireworks event. This event will take place in Oxford, MD on the waters of the Tred Avon River. The regulation at 33 CFR 165.506 is enforced annually for this event. Also, a fleet of spectator vessels is expected to gather near the event site to view the fireworks. To provide for the safety of participants, spectators, and transiting vessels, the Coast Guard will temporarily restrict vessel traffic in the event area from 8 p.m. to 10:30 p.m. on July 3, 2012. The regulation at 33 CFR 165.506 will be enforced for the duration of the event. Vessels may not enter the regulated area unless they receive permission from the Coast Guard Captain of the Port Baltimore or the designated on-scene patrol personnel.</P>
        <HD SOURCE="HD1">C. Discussion of Comments, Changes and the Final Rule</HD>
        <P>The Coast Guard received no comments in response to the NPRM. No public meeting was requested and none was held.</P>
        <HD SOURCE="HD1">D. Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 13 of these statutes or executive orders.</P>
        <HD SOURCE="HD2">
          <E T="03">1. Regulatory Planning and Review</E>
        </HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders. Although this regulation would restrict access to these areas, the effect of this rule will not be significant because: (i) The safety zones will only be in effect from 8 p.m. to 10:30 p.m. on June 16, 2012 and from 8 p.m. to 10:30 p.m. on July 3, 2012, (ii) the Coast Guard will give advance notification via maritime advisories so mariners can adjust their plans accordingly, and (iii) although the safety zone will apply to the sections of the Patapsco River, Northwest Harbor (East Channel), and the Tred Avon River, vessel traffic will be able to transit safely around the safety zone.</P>
        <HD SOURCE="HD2">2. Impact on Small Entities</HD>
        <P>The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612, as amended, requires federal agencies to consider the potential impact of regulations on small entities during rulemaking. The Coast Guard received no comments from the Small Business Administration on this rule. The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities. This rule would affect the following entities, some of which might be small entities: The owners or operators of vessels intending to transit or anchor in the effected portions of the Potomac River and National Harbor Access Channel during the event. Although this regulation prevents traffic from transiting specified portions of the Patapsco River, Northwest Harbor (East Channel), from 8 p.m. through 10:30 p.m. on June 16, 2012, and the Tred Avon River, from 8 p.m. through 10:30 p.m. on July 3, 2012. This safety zone will not have a significant economic impact on a substantial number of small entities for the following reasons: (i) The regulated areas are of limited size, (ii) this rule will only be in effect for five hours total, and (iii) although the safety zone will apply to a section of the Patapsco River and Tred Avon River, vessel traffic will be able to transit safely around the safety zone. Before the enforcement period, the Coast Guard will issue maritime advisories widely available to users of the waterway, to allow mariners to make alternative plans for transiting the affected area.</P>
        <HD SOURCE="HD2">3. Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>, above.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">4. Collection of Information</HD>
        <P>This rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD2">5. Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this rule under that Order and determined that this rule does not have implications for federalism.</P>
        <HD SOURCE="HD2">6. Protest Activities</HD>

        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the<E T="02">FOR FURTHER INTFORMATION CONTACT</E>section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.</P>
        <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">8. Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD2">9. Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">10. Protection of Children</HD>

        <P>We have analyzed this rule under Executive Order 13045, Protection of<PRTPAGE P="35857"/>Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD2">11. Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>This action is not a “significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">14. Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule involves implementation of regulations at 33 CFR part 165 that establish safety zones on navigable waters of the United States for fireworks events. These safety zones are enforced for the duration of fireworks display events. The fireworks are launched from or immediately adjacent to navigable waters of the United States and may have potential for negative impact on the safety or other interest of waterway users and near shore activities in the event area. The category of activities includes fireworks launched from barges at or near the shoreline that generally rely on the use of navigable waters as a safety buffer. This rule is categorically excluded from further review under paragraph 34(g) of Figure 2-1 of the Commandant Instruction. An environmental analysis checklist supporting this determination and a Categorical Exclusion Determination are available in the docket where indicated under<E T="02">ADDRESSES</E>.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. In § 165.506, amend the table as follows:</AMDPAR>
          <AMDPAR>a. Under “(b) Coast Guard Sector Baltimore-COTP Zone,” suspend number 5,</AMDPAR>
          <AMDPAR>b. Under “(b) Coast Guard Sector Baltimore-COTP Zone,” suspend number 21, and</AMDPAR>
          <AMDPAR>c. Under “(b) Coast Guard Sector Baltimore-COTP Zone,” add numbers 26 and 27, to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.506</SECTNO>
            <SUBJECT>Safety Zones; Fifth Coast Guard District Fireworks Displays.</SUBJECT>
            <STARS/>
            <GPOTABLE CDEF="xs32,r50,r50,r100" COLS="4" OPTS="L1,i1">
              <TTITLE>Table to § 165.506—All Coordinates Listed in the Table to § 165.506 Reference Datum NAD 1983</TTITLE>
              <BOXHD>
                <CHED H="1">Number</CHED>
                <CHED H="1">Date</CHED>
                <CHED H="1">Location</CHED>
                <CHED H="1">Regulated area</CHED>
              </BOXHD>
              <ROW EXPSTB="03" RUL="s">
                <ENT I="21">
                  <E T="02">Coast Guard Sector Baltimore—COTP Zone</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">26</ENT>
                <ENT>June 16th, July 4th, September—2nd Saturday, December 31st</ENT>
                <ENT>Northwest Harbor (East Channel), Patapsco River, MD, Safety Zone</ENT>
                <ENT>All waters of the Patapsco River within a 200 yards radius of the fireworks barge in approximate position 39°15′54″ N, 076°34′40″ W, located adjacent to the East Channel of Northwest Harbor.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">27</ENT>
                <ENT>July 3rd</ENT>
                <ENT>Tred Avon River, Oxford, MD, Safety Zone</ENT>
                <ENT>All waters of the Tred Avon River within a 150 yard radius of the fireworks barge in approximate position latitude 38°41′24″ N, longitude 076°10′37″ W, approximately 500 yards northwest of the waterfront at Oxford, MD.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 4, 2012.</DATED>
          <NAME>Mark P. O'Malley,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port Baltimore.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14647 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket Number USCG-2012-0483]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone, Fireworks Display, Lake Superior; Duluth, MN</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard is establishing a temporary safety zone on Lake Superior near Duluth, MN on July 4, 2012. This zone is intended to restrict vessels from a portion of the Duluth area of Lake Superior during the Duluth Fourth Fest fireworks display. This temporary safety zone is necessary to protect spectators and vessels from the hazards associated with fireworks displays.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective from 7 p.m. to 11 p.m. on July 4, 2012</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble are part of docket USCG-<PRTPAGE P="35858"/>2012-0483. To view documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>type the docket number in the “SEARCH” box and click “SEARCH.” Click on Open Docket Folder on the line associated with this rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Lt. Judson Coleman at 218-720-5286 ext. 111 or by email at<E T="03">Judson.A.Coleman@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Acronyms</HD>
        <EXTRACT>
          <FP SOURCE="FP-1">DHSDepartment of Homeland Security</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
        </EXTRACT>
        <HD SOURCE="HD1">A. Regulatory History and Information</HD>
        <P>The Coast Guard is issuing this final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because doing so would be impracticable. The final details for this event were not known to the Coast Guard until there was insufficient time remaining before the event to publish an NPRM. Thus, delaying the effective date of this rule to wait for a comment period to run would be because it would inhibit the Coast Guard's ability to protect spectators and vessels from the hazards associated with fireworks displays, which are discussed further below.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. For the same reasons discussed in the preceding paragraph, waiting for 30 day notice period run would also be impracticable.</P>
        <HD SOURCE="HD1">B. Basis and Purpose</HD>
        <P>Between 7 p.m. and 11 p.m. on July 4, 2012, a fireworks display will occur in the vicinity of Duluth Harbor in Duluth, MN. Based on accidents that have occurred in other Captain of the Port zones and the explosive hazards of fireworks, the Captain of the Port Duluth has determined that fireworks launches proximate to watercraft pose a significant risk to public safety and property. The likely combination of large numbers of recreational vessels, congested waterways, darkness punctuated by bright flashes of light, alcohol use, and debris falling into the water could easily result in serious injuries or fatalities. Establishing a safety zone to control vessel movement around the location of the launch platform will help ensure the safety of persons and property at these events and help minimize the associated risks.</P>
        <HD SOURCE="HD1">C. Discussion of the Final Rule</HD>
        <P>A temporary safety zone is necessary to ensure the safety of spectators and vessels during the setup, loading and launching of a fireworks display in conjunction with the Duluth Fourth Fest fireworks display. The fireworks display will occur between 7 p.m. and 11 p.m. on July 4, 2012.</P>
        <P>The safety zone for the fireworks will encompass all U.S. navigable waters of the Duluth Harbor Basin Northern Section within a 600 foot radius of position 46°46′47″ N., 092°06′10″ W.; at Duluth, MN. (DATUM: NAD 83).</P>
        <P>All persons and vessels shall comply with the instructions of the Coast Guard Captain of the Port or the on-scene representative. Entry into, transiting, or anchoring within the safety zone is prohibited unless authorized by the Captain of the Port, Marine Safety Unit Duluth or his on-scene representative. The Captain of the Port or his on-scene representative may be contacted via VHF Channel 16.</P>
        <HD SOURCE="HD1">D. Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 14 of these statutes or executive orders.</P>
        <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders. It is not “significant” under the regulatory policies and procedures of the Department of Homeland Security (DHS). We conclude that this rule is not a significant regulatory action because we anticipate that during the short time this zone will be in effect, it will have minimal impact on the economy, will not interfere with other agencies, will not adversely alter the budget of any grant or loan recipients, and will not raise any novel or legal policy issue.</P>
        <HD SOURCE="HD2">2. Impact on Small Entities</HD>
        <P>The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612, as amended, requires federal agencies to consider the potential impact of regulations on small entities during rulemaking. The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
        <P>This rule will be in effect for only a few hours on a single night. Also, vessel traffic can safely pass outside the safety zone during the event. Additionally, vessels may request permission from the Captain of the Port Duluth to transit through the safety zone.</P>
        <HD SOURCE="HD2">3. Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>, above.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">4. Collection of Information</HD>

        <P>This rule will not call for a new collection of information under the<PRTPAGE P="35859"/>Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD2">5. Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this rule under that Order and determined that this rule does not have implications for federalism.</P>
        <HD SOURCE="HD2">6. Protest Activities</HD>

        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the<E T="02">FOR FURTHER INTFORMATION CONTACT</E>section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.</P>
        <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">8. Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD2">9. Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">10. Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD2">11. Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>This action is not a “significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">14. Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule involves establishing a safety zone. This rule is categorically excluded from further review under paragraph 34(g) of Figure 2-1 of the Commandant Instruction. An environmental analysis checklist supporting this determination and a Categorical Exclusion Determination are available in the docket where indicated under<E T="02">ADDRESSES</E>. We seek any comments or information that may lead to the discovery of a significant environmental impact from this rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. Add § 165.T10-0483 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T10-0483</SECTNO>
            <SUBJECT>Safety zone; Fireworks display, Lake Superior, Duluth, MN.</SUBJECT>
            <P>(a)<E T="03">Location.</E>The following area is a temporary safety zone: All waters of Duluth harbor, Duluth, MN, within a 600 foot radius of position 46°46′47″ N, 092°06′10″ W.; at Duluth, MN (DATUM: NAD 83).</P>
            <P>(b)<E T="03">Effective and enforcement period.</E>This regulation is effective and will be enforced from 7 p.m. to 11 p.m. on July 4, 2012. The Captain of the Port, Marine Safety Unit Duluth, or his on-scene representative may suspend enforcement of the safety zones at any time.</P>
            <P>(c)<E T="03">Regulations.</E>(1) In accordance with the general regulations in section 165.23 of this part, entry into, transiting, or anchoring within this safety zone is prohibited unless authorized by the Captain of the Port, Marine Safety Unit Duluth, or his designated on-scene representative.</P>
            <P>(2) This safety zone is closed to all vessel traffic, except as may be permitted by the Captain of the Port, Marine Safety Unit Duluth or his designated on-scene representative.</P>
            <P>(3) The “on-scene representative” of the Captain of the Port is any Coast Guard commissioned, warrant or petty officer who has been designated by the Captain of the Port to act on his behalf. The on-scene representative of the Captain of the Port will be aboard either a Coast Guard or Coast Guard Auxiliary vessel. The Captain of the Port or his designated on-scene representative may be contacted via VHF Channel 16.</P>
            <P>(4) Vessel operators desiring to enter or operate within the safety zone shall contact the Captain of the Port, Marine Safety Unit Duluth or his on-scene representative to obtain permission to do so. Vessel operators given permission to enter or operate in the safety zone must comply with all directions given to them by the Captain of the Port, Marine Safety Unit Duluth or his on-scene representative.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: May 21, 2012.</DATED>
          <NAME>K.R. Bryan,</NAME>
          <TITLE>Commander, U.S. Coast Guard, Captain of the Port Duluth.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14641 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <PRTPAGE P="35860"/>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2012-0163]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone; Bay Swim V, Presque Isle Bay, Erie, PA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard will establish a temporary safety zone on the waters of Presque Island Bay, Erie, PA. This safety zone is intended to restrict vessels from a portion of the Presque Island Bay during the Bay Swim V swimming event. The safety zone is necessary to protect participants, spectators, and vessels from the hazards associated with a large scale swimming event.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This regulation will be effective June 30, 2012 from 8:30 a.m. until 11:30 a.m.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents indicated in this preamble as being available in the docket, are part of docket USCG-2012-0163 and are available online by going to<E T="03">www.regulations.gov,</E>inserting USCG-2012-0163 in the “Search” box, and then clicking “Search.” This material is also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary rule, call or email LT Christopher Mercurio, Chief of Waterway Management, U.S. Coast Guard Sector Buffalo; telephone 716-843-9343, email<E T="03">SectorBuffaloMarineSafety@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Regulatory Information</HD>

        <P>On March 28, 2012, we published a notice of proposed rulemaking entitled Safety Zone; Bay Swim V, Presque Isle Bay, Erie, PA in the<E T="04">Federal Register</E>(77 FR 18739). We received no letters commenting on the proposed rule. No public meeting was requested, and none was held.</P>
        <HD SOURCE="HD1">Background and Purpose</HD>
        <P>Between 9 a.m. and 11 a.m. on June 30, 2012, a large scale swimming event will take place on Presque Isle Bay near Erie, PA. The Captain of the Port Buffalo has determined that this large scale swimming event across a navigable waterway will pose significant risks to participants and the boating public.</P>
        <HD SOURCE="HD1">Discussion of Proposed Rule</HD>
        <P>With the aforementioned hazards in mind, the Captain of the Port Buffalo has determined that a temporary safety zone is necessary to ensure the safety of participants and the boating public during the Bay Swim V. The safety zone will be effective and enforced from 8:30 a.m. until 11:30 a.m. on June 30, 2012.</P>
        <P>The safety zone will encompass all U.S. navigable waters of Presque Isle Bay, Erie, PA starting from Vista 3 in Presque Isle State Park at position 42°07′29.30″ N, 80°08′48.82″ W and extend in a straight line 1,000 feet wide to the Erie Yacht Club at position 42°07′21.74″ N, 80°07′58.30″ W (DATUM: NAD 83).</P>
        <P>Entry into, transiting, or anchoring within the safety zone is prohibited unless authorized by the Captain of the Port Buffalo or his designated on-scene representative. The Captain of the Port or his designated on-scene representative may be contacted via VHF Channel 16.</P>
        <HD SOURCE="HD1">Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 14 of these statutes or executive orders.</P>
        <HD SOURCE="HD2">Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order. It is not “significant” under the regulatory policies and procedures of the Department of Homeland Security (DHS). We conclude that this rule is not a significant regulatory action because we anticipate that it will have minimal impact on the economy, will not interfere with other agencies, will not adversely alter the budget of any grant or loan recipients, and will not raise any novel legal or policy issues. The safety zone created by this rule will be relatively small and enforced for relatively short time. Also, the safety zone is designed to minimize its impact on navigable waters. Furthermore, the safety zone has been designed to allow vessels to transit around it. Thus, restrictions on vessel movement within that particular area are expected to be minimal. Under certain conditions, moreover, vessels may still transit through the safety zone when permitted by the Captain of the Port.</P>
        <HD SOURCE="HD2">Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule will have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
        <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
        <P>This temporary final rule may affect the following entities, some of which may be small entities: the owners of operators of vessels intending to transit or anchor in a portion of Presque Isle Bay near Erie, PA between 8:30 a.m. to 11:30 p.m. on June 30, 2012.</P>

        <P>This safety zone will not have a significant economic impact on a substantial number of small entities for the following reasons: This rule will be in effect for only approximately three hours and the safety zone will allow vessels to move freely around the safety zone in Presque Isle Bay. If you think that your business, organization, or governmental jurisdiction qualifies as a small entity and that this rule would have a significant economic impact on it, please submit a comment (see<E T="02">ADDRESSES</E>) explaining why you think it qualifies and how and to what degree this rule would economically affect it.</P>
        <HD SOURCE="HD2">Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we offer to assist small entities in understanding this rule so that they can better evaluate its effects on them and participate in the rulemaking process. Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness.<PRTPAGE P="35861"/>
        </P>
        <P>If the rule will affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact LT Christopher Mercurio, Chief of Waterway Management, U.S. Coast Guard Sector Buffalo; telephone 716-843-9343, email. The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">Collection of Information</HD>
        <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520.).</P>
        <HD SOURCE="HD2">Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD2">Protest Activities</HD>

        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the<E T="02">FOR FURTHER INTFORMATION CONTACT</E>section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.</P>
        <HD SOURCE="HD2">Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">Taking of Private Property</HD>
        <P>This rule will not affect a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference With Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD2">Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">Protection of Children</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children From Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and will not create an environmental risk to health or risk to safety that might disproportionately affect children.</P>
        <HD SOURCE="HD2">Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination With Indian Tribal Governments, because it will not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">Energy Effects</HD>
        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD2">Technical Standards</HD>
        <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (e.g., specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies.</P>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have made a determination that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (34)(g), of the Instruction because it involves the establishment of a safety zone. A final environmental analysis checklist and a categorical exclusion determination are available in the docket where indicated under<E T="02">ADDRESSES</E>.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapters 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. Add § 165.T09-0163 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T09-0163</SECTNO>
            <SUBJECT>Safety Zone; Bay Swim V, Presque Isle Bay, Erie, PA.</SUBJECT>
            <P>(a)<E T="03">Location.</E>The safety zone will encompass all waters of Presque Isle Bay, Erie, PA starting from Vista 3 in Presque Isle State Park at position 42°07′29.30″ N, 80°08′48.82″ W and extend in a straight line 1,000 feet wide to the Erie Yacht Club at position 42°07′21.74″ N, 80°07′58.30″ W. (NAD 83)</P>
            <P>(b)<E T="03">Effective and Enforcement Period.</E>This regulation is effective and will be enforced from 8:30 a.m. to 11:30 a.m. on June 30, 2012.</P>
            <P>(c)<E T="03">Regulations.</E>
            </P>

            <P>(1) In accordance with the general regulations in § 165.23 of this part, entry into, transiting, or anchoring within this safety zone is prohibited unless authorized by the Captain of the Port Buffalo or his designated on-scene representative.<PRTPAGE P="35862"/>
            </P>
            <P>(2) This safety zone is closed to all vessel traffic, except as may be permitted by the Captain of the Port Buffalo or his designated on-scene representative.</P>
            <P>(3) The “on-scene representative” of the Captain of the Port Buffalo is any Coast Guard commissioned, warrant or petty officer who has been designated by the Captain of the Port Buffalo to act on his behalf.</P>
            <P>(4) Vessel operators desiring to enter or operate within the safety zone shall contact the Captain of the Port Buffalo or his on-scene representative to obtain permission to do so. The Captain of the Port Buffalo or his on-scene representative may be contacted via VHF Channel 16. Vessel operators given permission to enter or operate in the safety zone must comply with all directions given to them by the Captain of the Port Buffalo, or his on-scene representative.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: May 29, 2012.</DATED>
          <NAME>S.M. Wischmann,</NAME>
          <TITLE>Captain, U. S. Coast Guard, Captain of the Port Buffalo.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14648 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2010-0062]</DEPDOC>
        <SUBJECT>Safety Zone; Fleet Week Maritime Festival, Pier 66 Elliott Bay, Seattle, WA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of enforcement of regulation.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard will enforce the Fleet Week Maritime Festival's Pier 66 Safety Zone in Elliott Bay, WA from 8 a.m. until 8 p.m. on August 1, 2012, however, it will only be enforced thirty minutes prior to, during, and thirty minutes after the annual parade of ships and aerial demonstration. This action is necessary to promote safety on navigable waters. During the enforcement period, entry into, transit through, mooring, or anchoring within this zone is prohibited unless authorized by the Captain of the Port, Puget Sound or his Designated Representative.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>The regulations in 33 CFR 165.1330 will be enforced from 8 a.m. until 8 p.m. on August 1, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this notice, call or email Ensign Anthony P. LaBoy, Sector Puget Sound Waterways Management Division Coast Guard; telephone 206-217-6323, email<E T="03">SectorPugetSoundWWM@uscg.mil.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Coast Guard will enforce the Safety Zone for the Fleet Week Maritime Festival in 33 CFR 165.1330 on August 1, 2012, from 8 a.m. until 8 p.m.; however, it will only be enforced thirty minutes prior to, during, and thirty minutes after the annual parade of ships and aerial demonstration.</P>
        <P>In accordance with the general regulations in 33 CFR Part 165, Subpart C, no vessel operator may enter, transit, moor, or anchor within this safety zone, except for vessels authorized by the Captain of the Port or Designated Representative, thirty minutes prior to the beginning, during and thirty minutes following the conclusion of the Parade of Ships. For the purpose of this rule, the Parade of Ships includes both the pass and review of the ships near Pier 66 and the aerial demonstrations immediately following the pass and review. The Captain of the Port may be assisted by other federal, state, or local agencies as needed.</P>
        <P>In order to transit through this safety zone, authorization must be granted by the Captain of the Port, Puget Sound, or his Designated Representative. All vessel operators desiring entry into this safety zone shall gain authorization by contacting either the on-scene U.S. Coast Guard patrol craft on VHF Ch 13 or Ch 16, or Coast Guard Sector Puget Sound Joint Harbor Operations Center (JHOC) via telephone at (206) 217-6002. Requests shall Indicate the reason why movement within the safety zone is necessary and the vessel's arrival and/or departure facility name, pier and/or berth. Vessel operators granted permission to enter this safety zone will be escorted by the on-scene patrol until no longer within the safety zone.</P>

        <P>This notice is issued under authority of 33 CFR 165.1330 and 5 U.S.C. 552(a). In addition to this notice in the<E T="04">Federal Register</E>, the Coast Guard will provide the maritime community with extensive advance notification of this enforcement period via the Local Notice to Mariners and marine information broadcasts. If the Captain of the Port determines that the regulated area need not be enforced for the full duration stated in this notice, he may use a Broadcast Notice to Mariners to grant general permission to enter the regulated area.</P>
        <SIG>
          <DATED>Dated: June 1, 2012.</DATED>
          <NAME>S.J. Ferguson,</NAME>
          <TITLE>Captain, U.S. Coast Guard, Captain of the Port, Puget Sound.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14545 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R04-OAR-2012-0166; FRL-9687-1]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Implementation Plans; State of Florida: New Source; Review Prevention of Significant Deterioration: Nitrogen Oxides as a Precursor to Ozone</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>EPA is taking final action to approve changes to the Florida State Implementation Plan (SIP), submitted by the Florida Environmental Protection (FDEP), through the Division of Air Resource Management, to EPA in two separate SIP revisions on October 19, 2007, and July 1, 2011. These SIP revisions modify Florida's New Source Review (NSR) Prevention of Significant Deterioration (PSD) program to address requirements promulgated in the 1997 8-hour ozone national ambient air quality standards (NAAQS) Implementation Rule NSR Update Phase II (hereafter referred to as the “Ozone Implementation NSR Update” or “Phase II Rule”) recognizing nitrogen oxide (NO<E T="52">X</E>) as an ozone precursor, among other requirements. In addition, both SIP revisions make clarifying and corrective changes to Florida's regulations. EPA is approving both SIP revisions because the Agency has determined that the changes are in accordance with the Clean Air Act (CAA or Act) and EPA regulations regarding NSR permitting.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>This rule will be effective July 16, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>EPA has established a docket for this action under Docket Identification No. EPA-R04-OAR-2012-0166. All documents in the docket are listed on the<E T="03">www.regulations.gov</E>web site. Although listed in the index, some information is not publicly available, i.e., Confidential Business Information or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form.<PRTPAGE P="35863"/>Publicly available docket materials are available either electronically through<E T="03">www.regulations.gov</E>or in hard copy at the Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. EPA requests that if at all possible, you contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to schedule your inspection. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>For information regarding the Florida SIP, contact Ms. Twunjala Bradley, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Telephone number: (404) 562-9352; email address:<E T="03">bradley.twunjala@epa.gov.</E>For information regarding NSR, contact Ms. Yolanda Adams, Air Permits Section, at the same address above. Telephone number: (404) 562-9214; email address:<E T="03">adams.yolanda@epa.gov.</E>For information regarding 8-hour ozone NAAQS, contact Ms. Jane Spann, Regulatory Development Section, at the same address above. Telephone number: (404) 562-9029; email address:<E T="03">spann.jane@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. Background</FP>
          <FP SOURCE="FP-2">II. This Action</FP>
          <FP SOURCE="FP-2">III. Final Action</FP>
          <FP SOURCE="FP-2">IV. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Background</HD>
        <P>EPA is taking final action to approve changes to the Florida SIP such that it is consistent with federal requirements for NSR permitting. On October 19, 2007, and July 1, 2011,<SU>1</SU>

          <FTREF/>FDEP submitted revisions to EPA for approval into the Florida SIP to adopt federal requirements for NSR permitting promulgated in the Phase II Rule. Florida's October 19, 2007, SIP revision makes changes to the State's air quality regulations at Chapter 62-210, Florida Administrative Code (F.A.C.),<E T="03">Stationary Sources—General Requirements, Section 200—Definitions (rule 62-210.200),</E>and Chapter 62-212, F.A.C.,<E T="03">Stationary Sources—Preconstruction Review, Section 400—Prevention of Significant Deterioration (rule 62-210.400).</E>Florida's July 1, 2011, SIP revision also makes changes at Chapter 62-210, F.A.C., to adopt PSD provisions promulgated in the Phase II Rule. Specifically, both SIP revisions amend the State's PSD regulations to establish that PSD permit applicants must identify NOx as an ozone precursor as established in the Phase II Rule. Lastly, both SIP revisions make clarifying and corrective changes to Florida's rules at Chapters 62-210 and 62-212, F.A.C. Pursuant to section 110 of the CAA, EPA is approving these changes into the Florida SIP. EPA notes that Florida's October 19, 2007, SIP submission makes clarifying changes to rule 62-212.400(11), F.A.C., regarding applicable public participation requirements for PSD permitting. However, because Florida's subsequent July 1, 2011, SIP revision made subsequent revisions to this public participation provision, EPA is not taking action to approve Florida's October 19, 2007, revision to rule 62-212.400(11), F.A.C. EPA is taking final action to approve the subsequent July 1, 2011, clarifying amendments to rule 62-212.400(11), F.A.C. into the Florida SIP.</P>
        <FTNT>
          <P>
            <SU>1</SU>Florida's July 1, 2011, SIP revision also makes additional changes to Chapters 62-210, 212 and 296, F.A.C. which will be addressed in a separate rulemaking.</P>
        </FTNT>

        <P>On April 5, 2012, EPA published a proposed rulemaking to approve the aforementioned changes to Florida's NSR PSD program.<E T="03">See</E>77 FR 20582. Comments on the proposed rulemaking were due on or before May 7, 2012. No comments, adverse or otherwise, were received on EPA's April 5, 2012, proposed rulemaking. EPA is now taking final action to approve the changes to Florida's NSR PSD program as outlined in EPA's April 5, 2012, proposed rulemaking. A summary of the background for today's final actions is provided below.</P>
        <HD SOURCE="HD2">a. Phase II Rule</HD>
        <P>With regard to the 1997 8-hour ozone NAAQS,<SU>2</SU>

          <FTREF/>EPA's Phase II Rule, finalized on November 29, 2005, addressed control and planning requirements as they applied to areas designated nonattainment for the 1997 8-hour ozone NAAQS such as reasonably available control technology, reasonably available control measures, reasonable further progress, modeling and attainment demonstrations, NSR, and the impact to reformulated gas for the 1997 8-hour ozone NAAQS transition.<E T="03">See</E>70 FR 71612. The NSR permitting requirements established in the rule included the following provisions: Recognizing NO<E T="52">X</E>as an ozone precursor for PSD purposes; changes to the nonattainment new source review (NNSR) rules establishing major stationary thresholds (marginal, moderate, serious, severe, and extreme nonattainment classifications) and significant emission rates for the 8-hour ozone, PM<E T="52">10</E>and carbon monoxide NAAQS; revising the criteria for crediting emission reductions credits from operation shutdowns and curtailments as offsets, and changes to offset ratios for marginal, moderate, serious, severe, and extreme ozone nonattainment.</P>
        <FTNT>
          <P>

            <SU>2</SU>On July 18, 1997, EPA promulgated a revised 8-hour ozone NAAQS of 0.08 parts per million—also referred to as the 1997 8-hour ozone NAAQS. On April 30, 2004, EPA designated areas as unclassifiable/attainment, nonattainment and unclassifiable for the 1997 8-hour ozone NAAQS. In addition, on April 30, 2004, as part of the framework to implement the 1997 8-hour ozone NAAQS, EPA promulgated an implementation rule in two phases (Phase I and II). The Phase I Rule (effective on June 15, 2004), provided the implementation requirements for designating areas under subpart 1 and subpart 2 of the CAA.<E T="03">See</E>69 FR 23951.</P>
        </FTNT>
        <P>The Phase II Rule made changes to federal regulations at 40 CFR 51.165 and 51.166 (which govern the NNSR and PSD permitting programs respectively). Pursuant to these requirements, states were required to submit SIP revisions adopting the relevant federal requirements of the Phase II Rule (at 40 CFR 51.165 and 51.166) into their SIP no later than June 15, 2007. Florida's October 19, 2007, and July 1, 2011, SIP revisions adopt the relevant provisions at 40 CFR 51.66 into the Florida SIP to be consistent with federal regulations for NSR PSD permitting requirements promulgated in the Phase II Rule with minor variations. States may meet the requirements of 40 CFR part 51 and the Phase II Rules with alternative but equivalent regulations. As part of its analysis of Florida's October 19, 2007 and July 1, 2011, SIP revisions, EPA conducted a thorough review of the State's submittals including those provisions that differ from the federal rules (specifically the term “regulated NSR pollutant” at 40 CFR 51.166(b)(49)). EPA determined that Florida's term “PSD pollutant”<SU>3</SU>
          <FTREF/>is<PRTPAGE P="35864"/>equivalent to the federal PSD definition “regulated NSR pollutant” and consistent with the program requirements for NSR, set forth at 40 CFR 51.166 related to the relevant revisions amended in the Phase II Rule. For more detail on Florida's equivalent PSD provisions for the definition of “regulated NSR pollutant” related to the Phase II Rule, please refer to EPA's proposed rulemaking at 77 FR 20584 (May 5, 2012).<E T="03">See</E>also 73 FR 36435 (June 27, 2008).</P>
        <FTNT>
          <P>

            <SU>3</SU>On June 27, 2008 (73 FR 36435), EPA took final action to approve a February 3, 2006, Florida SIP revision to adopt the provisions promulgated in the 2002 NSR Reform Rule.<E T="03">See</E>67 FR 80186. In the June 27, 2008, final rulemaking, EPA approved Florida's definition of “PSD Pollutant” as an equivalent to the federal term “regulated NSR pollutant” into the Florida SIP. As part of its February 3, 2006, SIP revision to adopt the NSR Reform provisions, Florida provided an equivalency demonstration that addressed how the State's definition of “PSD pollutant” was comparable to the federal term “regulated NSR pollutant.” EPA's June 27, 2008, rulemaking also conditionally approved portions of Florida's PSD program that<PRTPAGE/>were not consistent with federal PSD regulations (including the definition for significant emissions rate). On June 17, 2009, in response to the conditional approval FDEP submitted a SIP revision to revise portions of its PSD program to be consistent with the federal PSD regulations. EPA took final action to approve this revision on April 12, 2011, which converted the State's PSD program from conditional to full approval.<E T="03">See</E>76 FR 20239.</P>
        </FTNT>
        <HD SOURCE="HD2">b. Florida's Clarifying Changes and Corrections</HD>

        <P>Finally, Florida's October 19, 2007, and July 1, 2011, SIP revisions make clarifying changes and typographical corrections to portions of the State's NSR regulations at Chapter 62-210 and 212. Florida's October 19, 2007, SIP revisions make clarifying and/or corrective changes to rule 62-212.400, F.A.C including amending subsection entitled “General Prohibitions” at rule 62-212.400(1) by replacing the term “Prohibitions” with the term “Provisions”; and adding language at rule 62-212.400(1)(c) and 62-212.720—<E T="03">Actuals Plantwide Applicability Limits (PALs),</E>to clarify that the term “Administrator” in 40 CFR 52.21 shall mean “Department” when applying the portions of the federal rule cited from within the FDEP rules.</P>
        <P>In addition, Florida's July 1, 2011, SIP revision corrected an administrative error in the definition of “major modification” by replacing the term “PSD pollutant” with “regulated air pollutant” at rule 62-210.200(186)(d), F.A.C. The July 1, 2011, SIP revision also amends the public participation provision at 62-212.400(11), F.A.C., to clarify that the applicable public notice and participation provisions can be found at 62-210.350, F.A.C., and 62-110.106, F.A.C., to satisfy the federal public participation requirements. Florida's October 19, 2007, SIP submission also made changes to rule 62-212.400(11), F.A.C., regarding applicable public participation requirements for PSD permitting. However, Florida's July 1, 2011, SIP revision made subsequent changes to the public participation provision at rule 62-212.400(11), F.A.C., and therefore, EPA is not taking action to approve Florida's October 19, 2007, revision to rule 62-212.400(11), F.A.C. EPA is instead approving the latest revision to rule 62-212.400(11), F.A.C., included in Florida's July 1, 2011, SIP revision.</P>
        <HD SOURCE="HD1">II. This Action</HD>

        <P>Florida's October 19, 2007 and July 1, 2011, SIP revisions update the State's PSD definitions at Chapter 62-210, F.A.C. and provisions at Chapter 62-212, F.A.C. to adopt the NSR requirements promulgated in the Phase II Rule (at 40 CFR 52.21) recognizing NO<E T="52">X</E>as an ozone precursor regarding: amendments to the definitions for “<E T="03">major stationary source</E>” (40 CFR 52.21(b)(1)), “<E T="03">major modification</E>” (40 CFR 52.21(b)(2)), “<E T="03">significant</E>” (for significant emissions rate) (at 40 CFR 52.21(b)(23)(i)), “<E T="03">regulated NSR pollutant</E>” (40 CFR 52.21(b)(50)), and the addition of a footnote at 40 CFR 52.21(i)(5)(i)(f) establishing the requirement for ambient air impact analysis. The Phase II rule also made other revisions to the NNSR program; however, only the addition of PSD amendments recognizing NO<E T="52">X</E>as an ozone precursor is relevant to this action.</P>

        <P>Florida's October 19, 2007, SIP revision, which became state effective July 16, 2007, revised definitions at rule 62-210.200, F.A.C., for “<E T="03">major stationary source,</E>” “<E T="03">significant emissions rate</E>” (or “<E T="03">significant</E>” at 40 CFR 52.21(b)(23)(i)), and “<E T="03">PSD pollutant</E>”<SU>4</SU>
          <FTREF/>(Florida's equivalent to the federal term “<E T="03">regulated NSR pollutant</E>” at 40 CFR 52.21 (b)(50)) by adding the term “nitrogen oxides” to recognize NO<E T="52">X</E>as an ozone precursor. The changes at rule 62-212.400, F.A.C., also addressed the inclusion of “nitrogen oxides” in the footnote at 62-212.400(3)(e)1.e., (as amended at 40 CFR 52.21 (i)(5)(i)(f)) regarding air quality level for ozone.<SU>5</SU>

          <FTREF/>Florida's July 1, 2011, SIP revision, which became state effective October 12, 2008, revised the definition for “<E T="03">major modification</E>” to be consistent with the definition promulgated in the Phase II Rule to include NO<E T="52">X</E>as an ozone precursor.</P>
        <FTNT>
          <P>

            <SU>4</SU>Florida defines “PSD Pollutant” at rule 62-210.200, F.A.C., as “any pollutant listed as having a significant emissions rate. Florida's October 19, 2007, SIP revision (the subject of this action) amends the definition of “significant emissions rate” to adopt the Phase II Rule provisions by listing NO<E T="52">X</E>for the pollutant “ozone.” In doing so, Florida's definition of “PSD pollutant” is also amended to establish NO<E T="52">X</E>as an ozone precursor.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>The rule at 40 CFR 52.21(i)(5)(i)(f) establishes that there is no de minimis air quality level for ozone, however any source subject to PSD with a net increase of 100 tons per year or more of volatile organic compounds or NO<E T="52">X</E>is required to perform an ambient impact analysis.</P>
        </FTNT>
        <P>As mentioned above, both Florida SIP submittals made clarifying changes and corrected typographical errors at Florida Chapter 62-210 and 212, F.A.C. Specifically Florida's October 19, 2007, SIP submission made changes to rule 62-212.400(11), F.A.C., regarding applicable public participation requirements for PSD permitting. However, because Florida's July 1, 2011 SIP revision made subsequent changes 62-212.400(11), F.A.C., EPA is not approving the October 19, 2007 SIP revision to 62-212.400(11), F.A.C., into the Florida SIP. EPA is instead approving the latest revision to rule 62-212.400(11), F.A.C., included in Florida's July 1, 2011, SIP revision. EPA has determined that Florida's October 19, 2007, and July 1, 2011, SIP revisions, both meet the NSR PSD permitting requirements established in the Phase II Rule and are consistent with section 110 of the CAA.</P>
        <HD SOURCE="HD1">III. Final Action</HD>

        <P>Pursuant to section 110 of the CAA, EPA is taking final action to approve Florida's October 19, 2007, and July 1, 2011, SIP revisions adopting federal PSD definitions and provisions amended in the Phase II Rule specifically recognizing NO<E T="52">X</E>as an ozone precursor into the Florida SIP. EPA is also taking final action to approve Florida's clarifying changes and correction to Florida's NSR rules. EPA is approving these revisions into the Florida SIP because they are consistent with section 110 of the CAA and EPA implementing NSR regulations.</P>
        <HD SOURCE="HD1">IV. Statutory and Executive Order Reviews</HD>
        <P>Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this action merely approves state law as meeting federal requirements and does not impose additional requirements beyond those imposed by state law. For that reason, this action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);<PRTPAGE P="35865"/>
        </P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA; and</P>
        <P>• Does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
        
        <FP>In addition, this rule does not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law.</FP>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this action and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the<E T="04">Federal Register</E>. A major rule cannot take effect until 60 days after it is published in the<E T="04">Federal Register</E>. This action is not a “major rule” as defined by 5 U.S.C. 804(2).</P>

        <P>Under section 307(b)(1) of the CAA, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by August 14, 2012. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this action for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action. This action may not be challenged later in proceedings to enforce its requirements.<E T="03">See</E>CAA section 307(b)(2), 42 U.S.C. 7607(b)(2).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Incorporation by reference, Intergovernmental relations, Oxides of nitrogen, Ozone, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 5, 2012.</DATED>
          <NAME>A. Stanley Meiburg,</NAME>
          <TITLE>Acting Regional Administrator, Region 4.</TITLE>
        </SIG>
        <P>40 CFR part 52 is amended as follows:</P>
        <REGTEXT PART="52" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 52—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 52 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 7401<E T="03">et seq.</E>
            </P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="52" TITLE="40">
          <SUBPART>
            <HD SOURCE="HED">Subpart K—Florida</HD>
          </SUBPART>
          <AMDPAR>2. Section 52.520(c) is amended under Chapters 62-210 and 62-212 by revising the entries for “Section 62-210.200” and “Section 62-212.400” to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.520</SECTNO>
            <SUBJECT>Identification of plan</SUBJECT>
            <STARS/>
            <P>(c) * * *</P>
            <GPOTABLE CDEF="xs64,r50,12,r50,r100" COLS="5" OPTS="L1,i1">
              <TTITLE>EPA-Approved Florida Regulations</TTITLE>
              <BOXHD>
                <CHED H="1">State citation (section)</CHED>
                <CHED H="1">Title/subject</CHED>
                <CHED H="1">State effective date</CHED>
                <CHED H="1">EPA approval date</CHED>
                <CHED H="1">Explanation</CHED>
              </BOXHD>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW EXPSTB="04" RUL="s">
                <ENT I="21">
                  <E T="02">Chapter 62-210Stationary Source—General Requirements</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="22"/>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">62-210.200</ENT>
                <ENT>Definitions</ENT>
                <ENT>10/12/08</ENT>
                <ENT>6/15/12 [Insert citation of publication]</ENT>
                <ENT>This final rulemaking approves changes to the following definitions: “major modification,” “major stationary source,” “PSD pollutant” and “significant emissions rate.”</ENT>
              </ROW>
              <ROW RUL="s">
                <ENT I="22"/>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW EXPSTB="04" RUL="s">
                <ENT I="21">
                  <E T="02">Chapter 62-212Stationary Source—Preconstruction Review</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="22"/>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">62-212.400</ENT>
                <ENT>Prevention of Significant Deterioration</ENT>
                <ENT>10/6/08</ENT>
                <ENT>6/15/12 [Insert citation of publication]</ENT>
                <ENT/>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT I="28">*******</ENT>
              </ROW>
            </GPOTABLE>
            <PRTPAGE P="35866"/>
            <STARS/>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14419 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R04-OAR-2010-0969; FRL-9686-9]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Implementation Plans; Revisions to the Georgia State Implementation Plan</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Direct final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA is taking direct final action to approve a State Implementation Plan (SIP) revision submitted by the State of Georgia, through the Department of Natural Resources (GA DNR), on November 16, 2010. This revision consists of transportation conformity criteria and procedures related to interagency consultation and enforceability of certain transportation-related control measures and mitigation measures. The intended effect is to update the transportation conformity criteria and procedures in the Georgia SIP. This action is being taken pursuant to section 110 of the Clean Air Act.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>

          <P>This direct final rule is effective August 14, 2012 without further notice, unless EPA receives adverse comment by July 16, 2012. If EPA receives such comments, it will publish a timely withdrawal of the direct final rule in the<E T="04">Federal Register</E>and inform the public that the rule will not take effect.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by Docket ID No. EPA-R04-OAR-2010-0969, by one of the following methods:</P>
          <P>1.<E T="03">www.regulations.gov:</E>Follow the on-line instructions for submitting comments.</P>
          <P>2.<E T="03">Email: somerville.amanetta@epa.gov.</E>
          </P>
          <P>3.<E T="03">Fax:</E>(404) 562-9019.</P>
          <P>4.<E T="03">Mail:</E>“EPA-R04-OAR-2010-0969,” Air Quality Modeling and Transportation Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960.</P>
          <P>5.<E T="03">Hand Delivery or Courier:</E>Amanetta Somerville, Air Quality Modeling and Transportation Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Such deliveries are only accepted during the Regional Office's normal hours of operation. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding federal holidays.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. “EPA-R04-OAR-2010-0969.” EPA's policy is that all comments received will be included in the public docket without change and may be made available online at<E T="03">www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit through<E T="03">www.regulations.gov</E>or email, information that you consider to be CBI or otherwise protected. The<E T="03">www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an email comment directly to EPA without going through<E T="03">www.regulations.gov,</E>your email address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. For additional information about EPA's public docket visit the EPA Docket Center homepage at<E T="03">http://www.epa.gov/epahome/dockets.htm.</E>
          </P>
          <P>
            <E T="03">Docket:</E>All documents in the electronic docket are listed in the<E T="03">www.regulations.gov</E>index. Although listed in the index, some information is not publicly available, i.e., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically in<E T="03">www.regulations.gov</E>or in hard copy at the Air Quality Modeling and Transportation Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. EPA requests that if at all possible, you contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to schedule your inspection. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Amanetta Somerville, Air Quality Modeling and Transportation Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Ms. Somerville's telephone number is 404-562-9025. She can also be reached via electronic mail at<E T="03">somerville.amanetta@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. Transportation Conformity</FP>
          <FP SOURCE="FP-2">II. Background for This Action</FP>
          <FP SOURCE="FP1-2">A. Federal Requirements</FP>
          <FP SOURCE="FP1-2">B. Atlanta Conformity SIP</FP>
          <FP SOURCE="FP1-2">C. Chattanooga Conformity SIP</FP>
          <FP SOURCE="FP1-2">D. Macon Conformity SIP</FP>
          <FP SOURCE="FP1-2">E. Rome Conformity SIP</FP>
          <FP SOURCE="FP-2">III. State Submittal and EPA Evaluation</FP>
          <FP SOURCE="FP-2">IV. Public Comment and Final Action</FP>
          <FP SOURCE="FP-2">V. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Transportation Conformity</HD>

        <P>Transportation conformity (hereafter referred to as “conformity”) is required under section 176(c) of the Clean Air Act (CAA or Act) to ensure that federally supported highway, transit projects, and other activities are consistent with (“conform to”) the purpose of the SIP. Conformity currently applies to areas that are designated nonattainment, and to areas that have been redesignated to attainment after 1990 (maintenance areas) with plans developed under section 175A of the Act, for the following transportation related criteria pollutants: Ozone, particulate matter (e.g., PM<E T="52">2.5</E>and PM<E T="52">10</E>), carbon monoxide, and nitrogen dioxide.</P>

        <P>Conformity to the purpose of the SIP means that transportation activities will not cause new air quality violations, worsen existing violations, or delay timely attainment of the relevant criteria pollutants, also known as national ambient air quality standards (NAAQS). The transportation conformity regulation is found in 40 CFR part 93 and provisions related to conformity SIPs are found in 40 CFR 51.390.<PRTPAGE P="35867"/>
        </P>
        <HD SOURCE="HD1">II. Background for This Action</HD>
        <HD SOURCE="HD2">A. Federal Requirements</HD>
        <P>EPA promulgated the Federal transportation conformity criteria and procedures (“Conformity Rule”) on November 24, 1993 (58 FR 62188). Among other things, the rule required states to address all provisions of the conformity rule in their SIPs frequently referred to as “conformity SIPs.” Under 40 CFR 51.390, most sections of the conformity rule were required to be copied verbatim. States were also required to tailor all or portions of the following three sections of the conformity rule to meet their state's individual circumstances: 40 CFR 93.105, which addresses consultation procedures; 40 CFR 93.122(a)(4)(ii), which addresses written commitments to control measures that are not included in a metropolitan planning organization's (MPO's) transportation plan and transportation improvement program that must be obtained prior to a conformity determination, and the requirement that such commitments, when they exist, must be fulfilled; and 40 CFR 93.125(c), which addresses written commitments to mitigation measures that must be obtained prior to a project-level conformity determination, and the requirement that project sponsors must comply with such commitments, when they exist.</P>
        <P>On August 10, 2005, the “Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users” (SAFETEA-LU) was signed into law. SAFETEA-LU revised section 176(c) of the CAA transportation conformity provisions. One of the changes streamlines the requirements for conformity SIPs. Under SAFETEA-LU, states are required to address and tailor only three sections of the rule in their conformity SIPs: 40 CFR 93.105, 40 CFR 93.122(a)(4)(ii), and, 40 CFR 93.125(c), described above. In general, states are no longer required to submit conformity SIP revisions that address the other sections of the conformity rule. These changes took effect on August 10, 2005, when SAFETEA-LU was signed into law.</P>
        <HD SOURCE="HD2">B. Atlanta Conformity SIP</HD>

        <P>Effective June 15, 2004, EPA designated 20 whole counties in the Atlanta area, as nonattainment for the 1997 8-hour ozone standard. The counties include Barrow, Bartow, Carroll, Cherokee, Clayton, Cobb, Coweta, DeKalb, Douglas, Fayette, Forsyth, Fulton, Gwinnett, Hall, Henry, Newton, Paulding, Rockdale, Spalding, and Walton counties. Effective April 5, 2005, EPA designated 20 whole counties, and a portion of two counties in the Atlanta area, as nonattainment for the 1997 Annual PM<E T="52">2.5</E>standard. The whole counties include Barrow, Bartow, Carroll, Cherokee, Clayton, Cobb, Coweta, DeKalb, Douglas, Fayette, Forysth, Fulton, Gwinnett, Hall, Henry, Newton, Paulding, Rockdale, Spalding, and Walton counties; the partial counties include Heard and Putnam counties. The current designation status of both the Atlanta 1997 8-hour ozone and 1997 Annual PM<E T="52">2.5</E>areas is nonattainment.</P>

        <P>There are two MPOs that are responsible for transportation planning for areas within the Atlanta nonattainment areas. The Atlanta Regional Commission (ARC) is the MPO for most of the Atlanta 1997 8-hour ozone and 1997 Annual PM<E T="52">2.5</E>nonattainment areas. ARC's planning boundary includes the whole counties of Cherokee, Clayton, Cobb, Coweta, DeKalb, Douglas, Fayette, Forsyth, Fulton, Gwinnett, Henry, Paulding and Rockdale counties; and portions of Barrow, Bartow, Newton, Spalding and Walton counties in the Atlanta, Georgia area. Gainesville-Hall MPO (GHMPO) is the other MPO for the Atlanta 1997 8-hour ozone and 1997 Annual PM<E T="52">2.5</E>nonattainment areas. GHMPO's planning boundary includes Hall County. Walton County and the portions of Barrow, Bartow, Heard, Newton, Putnam, Spalding counties are considered “donut”<SU>1</SU>

          <FTREF/>areas for the purposes of implementing transportation conformity in this area. Per the Transportation Conformity Rule, the MPO's conformity determination is not complete without a regional analysis that considers the projects in the MPO area(s) as well as the donut areas that are within the nonattainment/maintenance area. For the purposes of implementing 1997 8-hour ozone and 1997 Annual PM<E T="52">2.5</E>conformity, ARC serves as the lead agency for the preparation, consultation, and distribution of the conformity determinations.</P>
        <FTNT>
          <P>
            <SU>1</SU>Donut areas are geographic areas outside a metropolitan planning area boundary, but inside the boundary of a nonattainment or maintenance area that contains any part of a metropolitan area.</P>
        </FTNT>
        <P>Previously Georgia had established transportation conformity SIP for the Atlanta area. On September 27, 2002, EPA approved the Atlanta area's SIP revision which incorporated by reference 40 CFR 93 Subpart A, 67 FR 60869, and customized 40 CFR 93.105, 93.122(a)(4)(ii), and 93.125(c) for all of the MPOs in the entire state. Specifically, the Atlanta area established a Memorandum of Agreement (MOA) for implementing the conformity Criteria and Consultation Procedure. The new conformity SIP (the subject of this rule making) has removed any incorporation by reference and has converted the MOA to a State Rule to be consistent with the SAFETEA-LU revisions to the CAA (Pub. L. 109-59) and subsequent regulations published on January 24, 2008 (73 FR 4420).</P>
        <HD SOURCE="HD2">C. Chattanooga Conformity SIP</HD>

        <P>Effective April 5, 2005, EPA designated Hamilton County in Tennessee, Walker and Catoosa Counties in Georgia, and a portion of Jackson County, Alabama in the tri-state Chattanooga area, as nonattainment for the 1997 Annual PM<E T="52">2.5</E>standard. The current designation status of the Chattanooga 1997 Annual PM<E T="52">2.5</E>area is nonattainment.</P>

        <P>The Chattanooga-Hamilton County, North Georgia Transportation Planning Organization (CHNGTPO) is the MPO for most of the tri-state Chattanooga, TN-GA, 1997 Annual PM<E T="52">2.5</E>area. CHCNGTPO's planning boundary includes Portions of Walker and Catoosa Counties in Georgia and Hamilton County in Tennessee; Portions of Walker and Catoosa Counties in Georgia; and a portion of Jackson County, Alabama. The portion of Jackson County, Alabama that is within the Chattanooga 1997 Annual PM<E T="52">2.5</E>area is not within the CHCNGTPO planning boundary and thus is considered a “donut” area for the purposes of implementing transportation conformity in this area. Per the Transportation Conformity Rule, the MPO's conformity determination is not complete without a regional analysis that considers the projects in the MPO area as well as the donut areas that are within the nonattainment/maintenance area. For the purposes of implementing 1997 Annual PM<E T="52">2.5</E>conformity, CHCNGTPO serves as the lead agency for the preparation, consultation, and distribution of the conformity determinations.</P>

        <P>Walker and Catoosa Counties in Georgia which are a part of the Chattanooga area do not have a previous conformity SIP. The states of Tennessee and Alabama will establish conformity procedures for the counties that make up the Tennessee and Alabama portion of the Chattanooga nonattainment area in their individual conformity SIPs. The SIP revision at issue now includes the conformity procedures for Walker and Catoosa Counties as part of the 1997 Annual PM<E T="52">2.5</E>Chattanooga nonattainment area.<PRTPAGE P="35868"/>
        </P>
        <HD SOURCE="HD2">D. Macon Conformity SIP</HD>

        <P>Effective June 15, 2004, EPA designated Bibb County and a portion of Monroe County in the Macon, Georgia area as nonattainment for the 1997 8-hour ozone standard. Effective April 5, 2005, EPA designated Bibb County and a portion of Monroe County in the Macon, Georgia area as nonattainment for the 1997 Annual PM<E T="52">2.5</E>standard. The current designation status of the Macon 1997 8-hour ozone and 1997 Annual PM<E T="52">2.5</E>areas are nonattainment for PM<E T="52">2.5</E>and attainment (with a maintenance plan) for 1997 8-hour ozone (72 FR 53432, September 19, 2007).</P>

        <P>The Macon Area Transportation Study (MATS) is the MPO for most of the Macon 1997 8-hour ozone and 1997 Annual PM<E T="52">2.5</E>nonattainment area. The MATS planning boundary includes all of Bibb County. The portion of Monroe County that is included in the Macon 1997 8-hour ozone and 1997 Annual PM<E T="52">2.5</E>nonattainment areas is not within the MATS planning boundary, and thus is considered a “donut” area for the purposes of implementing transportation conformity in this area. The donut area of Monroe County entered into an agreement with the Georgia Department of Transportation (DOT) that will allow the Georgia DOT to represent them. Per the transportation conformity regulations, the MPO's conformity determination is not complete without a regional analysis that considers the transportation projects in the MPO area as well as the donut areas that are within the nonattainment area. For the purposes of implementing 1997 8-hour ozone and 1997 Annual PM<E T="52">2.5</E>conformity, MATS serves as the lead agency for the preparation, consultation and distribution of the conformity determination.</P>
        <P>Bibb County and the portion of Monroe County, Georgia which are a part of the Macon area do not have a previous conformity SIP. The SIP revision at issue now includes the conformity procedures for both the entire county of Bibb and the portion of Monroe County, Georgia, for the Macon area.</P>
        <HD SOURCE="HD2">E. Rome Conformity SIP</HD>

        <P>Effective April 5, 2005, EPA designated a portion of Floyd County in the Rome-Floyd area as nonattainment for the 1997 Annual PM<E T="52">2.5</E>standard. The current designation status of the Rome-Floyd County 1997 Annual PM<E T="52">2.5</E>area is nonattainment. The Rome Floyd County MPO (RFCMPO) is the MPO for the entire Rome-Floyd 1997 Annual PM<E T="52">2.5</E>area. For the purposes of implementing 1997 Annual PM<E T="52">2.5</E>conformity, RFCMPO serves as the lead agency for the preparation, consultation, and distribution of the conformity determinations.</P>
        <P>Floyd County, Georgia which is a part of the Rome area does not have a previous conformity SIP. The SIP revision at issue now includes the conformity procedures for the entire county of Floyd county, Georgia, for the Rome area.</P>
        <HD SOURCE="HD1">III. State Submittal and EPA Evaluation</HD>
        <P>On November 16, 2010, the State of Georgia, through GA DNR, submitted the State's transportation conformity and consultation interagency rule to EPA as a revision to the SIP. On February 21, 2011, and again on March 10, 2011, GA DNR submitted supplemental information regarding the Georgia transportation conformity rule. These three SIP revisions established procedures for interagency consultation and replaced the Memorandum of Agreement submitted by GA DNR and approved by EPA on September 27, 2002 (67 FR 60869).</P>
        <P>The State of Georgia developed its consultation rule based on the elements contained in 40 CFR 93.105, 93.122(a)(4)(ii), and 93.125(c). As a first step, the State worked with the existing transportation planning organization's interagency committee that included representatives from the State air quality agency, State DOT, Federal Highway Administration—Georgia Division, Federal Transit Administration, the MPOs of the maintenance and nonattainment areas of Georgia, and EPA. The interagency committee met regularly and drafted the consultation rules considering elements in 40 CFR Part 93.105, 93.122(a)(4)(ii), and 93.125(c), and integrated the local procedures and processes into the rule. The consultation process developed in this rule is for the State of Georgia. On July 6, 2010, GA DNR held a public hearing for the transportation conformity rulemaking.</P>
        <P>EPA has evaluated this SIP and has determined that the State has met the requirements of Federal transportation conformity rule as described in 40 CFR Part 51, Subpart T and 40 CFR Part 93, Subpart A. GA DNR has satisfied the public participation and comprehensive interagency consultation requirement during development and adoption of the State Rule at the local level. Therefore, EPA is approving the rule as a revision to the Georgia SIP. EPA's rule requires the states to develop their own processes and procedures for interagency consultation among the federal, state, and local agencies and resolution of conflicts meeting the criteria in 40 CFR 93.105. The SIP revision must include processes and procedures to be followed by the MPO, state DOT, and U.S. DOT in consulting with the state and local air quality agencies and EPA before making conformity determinations. The transportation conformity SIP revision must also include processes and procedures for the state and local air quality agencies and EPA to coordinate the development of applicable SIPs with MPOs, state DOTs, and U.S. DOT.</P>
        <P>EPA has reviewed the submittal to assure consistency with the CAA as amended by SAFETEA-LU and EPA regulations (40 CFR part 93 and 40 CFR 51.390) governing state procedures for transportation conformity and interagency consultation and has concluded that the submittal is approvable. Details of EPA's review are set forth in a technical support document (TSD), which has been included in the docket for this action. Specifically, in the TSD, EPA identifies how the submitted procedures satisfy our requirements under 40 CFR 93.105 for interagency consultation with respect to the development of transportation plans and programs, SIPs, and conformity determinations, the resolution of conflicts, and the provision of adequate public consultation, and our requirements under 40 CFR 93.122(a)(4)(ii) and 93.125(c) for enforceability of control measures and mitigation measures.</P>
        <HD SOURCE="HD1">IV. Public Comment and Final Action</HD>
        <P>For the reasons set forth above, EPA is taking action under section 110 of the Act to approve the rule implementing the conformity criteria and consultation procedures revision to the Georgia SIP pursuant to the CAA, as a revision to the Georgia SIP. As a result of this action, Georgia's previously SIP-approved conformity procedures for Georgia (67 FR 60869, September 27, 2002), will be replaced by the procedures submitted to EPA on November 16, 2010, for approval and adopted by State of Georgia on August 25, 2010. This action also establishes consultation procedures for all counties in Georgia.</P>

        <P>EPA is publishing this rule without prior proposal because the Agency views this as a noncontroversial submittal and anticipates no adverse comments. However, in the proposed rules section of this<E T="04">Federal Register</E>publication, EPA is publishing a separate document that will serve as the proposal to approve the SIP revision should adverse comments be filed. This rule will be effective August 14, 2012 without further notice unless the<PRTPAGE P="35869"/>Agency receives adverse comments by July 16, 2012.</P>
        <P>If EPA receives such comments, then EPA will publish a document withdrawing the final rule and informing the public that the rule will not take effect. All public comments received will then be addressed in a subsequent final rule based on the proposed rule. EPA will not institute a second comment period. Parties interested in commenting should do so at this time. If no such comments are received, the public is advised that this rule will be effective on August 14, 2012 and no further action will be taken on the proposed rule.</P>
        <HD SOURCE="HD1">V. Statutory and Executive Order Reviews</HD>
        <P>Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this action merely approves state law as meeting federal requirements and does not impose additional requirements beyond those imposed by state law. For that reason, this action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA; and</P>
        <P>• Does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
        <P>In addition, this rule does not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the state, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law.</P>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this action and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the<E T="04">Federal Register</E>. A major rule cannot take effect until 60 days after it is published in the<E T="04">Federal Register</E>. This action is not a “major rule” as defined by 5 U.S.C. 804(2).</P>

        <P>Under section 307(b)(1) of the CAA, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by August 14, 2012. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this action for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action. Parties with objections to this direct final rule are encouraged to file a comment in response to the parallel notice of proposed rulemaking for this action published in the proposed rules section of today's<E T="04">Federal Register</E>, rather than file an immediate petition for judicial review of this direct final rule, so that EPA can withdraw this direct final rule and address the comment in the proposed rulemaking. This action may not be challenged later in proceedings to enforce its requirements.<E T="03">See</E>section 307(b)(2).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Carbon monoxide, Incorporation by reference, Intergovernmental relations, Incorporation by reference, Nitrogen dioxide, Ozone, Reporting and recordkeeping requirements, Volatile organic compounds.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: June 1, 2012.</DATED>
          <NAME>A. Stanley Meiburg,</NAME>
          <TITLE>Acting Regional Administrator, Region 4.</TITLE>
          
        </SIG>
        <P>40 CFR part 52 is amended as follows:</P>
        <REGTEXT PART="52" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 52—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 52 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42.U.S.C. 7401<E T="03">et seq.</E>
            </P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="52" TITLE="40">
          <SUBPART>
            <HD SOURCE="HED">Subpart L—Georgia</HD>
          </SUBPART>
          <AMDPAR>2. Section 52.570 is amended:</AMDPAR>
          <AMDPAR>a. In paragraph (c) by adding a new entry in numerical order for “391-3-1-.15”;</AMDPAR>
          <AMDPAR>b. In paragraph (e) by removing and reserving entry 12 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.570</SECTNO>
            <SUBJECT>Identification of plan.</SUBJECT>
            <STARS/>
            <P>(c)  * * *</P>
            <GPOTABLE CDEF="xs60,r50,14,r50,xl50" COLS="05" OPTS="L1,i1">
              <TTITLE>EPA-Approved Georgia Regulations</TTITLE>
              <BOXHD>
                <CHED H="1">State citation</CHED>
                <CHED H="1">Title/subject</CHED>
                <CHED H="1">State effective date</CHED>
                <CHED H="1">EPA approval date</CHED>
                <CHED H="1">Explanation</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">391-3-1-.15</ENT>
                <ENT>Georgia Transportation Conformity and Consultation Interagency Rule</ENT>
                <ENT>10/6/10</ENT>
                <ENT O="xl">6/15/2012 [Insert citation of publication].</ENT>
                <ENT/>
              </ROW>
            </GPOTABLE>
            <PRTPAGE P="35870"/>
            <STARS/>
            <P>(e)  * * *</P>
            <GPOTABLE CDEF="s50,xl50,xl50,xl50" COLS="04" OPTS="L1,i1">
              <TTITLE>EPA-Approved Georgia Non-Regulatory Provisions</TTITLE>
              <BOXHD>
                <CHED H="1">Name of nonregulatory SIP Provision</CHED>
                <CHED H="1">Applicable geographic or nonattainment area</CHED>
                <CHED H="1">State submittal date/effective date</CHED>
                <CHED H="1">EPA approval date</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01" O="xl">12. [Reserved].</ENT>
                <ENT/>
                <ENT/>
                <ENT/>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT I="28">*******</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14595 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R05-OAR-2007-1179; FRL-9685-7]</DEPDOC>
        <SUBJECT>Approval of Air Quality Implementation Plans; Wisconsin; Partial Disapproval of “Infrastructure” State Implementation Plan</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>Pursuant to its authority under the Clean Air Act (CAA), EPA is taking final action to disapprove two narrow portions of submissions made by the Wisconsin Department of Natural Resources (WDNR) to address the section 110(a)(1) and (2) requirements of the CAA, often referred to as the “infrastructure” State Implementation Plan (SIP). Specifically, we are finalizing the disapproval of portions of WDNR's submissions intended to meet certain requirements of section 110(a)(2)(C) with respect to the 1997 8-hour ozone National Ambient Air Quality Standards (NAAQS) and 1997 24-hour PM<E T="52">2.5</E>NAAQS. Among other conditions, section 110(a)(2)(C) of the CAA requires states to correctly address oxides of nitrogen (NO<E T="52">X</E>) as a precursor to ozone in their respective prevention of significant deterioration (PSD) programs. EPA is finalizing disapproval of a portion of Wisconsin's submissions intended to satisfy this requirement. EPA is also finalizing disapproval of a portion of Wisconsin's submissions because the SIP currently contains a new source review (NSR) exemption for fuel changes as major modifications where the source was capable of accommodating the change before January 6, 1975. The proposed rule associated with this final action was published on April 20, 2012.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This final rule is effective on July 16, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>EPA has established a docket for this action under Docket ID No. EPA-R05-OAR-2007-1179. All documents in the docket are listed in the<E T="03">www.regulations.gov</E>index. Although listed in the index, some information is not publicly available, e.g., Confidential Business Information or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly-available only in hard copy. Publicly-available docket materials are available either electronically in<E T="03">www.regulations.gov</E>or in hard copy at the U.S. Environmental Protection Agency, Region 5, Air and Radiation Division, 77 West Jackson Boulevard, Chicago, Illinois 60604. This facility is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding Federal holidays. We recommend that you telephone Andy Chang at (312) 886-0258 before visiting the Region 5 office.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Andy Chang, Environmental Engineer, Attainment Planning and Maintenance Section, Air Programs Branch (AR-18J), U.S. Environmental Protection Agency, Region 5, 77 West Jackson Boulevard, Chicago, Illinois 60604, (312) 886-0258,<E T="03">chang.andy@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Throughout this document whenever “we,” “us,” or “our” is used, we mean EPA. This supplementary information section is arranged as follows:</P>
        <EXTRACT>
          
          <FP SOURCE="FP-2">I. What is the background for this action?</FP>
          <FP SOURCE="FP-2">II. What is our response to comments received on the proposed rulemaking?</FP>
          <FP SOURCE="FP-2">III. What action is EPA taking?</FP>
          <FP SOURCE="FP-2">IV. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. What is the background for this action?</HD>

        <P>Under sections 110(a)(1) and (2) of the CAA, and implementing EPA guidance, states were required to submit either revisions to their existing EPA approved SIPs necessary to provide for implementation, maintenance, and enforcement of the 1997 ozone NAAQS and the 1997 PM<E T="52">2.5</E>NAAQS, or certifications that their existing SIPs for ozone and particulate matter already met those basic requirements. The statute requires that states make these submissions within 3 years after the promulgation of  new or revised NAAQS. However, intervening litigation over the 1997 ozone NAAQS and the 1997 PM<E T="52">2.5</E>NAAQS created uncertainty about how states were to proceed.<SU>1</SU>
          <FTREF/>Accordingly, both EPA and the states were delayed in addressing these basic SIP requirements.</P>
        <FTNT>
          <P>
            <SU>1</SU>
            <E T="03">See, e.g.,</E>
            <E T="03">Whitman</E>v.<E T="03">American Trucking Associations, Inc.,</E>531 U.S. 457 (2001).</P>
        </FTNT>

        <P>In a consent decree with Earth Justice, EPA agreed to make completeness findings with respect to these SIP submissions. Pursuant to this consent decree, EPA published completeness findings for all states for the 1997 8-hour ozone NAAQS on March 27, 2008, and for all states for the 1997 PM<E T="52">2.5</E>NAAQS on October 22, 2008.</P>

        <P>On October 2, 2007, EPA issued a guidance document entitled “Guidance on SIP Elements Required Under Sections 110(a)(1) and (2) for the 1997 8-hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards,” making recommendations to states concerning these SIP submissions (the 2007 Guidance). Within the 2007 Guidance, EPA gave general guidance relevant to matters such as the timing and content of the submissions. Wisconsin made its infrastructure SIP submission for the 1997 ozone and PM<E T="52">2.5</E>NAAQS on December 12, 2007. The State provided supplemental submissions to EPA on January 24, 2011, and March 28, 2011.</P>

        <P>On April 28, 2011, EPA published its proposed action on the Region 5 states' submissions (<E T="03">see</E>76 FR 23757). Notably, we proposed to find that Wisconsin had met the requirements of section 110(a)(2)(C) concerning state PSD programs generally, and in particular the requirement to include NO<E T="52">X</E>as a precursor to ozone (<E T="03">see</E>76 FR 23757 at 23760-23761), thereby satisfying the<PRTPAGE P="35871"/>requirement that the State has an adequate PSD program pursuant to section 110(a)(2)(C) for both the 1997 ozone and 1997 PM<E T="52">2.5</E>NAAQS.<SU>2</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>2</SU>EPA noted that each state's PSD program must meet certain basic program requirements, e.g., if a state lacks specific required provisions needed to address NO<E T="52">X</E>as a precursor to ozone, the provisions of section 110(a)(2)(C) requiring an adequate permitting program must be considered not to be met, irrespective of the pollutant being addressed in the infrastructure SIP submission.</P>
        </FTNT>

        <P>During the comment period for the April 28, 2011, proposed rulemaking, EPA received three sets of comments. Two of the commenters observed that although we had proposed to approve Wisconsin's infrastructure SIP as meeting the correct requirements for NO<E T="52">X</E>as a precursor to ozone in the State's PSD program, Wisconsin's PSD SIP does not contain the most recent PSD program revisions required by EPA for this purpose. One of the commenters also noted that Wisconsin's existing SIP does not meet current EPA requirements with respect to NSR because Wisconsin has not included fuel changes as “major modifications” in its NSR program for certain sources under certain conditions. A detailed discussion of these comments as they relate to Wisconsin's SIP was included in the April 20, 2012, proposed rulemaking (<E T="03">see</E>77 FR 23647), which is the basis for this final action.</P>

        <P>As a result of the comments received in response to our April 28, 2011, proposed rulemaking, we did not promulgate final action on those two limited aspects of Wisconsin's infrastructure SIP in our July 13, 2011, final rulemaking (<E T="03">see</E>76 FR 41075). We did, however, promulgate final action on all other applicable elements of Wisconsin's infrastructure SIP. In the July 13, 2011, rulemaking, we committed to address the issues raised in the comments concerning NO<E T="52">X</E>as a precursor to ozone and the definition of “major modification” related to fuel changes for certain sources in Wisconsin in a separate action; our April 20, 2012, proposed rulemaking and this final rulemaking serve as that action.</P>
        <P>On April 20, 2012, we proposed to disapprove the State's infrastructure SIP submission with respect to two narrow issues related to section 110(a)(2)(C). During the comment period on the April 20, 2012, proposed rulemaking, EPA received two comment letters. EPA addresses the significant and relevant comments in this final action, specifically in the following section.</P>
        <HD SOURCE="HD1">II. What is our response to comments received on the proposed rulemaking?</HD>

        <P>The public comment period for EPA's proposal to disapprove the narrow portions of the submittals from Wisconsin addressing the current regulatory requirements for NO<E T="52">X</E>as a precursor to ozone in PSD permitting and the definition of “major modification” related to fuel changes for certain sources<SU>3</SU>
          <FTREF/>closed on May 21, 2012. EPA received two comment letters, one of which was not relevant to this rulemaking. A synopsis of the significant individual comments contained in the other letter, as well as EPA's response to each comment, is discussed below:</P>
        <FTNT>
          <P>
            <SU>3</SU>Although the evaluation of states' definitions of “major modification” related to fuel changes was not a criterion outlined in EPA's April 28, 2011 proposed rulemaking, this issue is intrinsically linked to states' PSD regulations, covered under section 110(a)(2)(C).</P>
        </FTNT>
        <P>
          <E T="03">Comment 1:</E>WDNR submitted a comment letter that states that although Wisconsin's SIP does not explicitly include all portions of the regulatory language EPA required states to adopt in the “Final Rule to Implement the 8-Hour Ozone National Ambient Air Quality Standard—Phase 2; Final Rule to Implement Certain Aspects of the 1990 Amendments Relating to New Source Review and Prevention of Significant Deterioration as They Apply in Carbon Monoxide, Particulate Matter, and Ozone NAAQS; Final Rule for Reformulated Gasoline” (Phase 2 Rule) (<E T="03">see</E>70 FR 71612), WDNR does in fact consider NO<E T="52">X</E>as a precursor of ozone in its permitting decisions. WDNR also states that it has consistently treated NO<E T="52">X</E>as a precursor to ozone, and existing language in Wisconsin Administrative Code section NR 405.02(25i) clearly gives WDNR the authority to regulate NO<E T="52">X</E>as a precursor for ozone, as it has been identified as such by EPA. WDNR further states that it is not aware of any situation where it has not consistently used this existing authority in its major NSR program. Lastly, WDNR states that in response to EPA's and the public's concern over this issue, it currently has under development a revision to Wisconsin Administrative Code section NR 405.02(25i) to ensure that the language is wholly consistent with Federal language contained in 40 CFR 51.166, as required by the Phase 2 Rule. Upon revision and final adoption at the state level, WDNR has committed to submit the revisions to EPA for approval and incorporation into the SIP.</P>
        <P>
          <E T="03">Response 1:</E>EPA recognizes that Wisconsin currently has some authority to treat NO<E T="52">X</E>as a precursor to ozone in permitting decisions, and EPA appreciates the State's efforts to ensure that NO<E T="52">X</E>is correctly evaluated as a precursor to ozone in fact. However, the Phase 2 Rule obligates states to make explicit regulatory changes in order to clarify and remove any ambiguity concerning the requirement that NO<E T="52">X</E>be treated as a precursor to ozone in permitting contexts in specific ways. The Phase 2 Rule requires states to submit SIP revisions incorporating the requirements of the rule, including these specific NO<E T="52">X</E>as a precursor to ozone provisions, by June 15, 2007 (<E T="03">see</E>70 FR 71612 at 71683). As explained in our April 20, 2012, proposed rulemaking, states that had not incorporated the necessary changes specific to NO<E T="52">X</E>as a precursor to ozone as required by the Phase 2 Rule were included in EPA's March 27, 2008, “Completeness Findings for Section 110(a) State Implementation Plans for the 8-hour Ozone NAAQS” and received a finding of failure to submit related to section 110(a)(2)(C) for this reason (<E T="03">see</E>73 FR 16205).</P>

        <P>As a result of EPA's own regulations, submission deadlines, and actions germane to the explicit identification of NO<E T="52">X</E>as a precursor to ozone in Federally approved PSD programs, EPA is finalizing the disapproval of portions of Wisconsin's infrastructure SIP submission with respect to the NO<E T="52">X</E>as a precursor to ozone provision requirements of section 110(a)(2)(C) for the 1997 ozone and PM<E T="52">2.5</E>NAAQS.</P>

        <P>EPA appreciates Wisconsin's efforts to develop SIP revisions that will be wholly consistent with the Federal language contained in 40 CFR 51.166. EPA will work actively with the State to ensure that the necessary SIP revisions are completed as expeditiously as possible. In the interim, we will work actively with the State to ensure that NO<E T="52">X</E>is correctly treated as a precursor to ozone in a manner consistent with the requirements of the Phase 2 Rule.</P>
        <P>
          <E T="03">Comment 2:</E>In the same comment letter, WDNR recognizes that its definition of “major modification” as found in Wisconsin Administrative Code section NR 405.02(21)(b)5.a. does not include language that recognizes prohibitions on fuel use exemptions that may have been contained in Federally-issued PSD permits issued prior to EPA's approval of Wisconsin's PSD SIP. However, WDNR does not agree with the notion that the omission in fact allows more exemptions than what is allowed by Federal rules.</P>

        <P>WDNR states that under its title V operating permit program, all<E T="03"/>applicable requirements to a source are included in<PRTPAGE P="35872"/>its operation permit. As a result, WDNR states that it clearly recognizes that requirements contained in a Federally-issued PSD permit would be an applicable requirement to the source and that it would be included in the source's title V operating permit, therefore making the requirement fully enforceable under State and Federal law.</P>

        <P>WDNR states that this issue is a very narrow one, and that it is not aware of a single situation where an omission has occurred in practice. Further, WDNR believes that the omission in its definition of “major modification” was an oversight that occurred during rule writing, and cites a previous commitment to EPA to make a correction. Lastly, WDNR states that a correction to the definition in question has begun, and will be part of the same rulemaking effort that will address the NO<E T="52">X</E>as a precursor to ozone provision.</P>
        <P>
          <E T="03">Response 2:</E>EPA agrees that this issue is a very narrow one, and that an omission in practice is perhaps nonexistent. Nonetheless, as explained in EPA's April 20, 2012, proposed rulemaking, this is an issue that has previously arisen, and that the State has acknowledged and agreed to address. WDNR's previous commitment to address the issue, dated June 1, 2011, did not include a date certain by which it would complete the requested revision of the State's regulation. As a result, EPA could not promulgate an approval or conditional approval of the section 110(a)(2)(C) portion of Wisconsin's infrastructure SIP for the 1997 ozone and PM<E T="52">2.5</E>NAAQS with respect to this narrow issue.</P>

        <P>EPA recognizes that in practice, WDNR has the authority and means to ensure adherence to the prohibitions on fuel use exemptions in certain instances, consistent with our own definition of “major modification.” However, our regulations along with a previous request to the State to make appropriate revisions to the SIP necessary to address this issue result in finalizing the disapproval of Wisconsin's infrastructure SIP submissions for the 1997 ozone and PM<E T="52">2.5</E>NAAQS. This narrow disapproval pertains to the NSR exemption for fuel changes as “major modifications” where the source was capable of accommodating the change before January 6, 1975. Once again, we note that this disapproval is a narrow one, and limited to the specific state regulatory language concerning the exemption.</P>
        <P>EPA appreciates WDNR's efforts to correct the definition of “major modification” and will actively work with the State to ensure that alignment of the State and Federal definition for “major modification” occurs as expeditiously as possible. In addition, we will work actively with the State as needed to ensure adherence to the prohibitions on fuel use exemptions in Federally-issued permits.</P>
        <HD SOURCE="HD1">III. What action is EPA taking?</HD>

        <P>For the reasons discussed in the proposed rulemaking, EPA is taking final action to disapprove two narrow portions of Wisconsin's infrastructure SIP submissions for the 1997 ozone and PM<E T="52">2.5</E>NAAQS with respect to section 110(a)(2)(C). Specifically, we are finalizing disapproval of portions of Wisconsin's submissions because the current SIP does not satisfy the requirements of the Phase 2 Rule for explicit identification of NOx as a precursor to ozone in PSD permitting. We are also finalizing disapproval of portions of Wisconsin's submissions because the current SIP contains an impermissible NSR exemption for fuel changes as “major modifications” where the source was capable of accommodating the change before January 6, 1975. These grounds for disapproval are narrow, and pertain only to these specific deficiencies in Wisconsin's SIP. The State has begun the process for rectifying these two issues, and we will work with the State to rectify these issues promptly.</P>
        <P>Under section 179(a) of the CAA, final disapproval of a submission that addresses a requirement of a Part D Plan (section 171-section 193 of the CAA), or is required in response to a finding of substantial inadequacy as described in section 110(k)(5) starts a sanction clock. The provisions in the submissions we are disapproving were not submitted by Wisconsin to meet either of those requirements. Therefore, no sanctions under section 179 will be triggered.</P>
        <P>The full or partial disapproval of a SIP revision triggers the requirement under section 110(c) that EPA promulgate a Federal Implementation Plan (FIP) no later than 2 years from the date of the disapproval unless the State corrects the deficiency, and the Administrator approves the plan or plan revision before the Administrator promulgates such FIP. As previously mentioned, Wisconsin has begun the process to rectify each of these deficiencies. Further, EPA anticipates acting on WDNR's submissions to address these two issues within the 2-year time frame prior to our FIP obligation on these very narrow issues. In the interim, EPA expects WDNR to address NOx as a precursor to ozone correctly for PSD permitting consistent with the requirements of the Phase 2 Rule, and to ensure adherence to the prohibitions on fuel use exemptions in Federally-issued permits. The State has indicated that it will be addressing both issues correctly in permitting decisions in the interim, so EPA anticipates that the practical implications of these disapprovals should be minimal.</P>
        <HD SOURCE="HD1">IV. Statutory and Executive Order Reviews</HD>
        <HD SOURCE="HD2">Executive Order 12866: Regulatory Planning and Review</HD>
        <P>Under Executive Order 12866 (58 FR 51735, October 4, 1993), this action is not a “significant regulatory action” and, therefore, is not subject to review by the Office of Management and Budget.</P>
        <HD SOURCE="HD2">Executive Order 13211: Actions That Significantly Affect Energy Supply, Distribution, or Use</HD>
        <P>Because it is not a “significant regulatory action” under Executive Order 12866 or a “significant energy action,” this action is also not subject to Executive Order 13211, “Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use” (66 FR 28355, May 22, 2001).</P>
        <HD SOURCE="HD2">Regulatory Flexibility Act</HD>

        <P>This action merely disapproves state law as meeting Federal requirements and imposes no additional requirements beyond those imposed by state law. Accordingly, the Administrator certifies that this rule will not have a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>).</P>
        <HD SOURCE="HD2">Unfunded Mandates Reform Act</HD>
        <P>Because this rule disapproves pre-existing requirements under state law and does not impose any additional enforceable duty beyond that required by state law, it does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4).</P>
        <HD SOURCE="HD2">Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</HD>

        <P>This rule also does not have tribal implications because it will not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes,<PRTPAGE P="35873"/>as specified by Executive Order 13175 (59 FR 22951, November 9, 2000).</P>
        <HD SOURCE="HD2">Executive Order 13132: Federalism</HD>
        <P>This action also does not have Federalism implications because it does not have substantial direct effects on the states, on the relationship between the national government and the states, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132 (64 FR 43255, August 10, 1999). This action merely disapproves a state rule implementing a Federal standard, and does not alter the relationship or the distribution of power and responsibilities established in the CAA.</P>
        <HD SOURCE="HD2">Executive Order 13045: Protection of Children From Environmental Health and Safety Risks</HD>
        <P>This rule also is not subject to Executive Order 13045 “Protection of Children from Environmental Health Risks and Safety Risks” (62 FR 19885, April 23, 1997), because it disapproves a state rule implementing a Federal Standard.</P>
        <HD SOURCE="HD2">National Technology Transfer Advancement Act</HD>
        <P>In reviewing state submissions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. In this context, in the absence of a prior existing requirement for the state to use voluntary consensus standards (VCS), EPA has no authority to disapprove a state submission for failure to use VCS. It would thus be inconsistent with applicable law for EPA, when it reviews a state submission, to use VCS in place of a state submission that otherwise satisfies the provisions of the CAA. Thus, the requirements of section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) do not apply.</P>
        <HD SOURCE="HD2">Paperwork Reduction Act</HD>

        <P>This rule does not impose an information collection burden under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501<E T="03">et seq.</E>).</P>
        <HD SOURCE="HD2">Congressional Review Act</HD>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the<E T="04">Federal Register</E>. A major rule cannot take effect until 60 days after it is published in the<E T="04">Federal Register</E>. This action is not a “major rule” as defined by 5 U.S.C. section 804(2).</P>
        <P>Under section 307(b)(1) of the CAA, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by August 14, 2012. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this rule for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action. This action may not be challenged later in proceedings to enforce its requirements. (See section 307(b)(2).)</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Incorporation by reference, Intergovernmental relations, Ozone, Particulate matter, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: May 30, 2012.</DATED>
          <NAME>Susan Hedman,</NAME>
          <TITLE>Regional Administrator, Region 5.</TITLE>
        </SIG>
        
        <P>Therefore, 40 CFR part 52 is amended as follows:</P>
        <REGTEXT PART="52" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 52—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 52 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 7401<E T="03">et seq.</E>
            </P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="52" TITLE="40">
          <AMDPAR>2. Amend § 52.2591 by adding paragraphs (c) and (d) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.2591</SECTNO>
            <SUBJECT>Section 110(a)(2) infrastructure requirements.</SUBJECT>
            <STARS/>
            <P>(c)<E T="03">Disapproval.</E>EPA is disapproving the portions of Wisconsin's infrastructure SIP for the 1997 ozone NAAQS with respect to two narrow issues that relate to section 110(a)(2)(C):</P>
            <P>(1) The requirement for consideration of NOx as a precursor to ozone; and</P>
            <P>(2) The definition of “major modification” related to fuel changes for certain sources.</P>
            <P>(d)<E T="03">Disapproval.</E>EPA is disapproving the portions of Wisconsin's infrastructure SIP for the 1997 PM<E T="52">2.5</E>NAAQS with respect to two narrow issues that relate to section 110(a)(2)(C):</P>
            <P>(1) The requirement for consideration of NOx as a precursor to ozone; and</P>
            <P>(2) The definition of “major modification” related to fuel changes for certain sources.</P>
          </SECTION>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14417 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R08-OAR-2011-0719; FRL-9683-1]</DEPDOC>
        <SUBJECT>Approval, Disapproval and Promulgation of Air Quality Implementation Plan; Utah; Maintenance Plan for the 1-Hour Ozone Standard for Salt Lake and Davis Counties</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA is partially approving and partially disapproving State Implementation Plan (SIP) revisions submitted by the Governor of Utah on February 22, 1999. These revisions updated the State of Utah's maintenance plan for the 1-hour ozone standard for Salt Lake County and Davis County. As part of this action, EPA is also addressing certain actions it took in 2003 concerning such maintenance plan. This action is being taken under section 110 of the Clean Air Act (CAA).</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This action is effective on July 16, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>EPA has established a docket for this action under Docket ID No. EPA-R08-OAR-2011-0719. All documents in the docket are listed on the<E T="03">http://www.regulations.gov</E>Web site. Although listed in the index, some information may not be publicly available, i.e., Confidential Business Information or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically through<E T="03">http://www.regulations.gov</E>or in hard copy at EPA Region 8, Air Quality Planning Unit (8P-AR), 1595 Wynkoop Street, Denver, Colorado 80202. EPA requests that if at all possible, you contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to schedule your inspection. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Jody Ostendorf, Air Program, Mailcode 8P-<PRTPAGE P="35874"/>AR, Environmental Protection Agency, Region 8, 1595 Wynkoop Street, Denver, Colorado 80202-1129, (303) 312-7814, or<E T="03">ostendorf.jody@epa.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Information is organized as follows:</P>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. Background of State Submittal</FP>
          <FP SOURCE="FP-2">II. EPA's Analysis of the Revisions to the Maintenance Plan for the 1-Hour Ozone Standard for Salt Lake County and Davis County</FP>
          <FP SOURCE="FP-2">III. Response to Comments</FP>
          <FP SOURCE="FP-2">IV. Final Action</FP>
          <FP SOURCE="FP-2">V. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">Definitions</HD>
        <P>For the purpose of this document, we are giving meaning to certain words as follows:</P>
        
        <EXTRACT>
          <P>(i) The words or initials<E T="03">Act</E>or<E T="03">CAA</E>mean or refer to the Clean Air Act, unless the context indicates otherwise.</P>
          <P>(ii) The initials<E T="03">ACT</E>mean or refer to Alternative Control Guidance Document.</P>
          <P>(iii) The initials<E T="03">CO</E>mean or refer to carbon monoxide.</P>
          <P>(iv) The initials<E T="03">EPA,</E>and the words “<E T="03">we,</E>” “<E T="03">us,</E>” or “<E T="03">our,</E>” mean or refer to the Environmental Protection Agency.</P>
          <P>(v) The initials<E T="03">NAAQS</E>mean or refer to national ambient air quality standards.</P>
          <P>(vi) The initials<E T="03">NO</E>
            <E T="54">X</E>mean or refer to nitrogen oxides.</P>
          <P>(vii) The initials<E T="03">RACT</E>mean or refer to reasonably available control technology.</P>
          <P>(viii) The initials<E T="03">SIP</E>mean or refer to State Implementation Plan.</P>
          <P>(ix) The words<E T="03">State</E>or<E T="03">Utah</E>mean the State of Utah, unless the context indicates otherwise.</P>
        </EXTRACT>
        <HD SOURCE="HD1">I. Background of State Submittal</HD>
        <P>Under the CAA enacted in 1970, EPA established national ambient air quality standards (NAAQS) for certain pervasive air pollutants, such as photochemical oxidant, carbon monoxide (CO), and particulate matter. The NAAQS represent concentration levels below which public health and welfare are protected. The 1970 Act also required states to adopt and submit SIPs to implement, maintain, and enforce the NAAQS.</P>
        <P>SIP revisions are required from time-to-time by the CAA to account for new or amended NAAQS or to meet other changed circumstances. The CAA was significantly amended in 1977, and under the 1977 Amendments, EPA promulgated attainment status designations for all areas of the country with respect to the NAAQS.</P>
        <P>The CAA requires EPA to periodically review and revise the NAAQS, and in 1979, EPA established a new NAAQS of 0.12 ppm for ozone, averaged over 1 hour. This new NAAQS replaced the oxidant standard of 0.08 ppm. See 44 FR 8202 (February 8, 1979). Areas designated nonattainment for oxidant were considered to be nonattainment for ozone as well. Part D of CAA Title I requires special measures for areas designated nonattainment. In 1984, EPA approved Utah's SIP for the 1-hour ozone standard for the Salt Lake County and Davis County nonattainment area (49 FR 32575).</P>
        <P>Congress significantly amended the CAA again in 1990. Under the 1990 Amendments, each area of the country that was designated nonattainment for the 1-hour ozone NAAQS, including Salt Lake County and Davis County, was classified by operation of law as marginal, moderate, serious, severe, or extreme nonattainment depending on the severity of the area's air quality problem. The ozone nonattainment designation for Salt Lake County and Davis County continued by operation of law according to section 107(d)(1)(C)(i) of the CAA, as amended in 1990. Furthermore, the area was classified by operation of law as moderate for ozone under CAA section 181(a)(1).</P>
        <P>Under CAA section 175A, states may request redesignation of a nonattainment area to attainment if monitoring data showed that the area has met the NAAQS and certain other requirements. On July 18, 1995, both Salt Lake and Davis Counties were found to be attaining the 1-hour ozone standard (60 FR 36722). On July 17, 1997, EPA approved the State's request to redesignate Salt Lake and Davis County to attainment for the 1-hour ozone standard. As part of that action, EPA approved the State's 1-hour ozone maintenance plan (62 FR 38213).</P>
        <P>On July 18, 1997, EPA promulgated an 8-hour ozone NAAQS (62 FR 38856). This standard was intended to replace the 1-hour ozone standard.</P>

        <P>On February 22, 1999, partially in response to EPA's promulgation of the 8-hour ozone NAAQS, but for other purposes as well, Utah submitted six revisions to its approved 1-hour maintenance plan. These revisions consisted of the following: (1) Changes to the nitrogen oxides (NO<E T="52">X</E>) Reasonably Available Control Technology (RACT) provisions; (2) clarification of the transportation conformity provisions; (3) removal of budgets for sources other than on-road mobile sources; (4) changes to the trigger for contingency measures; (5) removal of the commitment to develop an annual inventory for point sources; and (6) removal of references to CO in various sections of the maintenance plan. EPA did not act on the revisions at the time, in part because of a 1999 legal challenge to the 1997 8-hour ozone NAAQS.</P>
        <P>On December 31, 2002, Utah submitted what it characterized as non-substantive changes to the 1-hour ozone maintenance plan. The primary purpose of the changes was to revise cross-references in the 1-hour maintenance plan to Utah air rules whose numbering Utah had changed. EPA approved these changes in 2003 (68 FR 37744, June 25, 2003). Subsequently, EPA discovered that in the June 25, 2003 action it had inadvertently incorporated by reference certain changes to the contingency measures provision in the 1-hour ozone maintenance plan that were substantive in nature and had not been previously approved—i.e., the proposed changes to the contingency measures that Utah had submitted on February 22, 1999. On October 15, 2003, EPA issued a technical correction to delete the changes to the contingency measures provision from the approved SIP (68 FR 59327).</P>

        <P>We have since discovered that Utah's December 31, 2002, submittal included other revisions from its February 22, 1999, submittal that were substantive in nature. These revisions included the (1) Changes to the NO<E T="52">X</E>RACT provisions, (2) removal of the commitment to develop an annual inventory for point sources, and (3) removal of references to CO in some sections of the maintenance plan. Because we were not aware that we had inadvertently approved these revisions in 2003, we did not issue a technical correction to reverse our approval. As we explain more fully below, in this action we are proposing to ratify our 2003 inadvertent approval of these revisions.</P>
        <P>On April 30, 2004, EPA designated areas of the country for the 1997 8-hour ozone standard. EPA designated all areas in Utah, including Salt Lake County and Davis County, as unclassifiable/attainment for the 1997 8-hour ozone NAAQS (69 FR 23858, April 30, 2004).</P>
        <P>Also, on April 30, 2004, EPA revoked the pre-existing 1-hour NAAQS (69 FR 23951; 40 CFR 50.9(b)). As part of this rulemaking, EPA also established certain requirements to prevent backsliding in those areas that were designated as nonattainment for the 1-hour ozone standard at the time of designation for the 8-hour ozone standard, or that were redesignated to “attainment” but subject to a maintenance plan, as is the case for Salt Lake County and Davis County. These requirements are codified at 40 CFR 51.905.</P>

        <P>In the case of Utah, one of these requirements was to submit a maintenance plan for the 1997 8-hour ozone standard. Also, the rule clarifies<PRTPAGE P="35875"/>that revisions to pre-existing 1-hour ozone maintenance plans must be approved by EPA and must meet the requirements of CAA sections 110(l) and 193. It also clarifies that EPA will not approve certain changes to the 1-hour ozone maintenance plan until a state in Utah's position has submitted and EPA has approved the maintenance plan for the 1997 8-hour ozone standard. We have not approved a maintenance plan for the 1997 8-hour ozone standard for Salt Lake County or Davis County.</P>
        <P>On March 22, 2007, the Governor of Utah submitted a maintenance plan for the 1997 8-hour ozone standard for Salt Lake County and Davis County, and associated rule revisions. EPA is not taking action on that submittal at this time.<SU>1</SU>
          <FTREF/>Rather, EPA is only acting on the revisions to the maintenance plan submitted on February 22, 1999.</P>
        <FTNT>
          <P>
            <SU>1</SU>The area violated the 1997 8-hour ozone standard based on monitored data for 2005-2007. Thus, we have suggested that Utah withdraw and revise its maintenance plan for the 1997 8-hour ozone standard.</P>
        </FTNT>
        <HD SOURCE="HD1">II. EPA's Analysis of the Revisions to the Maintenance Plan for the 1-Hour Ozone Standard for Salt Lake County and Davis County</HD>
        <P>The State's February 22, 1999, submittal included six revisions to the 1-hour ozone maintenance plan. As noted above, the State's December 31, 2002, submittal included some of the same revisions, and we inadvertently approved some of those revisions. We describe the various revisions and our analysis of them in the following paragraphs.</P>
        <P>A. Section IX.D.2.b(4)(a), “NO<E T="52">X</E>RACT.” The State's 1999 submittal proposed to remove from the maintenance plan a commitment to address new “Alternative Control Guidance Documents (ACTs)” for NO<E T="52">X</E>issued by EPA. That commitment read as follows:</P>
        
        <EXTRACT>

          <P>As the EPA publishes ACT documents containing new determinations of what constitutes RACT for various source categories of NO<E T="52">X</E>located within nonattainment areas for ozone, the State will either make a negative declaration for that source category in Salt Lake and Davis Counties, or will revise the Air Conservation Rules to reflect such determinations. This documentation will then be submitted to EPA for approval as a specific SIP revision according to the schedule included in the final guidance. In the absence of such an implementation schedule the State will act as expeditiously as practicable.</P>
        </EXTRACT>
        
        <FP>As noted, we inadvertently approved the removal of this commitment and accompanying introductory language in our 2003 action, in which we only intended to approve non-substantive changes to numbering and cross-references.</FP>

        <P>In this action, we are proposing to ratify our 2003 approval for the following reasons. First, when we approved the maintenance plan in 1997, we simultaneously approved Utah's NO<E T="52">X</E>RACT exemption request for major stationary sources in the 1-hour ozone nonattainment area, except to the extent the SIP already included specific NO<E T="52">X</E>RACT requirements (62 FR 28403, May 23, 1997; 62 FR 38213, July 17, 1997). The basis for our approval was that ambient air quality monitoring data showed that the area met the 1-hour ozone standard of 0.12 ppm without additional RACT measures. Thus, if the maintenance plan had omitted the commitment regarding future NO<E T="52">X</E>ACTs, we would have approved it; the commitment was not required or necessary, and the purpose of Utah's revision to the maintenance plan was to align the plan with the NO<E T="52">X</E>RACT exemption request. In light of our approval of that exemption request, the removal of the commitment in the maintenance plan is reasonable, since it is not needed to ensure maintenance of the 1-hour ozone NAAQS.</P>

        <P>Second, ACTs do not determine what constitutes RACT; instead they evaluate a range of potential control options. EPA has updated only two NO<E T="52">X</E>ACTs since we approved the maintenance plan in 1997—one for cement manufacturing and one for internal combustion engines—and we do not read those updates as being “new determinations of what constitutes RACT.” In other words, we conclude that the commitment has not been triggered, even if there are sources in the maintenance area for which the updated ACTs would be relevant. We also conclude that the commitment will not be triggered in the future because EPA does not determine RACT in ACTs. Thus, we conclude that the removal of the commitment from the maintenance plan will not interfere with attainment of any NAAQS or any other applicable requirement of the CAA. See CAA section 110(l).</P>
        <P>B. Section IX.D.2.f(3), “Safety Margin,” and Table 9, “Safety Margin.” The State's 1999 submittal proposed to modify the maintenance plan's language regarding the use of any safety margin for transportation conformity determinations and to add new Table 9, which specifies the safety margin available for various years. For a maintenance plan, our regulations define safety margin as the amount by which the total projected emissions from all sources of a given pollutant are less than the total emissions that would satisfy the maintenance requirement. 40 CFR 93.101. The existing language in Utah's 1-hour ozone maintenance plan uses the term “emissions credit” rather than “safety margin.” Also, the existing language doesn't identify the available safety margin. The revised language uses the term “safety margin,” which is consistent with EPA's regulations, and indicates that the safety margin is defined in Table 9 of the maintenance plan. Our regulations require that the safety margin be explicitly quantified in the SIP before it may be used for conformity purposes. 40 CFR 93.124. The revised language also clarifies and strengthens the procedures for use of the safety margin for transportation or general conformity determinations. Use of all or a portion of the safety margin for general conformity purposes would require EPA approval of a SIP revision. Also, the Utah Board would need to approve the use of any part of the safety margin for either transportation or general conformity purposes. We find that the revisions to Section IX.D.2.f(3) and the addition of Table 9 are consistent with our conformity regulations and will not interfere with maintenance of the 1-hour ozone standard, attainment or maintenance of any other NAAQS, or any other CAA requirement.</P>

        <P>C. Section IX.D.2.f, Table 8. The State's 1999 submittal proposed to remove from Table 8 of the maintenance plan the budgets for sources other than on-road mobile sources. The previously approved maintenance plan contains budgets for area sources, non-road mobile sources, and point sources, in addition to the budgets for on-road mobile sources. These budgets are specified for years 1994 through 2006, 2007 (the end of the maintenance period), 2015, and 2020. The 2007 budgets are identical to the inventory values used to demonstrate maintenance in 2007. Under our general conformity regulations, these 2007 inventory values for sources other than on-road mobile sources are defined as budgets for general conformity regardless of whether they are explicitly stated in the maintenance plan. We also note that the 2007 budgets are more stringent than the 2015 and 2020 budgets (except for two instances in which the differences are very slight). Thus, we find that the removal of the 2015 and 2020 budgets for sources other than on-road mobile sources will make it more difficult to show general conformity. In this sense, removal of such budgets will make the SIP more stringent. In addition, we have confirmed with the State that the State<PRTPAGE P="35876"/>has never allowed reliance on such budgets for a general conformity showing. Finally, such budgets are not needed to ensure ongoing maintenance of the 1-hour ozone NAAQS; nor will their removal from the maintenance plan interfere with the attainment or maintenance of other NAAQS or compliance with other CAA requirements. Thus, we approve the removal from the maintenance plan of the budgets for area, on-road mobile, and point sources.</P>
        <P>D. Section IX.D.2.h(2), “Determination of Contingency Action Level.” The State's 1999 submittal proposed to change the maintenance plan's trigger for contingency measures. Instead of a defined trigger, the revised plan would allow the State to consider several factors in deciding whether contingency measures should be implemented to attain or maintain the 8-hour ozone standard. The revision would also redefine the contingency trigger date to be the date the State determines that one or more contingency measures should be implemented. EPA is disapproving these changes.</P>
        <P>Our consistent interpretation has been that contingency measures in a maintenance plan must include a pre-defined trigger, such as a violation of the standard. In the maintenance plan, the State must commit to implement one or more contingency measures within a set period after the violation. The revised SIP does not include a pre-defined trigger, and, thus, we disapprove the State's revisions to Section IX.D.2.h(2) of the maintenance plan.<SU>2</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>2</SU>We note that one of the potential contingency measures (stage two vapor recovery) has not been approved by EPA as a stand-alone SIP measure; however it is part of the maintenance plan.</P>
        </FTNT>
        <P>While 40 CFR 51.905(e) discusses modifications that may be implemented upon revocation of the 1-hour standard, including removal of the obligation to implement contingency measures upon a violation of the 1-hour NAAQS, the modifications only apply to areas with an approved maintenance plan for the 8-hour ozone standard. The State does not have an approved 8-hour ozone maintenance plan.</P>
        <P>E. Section IX.D.2.j(1), “Tracking System for Verification of Emission Inventory.” The State's 1999 submittal proposed to remove the maintenance plan's reference to an annual inventory for point sources. Specifically, section IX.D.2.j(1)(b) of the previously approved maintenance plan includes the State's commitment to develop an annual inventory for point sources in the area. A separate section of the previously approved maintenance plan—section IX.D.2.j(1)(a)—includes a commitment to update the inventory for all source categories every three years. The State's 1999 submittal did not propose to change this latter commitment.</P>
        <P>As noted, in our 2003 action we inadvertently approved the removal of the State's commitment to develop an annual inventory for point sources. In that 2003 action, we only intended to approve non-substantive changes to numbering and cross-references. In this action, we are ratifying our 2003 approval of the State's removal of the commitment to develop an annual inventory for point sources. Approval is warranted because such an inventory is not needed to ensure maintenance of the 1-hour ozone NAAQS. Nor will removal of the commitment to submit an annual inventory for point sources interfere with attainment or maintenance of any other NAAQS or compliance with any other CAA requirement. The maintenance plan retains the requirement that the State update its inventory of all source categories every three years. This is consistent with EPA's regulatory requirements for inventories, and we find that a three-year frequency is adequate to track emissions relevant to the maintenance plan.</P>
        <P>F. Various Sections. The State's 1999 submittal proposed to remove all references to CO because CO is not a significant contributor to ozone formation. These references occur in a variety of locations in the 1-hour ozone maintenance plan. For example, the maintenance plan includes inventories for CO, transportation conformity budgets for CO, budgets for CO for sources other than on-road mobile sources, and references to inspection and maintenance provisions for CO.</P>
        <P>As noted, we inadvertently approved the removal of some of these references to CO in our 2003 action, in which we only intended to approve non-substantive changes to numbering and cross-references. In this action, we are ratifying our 2003 approval of the State's removal of some of the references to CO and approving the State's removal of all other references to CO in the 1-hour ozone maintenance plan.</P>
        <P>First, we agree with the State that CO is not a significant contributor to ozone formation. Thus, there is no need for CO measures to ensure maintenance of the 1-hour ozone standard or any other ozone standard. Second, the removal of the CO measures in the 1-hour ozone maintenance plan will not interfere with attainment or maintenance of any other NAAQS or compliance with any other CAA requirement. In particular, there are no CO nonattainment areas in Utah. Within Salt Lake and Davis Counties, the only maintenance area for CO is Salt Lake City. It has its own maintenance plan, with its own motor vehicle emissions budgets and CO measures. In addition, recent monitored ambient CO values for Salt Lake City and other areas in Utah are well below the level of the CO NAAQS.</P>
        <P>Thus, the removal of CO measures in the 1-hour ozone maintenance plan is consistent with continued maintenance of the 1-hour ozone NAAQS and with CAA section 110(l).</P>
        <P>G. Miscellaneous. As noted above, we previously approved revisions to the 1-hour ozone maintenance plan that the State submitted on December 31, 2002, a date that post-dates the date of the revisions we are proposing to act on today. In particular, in our June 25, 2003 action on the December 31, 2002 submittal, we approved Utah's updating of references in the 1-hour ozone maintenance plan to Utah air rules whose numbering Utah had changed after it submitted revisions to the 1-hour ozone maintenance plan in 1999. See 68 FR 37744. We are retaining the updated references to Utah air rules as we approved them in our June 25, 2003 action. We are not replacing these updated references with the older references contained in the 1-hour ozone maintenance plan that Utah submitted in 1999.</P>
        <HD SOURCE="HD1">III. Response to Comments</HD>
        <P>We received one comment letter on our April 10, 2012 notice of proposed rulemaking, from the Utah Division of Air Quality (UDAQ). Below we provide a summary of, and our response to, the State's comment.</P>
        <P>
          <E T="03">Comment:</E>UDAQ comments on EPA's proposed disapproval of Utah's revisions to the contingency measure provisions in the 1-hour ozone maintenance plan. UDAQ recommends that EPA approve the revisions. In the alternative, UDAQ asks that if partial disapproval is deemed necessary, EPA indicated that it will not require a revision of the plan or initiate work on a Federal Implementation Plan. UDAQ reasons that it would not be an acceptable use of limited state or EPA resources to prepare a revised plan for the 1-hour ozone standard, which has not been violated in the area since 1992 and which was revoked in 2005. UDAQ also indicates that ozone levels have continued to drop and that Salt Lake and Davis Counties were declared attainment areas for both the 1997 and 2008 ozone NAAQS. UDAQ asserts that it is not possible for Utah to revise the<PRTPAGE P="35877"/>1-hour ozone maintenance plan because any new regulatory requirements for ozone in Utah must reflect the current ozone standard, not the standard that was in effect 15 years ago and has been revoked in Utah. UDAQ also suggests that the contingency measure language in the federally-approved SIP is not practically enforceable by EPA. UDAQ states that it submitted a new maintenance plan in 2007 that addresses the 1997 ozone NAAQS and that contains an automatic trigger for contingency measures and a different set of contingency measures. UDAQ notes that EPA has not acted on the 2007 maintenance plan.</P>
        <P>
          <E T="03">Response:</E>The comments do not provide a basis for us to reverse our proposed disapproval of Utah's revisions to the contingency measure provisions. As noted in our April 10, 2012 proposal (77 FR 21515) and in section II, above, EPA's consistent interpretation has been that contingency measures in a maintenance plan must include a pre-defined trigger, such as a violation of the standard. In the maintenance plan, the State must commit to implement one or more contingency measures within a set period after the violation. The revised maintenance plan does not include a pre-defined trigger. Therefore, we cannot approve the State's revision.</P>
        <P>This disapproval does not trigger a FIP obligation because the approved SIP remains in place and, contrary to UDAQ's assertion, remains federally enforceable. This is a well-established principle concerning SIPs—once approved, their provisions remain federally enforceable unless and until EPA approves a revision. As a practical matter, this may have little significance because Utah has been attaining the 1-hour ozone standard for many years and the relevant areas were designated unclassifiable/attainment for the 1997 and 2008 ozone standards. Thus, a violation of the 1-hour standard is unlikely. Nonetheless, as noted in our proposal and in section I above, the revocation of the 1-hour ozone standard did not automatically eliminate existing 1-hour ozone plan provisions from the SIP. Any changes require EPA approval, and EPA will not approve the removal of contingency measures for the 1-hour ozone standard until an area has an approved maintenance plan for the 8-hour ozone NAAQS. 77 FR 21514, 21515; 40 CFR 51.905(e). We intend to address Utah's 2007 maintenance plan for the 1997 ozone standard and any plans for the 2008 standard in separate actions, as necessary.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>The area violated the 1997 8-hour ozone standard based on monitored data for 2005-2007. Thus, we have previously suggested that Utah may want to withdraw and revise its maintenance plan for the 1997 8-hour ozone standard.</P>
        </FTNT>
        <HD SOURCE="HD1">IV. Final Action</HD>
        <P>For the reasons described above, we are taking the following actions concerning Utah's revisions to the 1-hour ozone maintenance plan for Salt Lake and Davis Counties:<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>All section and table references are to sections and tables in the 1-hour ozone maintenance plan for Salt Lake and Davis Counties.</P>
        </FTNT>
        <P>A. We are ratifying our June 25, 2003 approval (at 68 FR 37744) of the following revisions to the 1-hour ozone maintenance plan that Utah submitted on December 31, 2002:</P>
        <P>1. The revisions to Section IX.D.2.b(4)(a), “NOx RACT;”</P>
        <P>2. The revisions to subsection IX.D.2.j(1)(b) of Section IX.D.2.j(1), “Tracking System for Verification of Emission Inventory;” and</P>
        <P>3. The removal of references to CO in the sections of the plan that we approved on June 25, 2003.</P>
        <P>B. We are approving the revisions to the 1-hour ozone maintenance plan that Utah submitted on February 22, 1999 except for the following:</P>
        <P>1. The revisions to Section IX.D.2.h(2), “Determination of Contingency Action Level,” which EPA is disapproving;</P>
        <P>2. The revisions to the remainder of Section IX.D.2.h, which were superseded by the revisions to the plan that EPA approved on June 25, 2003;</P>
        <P>3. The revisions to Sections IX.D.2.b, IX.D.2.d(1)(a), IX.D.2.e(1), IX.D.2.f(1)(a), IX.D.2.i, and IX.D.2.j, which were superseded by the revisions to the plan that EPA approved on June 25, 2003.</P>
        <HD SOURCE="HD1">V. Statutory and Executive Order Reviews</HD>
        <P>Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable Federal regulations (42 U.S.C. 7410(k), 40 CFR 52.02(a)). Thus, in reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this final action merely approves some state law as meeting Federal requirements and disapproves other state law because it does not meet Federal requirements; this action does not impose additional requirements beyond those imposed by state law. For that reason, this action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA; and,</P>
        <P>• Does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
        
        <FP>In addition, this rule does not have Tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the State, and EPA notes that it will not impose substantial direct costs on Tribal governments or preempt Tribal law.</FP>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Carbon monoxide, Incorporation by reference, Intergovernmental relations, Nitrogen dioxide, Ozone, Reporting and recordkeeping requirements, Volatile organic compounds.</P>
        </LSTSUB>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>42 U.S.C. 7401<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: May 24, 2012.</DATED>
          <NAME>James B. Martin,</NAME>
          <TITLE>Regional Administrator, Region 8.</TITLE>
        </SIG>
        
        <P>Part 52, Chapter I, Title 40 of the Code of Federal Regulations is amended as follows:</P>
        <REGTEXT PART="52" TITLE="40">
          <PART>
            <PRTPAGE P="35878"/>
            <HD SOURCE="HED">PART 52—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 52 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 7401<E T="03">et seq.</E>
            </P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="52" TITLE="40">
          <SUBPART>
            <HD SOURCE="HED">Subpart TT—Utah</HD>
          </SUBPART>
          <AMDPAR>2. Amend § 52.2320 by adding paragraph (c)(70) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.2320</SECTNO>
            <SUBJECT>Identification of plan.</SUBJECT>
            <STARS/>
            <P>(c)  * * *</P>
            <P>(70) On February 22, 1999, the Governor submitted revisions to the Ozone Maintenance Provisions for Salt Lake and Davis Counties, Section IX, Part D.2 of the Utah State Implementation Plan (SIP). EPA is approving the revisions except for the following: the revisions to Section IX.D.2.h(2) of the SIP, “Determination of Contingency Action Level,” which EPA is disapproving; the revisions to the remainder of Section IX.D.2.h, which were superseded by revisions to the SIP that EPA approved at § 52.2320(c)(56); and the revisions to Sections IX.D.2.b, IX.D.2.d(1)(a), IX.D.2.e(1), IX.D.2.f(1)(a), IX.D.2.i, and IX.D.2.j, which were superseded by revisions to the SIP that EPA approved at § 52.2320(c)(56).</P>
            <P>(i) [Reserved]</P>
            <P>(ii) Additional material.</P>
            <P>(A) Ozone Maintenance Provisions for Salt Lake and Davis Counties, Section IX, Part D.2 that was adopted by the Air Quality Board on June 3, 1998 and submitted by the Governor on February 22, 1999.</P>
            
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14668 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <CFR>42 CFR Part 71</CFR>
        <DEPDOC>[Docket No. CDC-2012-0003]</DEPDOC>
        <RIN>RIN 0920-AA47</RIN>
        <SUBJECT>Establishment of User Fees for Filovirus Testing of Nonhuman Primate Liver Samples</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Centers for Disease Control and Prevention (HHS/CDC), Department of Health and Human Services (HHS).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Correcting amendment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>On February 10, 2012, the Centers for Disease Control and Prevention (CDC), within the Department of Health and Human Services (HHS) published a Direct Final Rule (DFR) that solicited public comment on the establishment of user fees for filovirus testing of all nonhuman primates that die during the HHS/CDC-required 31-day quarantine period for any reason other than trauma. That document incorrectly listed the effective date as March 12, 2012. On February 10, 2012, HHS/CDC also published in the<E T="04">Federal Register</E>a companion Notice of Proposed Rulemaking (NPRM) (77 FR 7109) that proposed identical filovirus testing and user fee requirements. In both the DFR and NPRM, HHS/CDC indicated that if it did not receive any significant adverse comments by April 10, 2012, it would publish a document in the<E T="04">Federal Register</E>withdrawing the NPRM and confirming the effective date of the DFR within 30 days after the end of the comment period.</P>
          <P>Because of the error in effective date the DFR took effect prior to the expiration of the comment period. Because of this error and due to receiving significant adverse public comments, HHS/CDC is amending 42 CFR 71.53 by removing paragraph (j) which will have the same effect as the withdrawal of the DFR. HHS/CDC will carefully review the comments received on the notice of proposed rulemaking published on February 10, 2012.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This action is effective June 15, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>For questions concerning this document: Ashley A. Marrone, JD, Centers for Disease Control and Prevention, 1600 Clifton Road NE., Mailstop E-03, Atlanta, Georgia 30333; telephone 404-498-1600. For information concerning program operations: Dr. Robert Mullan, Centers for Disease Control and Prevention, 1600 Clifton Road NE., Mailstop E-03, Atlanta, Georgia 30333; telephone 404-498-1600.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>On February 10, 2012 HHS/CDC published a Direct Final Rule (DFR) (77 FR 6971) amending 42 CFR 71.53 by adding a new paragraph (j) to establish a user fee for filovirus testing of nonhuman primates. HHS/CDC took this action because (1) testing is no longer being offered by the only private, commercial laboratory that previously performed these tests and (2) we believed that these requirements were non-controversial and unlikely to generate significant adverse comment. The DFR incorrectly listed the effective date as March 12, 2012. On February 10, 2012, HHS/CDC also published a companion Notice of Proposed Rulemaking (NPRM) (77 FR 7109) that proposed identical filovirus testing and user fee requirements in the<E T="04">Federal Register</E>. In both the DFR and NPRM, HHS/CDC indicated that if it did not receive any significant adverse comments by April 10, 2012, it would publish a document in the<E T="04">Federal Register</E>withdrawing the notice of proposed rulemaking and confirming the effective date of the direct final rule within 30 days after the end of the comment period. Because of the error in effective date the DFR took effect prior to the expiration of the comment period.</P>
        <P>HHS/CDC is now amending 42 CFR 71.53 by removing paragraph (j) which will have the same effect as if HHS/CDC had withdrawn the DFR. HHS/CDC is taking this action because of the error in effective date and due to having received significant adverse public comments. HHS/CDC will carefully review the comments received on the notice of proposed rulemaking published on February 10, 2012.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 42 CFR Part 71</HD>
          <P>Communicable diseases, Public health, Quarantine, Reporting and recordkeeping requirements, Testing, User fees.</P>
        </LSTSUB>
        
        <P>Accordingly, 42 CFR part 71 is corrected by making the following correcting amendment:</P>
        <REGTEXT PART="71" TITLE="42">
          <PART>
            <HD SOURCE="HED">PART 71—FOREIGN QUARANTINE</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 71 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>Secs. 215 and 311 of the Public Health Service (PHS) Act, as amended (42 U.S.C. 216, 243); section 361-369, PHS Act, as amended (42 U.S.C. 264-272); 31 U.S.C. 9701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="71" TITLE="42">
          <SECTION>
            <SECTNO>§ 71.53</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. Effective June 15, 2012, amend § 71.53 by removing paragraph (j).</AMDPAR>
        </REGTEXT>
        <SIG>
          <DATED>Dated: June 6, 2012.</DATED>
          <NAME>Kathleen Sebelius,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14603 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4163-18-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <PRTPAGE P="35879"/>
        <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Defense Acquisition Regulations System</SUBAGY>
        <CFR>48 CFR Parts 201, 203, 204, 212, 213, 217, 219, 222, 225, 233, 243, 252, and Appendix I to Chapter 2</CFR>
        <RIN>RIN 0750-AH55</RIN>
        <SUBJECT>Defense Federal Acquisition Regulation Supplement: Title 41 Positive Law Codification—Further Implementation (DFARS Case 2012-D003)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Defense Acquisition Regulations System, Department of Defense (DoD).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>DoD is issuing a final rule to amend the Defense Federal Acquisition Regulation Supplement (DFARS) to conform statutory titles throughout the DFARS to the new Positive Law Codification of Title 41, United States Code, “Public Contracts.”</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>June 15, 2012.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Ms. Amy G. Williams, telephone 571-371-6106.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <P>DoD published a proposed rule in the<E T="04">Federal Register</E>at 76 FR 78874 on December 20, 2011. The comment period closed on February 21, 2012. One respondent submitted a public comment in response to the proposed rule.</P>
        <P>DoD is updating the historical names of the Acts in the DFARS (e.g., the “Service Contract Act of 1965” is now the “Service Contract Labor Standards statute”). A table providing the historical titles of the Acts, the present statutory citation, and the new titles of the statutes is being proposed under FAR case 2011-018 for inclusion at FAR 1.110. That table will cover acts under both titles 40 and 41. Additionally, editorial changes are being made to conform to DFARS drafting conventions.</P>
        <P>Although there were no substantive changes to the meaning of the statutes, there were some changes in terminology.</P>
        <HD SOURCE="HD1">II. Discussion and Analysis</HD>
        <P>One respondent submitted two edits, which have been incorporated in the final rule at 225.1101(2)(i)(C) and 225.7000(b).</P>
        <HD SOURCE="HD1">III. Executive Orders 12866 and 13563</HD>
        <P>Executive Orders (E.O.s) 12866 and 13563 direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). E.O. 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. This is not a significant regulatory action and, therefore, was not subject to review under section 6(b) of E.O. 12866, Regulatory Planning and Review, dated September 30, 1993. This rule is not a major rule under 5 U.S.C. 804.</P>
        <HD SOURCE="HD1">IV. Regulatory Flexibility Act</HD>

        <P>DoD certifies that this final rule will not have a significant economic impact on a substantial number of small entities within the meaning of the Regulatory Flexibility Act, 5 U.S.C. 601,<E T="03">et seq.,</E>because the rule does not change any policies or requirements. It just changes and updates references and terminology. Additionally, the proposed rule published at 76 FR 78874 on December 20, 2011, invited comments from small businesses and other interested parties. No comments were received from small entities on the affected DFARS subparts with regard to small businesses. Therefore, a Final Regulatory Flexibility Analysis has not been performed.</P>
        <HD SOURCE="HD1">V. Paperwork Reduction Act</HD>
        <P>The rule does not impose any new information collection requirements that require the approval of the Office of Management and Budget under the Paperwork Reduction Act (44 U.S.C. chapter 35).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 48 CFR Parts 201, 203, 204, 212, 213, 217, 219, 222, 225, 233, 243, 252, and Appendix I to Chapter 2</HD>
          <P>Government procurement.</P>
        </LSTSUB>
        <SIG>
          <NAME>Ynette R. Shelkin,</NAME>
          <TITLE>Editor, Defense Acquisition Regulations System.</TITLE>
        </SIG>
        
        <P>Therefore, 48 CFR parts 201, 203, 204, 212, 213, 217, 219, 222, 225, 233, 243, 252, and 48 CFR chapter 2 appendix I are amended as follows:</P>
        <REGTEXT PART="201" TITLE="48">
          <AMDPAR>1. The authority citation for 48 CFR parts 201, 204, 212, 213, 217, 219, 225, 243, 252, and 48 CFR chapter 2 appendix I continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>41 U.S.C. 1303 and CFR chapter 1.</P>
          </AUTH>
          <PART>
            <HD SOURCE="HED">PART 201—FEDERAL ACQUISITION REGULATIONS SYSTEM</HD>
            <SECTION>
              <SECTNO>201.107</SECTNO>
              <SUBJECT>[Amended]</SUBJECT>
            </SECTION>
          </PART>
          <AMDPAR>2. Section 201.107 introductory text is amended by removing “In accordance with section 29 of the Office of Federal Procurement Policy Act (41 U.S.C. 1304)” and adding “In accordance with 41 U.S.C. 1304” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="201" TITLE="48">
          <SECTION>
            <SECTNO>201.304</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>3. Section 201.304 is amended in paragraph (2) introductory text in by removing “In accordance with section 29 of the Office of Federal Procurement Policy Act (41 U.S.C. 1304)” and adding “In accordance with 41 U.S.C. 1304” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="203" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 203—IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF INTEREST</HD>
          </PART>
          <AMDPAR>4. The authority citation for 48 CFR part 203 is revised to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>41 U.S.C. 1303 and 48 CFR chapter 1</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="203" TITLE="48">
          <SECTION>
            <SECTNO>203.070</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>5. Section 203.070 is amended in paragraph (f) by removing “Anti-kickback Act” and adding “Kickbacks” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="203" TITLE="48">
          <SECTION>
            <SECTNO>203.502-2</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>6. Section 203.502-2 is amended in paragraph (h) introductory text by removing “under the Anti-Kickback Act of 1986” and adding “under 41 U.S.C. chapter 87, Kickbacks” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="204" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 204—ADMINISTRATIVE MATTERS</HD>
            <SECTION>
              <SECTNO>204.1202</SECTNO>
              <SUBJECT>[Amended]</SUBJECT>
            </SECTION>
          </PART>
          <AMDPAR>7. Section 204.1202 is amended—</AMDPAR>
          <AMDPAR>a. In paragraph (2)(v), by removing “Buy American Act—Balance of Payments Program Certificate” and adding “Buy American—Balance of Payments Program Certificate” in its place; and</AMDPAR>
          <AMDPAR>b. In paragraph (2)(ix), by removing “Buy American Act—Free Trade Agreements—Balance of Payments Program Certificate” and adding “Buy American—Free Trade Agreements—Balance of Payments Program Certificate” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="204" TITLE="48">
          <AMDPAR>8. In 204.7003, revise paragraph (a)(3)(vi) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>204.7003</SECTNO>
            <SUBJECT>Basic PII number.</SUBJECT>
            <P>(a) * * *</P>
            <P>(3) * * *</P>

            <P>(vi) Contracting actions placed with or through other Government departments or agencies or against contracts placed<PRTPAGE P="35880"/>by such departments or agencies outside the DoD (including actions from nonprofit agencies employing people who are blind or severely disabled (AbilityOne), and the Federal Prison Industries (UNICOR))—F</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="212" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 212—ACQUISITION OF COMMERCIAL ITEMS</HD>
            <SECTION>
              <SECTNO>212.301</SECTNO>
              <SUBJECT>[Amended]</SUBJECT>
            </SECTION>
          </PART>
          <AMDPAR>9. Section 212.301 is amended—</AMDPAR>
          <AMDPAR>a. In paragraph (f)(i)(A) by removing “Buy American Act—Balance of Payments Program Certificate” and adding “Buy American—Balance of Payments Program Certificate” in its place; and</AMDPAR>
          <AMDPAR>b. In paragraph (f)(i)(C), removing “Buy American Act—Free Trade Agreements—Balance of Payments Program Certificate” and adding “Buy American—Free Trade Agreements—Balance of Payments Program Certificate” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="212" TITLE="48">
          <SECTION>
            <SECTNO>212.7102-1</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>10. Section 212.7102-1 is amended in paragraph (e)(2) by removing “section 26 of the Office of Federal Procurement Policy Act (41 U.S.C. 1502)” and adding “41 U.S.C. 1502” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="213" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 213—SIMPLIFIED ACQUISITION PROCEDURES</HD>
            <SECTION>
              <SECTNO>213.301</SECTNO>
              <SUBJECT>[Amended]</SUBJECT>
            </SECTION>
          </PART>
          <AMDPAR>11. Section 213.301 is amended in paragraph (1) by removing “Continental Shelf lands” and adding “Continental Shelf” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="213" TITLE="48">
          <SECTION>
            <SECTNO>213.302-5</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>12. Section 213.302-5 is amended—</AMDPAR>
          <AMDPAR>a. In the first sentence of paragraph (d) introductory text by removing “Buy American Act—Supplies” and adding “Buy American—Supplies” in its place and in the second sentence, removing “Buy American Act” and adding “Buy American statute” in its place; and</AMDPAR>
          <AMDPAR>b. Removing “Act” from paragraphs (d)(i) and (d)(ii).</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="217" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 217—SPECIAL CONTRACTING METHODS</HD>
            <SECTION>
              <SECTNO>217.7000</SECTNO>
              <SUBJECT>[Amended]</SUBJECT>
            </SECTION>
          </PART>
          <AMDPAR>13. Section 217.7000 is amended by removing “Section 201(c) of the Federal Property and Administrative Services Act of 1949, 63 Stat. 384, as amended (40 U.S.C. 481(c))” and adding “40 U.S.C. 503” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="219" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 219—SMALL BUSINESS PROGRAMS</HD>
            <SECTION>
              <SECTNO>219.703</SECTNO>
              <SUBJECT>[Amended]</SUBJECT>
            </SECTION>
          </PART>
          <AMDPAR>14. Section 219.703 is amended in paragraph (a) by removing “the Javits-Wagner-O'Day Act (41 U.S.C. 8502-8504)” and adding “41 U.S.C. chapter 85” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="222" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 222—APPLICATION OF LABOR LAWS TO GOVERNMENT ACQUISITIONS</HD>
          </PART>
          <AMDPAR>15. The authority citation for 48 CFR part 222 is revised to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>41 U.S.C. 1303 and CFR chapter 1.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="222" TITLE="48">
          <SUBPART>
            <HD SOURCE="HED">Subpart 222.3—[Amended]</HD>
          </SUBPART>
          <AMDPAR>16. Subpart 222.3 is amended in the subpart heading by removing “Act”.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="222" TITLE="48">
          <SECTION>
            <SECTNO>222.302</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>17. Section 222.302 is amended in the introductory text by removing “Act”.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="222" TITLE="48">
          <AMDPAR>18. Section 222.402-70 is amended by revising paragraph (a) introductory text and paragraphs (b), (c), (d), and (f) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>222.402-70</SECTNO>
            <SUBJECT>Installation support contracts.</SUBJECT>
            <P>(a) Apply both the Service Contract Labor Standards statute and the Construction Wage Rate Requirements statute to installation support contracts if—</P>
            <STARS/>
            <P>(b)<E T="03">Service Contract Labor Standards statute coverage under the contract.</E>Contract installation support requirements, such as plant operation and installation services (i.e., custodial, snow removal, etc.) are subject to the Service Contract Labor Standards. Apply Service Contract Labor Standards clauses and minimum wage and fringe benefit requirements to all contract service calls or orders for such maintenance and support work.</P>
            <P>(c)<E T="03">Construction Wage Rate Requirements statute coverage under the contract.</E>Contract construction, alteration, renovation, painting, and repair requirements (i.e., roof shingling, building structural repair, paving repairs, etc.) are subject to the Construction Wage Rate Requirements statute. Apply Construction Wage Rate Requirements clauses and minimum wage requirements to all contract service calls or orders for construction, alteration, renovation, painting, or repairs to buildings or other works.</P>
            <P>(d)<E T="03">Repairs versus maintenance.</E>Some contract work may be characterized as either Construction Wage Rate Requirements painting/repairs or Service Contract Labor Standards maintenance. For example, replacing broken windows, spot painting, or minor patching of a wall could be covered by either the Construction Wage Rate Requirements or the Service Contract Labor Standards. In those instances where a contract service call or order requires construction trade skills (i.e., carpenter, plumber, painter, etc.), but it is unclear whether the work required is Service Contract Labor Standards maintenance or Construction Wage Rate Requirements painting/repairs, apply the following rules:</P>
            <P>(1) Individual service calls or orders which will require a total of 32 or more work hours to perform shall be considered to be repair work subject to the Construction Wage Rate Requirements.</P>
            <P>(2) Individual service calls or orders which will require less than 32 work hours to perform shall be considered to be maintenance subject to the Service Contract Labor Standards.</P>
            <P>(3) Painting work of 200 square feet or more to be performed under an individual service call or order shall be considered to be subject to the Construction Wage Rate Requirements statute regardless of the total work hours required.</P>
            <STARS/>
            <P>(f) Contracting officers may not avoid application of the Construction Wage Rate Requirements statute by splitting individual tasks between orders or contracts.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="222" TITLE="48">
          <AMDPAR>19. The 222.404 section heading is revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>222.404</SECTNO>
            <SUBJECT>Construction Wage Rate Requirements statute wage determinations.</SUBJECT>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="222" TITLE="48">

          <AMDPAR>20. Section 222.406-1 is amended by revising paragraph (b)(1)(A)(<E T="03">1</E>), and in paragraph (b)(1)(A)(<E T="03">2</E>) by removing the word “Act” and adding “statute” in its place.</AMDPAR>
          <P>The revision reads as follows:</P>
          <SECTION>
            <SECTNO>222.406-1</SECTNO>
            <SUBJECT>Policy.</SUBJECT>
            <STARS/>
            <P>(b) * * *</P>
            <P>(1) * * *</P>
            <P>(A) * * *</P>
            <P>(<E T="03">1</E>) Construction Wage Rate Requirements statute.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="222" TITLE="48">
          <SECTION>
            <SECTNO>222.406-8</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>21. Section 222.406-8 is amended in paragraph (c)(4)(A) introductory text by removing “Contract Work Hours and Safety Standards Act (CWHSSA)” and adding “Contract Work Hours and Safety Standards (CWHSS) statute” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="222" TITLE="48">
          <SECTION>
            <PRTPAGE P="35881"/>
            <SECTNO>222-406-9</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>22. Section 222.406-9 is amended in paragraph (a) by removing “Davis-Bacon or CWHSSA” and adding “Construction Wage Rate Requirements or CWHSS statute” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="222" TITLE="48">
          <AMDPAR>23. Section 222.406-13 is amended—</AMDPAR>
          <AMDPAR>a. In the introductory text by removing “Davis-Bacon Act and the CWHSSA” and adding “Construction Wage Rate Requirements statute and the CWSS statute” in its place;</AMDPAR>
          <AMDPAR>b. By revising paragraphs (7)(i) and (ii) and (8)(i) and (ii);</AMDPAR>
          <AMDPAR>c. In paragraph (9) introductory text by removing “CWHSSA” and adding “CWSS statute” in its place;</AMDPAR>
          <AMDPAR>d. In paragraph (9)(i), by adding “; and” to the end; and</AMDPAR>
          <AMDPAR>e. By revising paragraphs (10)(i) and (ii).</AMDPAR>
          <P>The revisions read as follows:</P>
          <SECTION>
            <SECTNO>222.406-13</SECTNO>
            <SUBJECT>Semiannual enforcement reports.</SUBJECT>
            <STARS/>
            <P>(7) * * *</P>
            <P>(i) Construction Wage Rate Requirements statute; and</P>
            <P>(ii) CWSS statute;</P>
            <P>(8) * * *</P>
            <P>(i) Construction Wage Rate Requirements statute; and</P>
            <P>(ii) CWHSS statute;</P>
            <STARS/>
            <P>(10) * * *</P>
            <P>(i) Construction Wage Rate Requirements statute;</P>
            <P>(ii) CWSS statute;</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="222" TITLE="48">
          <SUBPART>
            <HD SOURCE="HED">Subpart 222.10—Service Contract Labor Standards</HD>
          </SUBPART>
          <AMDPAR>24. The subpart 222.10 heading is revised as set forth above.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="222" TITLE="48">
          <SUBPART>
            <HD SOURCE="HED">Subpart 222.14—Employment of Workers with Disabilites</HD>
          </SUBPART>
          <AMDPAR>25. The subpart 222.14 heading is revised to read as set forth above.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 225—FOREIGN ACQUISITION</HD>
            <SECTION>
              <SECTNO>225.003</SECTNO>
              <SUBJECT>[Amended]</SUBJECT>
            </SECTION>
          </PART>
          <AMDPAR>26. Section 225.003 is amended in paragraphs (4) and (11) by removing “Act” each time it appears.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <SUBPART>
            <HD SOURCE="HED">Subpart 225.1—Buy American—Supplies</HD>
          </SUBPART>
          <AMDPAR>27. The subpart 225.1 is revised to read as set forth above.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <SECTION>
            <SECTNO>225.103</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>28a. Section 225.103 is amended—</AMDPAR>
          <AMDPAR>a. In paragraph (a)(i)(B) by removing “Buy American Act” and adding “Buy American statute” in its place; and</AMDPAR>
          <AMDPAR>b. In paragraph (a)(ii)(A) introductory text by removing “Subpart 225.5” and adding “subpart 225.5” in its place and by removing “Buy American Act” and adding “Buy American statute” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <SUBPART>
            <HD SOURCE="HED">Subpart 225.2—Buy American—Construction Materials</HD>
          </SUBPART>
          <AMDPAR>28b. The subpart 225.2 heading is revised to read as set forth above.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <SECTION>
            <SECTNO>225.502</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>29. Section 225.502 is amended—</AMDPAR>
          <AMDPAR>a. In paragraphs (c) introductory text and (c)(iii)(C), by removing “Buy American Act” and adding “Buy American statute” in its place;</AMDPAR>
          <AMDPAR>b. In paragraph (c)(i)(A), by removing “Buy American Act” and “Buy American Act or Balance of Payments Program” and adding “Buy American statute” and “Buy American or Balance of Payments Program”, respectively, in its place; and</AMDPAR>
          <AMDPAR>c. In paragraphs (c)(i)(B), (c)(ii)(C), (c)(ii)(D), and (c)(iii)(A), by removing “Act”.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <SECTION>
            <SECTNO>225.872-1</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>30. Section 225.872-1 is amended in paragraphs (a) introductory text and (b) introductory text by removing “Buy American Act” and adding “Buy American statute” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <SECTION>
            <SECTNO>225.872-4</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>31. Section 225.872-4 is amended by removing “Buy American Act” and adding “Buy American statute” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <SECTION>
            <SECTNO>225.1101</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>32. Section 225.1101 is amended—</AMDPAR>

          <AMDPAR>a. In paragraphs (1)(i), (2)(i) introductory text, (2)(i)(D)(<E T="03">2</E>), (3)(i), (3)(iii), (10)(i), (11)(i) introductory text, and (11)(iii), by removing “Act” each time it appears; and</AMDPAR>
          <AMDPAR>b. In paragraph (2)(i)(C), removing “Act” and adding “statute” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <SECTION>
            <SECTNO>225.7000</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>33. Section 225.7000 is amended in paragraph (b) by removing “Buy American Act” and adding “Buy American statute” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <SECTION>
            <SECTNO>225.7017-3</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>34. Section 225.7017-3 is amended in paragraph (a) by removing “Buy American Act” and adding “Buy American statute” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 233—PROTESTS, DISPUTES, AND APPEALS</HD>
          </PART>
          <AMDPAR>35. The authority citation for 48 CFR part 233 is revised to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>41 U.S.C. 1303 and 48 CFR chapter 1.</P>
          </AUTH>
          <SECTION>
            <SECTNO>233.204-70</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>36. Section 233.204-70 is amended by removing “the Contract Disputes Act of 1978” and adding “41 U.S.C. chapter 71 (Contract Disputes)” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="243" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 243—CONTRACT MODIFICATIONS</HD>
          </PART>
          <AMDPAR>37. Section 243.204-71 is amended in paragraph (c) in the first sentence by removing “the Contract Disputes Act of 1978 (41 U.S.C. 7103)” and adding “41 U.S.C. 7103, Disputes” in its place, and in the second sentence, removing “Contract Disputes Act” and adding “Contract Disputes statute” in its place and removing “Subpart” and adding “subpart” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 252—SOLICITATION PROVISIONS AND CONTRACT CLAUSES</HD>
            <SECTION>
              <SECTNO>252.204-7007</SECTNO>
              <SUBJECT>[Amended]</SUBJECT>
            </SECTION>
          </PART>
          <AMDPAR>38. Section 252.204-7007 is amended by removing the clause date “(SEP 2011)” and adding “(JUN 2012)” in its place and in paragraphs (d)(2)(ii) and (d)(2)(vi) by removing “Act”.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <SECTNO>252.212-7001</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>39. Section 252.212-7001 is amended by—</AMDPAR>
          <AMDPAR>a. Removing the clause date “(SEP 2011)” and adding “(JUN 2012)” in its place;</AMDPAR>
          <AMDPAR>b. In paragraphs (b)(4), (b)(22), and (c)(4), removing “(SEP 2011)” and adding “(JUN 2012)” in its place;</AMDPAR>
          <AMDPAR>c. In paragraphs (b)(6)(i) by removing “Act” and by removing “(OCT 2011)” and adding “(JUN 2012)” in its place;</AMDPAR>
          <AMDPAR>d. In paragraph (b)(8) by removing “(JAN 2011)” and adding “(JUN 2012)” in its place; and</AMDPAR>
          <AMDPAR>e. In paragraph (b)(13)(i) by removing “(MAY 2012)” and adding “(JUN 2012)” in its place.</AMDPAR>
          <AMDPAR>f. In paragraph (b)(16)(i) by removing “(MAY 2012)” and adding “(JUN 2012)” in its place; and</AMDPAR>
          <AMDPAR>g. In paragraphs (b)(16)(ii) through (iv) by removing “(OCT 2011)” and adding “(JUN 2012)” in its place;</AMDPAR>
          <AMDPAR>h. In paragraphs (b)(16)(v) and (vi), by removing “(MAY 2012)” and adding “(JUN 2012)” in its place; and</AMDPAR>
          <AMDPAR>i. In paragraphs (b)(18) and (c)(1), removing “(AUG 2011)” and adding “(JUN 2012)” in its place.</AMDPAR>
          <SECTION>
            <SECTNO>252.212-7002</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>

          <AMDPAR>40. Section 252.212-7002 is amended by removing the clause date “(JUN 2011)” and adding “(JUN 2012)” in its place and in the definition<PRTPAGE P="35882"/>“Nontraditional defense contractor”, paragraph (1), removing “Section 26 of the Office of Federal Procurement Policy Act (41 U.S.C. section 1502)” and adding “41 U.S.C. section 1502” in its place.</AMDPAR>
          <SECTION>
            <SECTNO>252.217-7002</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>41. Section 252.217-7002 is amended by removing the clause date “(DEC 1991)” and adding “(JUN 2012)” in its place and in paragraph (a), removing “Section 201(c) of the Federal Property and Administrative Services Act of 1949, 63 Stat. 384 (40 U.S.C. 481(c))” and adding “40 U.S.C. 503” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <SECTNO>252.219-7003</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>42. Section 252.219-7003 is amended—</AMDPAR>
          <AMDPAR>a. By removing the clause date “(SEP 2011)” and adding “(JUN 2012)” in its place;</AMDPAR>
          <AMDPAR>b. In paragraph (e) introductory text by removing “Section 831” and adding “section 831” in its place; and</AMDPAR>
          <AMDPAR>c. In paragraph (e)(1), by removing “handicapped” and adding “disabled” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <AMDPAR>43. Section 252.225-7000 is amended:</AMDPAR>
          <AMDPAR>a. By revising the section heading;</AMDPAR>
          <AMDPAR>b. By removing “Act” from the provision title;</AMDPAR>
          <AMDPAR>c. By removing the clause date “(DEC 2009)” and adding “(JUN 2012)” in its place;</AMDPAR>
          <AMDPAR>d. In paragraph (b)(2) by removing “Act” and adding” statute” in its place; and</AMDPAR>
          <AMDPAR>e. In paragraph (c)(1) introductory text by removing “Act”.</AMDPAR>
          <P>The revision reads as follows:</P>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <SECTNO>252.225-7000</SECTNO>
            <SUBJECT>Buy American Statute—Balance of Payments Program Certificate.</SUBJECT>
            <STARS/>
          </SECTION>
          <SECTION>
            <SECTNO>252.225-7001</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>44. Section 252.225-7001 is amended—</AMDPAR>
          <AMDPAR>a. By revising the section heading;</AMDPAR>
          <AMDPAR>b. By removing “Act” from the provision title;</AMDPAR>
          <AMDPAR>c. By removing the clause date “(OCT 2011)” and adding “(JUN 2012)” in its place;</AMDPAR>
          <AMDPAR>d. In paragraph (a), in the definition of “Commercially available off-the-shelf (COTS) item”, paragraph (ii), by removing “section 3 of the Shipping Act of 1984 (46 U.S.C. 40102)” and adding “46 U.S.C. 40102(4)” in its place;</AMDPAR>

          <AMDPAR>d. In paragraph (a), in the definition of “Domestic end product”, paragraph (ii)(A)(<E T="03">2</E>), by removing “Act” and adding “statute” in its place;</AMDPAR>
          <AMDPAR>e. In paragraph (b) in the first sentence, by removing “the Buy American Act (41 U.S.C chapter 83)” and adding “, Buy American” in its place and in the second sentence, removing “Act” and adding “statute” in its place; and</AMDPAR>
          <AMDPAR>f. In paragraph (c), by removing “Act”.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <SECTNO>252.225-7009</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>45. Section 252.225-7009 is amended by removing the clause date “(JAN 2011)” and adding “(JUN 2012)” in its place; and in paragraph (a)(4)(ii), removing “section 3 of the Shipping Act of 1984 (46 U.S.C. App 1702)” and adding “46 U.S.C. 40102(4)” in its place.</AMDPAR>
        </REGTEXT>
        
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <SECTNO>252.225-7013</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>46. Section 252.225-7013 is amended—</AMDPAR>
          <AMDPAR>a. By removing the clause date “(DEC 2009)” and adding “(JUN 2012)” in its place;</AMDPAR>
          <AMDPAR>b. In paragraph (a), by removing the numerical designations (1) through (4) from the definitions;</AMDPAR>

          <AMDPAR>c. In paragraph (a), in the definition “Eligible product”, paragraph (ii), by removing “<E T="03">Bahrainian end product</E>or a<E T="03">Moroccan end product,</E>as defined in the Buy American Act” and adding “<E T="03">Bahrainian end product,</E>a<E T="03">Moroccan end product,</E>or a<E T="03">Peruvian end product,</E>as defined in the Buy American” in its place, and in paragraph (iii), by removing “Act”; and</AMDPAR>
          <AMDPAR>d. In paragraph (a), in the definition “Qualifying country” and “qualifying country end product”, removing “Act” each time it appears.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <SECTNO>252.225-7021</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>47. Section 252.225-7021 is amended by removing the clause date “(MAY 2012)” and adding “(JUN 2012)” in its place, and in paragraph (a), in the definition “Commercially available off-the-shelf (COTS) item”, paragraph (ii), by removing “section 4 of the Shipping Act of 1984 (46 U.S.C. 40102)” and adding “46 U.S.C. 40102(4)” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <SECTNO>252.225-7035</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>48. Section 252.225-7035 is amended—</AMDPAR>
          <AMDPAR>a. By revising the section heading;</AMDPAR>
          <AMDPAR>b. In the clause title by removing “Act”;</AMDPAR>
          <AMDPAR>c. By removing the clause date “(DEC 2010)” and adding “(JUN 2012)” in its place;</AMDPAR>
          <AMDPAR>d. In paragraphs (a) and (b)(2) by removing “Act”;</AMDPAR>
          <AMDPAR>e. In introductory paragraph (c)(1), removing “Buy American Act” and adding “Buy American” in its place;</AMDPAR>
          <AMDPAR>f. In Alternate II, by removing the clause date “(DEC 2010)” and adding “(JUN 2012)” in its place; and in Alternate II, paragraph (b)(2), removing “Act”; and</AMDPAR>
          <AMDPAR>g. In Alternate III, removing the clause date “(DEC 2010)” and adding “(JUN 2012)” in its place; and in Alternate III, paragraphs (a) and (b)(2), removing “Act”.</AMDPAR>
          <P>The revision reads as follows:</P>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <SECTNO>252.225-7035</SECTNO>
            <SUBJECT>Buy American—Free Trade Agreements—Balance of Payments Program Certificate.</SUBJECT>
            <STARS/>
          </SECTION>
          <AMDPAR>49. Section 252.225-7036 is amended—</AMDPAR>
          <AMDPAR>a. By revising the section heading;</AMDPAR>
          <AMDPAR>b. In the clause title by removing “Act”;</AMDPAR>
          <AMDPAR>c. By removing the clause date “(MAY 2012)” and adding “(JUN 2012)” in its place;</AMDPAR>
          <AMDPAR>c. In paragraph (a), in the definition “Commercially available off-the-shelf (COTS) item”, paragraph (ii), by removing “section 3 of the Shipping Act of 1984 (46 U.S.C. 40102)” and adding “46 U.S.C. 40102(4)” in its place;</AMDPAR>

          <AMDPAR>d. In paragraph (a), in the definition “Domestic end product”, paragraph (ii)(A)(<E T="03">2</E>), by removing “Act” and adding “statute” in its place;</AMDPAR>
          <AMDPAR>e. In paragraph (c) by removing “Act”; and</AMDPAR>
          <AMDPAR>f. In Alternates I, II, and III, by removing the clause date “(OCT 2011)” and adding “(JUN 2012)” in its place and in paragraph (c), removing “Act”.</AMDPAR>
          <P>The revision reads as follow:</P>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <SECTNO>252.225-7036</SECTNO>
            <SUBJECT>Buy American—Free Trade Agreements—Balance of Payments Program.</SUBJECT>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <SECTNO>252.225-7044</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>50. Section 252.225-7044 is amended by removing the clause date “(DEC 2010)” and adding “(JUN 2012)” in its place and in paragraph (a), in the definition “Commercially available off-the-shelf (COTS) item”, paragraph (2), by removing “section 3 of the Shipping Act of 1984 (46 U.S.C. 40102)” and adding “46 U.S.C. 40102(4)” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <SECTNO>252.227-7037</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>51. Section 252.225-7037 is amended—</AMDPAR>
          <AMDPAR>a. By removing the clause date “(APR 2012)” and adding “(JUN 2012)” in its place;</AMDPAR>
          <AMDPAR>b. In paragraph (e)(3), by removing “the Contract Disputes Act of 1978 (41 U.S.C. 7101)” and adding “41 U.S.C. 7101, Contract Disputes” in its place; and</AMDPAR>
          <AMDPAR>c. In paragraph (g)(2)(iv), removing “Act” and adding “statute” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <PRTPAGE P="35883"/>
            <SECTNO>252.227-7038</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>52. Section 252.225-7038 is amended by removing the clause date “(DEC 2007)” and adding “(JUN 2012)” in its place and in paragraph (l)(2)(ii), by removing “Act” and adding “statute” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <SECTION>
            <SECTNO>252.244-7001</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>53. Section 252.244-7001 is amended by removing the clause date “(MAY 2011)” and adding “(JUN 2012)” in its place and in paragraph (c)(17), by removing “the Anti-Kickback Act” and adding “41 U.S.C. chapter 87, Kickbacks” in its place.</AMDPAR>
          <AMDPAR>54. In appendix I to chapter 2, section I-101.4 is revised to read as follows:</AMDPAR>
          <APPENDIX>
            <HD SOURCE="HED">Appendix I to Chapter 2—Policy and Procedures for the DOD Pilot Mentor-Protege Program</HD>
            <STARS/>
            <HD SOURCE="HD3">I-101.4Severely disabled individual.</HD>
            <P>An individual who has a physical or mental disability whichconstitutes a substantial handicap to employment and which, inaccordance with criteria prescribed by the Committee for Purchase from People Who Are Blind or Severely Disabled established by the first section of the Act of June 25, 1938 (41 U.S.C. 8502), is of such a nature that the individual is otherwise prevented from engaging in normal competitive employment.</P>
            <STARS/>
          </APPENDIX>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14259 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 5001-06-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Defense Acquisition Regulations System</SUBAGY>
        <CFR>48 CFR Parts 216, 225, and 252</CFR>
        <RIN>RIN 0750-AH28</RIN>
        <SUBJECT>Defense Federal Acquisition Regulation Supplement; Contractors Performing Private Security Functions (DFARS Case 2011-D023)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Defense Acquisition Regulations System, Department of Defense (DoD).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>DoD is adopting as final, with changes, an interim rule amending the Defense Federal Acquisition Regulation Supplement (DFARS) to implement those sections of several National Defense Authorization Acts which establish minimum processes and requirements for the selection, accountability, training, equipping, and conduct of personnel performing private security functions under DoD contracts.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>June 15, 2012.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Ms. Meredith Murphy, telephone 571-372-6098.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>

        <P>The interim rule implemented the legislation by establishing (1) Regulations addressing the selection, training, equipping, and conduct of personnel performing private security functions in areas of contingency operations, complex contingency operations, or other military operations or exercises that are designated by the combatant commander, (2) a contract clause, and (3) remedies. DoD published the interim rule in the<E T="04">Federal Register</E>at 76 FR 52133 on August 19, 2011, to implement section 862, as amended, of the National Defense Authorization Act (NDAA) for Fiscal Year (FY) 2008. Section 862 was amended by section 853 of the NDAA for FY 2009 and sections 831 and 832 of the NDAA for FY 2011. In addition, the DoD Instruction addressing private Security Contractors (DoDI 3020.50) was revised on August 1, 2011, and the final rule to implement section 862 of the NDAA for FY 2008, as amended, 32 CFR part 159, Private Security Contractors Operating in Contingency Operations, was published in the<E T="04">Federal Register</E>on August 11, 2011 (76 FR 49651). Public comments on the final rule at 32 CFR part 159 had been solicited by publication of an interim rule on July 17, 2009.</P>
        <HD SOURCE="HD1">II. Discussion and Analysis of the Public Comments</HD>
        <P>Three respondents submitted comments on the interim rule. A discussion of the comments and the changes made to the rule as a result of those comments are provided as follows:</P>
        <HD SOURCE="HD2">A. Summary of Significant Changes</HD>
        <P>The following significant changes to the DFARS are being made by this rule:</P>
        <P>• The definition of “private security functions” in the clause at DFARS 225.370-3 was revised to conform to the DoDI, and limit the definition to the specified criteria.</P>
        <P>• The types of active, non-lethal countermeasures that must be reported when used has been added at DFARS 225.370-4(c)(1)(iv)(E) and 252.225-7039(b)(1)(iv)(E).</P>
        <P>• The types of Government-authorized investigations with which the contractor is required to cooperate are more narrowly described in order to conform to the limitations in the statute. Changes have been made to DFARS 225.370-4(c)(3) and the clause at DFARS 252.225-7039(b)(3). In addition, a definition of “full cooperation” has been added to the clause at DFARS 252.225-7039 to allay concerns about waiver of attorney-client privilege.</P>
        <P>• The remedies at DFARS 225.370-5(a) have been revised to remove paragraph (a)(4), a discussion of the right to terminate for default, because this right is already covered by the contract termination clauses.</P>
        <P>• The applicability of the rule (DFARS 225.370-2, 225.370-4(b), and 225.370-6) and references to the title of DoDI 3020.50 at DFARS 225.370-4 and 252.225-7039(b)(2)(i)) have been updated to conform to the revised DoDI 3020.50.</P>
        <HD SOURCE="HD2">B. Analysis of Public Comments</HD>
        <HD SOURCE="HD3">1. Definition of Private Security Functions</HD>
        <P>
          <E T="03">Comment:</E>Two respondents commented that the definition of “private security functions” was (a) too broad and (b) inconsistent among the DoDI, the DFARS text, and the clause at DFARS 252.225-7039, Contractors Performing Private Security Functions.</P>
        <P>
          <E T="03">Response:</E>The definition of “private security functions” has been revised to limit the definition to the specified criteria all inclusive (rather than just “including” the criteria), consistent with the DoDI. The essence of the definition cannot be changed substantially in the DFARS from that in the controlling DoDI.</P>
        <HD SOURCE="HD3">2. The Contractor's Requirement To Ensure Compliance of Contractor Personnel Performing Private Security Functions</HD>
        <P>
          <E T="03">Comment:</E>One respondent stated that the requirement for prime contractors to ensure that personnel performing private security functions comply with numerous administrative and reporting requirements and are briefed on and understand various enumerated laws, regulations, orders, directives, instructions, and rules related to the private security function imposes “untenable oversight, policing, and enforcement obligations,” particularly for non-private security function prime contractors that subcontract with a private security function provider. The respondent recommended that the prime contractor's obligation be limited to the administrative functions of passing the requirements on to the private security function provider and conducting audits or other administrative review functions to verify compliance.</P>
        <P>
          <E T="03">Response:</E>No change has been made in the final rule because the law, at<PRTPAGE P="35884"/>section 862(b)(2), as amended, requires the contractor, without regard to whether it is a direct provider of private security functions, to “ensure” that its employees and any subcontractors' employees who are responsible for performing private security functions comply with the regulations prescribed under subsection (a) of section 862 implemented as DoDI 3020.50. In addition, the clause at DFARS 252.225-7039(b)(1), requires DoD to identify the applicable private security functions in the contract and make available to the contractor the relevant orders, directives, and instructions.</P>
        <HD SOURCE="HD3">3. Contractors' Obligation To Cooperate With Government investigations</HD>
        <P>
          <E T="03">Comment:</E>One respondent noted that DFARS 225.370-4(c)(3) imposes on contractors the obligation to cooperate with any Government-authorized investigation “by providing access to employees performing private security functions and relevant information in the possession of the contractor,” but fails to provide any explanation of the scope and limitations on this requirement. The respondent recommended that the final rule define the contractor's obligation to cooperate, as in the mandatory disclosure provisions of FAR 52.203-13, Contractor Code of Business Ethics and Conduct, by specifying that such cooperation does not require the contractor to waive attorney-client privilege or the protections afforded by the attorney work-product doctrine.</P>
        <P>
          <E T="03">Response:</E>The final rule has been amended to more clearly define the scope and limitations of the contractor's obligation to cooperate with Government investigations. The revised text reflects the limitations on the investigations specifically addressed by the statute, as amended (see DFARS 225.370-4(c)(3) and 252.225-7039(b)(3)). The limitation on information to that in the contractor's possession regarding the incident concerned was in the interim rule. Additionally, the final rule requires the contractor to provide “full cooperation” with any Government-authorized investigation. In addition, the definition of “full cooperation” included in the clause reflects the mandatory disclosure provisions of FAR 52.203-13, Contractor Code of Business Ethics and Conduct, with minor edits, as recommended by the respondent.</P>
        <HD SOURCE="HD3">4. Removal of Personnel for Failure To Comply With “Applicable Requirements”</HD>
        <P>
          <E T="03">Comment:</E>One respondent stated that the interim rule, at DFARS 225.370-5(a)(1), grants the Government the very broad power to direct a contractor to remove any personnel at its own expense if the personnel fail to comply with or violate applicable requirements. The respondent believed that it is unclear whether the “applicable requirements” are solely limited to those spelled out in the interim rule or if they include additional requirements not identified in the interim rule.</P>
        <P>
          <E T="03">Response:</E>No change has been made in the final rule because the applicable requirements for contracts performed outside the United Sates have been clearly defined in DFARS subpart 225.3 and paragraph (b) of the clause at DFARS 252.225-7039, Contractors Performing Private Security Functions. As noted in the response to comment category B.2 above, relevant orders, directives, and instructions must be made available to the contractor in a single location, including an internet Web site (see section 862(a)(3) of the statute, as amended), and they must be updated as they change,<E T="03">e.g.,</E>a change in guidance from a geographic combatant commander.</P>
        <HD SOURCE="HD3">5. Award Fee Reduction or Denial for Failure To Comply With Private Security Functions Requirements</HD>
        <P>
          <E T="03">Comment:</E>One respondent was concerned with the implementation of section 862(d), as amended. The respondent concluded that the DFARS interim rule went beyond the requirements of the statute “by requiring the contracting officer to include this evaluation requirement in an award-fee plan. This subpart then provides the contracting officer the flexibility to determine whether to reduce, deny, or recover all or part of award fees.”</P>
        <P>
          <E T="03">Response:</E>No change has been made in the final rule in response to this comment. FAR 16.401(e)(2) states that the determination of the amount of award fee and the methodology for determining the award fee are unilateral decisions made solely at the discretion of the Government. In addition, FAR 16.401(e)(3) requires that all contracts providing for award fees must be supported by an award-fee plan that establishes the procedures for evaluating award fee and an award-fee board for conducting the award-fee evaluation. The use of an award-fee type contract provides the Government the maximum, subjective flexibility in the determination of the factors that will be considered,<E T="03">i.e.,</E>the award-fee plan, and the amount of award fee granted in a performance period. The statute requires that an additional factor,<E T="03">i.e.,</E>the failure of a contractor to comply with contractual requirements pertaining to the performance of private security functions, must always be a consideration for award fees on any award-fee contract calling for performance in the applicable areas.</P>
        <HD SOURCE="HD3">6. Applicability</HD>
        <P>
          <E T="03">Comments:</E>One respondent submitted two comments on the applicability of the interim rule. First, the respondent stated that the statute limits the regulations to “combat operations or other significant military operations” and the interim rule goes beyond that. Second, the respondent noted that the interim rule requires DoD subcontractors for commercial items and commercial components to comply with requirements imposed on private security providers and recommended that the applicability of the DFARS coverage be modified to require coverage only for contracts and subcontracts that provide security as a primary function.</P>
        <P>
          <E T="03">Response:</E>The applicability of the DFARS final rule has been revised, at DFARS 225.370-2, to encompass the categories as specified in the DoDI, except that “combat operations” are identified separately from “contingency operations,” as specified in the statute. “Complex contingency operations” are now identified as “humanitarian or peacekeeping operations,” which is a term defined in statute and FAR 2.101. The Secretary of Defense has not formally designated Iraq or Afghanistan as “combat operations,” yet these areas are clearly intended to be covered by the regulations for private security functions. Therefore, “contingency operations” are covered. Whereas Governmentwide implementation will be restricted to combat operations and other significant military operations, the DoDI requires somewhat broader application for DoD contracts.</P>
        <P>Congress did not contemplate limiting applicability of the regulations to only those contractors providing primarily private security functions. To do so would have resulted in anomalies such as sanctions for a private security contractor whose employee wounded or killed a civilian while not sanctioning a contractor providing construction goods or foodstuffs whose personnel providing security wounded or killed a civilian. These requirements are applicable only when the contract or subcontract performance is outside the United States.</P>
        <HD SOURCE="HD3">7. Reporting Requirements</HD>
        <P>
          <E T="03">Comment:</E>One respondent noted a number of perceived shortcomings in the reporting requirements at DFARS<PRTPAGE P="35885"/>225.370-4(c)(1)(iv). Specifically, the respondent was concerned that the requirement to report any property destruction could overwhelm industry and Government employees alike with reports of incidental and<E T="03">de minimis</E>damage to property. The respondent was concerned that the requirement to report incidents in which a firearm is discharged would include planned firearm discharges occurring during training and maintenance. In addition, the respondent requested that the DFARS include examples of active, non-lethal countermeasures.</P>
        <P>
          <E T="03">Response:</E>The statute requires contractors, at section 862(b)(2)(A)(iv), to report incidents in which (1) A weapon is discharged by personnel performing private security functions; (2) personnel performing private security functions are killed or injured; or (3) persons are killed or injured, or property is destroyed, as a result of conduct by contractor personnel. The second comment resulted in the addition of a listing of active, non-lethal countermeasures in both the DFARS text see DFARS 225.370-4(c)(1)(iv)(E) and the clause at 252.225-7039.</P>
        <HD SOURCE="HD3">8. Statutory Remedies Do Not Include Contract Termination</HD>
        <P>
          <E T="03">Comment:</E>One respondent stated that the legislation does not allow the Government to terminate a contract for default in the case of noncompliance.</P>
        <P>
          <E T="03">Response:</E>The Government has the right to terminate a contract for default pursuant to one of the termination clauses at FAR 52.249-6 (cost-reimbursement), -8 (fixed-price supply and service), -10 (construction), or -11 (personal services) that is included in every contract, as applicable. DoD does not acquire new or additional termination-for-default rights by including such coverage in the clause at DFARS 252.225-7039. Therefore, the final rule has removed the termination language from DFARS 225.370-5 and the clause at DFARS 252.225-7039.</P>
        <P>While the statute does not specifically list termination of a contract for default when a contractor's failure to comply is severe, prolonged, or repeated, it does provide that the contractor must be referred to the agency suspension or debarment official and that the failure may be a cause for suspension or debarment of the contractor. Once a contractor appears on the Excluded Parties List System (FAR 9.404), all Government agencies are prohibited from awarding contracts or consenting to subcontracts with the contractor, unless there is an agency head determination to do so (FAR 9.405(a)).</P>
        <HD SOURCE="HD1">III. Executive Orders 12866 and 13563</HD>
        <P>Executive Orders (E.O.s) 12866 and 13563 direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). E.O. 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. This is a significant regulatory action and, therefore, was subject to review under section 6(b) of E.O. 12866, Regulatory Planning and Review, dated September 30, 1993. This rule is not a major rule under 5 U.S.C. 804.</P>
        <HD SOURCE="HD1">IV. Regulatory Flexibility Act</HD>

        <P>A final regulatory flexibility analysis has been prepared consistent with the Regulatory Flexibility Act, 5 U.S.C. 601,<E T="03">et seq.,</E>and is summarized as follows:</P>

        <P>DoD is adopting as final, with changes, an interim rule amending the Defense Federal Acquisition Regulation Supplement (DFARS) to implement section 862 of the National Defense Authorization Act (NDAA) for Fiscal Year (FY) 2008, as amended by section 853 of the NDAA for FY 2009 and sections 831 and 832 of the NDAA for FY 2011. The final rule has been updated to conform with the governmentwide regulation at 32 CFR part 159, entitled “Private Security Contractors Operating in Contingency Operations.” In addition, this final rule implements DoDI 3020.50, “Private Security Contractors (PSCs) Operating in Contingency Operations, Humanitarian or Peace Operations, or Other Military Operations or Exercises,” which provides procedures for personnel performing private security functions for DoD. This final rule impacts only private security contractors performing outside the United States in areas of combat operations and other significant military operations designated by the Secretary of Defense, contingency operations, or other military operations designated by the combatant commanders. DoD does not expect this final rule to have a significant economic impact on a substantial number of small entities within the meaning of the Regulatory Flexibility Act, 5 U.S.C. 601,<E T="03">et seq.,</E>because it impacts only private security contractors performing outside the United States.</P>
        <P>In FY 2010, DoD awarded 1,839 contracts for performance in Iraq and Afghanistan. Of this total, 361, or 20 percent, were awarded to small businesses. Firms performing private security functions in these areas were already required to report the occurrence of incidences such as those listed in the clause at DFARS 252.225-7039, Contractors Performing Private Security Functions, but there was no consistency in the manner of reporting or the individual to whom the report was to be made. This DFARS final rule provides this consistency and clarity and, in that sense, serves to relieve the burdens on small businesses.</P>
        <P>No comments were received from the Chief Counsel for Advocacy of the Small Business Administration in response to the rule.</P>
        <P>The rule does not duplicate, overlap, or conflict with any other Federal rules. No alternatives have been identified that accomplish the stated objectives of the applicable statutes.</P>
        <HD SOURCE="HD1">V. Paperwork Reduction Act</HD>
        <P>This rule contains information collection requirements that require the approval of the Office of Management and Budget under the Paperwork Reduction Act (44 U.S.C. chapter 35). The rule affects the certification and information collection requirements in the provisions at DFARS 225.7402-3, currently approved under OMB Control Number 0704-0460, titled “Synchronized Predeployment and Operational Tracker (SPOT) System,” effective through March 31, 2013. No impact is anticipated, however, because DoD contractors operating in areas of combat operations, contingency operations, or other military operations or exercises are currently required to use SPOT for registering personnel and weapons, as well as armored vehicles, helicopters, and other military vehicles operated by personnel performing private security functions, and to report the incidents addressed in the clause at DFARS 252.225-7039.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 48 CFR Parts 216, 225, and 252</HD>
          <P>Foreign currencies, Government procurement, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <NAME>Ynette R. Shelkin,</NAME>
          <TITLE>Editor, Defense Acquisition Regulations System.</TITLE>
        </SIG>
        
        <P>Accordingly, the interim rule amending 48 CFR parts 216, 225, and 252, which was published at 76 FR 52133 on August 19, 2011, is adopted as a final rule with the following changes:</P>
        <REGTEXT PART="225" TITLE="48">
          <AMDPAR>1. The authority citation for 48 CFR parts 225 and 252 continues to read as follows:</AMDPAR>
          <AUTH>
            <PRTPAGE P="35886"/>
            <HD SOURCE="HED">Authority:</HD>
            <P>41 U.S.C. 1303 and 48 CFR chapter 1.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 225—FOREIGN ACQUISITION</HD>
          </PART>
          <AMDPAR>2. Sections 225.370-2 and 225.370-3 are revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>225.370-2</SECTNO>
            <SUBJECT>Applicability.</SUBJECT>
            <P>This section applies to acquisitions for supplies and services that require the performance of private security functions outside the United States in areas of—</P>
            <P>(a) Combat and other significant military operations designated by the Secretary of Defense;</P>
            <P>(b) Contingency operations (see FAR 2.101);</P>
            <P>(c) Humanitarian or peacekeeping operations; or</P>
            <P>(d) Other military operations or exercises designated by the combatant commander.</P>
          </SECTION>
          <SECTION>
            <SECTNO>225.370-3</SECTNO>
            <SUBJECT>Definitions.</SUBJECT>
            <P>As used in this section—</P>
            <P>
              <E T="03">Full cooperation</E>and<E T="03">private security functions</E>are defined in the clause at 252.225-7039, Contractors Performing Private Security Functions.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="225" TITLE="48">
          <AMDPAR>3. Section 225.370-4 is amended—</AMDPAR>
          <AMDPAR>a. By revising paragraphs (a) and (b);</AMDPAR>
          <AMDPAR>b. In paragraph (c)(1) introductory text by removing “Ensure that all employees” and adding “Ensure that the contractor and all employees” in its place;</AMDPAR>
          <AMDPAR>c. By revising paragraph (c)(1)(iv)(E);</AMDPAR>
          <AMDPAR>d. In paragraph (c)(2) introductory text by removing “Ensure that all employees” and adding “Ensure that the contractor and all employees” in its place; and</AMDPAR>
          <AMDPAR>e. By revising paragraph (c)(3).</AMDPAR>
          <P>The revisions read as follows:</P>
          <SECTION>
            <SECTNO>225.370-4</SECTNO>
            <SUBJECT>Policy.</SUBJECT>

            <P>(a) The policy, responsibilities, procedures, accountability, training, equipping, and conduct of personnel performing private security functions in designated areas are addressed in Department of Defense Instruction (DoDI) 3020.50, Private Security Contractors (PSCs) Operating in Contingency Operations, Humanitarian or Peace Operations, or Other Military Operations or Exercises, at<E T="03">http://www.dtic.mil/whs/directives/corres/pdf/302050p.pdf</E>.</P>
            <P>(b) The requirements of this section apply to contractors that employ private security contractors outside the United States in areas of combat and other significant military operations designated by the Secretary of Defense, contingency operations, humanitarian or peacekeeping operations, or other military operations or exercises designated by the combatant commander, whether the contract is for the performance of private security functions or other supplies or services.</P>
            <P>(c) * * *</P>
            <P>(1) * * *</P>
            <P>(iv) * * *</P>
            <P>(E) Active, non-lethal countermeasures (other than the discharge of a weapon, including laser optical distracters, acoustic hailing devices, electromuscular TASER guns, blunt-trauma devices like rubber balls and sponge grenades, and a variety of other riot control agents and delivery systems) are employed by personnel performing private security functions in response to a perceived immediate threat;</P>
            <STARS/>
            <P>(3) Provide full cooperation with any Government-authorized investigation into incidents reported pursuant to paragraph (b)(1)(iv) of the clause at 252.225-7039, Contractors Performing Private Security Functions, and incidents of alleged misconduct by personnel performing private security functions by providing access to employees performing private security functions and relevant information in the possession of the contractor.</P>
          </SECTION>
          <SECTION>
            <SECTNO>225.370-5</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>4. Section 225.370-5 is amended—</AMDPAR>
          <AMDPAR>a. In paragraph (a)(2), by adding “and” at the end of the sentence;</AMDPAR>
          <AMDPAR>b. In paragraph (a)(3), by removing “paid for such period; and” and adding “paid for such period (see 216.405-2-71).” in its place;</AMDPAR>
          <AMDPAR>c. By removing paragraph (a)(4); and</AMDPAR>
          <AMDPAR>d. In paragraph (b), by removing “significant, or repeated” and adding “significant, severe, prolonged, or repeated” in its place.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <AMDPAR>5. Section 225.370-6 is revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>225.370-6</SECTNO>
            <SUBJECT>Contract clause.</SUBJECT>
            <P>Use the clause at 252.225-7039, Contractors Performing Private Security Functions, in all solicitations and contracts to be performed outside the United States in areas of—</P>
            <P>(a) Combat and other significant military operations designated by the Secretary of Defense;</P>
            <P>(b) Contingency operations (see FAR 2.101);</P>
            <P>(c) Humanitarian or peacekeeping operations; or</P>
            <P>(d) Other military operations or exercises designated by the combatant commander.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="252" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 252—SOLICITATION PROVISIONS AND CONTRACT CLAUSES</HD>
          </PART>
          <AMDPAR>6. Section 252.225-7039 is amended—</AMDPAR>
          <AMDPAR>a. By removing the clause date and adding “(JUN 2012)” in its place;</AMDPAR>
          <AMDPAR>b. By revising paragraph (a);</AMDPAR>
          <AMDPAR>c. In introductory sentence (b)(1), by removing “Ensure that all employees” and adding “Ensure that the Contractor and all employees” in its place;</AMDPAR>
          <AMDPAR>d. In paragraph (b)(1)(i), by removing “Personnel Identity Verification of Contractor Personnel” and adding “Personal Identity Verification of Contractor Personnel” in its place;</AMDPAR>
          <AMDPAR>e. By revising paragraph (b)(1)(iv)(E);</AMDPAR>
          <AMDPAR>f. In introductory sentence (b)(2), by removing “Ensure that all employees” and adding “Ensure that the Contractor and all employees” in its place;</AMDPAR>
          <AMDPAR>g. In paragraph (b)(2)(i), by removing “Combat Operations, or Other Significant Military Operations” and adding “Humanitarian or Peace Operations, or Other Military Operations or Exercises” in its place;</AMDPAR>
          <AMDPAR>h. By revising paragraph (b)(3);</AMDPAR>
          <AMDPAR>i. In paragraph (c)(2), by adding “and” at the end of the sentence;</AMDPAR>
          <AMDPAR>j. In paragraph (c)(3), by removing “paid for such period; and” and adding “paid for such period.” in its place;</AMDPAR>
          <AMDPAR>k. By revising paragraph (c)(4); and</AMDPAR>
          <AMDPAR>l. By revising paragraph (e).</AMDPAR>
          <P>The revisions read as follows:</P>
          <SECTION>
            <SECTNO>252.225-7039</SECTNO>
            <SUBJECT>Contractors Performing Private Security Functions.</SUBJECT>
            <STARS/>
            <P>(a)<E T="03">Definitions.</E>
            </P>
            <P>Full cooperation—</P>
            <P>(i) Means disclosure to the Government of the information sufficient to identify the nature and extent of the incident and the individuals responsible for the conduct. It includes providing timely and complete response to Government auditors' and investigators' requests for documents and access to employees with information;</P>
            <P>(ii) Does not foreclose any Contractor rights arising in law, the FAR, the DFARS, or the terms of the contract. It does not require—</P>
            <P>(A) The Contractor to waive its attorney-client privilege or the protections afforded by the attorney work product doctrine; or</P>
            <P>(B) Any officer, director, owner, or employee of the Contractor, including a sole proprietor, to waive his or her attorney-client privilege or Fifth Amendment rights; and</P>
            <P>(C) Does not restrict the Contractor from—<PRTPAGE P="35887"/>
            </P>
            <P>(<E T="03">1</E>) Conducting an internal investigation; or</P>
            <P>(<E T="03">2</E>) Defending a proceeding or dispute arising under thecontract or related to a potential or disclosed violation.</P>
            <P>
              <E T="03">Private security functions</E>means the following activities engaged in by a contractor:</P>
            <P>(i) Guarding of personnel, facilities, designated sites, or property of a Federal agency, the contractor or subcontractor, or a third party.</P>
            <P>(ii) Any other activity for which personnel are required to carry weapons in the performance of their duties.</P>
            <P>(b) * * *</P>
            <P>(1) * * *</P>
            <P>(iv) * * *</P>
            <P>(E) Active, non-lethal countermeasures (other than the discharge of a weapon, including laser optical distracters, acoustic hailing devices, electromuscular TASER guns, blunt-trauma devices like rubber balls and sponge grenades, and a variety of other riot control agents and delivery systems) are employed by personnel performing private security functions in response to a perceived immediate threat;</P>
            <STARS/>
            <P>(3) Provide full cooperation with any Government-authorized investigation into incidents reported pursuant to paragraph (b)(1)(iv) of this clause and incidents of alleged misconduct by personnel performing private security functions by providing access to employees performing private security functions and relevant information in the possession of the Contractor regarding the incident concerned.</P>
            <P>(c) * * *</P>
            <P>(4) If the performance failures are significant, severe, prolonged, or repeated, the contracting officer shall refer the contractor to the appropriate suspension and debarment official.</P>
            <STARS/>
            <P>(e)<E T="03">Subcontracts.</E>The Contractor shall include the substance of this clause, including this paragraph (e), in all subcontracts that will be performed outside the United States in areas of combat and other significant military operations designated by the Secretary of Defense, contingency operations, humanitarian or peacekeeping operations, or other military operations or exercises designated by the Combatant Commander.</P>
          </SECTION>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14304 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 5001-06-P</BILCOD>
    </RULE>
  </RULES>
  <VOL>77</VOL>
  <NO>116</NO>
  <DATE>Friday, June 15, 2012</DATE>
  <UNITNAME>Proposed Rules</UNITNAME>
  <PRORULES>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="35888"/>
        <AGENCY TYPE="F">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2012-0634; Directorate Identifier 2012-CE-016-AD]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; PIAGGIO AERO INDUSTRIES S.p.A Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), Department of Transportation (DOT).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We propose to adopt a new airworthiness directive (AD) for PIAGGIO AERO INDUSTRIES S.p.A. Model P-180 airplanes. This proposed AD results from mandatory continuing airworthiness information (MCAI) originated by an aviation authority of another country to identify and correct an unsafe condition on an aviation product. The MCAI describes the unsafe condition as jamming of the external bearing of the screwjack drive gear, which resulted in failure of the main wing outboard flap external actuator. We are issuing this proposed AD to require actions to address the unsafe condition on these products.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>We must receive comments on this proposed AD by July 30, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>(202) 493-2251.</P>
          <P>•<E T="03">Mail:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
          <P>•<E T="03">Hand Delivery:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>

          <P>For service information identified in this proposed AD, contact Piaggio Aero Industries S.p.A—Airworthiness Office, Via Luigi Cibrario, 4-16154 Genova-Italy; phone: +39 010 6481353; fax: +39 010 6481881; email:<E T="03">airworthiness@piaggioaero.it;</E>Internet:<E T="03">http://www.piaggioaero.com/#/en/aftersales/service-support.</E>You may review copies of the referenced service information at the FAA, Small Airplane Directorate, 901 Locust, Kansas City, Missouri 64106. For information on the availability of this material at the FAA, call (816) 329-4148.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this proposed AD, the regulatory evaluation, any comments received, and other information. The street address for the Docket Office (telephone (800) 647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Mike Kiesov, Aerospace Engineer, FAA, Small Airplane Directorate, 901 Locust, Room 301, Kansas City, Missouri 64106; telephone: (816) 329-4144; fax: (816) 329-4090; email:<E T="03">mike.kiesov@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Comments Invited</HD>

        <P>We invite you to send any written relevant data, views, or arguments about this proposed AD. Send your comments to an address listed under the<E T="02">ADDRESSES</E>section. Include “Docket No. FAA-2012-0634; Directorate Identifier 2012-CE-016-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of this proposed AD. We will consider all comments received by the closing date and may amend this proposed AD because of those comments.</P>
        <P>We will post all comments we receive, without change, to<E T="03">http://regulations.gov,</E>including any personal information you provide. We will also post a report summarizing each substantive verbal contact we receive about this proposed AD.</P>
        <HD SOURCE="HD1">Discussion</HD>
        <P>The European Aviation Safety Agency (EASA), which is the Technical Agent for the Member States of the European Community, has issued EASA AD No.: 2012-0066, dated April 24, 2012 (referred to after this as “the MCAI”), to correct an unsafe condition for the specified products. The MCAI states:</P>
        
        <EXTRACT>
          <P>Failures of the Main Wing Outboard Flap external actuator have been reported by P.180 operators.</P>
          <P>The investigation revealed that due to jamming of the external bearing, the screwjack drive gear disengaged from its seat and the external actuator stopped, while the inner one continued its run.</P>
          <P>This condition, if not corrected, could lead to an asymmetrical flap actuators operation and cause an interference between the flap and adjacent aileron, possibly resulting in reduced control of the aeroplane.</P>
          <P>For the reasons described above, this AD requires the installation of a covering cage on the screwjack, as a temporary corrective action, which does not allow the disengagement of the affected gear.</P>
        </EXTRACT>
        
        <FP>You may obtain further information by examining the MCAI in the AD docket.</FP>
        <HD SOURCE="HD1">Relevant Service Information</HD>
        <P>PIAGGIO AERO INDUSTRIES S.p.A. has issued Service Bulletin No. 80-0318, dated October 24, 2011; Service Bulletin No. 80-0318, revision 1, dated February 3, 2012; and Service Bulletin No. 80-0318, revision 2, dated March 28, 2012. The actions described in this service information are intended to correct the unsafe condition identified in the MCAI.</P>
        <HD SOURCE="HD1">FAA's Determination and Requirements of the Proposed AD</HD>

        <P>This product has been approved by the aviation authority of another country, and is approved for operation in the United States. Pursuant to our bilateral agreement with this State of Design Authority, they have notified us of the unsafe condition described in the MCAI and service information referenced above. We are proposing this AD because we evaluated all information and determined the unsafe condition exists and is likely to exist or develop on other products of the same type design.<PRTPAGE P="35889"/>
        </P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this proposed AD will affect 110 products of U.S. registry. We also estimate that it would take about 6 work-hours per product to comply with the basic requirements of this proposed AD. The average labor rate is $85 per work-hour. Required parts would cost about $2,770 per product.</P>
        <P>Based on these figures, we estimate the cost of the proposed AD on U.S. operators to be $360,800, or $3,280 per product.</P>
        <P>According to the manufacturer, some of the costs of this proposed AD may be covered under warranty, thereby reducing the cost impact on affected individuals. We do not control warranty coverage for affected individuals. As a result, we have included all costs in our cost estimate.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. “Subtitle VII: Aviation Programs,” describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in “Subtitle VII, Part A, Subpart III, Section 44701: General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify this proposed regulation:</P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">The Proposed Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          <P>1. The authority citation for part 39 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. The FAA amends § 39.13 by adding the following new AD:</P>
            
            <EXTRACT>
              <FP SOURCE="FP-2">
                <E T="04">PIAGGIO AERO INDUSTRIES S.p.A:</E>Docket No. FAA-2012-0634; Directorate Identifier 2012-CE-016-AD.</FP>
              <HD SOURCE="HD1">(a) Comments Due Date</HD>
              <P>We must receive comments by July 30, 2012.</P>
              <HD SOURCE="HD1">(b) Affected ADs</HD>
              <P>None.</P>
              <HD SOURCE="HD1">(c) Applicability</HD>
              <P>This AD applies to PIAGGIO AERO INDUSTRIES S.p.A Model P-180 airplanes, serial numbers (S/Ns) 1002 and 1004 through 1223, certificated in any category.</P>
              <HD SOURCE="HD1">(d) Subject</HD>
              <P>Air Transport Association of America (ATA) Code 27: Flight Controls.</P>
              <HD SOURCE="HD1">(e) Reason</HD>
              <P>This AD was prompted by mandatory continuing airworthiness information (MCAI) originated by an aviation authority of another country to identify and correct an unsafe condition on an aviation product. We are issuing this proposed AD to require actions to address the unsafe condition on these products.</P>
              <HD SOURCE="HD1">(f) Actions and Compliance</HD>
              <P>Unless already done, before the effective date of this AD, following the Accomplishment Instructions of Piaggio Aero Industries S.p.A. Mandatory Service Bulletin No. 80-0318, revision 2, dated March 28, 2012, do the following actions:</P>
              <P>(1)<E T="03">For S/Ns 1002 and 1004 through 1135:</E>
              </P>
              <P>(i)<E T="03">For aircraft with less than 1,500 hours total time-in-service (TIS) at the effective date of this AD:</E>Within 1,500 hours TIS after the effective date of this AD or within 12 calendar months after the effective date of this AD, whichever occurs first, install covering cages on both left and right wing outboard flap external screwjacks. Follow the Accomplishment Instructions of Piaggio Aero Industries S.p.A. Mandatory Service Bulletin No. 80-0318, revision 2, dated March 28, 2012.</P>
              <P>(ii)<E T="03">For aircraft with 1,500 hours total TIS but less than 2,800 hours total TIS at the effective date of this AD:</E>Upon or before reaching a total of 3,000 hours TIS after the effective date of this AD or within 12 calendar months after the effective date of this AD, whichever occurs first, install covering cages on both left and right wing outboard flap external screwjacks. Follow the Accomplishment Instructions of Piaggio Aero Industries S.p.A. Mandatory Service Bulletin No. 80-0318, revision 2, dated March 28, 2012.</P>
              <P>(iii)<E T="03">For aircraft with 2,800 hours total TIS or more at the effective date of this AD:</E>Within 200 hours TIS after the effective date of this AD or within 12 calendar months after the effective date of this AD, whichever occurs first, install covering cages on both left and right wing outboard flap external screwjacks. Follow the Accomplishment Instructions of Piaggio Aero Industries S.p.A. Mandatory Service Bulletin No. 80-0318, revision 2, dated March 28, 2012.</P>
              <P>(2)<E T="03">For S/Ns 1136 through 1223 (inclusive):</E>Within 1,500 hours TIS after the effective date of this AD or within 12 calendar months after the effective date of this AD, whichever occurs first, install covering cages on both left and right wing outboard flap external screwjacks. Follow the Accomplishment Instructions of Piaggio Aero Industries S.p.A. Mandatory Service Bulletin No. 80-0318, revision 2, dated March 28, 2012.</P>
              <NOTE>
                <HD SOURCE="HED">Note to paragraph (f) of this AD:</HD>
                <P>S/Ns 1224 and subsequent have covering cages on both left and right wing outboard flap external screwjacks installed during production.</P>
              </NOTE>
              <HD SOURCE="HD1">(g) Credit for Actions Accomplished in Accordance With Previous Service Information</HD>
              <P>This AD provides credit for the actions required in this AD if already done before the effective date of this AD following Service Bulletin No. 80-0318, dated October 24, 2011; Service Bulletin No. 80-0318, revision 1, dated February 3, 2012; and Service Bulletin No. 80-0318, revision 2, dated March 28, 2012.</P>
              <HD SOURCE="HD1">(h) Other FAA AD Provisions</HD>
              <P>The following provisions also apply to this AD:</P>
              <P>(1)<E T="03">Alternative Methods of Compliance (AMOCs):</E>The Manager, Standards Office, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. Send information to ATTN: Mike Kiesov, Aerospace Engineer, FAA, Small Airplane Directorate, 901 Locust, Room 301, Kansas City, Missouri 64106; telephone: (816) 329-4144; fax: (816) 329-4090; email:<E T="03">mike.kiesov@faa.gov.</E>Before using any approved AMOC on any airplane to which the AMOC applies, notify your appropriate principal inspector (PI) in the FAA Flight Standards District Office (FSDO), or lacking a PI, your local FSDO.</P>
              <P>(2)<E T="03">Airworthy Product:</E>For any requirement in this AD to obtain corrective actions from a manufacturer or other source, use these<PRTPAGE P="35890"/>actions if they are FAA-approved. Corrective actions are considered FAA-approved if they are approved by the State of Design Authority (or their delegated agent). You are required to assure the product is airworthy before it is returned to service.</P>
              <P>(3)<E T="03">Reporting Requirements:</E>For any reporting requirement in this AD, a federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a person be subject to a penalty for failure to comply with a collection of information subject to the requirements of the Paperwork Reduction Act unless that collection of information displays a current valid OMB Control Number. The OMB Control Number for this information collection is 2120-0056. Public reporting for this collection of information is estimated to be approximately 5 minutes per response, including the time for reviewing instructions, completing and reviewing the collection of information. All responses to this collection of information are mandatory. Comments concerning the accuracy of this burden and suggestions for reducing the burden should be directed to the FAA at: 800 Independence Ave. SW., Washington, DC 20591, Attn: Information Collection Clearance Officer, AES-200.</P>
              <HD SOURCE="HD1">(i) Related Information</HD>

              <P>Refer to MCAI European Aviation Safety Agency (EASA) AD No.: 2012-0066, dated April 24, 2012; Piaggio Aero Industries S.p.A. Mandatory Service Bulletin No. 80-0318, dated October 24, 2011; Piaggio Aero Industries S.p.A. Mandatory Service Bulletin No. 80-0318, revision 1, dated February 3, 2012; and Piaggio Aero Industries S.p.A. Mandatory Service Bulletin No. 80-0318, revision 2, dated March 28, 2012, for related information. For service information related to this AD, contact Piaggio Aero Industries S.p.A—Airworthiness Office, Via Luigi Cibrario, 4-16154 Genova-Italy; phone: +39 010 6481353; fax: +39 010 6481881; email:<E T="03">airworthiness@piaggioaero.it;</E>Internet:<E T="03">http://www.piaggioaero.com/#/en/aftersales/service-support.</E>You may review copies of the referenced service information at the FAA, Small Airplane Directorate, 901 Locust, Kansas City, Missouri 64106. For information on the availability of this material at the FAA, call (816) 329-4148.</P>
            </EXTRACT>
          </SECTION>
          <SIG>
            <DATED>Issued in Kansas City, Missouri, on May 11, 2012.</DATED>
            <NAME>John Colomy,</NAME>
            <TITLE>Acting Manager, Small Airplane Directorate, Aircraft Certification Service.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14723 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2012-0633; Directorate Identifier 2012-CE-018-AD]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Diamond Aircraft Industries GmbH Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), Department of Transportation (DOT).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking (NPRM).</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We propose to adopt a new airworthiness directive (AD) for certain Diamond Aircraft Industries GmbH Models DA 42, DA 42 NG, and DA 42 M-NG airplanes. This proposed AD results from mandatory continuing airworthiness information (MCAI) originated by an aviation authority of another country to identify and correct an unsafe condition on an aviation product. The MCAI describes the unsafe condition as excessive voids in the adhesive joint between the center wing spars and the upper center wing skins. This condition could cause the wing to fail, which could result in loss of control of the airplane. We are issuing this proposed AD to require actions to address the unsafe condition on these products.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>We must receive comments on this proposed AD by July 30, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Fax:</E>(202) 493-2251.</P>
          <P>•<E T="03">Mail:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
          <P>•<E T="03">Hand Delivery:</E>U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>

          <P>For service information identified in this proposed AD, contact Diamond Aircraft Industries GmbH, N.A. Otto-Straße 5, A-2700 Wiener Neustadt, Austria, telephone: +43 2622 26700; fax: +43 2622 26780; email:<E T="03">office@diamond-air.at;</E>Internet:<E T="03">http://www.diamond-air.at.</E>You may review copies of the referenced service information at the FAA, Small Airplane Directorate, 901 Locust, Kansas City, Missouri 64106. For information on the availability of this material at the FAA, call (816) 329-4148.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this proposed AD, the regulatory evaluation, any comments received, and other information. The street address for the Docket Office (telephone (800) 647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Mike Kiesov, Aerospace Engineer, FAA, Small Airplane Directorate, 901 Locust, Room 301, Kansas City, Missouri 64106; telephone: (816) 329-4144; fax: (816) 329-4090; email:<E T="03">mike.kiesov@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Comments Invited</HD>

        <P>We invite you to send any written relevant data, views, or arguments about this proposed AD. Send your comments to an address listed under the<E T="02">ADDRESSES</E>section. Include “Docket No. FAA-2012-0633; Directorate Identifier 2012-CE-018-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of this proposed AD. We will consider all comments received by the closing date and may amend this proposed AD because of those comments.</P>
        <P>We will post all comments we receive, without change, to<E T="03">http://regulations.gov,</E>including any personal information you provide. We will also post a report summarizing each substantive verbal contact we receive about this proposed AD.</P>
        <HD SOURCE="HD1">Discussion</HD>
        <P>The European Aviation Safety Agency (EASA), which is the Technical Agent for the Member States of the European Community, has issued AD No. 2011-0100, dated May 26, 2011 (referred to after this as “the MCAI”), to correct an unsafe condition for the specified products. The MCAI states:</P>
        
        <EXTRACT>

          <P>During conversion of a DA 42 to a DA 42 NG, voids were detected in the adhesive joint between the centre wing spars and the upper centre wing skins, between the fuselage wall and the engine nacelle. The available information indicates that wings with voids continue to meet the certification design<PRTPAGE P="35891"/>limits, provided the voids are within established criteria.</P>
          <P>However, to detect any wings that may have voids exceeding these criteria, Diamond has issued Mandatory Service Bulletin (MSB) 42-092 and MSB 42NG-022 (single document) that describes instructions for inspection of the aeroplanes that had these wings installed during manufacture. Aeroplanes that have voids within the inspection criteria may continue to operate without restriction, pending the outcome of ongoing investigations. Aeroplanes that have voids exceeding the inspection criteria must be repaired.</P>
          <P>For reasons described above, the EASA AD required the inspection of the affected aeroplanes to measure the voids in the adhesive joint between the centre wing spars and the upper centre wing skins, the reporting of all findings to Diamond Aircraft Industries and the repair of any voids exceeding the criteria as specified in the MSB.</P>
        </EXTRACT>
        
        <FP>You may obtain further information by examining the MCAI in the AD docket.</FP>
        <HD SOURCE="HD1">Relevant Service Information</HD>
        <P>Diamond Aircraft Industries GmbH has issued Mandatory Service Bulletin No. MSB 42-092 MSB 42NG-022, dated May 20, 2011, and Work Instruction  WI-MSB-42-092 WI-MSB-42NG-22, dated May 20, 2011. The actions described in this service information are intended to correct the unsafe condition identified in the MCAI.</P>
        <HD SOURCE="HD1">FAA's Determination and Requirements of the Proposed AD</HD>
        <P>This product has been approved by the aviation authority of another country, and is approved for operation in the United States. Pursuant to our bilateral agreement with this State of Design Authority, they have notified us of the unsafe condition described in the MCAI and service information referenced above. We are proposing this AD because we evaluated all information and determined the unsafe condition exists and is likely to exist or develop on other products of the same type design.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this proposed AD will affect 172 products of U.S. registry. We also estimate that it would take about 2 work-hours per product to comply with the basic requirements of this proposed AD. The average labor rate is $85 per work-hour.</P>
        <P>Based on these figures, we estimate the cost of the proposed AD on U.S. operators to be $29,240, or $170 per product.</P>
        <P>In addition, we estimate that any necessary follow-on actions would take about 10 work-hours, for a cost of $850 per product. We have no way of determining the number of products that may need these actions.</P>
        <P>According to the manufacturer, some of the costs of this proposed AD may be covered under warranty, thereby reducing the cost impact on affected individuals. We do not control warranty coverage for affected individuals. As a result, we have included all costs in our cost estimate.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. “Subtitle VII: Aviation Programs,” describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in “Subtitle VII, Part A, Subpart III, Section 44701: General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify this proposed regulation:</P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">The Proposed Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          <P>1. The authority citation for part 39 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. The FAA amends § 39.13 by adding the following new AD:</P>
            
            <EXTRACT>
              <FP SOURCE="FP-2">
                <E T="04">Diamond Aircraft Industries GmbH:</E>Docket No. FAA-2012-0633; Directorate Identifier 2012-CE-018-AD.</FP>
              <HD SOURCE="HD1">(a) Comments Due Date</HD>
              <P>We must receive comments by July 30, 2012.</P>
              <HD SOURCE="HD1">(b) Affected ADs</HD>
              <P>None.</P>
              <HD SOURCE="HD1">(c) Applicability</HD>
              <P>This AD applies to the following Diamond Aircraft Industries GmbH Models DA 42, DA 42 NG, and DA 42 M-NG airplanes: Serial numbers 42.006 through 42.008, 42.010, 42.012 through 42.014, 42.016 through 42.033, 42.035 through 42.043, 42.045, 42.046, 42.048 through 42.051, 42.053, 42.055 through 42.059, 42.061 through 42.081, 42.083 through 42.093, 42.096 through 42.097, 42.099 through 42.120, 42.122 through 42.125, 42.127 through 42.148, 42.150 through 42.170, 42.172 through 42.176, 42.178, 42.179, 42.181 through 42.200, 42.202 through 42.224, 42.AC001 through 42.AC028, and 42.AC030 through 42.AC052, certificated in any category.</P>
              <HD SOURCE="HD1">(d) Subject</HD>
              <P>Air Transport Association of America (ATA) Code 57, Wings.</P>
              <HD SOURCE="HD1">(e) Reason</HD>
              <P>This AD was prompted by mandatory continuing airworthiness information (MCAI) originated by an aviation authority of another country to identify and correct an unsafe condition on an aviation product. The MCAI describes the unsafe condition as excessive voids in the adhesive joint between the center wing spars and the upper center wing skins. We are issuing this AD to prevent wing failure, which could result in loss of control of the airplane.</P>
              <HD SOURCE="HD1">(f) Actions and Compliance</HD>
              <P>Unless already done, do the following actions:</P>

              <P>(1) Within the next 100 hours time-in-service (TIS) after the effective date of this AD or within the next 3 months after the effective date of this AD, whichever occurs first, inspect the adhesive joint between the center wing spars and the upper center wing skin following Diamond Aircraft Industries GmbH Work Instruction WI-MSB-42-092 WI-MSB-42NG-22, dated May 20, 2011, as<PRTPAGE P="35892"/>specified in Diamond Aircraft Industries GmbH Mandatory Service Bulletin No. MSB 42-092 MSB 42NG-022, dated May 20, 2011.</P>
              <P>(2) Within 30 days after the inspection required in paragraph (f)(1) of this AD, using Appendix A of Diamond Aircraft Industries GmbH Work Instruction  WI-MSB-42-092 WI-MSB-42NG-22, dated May 20, 2011, report the results of the inspection to Diamond Aircraft Industries GmbH at the address in paragraph (h) of this AD.</P>
              <P>(3) If, during the inspection required in paragraph (f)(1) of this AD, voids are detected that exceed the criteria specified in Diamond Aircraft Industries GmbH Work Instruction WI-MSB-42-092 WI-MSB-42NG-22, dated May 20, 2011, before further flight, repair the airplane following Diamond Aircraft Industries GmbH Work Instruction WI-MSB-42-092 WI-MSB-42NG-22, dated May 20, 2011, as specified in Diamond Aircraft Industries GmbH Mandatory Service Bulletin No. MSB 42-092 MSB 42NG-022, dated May 20, 2011.</P>
              <P>(4) For the purpose of compliance with paragraph (f)(3) of this AD, a single positioning flight is allowed to a location where the repair can be done following the provisions specified in Section III.1 of Diamond Aircraft Industries GmbH Work Instruction WI-MSB-42-092 WI-MSB-42NG-22, dated May 20, 2011.</P>
              <HD SOURCE="HD1">(g) Other FAA AD Provisions</HD>
              <P>The following provisions also apply to this AD:</P>
              <P>(1)<E T="03">Alternative Methods of Compliance (AMOCs):</E>The Manager, Standards Office, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. Send information to ATTN: Mike Kiesov, Aerospace Engineer, FAA, Small Airplane Directorate, 901 Locust, Room 301, Kansas City, Missouri 64106; telephone: (816) 329-4144; fax: (816) 329-4090; email:<E T="03">mike.kiesov@faa.gov.</E>Before using any approved AMOC on any airplane to which the AMOC applies, notify your appropriate principal inspector (PI) in the FAA Flight Standards District Office (FSDO), or lacking a PI, your local FSDO.</P>
              <P>(2)<E T="03">Airworthy Product:</E>For any requirement in this AD to obtain corrective actions from a manufacturer or other source, use these actions if they are FAA-approved. Corrective actions are considered FAA-approved if they are approved by the State of Design Authority (or their delegated agent). You are required to assure the product is airworthy before it is returned to service.</P>
              <P>(3)<E T="03">Reporting Requirements:</E>For any reporting requirement in this AD, a federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a person be subject to a penalty for failure to comply with a collection of information subject to the requirements of the Paperwork Reduction Act unless that collection of information displays a current valid OMB Control Number. The OMB Control Number for this information collection is 2120-0056. Public reporting for this collection of information is estimated to be approximately 5 minutes per response, including the time for reviewing instructions, completing and reviewing the collection of information. All responses to this collection of information are mandatory. Comments concerning the accuracy of this burden and suggestions for reducing the burden should be directed to the FAA at: 800 Independence Ave. SW., Washington, DC 20591, Attn: Information Collection Clearance Officer, AES-200.</P>
              <HD SOURCE="HD1">(h) Related Information</HD>

              <P>Refer to MCAI European Aviation Safety Agency (EASA) AD No. 2011-0100, dated May 26, 2011; Diamond Aircraft Industries GmbH Mandatory Service Bulletin No. MSB 42-092 MSB 42NG-022, dated May 20, 2011, and Diamond Aircraft Industries GmbH Work Instruction WI-MSB-42-092 WI-MSB-42NG-22, dated May 20, 2011, for related information. For service information related to this AD, contact Diamond Aircraft Industries GmbH, N.A. Otto-Straße 5, A-2700 Wiener Neustadt, Austria, telephone: +43 2622 26700; fax: +43 2622 26780; email:<E T="03">office@diamond-air.at;</E>Internet:<E T="03">http://www.diamond-air.at.</E>You may review copies of the referenced service information at the FAA, Small Airplane Directorate, 901 Locust, Kansas City, Missouri 64106. For information on the availability of this material at the FAA, call (816) 329-4148.</P>
            </EXTRACT>
          </SECTION>
          <SIG>
            <DATED>Issued in Kansas City, Missouri, on May 11, 2012.</DATED>
            <NAME>John Colomy,</NAME>
            <TITLE>Acting Manager, Small Airplane Directorate, Aircraft Certification Service.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14705 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">COMMODITY FUTURES TRADING COMMISSION</AGENCY>
        <CFR>17 CFR Parts 3 and 23</CFR>
        <RIN>RIN 3038-AD66</RIN>
        <SUBJECT>Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Commodity Futures Trading Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rules.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commodity Futures Trading Commission (Commission or CFTC) is proposing regulations that would make clear that each swap dealer (SD), major swap participant (MSP), and other Commission registrant with whom an associated person (AP) is associated is required to supervise the AP and is jointly and severally responsible for the activities of the AP with respect to customers common to it and any other SD, MSP or other Commission registrant (Proposal).</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before August 14, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by RIN 3038-AD66 and “Dual and Multiple Associations of Persons Associated with Swap Dealers, Major Swap Participants and other Commission Registrants,” by any of the following methods:</P>
          <P>•<E T="03">Agency Web Site, via its Comments Online process: http://comments.cftc.gov.</E>Follow the instructions on the Web site for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Send to David A. Stawick, Secretary, Commodity Futures Trading Commission, 1155 21st Street NW., Washington, DC 20581.</P>
          <P>•<E T="03">Hand delivery/Courier:</E>Same as Mail above.</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov/search/index.jsp.</E>Follow the instructions for submitting comments.</P>

          <P>Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to<E T="03">www.cftc.gov</E>and the information you submit will be publicly available. If, however, you submit information that ordinarily is exempt from disclosure under the Freedom of Information Act, you may submit a petition for confidential treatment of the exempt information according to the procedures set forth in Commission Regulation 145.9.<SU>1</SU>

            <FTREF/>The Commission reserves the right, but shall have no obligation, to review, pre-screen, filter, redact, refuse or remove any or all of your submission from<E T="03">www.cftc.gov</E>that it may deem to be inappropriate for publication, such as obscene language. All submissions that have been redacted or removed that contain comments on the merits of the rulemaking will be retained in the public comment file and will be considered as required under the Administrative Procedure Act<SU>2</SU>
            <FTREF/>and other applicable laws, and may be accessible under the Freedom of Information Act.</P>
          <FTNT>
            <P>

              <SU>1</SU>Commission regulations referred to herein are found at 17 CFR Ch. 1 (2011). They are accessible on the Commission's Web site,<E T="03">http://www.cftc.gov.</E>
            </P>
          </FTNT>
          <FTNT>
            <P>
              <SU>2</SU>5 U.S.C. 500<E T="03">et seq.</E>
            </P>
          </FTNT>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Israel J. Goodman, Attorney-Advisor, or Barbara S. Gold, Associate Director, Division of Swap Dealer and Intermediary Oversight, 1155 21st Street NW., Washington, DC 20581. Telephone number: 202-418-6700 and electronic mail:<E T="03">igoodman@cftc.gov</E>or<E T="03">bgold@cftc.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:<PRTPAGE P="35893"/>
        </HD>
        <HD SOURCE="HD1">I. Introduction</HD>
        <HD SOURCE="HD2">A. Background</HD>
        <P>On July 21, 2010, President Obama signed the Dodd-Frank Act.<SU>3</SU>
          <FTREF/>Section 731 of the Dodd-Frank Act amended the Commodity Exchange Act (CEA)<SU>4</SU>
          <FTREF/>by adding Section 4s, which, among other things, prohibits any person from acting as a “swap dealer” or “major swap participant” unless the person is registered with the Commission.<SU>5</SU>
          <FTREF/>To effectuate the Congressional directive that an SD or MSP apply for registration in such form and manner as prescribed by the Commission,<SU>6</SU>
          <FTREF/>on November 23, 2010, the Commission proposed regulations to establish a registration process for SDs and MSPs (Proposed Registration Regulations),<SU>7</SU>
          <FTREF/>and on January 19, 2012, the Commission adopted regulations that establish a registration process for SDs and MSPs (Final Registration Regulations).<SU>8</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203, 124 Stat. 1376 (2010). The text of the Dodd-Frank Act also may be accessed on the Commission's Web site,<E T="03">http://www.cftc.gov.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>7 U.S.C. 1<E T="03">et seq.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>CEA Sections 4s(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>CEA Section 4s(b).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>75 FR 71379.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>77 FR 2613. Additionally, through a separate Notice and Order, the Commission delegated to the National Futures Association (NFA) the authority to perform the full range of registration functions with respect to SDs and MSPs. 77 FR 2708 (Jan. 19, 2012).</P>
        </FTNT>
        <P>However, Section 731 did not direct the Commission to adopt regulations that provide for the registration of APs of SDs and MSPs.<SU>9</SU>
          <FTREF/>Thus, unlike APs of other Commission registrants, who are generally required to register with the Commission,<SU>10</SU>
          <FTREF/>APs of SDs and MSPs are not required to register as such.<SU>11</SU>
          <FTREF/>Although APs of SDs and MSPs are not subject to registration with the Commission, an SD or MSP is prohibited from permitting any person associated with it to effect or be involved in effecting swaps on its behalf if such person is subject to a statutory disqualification.<SU>12</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>9</SU>
            <E T="03">See</E>77 FR at 2613 (noting that CEA Section 4s does not direct the Commission to adopt regulations that provide for the registration of APs of SDs or MSPs).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See, e.g.,</E>CEA Section 4k and Commission Regulation 3.12(a).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>11</SU>As is the case for other categories of Commission registrants, the term “associated person,” when used with respect to an SD or MSP, means a natural person (as opposed to an entity, such as a partnership or corporation).<E T="03">See</E>77 FR 2614-15, whereby the Commission adopted in new Regulation 1.3(aa)(6) a definition of the term “associated person” of an SD or MSP to mean a natural person who is associated with an SD or MSP as:</P>
          <P>[A] partner, officer, employee, agent (or any natural person occupying a similar status or performing similar functions), in any capacity that involves:</P>
          <P>(i) The solicitation or acceptance of swaps (other than in a clerical or ministerial capacity); or</P>
          <P>(ii) The supervision of any person or persons so engaged.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">See</E>CEA Section 4s(b)(6) and Regulation 23.22(b).</P>
        </FTNT>
        <P>The Commission adopted the Final Registration Regulations after considering the comments it received from the public on the Proposed Registration Regulations. One commenter recommended that the Commission expand the scope of the provisions on dual and multiple associations currently found in Regulation 3.12(f), or adopt a new regulation, “to address the situations in which an individual conducts swaps-related activity on behalf of more than one Swap Entity [SD and/or MSP] or conducts swaps activity on behalf of a Swap Entity and is also registered as an AP of a different firm.”<SU>13</SU>
          <FTREF/>When adopting the Final Registration Regulations, the Commission stated that “[w]hile the Commission agrees with the commenter's recommendation, it anticipates promptly addressing this issue in a future rulemaking.”<SU>14</SU>
          <FTREF/>The Proposal addresses this issue.</P>
        <FTNT>
          <P>
            <SU>13</SU>Comment letter from the National Futures Association at page 10 (Jan. 24, 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>77 FR at 2616.</P>
        </FTNT>
        <HD SOURCE="HD2">B. Regulation 3.12(f)</HD>

        <P>Regulation 3.12 concerns the registration of those persons who must register as an AP of a Commission registrant. Regulation 3.12(c) provides that application is made through the filing of a Form 8-R, accompanied by a specified certification from the registrant who will be employing the AP—<E T="03">i.e.,</E>the AP's “sponsor.” The term “sponsor” is defined in Regulation 3.1(c) to mean “the futures commission merchant, retail foreign exchange dealer, introducing broker, commodity trading advisor, commodity pool operator or leverage transaction merchant which makes the certification required by § 3.12 of [Part 3] for the registration of an associated person of such sponsor.”</P>
        <P>Regulation 3.12(f)(1)(i) permits dual and multiple associations of a person registered as an AP.<SU>15</SU>
          <FTREF/>Regulation 3.12(f)(1)(iii) provides that each sponsor of the AP is required to supervise the AP, and that each sponsor is jointly and severally responsible for the AP's activities with respect to any customers common to it and any other sponsor with which the AP is associated. The Commission adopted this joint and several responsibility provision in 1992 in connection with amendments to Regulation 3.12(f) that eliminated then-existing restrictions on dual and multiple associations in many circumstances.<SU>16</SU>
          <FTREF/>The provision was intended to address concerns that permitting dual and multiple associations would lead to situations where each sponsor might disclaim responsibility for the AP's activities—that is, that each sponsor would claim that the dually associated AP was not acting on its behalf but, rather, for the other sponsor, and therefore the other sponsor should be held responsible for the conduct in question.<SU>17</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>15</SU>Section 3.12(f)(1)(i) provides that a person who is already registered as an AP in any capacity may become associated with another sponsor if the new sponsor files with the NFA a Form 8-R, as discussed below.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>57 FR 23136 (June 2, 1992) (the 1992 Amendments). The Commission first adopted a prohibition on dual and multiple associations in 1980, with respect to APs of futures commission merchants (FCMs), explaining that it was necessary “[i]n view of the obvious difficulties of supervision in such a situation and in view of the inherent possibilities for conflicts of interest that might arise if an AP were to have more than one sponsor.” 45 FR 80485, 80489 (Dec. 5, 1980) (footnote omitted).</P>

          <P>The Commission subsequently amended and broadened the scope of Regulation 3.12(f) such that, prior to the 1992 Amendments, Regulation 3.12(f) prohibited a person from associating as an AP with: (1) More than one FCM or more than one introducing broker (IB); (2) an FCM and an IB or a leverage transaction merchant (LTM); and (3) an IB and an LTM. Subject to certain exceptions, the regulations also prohibited a person from associating as an AP with: (1) An FCM and a commodity trading advisor (CTA); (2) an FCM and a commodity pool operator (CPO); (3) an IB and a CTA; and (4) an IB and a CPO.<E T="03">See</E>56 FR 37026, 37033 (Aug. 2, 1991). In proposing to eliminate most of these restrictions, the Commission explained that, in its experience, these regulations had been “difficult to understand and follow, even for experienced practitioners” and that, in certain cases, they could have perverse effects, such as limiting the choice of which FCM a customer could use to carry his managed account.<E T="03">Id.</E>Moreover, the Commission explained, the concerns raised by dual and multiple associations could be better addressed through an alternative approach, as further discussed below.<E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>17</SU>
            <E T="03">See</E>56 FR at 37033;<E T="03">see, e.g.,</E>
            <E T="03">In Re</E>
            <E T="03">Global Telecom,</E>
            <E T="03">et al.,</E>[2005-2007 Transfer Binder] Comm. Fut. L. Rep. (CCH) ¶ 30,143 (CFTC Oct. 4, 2005) (holding an FCM liable for the activities of its APs who were also APs of a CTA, and noting that holding otherwise would “bring about the very situation the rule is aimed at preventing—one in which a futures customer who contracts with two entities to receive two products or services is left with nobody minding the store”).</P>

          <P>In connection with the 1992 Amendments, the Commission also amended Regulation 3.12(f) to require that the new sponsor file with the NFA a Form 3-R signed by the AP's existing sponsor and that included, among other things, an acknowledgement by each sponsor that, in addition to each sponsor's responsibility to supervise the AP, each sponsor was jointly and severally responsible for the conduct of the AP with respect to customers common to it and any other sponsor. 57 FR at 23146. By signing the Form 3-R, each sponsor would make clear that it was aware of the new association and that it was jointly and severally responsible for the AP's conduct.<E T="03">Id.</E>at 23141. As<PRTPAGE/>further discussed in Part II.B of this<E T="04">Federal Register</E>release, the Commission subsequently amended Regulation 3.12(f) to eliminate the requirement for each sponsor to sign a Form 3-R and to specifically acknowledge joint and several responsibility therein.</P>
        </FTNT>
        <PRTPAGE P="35894"/>
        <P>However, and, as explained above, the Dodd-Frank Act does not direct the Commission to provide for—and, thus, the Commission has not adopted regulations requiring—the registration of APs of SDs and MSPs. As a result, the provisions of current Regulation 3.12(f)(1), which apply to a sponsoring registrant with respect to its APs who are required to register as such, do not apply to SDs and MSPs and their APs.</P>
        <HD SOURCE="HD1">II. The Proposed Regulations</HD>
        <HD SOURCE="HD2">A. Proposed Regulations 3.12(f)(5) and 23.22(c)</HD>

        <P>The Proposal would provide for dual and multiple associations of persons associated with SDs, MSPs and other Commission registrants (<E T="03">i.e.,</E>FCMs, retail foreign exchange dealers (RFEDs), IBs, CTAs, CPOs, and LTMs). Specifically, proposed Regulation 3.12(f)(5)(i)(A) would apply where a person associated as a registered AP of one or more (other) Commission registrants seeks to become associated as an AP of one or more SDs or MSPs; proposed Regulation 3.12(f)(5)(i)(B) would apply where a person associated as an AP of one or more SDs or MSPs seeks to become associated as a registered AP of one or more other Commission registrants; and proposed Regulation 23.22(c) would apply where a person associated as an AP of an SD or MSP seeks to become associated as an AP of one or more other SDs or MSPs.<SU>18</SU>
          <FTREF/>The Proposal would make clear that each SD, MSP and other Commission registrant with whom the AP is associated is required to supervise the AP and is jointly and severally responsible for the activities of the AP with respect to customers common to it and any other SD, MSP or other Commission registrant. These proposed regulations are based on the form and text of current Regulation 3.12(f)(1).<SU>19</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>18</SU>Two separate regulations addressing dual and multiple associations of APs of SDs and MSPs are necessary because, as noted above, the term “sponsor” and the provisions of current Regulation 3.12(f) do not, by their terms, apply to SDs and MSPs with respect to their APs (who are not subject to a registration requirement).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>19</SU>Thus, for example, proposed Regulation 3.12(f)(5)(i)(B) provides that where an AP of an SD or MSP seeks to register an as AP of another Commission registrant, the new sponsor must meet the requirements of Regulation 3.60(b)(2)(i)(A) and (B), as is required of a new sponsor under current Regulation 3.12(f)(1). However, proposed Regulation 3.12(f)(5)(i)(A) provides that an SD or MSP seeking to associate with an already registered AP must meet the requirements of Regulation 3.60(b)(2)(i)(A), but not also the requirements of Regulation 3.60(b)(2)(i)(B). This is because the requirements of the former regulation concern specified adjudicatory proceedings which would be applicable to SDs and MSPs while the requirements of the latter regulation concern financial requirements which are not applicable to SDs and MSPs.</P>
        </FTNT>
        <HD SOURCE="HD2">B. Request for Comments</HD>
        <P>The Commission requests comments on all aspects of the Proposal. In particular, the Commission is requesting comment on whether it should adopt a provision (in both Regulation 3.12(f)(5) and Regulation 23.22(c)) that would provide a mechanism to notify SDs, MSPs and existing sponsors of registered APs when one of their APs seeks to become associated with another SD or MSP (or, in the case of an AP of an SD or MSP, seeks to register as an AP of another Commission registrant). These provisions would serve the purpose of putting any other SD, MSP or other registrant associated with the AP on notice that it is (or will become) subject to the supervisory and joint and several responsibility requirements of Regulation 3.12(f) that would be applicable to it as a result of the regulations proposed herein. Under current Regulation 3.12(f)(1), which does not address dual and multiple associations with SDs and MSPs, a person registered as an AP may become an AP of another sponsor if the new sponsor files a Form 8-R with NFA, and NFA, in turn, is required to notify any existing sponsor of the AP that the person has applied to become associated with another sponsor. Thus, the current regulations provide a mechanism through which sponsors are put on notice that their registered APs will subject them to additional supervisory and joint and several responsibility requirements under Regulation 3.12(f).<SU>20</SU>
          <FTREF/>Employment as an AP of an SD or MSP, however, does not require registration with the Commission and, thus, the filing of a Form 8-R with NFA. Therefore, NFA would not otherwise be aware of a particular person's current or planned association with an SD or MSP and would not be in a position to notify other SDs, MSPs or existing sponsors. To the extent commenters believe it is necessary to adopt regulations aimed at providing such notice, the Commission also is seeking comment specifically on how to do so. One potential mechanism would be to require any SD, MSP or other Commission registrant seeking to associate with an AP who is also associated with another SD or MSP to notify the other SD or MSP that the AP is or intends to become associated with the SD, MSP or other Commission registrant.</P>
        <FTNT>
          <P>
            <SU>20</SU>
            <E T="03">See</E>67 FR 38869 (June 6, 2002). The Commission adopted Regulation 3.12(f)(1)(ii) in 2002, in connection with other amendments to Regulation 3.12 to accommodate NFA's implementation of an online registration system. Prior to that time, a potential sponsor of an already registered AP was required to file a Form 3-R that included a certification signed by it and any existing sponsor acknowledging their supervisory obligations and their joint and several responsibility with respect to the AP's activities. In eliminating these requirements, the Commission explained that continuing to require a signature from each sponsor would result in unnecessary costs and delays under the new electronic filing system, and that the acknowledgment was not needed because Commission regulations make clear that each sponsor is required to supervise the AP and is jointly and severally responsible for his or her conduct. Instead, as adopted, Regulation 3.12(f)(1)(ii) requires NFA to notify existing sponsors of the AP of the application.<E T="03">Id.</E>at 38870-71.</P>
        </FTNT>
        <HD SOURCE="HD1">III. Related Matters</HD>
        <HD SOURCE="HD2">A. Regulatory Flexibility Act</HD>
        <P>The Regulatory Flexibility Act (RFA)<SU>21</SU>
          <FTREF/>requires Federal agencies, in promulgating regulations, to consider the impact of those regulations on small entities. The Commission has previously established certain definitions of “small entities” to be used by the Commission in evaluating the impact of its rules on small entities in accordance with the RFA.<SU>22</SU>
          <FTREF/>The Commission previously has determined that FCMs, registered CPOs,<SU>23</SU>
          <FTREF/>LTMs and RFEDs are not small entities for purposes of the RFA, and, thus, the requirements of the RFA do not apply to those entities.<SU>24</SU>
          <FTREF/>In addition, in connection with its adoption of the Final Registration Regulations, the Commission determined that SDs and MSPs are not small entities for purposes of the RFA.<SU>25</SU>
          <FTREF/>Therefore, the requirements of the RFA do not apply to SDs and MSPs. With respect to CTAs and IBs, the Commission previously has stated that it would evaluate within the context of a particular rule proposal whether all or some of the affected CTAs and IBs would be considered to be small entities and, if so, the economic impact on them of the particular regulation.<SU>26</SU>

          <FTREF/>The Commission notes that the Proposal would only impact,<PRTPAGE P="35895"/>potentially, registered CTAs and registered IBs,<SU>27</SU>
          <FTREF/>and the number of such impacted entities, if any, should likely be very small.<SU>28</SU>
          <FTREF/>Accordingly, the Chairman, on behalf of the Commission, hereby certifies pursuant to 5 U.S.C. 605(b) that the Proposal will not have a significant economic impact on a substantial number of small entities.</P>
        <FTNT>
          <P>
            <SU>21</SU>5 U.S.C. 601<E T="03">et seq.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>22</SU>47 FR 18618 (Apr. 30, 1982).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>23</SU>To the extent the Proposal (specifically, proposed Regulation 3.12(f)(5)) would have an impact on CPOs, it would only impact registered CPOs, since Regulation 3.12(f), by its terms, would not apply where an AP's new or existing association is with a person who is not registered with the Commission.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>24</SU>
            <E T="03">See</E>47 FR at 18619-20 (discussing FCMs and CPOs); 54 FR 19556, 19557 (May 8, 1989) (discussing LTMs); 75 FR 55410, 55416 (Sept. 19, 2010) (discussing RFEDs).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>25</SU>
            <E T="03">See</E>77 FR at 2620 (adopting the Final Registration Regulations).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>26</SU>
            <E T="03">See</E>47 FR at 18619 (discussing CTAs); 48 FR 35248, 35276-77 (Aug. 3, 1983) (discussing IBs).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>27</SU>This is because, as noted above, Regulation 3.12(f) would not apply where an AP's new or existing association is with a person (<E T="03">e.g.,</E>a CTA or an IB) who is not registered with the Commission.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>28</SU>
            <E T="03">See Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting from the Dodd-Frank Act,</E>76 FR 11701, 11703 (Mar. 3, 2011) (noting with regard to RFA considerations that the regulations proposed therein would only impact registered CTAs). As of February 7, 2011, less than three percent of all registered APs (or less than 1500 APs) were associated on a dual or multiple basis with Commission registrants.</P>
        </FTNT>
        <HD SOURCE="HD2">B. Paperwork Reduction Act</HD>
        <P>The Paperwork Reduction Act (PRA)<SU>29</SU>
          <FTREF/>imposes certain requirements on federal agencies (including the Commission) in connection with their conducting or sponsoring any collection of information as defined by the PRA. The Proposal would expressly obligate each SD, MSP and other Commission registrant to supervise their APs who have dual and multiple associations and make each SD, MSP and other Commission registrant jointly and severally responsible for the activities of such APs with respect to customers common to it and any other SD, MSP or other Commission registrant. The Proposal contains no provision that would impose a “burden” or “collection of information” as those terms are defined in the PRA.<SU>30</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>29</SU>44 U.S.C. 3501<E T="03">et seq.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>30</SU>
            <E T="03">See</E>44 U.S.C. 3502(2) and (3).</P>
        </FTNT>
        <HD SOURCE="HD2">C. Cost-Benefit Considerations</HD>
        <P>In response to the Proposed Registration Regulations, a commenter requested that the Commission address “situations in which an individual conducts swaps-related activity on behalf of more than one Swap Entity [SD and/or MSP] or conducts swaps activity on behalf of a Swap Entity and is also registered as an AP of a different firm.” The Proposal addresses that issue, and in the following paragraphs, the Commission is considering the costs and benefits of the proposal in accordance with CEA section 15(a).<SU>31</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>31</SU>7 U.S.C. 19(a).</P>
        </FTNT>
        <P>As described in the text above, the Commission is proposing to specify the responsibilities applicable with respect to dual and multiple associations of APs of SDs and MSPs, and particularly, that such associations are permitted, but that they implicate the joint and several supervisory and responsibility provisions applicable with respect to such associations under existing Regulation 3.12(f).</P>
        <P>As noted above, existing regulations addressing dual and multiple associations of APs do not address APs of SDs and MSPs and the obligations of those persons with whom they are associated concerning common customers. Thus, the primary benefits of the Proposal include the same benefits noted by the Commission when it adopted the supervisory and joint and several responsibility provisions under current Regulation 3.12(f), namely, the prevention of circumstances where an SD, MSP or other Commission registrant seeks to avoid responsibility for the activities of an AP who has dual or multiple associations by asserting the conduct in question was not within the purview of its supervisory responsibilities with respect to the AP. Therefore, the Commission believes the Proposal will provide protection to market participants and the public by ensuring that such APs will be adequately supervised, and those charged with supervising them will be held responsible for failing to do so. The Commission does not believe that compliance with the Proposal will impose any significant, new cost on SDs or MSPs but, as discussed below, the Commission seeks comment on the same, including the potential insurance and litigation costs associated with joint and several responsibility for APs of SDs and MSPs with dual and multiple associations.</P>
        <HD SOURCE="HD3">Consideration of Costs and Benefits Relative to the Alternative of Not Taking Any Action</HD>
        <P>Under current Commission regulations, SDs and MSPs are not subject to the joint supervisory and responsibility requirements applicable to other Commission registrants with respect to the activities of their APs who have dual or multiple associations.<SU>32</SU>
          <FTREF/>This current situation provides a reference point from which to compare the costs and benefits of the proposed regulations to the alternative of not taking any action—that is, where SDs and MSPs, though required to register, would not be subject to the supervisory or joint and several responsibility provisions under (proposed) Regulation 3.12(f) or Regulation 23.22(c), as applicable, for the activities of their APs that are also APs of other SDs, MSPs, or other Commission registrants.<SU>33</SU>
          <FTREF/>Under such a scenario, the costs to the public of inaction would, in qualitative terms, be that: (1) APs of SDs and MSPs that have dual or multiple associations would not be subject to the same regulatory regime as APs of other Commission registrants that have dual or multiple associations; and (2) SDs and MSPs (or other Commission registrants) employing an AP with dual or multiple associations would not be prevented from attempting to disclaim responsibility for the activities of the AP by asserting that the AP was not acting on its behalf, but rather on behalf of another SD or MSP with whom the AP was associated (with respect to their common customers). In contrast, the amendment to Regulation 3.12(f) and the adoption of Regulation 23.22(c) would yield a substantial if unquantifiable benefit to the public relative to inaction by preventing SDs, MSPs and other Commission registrants from seeking to avoid supervision of and responsibility for the activities of their APs who have dual or multiple associations with respect to the common customers of the SDs, MSPs and other Commission registrants.</P>
        <FTNT>
          <P>
            <SU>32</SU>As noted above, these requirements, which are set forth in existing Regulation 3.12(f)(1)(iii), apply to the activities of such APs with respect to the common customers of the APs' employing registrants.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>33</SU>Similarly, and as noted above, these proposed requirements would apply to the activities of such APs with respect to the common customers of the APs' employing SDs, MSPs and/or other Commission registrants.</P>
        </FTNT>
        <HD SOURCE="HD3">Section 15(a) Factors</HD>
        <P>Section 15(a) specifies that the costs and benefits shall be evaluated in light of the following five broad areas of market and public concern: (1) Protection of market participants and the public; (2) efficiency, competitiveness, and financial integrity of the futures markets; (3) price discovery; (4) sound risk management practices; and (5) other public interest considerations.</P>
        <P>(1) The protection of market participants and the public.</P>

        <P>As discussed above, the Commission believes the Proposal will provide protection to market participants and the public by expressly obligating each SD, MSP or other Commission registrant to supervise its APs who have dual or multiple associations and by subjecting each SD, MSP and other Commission registrant to joint and several responsibility for the activities of such APs with respect to customers common to it and any other SD, MSP or other Commission registrants. More specifically, the Proposal will prevent SDs, MSPs and other Commission registrants from disclaiming responsibility for the activities of their<PRTPAGE P="35896"/>APs who have dual and multiple associations.</P>
        <P>(2) The efficiency, competitiveness, and financial integrity of the futures markets.</P>
        <P>The Commission does not expect the Proposal to have an impact on the efficiency, competitiveness and financial integrity of the futures market.</P>
        <P>(3) The market's price discovery functions.</P>
        <P>The Commission does not expect the Proposal to have an impact on the market's price discovery functions.</P>
        <P>(4) Sound risk management practices.</P>
        <P>The Commission does not expect the Proposal to have an impact on risk management practices by SDs, MSPs and other Commission registrants.</P>
        <P>(5) Other public interest considerations.</P>
        <P>The Commission has not identified any other public interest considerations in light of which it should consider the costs and benefits of the Proposal. The Commission specifically requests comment on its cost and benefit considerations of the Proposal, as discussed above.</P>
        <P>The Commission requests comment on all aspects of its proposed consideration of costs and benefits, including identification and assessment of any costs and benefits not discussed above, such as costs associated with determining if a potential AP is already associated with another SD, MSP or other Commission registrant. In addition, the Commission requests that commenters provide data and any other information or statistics that the commenters relied on to reach any conclusions on the Commission's proposed considerations of costs and benefits.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>17 CFR Part 3</CFR>
          <P>Associated persons, Brokers, Commodity futures, Customer protection, Major swap participants, Registration, Swap dealers.</P>
          <CFR>17 CFR Part 23</CFR>
          <P>Associated persons, Commodity futures, Customer protection, Major swap participants, Registration, Reporting and recordkeeping requirements, Swap dealers.</P>
        </LSTSUB>
        
        <P>For the reasons presented above, the Commission proposes to amend Chapter I of Title 17 of the Code of Federal Regulations as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 3—REGISTRATION</HD>
          <P>1. The authority citation for part 3 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>

            <P>5 U.S.C. 522, 522b; 7 U.S.C. 1a, 2, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 6h, 6<E T="03">i,</E>6k, 6m, 6n, 6<E T="03">o,</E>6p, 6s, 8, 9, 9a, 12, 12a, 13b, 13c, 16a, 18, 19, 21, and 23, as amended by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376 (July 21, 2010).</P>
          </AUTH>
          
          <P>2. Section 3.12 is amended by adding new paragraph (f)(5) to read as follows:</P>
          <SECTION>
            <SECTNO>§ 3.12</SECTNO>
            <SUBJECT>Registration of associated persons of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.</SUBJECT>
            <STARS/>
            <P>(f) * * *</P>
            <P>(5)(i)(A) A person who is already registered as an associated person in any capacity whose registration is not subject to conditions or restrictions may become associated as an associated person of a swap dealer or major swap participant if the swap dealer or major swap participant meets the requirements set forth in § 3.60(b)(2)(i)(A) of this part.</P>
            <P>(B) A person who is already associated as an associated person of a swap dealer or major swap participant may become registered as an associated person of a futures commission merchant, retail foreign exchange dealer, introducing broker, commodity trading advisor, commodity pool operator, or leverage transaction merchant if the futures commission merchant, retail foreign exchange dealer, introducing broker, commodity trading advisor, commodity pool operator, or leverage transaction merchant with which the person intends to associate meets the requirements set forth in § 3.60(b)(2)(i)(A) and (B) of this part.</P>
            <P>(ii) Each sponsor and each swap dealer and/or major swap participant with whom the person is associated shall supervise that associated person, and each sponsor and each swap dealer and/or major swap participant is jointly and severally responsible for the conduct of the associated person with respect to the:</P>
            <P>(A) Solicitation or acceptance of customer orders,</P>
            <P>(B) Solicitation of funds, securities or property for a participation in a commodity pool,</P>
            <P>(C) Solicitation of a client's or prospective client's discretionary account,</P>
            <P>(D) Solicitation or acceptance of leverage customers' orders for leverage transactions,</P>
            <P>(E) Solicitation or acceptance of swaps, and</P>
            <P>(F) Associated person's supervision of any person or persons engaged in any of the foregoing solicitations or acceptances, with respect to any customers common to it and any futures commission merchant, retail foreign exchange dealer, introducing broker, commodity trading advisor, commodity pool operator, leverage transaction merchant, swap dealer, or major swap participant with which the associated person is associated.</P>
            <STARS/>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 23—SWAP DEALERS AND MAJOR SWAP PARTICIPANTS</HD>
          <P>3. The authority citation for Part 23 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>7 U.S.C. 1a, 2, 6, 6a, 6b, 6c, 6p, 6s, 9, 9a, 13b, 13c, 16a, 18, 19, 21 as amended by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376 (July 21, 2010).</P>
            <P>4. Section 23.22 is amended by adding paragraph (c) to read as follows:</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 23.22</SECTNO>
            <SUBJECT>Associated persons of swap dealers and major swap participants.</SUBJECT>
            <STARS/>
            <P>(c)<E T="03">Dual and multiple associations.</E>(1) A person who is already associated as an associated person of a swap dealer or major swap participant may become associated as an associated person of another swap dealer or major swap participant if the other swap dealer or major swap participant meets the requirements set forth in § 3.60(b)(2)(i)(A) of this chapter.</P>
            <P>(2) Each swap dealer and major swap participant associated with such associated person shall supervise that associated person, and each swap dealer and major swap participant is jointly and severally responsible for the conduct of the associated person with respect to the:</P>
            <P>(i) Solicitation or acceptance of customer orders,</P>
            <P>(ii) Solicitation of funds, securities or property for a participation in a commodity pool,</P>
            <P>(iii) Solicitation of a client's or prospective client's discretionary account,</P>
            <P>(iv) Solicitation or acceptance of leverage customers' orders for leverage transactions,</P>
            <P>(v) Solicitation or acceptance of swaps, and</P>
            <P>(vi) Associated person's supervision of any person or persons engaged in any of the foregoing solicitations or acceptances, with respect to any customers common to it and any other swap dealer or major swap participant.</P>
          </SECTION>
          <SIG>
            <PRTPAGE P="35897"/>
            <DATED>Issued in Washington, DC, on June 11, 2012, by the Commission.</DATED>
            <NAME>David A. Stawick,</NAME>
            <TITLE>Secretary of the Commission.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14654 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6351-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2011-0926]</DEPDOC>
        <RIN>RIN 1625-AA09</RIN>
        <SUBJECT>Drawbridge Operation Regulation; Lafourche Bayou, LA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice reopening comment period.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The U.S. Coast Guard is reopening the comment period to solicit additional comments concerning its Notice of Proposed Rulemaking to change the regulation governing the six bridges across Bayou Lafourche, south of the Gulf Intracoastal Waterway (GIWW).</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>The comment period for the proposed rule published April 16, 2012, at 77 FR 22520, is reopened. Comments and related material must be received by July 5, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments identified by docket number USCG-2011-0926 using any one of the following methods:</P>
          <P>(1)<E T="03">Federal eRulemaking Portal:</E>
            <E T="03">http://www.regulations.gov.</E>
          </P>
          <P>(2)<E T="03">Fax:</E>202-493-2251.</P>
          <P>(3)<E T="03">Mail:</E>Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001.</P>
          <P>(4)<E T="03">Hand delivery:</E>Same as mail address above, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The telephone number is 202-366-9329.</P>

          <P>To avoid duplication, please use only one of these four methods. See the “Public Participation and Request for Comments” portion of the<E T="02">SUPPLEMENTARY INFORMATION</E>section below for instructions on submitting comments.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Mr. Jim Wetherington; Bridge Administration Branch, Eighth Coast Guard District; telephone 504-671-2128, email<E T="03">james.r.wetherington@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">A. Public Participation and Request for Comments</HD>

        <P>We encourage you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted, without change to<E T="03">http://www.regulations.gov</E>and will include any personal information you have provided.</P>
        <HD SOURCE="HD2">1. Submitting Comments</HD>

        <P>If you submit a comment, please include the docket number for this rulemaking (USCG-2011-0926), indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You may submit your comments and material online (<E T="03">http://www.regulations.gov</E>), or by fax, mail or hand delivery, but please use only one of these means. If you submit a comment online via<E T="03">http://www.regulations.gov,</E>it will be considered received by the Coast Guard when you successfully transmit the comment. If you fax, hand deliver, or mail your comment, it will be considered as having been received by the Coast Guard when it is received at the Docket Management Facility. We recommend that you include your name and a mailing address, an email address, or a phone number in the body of your document so that we can contact you if we have questions regarding your submission.</P>
        <P>To submit your comment online, go to<E T="03">http://www.regulations.gov</E>, click on the “submit a comment” box, which will then become highlighted in blue. In the “Document Type” drop down menu select “Proposed Rules” and insert “USCG-2011-0926” in the “Keyword” box. Click “Search” then click on the balloon shape in the “Actions” column. If you submit your comments by mail or hand delivery, submit them in an unbound format, no larger than 8<FR>1/2</FR>by 11 inches, suitable for copying and electronic filing. If you submit them by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during the comment period and may change the rule based on your comments.</P>
        <HD SOURCE="HD2">2. Viewing Comments and Documents</HD>

        <P>To view comments, as well as documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>click on the “read comments” box, which will then become highlighted in blue. In the “Keyword” box insert “USCG-2011-0926” and click “Search.” Click the “Open Docket Folder” in the “Actions” column. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. We have an agreement with the Department of Transportation to use the Docket Management Facility.</P>
        <HD SOURCE="HD2">3. Privacy Act</HD>

        <P>Anyone can search the electronic form of comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review a Privacy Act notice regarding our public dockets in the January 17, 2008, issue of the<E T="04">Federal Register</E>(73 FR 3316).</P>
        <HD SOURCE="HD2">4. Public Meeting</HD>

        <P>We do not now plan to hold a public meeting. But you may submit a request for one to the docket using one of the four methods specified under<E T="02">ADDRESSES</E>. Please explain why one would be beneficial. If we determine that one would aid this rulemaking, we will hold one at a time and place announced by a later notice in the<E T="04">Federal Register.</E>
        </P>
        <HD SOURCE="HD1">B. Background and Purpose</HD>

        <P>On April 16, 2012, we published a notice of proposed rulemaking (NPRM) entitled, “Drawbridge Operation Regulation; Lafourche Bayou, LA,” in the<E T="04">Federal Register</E>(77 FR 22520). The original comment period closed on May 16, 2012. The NPRM proposed the initial changes to the regulation governing six bridges that cross Lafourche Bayou and contains useful background and analysis related to the initial proposed change to accommodate traffic during the local school year schedule change. The public is encouraged to review the NPRM. We received one comment in support of the proposed change. We also received a request for an additional change specific to the operating schedule for the Tarpon Bridge, at Galliano, Lafourche Parish, LA, one of the six bridges under the regulation. The one comment received and the request for an additional change<PRTPAGE P="35898"/>in the Tarpon Bridge operating schedule may be accessed through the docket as indicated in the Viewing comments and documents section under Public Participation and Request for Comments. No public meeting was requested, and none was held.</P>
        <P>The Tarpon Bridge is part of a main route to and from South Lafourche High School. The school's students, staff, and faculty face a traffic delay and back up with the current schedule allowing marine traffic through until just before 7 a.m., which is the starting time for the regulation. This traffic delay causes a 15-minute back up leading to tardiness of faculty, staff and students. The faculty, staff and students requested a change to the existing operating regulation asking that the beginning time for the regulation be moved back 15 minutes, to 6:45 a.m., to accommodate the school traffic in this area and the school hours. This modification would allow for the safe and timely arrival for all parties concerned and would not significantly affect mariners in the area. All other parts of this regulation change would remain the same.</P>
        <P>This notice re-opening the comment period ensures notice and opportunity to comment on the additional change required to fully accommodate the updated school year school year schedule and times before making the proposed changes final.</P>
        <P>This notice is issued under authority of 33 U.S.C. 1223 and 5 U.S.C. 552.</P>
        <SIG>
          <DATED>Dated: June 6, 2012.</DATED>
          <NAME>Roy A. Nash,</NAME>
          <TITLE>Rear Admiral, U.S. Coast Guard, Commander, Eighth Coast Guard District.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14651 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket Number USCG-2012-0426]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone, Atlantic Intracoastal Waterway; North Topsail Beach, NC</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard proposes to establish a temporary safety zone on the waters of the Atlantic Intracoastal Waterway at North Topsail Beach, North Carolina. The safety zone will temporarily restrict vessel movement. The safety zone is necessary to provide for the safety of mariners on navigable waters during maintenance of the NC 210 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 252.3, at North Topsail Beach, North Carolina.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments and related material must be received by the Coast Guard on or before July 16, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments identified by docket number using any one of the following methods:</P>
          <P>(1)<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
          </P>
          <P>(2)<E T="03">Fax:</E>202-493-2251.</P>
          <P>(3)<E T="03">Mail or Delivery:</E>Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001. Deliveries accepted between 9 a.m. and 5 p.m., Monday through Friday, except federal holidays. The telephone number is 202-366-9329.</P>

          <P>See the “Public Participation and Request for Comments” portion of the<E T="02">SUPPLEMENTARY INFORMATION</E>section below for further instructions on submitting comments. To avoid duplication, please use only one of these three methods.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email CWO3 Joseph M. Edge, U.S. Coast Guard Sector North Carolina; telephone 252-247-4525, email<E T="03">Joseph.M.Edge@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Acronyms</HD>
        <EXTRACT>
          <FP SOURCE="FP-1">DHSDepartment of Homeland Security</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
        </EXTRACT>
        <HD SOURCE="HD1">A. Public Participation and Request for Comments</HD>

        <P>We encourage you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted without change to<E T="03">http://www.regulations.gov</E>and will include any personal information you have provided.</P>
        <HD SOURCE="HD2">1. Submitting Comments</HD>

        <P>If you submit a comment, please include the docket number for this rulemaking, indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You may submit your comments and material online at<E T="03">http://www.regulations.gov,</E>or by fax, mail, or hand delivery, but please use only one of these means. If you submit a comment online, it will be considered received by the Coast Guard when you successfully transmit the comment. If you fax, hand deliver, or mail your comment, it will be considered as having been received by the Coast Guard when it is received at the Docket Management Facility. We recommend that you include your name and a mailing address, an email address, or a telephone number in the body of your document so that we can contact you if we have questions regarding your submission.</P>
        <P>To submit your comment online, go to<E T="03">http://www.regulations.gov,</E>type the docket number (USCG-2012-0426) in the “SEARCH” box and click “SEARCH.” Click on “Submit a Comment” on the line associated with this rulemaking.</P>
        <P>If you submit your comments by mail or hand delivery, submit them in an unbound format, no larger than 8<FR>1/2</FR>by 11 inches, suitable for copying and electronic filing. If you submit comments by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during the comment period and may change the rule based on your comments.</P>
        <HD SOURCE="HD2">2. Viewing Comments and Documents</HD>

        <P>To view comments, as well as documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>type the docket number (USCG-2012-0426) in the “SEARCH” box and click “SEARCH.” Click on Open Docket Folder on the line associated with this rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        <HD SOURCE="HD2">3. Privacy Act</HD>

        <P>Anyone can search the electronic form of comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review a Privacy Act notice regarding our public dockets in the January 17, 2008, issue of the<E T="04">Federal Register</E>(73 FR 3316).<PRTPAGE P="35899"/>
        </P>
        <HD SOURCE="HD2">4. Public Meeting</HD>

        <P>We do not now plan to hold a public meeting. But you may submit a request for one, using one of the methods specified under<E T="02">ADDRESSES</E>. Please explain why you believe a public meeting would be beneficial. If we determine that one would aid this rulemaking, we will hold one at a time and place announced by a later notice in the<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">B. Basis and Purpose</HD>
        <P>North Carolina Department of Transportation has awarded a contract to T.A. Loving Company of Goldsboro, NC to perform bridge maintenance on the NC 210 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 252.3, at North Topsail Beach, North Carolina. The contract provides for replacing the fender system to commence on September 12, 2012 with a completion date of December 12, 2012. The contractor will utilize a 115-foot deck barge with a 30-foot beam as a work platform and for equipment staging.</P>
        <HD SOURCE="HD1">C. Discussion of Proposed Rule</HD>
        <P>The Coast Guard proposes establishing a temporary safety zone that would encompass the waters directly under the NC 210 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 252.3, at North Topsail Beach, North Carolina (34°30′01″ N/077°25′47″ W). This safety zone would provide a safety buffer to transiting vessels as bridge repairs present potential hazards to mariners and property due to reduction of horizontal clearance.</P>
        <P>This zone will be in effect from 8 a.m. September 1, 2012 through 8 p.m. December 12, 2012. During this period the Coast Guard would require a one-hour notification to the work supervisor at the NC 210 Fixed Bridge at the Atlantic Intracoastal Waterway crossing, mile 252.3, North Topsail Beach, North Carolina. All vessels transiting this section of the waterway requiring a horizontal clearance of greater than 50 feet will be required to make a one-hour advanced notification to the work supervisor at the NC 210 Fixed Bridge while the safety zone is in effect.</P>
        <HD SOURCE="HD1">D. Regulatory Analyses</HD>
        <P>We developed this proposed rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on a number of these statutes or executive orders.</P>
        <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>
        <P>This proposed rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders. This rule does not restrict traffic from transiting a portion of the Atlantic Intracoastal Waterway, it imposes a one hour notification to ensure the waterway is clear of impediment to allow passage to vessels requiring a horizontal clearance of greater than 50 feet.</P>
        <HD SOURCE="HD2">2. Impact on Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered the impact of this proposed rule on small entities. The Coast Guard certifies under 5 U.S.C. 605(b) that this proposed rule will not have a significant economic impact on a substantial number of small entities. This proposed rule would affect the following entities, some of which may be small entities: The owners or operators of commercial tug and barge companies, recreational and commercial fishing vessels intending to transit the specified portion of Atlantic Intracoastal Waterway from 8 a.m. September 1, 2012 through 8 p.m. December 12, 2012.</P>

        <P>This safety zone would not have a significant economic impact on a substantial number of small entities for the following reasons. Although the safety zone will apply to this section of the Atlantic Intracoastal Waterway, vessel traffic will be able to request passage by providing a one hour advanced notification. Before the effective period, the Coast Guard will issue maritime advisories widely available to the users of the waterway. If you think that your business, organization, or governmental jurisdiction qualifies as a small entity and that this rule would have a significant economic impact on it, please submit a comment (see<E T="02">ADDRESSES</E>) explaining why you think it qualifies and how and to what degree this rule would economically affect it.</P>
        <HD SOURCE="HD2">3. Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this proposed rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>, above. The Coast Guard will not retaliate against small entities that question or complain about this proposed rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">4. Collection of Information</HD>
        <P>This proposed rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD2">5. Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this proposed rule under that Order and determined that this rule does not have implications for federalism.</P>
        <HD SOURCE="HD2">6. Protest Activities</HD>

        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.</P>
        <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this proposed rule would not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">8. Taking of Private Property</HD>

        <P>This proposed rule would not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.<PRTPAGE P="35900"/>
        </P>
        <HD SOURCE="HD2">9. Civil Justice Reform</HD>
        <P>This proposed rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">10. Protection of Children From Environmental Health Risks</HD>
        <P>We have analyzed this proposed rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and would not create an environmental risk to health or risk to safety that might disproportionately affect children.</P>
        <HD SOURCE="HD2">11. Indian Tribal Governments</HD>
        <P>This proposed rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it would not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>This proposed rule is not a “significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>
        <P>This proposed rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">14. Environment</HD>

        <P>We have analyzed this proposed rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have made a preliminary determination that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This proposed rule involves the establishment of a temporary safety zone. This rule is categorically excluded from further review under paragraph 34(g) of Figure 2-1 of the Commandant Instruction. A preliminary environmental analysis checklist supporting this determination and a Categorical Exclusion Determination are available in the docket where indicated under<E T="02">ADDRESSES</E>. We seek any comments or information that may lead to the discovery of a significant environmental impact from this proposed rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard proposes to amend 33 CFR part 165 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          <P>1. The authority citation for part 165 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
          
          <P>2. Add § 165.T05-0426 to read as follows:</P>
          <SECTION>
            <SECTNO>§ 165.T05-0426</SECTNO>
            <SUBJECT>Safety Zone; Atlantic Intracoastal Waterway, North Topsail Beach, NC.</SUBJECT>
            <P>(a)<E T="03">Regulated area.</E>The following area is a safety zone: This zone includes the waters directly under and 100 yards either side of the NC 210 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 252.3, at North Topsail Beach, North Carolina (34°30′01″ N/077°25′47″ W).</P>
            <P>(b)<E T="03">Regulations.</E>The general safety zone regulations found in 33 CFR 165.23 apply to the safety zone created by this temporary section, § 165.T05-0426. In addition the following regulations apply:</P>
            <P>(1) All vessels and persons are prohibited from entering this zone, except as authorized by the Coast Guard Captain of the Port North Carolina.</P>
            <P>(2) All vessels requiring greater than 50 feet horizontal clearance to safely transit through the NC 210 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 252.3, at North Topsail Beach, North Carolina must contact the work supervisor tender on VHF-FM marine band radio channels 13 and 16 one hour in advance of intended transit.</P>
            <P>(3) Persons or vessels requiring entry into or passage within the zone must request authorization from the Captain of the Port North Carolina or his designated representative by telephone at (910) 343-3882 or on VHF-FM marine band radio channel 16.</P>
            <P>(4) All Coast Guard assets enforcing this safety zone can be contacted on VHF-FM marine band radio channels 13 and 16.</P>
            <P>(5) The operator of any vessel within or in the immediate vicinity of this safety zone shall: (i) Stop the vessel immediately upon being directed to do so by any commissioned, warrant or petty officer on board a vessel displaying a Coast Guard Ensign, and</P>
            <P>(ii) Proceed as directed by any commissioned, warrant or petty officer on board a vessel displaying a Coast Guard Ensign.</P>
            <P>(c) Definitions.</P>
            <P>(1) Captain of the Port North Carolina means the Commander, Coast Guard Sector North Carolina or any Coast Guard commissioned, warrant or petty officer who has been authorized by the Captain of the Port to act on his behalf.</P>
            <P>(2) Designated representative means any Coast Guard commissioned, warrant, or petty officer who has been authorized by the Captain of the Port North Carolina to assist in enforcing the safety zone described in paragraph (a) of this section.</P>
            <P>(d) Enforcement. The U.S. Coast Guard may be assisted by Federal, State and local agencies in the patrol and enforcement of the zone.</P>
            <P>(e) Enforcement period. This section will be enforced from 8 a.m. September 1, 2012 through 8 p.m. December 12, 2012 unless cancelled earlier by the Captain of the Port.</P>
          </SECTION>
          <SIG>
            <DATED>Dated: May 25, 2012.</DATED>
            <NAME>A. Popiel,</NAME>
            <TITLE>Captain, U.S. Coast Guard,Captain of the Port Sector North Carolina.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14652 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket No. USCG-2012-0427]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone; Gilmerton Bridge Center Span Float-in, Elizabeth River; Norfolk, Portsmouth, and Chesapeake, VA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <PRTPAGE P="35901"/>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard proposes establishing a safety zone on the navigable waters of the Elizabeth River in Norfolk, Portsmouth, and Chesapeake, VA. This action is necessary to provide for the safety of life on navigable waters during the Gilmerton Bridge Center Span Float-in and bridge construction of span placement. This action is intended to restrict vessel traffic movement to protect mariners from the hazards associated with the float-in and span placement.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments and related material must be received by the Coast Guard on or before July 2, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments identified by docket number USCG-2012-0427 using any one of the following methods:</P>
          <P>(1)<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
          </P>
          <P>(2)<E T="03">Fax:</E>202-493-2251.</P>
          <P>(3)<E T="03">Mail:</E>Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001.</P>
          <P>(4)<E T="03">Hand delivery:</E>Same as mail address above, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The telephone number is 202-366-9329.</P>

          <P>To avoid duplication, please use only one of these four methods. See the “Public Participation and Request for Comments” portion of the<E T="02">SUPPLEMENTARY INFORMATION</E>section below for instructions on submitting comments.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this proposed rule, call or email Hector Cintron, Waterways Management Division Chief, Sector Hampton Roads, Coast Guard; telephone 757-668-5581, email<E T="03">Hector.L.Cintron@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Acronyms</HD>
        <EXTRACT>
          <FP SOURCE="FP-1">DHSDepartment of Homeland Security</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
        </EXTRACT>
        <HD SOURCE="HD1">A. Public Participation and Request for Comments</HD>

        <P>We encourage you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted without change to<E T="03">http://www.regulations.gov</E>and will include any personal information you have provided.</P>
        <HD SOURCE="HD2">1. Submitting Comments</HD>

        <P>If you submit a comment, please include the docket number for this rulemaking (USCG-2012-0427), indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You may submit your comments and material online (via<E T="03">http://www.regulations.gov</E>) or by fax, mail, or hand delivery, but please use only one of these means. If you submit a comment online via<E T="03">www.regulations.gov,</E>it will be considered received by the Coast Guard when you successfully transmit the comment. If you fax, hand deliver, or mail your comment, it will be considered as having been received by the Coast Guard when it is received at the Docket Management Facility. We recommend that you include your name and a mailing address, an email address, or a telephone number in the body of your document so that we can contact you if we have questions regarding your submission.</P>
        <P>To submit your comment online, go to<E T="03">http://www.regulations.gov,</E>type the docket number (USCG-2012-0427) in the “SEARCH” box and click “SEARCH.” Click on “Submit a Comment” on the line associated with this rulemaking.</P>
        <P>If you submit your comments by mail or hand delivery, submit them in an unbound format, no larger than 8<FR>1/2</FR>by 11 inches, suitable for copying and electronic filing. If you submit comments by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during the comment period and may change the rule based on your comments.</P>
        <HD SOURCE="HD2">2. Viewing Comments and Documents</HD>

        <P>To view comments, as well as documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>type the docket number (USCG-2012-0427) in the “SEARCH” box and click “SEARCH.” Click on Open Docket Folder on the line associated with this rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. We have an agreement with the Department of Transportation to use the Docket Management Facility.</P>
        <HD SOURCE="HD2">3. Privacy Act</HD>

        <P>Anyone can search the electronic form of comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review a Privacy Act notice regarding our public dockets in the January 17, 2008, issue of the<E T="04">Federal Register</E>(73 FR 3316).</P>
        <HD SOURCE="HD2">4. Public Meeting</HD>

        <P>We do not now plan to hold a public meeting. But you may submit a request for one using one of the four methods specified under<E T="02">ADDRESSES</E>. Please explain why you believe a public meeting would be beneficial. If we determine that one would aid this rulemaking, we will hold one at a time and place announced by a later notice in the<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">B. Basis and Purpose</HD>
        <P>On July 31, 2012 through August 4, 2012 with inclement weather dates of August 5, 2012 through August 9, 2012, PCL Civil Construction, Inc will remove the existing bascule spans from the Gilmerton Bridge, transport the new center span from the Eastern Branch of the Elizabeth River at the Campostella Bridge to the Southern Branch of the Elizabeth River at the Gilmerton Bridge in Norfolk, Portsmouth, and Chesapeake, VA and place the center span at the Gilmerton Bridge in Chesapeake, VA. This movement is scheduled to begin at 6 a.m. on July 31, 2012, weather permitting. Because of the size of the Barge and the width of the waterway, vessels will not be able to transit around the Barge, necessitating closure of the entire waterway to the Gilmerton Bridge. Due to the need to protect mariners and the public transiting the Elizabeth River from hazards associated with the span move and construction of span placement, the Coast Guard believes a moving safety zone and an extended waterway closure at the Gilmerton Bridge is necessary. Access to this area would be restricted for public safety purposes.</P>
        <HD SOURCE="HD1">C. Discussion of Proposed Rule</HD>

        <P>The Coast Guard proposes to establish a temporary moving safety zone around the Gilmerton Bridge Center Span barge, restricting vessels operating in the Navigable Waters on the Elizabeth River of the United States from the Campostella Bridge located in the Eastern Branch of the Elizabeth River to<PRTPAGE P="35902"/>the confluence of the Esatern Branch and the Southern Branch of the Elizabeth River, upriver, through the Southern Branch of the Elizabeth River to the Gilmerton Bridge. However, the Coast Guard will reopen the down river portions of the waterway as the barge transits upriver. The transit is expected to take approximately seven hours. This action is necessary to ensure the safety of PCL Construction and vessels immediately prior to, during, and following the transit of the span.</P>
        <P>In addition, to the moving safety zone, we propose to establish a safety zone at the Gilmerton Bridge starting at 6 a.m. on July 31, 2012, weather permitting, until work is completed on the placement of the center span on the Gilmerton Bridge, estimated closure of the waterway to all vessel traffic at the Gilmerton Bridge is until August 4, 2012, with inclement weather dates of August 5, 2012 through August 9, 2012. During the removal of the existing structures and installation of the new bridge span there is a danger of falling debris. Additionally, PCL Construction will be using construction equipment that will obstruct the waterway immediately under and adjacent to the Gilmerton Bridge. This safety zone is proposed in the interest of public safety during span placement at the Gilmerton Bridge and will be enforced from 6 a.m. on July 31, 2012, weather permitting, until August 4, 2012, with inclement weather dates of August 5, 2012 through August 9, 2012. Access to the safety zone would be restricted during the specified dates. Except for vessels authorized by the Captain of the Port or his Representative, no person or vessel may enter or remain in the safety zone. Coast Guard Captain of the Port will give notice of the enforcement of the safety zone by all appropriate means to provide the widest dissemination of notice among the affected segments of the public. This will include publication in the Local Notice to Mariners and Marine Information Broadcasts. Marine information and facsimile broadcasts may also be made for these events, beginning 24 to 48 hours before the event.</P>
        <HD SOURCE="HD1">D. Regulatory Analyses</HD>
        <P>We developed this proposed rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on 14 of these statutes or executive orders.</P>
        <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>
        <P>This proposed rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders. The primary impact of these regulations will be on vessels wishing to transit the affected waterways during the moving safety zone accompanying the Gilmerton Bridge Span Barge and the safety zone at the Gilmerton Bridge beginning at 6 a.m. on July 31, 2012 through August 4, 2012, with inclement weather dates of August 5, 2012 through August 9, 2012. Although these regulations prevent traffic from transiting a portion of the Elizabeth River during these events, that restriction is limited in duration, affects only a limited area, and will be well publicized to allow mariners to make alternative plans for transiting the affected area. This regulation is designed to ensure such transit is conducted in a safe and orderly fashion.</P>
        <HD SOURCE="HD2">2. Impact Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered the impact of this proposed rule on small entities. The Coast Guard certifies under 5 U.S.C. 605(b) that this proposed rule will not have a significant economic impact on a substantial number of small entities. This proposed rule would affect the following entities, some of which might be small entities: the owners or operators of vessels intending to operate or anchor in portions of the Elizabeth River, in Virginia. The regulations would not have a significant impact on a substantial number of small entities for the following reasons: The restrictions are limited in duration, affect only limited areas, and will be well publicized to allow mariners to make alternative plans for transiting the affected areas.</P>

        <P>If you think that your business, organization, or governmental jurisdiction qualifies as a small entity and that this rule would have a significant economic impact on it, please submit a comment (see<E T="02">ADDRESSES</E>) explaining why you think it qualifies and how and to what degree this rule would economically affect it.</P>
        <HD SOURCE="HD2">3. Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this proposed rule so that they can better evaluate its effects on them and participate in the rulemaking. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact LCDR Hector Cintron, Waterways Management Division Chief, Sector Hampton Roads, Coast Guard; telephone 757-668-5581, email<E T="03">Hector.L.Cintron@uscg.mil.</E>The Coast Guard will not retaliate against small entities that question or complain about this proposed rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">4. Collection of Information</HD>
        <P>This proposed rule would call for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520.).</P>
        <HD SOURCE="HD2">5. Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this proposed rule under that Order and have determined that it does not have implications for federalism.</P>
        <HD SOURCE="HD2">6. Protest Activities</HD>

        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.</P>
        <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this proposed rule would not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">8. Taking of Private Property</HD>

        <P>This proposed rule would not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.<PRTPAGE P="35903"/>
        </P>
        <HD SOURCE="HD2">9. Civil Justice Reform</HD>
        <P>This proposed rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">10. Protection of Children</HD>
        <P>We have analyzed this proposed rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and would not create an environmental risk to health or risk to safety that might disproportionately affect children.</P>
        <HD SOURCE="HD2">11. Indian Tribal Governments</HD>
        <P>This proposed rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it would not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>We have analyzed this proposed rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>
        <P>This proposed rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">14. Environment</HD>

        <P>We have analyzed this proposed rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have made a preliminary determination that this action is one of a category of actions which do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded from further review under paragraph 34(g) of Figure 2-1 of the Commandant Instruction. Upon receipt of consultation comments all documentation will be made available in the docket where indicated under<E T="02">ADDRESSES</E>. This proposed rule involves establishing a temporary safety zone. We seek any comments or information that may lead to the discovery of a significant environmental impact from this proposed rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard proposes to amend 33 CFR part 165 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          <P>1. The authority citation for part 165 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
          
          <P>2. Add § 165.T05-0427 to read as follows:</P>
          <SECTION>
            <SECTNO>165.T05-0427</SECTNO>
            <SUBJECT>Safety Zone; Gilmerton Bridge Center Span Float-in, Elizabeth River; Norfolk, Portsmouth, and Chesapeake, Virginia.</SUBJECT>
            <P>(a)<E T="03">Regulated Area.</E>The following area is a safety zone:</P>
            <P>Regulated Area 1—All waters of the Eastern Branch of the Elizabeth River within 400 feet astern the Gilmerton Bridge Center Span Barge extending to the entrance of the Southern Branch of the Elizabeth River and then continuing upriver in the Southern Branch of Elizabeth River to the Gilmerton Bridge in the vicinity of Norfolk, Portsmouth and Chesapeake, VA. As the Gilmerton Bridge Center Span Barge transits through the waterway, the down river portions of the waterway will reopen.</P>
            <P>Regulated Area 2-All waters of the Southern Branch of the Elizabeth River within 400 feet of the existing Gilmerton Bridge in the vicinity of Chesapeake, VA.</P>
            <P>(b)<E T="03">Definition:</E>For the purposes of this part,<E T="03">Captain of the Port Representative</E>means any U.S. Coast Guard commissioned, warrant or petty officer who has been authorized by the Captain of the Port, Hampton Roads, Virginia to act on his behalf.</P>
            <P>(c)<E T="03">Regulations:</E>
            </P>
            <P>(1) In accordance with the general regulations in 165.23 of this part, entry into this zone is prohibited unless authorized by the Captain of the Port, Hampton Roads or his designated representatives.</P>
            <P>(2) The operator of any vessel in the immediate vicinity of this safety zone shall:</P>
            <P>(i) Stop the vessel immediately upon being directed to do so by any commissioned, warrant or petty officer on shore or on board a vessel that is displaying a U.S. Coast Guard Ensign.</P>
            <P>(ii) Proceed as directed by any commissioned, warrant or petty officer on shore or on board a vessel that is displaying a U.S. Coast Guard Ensign.</P>
            <P>(3) The Captain of the Port, Hampton Roads can be reached through the Sector Duty Officer at Sector Hampton Roads in Portsmouth, Virginia at telephone Number (757) 668-5555.</P>
            <P>(4) The Coast Guard Representatives enforcing the safety zone can be contacted on VHF-FM marine band radio channel 13 (165.65Mhz) and channel 16 (156.8 Mhz).</P>
            <P>(d) Enforcement Period: This regulation will be enforced starting at 6 a.m. on July 31, 2012 through August 4, 2012, with inclement weather dates of August 5, 2012 through August 9, 2012.</P>
          </SECTION>
          <SIG>
            <DATED>Dated: May 31, 2012.</DATED>
            <NAME>Mark S. Ogle,</NAME>
            <TITLE>Captain, U.S. Coast Guard, Captain of the Port Hampton Roads.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14645 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket Number USCG-2012-0432]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone, Atlantic Intracoastal Waterway; Emerald Isle, NC</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard proposes to establish a temporary safety zone on the waters of the Atlantic Intracoastal Waterway at Emerald Isle, North Carolina. The safety zone would temporarily restrict vessel movement. The safety zone is necessary to provide for the safety of mariners on navigable waters during maintenance of the NC 58 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 226, at Emerald Isle, North Carolina.</P>
        </SUM>
        <EFFDATE>
          <PRTPAGE P="35904"/>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments and related material must be received by the Coast Guard on or before July 16, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments identified by docket number using any one of the following methods:</P>
          <P>(1)<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
          </P>
          <P>(2)<E T="03">Fax:</E>202-493-2251.</P>
          <P>(3)<E T="03">Mail or Delivery:</E>Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001. Deliveries accepted between 9 a.m. and 5 p.m., Monday through Friday, except federal holidays. The telephone number is 202-366-9329.</P>

          <P>See the “Public Participation and Request for Comments” portion of the<E T="02">SUPPLEMENTARY INFORMATION</E>section below for further instructions on submitting comments. To avoid duplication, please use only one of these three methods.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email CWO3 Joseph M. Edge, U.S. Coast Guard Sector North Carolina; telephone 252-247-4525, email<E T="03">Joseph.M.Edge@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Table of Acronyms</HD>
        <EXTRACT>
          <FP SOURCE="FP-1">DHSDepartment of Homeland Security</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
        </EXTRACT>
        <HD SOURCE="HD1">A. Public Participation and Request for Comments</HD>

        <P>We encourage you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted without change to<E T="03">http://www.regulations.gov</E>and will include any personal information you have provided.</P>
        <HD SOURCE="HD2">1. Submitting Comments</HD>

        <P>If you submit a comment, please include the docket number for this rulemaking, indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You may submit your comments and material online at<E T="03">http://www.regulations.gov,</E>or by fax, mail, or hand delivery, but please use only one of these means. If you submit a comment online, it will be considered received by the Coast Guard when you successfully transmit the comment. If you fax, hand deliver, or mail your comment, it will be considered as having been received by the Coast Guard when it is received at the Docket Management Facility. We recommend that you include your name and a mailing address, an email address, or a telephone number in the body of your document so that we can contact you if we have questions regarding your submission.</P>
        <P>To submit your comment online, go to<E T="03">http://www.regulations.gov,</E>type the docket number (USCG-2012-0432) in the “SEARCH” box and click “SEARCH.” Click on “Submit a Comment” on the line associated with this rulemaking.</P>
        <P>If you submit your comments by mail or hand delivery, submit them in an unbound format, no larger than 8<FR>1/2</FR>by 11 inches, suitable for copying and electronic filing. If you submit comments by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during the comment period and may change the rule based on your comments.</P>
        <HD SOURCE="HD2">2. Viewing Comments and Documents</HD>

        <P>To view comments, as well as documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>type the docket number (USCG-2012-0432) in the “SEARCH” box and click “SEARCH.” Click on Open Docket Folder on the line associated with this rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        <HD SOURCE="HD2">3. Privacy Act</HD>

        <P>Anyone can search the electronic form of comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review a Privacy Act notice regarding our public dockets in the January 17, 2008, issue of the<E T="04">Federal Register</E>(73 FR 3316).</P>
        <HD SOURCE="HD2">4. Public Meeting</HD>

        <P>We do not now plan to hold a public meeting. But you may submit a request for one, using one of the methods specified under<E T="02">ADDRESSES</E>. Please explain why you believe a public meeting would be beneficial. If we determine that one would aid this rulemaking, we will hold one at a time and place announced by a later notice in the<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">B. Basis and Purpose</HD>
        <P>North Carolina Department of Transportation has contracted Marine Contracting Corporation of Virginia Beach, Virginia to perform bridge maintenance on the NC 58 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 226, at Emerald Isle, North Carolina. The contract provides for replacement of the fender system to commence on September 12, 2012 with a completion date of December 12, 2012. The contractor will utilize a 140 foot deck barge with a 40 foot beam as a work platform and for equipment staging. This safety zone is necessary to provide a safety buffer for transiting vessels as bridge repairs present potential hazards to mariners and property due to reduction of horizontal clearance. During this period the Coast Guard believes it is necessary to require a one hour notification to the work supervisor at NC 58 Fixed Bridge, Atlantic Intracoastal Waterway crossing, mile 226, Emerald Isle, North Carolina. The notification requirement would apply during the maintenance period for vessels requiring a horizontal clearance of greater than 50 feet.</P>
        <HD SOURCE="HD1">C. Discussion of Proposed Rule</HD>
        <P>The proposed temporary safety zone will encompass the waters directly under the NC 58 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 226, at Emerald Isle, North Carolina (34°40′28″ N, 077°03′56″ W). All vessels transiting this section of the waterway requiring a horizontal clearance of greater than 50 feet will be required to make a one hour advanced notification to the work supervisor at the NC 58 Fixed Bridge while the safety zone is in effect. This zone will be in effect from 8 a.m. September 12, 2012 through 8 p.m. December 12, 2012.</P>
        <HD SOURCE="HD1">D. Regulatory Analyses</HD>
        <P>We developed this proposed rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on a number of these statutes or executive orders.</P>
        <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>

        <P>This proposed rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and<PRTPAGE P="35905"/>does not require an assessment of potential costs and benefits under section 6(a)(3) of Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders. This rule does not restrict traffic from transiting a portion of the Atlantic Intracoastal Waterway; it imposes a one hour notification to ensure the waterway is clear of impediment to allow passage to vessels requiring a horizontal clearance of greater than 50 feet.</P>
        <HD SOURCE="HD2">2. Impact on Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered the impact of this proposed rule on small entities. The Coast Guard certifies under 5 U.S.C. 605(b) that this proposed rule will not have a significant economic impact on a substantial number of small entities. This proposed rule would affect the following entities, some of which may be small entities: the owners or operators of commercial tug and barge companies, recreational and commercial fishing vessels intending to transit the specified portion of Atlantic Intracoastal Waterway from 8 a.m. September 12, 2012 through 8 p.m. December 12, 2012.</P>

        <P>This safety zone would not have a significant economic impact on a substantial number of small entities for the following reasons. Although the safety zone will apply to this section of the Atlantic Intracoastal Waterway, vessel traffic will be able to request passage by providing a one hour advanced notification. Before the effective period, the Coast Guard will issue maritime advisories widely available to the users of the waterway. If you think that your business, organization, or governmental jurisdiction qualifies as a small entity and that this rule would have a significant economic impact on it, please submit a comment (see<E T="02">ADDRESSES</E>) explaining why you think it qualifies and how and to what degree this rule would economically affect it.</P>
        <HD SOURCE="HD2">3. Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this proposed rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>, above. The Coast Guard will not retaliate against small entities that question or complain about this proposed rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">4. Collection of Information</HD>
        <P>This proposed rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520.).</P>
        <HD SOURCE="HD2">5. Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this proposed rule under that Order and determined that this rule does not have implications for federalism.</P>
        <HD SOURCE="HD2">6. Protest Activities</HD>

        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.</P>
        <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this proposed rule would not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">8. Taking of Private Property</HD>
        <P>This proposed rule would not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD2">9. Civil Justice Reform</HD>
        <P>This proposed rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">10. Protection of Children From Environmental Health Risks</HD>
        <P>We have analyzed this proposed rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and would not create an environmental risk to health or risk to safety that might disproportionately affect children.</P>
        <HD SOURCE="HD2">11. Indian Tribal Governments</HD>
        <P>This proposed rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it would not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>This proposed rule is not a “significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>
        <P>This proposed rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">14. Environment</HD>

        <P>We have analyzed this proposed rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have made a preliminary determination that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This proposed rule involves the establishment of a temporary safety zone. This rule is categorically excluded from further review under paragraph 34(g) of Figure 2-1 of the Commandant Instruction. A preliminary environmental analysis<PRTPAGE P="35906"/>checklist supporting this determination and a Categorical Exclusion Determination are available in the docket where indicated under<E T="02">ADDRESSES</E>. We seek any comments or information that may lead to the discovery of a significant environmental impact from this proposed rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard proposes to amend 33 CFR part 165 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          <P>1. The authority citation for part 165 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
          
          <P>2. Add § 165.T05-0432 to read as follows:</P>
          <SECTION>
            <SECTNO>§ 165.T05-0432</SECTNO>
            <SUBJECT>Safety Zone; Atlantic Intracoastal Waterway, Emerald Isle, NC.</SUBJECT>
            <P>(a)<E T="03">Regulated Area.</E>The following area is a safety zone: This zone includes the waters directly under and 100 yards either side of the NC 58 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 226, at Emerald Isle, North Carolina (latitude 34°40′28″ N, longitude 077°03′56″ W).</P>
            <P>(b)<E T="03">Regulations.</E>The general safety zone regulations found in 33 CFR 165.23 apply to the safety zone created by this temporary section, § 165.T05-0432. In addition the following regulations apply:</P>
            <P>(1) All vessels and persons are prohibited from entering this zone, except as authorized by the Coast Guard Captain of the Port North Carolina.</P>
            <P>(2) All vessels requiring greater than 50 feet horizontal clearance to safely transit through the NC 58 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 226, at Emerald Isle, North Carolina must contact the work supervisor on VHF-FM marine band radio channels 13 and 16 one hour in advance of intended transit.</P>
            <P>(3) Persons or vessels requiring entry into or passage within the zone must request authorization from the Captain of the Port North Carolina or his designated representative by telephone at (910) 343-3882 or on VHF-FM marine band radio channel 16.</P>
            <P>(4) All Coast Guard assets enforcing this safety zone can be contacted on VHF-FM marine band radio channels 13 and 16.</P>
            <P>(5) The operator of any vessel within or in the immediate vicinity of this safety zone shall:</P>
            <P>(i) Stop the vessel immediately upon being directed to do so by any commissioned, warrant or petty officer on board a vessel displaying a Coast Guard Ensign, and</P>
            <P>(ii) Proceed as directed by any commissioned, warrant or petty officer on board a vessel displaying a Coast Guard Ensign.</P>
            <P>(c)<E T="03">Definitions.</E>
            </P>
            <P>(1)<E T="03">Captain of the Port North Carolina</E>means the Commander, Coast Guard Sector North Carolina or any Coast Guard commissioned, warrant or petty officer who has been authorized by the Captain of the Port to act on his behalf.</P>
            <P>(2)<E T="03">Designated representative</E>means any Coast Guard commissioned, warrant, or petty officer who has been authorized by the Captain of the Port North Carolina to assist in enforcing the safety zone described in paragraph (a) of this section.</P>
            <P>(d)<E T="03">Enforcement.</E>The U.S. Coast Guard may be assisted by Federal, State and local agencies in the patrol and enforcement of the zone.</P>
            <P>(e)<E T="03">Enforcement period.</E>This section will be enforced from 8 a.m. September 12, 2012 through 8 p.m. December 12, 2012 unless cancelled earlier by the Captain of the Port.</P>
          </SECTION>
          <SIG>
            <DATED>Dated: May 29, 2012.</DATED>
            <NAME>A. Popiel,</NAME>
            <TITLE>Captain, U.S. Coast Guard, Captain of the Port, U.S. Coast Guard Sector North Carolina.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14643 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket Number USCG-2012-0431]</DEPDOC>
        <RIN>RIN 1625-AA00</RIN>
        <SUBJECT>Safety Zone, Atlantic Intracoastal Waterway; Oak Island, NC</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard proposes to establish a temporary safety zone on the waters of the Atlantic Intracoastal Waterway at Oak Island, North Carolina. The safety zone will temporarily restrict vessel movement. The safety zone is necessary to provide for the safety of mariners on navigable waters during maintenance of the NC 133 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 311.8, at Oak Island, North Carolina.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments and related material must be received by the Coast Guard on or before July 16, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments identified by docket number using any one of the following methods:</P>
          <P>(1)<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
          </P>
          <P>(2)<E T="03">Fax:</E>202-493-2251.</P>
          <P>(3)<E T="03">Mail or Delivery:</E>Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001. Deliveries accepted between 9 a.m. and 5 p.m., Monday through Friday, except federal holidays. The telephone number is 202-366-9329.</P>

          <P>See the “Public Participation and Request for Comments” portion of the<E T="02">SUPPLEMENTARY INFORMATION</E>section below for further instructions on submitting comments. To avoid duplication, please use only one of these three methods.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email CWO3 Joseph M. Edge, U.S. Coast Guard Sector North Carolina; telephone 252-247-4525, email<E T="03">Joseph.M.Edge@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Acronyms</HD>
        <EXTRACT>
          <FP SOURCE="FP-1">DHSDepartment of Homeland Security</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
        </EXTRACT>
        <HD SOURCE="HD1">A. Public Participation and Request for Comments</HD>

        <P>We encourage you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted without change to<E T="03">http://www.regulations.gov</E>and will include any personal information you have provided.</P>
        <HD SOURCE="HD2">1. Submitting Comments</HD>

        <P>If you submit a comment, please include the docket number for this rulemaking, indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You may submit your comments and material online at<E T="03">http://www.regulations.gov,</E>or by fax, mail, or<PRTPAGE P="35907"/>hand delivery, but please use only one of these means. If you submit a comment online, it will be considered received by the Coast Guard when you successfully transmit the comment. If you fax, hand deliver, or mail your comment, it will be considered as having been received by the Coast Guard when it is received at the Docket Management Facility. We recommend that you include your name and a mailing address, an email address, or a telephone number in the body of your document so that we can contact you if we have questions regarding your submission.</P>
        <P>To submit your comment online, go to<E T="03">http://www.regulations.gov,</E>type the docket number (USCG-2012-0431) in the “SEARCH” box and click “SEARCH.” Click on “Submit a Comment” on the line associated with this rulemaking.</P>
        <P>If you submit your comments by mail or hand delivery, submit them in an unbound format, no larger than 8<FR>1/2</FR>by 11 inches, suitable for copying and electronic filing. If you submit comments by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during the comment period and may change the rule based on your comments.</P>
        <HD SOURCE="HD2">2. Viewing Comments and Documents</HD>

        <P>To view comments, as well as documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>type the docket number (USCG-2012-0431) in the “SEARCH” box and click “SEARCH.” Click on Open Docket Folder on the line associated with this rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        <HD SOURCE="HD2">3. Privacy Act</HD>

        <P>Anyone can search the electronic form of comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review a Privacy Act notice regarding our public dockets in the January 17, 2008, issue of the<E T="04">Federal Register</E>(73 FR 3316).</P>
        <HD SOURCE="HD2">4. Public Meeting</HD>

        <P>We do not now plan to hold a public meeting. But you may submit a request for one, using one of the methods specified under<E T="02">ADDRESSES</E>. Please explain why you believe a public meeting would be beneficial. If we determine that one would aid this rulemaking, we will hold one at a time and place announced by a later notice in the<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">B. Basis and Purpose</HD>
        <P>North Carolina Department of Transportation has awarded a contract to Marine Contracting Corporation of Virginia Beach, Virginia to perform bridge maintenance on the NC 133 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 311.8, at Oak Island, North Carolina. The contract provides for replacing the fender system to commence on September 12, 2012 with a completion date of December 12, 2012. The contractor will utilize a 140 foot deck barge with a 40 foot beam as a work platform and for equipment staging. A safety zone is necessary to provide a safety buffer to transiting vessels as bridge repairs present potential hazards to mariners and property due to reduction of horizontal clearance. We believe it is necessary to require a one hour notification to the work supervisor at the NC 133 Fixed Bridge at the Atlantic Intracoastal Waterway crossing, mile 311.8, Oak Island, North Carolina. The notification requirement would apply during the maintenance period for vessels requiring a horizontal clearance of greater than 50 feet.</P>
        <HD SOURCE="HD1">C. Discussion of Proposed Rule</HD>
        <P>The proposed temporary safety zone will encompass the waters directly under the NC 133 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 311.8, at Oak Island, North Carolina (33°55′18″ N/078°04′22″ W). All vessels transiting this section of the waterway requiring a horizontal clearance of greater than 50 feet will be required to make a one hour advanced notification to the work supervisor at the NC 133 Fixed Bridge while the safety zone is in effect. This zone will be in effect from 8 a.m. September 12, 2012 through 8 p.m. December 12, 2012.</P>
        <HD SOURCE="HD1">D. Regulatory Analyses</HD>
        <P>We developed this proposed rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on a number of these statutes or executive orders.</P>
        <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>
        <P>This proposed rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders. This rule does not restrict traffic from transiting a portion of the Atlantic Intracoastal Waterway, it imposes a one hour notification to ensure the waterway is clear of impediment to allow passage to vessels requiring a horizontal clearance of greater than 50 feet.</P>
        <HD SOURCE="HD2">2. Impact on Small Entities</HD>
        <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered the impact of this proposed rule on small entities. The Coast Guard certifies under 5 U.S.C. 605(b) that this proposed rule will not have a significant economic impact on a substantial number of small entities. This proposed rule would affect the following entities, some of which may be small entities: The owners or operators of commercial tug and barge companies, recreational and commercial fishing vessels intending to transit the specified portion of Atlantic Intracoastal Waterway from 8 a.m. September 12, 2012 through 8 p.m. December 12, 2012.</P>

        <P>This safety zone would not have a significant economic impact on a substantial number of small entities for the following reasons. Although the safety zone will apply to this section of the Atlantic Intracoastal Waterway, vessel traffic will be able to request passage by providing a one hour advanced notification. Before the effective period, the Coast Guard will issue maritime advisories widely available to the users of the waterway. If you think that your business, organization, or governmental jurisdiction qualifies as a small entity and that this rule would have a significant economic impact on it, please submit a comment (see<E T="02">ADDRESSES</E>) explaining why you think it qualifies and how and to what degree this rule would economically affect it.</P>
        <HD SOURCE="HD2">3. Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this proposed rule. If the<PRTPAGE P="35908"/>rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>, above. The Coast Guard will not retaliate against small entities that question or complain about this proposed rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">4. Collection of Information</HD>
        <P>This proposed rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520.).</P>
        <HD SOURCE="HD2">5. Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this proposed rule under that Order and determined that this rule does not have implications for federalism.</P>
        <HD SOURCE="HD2">6. Protest Activities</HD>
        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the “For Further Information Contact” section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.</P>
        <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this proposed rule would not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">8. Taking of Private Property</HD>
        <P>This proposed rule would not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD2">9. Civil Justice Reform</HD>
        <P>This proposed rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">10. Protection of Children From Environmental Health Risks</HD>
        <P>We have analyzed this proposed rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and would not create an environmental risk to health or risk to safety that might disproportionately affect children.</P>
        <HD SOURCE="HD2">11. Indian Tribal Governments</HD>
        <P>This proposed rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it would not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>This proposed rule is not a “significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>
        <P>This proposed rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">14. Environment</HD>

        <P>We have analyzed this proposed rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have made a preliminary determination that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This proposed rule involves the establishment of a temporary safety zone. This rule is categorically excluded from further review under paragraph 34(g) of Figure 2-1 of the Commandant Instruction. A preliminary environmental analysis checklist supporting this determination and a Categorical Exclusion Determination are available in the docket where indicated under<E T="02">ADDRESSES</E>. We seek any comments or information that may lead to the discovery of a significant environmental impact from this proposed rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard proposes to amend 33 CFR part 165 as follows:</P>
        <PART>
          <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          <P>1. The authority citation for part 165 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
          
          <P>2. Add § 165.T05-0431 to read as follows:</P>
          <SECTION>
            <SECTNO>§ 165.T05-0431</SECTNO>
            <SUBJECT>Safety Zone; Atlantic Intracoastal Waterway, Oak Island, NC.</SUBJECT>
            <P>(a) Regulated Area. The following area is a safety zone: This zone includes the waters directly under and 100 yards either side of the NC 133 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 311.8, at Oak Island, North Carolina (33°55′18″ N/078°04′22″ W).</P>
            <P>(b) Regulations. The general safety zone regulations found in 33 CFR 165.23 apply to the safety zone created by this temporary section, § 165.T05-0431. In addition the following regulations apply:</P>
            <P>(1) All vessels and persons are prohibited from entering this zone, except as authorized by the Coast Guard Captain of the Port North Carolina.</P>
            <P>(2) All vessels requiring greater than 50 feet horizontal clearance to safely transit through the NC 133 Fixed Bridge crossing the Atlantic Intracoastal Waterway, mile 311.8, at Oak Island, North Carolina must contact the work supervisor on VHF-FM marine band radio channels 13 and 16 one hour in advance of intended transit.</P>

            <P>(3) Persons or vessels requiring entry into or passage within the zone must<PRTPAGE P="35909"/>request authorization from the Captain of the Port North Carolina or his designated representative by telephone at (910) 343-3882 or on VHF-FM marine band radio channel 16.</P>
            <P>(4) All Coast Guard assets enforcing this safety zone can be contacted on VHF-FM marine band radio channels 13 and 16.</P>
            <P>(5) The operator of any vessel within or in the immediate vicinity of this safety zone shall: (i) Stop the vessel immediately upon being directed to do so by any commissioned, warrant or petty officer on board a vessel displaying a Coast Guard Ensign, and</P>
            <P>(ii) Proceed as directed by any commissioned, warrant or petty officer on board a vessel displaying a Coast Guard Ensign.</P>
            <P>(c) Definitions.</P>
            <P>(1) Captain of the Port North Carolina means the Commander, Coast Guard Sector North Carolina or any Coast Guard commissioned, warrant or petty officer who has been authorized by the Captain of the Port to act on his behalf.</P>
            <P>(2) Designated representative means any Coast Guard commissioned, warrant, or petty officer who has been authorized by the Captain of the Port North Carolina to assist in enforcing the safety zone described in paragraph (a) of this section.</P>
            <P>(d) Enforcement. The U.S. Coast Guard may be assisted by Federal, State and local agencies in the patrol and enforcement of the zone.</P>
            <P>(e) Enforcement period. This section will be enforced from 8 a.m. September 12, 2012 through 8 p.m. December 12, 2012 unless cancelled earlier by the Captain of the Port.</P>
          </SECTION>
          <SIG>
            <DATED>Dated: May 29, 2012.</DATED>
            <NAME>A. Popiel,</NAME>
            <TITLE>Captain, U.S. Coast Guard Captain of the Port Sector North Carolina.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14639 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R04-OAR-2010-1012; FRL-9683-2 ]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Implementation Plans; Georgia; 110(a)(1) and (2) Infrastructure Requirements for the 1997 and 2006 Fine Particulate Matter National Ambient Air Quality Standards</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>EPA is proposing to approve the State Implementation Plans (SIPs), submitted by the State of Georgia, through the Georgia Department of Natural Resources' Environmental Protection Division (EPD), as demonstrating that the State meets the requirements of sections 110(a)(1) and (2) of the Clean Air Act (CAA or the Act) for the 1997 annual and 2006 24-hour fine particulate matter (PM<E T="52">2.5</E>) national ambient air quality standards (NAAQS). Section 110(a) of the CAA requires that each state adopt and submit a SIP for the implementation, maintenance, and enforcement of each NAAQS promulgated by the EPA, which is commonly referred to as an “infrastructure” SIP. Georgia certified that the Georgia SIP contains provisions that ensure the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS is implemented, enforced, and maintained in Georgia (hereafter referred to as “infrastructure submission”). EPA is proposing to determine that Georgia's infrastructure submissions, provided to EPA on July 23, 2008, and on October 21, 2009, addressed all the required infrastructure elements for the for the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be received on or before July 16, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by Docket ID No. EPA-R04-OAR-2010-1012, by one of the following methods:</P>
          <P>1.<E T="03">www.regulations.gov:</E>Follow the on-line instructions for submitting comments.</P>
          <P>2.<E T="03">Email: R4-RDS@epa.gov.</E>
          </P>
          <P>3.<E T="03">Fax:</E>(404) 562-9019.</P>
          <P>4.<E T="03">Mail:</E>“EPA-R04-OAR-2010-1012,” Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960.</P>
          <P>5.<E T="03">Hand Delivery or Courier:</E>Lynorae Benjamin, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Such deliveries are only accepted during the Regional Office's normal hours of operation. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding federal holidays.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-R04-OAR-2010-1012. EPA's policy is that all comments received will be included in the public docket without change and may be made available online at<E T="03">www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit through<E T="03">www.regulations.gov</E>or email, information that you consider to be CBI or otherwise protected. The<E T="03">www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an email comment directly to EPA without going through<E T="03">www.regulations.gov,</E>your email address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. For additional information about EPA's public docket visit the EPA Docket Center homepage at<E T="03">http://www.epa.gov/epahome/dockets.htm.</E>
          </P>
          <P>
            <E T="03">Docket:</E>All documents in the electronic docket are listed in the<E T="03">www.regulations.gov</E>index. Although listed in the index, some information is not publicly available,<E T="03">i.e.,</E>CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically in<E T="03">www.regulations.gov</E>or in hard copy at the Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. EPA requests that if at all possible, you contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to schedule your inspection. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Sean Lakeman, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection<PRTPAGE P="35910"/>Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. The telephone number is (404) 562-9043. Mr. Lakeman can be reached via electronic mail at<E T="03">lakeman.sean@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. Background</FP>
          <FP SOURCE="FP-2">II. What elements are required under sections 110(a)(1) and (2)?</FP>
          <FP SOURCE="FP-2">III. Scope of Infrastructure SIPs</FP>
          <FP SOURCE="FP-2">IV. What is EPA's analysis of how Georgia addressed the elements of sections 110(a)(1) and (2) “Infrastructure” provisions?</FP>
          <FP SOURCE="FP-2">V. Proposed Action</FP>
          <FP SOURCE="FP-2">VI. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Background</HD>

        <P>On July 18, 1997 (62 FR 36852), EPA established an annual PM<E T="52">2.5</E>NAAQS at 15.0 micrograms per cubic meter (μg/m<SU>3</SU>) based on a 3-year average of annual mean PM<E T="52">2.5</E>concentrations. At that time, EPA also established a 24-hour NAAQS of 65 μg/m<SU>3</SU>.<E T="03">See</E>40 CFR 50.7. On October 17, 2006 (71 FR 61144), EPA retained the 1997 annual PM<E T="52">2.5</E>NAAQS at 15.0 μg/m<SU>3</SU>based on a 3-year average of annual mean PM<E T="52">2.5</E>concentrations, and promulgated a new 24-hour NAAQS of 35 μg/m<SU>3</SU>based on a 3-year average of the 98th percentile of 24-hour concentrations. By statute, SIPs meeting the requirements of sections 110(a)(1) and (2) are to be submitted by states within three years after promulgation of a new or revised NAAQS. Sections 110(a)(1) and (2) require states to address basic SIP requirements, including emissions inventories, monitoring, and modeling to assure attainment and maintenance of the NAAQS. States were required to submit such SIPs to EPA no later than July 2000 for the 1997 annual PM<E T="52">2.5</E>NAAQS, no later than October 2009 for the 2006 24-hour PM<E T="52">2.5</E>NAAQS.</P>

        <P>On March 4, 2004, Earthjustice submitted a notice of intent to sue related to EPA's failure to issue findings of failure to submit related to the “infrastructure” requirements for the 1997 annual PM<E T="52">2.5</E>NAAQS. On March 10, 2005, EPA entered into a consent decree with Earthjustice which required EPA, among other things, to complete a<E T="04">Federal Register</E>notice announcing EPA's determinations pursuant to section 110(k)(1)(B) as to whether each state had made complete submissions to meet the requirements of section 110(a)(2) for the 1997 PM<E T="52">2.5</E>NAAQS by October 5, 2008. In accordance with the consent decree, EPA made completeness findings for each state based upon what the Agency received from each state for the 1997 PM<E T="52">2.5</E>NAAQS as of October 3, 2008.</P>

        <P>On October 22, 2008, EPA published a final rulemaking entitled, “Completeness Findings for Section 110(a) State Implementation Plans Pertaining to the Fine Particulate Matter (PM<E T="52">2.5</E>) NAAQS” making a finding that each state had submitted or failed to submit a complete SIP that provided the basic program elements of section 110(a)(2) necessary to implement the 1997 PM<E T="52">2.5</E>NAAQS (<E T="03">See</E>73 FR 62902). For those states that did receive findings, the findings of failure to submit for all or a portion of a state's implementation plan established a 24-month deadline for EPA to promulgate a Federal Implementation Plan (FIP) to address the outstanding SIP elements unless, prior to that time, the affected states submitted, and EPA approved, the required SIPs.</P>

        <P>The findings that all or portions of a state's submission are complete established a 12-month deadline for EPA to take action upon the complete SIP elements in accordance with section 110(k). Georgia's infrastructure submissions were received by EPA on July 23, 2008, for the 1997 annual PM<E T="52">2.5</E>NAAQS and on October 21, 2009, for the 2006 24-hour PM<E T="52">2.5</E>NAAQS. The submissions were determined to be complete on January 23, 2009, and April 21, 2010, respectively. Georgia was among other states that did not receive findings of failure to submit because it had provided a complete submission to EPA to address the infrastructure elements for the 1997 PM<E T="52">2.5</E>NAAQS by October 3, 2008.</P>

        <P>On July 6, 2011, WildEarth Guardians and Sierra Club filed an amended complaint related to EPA's failure to take action on the SIP submittal related to the “infrastructure” requirements for the 2006 24-hour PM<E T="52">2.5</E>NAAQS. On October 20, 2011, EPA entered into a consent decree with WildEarth Guardians and Sierra Club which required EPA, among other things, to complete a<E T="04">Federal Register</E>notice of the Agency's final action either approving, disapproving, or approving in part and disapproving in part the Georgia 2006 24-hour PM<E T="52">2.5</E>NAAQS Infrastructure SIP submittal addressing the applicable requirements of sections 110(a)(2)(A)-(H), (J)-(M), except for section 110(a)(2)(C) the nonattainment area requirements and section 110(a)(2)(D)(i) interstate transport requirements, by September 30, 2012.</P>

        <P>Today's action is proposing to approve Georgia's infrastructure submission for the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS for sections 110(a)(2)(A)-(H), (J)-(M), except for section 110(a)(2)(C) nonattainment area requirements and section 110(a)(2)(D)(i) interstate transport requirements. This action is not approving any specific rule, but rather proposing that Georgia's already approved SIP meets certain CAA requirements.</P>
        <HD SOURCE="HD1">II. What elements are required under Sections 110(a)(1) and (2)?</HD>

        <P>Section 110(a) of the CAA requires states to submit SIPs to provide for the implementation, maintenance, and enforcement of a new or revised NAAQS within three years following the promulgation of such NAAQS, or within such shorter period as EPA may prescribe. Section 110(a) imposes the obligation upon states to make a SIP submission to EPA for a new or revised NAAQS, but the contents of that submission may vary depending upon the facts and circumstances. In particular, the data and analytical tools available at the time the state develops and submits the SIP for a new or revised NAAQS affects the content of the submission. The contents of such SIP submissions may also vary depending upon what provisions the state's existing SIP already contains. In the case of the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS, some states may need to adopt language specific to the PM<E T="52">2.5</E>NAAQS to ensure that they have adequate SIP provisions to implement the PM<E T="52">2.5</E>NAAQS.</P>
        <P>Section 110(a)(1) provides the procedural and timing requirements for SIPs. Section 110(a)(2) lists specific elements that states must meet for “infrastructure” SIP requirements related to a newly established or revised NAAQS. As mentioned above, these requirements include SIP infrastructure elements such as modeling, monitoring, and emissions inventories that are designed to assure attainment and maintenance of the NAAQS. The requirements that are the subject of this proposed rulemaking are listed below<SU>1</SU>

          <FTREF/>and in EPA's October 2, 2007, memorandum entitled “Guidance on<PRTPAGE P="35911"/>SIP Elements Required Under Section 110(a)(1) and (2) for the 1997 8-Hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards” and September 25, 2009, memorandum entitled “Guidance on SIP Elements Required Under Section 110(a)(1) and (2) for the 2006 24-Hour Fine Particle (PM<E T="52">2.5</E>) National Ambient Air Quality Standards.”</P>
        <FTNT>
          <P>
            <SU>1</SU>Two elements identified in section 110(a)(2) are not governed by the three year submission deadline of section 110(a)(1) because SIPs incorporating necessary local nonattainment area controls are not due within three years after promulgation of a new or revised NAAQS, but rather due at the time the nonattainment area plan requirements are due pursuant to section 172. These requirements are: (1) Submissions required by section 110(a)(2)(C) to the extent that subsection refers to a permit program as required in part D Title I of the CAA, and (2) submissions required by section 110(a)(2)(I) which pertain to the nonattainment planning requirements of part D, Title I of the CAA. Today's proposed rulemaking does not address infrastructure elements related to section 110(a)(2)(I) but does provide detail on how Georgia's SIP addresses 110(a)(2)(C).</P>
        </FTNT>
        <P>• 110(a)(2)(A): Emission limits and other control measures.</P>
        <P>• 110(a)(2)(B): Ambient air quality monitoring/data system.</P>
        <P>• 110(a)(2)(C): Program for enforcement of control measures.<SU>2</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>2</SU>This rulemaking only addresses requirements for this element as they relate to attainment areas.</P>
        </FTNT>
        <P>• 110(a)(2)(D): Interstate transport.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>3</SU>Today's proposed rule does not address element 110(a)(2)(D)(i) (Interstate Transport) for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS. Interstate transport requirements were formerly addressed by Georgia consistent with the Clean Air Interstate Rule (CAIR). On December 23, 2008, CAIR was remanded by the D.C. Circuit Court of Appeals, without vacatur, back to EPA.<E T="03">See North Carolina</E>v.<E T="03">EPA,</E>531 F.3d 896 (D.C. Cir. 2008). Prior to this remand, EPA took final action to approve Georgia SIP revision, which was submitted to comply with CAIR.<E T="03">See</E>72 FR 57202 (October 9, 2007). In so doing, Georgia CAIR SIP revision addressed the interstate transport provisions in section 110(a)(2)(D)(i) for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS. In response to the remand of CAIR, EPA has recently finalized a new rule to address the interstate transport of nitrogen oxides and sulfur oxides in the eastern United States.<E T="03">See</E>76 FR 48208 (August 8, 2011) (“the Transport Rule”). That rule was recently stayed by the D.C. Circuit Court of Appeals. EPA's action on element 110(a)(2)(D)(i) will be addressed in a separate action.</P>
        </FTNT>
        <P>• 110(a)(2)(E): Adequate resources.</P>
        <P>• 110(a)(2)(F): Stationary source monitoring system.</P>
        <P>• 110(a)(2)(G): Emergency power.</P>
        <P>• 110(a)(2)(H): Future SIP revisions.</P>
        <P>• 110(a)(2)(I): Areas designated nonattainment and meet the applicable requirements of part D.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>4</SU>This requirement was inadvertently omitted from EPA's October 2, 2007, memorandum entitled “Guidance on SIP Elements Required Under Section 110(a)(1) and (2) for the 1997 8-Hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards,” and the September 25, 2009, memorandum entitled “Guidance on SIP Elements Required Under Section 110(a)(1) and (2) for the 2006 Fine Particle (PM<E T="52">2.5</E>) National Ambient Air Quality Standards,” but as mentioned above is not relevant to today's proposed rulemaking.</P>
        </FTNT>
        <P>• 110(a)(2)(J): Consultation with government officials; public notification; and PSD and visibility protection.</P>
        <P>• 110(a)(2)(K): Air quality modeling/data.</P>
        <P>• 110(a)(2)(L): Permitting fees.</P>
        <P>• 110(a)(2)(M): Consultation/participation by affected local entities.</P>
        <HD SOURCE="HD1">III. Scope of Infrastructure SIPs</HD>

        <P>EPA is currently acting upon SIPs that address the infrastructure requirements of CAA section 110(a)(1) and (2) for ozone and PM<E T="52">2.5</E>NAAQS for various states across the country. Commenters on EPA's recent proposals for some states raised concerns about EPA statements that it was not addressing certain substantive issues in the context of acting on those infrastructure SIP submissions.<SU>5</SU>

          <FTREF/>Those Commenters specifically raised concerns involving provisions in existing SIPs and with EPA's statements in other proposals that it would address two issues separately and not as part of actions on the infrastructure SIP submissions: (i) Existing provisions related to excess emissions during periods of start-up, shutdown, or malfunction (SSM) at sources, that may be contrary to the CAA and EPA's policies addressing such excess emissions; and (ii) existing provisions related to “director's variance” or “director's discretion” that purport to permit revisions to SIP approved emissions limits with limited public process or without requiring further approval by EPA, that may be contrary to the CAA (“director's discretion”). EPA notes that there are two other substantive issues for which EPA likewise stated in other proposals that it would address the issues separately: (i) existing provisions for minor source new source review (NSR) programs that may be inconsistent with the requirements of the CAA and EPA's regulations that pertain to such programs (“minor source NSR”); and (ii) existing provisions for Prevention of Significant Deterioration (PSD) programs that may be inconsistent with current requirements of EPA's “Final NSR Improvement Rule,” 67 FR 80186 (December 31, 2002), as amended by 72 FR 32526 (June 13, 2007) (“NSR Reform”). In light of the comments, EPA believes that its statements in various proposed actions on infrastructure SIPs with respect to these four individual issues should be explained in greater depth. It is important to emphasize that EPA is taking the same position with respect to these four substantive issues in this action on the infrastructure SIPs for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS from Georgia.</P>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>Comments of Midwest Environmental Defense Center, dated May 31, 2011. Docket # EPA-R05-OAR-2007-1179 (adverse comments on proposals for three states in Region 5). EPA notes that these public comments on another proposal are not relevant to this rulemaking and do not have to be directly addressed in this rulemaking. EPA will respond to these comments in the appropriate rulemaking action to which they apply.</P>
        </FTNT>

        <P>EPA intended the statements in the other proposals concerning these four issues merely to be informational and to provide general notice of the potential existence of provisions within the existing SIPs of some states that might require future corrective action. EPA did not want states, regulated entities, or members of the public to be under the misconception that the Agency's approval of the infrastructure SIP submission of a given state should be interpreted as a re-approval of certain types of provisions that might exist buried in the larger existing SIP for such state. Thus, for example, EPA explicitly noted that the Agency believes that some states may have existing SIP approved SSM provisions that are contrary to the CAA and EPA policy, but that “in this rulemaking, EPA is not proposing to approve or disapprove any existing state provisions with regard to excess emissions during SSM of operations at facilities.” EPA further explained, for informational purposes, that “EPA plans to address such State regulations in the future.” EPA made similar statements, for similar reasons, with respect to the director's discretion, minor source NSR, and NSR Reform issues. EPA's objective was to make clear that approval of an infrastructure SIP for these ozone and PM<E T="52">2.5</E>NAAQS should not be construed as explicit or implicit re-approval of any existing provisions that relate to these four substantive issues. EPA is reiterating that position in this action on the infrastructure SIP for Georgia.</P>

        <P>Unfortunately, the Commenters and others evidently interpreted these statements to mean that EPA considered action upon the SSM provisions and the other three substantive issues to be integral parts of acting on an infrastructure SIP submission, and therefore that EPA was merely postponing taking final action on the issues in the context of the infrastructure SIPs. This was not EPA's intention. To the contrary, EPA only meant to convey its awareness of the potential for certain types of deficiencies in existing SIPs and to prevent any misunderstanding that it was reapproving any such existing provisions. EPA's intention was to convey its position that the statute does not require that infrastructure SIPs address these specific substantive issues in existing SIPs and that these issues may be dealt with separately, outside the context of acting on the infrastructure SIP submission of a state. To be clear, EPA did not mean to imply that it was not taking a full final agency action on the infrastructure SIP submission with respect to any substantive issue that EPA considers to be a required part of acting on such submissions under section 110(k) or under section 110(c). Given the confusion evidently resulting from<PRTPAGE P="35912"/>EPA's statements in those other proposals, however, we want to explain more fully the Agency's reasons for concluding that these four potential substantive issues in existing SIPs may be addressed separately from actions on infrastructure SIP submissions.</P>
        <P>The requirement for the SIP submissions at issue arises out of CAA section 110(a)(1). That provision requires that states must make a SIP submission “within 3 years (or such shorter period as the Administrator may prescribe) after the promulgation of a national primary ambient air quality standard (or any revision thereof)” and that these SIPs are to provide for the “implementation, maintenance, and enforcement” of such NAAQS. Section 110(a)(2) includes a list of specific elements that “[e]ach such plan” submission must meet. EPA has historically referred to these particular submissions that states must make after the promulgation of a new or revised NAAQS as “infrastructure SIPs.” This specific term does not appear in the statute, but EPA uses the term to distinguish this particular type of SIP submission designed to address basic structural requirements of a SIP from other types of SIP submissions designed to address other different requirements, such as “nonattainment SIP” submissions required to address the nonattainment planning requirements of part D, “regional haze SIP” submissions required to address the visibility protection requirements of CAA section 169A, NSR permitting program submissions required to address the requirements of part D, and a host of other specific types of SIP submissions that address other specific matters.</P>
        <P>Although section 110(a)(1) addresses the timing and general requirements for these infrastructure SIPs, and section 110(a)(2) provides more details concerning the required contents of these infrastructure SIPs, EPA believes that many of the specific statutory provisions are facially ambiguous. In particular, the list of required elements provided in section 110(a)(2) contains a wide variety of disparate provisions, some of which pertain to required legal authority, some of which pertain to required substantive provisions, and some of which pertain to requirements for both authority and substantive provisions.<SU>6</SU>
          <FTREF/>Some of the elements of section 110(a)(2) are relatively straightforward, but others clearly require interpretation by EPA through rulemaking, or recommendations through guidance, in order to give specific meaning for a particular NAAQS.<SU>7</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>6</SU>For example, section 110(a)(2)(E) provides that states must provide assurances that they have adequate legal authority under state and local law to carry out the SIP; section 110(a)(2)(C) provides that states must have a substantive program to address certain sources as required by part C of the CAA; section 110(a)(2)(G) provides that states must have both legal authority to address emergencies and substantive contingency plans in the event of such an emergency.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>7</SU>For example, section 110(a)(2)(D)(i) requires EPA to be sure that each state's SIP contains adequate provisions to prevent significant contribution to nonattainment of the NAAQS in other states. This provision contains numerous terms that require substantial rulemaking by EPA in order to determine such basic points as what constitutes significant contribution.<E T="03">See</E>“Rule To Reduce Interstate Transport of Fine Particulate Matter and Ozone (Clean Air Interstate Rule); Revisions to Acid Rain Program; Revisions to the NO<E T="52">X</E>SIP Call; Final Rule,” 70 FR 25162 (May 12, 2005) (defining, among other things, the phrase “contribute significantly to nonattainment”).</P>
        </FTNT>
        <P>Notwithstanding that section 110(a)(2) provides that “each” SIP submission must meet the list of requirements therein, EPA has long noted that this literal reading of the statute is internally inconsistent, insofar as section 110(a)(2)(I) pertains to nonattainment SIP requirements that could not be met on the schedule provided for these SIP submissions in section 110(a)(1).<SU>8</SU>
          <FTREF/>This illustrates that EPA must determine which provisions of section 110(a)(2) may be applicable for a given infrastructure SIP submission. Similarly, EPA has previously decided that it could take action on different parts of the larger, general “infrastructure SIP” for a given NAAQS without concurrent action on all subsections, such as section 110(a)(2)(D)(i), because the Agency bifurcated the action on these latter “interstate transport” provisions within section 110(a)(2) and worked with states to address each of the four prongs of section 110(a)(2)(D)(i) with substantive administrative actions proceeding on different tracks with different schedules.<SU>9</SU>
          <FTREF/>This illustrates that EPA may conclude that subdividing the applicable requirements of section 110(a)(2) into separate SIP actions may sometimes be appropriate for a given NAAQS where a specific substantive action is necessitated, beyond a mere submission addressing basic structural aspects of the state's implementation plans. Finally, EPA notes that not every element of section 110(a)(2) would be relevant, or as relevant, or relevant in the same way, for each new or revised NAAQS and the attendant infrastructure SIP submission for that NAAQS. For example, the monitoring requirements that might be necessary for purposes of section 110(a)(2)(B) for one NAAQS could be very different than what might be necessary for a different pollutant. Thus, the content of an infrastructure SIP submission to meet this element from a state might be very different for an entirely new NAAQS, versus a minor revision to an existing NAAQS.<SU>10</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See Id.,</E>70 FR 25162, at 63-65 (May 12, 2005) (explaining relationship between timing requirement of section 110(a)(2)(D) versus section 110(a)(2)(I)).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>9</SU>EPA issued separate guidance to states with respect to SIP submissions to meet section 110(a)(2)(D)(i) for the 1997 ozone and 1997 PM<E T="52">2.5</E>NAAQS.<E T="03">See</E>“Guidance for State Implementation Plan (SIP) Submissions to Meet Current Outstanding Obligations Under Section 110(a)(2)(D)(i) for the 8-Hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards,” from William T. Harnett, Director Air Quality Policy Division OAQPS, to Regional Air Division Director, Regions I-X, dated August 15, 2006.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>For example, implementation of the 1997 PM<E T="52">2.5</E>NAAQS required the deployment of a system of new monitors to measure ambient levels of that new indicator species for the new NAAQS.</P>
        </FTNT>

        <P>Similarly, EPA notes that other types of SIP submissions required under the statute also must meet the requirements of section 110(a)(2), and this also demonstrates the need to identify the applicable elements for other SIP submissions. For example, nonattainment SIPs required by part D likewise have to meet the relevant subsections of section 110(a)(2) such as section 110(a)(2)(A) or (E). By contrast, it is clear that nonattainment SIPs would not need to meet the portion of section 110(a)(2)(C) that pertains to part C,<E T="03">i.e.,</E>the PSD requirements applicable in attainment areas. Nonattainment SIPs required by part D also would not need to address the requirements of section 110(a)(2)(G) with respect to emergency episodes, as such requirements would not be limited to nonattainment areas. As this example illustrates, each type of SIP submission may implicate some subsections of section 110(a)(2) and not others.</P>

        <P>Given the potential for ambiguity of the statutory language of section 110(a)(1) and (2), EPA believes that it is appropriate for EPA to interpret that language in the context of acting on the infrastructure SIPs for a given NAAQS. Because of the inherent ambiguity of the list of requirements in section 110(a)(2), EPA has adopted an approach in which it reviews infrastructure SIPs against this list of elements “as applicable.” In other words, EPA assumes that Congress could not have intended that each and every SIP submission, regardless of the purpose of the submission or the NAAQS in question, would meet each of the requirements, or meet each of them in the same way. EPA elected to use guidance to make recommendations for infrastructure SIPs for these ozone and PM<E T="52">2.5</E>NAAQS.<PRTPAGE P="35913"/>
        </P>

        <P>On October 2, 2007, EPA issued guidance making recommendations for the infrastructure SIP submissions for both the 1997 8-hour ozone NAAQS and the 1997 PM<E T="52">2.5</E>NAAQS.<SU>11</SU>
          <FTREF/>Within this guidance document, EPA described the duty of states to make these submissions to meet what the Agency characterized as the “infrastructure” elements for SIPs, which it further described as the “basic SIP requirements, including emissions inventories, monitoring, and modeling to assure attainment and maintenance of the standards.”<SU>12</SU>
          <FTREF/>As further identification of these basic structural SIP requirements, “attachment A” to the guidance document included a short description of the various elements of section 110(a)(2) and additional information about the types of issues that EPA considered germane in the context of such infrastructure SIPs. EPA emphasized that the description of the basic requirements listed on attachment A was not intended “to constitute an interpretation of” the requirements, and was merely a “brief description of the required elements.”<SU>13</SU>
          <FTREF/>EPA also stated its belief that with one exception, these requirements were “relatively self explanatory, and past experience with SIPs for other NAAQS should enable States to meet these requirements with assistance from EPA Regions.”<SU>14</SU>

          <FTREF/>However, for the one exception to that general assumption (<E T="03">i.e.,</E>how states should proceed with respect to the requirements of section 110(a)(2)(G) for the 1997 PM<E T="52">2.5</E>NAAQS), EPA gave much more specific recommendations. But for other infrastructure SIP submittals, and for certain elements of the submittals for the 1997 PM<E T="52">2.5</E>NAAQS, EPA assumed that each state would work with its corresponding EPA regional office to refine the scope of a state's submittal based on an assessment of how the requirements of section 110(a)(2) should reasonably apply to the basic structure of the state's implementation plans for the NAAQS in question.</P>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>“Guidance on SIP Elements Required Under Section 110(a)(1) and (2) for the 1997 8-hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards,” from William T. Harnett, Director Air Quality Policy Division, to Air Division Directors, Regions I-X, dated October 2, 2007 (the “2007 Guidance”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">Id.,</E>at page 2.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">Id.,</E>at attachment A, page 1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>14</SU>
            <E T="03">Id.,</E>at page 4. In retrospect, the concerns raised by commenters with respect to EPA's approach to some substantive issues indicates that the statute is not so “self explanatory,” and indeed is sufficiently ambiguous that EPA needs to interpret it in order to explain why these substantive issues do not need to be addressed in the context of infrastructure SIPs and may be addressed at other times and by other means.</P>
        </FTNT>

        <P>On September 25, 2009, EPA issued guidance to make recommendations to states with respect to the infrastructure SIPs for the 2006 PM<E T="52">2.5</E>NAAQS.<SU>15</SU>

          <FTREF/>In the 2009 Guidance, EPA addressed a number of additional issues that were not germane to the infrastructure SIPs for the 1997 8-hour ozone and 1997 PM<E T="52">2.5</E>NAAQS, but were germane to these SIP submissions for the 2006 PM<E T="52">2.5</E>NAAQS (<E T="03">e.g.,</E>the requirements of section 110(a)(2)(D)(i) that EPA had bifurcated from the other infrastructure elements for those specific 1997 ozone and PM<E T="52">2.5</E>NAAQS). Significantly, neither the 2007 Guidance nor the 2009 Guidance explicitly referred to the SSM, director's discretion, minor source NSR, or NSR Reform issues as among specific substantive issues EPA expected states to address in the context of the infrastructure SIPs, nor did EPA give any more specific recommendations with respect to how states might address such issues even if they elected to do so. The SSM and director's discretion issues implicate section 110(a)(2)(A), and the minor source NSR and NSR Reform issues implicate section 110(a)(2)(C). In the 2007 Guidance and the 2009 Guidance, however, EPA did not indicate to states that it intended to interpret these provisions as requiring a substantive submission to address these specific issues in existing SIP provisions in the context of the infrastructure SIPs for these NAAQS. Instead, EPA's 2007 Guidance merely indicated its belief that the states should make submissions in which they established that they have the basic SIP structure necessary to implement, maintain, and enforce the NAAQS. EPA believes that states can establish that they have the basic SIP structure, notwithstanding that there may be potential deficiencies within the existing SIP. Thus, EPA's proposals for other states mentioned these issues not because the Agency considers them issues that must be addressed in the context of an infrastructure SIP as required by section 110(a)(1) and (2), but rather because EPA wanted to be clear that it considers these potential existing SIP problems as separate from the pending infrastructure SIP actions. The same holds true for this action on the infrastructure SIPs for Georgia.</P>
        <FTNT>
          <P>
            <SU>15</SU>
            <E T="03">See</E>“Guidance on SIP Elements Required Under Sections 110(a)(1) and (2) for the 2006 24-Hour Fine Particle (PM<E T="52">2.5</E>) National Ambient Air Quality Standards (NAAQS),” from William T, Harnett, Director Air Quality Policy Division, to Regional Air Division Directors, Regions I-X, dated September 25, 2009 (the “2009 Guidance”).</P>
        </FTNT>

        <P>EPA believes that this approach to the infrastructure SIP requirement is reasonable because it would not be feasible to read section 110(a)(1) and (2) to require a top to bottom, stem to stern, review of each and every provision of an existing SIP merely for purposes of assuring that the state in question has the basic structural elements for a functioning SIP for a new or revised NAAQS. Because SIPs have grown by accretion over the decades as statutory and regulatory requirements under the CAA have evolved, they may include some outmoded provisions and historical artifacts that, while not fully up to date, nevertheless may not pose a significant problem for the purposes of “implementation, maintenance, and enforcement” of a new or revised NAAQS when EPA considers the overall effectiveness of the SIP. To the contrary, EPA believes that a better approach is for EPA to determine which specific SIP elements from section 110(a)(2) are applicable to an infrastructure SIP for a given NAAQS, and to focus attention on those elements that are most likely to need a specific SIP revision in light of the new or revised NAAQS. Thus, for example, EPA's 2007 Guidance specifically directed states to focus on the requirements of section 110(a)(2)(G) for the 1997 PM<E T="52">2.5</E>NAAQS because of the absence of underlying EPA regulations for emergency episodes for this NAAQS and an anticipated absence of relevant provisions in existing SIPs.</P>
        <P>Finally, EPA believes that its approach is a reasonable reading of section 110(a)(1) and (2) because the statute provides other avenues and mechanisms to address specific substantive deficiencies in existing SIPs. These other statutory tools allow the Agency to take appropriate tailored action, depending upon the nature and severity of the alleged SIP deficiency. Section 110(k)(5) authorizes EPA to issue a “SIP call” whenever the Agency determines that a state's SIP is substantially inadequate to attain or maintain the NAAQS, to mitigate interstate transport, or otherwise to comply with the CAA.<SU>16</SU>
          <FTREF/>Section 110(k)(6) authorizes EPA to correct errors in past actions, such as past approvals of SIP submissions.<SU>17</SU>
          <FTREF/>
          <PRTPAGE P="35914"/>Significantly, EPA's determination that an action on the infrastructure SIP is not the appropriate time and place to address all potential existing SIP problems does not preclude the Agency's subsequent reliance on provisions in section 110(a)(2) as part of the basis for action at a later time. For example, although it may not be appropriate to require a state to eliminate all existing inappropriate director's discretion provisions in the course of acting on the infrastructure SIP, EPA believes that section 110(a)(2)(A) may be among the statutory bases that the Agency cites in the course of addressing the issue in a subsequent action.<SU>18</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>16</SU>EPA has recently issued a SIP call to rectify a specific SIP deficiency related to the SSM issue.<E T="03">See,</E>“Finding of Substantial Inadequacy of Implementation Plan; Call for Utah State Implementation Plan Revision,” 74 FR 21639 (April 18, 2011).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>17</SU>EPA has recently utilized this authority to correct errors in past actions on SIP submissions related to PSD programs.<E T="03">See</E>“Limitation of Approval of Prevention of Significant Deterioration Provisions Concerning Greenhouse Gas Emitting-Sources in State Implementation Plans; Final Rule,” 75 FR 82536 (December 30, 2010). EPA has<PRTPAGE/>previously used its authority under CAA 110(k)(6) to remove numerous other SIP provisions that the Agency determined it had approved in error.<E T="03">See</E>61 FR 38664 (July 25, 1996) and 62 FR 34641 (June 27, 1997) (corrections to American Samoa, Arizona, California, Hawaii, and Nevada SIPs); 69 FR 67062 (November 16, 2004) (corrections to California SIP); and 74 FR 57051 (November 3, 2009) (corrections to Arizona and Nevada SIPs).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>18</SU>EPA has recently disapproved a SIP submission from Colorado on the grounds that it would have included a director's discretion provision inconsistent with CAA requirements, including section 110(a)(2)(A).<E T="03">See</E>75 FR 42342, 42344 (July 21, 2010) (proposed disapproval of director's discretion provisions); 76 FR 4540 (January 26, 2011) (final disapproval of such provisions).</P>
        </FTNT>
        <HD SOURCE="HD1">IV. What is EPA's analysis of how Georgia addressed the elements of sections 110(a)(1) and (2) “Infrastructure” provisions?</HD>
        <P>Georgia's infrastructure submission addresses the provisions of sections 110(a)(1) and (2) as described below.</P>
        <P>1. 110(a)(2)(A):<E T="03">Emission limits and other control measures:</E>Georgia's infrastructure submissions provide an overview of the provisions of Georgia's Air Pollution Control Requirements relevant to air quality control regulations. The regulations listed below have been federally approved into the Georgia SIP and include enforceable emission limitations and other control measures. Regulations 391-3-1-.02(2),<E T="03">Emissions Standards,</E>and 391-3-1-.02(4),<E T="03">Ambient Air Standards,</E>establish emission limits for PM and address the required control measures, means and techniques for compliance with the PM<E T="52">2.5</E>NAAQS respectively. EPA has made the preliminary determination that the provisions contained in these chapters and Georgia's practices are adequate to protect the PM<E T="52">2.5</E>annual and 24-hour NAAQS in the State.</P>
        <P>In this action, EPA is not proposing to approve or disapprove any existing state provisions with regard to excess emissions during SSM of operations at a facility. EPA believes that a number of states have SSM provisions which are contrary to the CAA and existing EPA guidance, “State Implementation Plans: Policy Regarding Excess Emissions During Malfunctions, Startup, and Shutdown” (September 20, 1999), and the Agency plans to address such state regulations in the future. In the meantime, EPA encourages any state having deficient SSM provisions to take steps to correct it as soon as possible.</P>
        <P>Additionally, in this action, EPA is not proposing to approve or disapprove any existing state rules with regard to director's discretion or variance provisions. EPA believes that a number of states have such provisions which are contrary to the CAA and existing EPA guidance (52 FR 45109 (November 24, 1987)), and the Agency plans to take action in the future to address such state regulations. In the meantime, EPA encourages any state having a director's discretion or variance provision which is contrary to the CAA and EPA guidance to take steps to correct the deficiency as soon as possible.</P>
        <P>2. 110(a)(2)(B)<E T="03">Ambient air quality monitoring/data system:</E>Georgia's Regulations 391-3-1-.02(3),<E T="03">Sampling,</E>and 391-3-1-.02(6),<E T="03">Source Monitoring,</E>along with the Georgia Network Description and Ambient Air Monitoring Network Plan provides for an ambient air quality monitoring system in the State. Annually, EPA approves the ambient air monitoring network plan for the state agencies. In August 2011, Georgia submitted its monitoring network plan to EPA, and on October 21, 2011, EPA approved Georgia's monitoring network plan. Georgia's approved monitoring network plan can be accessed at<E T="03">www.regulations.gov</E>using Docket ID No. EPA-R04-OAR-2010-1012. EPA has made the preliminary determination that Georgia's SIP and practices are adequate for the ambient air quality monitoring and data systems related to the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS.</P>
        <P>3. 110(a)(2)(C)<E T="03">Program for enforcement of control measures including</E>
          <E T="03">review of proposed new sources:</E>Regulation 391-3-1-.02(7),<E T="03">Prevention of Significant Deterioration of Air Quality,</E>of the Georgia SIP pertains to the construction or modification of any major stationary source in areas designated as attainment or unclassifiable. On October 31, 2006, and March 5, 2007, EPD submitted revisions to their PSD/NSR regulations for EPA approval. In the October 31, 2006, and March 5, 2007, SIP revisions, Georgia included revisions to rules in Regulation 391-3-1-.02(7) which address infrastructure requirements C and J.</P>

        <P>In this action, EPA is proposing to approve Georgia's infrastructure SIP for the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS with respect to the general requirement in section 110(a)(2)(C) to include a program in the SIP that regulates the modification and construction of any stationary source as necessary to assure that the NAAQS are achieved. EPA is not proposing to approve or disapprove the State's existing minor NSR program itself to the extent that it is inconsistent with EPA's regulations governing this program. EPA believes that a number of states may have minor NSR provisions that are contrary to the existing EPA regulations for this program. EPA intends to work with states to reconcile state minor NSR programs with EPA's regulatory provisions for the program. The statutory requirements of section 110(a)(2)(C) provide for considerable flexibility in designing minor NSR programs, and EPA believes it may be time to revisit the regulatory requirements for this program to give the states an appropriate level of flexibility to design a program that meets their particular air quality concerns, while assuring reasonable consistency across the country in protecting the NAAQS with respect to new and modified minor sources.</P>

        <P>EPA has made the preliminary determination that Georgia's SIP and practices are adequate for program enforcement of control measures including review of proposed new sources related to the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS.</P>
        <P>4. 110(a)(2)(D)(ii)<E T="03">Interstate and International transport provisions:</E>Regulation 391-3-1-.02(7),<E T="03">Prevention of Significant Deterioration of Air Quality,</E>of the Georgia SIP provides that Georgia will notify neighboring states of potential impacts from new or modified sources Georgia does not have any pending obligation under sections 115 and 126 of the CAA. EPA has made the preliminary determination that Georgia's SIP and practices are adequate for insuring compliance with the applicable requirements relating to interstate and international pollution abatement for the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS.</P>
        <P>5. 110(a)(2)(E)<E T="03">Adequate resources:</E>Section 110(a)(2)(E) requires that each implementation plan provide (i) Necessary assurances that the State will have adequate personnel, funding, and authority under state law to carry out its implementation plan, (ii) that the State comply with the requirements respecting State Boards pursuant to<PRTPAGE P="35915"/>section 128 of the Act, and (iii) necessary assurances that, where the State has relied on a local or regional government, agency, or instrumentality for the implementation of any plan provision, the State has responsibility for ensuring adequate implementation of such plan provisions. In support of EPA's proposal to approve elements 110(a)(2)(E)(i and iii), EPD's legal authority to establish SIPs and implement related plans, in general, is prescribed in Official Code of Georgia Annotated (O.C.G.A.) Section 12-9-1,<E T="03">et seq.,</E>as amended, also referred to as the “Georgia Air Quality Act.” As with the remainder of the infrastructure elements addressed by this notice, EPD is responsible for promulgating rules and regulations for the NAAQS, emissions standards general policies, a system of permits, and fee schedules for the review of plans, and other planning needs. In addition, the requirements of 110(a)(2)(E)(i and iii) are met when EPA performs a completeness determination for each SIP submittal. This ensures that each submittal provides evidence that adequate personnel, funding, and legal authority under State Law has been use to carry out the state's implementation plan and related issues. This information is included in all prehearings and final SIP submittal packages for approval by EPA.</P>

        <P>Annually, states update grant commitments based on current SIP requirements, air quality planning, and applicable requirements related to the NAAQS, including 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS. As evidence of the adequacy of EPD's resources, EPA submitted a letter to Georgia on March 23, 2012, outlining 105 grant commitments and the current status of these commitments for fiscal year 2011. There were no outstanding issues concerning the SIP, therefore Georgia's grants were finalized and closed out. The letter EPA submitted to Georgia can be accessed at<E T="03">http://www.regulations.gov</E>using Docket ID No. EPA-R04-OAR-2010-1012.</P>

        <P>Section 110(a)(2)(E)(ii) requires that the state comply with section 128 of the CAA. Section 128 requires that: (1) The majority of members of the state body which approves permits or enforcement orders represent the public interest and do not derive any significant portion of their income from persons subject to permitting or enforcement orders under the CAA; and (2) any potential conflicts of interest by such body or the head of an executive agency exercising similar authority be adequately disclosed. On August 26, 1976, EPA approved into the Georgia SIP administration and enforcement provisions as prescribed in the O.C.G.A. Section 12-9-1,<E T="03">et seq.,</E>as amended. Specifically, O.C.G.A. Section 12-9-5 provides the Powers and duties of Board of Natural Resources as to air quality. Section 12-9-5(a) states:</P>
        
        <EXTRACT>
          <P>Any hearing officer appointed by the Board of Natural Resources, and all members of five-member committees of the Board of Natural Resources, shall, and at least a majority of members of the entire Board of Natural Resources shall, represent the public interest and shall not derive any significant portion of their income from persons subject to permits or enforcement orders under this article. All potential conflicts of interest shall be adequately disclosed.</P>
        </EXTRACT>
        

        <FP>EPA has made the preliminary determination that Georgia has adequate resources for implementation of the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS.</FP>
        <P>6. 110(a)(2)(F)<E T="03">Stationary source monitoring system:</E>Georgia's infrastructure submission describes how the State establishes requirements for emissions compliance testing and utilizes emissions sampling and analysis. It further describes how the State ensures the quality of its data through observing emissions and monitoring operations. Georgia EPD uses these data to track progress toward maintaining the NAAQS, develop control and maintenance strategies, identify sources and general emission levels, and determine compliance with emission regulations and additional EPA requirements. These requirements are provided in Regulation 391-3-1-.02(6),<E T="03">Source Monitoring;</E>Regulation 391-3-1-.02(11),<E T="03">Compliance Monitoring;</E>and<E T="03">Regulation</E>391-3-.02(3),<E T="03">Sampling.</E>
        </P>

        <P>Additionally, Georgia is required to submit emissions data to EPA for purposes of the National Emissions Inventory (NEI). The NEI is EPA's central repository for air emissions data. EPA published the Air Emissions Reporting Rule (AERR) on December 5, 2008, which modified the requirements for collecting and reporting air emissions data (73 FR 76539). The AERR shortened the time states had to report emissions data from 17 to 12 months, giving states one calendar year to submit emissions data. All states are required to submit a comprehensive emissions inventory every three years and report emissions for certain larger sources annually through EPA's online Emissions Inventory System (EIS). States report emissions data for the six criteria pollutants and the precursors that form them—nitrogen oxides, sulfur dioxide, ammonia, lead, carbon monoxide, particulate matter, and volatile organic compounds. Many states also voluntarily report emissions of hazardous air pollutants. Georgia made its latest update to the NEI on December 20, 2011. EPA compiles the emissions data, supplementing it where necessary, and releases it to the general public through the Web site<E T="03">http://www.epa.gov/ttn/chief/eiinformation.html.</E>EPA has made the preliminary determination that Georgia's SIP and practices are adequate for the stationary source monitoring systems related to the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS.</P>
        <P>7. 110(a)(2)(G)<E T="03">Emergency power:</E>Georgia Regulation 391-3-1-.04,<E T="03">Air Pollution Episodes,</E>of the Georgia SIP identifies air pollution emergency episodes and preplanned abatement strategies. These criteria have previously been approved by EPA. On September 9, 2008, EPD submitted a letter to EPA to clarify that Georgia does have authority to implement emergency powers for the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>standards and confirmed that EPA had previously approved these provisions in the SIP. The September 9, 2008, letter EPD sent to EPA can be accessed at<E T="03">http://www.regulations.gov</E>using Docket ID No. EPA-R04-OAR-2010-1012. Following this clarification, EPA has made the preliminary determination that Georgia's SIP and practices are adequate for emergency powers related to the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS.</P>
        <P>8. 110(a)(2)(H)<E T="03">Future SIP revisions:</E>As previously discussed, Georgia EPD is responsible for adopting air quality rules and revising SIPs as needed to attain or maintain the NAAQS. Georgia has the ability and authority to respond to calls for SIP revisions, and has provided a number of SIP revisions over the years for implementation of the PM NAAQS. Specific to the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS, Georgia's submissions have included:</P>
        <P>• October 31, 2006, SIP Revision—(EPA approval, 74 FR 62249, November 27, 2009) NSR Reform;</P>
        <P>• March 2, 2007, SIP Revision—(EPA approval, 74 FR 62249, November 27, 2009) NSR/PSD Revisions;</P>
        <P>• August 17, 2009, SIP Revision—Macon PM<E T="52">2.5</E>Attainment Demonstration;</P>
        <P>• October 27, 2009, SIP Revision—Floyd County PM<E T="52">2.5</E>Attainment Demonstration; and</P>
        <P>• July 6, 2010, SIP Revision—Atlanta PM<E T="52">2.5</E>Attainment Demonstration.</P>

        <P>EPA has made the preliminary determination that Georgia's SIP and practices adequately demonstrate a commitment to provide future SIP revisions related to the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS when necessary.<PRTPAGE P="35916"/>
        </P>
        <P>9. 110(a)(2)(J) (121 consultation)<E T="03">Consultation with government officials:</E>Georgia Regulation 391-3-1-.03,<E T="03">Permits,</E>as well as Georgia's Regional Haze Implementation Plan (which allows for consultation between appropriate state, local, and tribal air pollution control agencies as well as the corresponding Federal Land Managers), provide for consultation with government officials whose jurisdictions might be affected by SIP development activities. More specifically, Georgia adopted state-wide consultation procedures for the implementation of transportation conformity which includes the consideration of the development of mobile inventories for SIP development. Required partners covered by Georgia's consultation procedures include federal, state and local transportation and air quality agency officials. EPA approved Georgia's consultation procedures on April 7, 2000 (<E T="03">See</E>65 FR 18245). EPA has made the preliminary determination that Georgia's SIP and practices adequately demonstrate consultation with government officials related to the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS when necessary.</P>
        <P>10. 110(a)(2)(J) (127 public notification)<E T="03">Public notification:</E>EPD has public notice mechanisms in place to notify the public of PM and other pollutant forecasting, including an air quality monitoring Web site,<E T="03">http://www.georgiaair.org/smogforecast/.</E>Georgia Regulation 391-3-1-.04,<E T="03">Air Pollution Episodes,</E>requires that EPD notify the public of any air pollution episode or NAAQS violation. EPA has made the preliminary determination that that Georgia's SIP and practices adequately demonstrate the State's ability to provide public notification related to the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS when necessary.</P>
        <P>11. 110(a)(2)(J) (PSD)<E T="03">PSD and visibility protection:</E>Georgia's authority to regulate new and modified sources of PM<E T="52">2.5</E>precursors to assist in the protection of air quality in attainment and unclassifiable areas is provided for in Regulation 391-3-1-.02(7),<E T="03">Prevention of Significant Deterioration of Air Quality</E>of the Georgia SIP. On March 5, 2007, EPD submitted a revision to its PSD/NSR regulations (including Regulation 391-3-1-.02(7),<E T="03">Prevention of Significant Deterioration of Air Quality</E>) that addresses the infrastructure requirements C and J. The revision modified Georgia's PSD and Nonattainment New Source Review permitting rules in the SIP to address changes to the federal NSR regulations, which were promulgated by EPA on December 31, 2002, and reconsidered with minor changes on November 7, 2003. In a November 22, 2010, final rulemaking action, EPA approved Georgia's March 5, 2007, SIP revision.<E T="03">See</E>75 FR 71018.</P>

        <P>With regard to the applicable requirements for visibility protection, EPA recognizes that states are subject to visibility and regional haze program requirements under part C of the Act (which includes sections 169A and 169B). In the event of the establishment of a new NAAQS, however, the visibility and regional haze program requirements under part C do not change. Thus, EPA finds that there is no new visibility obligation “triggered” under section 110(a)(2)(J) when a new NAAQS becomes effective. This would be the case even in the event a secondary PM<E T="52">2.5</E>NAAQS for visibility is established, because this NAAQS would not affect visibility requirements under part C. Georgia has submitted SIP revisions for approval to satisfy the requirements of the CAA Section 169A and the regional haze and best available retrofit technology rules contained in 40 CFR 51.308. These revisions are currently under review and will be acted on in a separate action. EPA has made the preliminary determination that Georgia's SIP and practices adequately demonstrate the State's ability to implement PSD programs and to provide for visibility protection related to the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS when necessary.</P>
        <P>12. 110(a)(2)(K)<E T="03">Air quality and modeling/data:</E>Georgia Regulation 391-3-1-.02(7)(b)(8),<E T="03">Prevention of Significant Deterioration of Air Quality</E>—Air Quality Models, incorporates by reference 40 CFR 52.21(l), which specifies that air modeling be conducted in accordance with 40 CFR part 51, Appendix W “Guideline on Air Quality Models.” These regulations demonstrate that Georgia has the authority to provide relevant data for the purpose of predicting the effect on ambient air quality of the PM<E T="52">2.5</E>NAAQS. Additionally, Georgia supports a regional effort to coordinate the development of emissions inventories and conduct regional modeling for several NAAQS, including the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS, for the Southeastern states. Taken as a whole, Georgia's air quality regulations demonstrate that EPD has the authority to provide relevant data for the purpose of predicting the effect on ambient air quality of the PM<E T="52">2.5</E>NAAQS. EPA has made the preliminary determination that Georgia's SIP and practices adequately demonstrate the State's ability to provide for air quality and modeling, along with analysis of the associated data, related to the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS when necessary.</P>
        <P>13. 110(a)(2)(L)<E T="03">Permitting fees:</E>Georgia addresses the review of construction permits as previously discussed in 110(a)(2)(C). Permitting fees in Georgia are collected through the State's federally-approved title V fees program, according to Georgia Regulation 391-3-1-.03(9),<E T="03">Permit Fees.</E>EPA has made the preliminary determination that Georgia's SIP and practices adequately provide for permitting fees related to the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS when necessary.</P>
        <P>14. 110(a)(2)(M)<E T="03">Consultation/participation by affected local entities:</E>Georgia Regulation 391-3-1-.03(11)(a)(2),<E T="03">Permit by Rule—General Requirements,</E>requires that EPD notify the public of an application, preliminary determination, the activity or activities involved in a permit action, any emissions associated with a permit modification, and the opportunity for comment prior to making a final permitting decision. Furthermore, EPD has demonstrated consultation with, and participation by, affected local entities through its work with local political subdivisions during the developing of its Transportation Conformity SIP, Regional Haze Implementation Plan, and Early Action Compacts. EPA has made the preliminary determination that Georgia's SIP and practices adequately demonstrate consultation with affected local entities when necessary.</P>
        <HD SOURCE="HD1">V. Proposed Action</HD>

        <P>As described above, EPD has addressed the elements of the CAA 110(a)(1) and (2) pursuant to EPA's October 2, 2007, and September 25, 2009, guidance to ensure that the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS are implemented, enforced, and maintained in Georgia. EPA is proposing to approve Georgia's infrastructure submission for the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS because its July 23, 2008, and October 21, 2009, submissions are consistent with section 110 of the CAA.</P>
        <HD SOURCE="HD1">VI. Statutory and Executive Order Reviews</HD>

        <P>Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable federal regulations.<E T="03">See</E>42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of<PRTPAGE P="35917"/>the CAA. Accordingly, this proposed action merely approves state law as meeting federal requirements and does not impose additional requirements beyond those imposed by state law. For that reason, this proposed action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA; and</P>
        <P>• Does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
        <P>In addition, this proposed rule does not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the state, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Intergovernmental relations, Nitrogen dioxide, Particulate matter, Reporting and recordkeeping requirements, Volatile organic compounds.</P>
        </LSTSUB>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>42 U.S.C. 7401<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: May 29, 2012.</DATED>
          <NAME>A. Stanley Meiburg,</NAME>
          <TITLE>Acting Regional Administrator,Region 4.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14591 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R04-OAR-2010-0969; FRL-9686-8]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Implementation Plans; Revisions to the Georgia State Implementation Plan</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA is proposing to approve a State Implementation Plan (SIP) revision submitted by the State of Georgia, through the Department of Natural Resources, Environmental Protection Division on November 16, 2010. This revision consists of transportation conformity criteria and procedures related to interagency consultation and enforceability of certain transportation-related control measures and mitigation measures. The intended effect is to update the transportation conformity criteria and procedures in the Georgia SIP. This action is being taken pursuant to section 110 of the Clean Air Act.</P>
          <P>In the Final Rules Section of this<E T="04">Federal Register</E>, EPA is approving the State's SIP revision as a direct final rule without prior proposal because the Agency views this as a noncontroversial submittal and anticipates no adverse comments. A detailed rationale for the approval is set forth in the direct final rule. If no adverse comments are received in response to this rule, no further activity is contemplated. If EPA receives adverse comments, the direct final rule will be withdrawn and all public comments received will be addressed in a subsequent final rule based on this proposed rule. EPA will not institute a second comment period on this document. Any parties interested in commenting on this document should do so at this time.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be received on or before July 16, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by Docket ID No. EPA-R04-OAR-2010-0969, by one of the following methods:</P>
          <P>1.<E T="03">www.regulations.gov:</E>Follow the on-line instructions for submitting comments.</P>
          <P>2.<E T="03">Email: somerville.amanetta@epa.gov.</E>
          </P>
          <P>3.<E T="03">Fax:</E>(404) 562-9019.</P>
          <P>4.<E T="03">Mail:</E>“EPA-R04-OAR-2010-0969,” Air Quality Modeling and Transportation Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960.</P>
          <P>5.<E T="03">Hand Delivery or Courier:</E>Amanetta Somerville, Air Quality Modeling and Transportation Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Such deliveries are only accepted during the Regional Office's normal hours of operation. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding federal holidays.</P>

          <P>Please see the direct final rule which is located in the Rules section of this<E T="04">Federal Register</E>for detailed instructions on how to submit comments.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Amanetta Somerville of the Air Quality Modeling and Transportation Section at the Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Ms. Somerville's telephone number is 404-562-9025. She can also be reached via electronic mail at<E T="03">somerville.amanetta@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>For additional information see the direct final rule which is published in the Rules Section of this<E T="04">Federal Register</E>.</P>
        <SIG>
          <DATED>Dated: June 1, 2012.</DATED>
          <NAME>A. Stanley Meiburg,</NAME>
          <TITLE>Acting Regional Administrator, Region 4.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14594 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
        <CFR>42 CFR Parts 405 and 411</CFR>
        <DEPDOC>[CMS-6047-ANPRM]</DEPDOC>
        <RIN>RIN 0938-AR43</RIN>
        <SUBJECT>Medicare Program; Medicare Secondary Payer and “Future Medicals”</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Centers for Medicare &amp; Medicaid Services (CMS), HHS.</P>
        </AGY>
        <ACT>
          <PRTPAGE P="35918"/>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Advance notice of proposed rulemaking.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This advance notice of proposed rulemaking solicits comment on standardized options that we are considering making available to beneficiaries and their representatives to clarify how they can meet their obligations to protect Medicare's interest with respect to Medicare Secondary Payer (MSP) claims involving automobile and liability insurance (including self-insurance), no-fault insurance, and workers' compensation when future medical care is claimed or the settlement, judgment, award, or other payment releases (or has the effect of releasing) claims for future medical care.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>To be assured consideration, comments must be received at one of the addresses provided below, no later than 5 p.m. on August 14, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>In commenting, please refer to file code CMS-6047-ANPRM. Because of staff and resource limitations, we cannot accept comments by facsimile (FAX) transmission.</P>
          <P>You may submit comments in one of four ways (please choose only one of the ways listed).</P>
          <P>1.<E T="03">Electronically.</E>You may submit electronic comments on this regulation to<E T="03">http://www.regulations.gov.</E>Follow the instructions under the “More Search Options” tab.</P>
          <P>2.<E T="03">By regular mail.</E>You may mail written comments to the following address ONLY: Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, Attention: CMS-6047-ANPRM P.O. Box 8013, Baltimore, MD 21244-8013.</P>
          <P>Please allow sufficient time for mailed comments to be received before the close of the comment period.</P>
          <P>3.<E T="03">By express or overnight mail.</E>You may send written comments to the following address only: Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, Attention: CMS-6047-ANPRM, Mail Stop C4-26-05, 7500 Security Boulevard, Baltimore, MD 21244-1850.</P>
          <P>4.<E T="03">By hand or courier.</E>If you prefer, you may deliver (by hand or courier) your written comments before the close of the comment period to either of the following addresses: a. For delivery in Washington, DC—Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, Room 445-G, Hubert H. Humphrey Building, 200 Independence Avenue SW.,  Washington, DC 20201.</P>
          <P>(Because access to the interior of the Hubert H. Humphrey Building is not readily available to persons without Federal government identification, commenters are encouraged to leave their comments in the CMS drop slots located in the main lobby of the building. A stamp-in clock is available for persons wishing to retain a proof of filing by stamping in and retaining an extra copy of the comments being filed.)</P>
          <P>b. For delivery in Baltimore, MD—Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, 7500 Security Boulevard, Baltimore, MD 21244-1850.</P>
          <P>If you intend to deliver your comments to the Baltimore address, please call telephone number (410) 786-1066 in advance to schedule your arrival with one of our staff members.</P>
          <P>Comments mailed to the addresses indicated as appropriate for hand or courier delivery may be delayed and received after the comment period.</P>
          <P>
            <E T="03">Submission of comments on paperwork requirements.</E>You may submit comments on this document's paperwork requirements by following the instructions at the end of the “Collection of Information Requirements” section in this document.</P>

          <P>For information on viewing public comments, see the beginning of the<E T="02">SUPPLEMENTARY INFORMATION</E>section.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Suzanne Kalwa, (410) 786-2536.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>
          <E T="03">Inspection of Public Comments:</E>All comments received before the close of the comment period are available for viewing by the public, including any personally identifiable or confidential business information that is included in a comment. We post all comments received before the close of the comment period on the following Web site as soon as possible after they have been received:<E T="03">http://regulations.gov.</E>Follow the search instructions on that Web site to view public comments.</P>
        <P>Comments received timely will be also available for public inspection as they are received, generally beginning approximately 3 weeks after publication of a document, at the headquarters of the Centers for Medicare &amp; Medicaid Services, 7500 Security Boulevard Baltimore, Maryland 21244, Monday through Friday of each week from 8:30 a.m. to 4 p.m. To schedule an appointment to view public comments, please phone 1-800-743-3951.</P>
        <HD SOURCE="HD1">I. Overview and Background</HD>
        <P>We are issuing this advance notice of proposed rulemaking (ANPRM) to solicit public comments on standardized options that beneficiaries and their attorneys or other representatives will be able to use to resolve MSP obligations related to settlements, judgments, awards, or other payments (hereinafter, for ease of reference in this document and unless otherwise indicated, “settlement(s)”) involving future medical care while protecting Medicare's interest.</P>
        <P>When the Medicare program was enacted in 1965, Medicare was the primary payer for all services, with the exception of those covered and payable by workers' compensation. In 1980, the Congress enacted the first of a series of provisions that made Medicare the secondary payer to certain additional primary plans. These provisions are known as the Medicare Secondary Payer (MSP) provisions and are found in section 1862(b) of the Social Security Act (the Act).</P>
        <P>When specific conditions are met, these provisions in part prohibit Medicare from making payment if payment has been made or can reasonably be expected to be made by a workers' compensation law or plan, automobile and liability insurance (including self-insurance), or no-fault insurance. If payment has not been made or cannot reasonably be expected to be made promptly, Medicare is permitted to make conditional payments (that is, Medicare pays for medical claims with the expectation that it will be repaid if the beneficiary obtains a “settlement”). This is because, if Medicare makes conditional payments, the MSP statute imposes an obligation on the Secretary to recover those conditional payments, once it is established that another individual or entity is responsible for primary payment.</P>

        <P>Primary payment responsibility on the part of workers' compensation, liability insurance (including self-insurance), and no-fault insurance is generally demonstrated by settlements, judgments, awards, or other payments. When a “settlement” occurs, the “settlement” is subject to the MSP statute because a “payment has been made” with respect to medical care related to that “settlement.” By law, Medicare is subrogated to any right of an individual or any other entity to payment for items or services under a primary plan, to the extent of Medicare's payments for such medical items and services. Moreover, section 1862(b)(2)(B)(iii) of the Act provides a direct right of action to recover Medicare's conditional payments. This direct right of action, which is separate and independent from Medicare's statutory subrogation rights, may be brought to recover conditional payments<PRTPAGE P="35919"/>against any or all entities that are or were responsible for making payment for the items and services under a primary plan. The government may also recover under the direct right of action from any entity that has received payment from a primary plan or the proceeds of a primary plan's payment to any entity.</P>
        <P>Under its rights of subrogation and direct right of action, Medicare recovers for conditional payments related to the “settlement,” regardless of when the items and services are provided. Further, Medicare is prohibited from making payment when payment has been made (that is, if the beneficiary obtains a “settlement”). Medicare remains the secondary payer until the “settlement” proceeds are appropriately exhausted. It is important to note that the designation future medical care (“future medicals”) is a term specifically used to reference medical items and services provided after the date of “settlement.”</P>
        <HD SOURCE="HD1">II. Provisions of the Advanced Notice of Proposed Rulemaking</HD>
        <P>The primary purpose of this ANPRM is to respond to affected parties' requests for guidance on “future medicals” MSP obligations, specifically, how individuals/beneficiaries can satisfy those obligations effectively and efficiently. Section 111 of the Medicare, Medicaid, and SCHIP Extension Act of 2007 (MMSEA), established mandatory MSP reporting obligations. Liability insurance (including self-insurance), no-fault insurance, and workers' compensation laws or plans are required to submit information, as specified by the Secretary, to Medicare related to claims resolved through “settlements,” regardless of whether or not there is a determination or admission of liability (see 42 U.S.C. 1395y(b)(8)). While the topic of this ANPRM does not relate to the section 111 of the MMSEA reporting obligations directly, Medicare's ongoing section 111 of the MMSEA implementation efforts, as well as industry efforts to ensure compliance with section 111 of the MMSEA, have sensitized affected parties to other MSP obligations, specifically reimbursement obligations that have been long ignored or overlooked. As a result, affected parties are requesting clarity regarding “future medicals” MSP obligations and how to resolve them.</P>
        <P>Currently, individuals involved in certain workers' compensation situations are able to use Medicare's formal, yet voluntary, Medicare Set-Aside Arrangement (MSA) review process in order to determine if a proposed set-aside amount is sufficient to meet their MSP obligations related to “future medicals.” To date, Medicare has not established a similar process for individuals/beneficiaries to use to meet their MSP obligations with respect to “future medicals” in liability insurance (including self-insurance) situations. We are soliciting comment on whether and how Medicare should implement such a similar process in liability insurance situations, as well as comment on the proposed definitions and additional options outlined later in this section. We are further soliciting suggestions on options we have not included later in this section. We are most interested in the feasibility and usability of the outlined options and whether implementation of these options would provide affected parties with sufficient guidance. We want to ensure that the process related to “future medicals” is understandable, efficient, and reflects industry practice, while protecting beneficiaries and the Medicare Trust Funds.</P>
        <HD SOURCE="HD2">A. CMS Proposed General Rule</HD>
        <P>If an individual or Medicare beneficiary obtains a “settlement” and has received, reasonably anticipates receiving, or should have reasonably anticipated receiving Medicare covered and otherwise reimbursable items and services after the date of “settlement,” he or she is required to satisfy Medicare's interest with respect to “future medicals” related to his or her “settlement” using any one of the following options outlined later in this ANPRM.</P>
        <HD SOURCE="HD2">B. Proposed Definitions</HD>
        <P>Several proposed definitions have been developed for use in conjunction with the options Medicare is considering. All definitions have been considered and/or developed for the purposes of this document. We request comment on the definitions of “chronic illness/condition,” “physical trauma,” and “major trauma,” specifically, whether they are accurate and usable in terms of the presumption that future medical care will be required.</P>
        <P>We also solicit specific comment on the utility of the definition of “major trauma.” The Injury Severity Score (ISS) is one of several methods used to measure the severity of injuries when individuals have sustained more than one traumatic injury. It is generally used in predictive modeling and risk assessments to predict and evaluate emergent care required by an injured individual. We are interested in whether this type of approach is useful in guiding a determination as to whether future medical care will be required and if other approaches are available.</P>
        <P>•<E T="03">Chronic Illness/Condition:</E>means that the illness/condition persists over a long period of time. The term is generally applied when the course of a disease or condition lasts for more than 3 months. If the individual/beneficiary alleges an injury that is a chronic illness/condition, it is presumed that future medical care will be required. Examples of chronic diseases include, but are not limited to: Chronic airflow limitation, including asthma and chronic bronchitis; cancer, diabetes; quadriplegia; and nephrogenic systemic fibrosis.</P>
        <P>•<E T="03">Date of Care Completion:</E>means the date the individual/beneficiary completed treatment related to his or her “settlement.” The individual/beneficiary's treating physician must be able to attest that the individual/beneficiary has completed treatment and that no further medical care related to the “settlement” will be required.</P>
        <P>•<E T="03">Future Medical Care (“future medicals”):</E>means Medicare covered and otherwise reimbursable items and services that the individual/beneficiary received after the Date of “Settlement.” This definition specifically applies to items and services related to the individual/beneficiary's settlement, judgment, award, or other payment.</P>
        <P>•<E T="03">Physical Trauma:</E>refers to an injury (as a wound) to living tissue caused by an extrinsic agent. This also includes blunt trauma, which refers to injury caused by a blunt object or collision with a blunt surface (as in a vehicle accident or fall from a building)</P>
        <P>•<E T="03">Major Trauma:</E>major trauma means serious injury to two or more Injury Severity Score (ISS) body regions or an ISS greater than 15. The ISS body regions include the following:</P>
        <P>• Head or neck.</P>
        <P>• Face.</P>
        <P>• Chest.</P>
        <P>• Abdomen.</P>
        <P>• Extremities.</P>
        <P>• External.</P>
        <HD SOURCE="HD2">C. Proposed Options</HD>

        <P>Medicare is considering the options listed in this section of the document for developing efficient and effective means for addressing “future medicals.” Options 1 through 4 would be available to Medicare beneficiaries as well as to individuals who are not yet beneficiaries. Options 5 through 7 would be available to beneficiaries only. We request comment on the feasibility and usability of all of the options. We also request proposals for additional options for consideration.<PRTPAGE P="35920"/>
        </P>
        <P>
          <E T="03">Option 1.</E>The<E T="03">individual/beneficiary</E>pays for all related future medical care until his/her settlement is exhausted and documents it accordingly.</P>
        <P>The beneficiary may choose to govern his/her use of his/her settlement proceeds himself/herself. Under this option, he/she would be required to pay for all related care out of his/her settlement proceeds, until those proceeds are appropriately exhausted. As a routine matter, Medicare would not review documentation in conjunction with this option, but may occasionally request documentation from beneficiaries selected at random as part of Medicare's program integrity efforts.</P>
        <P>
          <E T="03">Option 2.</E>Medicare would not pursue “future medicals” if the<E T="03">individual/beneficiary's</E>case fits all of the conditions under either of the following headings:</P>

        <P>a. The amount of liability insurance (including self-insurance) “settlement” is a<E T="03">defined amount</E>or less and the following criteria are met:</P>
        <P>• The accident, incident, illness, or injury occurred one year or more before the date of “settlement;”</P>
        <P>• The underlying claim did not involve a chronic illness/condition or major trauma;</P>
        <P>• The beneficiary does not receive additional “settlements;” and</P>
        <P>• There is no corresponding workers' compensation or no-fault insurance claim.</P>

        <P>b. The amount of liability insurance (including self-insurance) “settlement” is a<E T="03">defined amount</E>or less and all of the following criteria are met:</P>
        <P>• The individual is not a beneficiary as of the date of “settlement;”</P>
        <P>• The individual does not expect to become a beneficiary within 30 months of the date of “settlement;”</P>
        <P>• The underlying claim did not involve a chronic illness/condition or major trauma;</P>
        <P>• The beneficiary does not receive additional “settlements;” and</P>
        <P>• There is no corresponding workers' compensation or no-fault insurance claim.</P>
        <P>We request comment on the appropriate defined amounts to use in Options 2a and 2b, as well as comment on the efficacy of this approach.</P>
        <P>
          <E T="03">Option 3.</E>The<E T="03">individual/beneficiary</E>acquires/provides an attestation regarding the Date of Care Completion from his/her treating physician.</P>
        <P>a. Before Settlement—When the individual/beneficiary obtains a physician attestation regarding the Date of Care Completion from his or her treating physician, and the Date of Care Completion is before the “settlement,” Medicare's recovery claim would be limited to conditional payments it made for Medicare covered and otherwise reimbursable items and services provided from the Date of Incident through and including the Date of Care Completion. As a result, Medicare's interest with respect to “future medicals” would be satisfied. The physician must attest to the Date of Care Completion and attest that the individual/beneficiary would not require additional care related to his/her “settlement.”</P>
        <P>b. After Settlement—When the individual/beneficiary obtains a physician attestation from his or her treating physician after settlement regarding the Date of Care Completion, Medicare would pursue recovery for related conditional payments it made from the date of incident through and including the date of “settlement.” Further, Medicare's interest with respect to future medical care would be limited to Medicare covered and otherwise reimbursable items and/or services provided from the date of “settlement” through and including the Date of Care Completion. The physician must attest to the Date of Care Completion and attest that the individual/beneficiary would not require additional care related to his/her “settlement.” We request comment on the efficacy and feasibility of this option.</P>
        <P>
          <E T="03">Option 4.</E>The<E T="03">Individual/Beneficiary</E>Submits Proposed Medicare Set-Aside Arrangement (MSA) Amounts for CMS' Review and Obtains Approval.</P>

        <P>Currently, we have a formal process to review proposed MSA amounts in certain workers' compensation situations. Recently we have received a high volume of requests for official review of proposed liability insurance (including self-insurance) MSA amounts. This has prompted us to consider whether we should implement a formal review process for proposed liability insurance (including self-insurance) MSA amounts. For more information related to workers' compensation MSA process, please visit<E T="03">http://www.cms.hhs.gov/Medicare/Coordination-of-Benefits/WorkersCompAgencyServices/wcsetaside.html</E>. We specifically solicit comment on how a liability MSA amount review process could be structured, including whether it should be the same as or similar to the process used in the workers' compensation arena, whether review thresholds should be imposed, etc.</P>
        <P>
          <E T="03">Option 5.</E>The<E T="03">beneficiary</E>participates in one of Medicare's recovery options.</P>
        <P>Recently, we implemented three options with respect to resolving Medicare's recovery claim in more streamlined and efficient manners. Before we issue a demand letter, the beneficiary or his/her representative may participate in one of three recovery options, which allows the beneficiary to obtain Medicare's final conditional payment amount before settlement. The three recovery options are as follows:</P>
        <P>• $300 Threshold—If a beneficiary alleges a physical trauma-based injury, obtains a liability insurance (including self-insurance) “settlement” of $300 or less, and does not receive or expect to receive additional “settlements” related to the incident, Medicare will not pursue recovery against that particular “settlement.”</P>
        <P>• Fixed Payment Option—When a beneficiary alleges a physical trauma-based injury, obtains a liability insurance (including self-insurance) “settlement” of $5,000 or less, and does not receive or expect to receive additional “settlements” related to the incident, the beneficiary may elect to resolve Medicare's recovery claim by paying 25 percent of the gross “settlement” amount.</P>
        <P>• Self-Calculated Conditional Payment Option—When a beneficiary alleges a physical trauma-based injury that occurred at least 6 months prior to electing the option, anticipates obtaining a liability insurance (including self-insurance) “settlement” of $25,000 or less, demonstrates that care has been completed, and has not received nor expects to receive additional “settlements” related to the incident, the beneficiary may self-calculate Medicare's recovery claim. Medicare would review the beneficiary's self-calculated amount and provide confirmation of Medicare's final conditional payment amount.</P>
        <P>Each of the options is employed in such a way that Medicare's interest with respect to future medicals is, in effect, satisfied for the specified “settlement.” Therefore, when a beneficiary participates in any one of these recovery options, the beneficiary has also met his/her obligation with respect to future medicals. We solicit comment on proposed expansions of these options and the justification for that proposed expansion, as well as any suggestions about how to improve the three options we recently implemented.</P>
        <P>
          <E T="03">Option 6.</E>The<E T="03">Beneficiary</E>Makes an Upfront Payment.</P>
        <P>We are currently considering two variations of an “upfront payment option.”</P>

        <P>a. If Ongoing Responsibility For Medicals was imposed, demonstrated or accepted and medicals are calculated through the life of the beneficiary or the life of the injury.<PRTPAGE P="35921"/>
        </P>
        <P>If ongoing responsibility for medicals was imposed, demonstrated or accepted from the date of “settlement” through the life of the beneficiary or life of the injury, we may review and approve a proposed amount to be paid as an upfront lump sum payment for the full amount of the calculated cost for all related future medical care. This option would generally apply in workers' compensation, no-fault insurance situations or when life-time medicals are imposed by law. In effect, this option may be used in place of administering a MSA if we have reviewed and approved a proposed MSA amount. We solicit comment on how to develop this process, the efficacy of it, and whether it would be utilized.</P>
        <P>b. If Ongoing Responsibility for Medicals was Not Imposed, Demonstrated or Accepted.</P>
        <P>If a beneficiary obtains a “settlement,” our general rule stated previously applies to the “settlement,” and ongoing responsibility for medicals has not been imposed on, demonstrated by or accepted by the defendant, the beneficiary may elect to make an upfront payment to Medicare in the amount of a specified percentage of “beneficiary proceeds.” This option would most often apply in liability insurance (including self-insurance situations, primarily due to policy caps. For the purposes of this option, the term “beneficiary proceeds” would be calculated by subtracting from the total “settlement” amount attorney fees and procurement costs borne by the beneficiary, Medicare's demand amount (for conditional payments made by Medicare), and certain additional medical expenses the beneficiary paid out of pocket. Such additional medical expenses are specifically limited to items and services listed in 26 U.S.C. 213(d)(1)(A) through (C) and 26 U.S.C. 213(d)(2). The calculation of beneficiary proceeds does not include medical expenses paid by, or that are the responsibility of, a source other than the beneficiary. We specifically solicit comment on how to develop this process, its efficacy, and whether it would be utilized. We further request comment on the calculation of beneficiary proceeds, the appropriate percentage(s) to be used, and how the percentage(s) is/are justified.</P>
        <P>
          <E T="03">Option 7.</E>The Beneficiary Obtains a Compromise or Waiver of Recovery.</P>
        <P>If the beneficiary obtains either a compromise or a waiver of recovery, Medicare would have the discretion to not pursue future medicals related to the specific “settlement” where the compromise or waiver of recovery was granted. If the beneficiary obtains additional “settlements,” Medicare would review the conditional payments it made and adjust its claim for past and future medicals accordingly. We specifically solicit comment on whether this approach is practical and usable, as it relates to “future medicals.”</P>
        <P>Again, we also solicit comment on additional options we may consider in order to provide workable solutions for beneficiaries with respect to resolving “future medicals” obligations.</P>
        <HD SOURCE="HD1">IV. Collection of Information Requirements</HD>
        <P>This document does not impose information collection and recordkeeping requirements. Consequently, it need not be reviewed by the Office of Management and Budget under the authority of the Paperwork Reduction Act of 1995.</P>
        <HD SOURCE="HD1">V. Response to Comments</HD>

        <P>Because of the large number of public comments we normally receive on<E T="04">Federal Register</E>documents, we are not able to acknowledge or respond to them individually. We will consider all comments we receive by the date and time specified in the<E T="02">DATES</E>section of this preamble, and, when we proceed with a subsequent document, we will respond to the comments in the preamble to that document.</P>
        
        <EXTRACT>
          <FP>(Catalog of Federal Domestic Assistance Program No. 93.773, Medicare—Hospital Insurance; and Program No. 93.774, Medicare—Supplementary Medical Insurance Program)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: April 24, 2012.</DATED>
          <NAME>Marilyn Tavenner,</NAME>
          <TITLE>Acting Administrator, Centers for Medicare &amp; Medicaid Services.</TITLE>
          <DATED>Approved: May 8, 2012.</DATED>
          <NAME>Kathleen Sebelius,</NAME>
          <TITLE>Secretary, Department of Health and Human Services.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14678 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4120-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Defense Acquisition Regulations System</SUBAGY>
        <CFR>48 CFR Parts 211, 212, 218, 246, 252 and Appendix F to Chapter 2</CFR>
        <RIN>RIN 0750-AH64</RIN>
        <SUBJECT>Defense Federal Acquisition Regulation Supplement: Item Unique Identifier Update (DFARS Case 2011-D055)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Defense Acquisition Regulations System, Department of Defense (DoD).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>DoD is proposing to amend the Defense Federal Acquisition Regulation Supplement (DFARS) to update and clarify requirements for unique identification and valuation of items delivered under DoD contracts. The proposed rule revises the applicable prescription and contract clause to reflect the current requirements.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Comment Date:</E>Comments on the proposed rule should be submitted in writing to the address shown below on or before August 14, 2012, to be considered in the formation of a final rule.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit comments identified by DFARS Case 2011-D055, using any of the following methods:</P>
          <P>○<E T="03">Regulations.gov: http://www.regulations.gov.</E>Submit comments via the Federal eRulemaking portal by inputting “DFARS Case 2011-D055” under the heading “Enter keyword or ID” and selecting “Search.” Select the link “Submit a Comment” that corresponds with “DFARS Case 2011-D055.” Follow the instructions provided at the “Submit a Comment” screen. Please include your name, company name (if any), and “DFARS Case 2011-D055” on your attached document.</P>
          <P>○<E T="03">Email: dfars@osd.mil.</E>Include DFARS Case 2011-D055 in the subject line of the message.</P>
          <P>○<E T="03">Fax:</E>571-372-6094.</P>
          <P>○<E T="03">Mail:</E>Defense Acquisition Regulations System, Attn: Mr. Dustin Pitsch, OUSD (AT&amp;L) DPAP/DARS, Room 3B855, 3060 Defense Pentagon, Washington, DC 20301-3060.</P>

          <P>Comments received generally will be posted without change to<E T="03">http://www.regulations.gov,</E>including any personal information provided. To confirm receipt of your comment(s), please check<E T="03">www.regulations.gov,</E>approximately two to three days after submission to verify posting (except allow 30 days for posting of comments submitted by mail).</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Mr. Dustin Pitsch, telephone 571-372-6090.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>

        <P>The contract clause at DFARS 252.211-7003, Item Identification and Valuation, requires unique identification for all delivered items for which the Government's unit acquisition cost is $5,000 or more and for other items designated by the Government. In addition, the clause requires identification of the Government's unit acquisition cost for all delivered items, and provides<PRTPAGE P="35922"/>instructions to contractors regarding the identification and valuation processes.</P>
        <P>This proposed rule revises the prescription and the clause at DFARS 252.211-7003 to update and clarify instructions for the identification and valuation processes. The changes include—</P>
        <P>• Adding definitions for data matrix and type designation;</P>
        <P>• Specifically addressing item unique identification requirements for items with warranty requirements; DoD serially managed items, and special tooling or special test equipment;</P>
        <P>• Clarifying of data submission requirements for a Major Defense Acquisition Program; and,</P>
        <P>• Adding an alternative data submission method using either hard copy or a wide-area-workflow attachment.</P>
        <HD SOURCE="HD1">II. Executive Orders 12866 and 13563</HD>
        <P>Executive Orders (E.O.s) 12866 and 13563 direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). E.O. 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. This is not a significant regulatory action and, therefore, was not subject to review under section 6(b) of E.O. 12866, Regulatory Planning and Review, dated September 30, 1993. This rule is not a major rule under 5 U.S.C. 804.</P>
        <HD SOURCE="HD1">III. Regulatory Flexibility Act</HD>

        <P>DoD does not expect this proposed rule to have a significant economic impact on a substantial number of small entities within the meaning of the Regulatory Flexibility Act, 5 U.S.C. 601,<E T="03">et seq.,</E>because the changes being made do not increase the burden of the item unique identification requirements, nor do they cause the requirement to be applicable to any additional small businesses. However, an initial regulatory flexibility analysis has been performed and is summarized as follows:</P>
        <P>The proposed changes are being made to refine the language of the regulations and update the clause and prescription to comply with existing item unique identification policy. This DFARS case also adds reporting requirements for special tooling and special test equipment, warranty, and type designation, updates text to describe the reason for the policy, clears up language that has been confusing in practice, and adds an alternative method of data submission using either hard copy or a wide-area-workflow attachment. It also eliminates Alternate I of DFARS 252.211-7003, which cites reporting requirements covered by other mechanisms.</P>
        <P>This rule will apply to small businesses involved in manufacturing. There are currently 1,495 small businesses registered in the Item Unique Identification Registry, out of 2,431 total companies registered. The changes made by this rule will not affect the number of businesses required to be registered in the Item Unique Identification Registry.</P>
        <P>This rule does not add any new information collection requirements as it only clarifies existing requirements.</P>
        <P>The rule does not duplicate, overlap, or conflict with any other Federal rules.</P>
        <P>No alternatives were determined that will accomplish the objectives of the rule.</P>
        <P>DoD invites comments from small business concerns and other interested parties on the expected impact of this rule on small entities.</P>
        <P>DoD will also consider comments from small entities concerning the existing regulations in subparts affected by this rule in accordance with 5 U.S.C. 610. Interested parties must submit such comments separately and should cite 5 U.S.C. 610 (DFARS Case 2011-D055), in correspondence.</P>
        <HD SOURCE="HD1">IV. Paperwork Reduction Act</HD>
        <P>This rule does not add any new information collection requirements that require the approval of the Office of Management and Budget under the Paperwork Reduction Act (44 U.S.C. chapter 35) beyond those already covered by OMB Control Numbers 0704-0246 and 0704-0248. OMB Control Number 0704-0246, titled “Defense Federal Acquisition Regulations Supplement (DFARS) Part 245, Government Property, related clauses in DFARS 252, and related forms in DFARS 253,” which includes information collection requirements for DFARS subpart 211.274. OMB Control Number 0704-0248, titled “Defense Federal Acquisition Regulations Supplement (DFARS) Appendix F, Material Inspection and Receiving Report and related forms,” which covers all information submitted through the Wide Area Workflow system.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 48 CFR Parts 211, 212, 218, 246, 252 and Appendix F</HD>
          <P>Government procurement.</P>
        </LSTSUB>
        <SIG>
          <NAME>Mary Overstreet,</NAME>
          <TITLE>Editor, Defense Acquisition Regulations System.</TITLE>
        </SIG>
        
        <P>Therefore 48 CFR parts 211, 212, 218, 246, 252, and Appendix F are amended as follows:</P>
        <P>1. The authority citation for 48 CFR parts 211, 218, and 246 is revised to read as follows:</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>41 U.S.C. 1303 and 48 CFR chapter 1.</P>
        </AUTH>
        <PART>
          <HD SOURCE="HED">PART 211—DESCRIBING AGENCY NEEDS</HD>
          <P>2. The section heading for section 211.274 is revised to read as follows:</P>
          <SECTION>
            <SECTNO>211.274</SECTNO>
            <SUBJECT>Item unique identification and valuation requirements.</SUBJECT>
            <P>3. Revise section 211.274-1 to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>211.274-1</SECTNO>
            <SUBJECT>General.</SUBJECT>
            <P>Item unique identification and valuation is a system of marking, valuing, and tracking items delivered to DoD that enhances logistics, contracting, and financial business transactions supporting the United States and coalition troops. Through item unique identification policy, which capitalizes on leading practices and embraces open standards, DoD—</P>
            <P>(a) Achieves lower life-cycle cost of item management and improve life-cycle property management;</P>
            <P>(b) Improves operational readiness;</P>
            <P>(c) Provides reliable accountability of property and asset visibility throughout the life cycle;</P>
            <P>(d) Reduces the burden on the workforce through increased productivity and efficiency; and</P>
            <P>(e) Ensures item level traceability throughout lifecycle to strengthen supply chain integrity, enhance cyber security and combat counterfeiting.</P>
            <P>4. Section 211.274-2 is amended by—</P>
            <P>a. Revising the section heading;</P>
            <P>b. Revising paragraph (a);</P>
            <P>c. Revising paragraph (b) introductory text;</P>
            <P>d. Revising paragraph (b)(2) introductory text; and</P>
            <P>e. Revising paragraph (b)(2)(ii).</P>
            <P>The revisions read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>211.274-2</SECTNO>
            <SUBJECT>Policy for item unique identification.</SUBJECT>

            <P>(a) It is DoD policy that DoD item unique identification, or a DoD recognized unique identification equivalent, is required for all delivered items, including items of contractor-acquired property delivered on contract<PRTPAGE P="35923"/>line items (see PGI 245.402-71 for guidance when delivery of contractor acquired property is required)—</P>
            <P>(1) For which the Government's unit acquisition cost is $5,000 or more;</P>
            <P>(2) For which the Government's unit acquisition cost is less than $5,000, when identified by the requiring activity as serially managed;</P>
            <P>(3) For mission essential, controlled inventory, or other items when the Government's unit acquisition cost is less than $5,000, and the requiring activity determines that permanent identification is required; or</P>
            <P>(4) Regardless of value for any—</P>
            <P>(i) DoD serially managed subassembly, component, or part embedded within a subassembly, component, or part;</P>
            <P>(ii) Parent item (as defined in 252.211-7003(a)) that contains the embedded subassembly, component, or part;</P>
            <P>(iii) Warranted serialized item;</P>
            <P>(iv) Item of special tooling or special test equipment as defined at FAR 2.101 for a major defense acquisition program that is designated for preservation and storage in accordance with the requirements of section 815 of the National Defense Authorization Act for Fiscal Year 2009 (Pub. L. 110-417);</P>
            <P>(v) DoD serially managed item (reparable or nonreparable); and</P>
            <P>(vi) High risk item identified by the requiring activity as vulnerable to supply chain threat, a target of cyber threats, or counterfeiting.</P>
            <P>(b)<E T="03">Exceptions.</E>The Contractor will not be required to provide DoD item unique item identification if—</P>
            <P>(1) * * *</P>
            <P>(2) A determination and findings has been executed concluding that it is more cost effective for the Government requiring activity to assign, mark, and register the unique item identifier after delivery, and the item is acquired from a small business concern, or is a commercial item acquired under FAR part 12 or part 8.</P>
            <P>(i) * * *</P>

            <P>(ii) Send a signed copy of the determination and findings required by paragraph (b)(2)(i) of this subsection to DPAP, PDI, 3060 Defense Pentagon, 3E1044, Washington, DC 20301-3060; or by email to<E T="03">DPAP_PDI@osd.mil.</E>
            </P>
            <P>5. Section 211.274-3 is amended by—</P>
            <P>a. Revising paragraph (a); and</P>
            <P>b. Amending paragraph (c) by removing the word “need” and adding in its place the word “shall”.</P>
          </SECTION>
          <SECTION>
            <SECTNO>211.274-3</SECTNO>
            <SUBJECT>Policy for valuation.</SUBJECT>
            <P>(a) It is DoD policy that contractors shall be required to identify the Government's unit acquisition cost for all deliverable end items to which item unique identification applies.</P>
            <STARS/>
            <P>6. Section 211.274-4 is amended by—</P>
            <P>a. Revising the section heading;</P>
            <P>b. Revising the introductory text;</P>
            <P>c. Removing paragraphs (a), (b), and (c);</P>
            <P>d. Redesignating paragraphs (d) through (h) as paragraphs (a) through (e); and</P>
            <P>e. In the newly redesignated paragraph (a), removing the word “Part” and adding in its place the word “part”.</P>
            <P>The revisions read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>211.274-4</SECTNO>
            <SUBJECT>Policy for reporting of Government-furnished property.</SUBJECT>
            <P>It is DoD policy that Government-furnished property be recorded in the DoD Item Unique Identification Registry, except for—</P>
            <STARS/>
            <P>7. Amend section 211.274-6 by—</P>
            <P>a. Revising paragraph (a); and</P>
            <P>b. Amending paragraph (c)(1) to remove the words “252.211-7003, Item Identification and Valuation” and insert in its place the words “252.211-7003, Item Unique Identification and Valuation”.</P>
            <P>The revisions read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>211.274-6</SECTNO>
            <SUBJECT>Contract clauses.</SUBJECT>
            <P>(a)(1) Use the clause at 252.211-7003, Item Unique Identification and Valuation, in solicitations and contracts—</P>
            <P>(i) For supplies, unless the conditions in 211.274-2(b) apply;</P>
            <P>(ii) For services that involve the furnishing of supplies, unless the conditions in 211.274-2(b) apply;</P>
            <P>(iii) That contain the clause at FAR 52.245-1; or</P>
            <P>(iv) That contain the clause at 252.211-7007.</P>
            <P>(2) Complete paragraph (c)(1)(i) of the clause with the contract line, subline, or exhibit line item numbers of any line items excluded from coverage in accordance with 211.274-2(b)(3).</P>
            <P>(3) Identify in paragraph (c)(1)(ii) of the clause the contract line, subline, or exhibit line item number and description of any item(s) below $5,000 in unit acquisition cost for which DoD item unique identification or a DoD recognized unique identification equivalent is required in accordance with 211.274-2(a)(2) or (3).</P>
            <P>(4) Identify in paragraph (c)(1)(iii) of the clause the applicable attachment number, when DoD item unique identification or a DoD recognized unique identification equivalent is required in accordance with 211.274-2(a)(4) (i) through (vi).</P>
            <STARS/>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 212—ACQUISITION OF COMMERCIAL ITEMS</HD>
          <P>8. The authority citation for 48 CFR part 212 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>41 U.S.C. 1303 and 48 CFR chapter 1.</P>
          </AUTH>
          <SECTION>
            <SECTNO>212.301</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>9. Section 212.301(f)(iv)(D) is amended by—</P>
            <P>a. Removing the words “252.211-7003, Item Identification and Valuation” and adding in its place the words “252.211-7003, Item Unique Identification and Valuation”; and</P>
            <P>b. Removing “211.274-4” and adding in its place “211.274-6(a)”.</P>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 218—EMERGENCY ACQUISITIONS</HD>
          <P>10. Section 218.201(2) is revised to read as follows:</P>
          <SECTION>
            <SECTNO>218.201</SECTNO>
            <SUBJECT>Contingency operation.</SUBJECT>
            <STARS/>
            <P>(2)<E T="03">Policy for item unique identification.</E>Contractors will not be required to provide DoD item unique identification if the items, as determined by the head of the agency, are to be used to support a contingency operation. See 211.274-2(b).</P>
            <STARS/>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 246—QUALITY ASSURANCE</HD>
          <SECTION>
            <SECTNO>246.710</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>11. Section 246.710(5)(i) is amended by removing “252.211-7003, Item Identification and Valuation” and adding in its place “252.211-7003, Item Unique Identification and Valuation”.</P>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 252—SOLICITATION PROVISIONS AND CONTRACT CLAUSES</HD>
          <P>12. The authority citation for 48 CFR part 252 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>41 U.S.C. 1303 and 48 CFR chapter 1.</P>
          </AUTH>
          
          <P>13. Section 252.211-7003 is amended by—</P>
          <P>a. Revising the section heading;</P>
          <P>b. Revising the clause heading;</P>
          <P>c. Removing from the clause heading “(JUN 2011)” and adding in its place “(DATE)”;</P>
          <P>d. Amending paragraph (a) definitions by—</P>
          <P>(i) Adding, in alphabetical order, definitions for “Data matrix” and “Type designation”;</P>
          <P>(ii) Removing the definition title “DoD unique item identification” and adding in its place “DoD item unique identification”.</P>
          <P>e. Revising paragraph (c);<PRTPAGE P="35924"/>
          </P>
          <P>f. Amending paragraph (d) by—</P>
          <P>i. Revising the introductory text; and</P>
          <P>ii. Adding subparagraphs (12), (13), and (14).</P>
          <P>g. Amending paragraph (e) by revising the introductory text;</P>
          <P>h. Revising paragraph (f); and</P>
          <P>i. Removing Alternate I of the basic clause.</P>
          <P>The additions and revisions read as follows:</P>
          <SECTION>
            <SECTNO>252.211-7003</SECTNO>
            <SUBJECT>Item Unique Identification and Valuation.</SUBJECT>
            <P>As prescribed in 211.274-6(a), use the following clause:</P>
            <HD SOURCE="HD1">ITEM UNIQUE IDENTIFICATION AND VALUATION (DATE)</HD>
            
            <EXTRACT>
              <P>(a) * * *</P>
              <P>“Data matrix” means a two-dimensional matrix symbology, which is made up of square modules arranged within a perimeter finder pattern and uses the Error Checking and Correction 200 (Reed-Solomon error correction algorithm). * * *</P>
              <P>“Type designation” means a combination of letters and numerals assigned by the Government to a complete item, such as a major end item, assembly or subassembly, as appropriate, to provide a convenient means of differentiating between items having the same basic name and to indicate modifications and changes thereto.</P>
              <STARS/>
              <P>(c)<E T="03">Unique item identifier.</E>
              </P>
              <P>(1) The Contractor shall provide a unique item identifier for the following:</P>
              <P>(i) Delivered items for which the Government's unit acquisition cost is $5,000 or more, except for the following line items:</P>
              <FP>Contract Line, Subline, or</FP>
              <FP>Exhibit Line Item Number</FP>
              <FP>Item Description</FP>
              
              <FP SOURCE="FP-DASH"/>
              
              <FP SOURCE="FP-DASH"/>
              
              <FP SOURCE="FP-DASH"/>
              
              <P>(ii) Items for which the Government's unit acquisition cost is less than $5,000 that are identified in the Schedule or the following table:</P>
              <FP>Contract Line, Subline, or</FP>
              <FP>Exhibit Line Item Number</FP>
              <FP>Item Description</FP>
              
              <FP SOURCE="FP-DASH"/>
              
              <FP SOURCE="FP-DASH"/>
              
              <P>
                <E T="03">(If items are identified in the Schedule, insert “See Schedule” in this table.)</E>
              </P>
              <P>(iii) Subassemblies, components, and parts embedded within delivered items, items with warranty requirements, DoD serially managed reparables and DoD serially managed nonreparables as specified in Attachment Number __.</P>
              <P>(iv) Any item of special tooling or special test equipment as defined in FAR 2.101 that have been designated for preservation and storage for a Major Defense Acquisition Program as specified in Attachment Number __.</P>
              <P>(v) Any item not included in (i), (ii), (iii), and (iv) for which the contractor, at its own expense, creates and marks a unique item identifier for traceability.</P>
              <P>(2) The unique item identifier assignment and component data element combination shall not be duplicated on any other item marked by the contractor.</P>
              <P>(3) The unique item identifier component data elements shall be marked on an item using two dimensional data matrix symbology that complies with ISO/IEC International Standard 16022, Information technology—International symbology specification—Data matrix.</P>
              <P>(4)<E T="03">Data syntax and semantics of unique item identifiers.</E>The Contractor shall ensure that—</P>
              <P>(i) The data elements (except issuing agency code) of the unique item identifier are encoded within the data matrix symbol that is marked on the item using one of the following three types of data qualifiers, as determined by the Contractor:</P>
              <P>(A) Application Identifiers (AIs) (Format Indicator 05 of ISO/IEC International Standard 15434), in accordance with ISO/IEC International Standard 15418, Information Technology—EAN/UCC Application Identifiers and Fact Data Identifiers and Maintenance and ANSI MH 10.8.2 Data Identifier and Application Identifier Standard.</P>
              <P>(B) Data Identifiers (DIs) (Format Indicator 06 of ISO/IEC International Standard 15434), in accordance with ISO/IEC International Standard 15418, Information Technology—EAN/UCC Application Identifiers and Fact Data Identifiers and Maintenance and ANSI MH 10.8.2 Data Identifier and Application Identifier Standard.</P>
              <P>(C) Text Element Identifiers (TEIs) (Format Indicator 12 of ISO/IEC International Standard 15434), in accordance with the Air Transport Association Common Support Data Dictionary; and</P>
              <P>(ii) The encoded data elements of the unique item identifier conform to the transfer structure, syntax, and coding of messages and data formats specified for Format Indicators 05, 06, and 12 in ISO/IEC International Standard 15434, Information Technology—Transfer Syntax for High Capacity Automatic Data Capture Media.</P>
              <P>(5)<E T="03">Unique item identifier.</E>
              </P>
              <P>(i) The Contractor shall—</P>
              <P>(A) Determine whether to—</P>
              <P>
                <E T="03">(1)</E>Serialize within the enterprise identifier;</P>
              <P>
                <E T="03">(2)</E>Serialize within the part, lot, or batch number; or</P>
              <P>
                <E T="03">(3)</E>Use a DoD recognized unique identification equivalent (e.g. Vehicle Identification Number); and</P>
              <P>(B) Place the data elements of the unique item identifier (enterprise identifier; serial number; DoD recognized unique identification equivalent; and for serialization within the part, lot, or batch number only: original part, lot, or batch number) on items requiring marking by paragraph (c)(1) of this clause, based on the criteria provided in MIL-STD-130, Identification Marking of U.S. Military Property, latest version.</P>
              <P>(C) Label shipments and storage containers and packages that contain uniquely identified items in accordance with the requirements of MIL-STD-129, Military Marking for Shipment and Storage, latest version.</P>
              <P>(D) Verify that the marks on items, shipments and storage containers and packages are machine readable and conform to the applicable standards.</P>
              <P>(ii) The issuing agency code—</P>
              <P>(A) Shall not be placed on the item; and</P>
              <P>(B) Shall be derived from the data qualifier for the enterprise identifier.</P>
              <P>(d) For each item that requires item unique identification under paragraph (c)(1)(i), (ii) or (iv) of this clause or when item unique identification is provided under paragraph (c)(1)(v) in addition to the information provided as part of the Material Inspection and Receiving Report specified elsewhere in this contract, the Contractor shall report at the time of delivery, as part of the Material Inspection and Receiving Report, the following information:</P>
              <STARS/>
              <P>(12) Type designation of the item as specified in the contract specifications, if any.</P>
              <P>(13) Whether the item is an item of Special Tooling or Special Test Equipment.</P>
              <P>(14) Whether the item is covered by a warranty.</P>
              <P>(e) For embedded subassemblies, components, and parts that require DoD item unique identification under paragraph (c)(1)(iii) of this clause or when item unique identification is provided under paragraph (c)(1)(v), the Contractor shall report as part of the Material Inspection and Receiving Report specified elsewhere in this contract, the following information:</P>
              <STARS/>
              <P>(f) The Contractor shall submit the information required by paragraphs (d) and (e) of this clause as follows:</P>

              <P>(1) End items shall be reported using the receiving report capability in WAWF in accordance with the clause at 252.232-7003. If WAWF is not required by this contract, follow the procedures at<E T="03">http://www.acq.osd.mil/dpap/pdi/uid/data_submission_information.html.</E>
              </P>
              <P>(2) Embedded items shall be reported by one of the following methods—</P>
              <P>(i) Use of the embedded items capability in WAWF;</P>

              <P>(ii) Direct data submission to the IUID Registry following the procedures and formats at<E T="03">http://www.acq.osd.mil/dpap/pdi/uid/data_submission_information.html;</E>or</P>
              <P>(iii) Via WAWF as a deliverable attachment for exhibit line item __ Unique Item Identifier Report for Embedded Items, Contract Data Requirements List, DD Form 1423.</P>
              <STARS/>
              <P>(End of clause)</P>
            </EXTRACT>
            
            <P>14. Amend section 252.225-7039 by—</P>
            <P>a. Removing from the clause heading “(AUG 2011)” and adding in its place “(DATE)”; and</P>
            <P>b. Revising paragraph (b)(1)(ii)(B) to read as follows.</P>
          </SECTION>
          <SECTION>
            <SECTNO>252.225-7039</SECTNO>
            <SUBJECT>Contractors Performing Private Security Functions.</SUBJECT>
            <STARS/>
            <PRTPAGE P="35925"/>
            <P>(b) * * *</P>

            <P>(B) In addition, all weapons that are Government-furnished property must be assigned a unique identifier in accordance with the clauses at DFARS 252.211-7003, Item Unique Identification and Valuation, and DFARS 252.245-7001, Tagging, Labeling, and Marking of Government-Furnished Property, and physically marked in accordance with MIL-STD 130 (current version) and DoD directives and instructions. The items must be registered in the DoD Item Unique Identification (IUID) Registry (<E T="03">https://www.bpn.gov/iuid/</E>);</P>
            <STARS/>
            <HD SOURCE="HD1">Appendix F: Material Inspection And Receiving Report</HD>
            <HD SOURCE="HD1">F-103[Amended]</HD>
            <HD SOURCE="HD1">F-301[Amended]</HD>
            <P>15. The authority citation for 48 CFR chapter 2 appendix F continues to read as follows:</P>
            <AUTH>
              <HD SOURCE="HED">Authority:</HD>
              <P>41 U.S.C. 1303 and 48 CFR chapter 1.</P>
            </AUTH>
            
            <P>16. Section F-103, paragraph (e)(1) is amended by removing “DFARS 252.211-7003, Item Identification and Valuation” and adding in its place “DFARS 252.211-7003, Item Unique Identification and Evaluation”.</P>
            <P>17. Section F-301, paragraph (18)(i) is amended by removing “DFARS 252.211-7003, Item Identification and Valuation” and adding in its place “DFARS 252.211-7003, Item Unique Identification and Evaluation”.</P>
            <STARS/>
          </SECTION>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-14289 Filed 6-14-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 5001-06-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <CFR>50 CFR Part 679</CFR>
        <DEPDOC>[Docket No. 120416007-2150-01]</DEPDOC>
        <RIN>RIN 0648-BB67</RIN>
        <SUBJECT>Fisheries of the Exclusive Economic Zone Off Alaska; Monitoring and Enforcement Requirements in the Bering Sea and Aleutian Islands Freezer Longline Fleet</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>NMFS issues a proposed rule that would modify equipment and operational requirements for freezer longliners (catcher/processors) named on License Limitation Program (LLP) licenses endorsed to catch and process Pacific cod at sea with hook-and-line gear in the Bering Sea and Aleutian Islands Management Area (BSAI). If approved, the proposed regulations would require vessel owners to select between two monitoring options: carry two observers so that all catch can be sampled, or carry one observer and use a motion-compensated scale to weigh Pacific cod before it is processed. The selected monitoring option would be required to be used when the vessel is operating in either the BSAI or Gulf of Alaska groundfish fisheries when directed fishing for Pacific cod is open in the BSAI, or while the vessel is fishing for groundfish under the Western Alaska Community Development Quota (CDQ) Program. A vessel owner who notifies NMFS that the vessel will not be used to conduct directed fishing for Pacific cod in the BSAI or to conduct groundfish CDQ fishing at any time during a particular year would not be required to select one of the monitoring options and would continue to follow observer coverage and catch reporting requirements that apply to catcher/processors not subject to this proposed action. These regulatory amendments address the need for enhanced catch accounting, monitoring, and enforcement created by the formation of a voluntary cooperative by the BSAI longline catcher/processor subsector in 2010, and are necessary to improve the precision of the accounting for allocated quota species. This action is intended to promote the goals and objectives of the Fishery Management Plan for Groundfish of the Bering Sea and Aleutian Islands Management Area, the Fishery Management Plan for Groundfish of the Gulf of Alaska, the Magnuson-Stevens Fishery Conservation and Management Act, and other applicable laws.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be received no later than 1700 hours, Alaska local time (A.L.T.) July 16, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by FDMS Docket Number NOAA-NMFS-2011-0278, by any one of the following methods:</P>
          <P>•<E T="03">Electronic Submissions:</E>Submit all electronic public comments via the Federal eRulemaking Portal Web site at<E T="03">http://www.regulations.gov.</E>To submit comments via the e-Rulemaking Portal, first click the “Submit a Comment” icon, then enter NOAA-NMFS-2011-0278 in the keyword search. Locate the document you wish to comment on from the resulting list and click on the “Submit a Comment” icon on the right of that line.</P>
          <P>•<E T="03">Mail:</E>Address written comments to Glenn Merrill, Assistant Regional Administrator, Sustainable Fisheries Division, Alaska Region NMFS, Attn: Ellen Sebastian. Mail comments to P.O. Box 21668, Juneau, AK 99802-1668.</P>
          <P>•<E T="03">Fax:</E>Address written comments to Glenn Merrill, Assistant Regional Administrator, Sustainable Fisheries Division, Alaska Region NMFS, Attn: Ellen Sebastian. Fax comments to 907-586-7557.</P>
          <P>•<E T="03">Hand delivery to the Federal Building:</E>Address written comments to Glenn Merrill, Assistant Regional Administrator, Sustainable Fisheries Division, Alaska Region NMFS, Attn: Ellen Sebastian. Deliver comments to 709 West 9th Street, Room 420A, Juneau, AK.</P>

          <P>Comments must be submitted by one of the above methods to ensure that they are received, documented, and considered by NMFS. Comments sent by any other method, to any other address or individual, or received after the end of the comment period, may not be considered. All comments received are a part of the public record and will generally be posted to<E T="03">http://www.regulations.gov</E>without change. All Personal Identifying Information (e.g., name, address) voluntarily submitted by the commenter will be publicly accessible. Do not submit Confidential Business Information or otherwise sensitive or protected information. NMFS will accept anonymous comments (enter N/A in the required fields, if you wish to remain anonymous). Attachments to electronic comments will be accepted in Microsoft Word, Excel, WordPerfect, or Adobe portable document file (pdf) formats only.</P>

          <P>Electronic copies of the Regulatory Impact Review and Environmental Assessment (RIR/EA) prepared for this action may be obtained from<E T="03">http://www.regulations.gov</E>or from the NMFS Alaska Region Web site at<E T="03">http://alaskafisheries.noaa.gov.</E>
          </P>

          <P>Electronic copies of NOAA Technical Memorandum NMFS-F/AKR-10 “Investigation of Weight Loss in Pacific cod (<E T="03">Gadus macrocephalus</E>) Due to Exsanguination” may be obtained at<E T="03">http://docs.lib.noaa.gov/noaa_documents/NMFS/AlaskaRegionalOfc/TM-FAKR/NOAA-TM-FAKR-10.pdf.</E>
          </P>

          <P>Written comments regarding the burden-hour estimates or other aspects of the collection-of-information requirements contained in this proposed<PRTPAGE P="35926"/>rule may be submitted to NMFS (see<E T="02">ADDRESSES</E>) and by email to<E T="03">OIRA_Submission@omb.eop.gov,</E>or by fax to 202-395-7285.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Jennifer Watson, 907-586-7228.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>NMFS manages the U.S. groundfish fisheries of the exclusive economic zone off Alaska under the Fishery Management Plan for Groundfish of the Gulf of Alaska (GOA FMP) and the Fishery Management Plan for Groundfish of the Bering Sea and Aleutian Islands Management Area (BSAI FMP). The FMPs were prepared by the North Pacific Fishery Management Council (Council) and approved by the Secretary of Commerce under authority of the Magnuson-Stevens Fishery Conservation and Management Act, 16 U.S.C. 1801<E T="03">et seq.</E>(Magnuson-Stevens Act). The FMPs are implemented by regulations at 50 CFR parts 679 and 680.</P>
        <HD SOURCE="HD1">Background</HD>
        <P>NMFS proposes new monitoring and enforcement provisions applicable to vessels participating in the BSAI longline catcher/processor (C/P) subsector as a result of several pieces of legislation passed by Congress and recent changes to fishery management regulations. NMFS uses the term “longline catcher/processor subsector” in this proposed rule consistent with the term as used in section 219(a)(6) of the Department of Commerce and Related Agencies Appropriations Act, 2005 (Pub. L. 108-447, 118 Stat. 2887 (Dec. 8, 2004)), which is described later in the proposed rule. Specifically, the legislative and regulatory changes that necessitate this proposed action are (1) Legislation that created a defined class of participants in the BSAI longline C/P subsector, (2) regulatory amendments that allocated a specific quantity of Pacific cod resources in the BSAI to the defined class of longline C/P subsector participants, and (3) legislation that allowed BSAI longline C/P subsector participants to receive exclusive catch privileges. In combination, these changes create the opportunity for the BSAI longline C/P subsector to form a voluntary fishing cooperative whose members have a de facto catch share program because they control fishing for the longline C/P subsector's allocation of Pacific cod in the BSAI. For reasons described in more detail below, vessels fishing under a voluntary cooperative require a higher level of monitoring to ensure accurate reporting of the catch of species allocated to the subsector. The following sections describe the legislation and regulatory changes, how those changes create the need for the proposed action, and the specific measures proposed to improve NMFS' monitoring of catch by the BSAI longline C/P subsector.</P>
        <HD SOURCE="HD2">The BSAI Longline C/P Subsector</HD>
        <P>Under the LLP, which was implemented by NMFS on January 1, 2000, an LLP license is required for all vessels directed fishing for groundfish in the BSAI. With limited exemptions for smaller vessels and vessels using a limited amount of jig gear, a vessel must be designated on an LLP license to directed fish for groundfish. For a vessel designated on an LLP license, the LLP license authorizes the type of fishing gear that may be used by the vessel, the maximum size of the vessel, and whether the vessel may catch and process fish at sea (C/P) or if it is limited to delivering catch without at-sea processing.</P>
        <P>Until 2003, an LLP license carried gear and operational type (C/P or catcher vessel) endorsements, but did not carry a species endorsement. NMFS modified the LLP in 2003 to include a species endorsement for Pacific cod in the BSAI. A vessel can directed fish for Pacific cod in the BSAI only if the vessel is designated on an LLP license that has this specific endorsement. NMFS added Pacific cod endorsements to existing LLP licenses based on eligibility criteria, primarily whether the license or the vessel had been used to harvest Pacific cod. Additional detail on the development and rationale for the LLP and Pacific cod endorsements in the BSAI can be found in the final rule implementing the Pacific cod endorsement requirement (68 FR 44666, July 30, 2003) and is not repeated here.</P>
        <P>The LLP Pacific cod endorsement requirement has, in effect, limited the number of vessels that are eligible to fish for Pacific cod in the BSAI. Congress further clarified the total number of eligible participants in the longline C/P subsector in section 219(a)(6) of Public Law 108-447, 118 Stat. 2887, Dec. 8, 2004, as holders of the license to catch and process Pacific cod at sea in the BSAI using hook-and-line gear. Hook-and-line gear is commonly known as longline gear.</P>
        <P>Section 219(a)(6) defines the longline catcher processor subsector as follows:</P>
        
        <EXTRACT>
          <P>LONGLINE CATCHER PROCESSOR SUBSECTOR.—The term “longline catcher processor subsector” means the holders of an LLP license that is noninterim and transferable, or that is interim and subsequently becomes noninterim and transferable, and that is endorsed for Bering Sea or Aleutian Islands catcher processor fishing activity, C/P, Pcod, and hook and line gear.</P>
        </EXTRACT>
        
        <P>There are 37 LLP licenses that meet the criteria for inclusion in the BSAI longline C/P subsector. A person cannot use a vessel to catch and process Pacific cod at sea in the BSAI unless it is assigned at least one of the 37 LLP licenses that comprise the longline C/P subsector. In 2011, 33 vessels actively fished under these LLPs. Vessels participating in the longline C/P subsector primarily target Pacific cod in the CDQ and non-CDQ fisheries in the BSAI, but many also participate in the Greenland turbot and sablefish fisheries, as well as in fisheries in the Gulf of Alaska (GOA).</P>
        <HD SOURCE="HD2">Allocation of Pacific Cod to the Longline C/P Subsector</HD>
        <P>The Council and NMFS annually establish total allowable catch limits (TACs) for Pacific cod in the BSAI and GOA. TAC amounts are annual catch limits based on the scientifically determined acceptable biological catch and ensure the sustainability of the Pacific cod fishery. The TAC amounts are allocated among user groups as part of the annual specifications process. In the BSAI, Pacific cod is apportioned among allocations made to the CDQ Program and non-CDQ participants. Allocations to the CDQ Program are assigned as exclusive catch privileges to specific CDQ groups as defined by section 305(i) of the Magnuson-Stevens Act. The CDQ groups harvest almost all their Pacific cod allocations with vessels that are members of the longline C/P subsector.</P>
        <P>In 2007, NMFS implemented Amendment 85 to the BSAI FMP (72 FR 50788, September 4, 2007). Regulations implementing Amendment 85 apportion 10.7 percent of the Pacific cod TAC to the CDQ reserve for use by the CDQ Program. The non-CDQ TAC is further apportioned between seasons, gear types, and processing modes. The longline C/P sector receives 48.7 percent of the non-CDQ allocation as two separate seasonal allowances. An A season allowance of 60 percent of the total allocation is made available on January 1 and a B season allowance of 40 percent is made available on June 20.</P>

        <P>Because halibut is incidentally caught by vessels using longline gear, the longline C/P subsector is allocated a limited amount of halibut to be used as prohibited species catch (PSC) in the Pacific cod fishery. The halibut PSC allocation ensures that total incidental mortality of halibut does not exceed a specified limit while at the same time allowing participants to conduct their target fisheries. Prior to the<PRTPAGE P="35927"/>implementation of Amendment 85, halibut PSC was apportioned to the hook-and-line sector, but was not further apportioned between C/Ps and catcher vessels. Amendment 85 sub-apportioned the available hook-and-line halibut PSC between the catcher vessel and C/P sectors, which gave the longline C/P subsector a separate apportionment of halibut PSC.</P>
        <P>Regulations at § 679.21(e)(2) and (4) specify that 760 metric tons of halibut mortality be made available to the BSAI longline C/P subsector. This halibut PSC may be further allocated seasonally through the annual specifications process.</P>
        <P>Congress' definition of the longline C/P subsector and the allocation of Pacific cod and halibut PSC specifically to the longline C/P subsector created conditions that lead owners of longline C/P LLP licenses to form a voluntary cooperative and divide the Pacific cod catch and halibut PSC allocations among its members. Cooperatives allow multiple quota recipients to aggregate their annual quota amounts, coordinate their collective fishing operations, and benefit from the resulting efficiencies. Beginning with the 2010 B season, 100 percent of the owners of the eligible longline C/P subsector LLP licenses had joined the Freezer Longline Conservation Cooperative (FLCC). This voluntary cooperative has established private contractual arrangements that divide the sector's Pacific cod and halibut PSC allocations among the member vessels.</P>
        <P>The allocation of exclusive catch privileges can be accomplished through regulation, or by private contractual arrangements, as is the case with the FLCC. The general term to describe programs that allocate exclusive catch privileges is “catch share programs.” Catch share programs assign specific catch privileges to specific fishery participants.</P>
        <P>Catch share programs address many of the problems that occur when harvesters compete for catch and do not receive an exclusive catch privilege. Competition for fish creates economic inefficiencies and incentives to increase harvesting and processing capacity. For example, harvesters may increase the fishing capacity of their vessels and accelerate their rate of fishing to outcompete other vessels. High-paced fishing reduces the ability of harvesters to improve product quality and extract more value from the fishery by producing high-value products that require additional processing time. Catch share programs provide greater security to harvesters and result in a slower-paced fishery that enables the harvester to choose when to fish.</P>
        <HD SOURCE="HD2">Longline C/P Cooperative Act</HD>
        <P>The Longline Catcher Processor Subsector Single Fishery Cooperative Act was enacted in 2010 (Pub. L. 111-335). Under this Act, NMFS must implement a single, mandatory cooperative with exclusive catch privileges for each BSAI LLP license holder if requested to do so by persons holding at least 80 percent of the LLP licenses eligible to participate in the Longline C/P subsector (i.e., at least 30 of the 37 LLP licenses). To date, NMFS has not received any such request. However, the fact that such a mandatory cooperative is explicitly authorized by Congress ensures that if the voluntary cooperative established by the FLCC is unable to continue, regulations to establish a mandatory cooperative with exclusive catch privileges could be implemented by NMFS upon request of a sufficient number of the members of the subsector.</P>
        <HD SOURCE="HD2">Changes in Fishing Patterns in the Longline C/P Subsector and Background on Monitoring Provisions</HD>
        <P>The formation of a voluntary cooperative has resulted in a significant change in the operations of the non-CDQ longline C/P Pacific cod fishery in the BSAI. Between 2003 and 2009, the Pacific cod fishery was open an average of 116 days each year. Since the formation of the voluntary cooperative in August 2010, seasonal Pacific cod and halibut PSC limits have not been reached and the fishery has not been closed at all between January 1 and December 31.</P>
        <P>While the formation of a voluntary cooperative has ended the race for fish and increased economic efficiency for the fleet, it has also created management challenges. Catch share programs create new demands for enhanced catch accounting, monitoring, and enforcement. They increase incentives for participants to misreport catch through unauthorized discards or inaccurate catch reports. If catch can be successfully misreported or underreported, the fishing season continues longer than it should, and the vessel owners and operators are able to catch more Pacific cod than are allocated to the subsector. The fact that the vessel owners and operators are fishing cooperatively under contract to maximize the harvest and value of the Pacific cod allocation for a given halibut PSC limit provides additional opportunities for them to communicate and cooperate to underreport catch.</P>
        <P>Catch share programs require participants to cease fishing when their individual quota allocations are reached. In the case of the voluntary cooperative, NMFS retains the authority to issue a closure to directed fishing for Pacific cod by the BSAI longline C/P sector if its allocation is reached. However, because the cooperative has divided the Pacific cod and halibut PSC sector allocations among its members, industry participants need near-real time catch accounting data so they can closely monitor their catch and prevent fishing in excess of the allocation. For all catch share programs implemented since 1998, NMFS requires the use of observer data as the best available source of information about the catch of the allocated species. Observer data is used as the basis for NMFS's “catch accounting system,” and participants in the catch share programs access their vessel's observer data to monitor catch against their allocations on a daily basis. All concerned parties (NMFS, other management agencies, and fishery participants) must have access to a single, authoritative database that clearly and accurately details the amount of quota harvested. If NMFS makes corrections when reviewing observer data during the observer debriefing process, all parties must receive, or have access to, the edited data.</P>

        <P>To meet the increased monitoring needs in other GOA and BSAI catch share programs, NMFS developed a suite of monitoring and enforcement measures designed to ensure accurate and near real-time catch accounting for allocated species. These measures include observer coverage requirements, observer sampling protocols, at-sea scale requirements, electronic reporting, and other measures to ensure that catch is accurately accounted for. Additional detail on the range of monitoring and enforcement measures generally applicable to catch share programs in the BSAI—and the rationale for those specific measures—can be found in the final rule implementing Amendment 80 to the BSAI FMP, a catch share program for several non-pollock trawl fisheries (72 FR 52668, September 14, 2007), and is not repeated here. NMFS proposes that monitoring and enforcement measures similar to those required in other catch share programs are necessary for the longline C/P subsector. However, as described in this proposed rule, longline C/Ps present unique challenges, so some of the monitoring and enforcement measures proposed in this action differ from those applied in the other catch share programs.<PRTPAGE P="35928"/>
        </P>
        <P>Increased observer coverage and equipment and operational requirements to improve catch accounting and monitoring were first implemented in 1994 for trawl C/Ps and motherships in the pollock CDQ fisheries (59 FR 25346; May 16, 1994). The CDQ allocations provided an exclusive harvest privilege to the six CDQ groups and represented the first catch share program implemented in Federal waters off Alaska. A significant expansion of catch monitoring requirements for the CDQ fisheries were implemented in 1999 when allocations to the program expanded to all groundfish and prohibited species (63 FR 30381; June 4 1998). Under the CDQ final rule, NMFS first implemented requirements to weigh catch at sea on trawl C/Ps and motherships, observer sampling stations on all C/Ps, two observers on C/Ps using longline gear, requirements for the observers to have prior experience and increased training (“level 2” and “lead level 2”) on all C/Ps and motherships, and the requirement that each set on C/Ps using hook-and-line gear be sampled by an observer for species composition. This was the first time that enhanced observer coverage and equipment and operational requirements were applied to longline C/Ps. NMFS determined that data collected by observers were the best estimates of catch for the longline C/Ps and that observer sampling stations and two observers to sample each set for species composition was necessary to provide catch and bycatch estimates needed to manage the CDQ allocations.</P>
        <P>The 1998 final rule required motion-compensated scales to weigh total catch on trawl C/Ps and motherships because all the catch on these processing vessels could be made to pass through a single point on a conveyor belt in the factory before any sorting or processing was done. As described below, the operations on a longline C/P did not provide a single point where all catch could be weighed on a motion-compensated scale and, in 1998, the technology for weighing catch at sea on longline C/Ps was not well developed. Therefore, NMFS' enhanced catch monitoring requirements for longline C/Ps focused on improving observer data as much as was possible at the time. These monitoring requirements for longline catcher processors in the CDQ fisheries remained largely unchanged until the 2006 amendments to the Magnuson-Stevens Act, which are described below.</P>
        <P>In the non-CDQ groundfish fisheries, longline C/Ps equal to or greater than 125 feet length overall (LOA) are required to carry an observer 100 percent of the time. Vessels less than 125 feet LOA must carry an observer 30 percent of the time. The observer estimates the total catch and species composition by sampling a portion of the longline sets. These data are extrapolated to give an estimate of catch for unsampled sets. The current sampling methodologies produce accurate catch estimates on a seasonal level, but they are not designed to give a precise estimate of the catch for each set of hook-and-line gear. In addition to the observer coverage requirements, vessel operators also must comply with specified recordkeeping and reporting requirements (R&amp;R) in § 679.5 (primarily logbooks, daily electronic production reports, and product transfer reports) and with vessel monitoring system requirements (VMS). The R&amp;R and VMS requirements also apply while these vessels are CDQ fishing.</P>
        <P>In 2006, section 305(i)(1) of the Magnuson-Stevens Act was amended by the Magnuson-Stevens Fishery Conservation and Management Reauthorization Act (Pub. L. 109-241). Section 305(i)(1)(B)(iv) requires that the harvest of CDQ allocations for fisheries with individual quotas or fishing cooperative shall be regulated no more restrictively than fisheries with individual quotas or fishing cooperatives. In a note to section 305, the term “fishing cooperative” is defined to include a voluntary fishing cooperative. More information about the “CDQ regulation of harvest provision” of the Magnuson-Stevens Act and how it applies to voluntary cooperatives is included in a final rule published on February 8, 2012 (77 FR 6492), and is not repeated here.</P>
        <P>In April 2011, the Western Alaska Community Development Association notified NMFS of the formation of a voluntary cooperative in the longline C/P subsector and requested that NMFS apply the regulation of harvest provisions of the Magnuson-Stevens Act to these vessels while they were participating in the CDQ fisheries. NMFS agreed and suspended enforcement of the regulations in 50 CFR part 679 that were more restrictive on the longline C/Ps while they were CDQ fishing. Included in the regulations suspended were the requirements for two observers, level 2 and lead level 2 requirements, observer sampling station requirements, and the requirement that each set be sampled. Therefore, since May 31, 2011, the observer coverage and catch monitoring requirements have been the same for longline C/Ps fishing in the CDQ and non-CDQ groundfish fisheries in the BSAI. These requirements are observer coverage based on vessel length overall and the standard R&amp;R and VMS requirements that apply to longline C/Ps in general.</P>
        <P>In the meantime, the Council and NMFS have been working for many years to restructure the groundfish observer program and expand observer coverage to the halibut fleet. On April 18, 2012 (77 FR 23326), NMFS published a proposed rule to implement Amendment 86 to the BSAI FMP and Amendment 76 to the GOA FMP. If approved, Amendments 86 and 76 would require all C/Ps to carry at least one observer at all times (100 percent or full observer coverage). This would increase observer coverage for the longline C/Ps less than 125 feet LOA in both the CDQ and non-CDQ fisheries starting in 2013.</P>
        <HD SOURCE="HD1">The Proposed Action</HD>

        <P>With the changes in the BSAI Pacific cod fishery and experience from the CDQ Program monitoring requirements, the BSAI longline C/P subsector members and NMFS recognized the need to develop an enhanced monitoring and catch accounting system. NMFS decided that the best approach for developing an effective monitoring and catch accounting system was through the Council process. At its October 2009 meeting, the Council requested that NMFS prepare a discussion paper on options for enhanced monitoring for the BSAI longline C/P subsector, including increased observer coverage and the use of motion-compensated scales in lieu of an additional observer. NMFS staff held a public workshop in Dutch Harbor on December 1, 2009, to learn about the vessels participating in the freezer longline fishery and how to monitor their Pacific cod harvest. Following this workshop, NMFS staff visited a representative group of 21 longline C/P vessels in Dutch Harbor, AK, and Seattle, WA, and discussed catch handling protocols and factory operations with vessel crew. In July 2010, NMFS staff accompanied the F/V<E T="03">Bristol Leader</E>to observe the operation of a motion-compensated flow scale recently installed on the vessel. On May 10, 2011, NMFS staff and industry representatives met for a workshop on longline C/P vessel monitoring and enforcement in Seattle, WA. The results of the workshop are included in the draft RIR/EA for this proposed rule, which was provided to the Council for review and comment at its October 2011 meeting. NMFS informed the Council of the agency's intent to promulgate a regulatory amendment that, if approved by the Secretary, would be effective at<PRTPAGE P="35929"/>the beginning of 2013. The Council received public comment on NMFS' report but took no action to recommend changes or to explicitly endorse the proposed action.</P>
        <P>This proposed action would apply to the owners and operators of any vessel named on an LLP license with a Pacific cod catcher-processor hook-and-line endorsement for the Bering Sea, Aleutian Islands, or both Bering Sea and Aleutian Islands. It would affect these vessels when they operate (1) in either the BSAI or GOA groundfish fisheries when directed fishing for Pacific cod is open in the BSAI, or (2) while the vessel is groundfish CDQ fishing.</P>
        <P>Except for vessel owners that opt out of fisheries that are subject to the monitoring requirements, these requirements would apply to members of the longline C/P subsector while they fish in the GOA when directed fishing for Pacific cod is open in the BSAI. These vessels frequently move between the GOA and the BSAI without stopping to offload catch. Vessel owners and operators could find it difficult to comply with differing observer coverage and catch accounting requirements for the same trip. It would also be difficult for NOAA's Office of Law Enforcement to determine whether these vessels were complying with the correct observer coverage and catch monitoring requirements if the requirements differed for Pacific cod caught in the GOA versus the BSAI on the same trip. If directed fishing for Pacific cod in the BSAI by longline C/Ps continues to remain open all year, as it has since formation of the voluntary cooperative, these requirements would effectively apply all year to any longline C/P subject to the requirements.</P>
        <P>The proposed requirements also would apply while the vessel is groundfish CDQ fishing, which is defined in § 679.2 to mean “fishing that results in the retention of any groundfish CDQ species, but that does not meet the definition of pollock CDQ fishing, sablefish CDQ fishing, or halibut CDQ fishing.” NMFS does not use directed fishing closures to control fishing effort in the CDQ fisheries unless the closures apply to species that are not allocated to the CDQ Program. CDQ groups are allocated multiple groundfish and PSC species, and are prohibited from exceeding any of these allocations.</P>
        <P>As noted earlier, the Magnuson-Stevens Act requires that the CDQ fisheries for species managed with individual quotas or cooperatives in the non-CDQ fisheries be regulated no more restrictively than those non-CDQ fisheries. Aligning the CDQ regulations with regulations governing the halibut and sablefish IFQ Program, the American Fisheries Act pollock fisheries (managed under cooperatives), and the “Amendment 80” trawl fisheries (managed under a cooperative) required NMFS to separately define halibut CDQ fishing, sablefish CDQ fishing, pollock CDQ fishing, and groundfish CDQ fishing (see definitions at § 679.2). Groundfish CDQ fishing refers to fishing under the CDQ Program for any groundfish other than pollock or sablefish. Therefore, groundfish CDQ fishing includes Pacific cod which is the primary target species of vessels in the longline C/P sector while they are participating in the CDQ fisheries.</P>
        <P>As described earlier in this proposed rule, the voluntary cooperative and the CDQ Program present NMFS with similar monitoring and enforcement challenges. Therefore, this proposed action would apply the same requirements to the longline C/Ps in both the CDQ and non-CDQ fisheries. Currently, the same observer coverage and monitoring requirements apply to the longline C/Ps in the CDQ and non-CDQ fisheries for Pacific cod. Continuing to maintain the same monitoring measures under the proposed action would ensure consistent methods of catch accounting, avoid confusion for observers, and reduce the risk of data processing or catch accounting errors that may occur if monitoring provisions change onboard a vessel while fishing.</P>
        <P>The proposed action would require owners of affected vessels to either annually opt out of the fisheries subject to the increased monitoring requirements, or select between two monitoring options: Increased observer coverage or scales. NMFS has examined both options and determined that either option would improve catch accounting on the longline C/Ps and provide the data needed to properly manage the Pacific cod and groundfish CDQ fisheries. Once a vessel owner makes a selection (opt out, increased observer coverage, or scales), the vessel would be required to operate under that option for the entire year. Except for the first year of implementation, NMFS proposes that a selected monitoring option must be used for an entire year to reduce the risk for data processing or catch accounting errors that may occur if monitoring options are changed during the season. Further rationale for this exception in the first year of implementation is provided in a later section of the proposed rule.</P>
        <P>Figure 1 illustrates the proposed action.</P>
        <GPH DEEP="403" SPAN="3">
          <PRTPAGE P="35930"/>
          <GID>EP15JN12.000</GID>
        </GPH>
        <HD SOURCE="HD2">Opt Out and Monitoring Option Provisions</HD>
        <P>Under this proposed action, each year, prior to November 1, each vessel owner in the longline C/P subsector would be required to opt out of the proposed monitoring program if that vessel owner does not intend to directed fish for Pacific cod in the BSAI or conduct groundfish CDQ fishing at any time during the following calendar year, or to select one of two monitoring options. The vessel owner would be required to submit a completed notification form for the opt out or one of the two monitoring options to NMFS by November 1 of the calendar year prior to fishing. NMFS proposes a November 1 deadline to provide NMFS adequate time to inspect all vessels to ensure proper installation of necessary equipment, and make necessary adjustments to the catch accounting system to properly track catch according to the monitoring option selected by vessel owners.</P>
        <P>Vessel owners who opt out would be prohibited from using their vessel as a C/P to directed fish with hook-and-line gear for Pacific cod in the BSAI or to conduct groundfish CDQ fishing during the specified year. Vessel owners, however, could use their vessels to participate in directed fisheries in the GOA, the halibut or fixed gear sablefish CDQ fisheries, or BSAI-directed fisheries other than hook-and-line C/P Pacific cod. Some vessels in this subsector also have LLP endorsements for catcher vessel or pot gear, which enables these vessels to fish other sectors. NMFS proposes this opt out provision to allow vessel owners who are not actively fishing in the BSAI Pacific cod longline C/P or groundfish CDQ fishing to be exempted from the requirements and additional compliance costs applicable to these catch share programs if they are not active in those fisheries. Vessel owners that opt out from directed fishing for Pacific cod in the BSAI or groundfish CDQ fishing would continue to be subject to all other monitoring requirements when the vessels are used in other fisheries.</P>

        <P>Vessel owners who intend to participate in groundfish CDQ or Pacific cod fisheries in the BSAI would be required to meet additional monitoring requirements. These requirements would apply (1) when the vessel is operating in either the BSAI or GOA groundfish fisheries when directed fishing for Pacific cod is open in the BSAI, or (2) while the vessel is groundfish CDQ fishing. Vessel owners would be allowed to select one of two monitoring options. An increased observer coverage option would require the vessel to carry two observers. As an alternative to increased observer coverage, vessel owners could select the scales option. Under the scales option, the vessel owner and operator would be required to ensure that all Pacific cod was weighed on a NMFS-approved scale<PRTPAGE P="35931"/>and to provide an electronic monitoring system that records all activities that take place on the vessel between the location where catch is first sorted or bled and the location where all Pacific cod have been sorted and weighed. Under both monitoring options, vessel operators would be required to use an electronic logbook (ELB) during the entire year for reporting catch, and provide a NMFS-approved observer sampling station. Vessels could not change monitoring options except prior to November 1 of the upcoming calendar year. The rationale for each of these proposed provisions is described below.</P>
        <P>A vessel owner that failed to select a monitoring option or to opt out by November 1 of each year would be required to operate under the increased observer coverage option in the following year. NMFS proposes to assign vessels that do not select a monitoring option to the observer coverage option to ensure that adequate catch records are available. If a vessel owner does not apply by November 1 of each year, NMFS would not be able to assign that vessel to the scales option because NMFS would not be able to ensure that a scale could be purchased, installed, and inspected before the Pacific cod fishery opens on January 1 of the following year.</P>
        <P>During the first year of the program, projected as 2013, NMFS proposes to allow vessel owners that chose the increased observer coverage option to make a one-time change to the scales option during the year. The change from the increased observer coverage option to the scales option would occur between the A and B seasons. Vessel owners would need to submit a monitoring option notification form by May 1, 2013, and must comply with the scales option requirements beginning on June 10, 2013, which would be the opening of the B season. NMFS proposes to allow this one-time change in monitoring options during the first year of implementation because NMFS expects that many vessel owners or operators will not be able to purchase, make factory modifications, install flow scales, and have those scales approved by NMFS in time for the beginning of the program on January 1, 2013. Additionally, NMFS expects that there may be a shortage of flow scales manufactured in time for the beginning of the program.</P>
        <HD SOURCE="HD2">Increased Observer Coverage Option</HD>
        <P>Under the increased observer coverage option, NMFS would require observer coverage similar to other catch share programs. Vessel owners and operators would be required to provide two observers at all times (1) when the vessel is operating in either the BSAI or GOA groundfish fisheries when directed fishing for Pacific cod is open in the BSAI, or (2) while the vessel is groundfish CDQ fishing. One of those observers must have a lead level 2 certification. This additional experience and training requirement ensures that at least one observer deployed in this program has prior experience sampling in a longline or pot fishery.</P>
        <P>In other catch share programs in Alaska, NMFS requires observers who have additional training and experience to ensure the highest quality data for debiting quota accounts. Regulations at § 679.50 provide for two levels of observers with additional experience: Level 2 and lead level 2.</P>
        <P>To become a level 2 observer, an observer must be a prior observer in the groundfish fisheries off Alaska who has completed at least 60 days of data collection, has received an evaluation by NMFS for his or her most recent deployment that indicated that his or her performance met North Pacific Groundfish Observer Program (Observer Program) expectations for that deployment, and has successfully completed a NMFS-approved level 2 observer training as required by the Observer Program. Level 2 training is now included in the basic observer training.</P>
        <P>To become a lead level 2 observer for nontrawl gear, an observer must have completed two observer cruises (contracts) of at least 10 days each and sampled at least 60 sets on a vessel using longline or pot gear. Additional detail on the lead level 2 requirement is provided later in this preamble in the section titled “Elements Common to Both Monitoring Options.”</P>
        <P>The level 2 requirement ensures that observers have experience at sea; the “lead” requirement ensures that they have had experience with longline or pot gear and that, having taken at least two cruises, they have experience with various fixed-gear operations. In other quota-based C/P fisheries, allocations are debited from applicable quota accounts based on observer data. Because the data collected by observers is directly used to debit quota accounts, the observer estimates are carefully reviewed and scrutinized by catch share participants. NMFS has found that observers with prior experience with a specific gear type are more likely to collect usable data for quota management.</P>
        <HD SOURCE="HD2">Scales Option</HD>
        <P>Under the scales option, vessels would be required to use motion-compensated scales and electronic monitoring as an alternative to increased observer coverage. Vessels would be required to carry a single lead level 2 observer, but instead of a second observer, vessels would be required to weigh all Pacific cod on a NMFS-approved scale and provide an electronic monitoring system.</P>
        <P>Motion-compensated flow or hopper scales are intended to provide an accurate record of catch. They are successfully used in the American Fisheries Act pollock, Central GOA rockfish, trawl CDQ, Crab Rationalization crab, and Amendment 80 catch share programs. As in other catch share programs, regulations would require that these scales be inspected and approved annually by NMFS and tested daily when in use. In C/P trawl fisheries, scales are used to weigh the total catch, and observer sampling is used to determine the fraction of that weight each species comprises. Because longline C/Ps do not bring all bycatch onboard the vessel and crew are required to release halibut as quickly as possible, it would be impractical to require vessel operators to obtain a scale weight of the total catch. Therefore, NMFS proposes that only the Pacific cod brought onboard the vessel be weighed. For the purpose of accounting for Pacific cod catch, NMFS would use the weight of all catch that passes over the scale. Observer data still would be used to estimate the weight of the catch of species other than Pacific cod and halibut PSC, and to estimate the weight of Pacific cod that was caught but did not enter the vessel.</P>

        <P>In the longline C/P Pacific cod fishery, product quality is dependent on rapid bleeding of catch. On most vessels, Pacific cod are cut and bled almost immediately upon entering the vessel and then allowed to complete the bleeding process in a saltwater-filled tank. Because of the need to preserve product quality, NMFS has determined that it may not be feasible for all vessels to weigh Pacific cod prior to bleeding. NMFS uses a product recovery rate (PRR) for bled fish of .98 to estimate the original round weight of the catch. To determine the round weight equivalent of a fish, NMFS divides the weight of the product by the PRR. In this case, the weight of bled fish is divided by .98. However, the bled fish PRR is based on catch that has fully completed the bleeding and soaking process and is not necessarily applicable to catch that has been cut but not fully bled. Based on<PRTPAGE P="35932"/>research conducted by NMFS staff (see<E T="02">ADDRESSES</E>), NMFS proposes to use a PRR that is designated for each vessel for catch accounting depending on the location where catch is weighed in relation to the location that cutting and bleeding occurs. These PRRs would be specific to vessels using the scales monitoring option under § 679.100 and would not be added to Table 3 to part 679. If Pacific cod are weighed prior to cutting, no PRR would be applied to the scale weights reported by the vessel operator in the ELB and 100 percent of the scale weight would be used to account for Pacific cod catch. If Pacific cod are weighed after cutting but before any bleeding holding area, a PRR of 0.99 would be applied to the reported scale weights and 101 percent of the scale weight would be used to account for Pacific cod catch. If Pacific cod are weighed after a bleeding holding area, the standard bled PRR of 0.98 would be applied to the scale weights and 102 percent of the scale weight would be used to account for Pacific cod catch. NMFS staff would determine the applicable PRR rate at the time of the annual scale inspection based on the location of the scale and bleeding holding area on a particular vessel. NMFS would notify each vessel owner and operator in writing of the PRR that would be applied to the scale weights from that vessel.</P>
        <P>Because this option only requires a single observer, it would not be possible for an observer to be on site at all times when catch is being sorted and weighed. In order to ensure that all Pacific cod is accurately weighed, NMFS proposes to require that each vessel using this option be equipped with a NMFS-approved electronic monitoring system capable of recording crew activity. The system, consisting of cameras, a digital video recorder, and a monitor would be required to:</P>
        <P>• Provide sufficient resolution and field of view to monitor all areas where Pacific cod are sorted from the catch, all fish passing over the motion-compensated scale, and all crew actions in these areas.</P>
        <P>• Have sufficient data storage capacity to record all video data from an entire trip.</P>
        <P>• Time/date stamp each frame of video in Alaska local time (A.l.t.).</P>
        <P>• Include at least one external USB (1.1 or 2.0) port or other removable storage device approved by NMFS.</P>
        <P>• Use commercially available software.</P>
        <P>• Use color cameras that have at a minimum 470 TV lines of resolution, auto-iris capabilities, and output color video to the recording device with the ability to revert to black and white video output when light levels become too low for color recognition.</P>
        <P>• Record at a speed of no less than 5 frames per second at all times when Pacific cod are being sorted or weighed.</P>
        <P>• Provide a 16-bit or better color monitor that can display all cameras simultaneously.</P>
        <P>Data from the system would have to be maintained on board for at least 120 days and made available to NMFS staff, or any individual authorized by NMFS, upon request. The system would be inspected and approved annually by NMFS to ensure that it meets the above standards. This type of electronic monitoring system has also been effectively used in other catch share programs, such as the Amendment 80 catch share program and the Amendment 91 BSAI Chinook salmon bycatch management measures.</P>
        <HD SOURCE="HD2">Elements Common to Both Monitoring Options</HD>
        <P>Vessels would be required to carry a lead level 2 observer. NMFS would require at least one observer to be lead level 2 certified because NMFS needs the highest quality data available for catch share management in catch share programs, and observer experience is important to help reduce the potential for data loss. NMFS has consistently required lead level 2 observers in other catch share programs to ensure proper catch accounting. Data loss can occur when inexperienced observers suffer from sea sickness or conduct sampling incorrectly. Performance issues with new observers can impact NMFS' monitoring of scale performance, halibut catch estimates, halibut mortality estimates, and all discard estimates, including Pacific cod. All these factors are important to properly account for the voluntary cooperative's Pacific cod and halibut PSC allocations.</P>
        <P>The presence of at least one observer with the experience and confidence associated with lead level 2 qualifications will be important under the two-observer approach, for several reasons: (1) It would follow the monitoring model used in catch share programs; (2) it would reduce the time required for observers to understand sampling techniques on a new longline vessel assignment; (3) it would help identify efforts to create misleading data and to stand up to challenges to observer-collected information; and (4) it would provide for better organization among the observers on the vessel, and allow for mentoring of the less experienced observer during a cruise.</P>

        <P>Under the scales option, the sole observer aboard the vessel would be required to have a lead level 2 certification. While the scales would weigh retained Pacific cod, the single observer would be responsible for obtaining Pacific cod discard estimates and halibut PSC estimates for debiting the voluntary cooperatives quota accounts. Therefore, this proposed rule would require that the sole observer would be lead level 2 certified. A lead level 2 observer is more likely to have the skills necessary to deal with unexpected issues concerning sampling and data collection. Additional detail on the training, availability and costs of deploying lead level 2 observers for the longline C/P fleet is provided in section 1.3.4 of the RIR/EA (see<E T="02">ADDRESSES</E>) and is not repeated here.</P>

        <P>At the October 2011 Council meeting, observer provider companies expressed concerns about a shortage of lead level 2 observers available for this program. While NMFS does not believe that a shortage of lead level 2 observers is likely, NMFS proposes to reduce the required number of sampled sets on vessels using longline or pot gear for a lead level 2 endorsement from 60 sets to 30 sets. Based on section 1.3.4 of the RIR/EA (see<E T="02">ADDRESSES</E>), NMFS predicts this change would increase the pool of available lead level 2 observers by approximately 20 percent. The requirement for 60 sampled sets was implemented in 1999 in the final rule for the CDQ Program (63 FR 30381, June 4, 1998). At that time, most observer experience was gained on longline C/P vessels that conducted multiple sets each day and made relatively long trips of up to 45 days. The majority of these trips were directed fishing for Pacific cod and there was little variability in the sets (length of set, soak time, species encounters). NMFS considered sixty sampled sets sufficient to ensure that observers were proficient in all the sampling duties and could adjust to changing circumstances aboard a fixed gear vessel. NMFS anticipates that future observers would qualify for a lead level 2 endorsement by deployment on smaller longline catcher vessels. Typically, these vessels deploy fewer sets per day. However, because of the small vessel size and diversity of fisheries, they create a more challenging sampling situation where an observer is likely to obtain diverse sampling experiences in a fewer number of sets.</P>

        <P>Vessel owners and operators would be required to provide an observer sampling station where an observer can work safely and effectively. The same requirements that have applied since 1999 to longline C/Ps groundfish CDQ fishing would be extended to all vessels in the longline C/P subsector that do not<PRTPAGE P="35933"/>opt out under proposed new § 679.100(a). An observer sampling station would need to meet specifications for size and location and be equipped with an observer sampling station scale, a table, adequate lighting, floor grating, and running water. Details of the sampling station requirements are set forth at § 679.28(d). Each observer sampling station would be inspected and approved annually by NMFS. This proposed rule does not modify current observer sampling station inspection and approval regulations or processes.</P>
        <P>Under both monitoring options, vessel operators would be required to use an ELB instead of a paper logbook during the entire year for reporting catch. This requirement would increase the speed and accuracy of data transmission to NMFS and would assist in accurate quota monitoring. Some C/Ps use longline as well as pot gear, during the year. Under this proposed rule, if an ELB is required when a vessel is operating as a C/P using longline gear, the requirement also would apply when that vessel is operating as a C/P using pot gear in the same year. Switching between electronic and paper logbooks during the same year would complicate both compliance and monitoring of logbook requirements. In addition, NMFS expects that vessel operators would prefer to use ELBs over the paper logbooks because the electronic features generally make completing the logbooks easier for vessel crew.</P>
        <HD SOURCE="HD2">Removing CDQ Alternative Fishing Plan Regulations</HD>
        <P>This action would remove regulations at § 679.32(e)(3) that allow CDQ groups to propose to NMFS an alternative fishing plan to use only one observer where two are required, to sort and weigh catch by species on processors vessels, or to use larger sample sizes than those that can be collected by one observer. Since these regulations were implemented in 1999 (63 FR 30381, June 4, 1998), they have been used by the CDQ groups to obtain approval from NMFS for one lead level 2 observer on longline C/Ps rather than the two observers required in current regulations. The alternative fishing plan was required to ensure that each set was available to be sampled by a lead level 2 observer and that the single lead level 2 observer was not required to work more than 12 hours in a 24-hour period to complete all their duties. The CDQ groups have never used the alternative fishing plan for C/Ps using trawl gear, motherships, or catcher vessels of any kind. Apparent reasons for non-use of alternative fishing plans are that trawl C/Ps and motherships cannot conduct efficient CDQ fisheries with a single observer, and no catcher vessels participating in the CDQ fisheries are required to carry two observers. Therefore, the alternative fishing plans have been a viable option only for some of the longline C/Ps while CDQ fishing.</P>
        <P>This proposed rule would standardize the observer coverage and catch monitoring options for longline C/Ps in both the CDQ and non-CDQ fisheries because the monitoring and enforcement challenges in these fisheries are similar. Each of the monitoring options for groundfish CDQ fishing under this proposed rule would require either two observers, one of whom must be a lead level 2 observer, or a lead level 2 observer and a motion compensated scale. With this standardization in observer coverage requirements between the CDQ and non-CDQ fisheries, the alternative fishing plan regulations would no longer be necessary. If operators of vessels groundfish CDQ fishing want to fish with one observer, they could continue to do so provided the vessel owner selects the scales option under § 679.100.</P>
        <HD SOURCE="HD1">Classification</HD>
        <P>Pursuant to section 305(d) of the Magnuson-Stevens Act, the NMFS Assistant Administrator has determined that this proposed rule is consistent with the FMPs, other provisions of the Magnuson-Stevens Act, and other applicable law, subject to further consideration after public comment.</P>
        <P>This proposed rule has been determined to be not significant for purposes of Executive Order 12866.</P>
        <P>The Chief Counsel for Regulation of the Department of Commerce certified to the Chief Council for Advocacy of the Small Business Administration that this proposed rule, if adopted, would not have a significant economic impact on a substantial number of small entities. As a result, an initial regulatory flexibility analysis is not required and none has been prepared.</P>
        <HD SOURCE="HD2">Description and Estimate of the Number of Small Entities to Which the Rule Applies</HD>
        <P>This rule would directly regulate the activities of 33 vessels active in the longline C/P subsector fishing for a smaller number of separate entities. Although up to 37 LLP licenses comprise the longline C/P subsector, based on current trends of consolidation among vessel owners, NMFS anticipates that it is likely that 33 or fewer vessels will be active in the longline C/P sector. NMFS does not currently have data to precisely track ownership patterns in North Pacific fisheries. NMFS has reviewed vessel ownership, as recorded on the Web site of the FLCC. On the basis of this information, NMFS estimates that in 2011 these vessels were owned by no more than 13 separate for-profit entities.</P>
        <P>For the purpose of this Regulatory Flexibility Act (RFA) analysis, NMFS believes that all of the directly regulated entities are large entities. According to the SBA size criteria, a business involved in fish harvesting is a small business if it is independently owned and operated and not dominant in its field of operation (including its affiliates) and if it has combined annual receipts not in excess of $4.0 million for all its affiliated operations worldwide. In 2010, the most recent year for which the necessary gross revenues information is available, 17 of 36 active vessels had less than $4 million in gross revenues from fishing for Pacific cod. Although the vessels target Pacific cod predominately and most of their revenues are from this source, some obtain revenues from other fisheries or fishery support activities, such as tendering or processing salmon in the summer. Thus, this analysis uses a conservative measure of vessel and entity revenues. Likewise, most of the entities operating vessels in this fishery have gross revenues in excess of $4 million. In 2009, fewer than 3 of an estimated 11 entities operating vessels in the fishery had gross revenues from fishing for Pacific cod less than the $4 million threshold. These estimates are based on data supplied by the Alaska Fisheries Information Network and evaluated by NMFS Alaska Region. Firm affiliations are estimated from lists created by the FLCC. Small and large business entity determinations under the RFA are based on entity revenues from all sources. In the present instance, where a clear determination can be made on the basis of Pacific cod revenues and known cooperative affiliations, additional information on total groundfish and other entity revenues was not collected.</P>

        <P>Even though small numbers of directly regulated vessels and entities may be described as small with respect to their own gross revenues, when affiliations among entities are considered, as required under the RFA, there are no small entities in this fishery. As described in the RIR prepared for this action (see<E T="02">ADDRESSES</E>), the directly regulated vessels in this fleet have formed a fisheries cooperative that effectively allocates to each vessel a share of the Pacific cod TAC, and of the available halibut PSC. These vessel-specific<PRTPAGE P="35934"/>individual quotas are enforced under a private contract among the entities. Therefore, for the purpose of this analysis, the directly regulated entities are all affiliated, with all the entities that would otherwise be characterized as small having affiliations with larger entities. Thus, there are no directly regulated small entities under this action.</P>
        <HD SOURCE="HD2">Estimate of Economic Impact on Small Entities, by Entity Size and Industry</HD>
        <P>Since there are no directly regulated small entities under this action within the definition of small entities used in the RFA, there are no economic impacts from this action on small entities.</P>
        <HD SOURCE="HD2">Criteria Used To Evaluate Whether the Rule Would Impose Impacts on “a Substantial Number” of Small Entities</HD>
        <P>This analysis uses the criteria described in the NMFS guidelines for economic reviews of regulatory actions:</P>
        
        <EXTRACT>

          <P>The term “substantial number” has no specific statutory definition and the criterion does not lend itself to objective standards applicable across all regulatory actions. Rather, “substantial number” depends upon the context of the action, the problem to be addressed, and the structure of the regulated industry. The SBA casts “substantial” within the context of “more than just a few” or<E T="03">de minimis</E>(“too few to care about”) criteria. In some cases consideration of “substantial number” may go beyond merely counting the number of regulated small entities that are impacted significantly. For example, a fishery may have a large number of participants, but only a few of them may account for the majority of landings. In such cases, a substantial number of small entities may be adjudged to be significantly impacted, even though there may be a large number of insignificantly impacted small entities.</P>
          <P>Generally, a rule is determined to affect a substantial number of entities if it impacts more than just a few small entities. In a borderline case, the rules effect on the structure of the regulated industry or the controversiality of the rule might tip the balance in favor of determining that a substantial number of entities would be affected.</P>
        </EXTRACT>
        <HD SOURCE="HD2">Criteria Used To Evaluate Whether the Rule Would Impose “Significant Economic Impacts”</HD>
        <P>The two criteria recommended to determine significant economic impact are disproportionality and profitability of the action. Disproportionality relates to the potential for the regulations to place a substantial number of small entities at a significant competitive disadvantage to large entities. Profitability relates to the potential for the rule to significantly reduce profit for a substantial number of small entities. However, given the absence of small entities these criteria were not used for the certification decision.</P>
        <HD SOURCE="HD2">Description of, and an Explanation of the Basis for, Assumptions Used</HD>
        <P>Catch and revenue information for the directly regulated entities was supplied by the Alaska Fisheries Information Ne