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  <VOL>77</VOL>
  <NO>141</NO>
  <DATE>Monday, July 23, 2012</DATE>
  <UNITNAME>Contents</UNITNAME>
  <CNTNTS>
    <ED>
      <PRTPAGE P="iii"/>
      <HD SOURCE="HED">Editorial Note:</HD>

      <P>Administrative Order, Continuation of the National Emergency With Respect To Significant Transnational Criminal Organizations  at 77 FR 42619 was published in the printed version of the<E T="04">Federal Register</E>for Thursday, July 19, 2012, but was inadvertently omitted from the Table of Contents of the<E T="04">Federal Register.</E>
      </P>
      <HRULE/>
    </ED>
    <AGCY>
      <EAR>Agriculture</EAR>
      <HD>Agriculture Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Forest Service</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>43045-43046</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17867</FRDOCBP>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17868</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Centers Disease</EAR>
      <HD>Centers for Disease Control and Prevention</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Charter Renewals:</SJ>
        <SJDENT>
          <SJDOC>Safety and Occupational Health Study Section,</SJDOC>
          <PGS>43091</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17879</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Advisory Board on Radiation and Worker Health,</SJDOC>
          <PGS>43091-43092</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17880</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Children</EAR>
      <HD>Children and Families Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Data Collection Plan for a Follow-up Survey with Child Welfare Information Gateway Customers,</SJDOC>
          <PGS>43092</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17812</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Coast Guard</EAR>
      <HD>Coast Guard</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Policy Letter; Availability:</SJ>
        <SJDENT>
          <SJDOC>International Maritime Organization Code for Construction and Equipment of Mobile Offshore Drilling Units; 2009 Rev.,</SJDOC>
          <PGS>43104</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17572</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Commerce</EAR>
      <HD>Commerce Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Foreign-Trade Zones Board</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Industry and Security Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Oceanic and Atmospheric Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Patent and Trademark Office</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Commodity Futures</EAR>
      <HD>Commodity Futures Trading Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Technology Advisory Committee,</SJDOC>
          <PGS>43064</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17856</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Community Living Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Chronic Disease Self-Management Education Program,</SJDOC>
          <PGS>43092-43093</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17752</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>President's Committee for People with Intellectual Disabilities,</SJDOC>
          <PGS>43093-43094</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17450</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Defense Department</EAR>
      <HD>Defense Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Navy Department</P>
      </SEE>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Federal Acquisition Regulations:</SJ>
        <SJDENT>
          <SJDOC>Contractors Performing Private Security Functions Outside the United States,</SJDOC>
          <PGS>43039-43044</PGS>
          <FRDOCBP D="5" T="23JYP1.sgm">2012-17477</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulation; Economic Purchase Quantity—Supplies,</SJDOC>
          <PGS>43077-43078</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17834</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Advance Payments,</SJDOC>
          <PGS>43083</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17853</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Buy American Act—Free Trade Agreements—Israeli Trade Act Certificate,</SJDOC>
          <PGS>43081-43082</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17862</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Central Contractor Registration,</SJDOC>
          <PGS>43078-43079</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17846</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Commerce Patent Regulations,</SJDOC>
          <PGS>43082</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17859</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Debarment and Suspension,</SJDOC>
          <PGS>43079</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17857</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Make-or-Buy Program,</SJDOC>
          <PGS>43080-43081</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17865</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; North Carolina Sales Tax Certification,</SJDOC>
          <PGS>43077</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17844</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Payments,</SJDOC>
          <PGS>43080</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17866</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Value Engineering Requirements,</SJDOC>
          <PGS>43076-43077</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17837</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Defense Science Board,</SJDOC>
          <PGS>43064-43065</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17813</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Education Department</EAR>
      <HD>Education Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>National Assessment Governing Board,</SJDOC>
          <PGS>43065-43067</PGS>
          <FRDOCBP D="2" T="23JYN1.sgm">2012-17802</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Employment and Training</EAR>
      <HD>Employment and Training Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Amended Certifications Regarding Eligibility to Apply for Worker Adjustment Assistance:</SJ>
        <SJDENT>
          <SJDOC>Corob North America, Subsidiary of CPS Color Equipment, Inc., et al., Concord, NC,</SJDOC>
          <PGS>43123-43124</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17840</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Determinations Regarding Eligibility to Apply for Worker Adjustment Assistance,</DOC>
          <PGS>43124-43126</PGS>
          <FRDOCBP D="2" T="23JYN1.sgm">2012-17839</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Investigations Regarding Eligibility to Apply for Worker Adjustment Assistance,</DOC>
          <PGS>43126-43127</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17841</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Energy Department</EAR>
      <HD>Energy Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Energy Efficiency and Renewable Energy Office</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Energy Information Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Energy Regulatory Commission</P>
      </SEE>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Energy Conservation Standards for Commercial and Industrial Electric Motors; Meeting, etc.,</DOC>
          <PGS>43015-43018</PGS>
          <FRDOCBP D="3" T="23JYP1.sgm">2012-17878</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Energy Efficiency</EAR>
      <HD>Energy Efficiency and Renewable Energy Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>State Energy Advisory Board,</SJDOC>
          <PGS>43067</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17877</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Energy Information</EAR>
      <HD>Energy Information Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>43067-43069</PGS>
          <FRDOCBP D="2" T="23JYN1.sgm">2012-17876</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Environmental Protection</EAR>
      <PRTPAGE P="iv"/>
      <HD>Environmental Protection Agency</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Approval and Promulgation of Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Tennessee; Infrastructure Requirements for the 1997 8-Hour Ozone National Ambient Air Quality Standards,</SJDOC>
          <PGS>42997-43000</PGS>
          <FRDOCBP D="3" T="23JYR1.sgm">2012-17644</FRDOCBP>
        </SJDENT>
        <SJ>Approvals and Promulgations of Air Quality Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Maryland; Offset Lithographic Printing and Letterpress Printing Regulations,</SJDOC>
          <PGS>43000-43002</PGS>
          <FRDOCBP D="2" T="23JYR1.sgm">2012-17762</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Hazardous Waste Management System; Identification and Listing of Hazardous Waste; Amendment,</DOC>
          <PGS>43002-43004</PGS>
          <FRDOCBP D="2" T="23JYR1.sgm">2012-17905</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Significant New Use Rules on Certain Chemical Substances,</DOC>
          <PGS>42990-42997</PGS>
          <FRDOCBP D="7" T="23JYR1.sgm">2012-17895</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Air Quality Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Florida, Mississippi, and South Carolina; Clean Air Act Transport Requirements, etc.,</SJDOC>
          <PGS>43018-43023</PGS>
          <FRDOCBP D="5" T="23JYP1.sgm">2012-17885</FRDOCBP>
        </SJDENT>
        <SJ>Approvals and Promulgations of Air Quality Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Connecticut, Maine, Massachusetts, New Hampshire; Infrastructure SIPs for 1997 and 2006 Fine Particulate Matter Standards,</SJDOC>
          <PGS>43023-43032</PGS>
          <FRDOCBP D="9" T="23JYP1.sgm">2012-17902</FRDOCBP>
        </SJDENT>
        <SJ>Approvals and Promulgations of Implementation Plans:</SJ>
        <SJDENT>
          <SJDOC>Mississippi; New Source Review—Prevention of Significant Deterioration; Fine Particulate Matter,</SJDOC>
          <PGS>43032-43039</PGS>
          <FRDOCBP D="7" T="23JYP1.sgm">2012-17893</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Proposed CERCLA Settlements:</SJ>
        <SJDENT>
          <SJDOC>Jewett White Lead Co. Superfund Site, Staten Island, Richmond County, NY,</SJDOC>
          <PGS>43073-43074</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17886</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Proposed Consent Decrees Clean Air Act Citizen Suits,</DOC>
          <PGS>43074-43075</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17901</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Executive Office of the President</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Trade Representative, Office of United States</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Export Import</EAR>
      <HD>Export-Import Bank</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Privacy Act; Implementation of Exemptions</SJ>
        <SJDENT>
          <SJDOC>Office of Inspector General Investigative Records; Correction,</SJDOC>
          <PGS>42949</PGS>
          <FRDOCBP D="0" T="23JYR1.sgm">2012-17896</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Aviation</EAR>
      <HD>Federal Aviation Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Airowrthiness Directives:</SJ>
        <SJDENT>
          <SJDOC>Airbus Airplanes,</SJDOC>
          <PGS>42952-42954</PGS>
          <FRDOCBP D="2" T="23JYR1.sgm">2012-17389</FRDOCBP>
        </SJDENT>
        <SJ>Airworthiness Directives:</SJ>
        <SJDENT>
          <SJDOC>Boeing Vertol (Type Certificate currently held by Columbia Helicopters, Inc. (CHI)) and Kawasaki Heavy Industries, Limited Helicopters (Kawasaki),</SJDOC>
          <PGS>42954-42956</PGS>
          <FRDOCBP D="2" T="23JYR1.sgm">2012-17278</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Bombardier, Inc. Airplanes,</SJDOC>
          <PGS>42956-42958</PGS>
          <FRDOCBP D="2" T="23JYR1.sgm">2012-16967</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Eurocopter Deutschland GmbH Helicopters,</SJDOC>
          <PGS>42958-42962</PGS>
          <FRDOCBP D="4" T="23JYR1.sgm">2012-17559</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>The Boeing Company Airplanes,</SJDOC>
          <PGS>42962-42971</PGS>
          <FRDOCBP D="2" T="23JYR1.sgm">2012-16964</FRDOCBP>
          <FRDOCBP D="7" T="23JYR1.sgm">2012-17558</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Various Restricted Category Helicopters,</SJDOC>
          <PGS>42971-42973</PGS>
          <FRDOCBP D="2" T="23JYR1.sgm">2012-17279</FRDOCBP>
        </SJDENT>
        <SJ>Special Conditions:</SJ>
        <SJDENT>
          <SJDOC>Tamarack Aerospace Group, Cirrus Model SR22; Active Technology Load Alleviation System,</SJDOC>
          <PGS>42949-42952</PGS>
          <FRDOCBP D="3" T="23JYR1.sgm">2012-17864</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Approvals of Noise Compatibility Programs:</SJ>
        <SJDENT>
          <SJDOC>Philadelphia International Airport, Philadelphia, PA,</SJDOC>
          <PGS>43137-43138</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17858</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Aviation Environmental and Energy Policy Statement,</DOC>
          <PGS>43138-43142</PGS>
          <FRDOCBP D="4" T="23JYN1.sgm">2012-15908</FRDOCBP>
        </DOCENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Air Carrier Hazardous Materials Passenger Notification Requirements; Acceptable Means of Compliance,</SJDOC>
          <PGS>43142-43144</PGS>
          <FRDOCBP D="2" T="23JYN1.sgm">2012-17850</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Communications</EAR>
      <HD>Federal Communications Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Unlicensed Personal Communications Service Devices in the 1920-1930 MHz Band,</DOC>
          <PGS>43008-43014</PGS>
          <FRDOCBP D="6" T="23JYR1.sgm">2012-17793</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>43075-43076</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17891</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Deposit</EAR>
      <HD>Federal Deposit Insurance Corporation</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Updated Listing of Financial Institutions in Liquidation,</DOC>
          <PGS>43076</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17809</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Emergency</EAR>
      <HD>Federal Emergency Management Agency</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Suspensions of Community Eligibility,</DOC>
          <PGS>43004-43008</PGS>
          <FRDOCBP D="4" T="23JYR1.sgm">2012-17810</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Energy</EAR>
      <HD>Federal Energy Regulatory Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Combined Filings,</DOC>
          <PGS>43069-43071</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17821</FRDOCBP>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17822</FRDOCBP>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17852</FRDOCBP>
        </DOCENT>
        <SJ>Complaints:</SJ>
        <SJDENT>
          <SJDOC>MPS Customer Group v. Maine Public Service Co.,</SJDOC>
          <PGS>43071</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17773</FRDOCBP>
        </SJDENT>
        <SJ>Initial Market-Based Rate Filings Including Requests for Blanket Section 204 Authorization:</SJ>
        <SJDENT>
          <SJDOC>Intelligen Resources, LP,</SJDOC>
          <PGS>43073</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17824</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Public Power and Utility of Maryland, LLC,</SJDOC>
          <PGS>43071</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17820</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Public Power and Utility of New Jersey, LLC,</SJDOC>
          <PGS>43072-43073</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17825</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Public Power and Utility of NY, Inc.,</SJDOC>
          <PGS>43072</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17826</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Public Power, LLC of Pennsylvania,</SJDOC>
          <PGS>43071-43072</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17827</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Highway</EAR>
      <HD>Federal Highway Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Limitation on Claims for Judicial Review:</SJ>
        <SJDENT>
          <SJDOC>Willits Bypass Project, Willits, CA; Re-evaluation,</SJDOC>
          <PGS>43144-43145</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17875</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Transit</EAR>
      <HD>Federal Transit Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Limitations on Claims Against Proposed Public Transportation Projects,</DOC>
          <PGS>43145-43146</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17838</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Fish</EAR>
      <HD>Fish and Wildlife Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Endangered and Threatened Species Permit Applications,</DOC>
          <PGS>43108-43109</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17873</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Endangered Species; Marine Mammals; Permit Applications,</DOC>
          <PGS>43109-43110</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17888</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Endangered Species; Marine Mammals; Permits,</DOC>
          <PGS>43110-43111</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17889</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Food and Drug</EAR>
      <HD>Food and Drug Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Cardiovascular and Renal Drugs Advisory Committee,</SJDOC>
          <PGS>43094</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17881</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Foreign Trade</EAR>
      <HD>Foreign-Trade Zones Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications for Reorganization and Expansion under Alternative Site Framework:</SJ>
        <SJDENT>
          <SJDOC>Foreign-Trade Zone 104, Savannah, GA,</SJDOC>
          <PGS>43047</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17928</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Foreign-Trade Zone 8, Toledo, OH,</SJDOC>
          <PGS>43048</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17929</FRDOCBP>
        </SJDENT>
        <SJ>Applications for Reorganization under Alternative Site Framework:</SJ>
        <SJDENT>
          <SJDOC>Foreign-Trade Zone 32, Miami, FL,</SJDOC>
          <PGS>43048-43049</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17927</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Forest</EAR>
      <PRTPAGE P="v"/>
      <HD>Forest Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Center Horse Landscape Restoration, Lolo National Forest; MT,</SJDOC>
          <PGS>43046-43047</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17890</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Modoc County Resource Advisory Committee,</SJDOC>
          <PGS>43047</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17883</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>General Services</EAR>
      <HD>General Services Administration</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Federal Acquisition Regulations:</SJ>
        <SJDENT>
          <SJDOC>Contractors Performing Private Security Functions Outside the United States,</SJDOC>
          <PGS>43039-43044</PGS>
          <FRDOCBP D="5" T="23JYP1.sgm">2012-17477</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulation; Economic Purchase Quantity—Supplies,</SJDOC>
          <PGS>43077-43078</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17834</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Advance Payments,</SJDOC>
          <PGS>43083</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17853</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Buy American Act—Free Trade Agreements—Israeli Trade Act Certificate,</SJDOC>
          <PGS>43081-43082</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17862</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Central Contractor Registration,</SJDOC>
          <PGS>43078-43079</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17846</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Commerce Patent Regulations,</SJDOC>
          <PGS>43082</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17859</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Debarment and Suspension,</SJDOC>
          <PGS>43079</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17857</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Make-or-Buy Program,</SJDOC>
          <PGS>43080-43081</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17865</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; North Carolina Sales Tax Certification,</SJDOC>
          <PGS>43077</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17844</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Nondiscrimination in Federal Financial Assistance Programs,</SJDOC>
          <PGS>43084-43085</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17833</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Payments,</SJDOC>
          <PGS>43080</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17866</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Value Engineering Requirements,</SJDOC>
          <PGS>43076-43077</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17837</FRDOCBP>
        </SJDENT>
        <SJ>Core Competencies and Recommended Curriculum:</SJ>
        <SJDENT>
          <SJDOC>Office of Federal High-Performance Green Buildings; Federal Buildings Personnel Training Act,</SJDOC>
          <PGS>43084</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17916</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Multiple Award Schedule Program Continuous Open Season—Operational Change,</DOC>
          <PGS>43085-43086</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17882</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Geological</EAR>
      <HD>Geological Survey</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Science Strategy Planning Feedback Process,</DOC>
          <PGS>43111</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17832</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Health and Human</EAR>
      <HD>Health and Human Services Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Centers for Disease Control and Prevention</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Children and Families Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Community Living Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Food and Drug Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Health Resources and Services Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Institutes of Health</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>43086-43087</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17790</FRDOCBP>
        </DOCENT>
        <SJ>National Action Plan to Prevent Healthcare-Associated Infections:</SJ>
        <SJDENT>
          <SJDOC>Draft Phase 3 Long-Term Care Facilities Strategy/Module; Roadmap to Elimination,</SJDOC>
          <PGS>43087-43088</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17925</FRDOCBP>
        </SJDENT>
        <SJ>Requests for Comments and Data:</SJ>
        <SJDENT>
          <SJDOC>Nomination of In Vitro Test Method for the Identification of Contact Allergens,</SJDOC>
          <PGS>43088-43089</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17788</FRDOCBP>
        </SJDENT>
        <SJ>Requests for Nominations for Independent Expert Panels and Submissions of Relevant Data:</SJ>
        <SJDENT>
          <SJDOC>Evaluation of Up-and-Down Procedure for Acute Dermal Systemic Toxicity Testing,</SJDOC>
          <PGS>43090-43091</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17787</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Health Resources</EAR>
      <HD>Health Resources and Services Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Advisory Committee on Organ Transplantation,</SJDOC>
          <PGS>43094-43095</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17830</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Homeland</EAR>
      <HD>Homeland Security Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Coast Guard</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Emergency Management Agency</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>U.S. Customs and Border Protection</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Privacy Act; Systems of Records,</DOC>
          <PGS>43100-43104</PGS>
          <FRDOCBP D="4" T="23JYN1.sgm">2012-17783</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Indian Affairs</EAR>
      <HD>Indian Affairs Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Indian Gaming,</DOC>
          <PGS>43111-43112</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17829</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Indian Gaming; Correction,</DOC>
          <PGS>43112</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17823</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Industry</EAR>
      <HD>Industry and Security Bureau</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>United Nations Sanctions under the Export Administration Regulations:</SJ>
        <SJDENT>
          <SJDOC>Export and Reexport Controls to Rwanda,</SJDOC>
          <PGS>42973-42980</PGS>
          <FRDOCBP D="7" T="23JYR1.sgm">2012-17757</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Interior</EAR>
      <HD>Interior Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Fish and Wildlife Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Geological Survey</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Indian Affairs Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Land Management Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Park Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Reclamation Bureau</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Tribal Consultation Sessions; Information Technology Infrastructure Consolidation and Reorganization; Amendment,</SJDOC>
          <PGS>43107-43108</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17914</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>International Trade Com</EAR>
      <HD>International Trade Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Investigations; Determinations, Results, etc.:</SJ>
        <SJDENT>
          <SJDOC>Certain Gaming and Entertainment Consoles, Related Software, and Components Thereof; Correction,</SJDOC>
          <PGS>43119</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17887</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Justice Department</EAR>
      <HD>Justice Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Institute of Corrections</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Labor Department</EAR>
      <HD>Labor Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Employment and Training Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Occupational Safety and Health Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Workers Compensation Programs Office</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Land</EAR>
      <HD>Land Management Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Extension of Temporary Closure to All Public Use on Public Land:</SJ>
        <SJDENT>
          <SJDOC>Dona Ana County, NM,</SJDOC>
          <PGS>43112-43113</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17851</FRDOCBP>
        </SJDENT>
        <SJ>Proposed Reinstatement of Terminated Oil and Gas Leases:</SJ>
        <SJDENT>
          <SJDOC>COC66018, Colorado,</SJDOC>
          <PGS>43113</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17843</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>COC66019, Colorado,</SJDOC>
          <PGS>43114</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17912</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>COC66020 Colorado,</SJDOC>
          <PGS>43114-43115</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17903</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>COC69996, Colorado,</SJDOC>
          <PGS>43113</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17845</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>COC69997, Colorado,</SJDOC>
          <PGS>43114</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17913</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>COC73875, Colorado,</SJDOC>
          <PGS>43113-43114</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17931</FRDOCBP>
        </SJDENT>
        <SJ>Proposed Reinstatements of Terminated Oil and Gas Leases:</SJ>
        <SJDENT>
          <SJDOC>COC66025 Colorado,</SJDOC>
          <PGS>43115</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17930</FRDOCBP>
        </SJDENT>
        <SJ>Realty Actions:</SJ>
        <SJDENT>
          <SJDOC>Lease and Conveyance of Public Land in Volusia County, FL,</SJDOC>
          <PGS>43115-43116</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17848</FRDOCBP>
        </SJDENT>
        <PRTPAGE P="vi"/>
        <SJ>Temporary Closures:</SJ>
        <SJDENT>
          <SJDOC>Betty's Kitchen Wildlife and Interpretive Area, Yuma County, AZ,</SJDOC>
          <PGS>43116-43117</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17849</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>NASA</EAR>
      <HD>National Aeronautics and Space Administration</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Federal Acquisition Regulations:</SJ>
        <SJDENT>
          <SJDOC>Contractors Performing Private Security Functions Outside the United States,</SJDOC>
          <PGS>43039-43044</PGS>
          <FRDOCBP D="5" T="23JYP1.sgm">2012-17477</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulation; Economic Purchase Quantity—Supplies,</SJDOC>
          <PGS>43077-43078</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17834</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Advance Payments,</SJDOC>
          <PGS>43083</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17853</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Buy American Act—Free Trade Agreements—Israeli Trade Act Certificate,</SJDOC>
          <PGS>43081-43082</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17862</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Central Contractor Registration,</SJDOC>
          <PGS>43078-43079</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17846</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Commerce Patent Regulations,</SJDOC>
          <PGS>43082</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17859</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Debarment and Suspension,</SJDOC>
          <PGS>43079</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17857</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; Make-or-Buy Program,</SJDOC>
          <PGS>43080-43081</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17865</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Federal Acquisition Regulations; North Carolina Sales Tax Certification,</SJDOC>
          <PGS>43077</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17844</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Payments,</SJDOC>
          <PGS>43080</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17866</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Value Engineering Requirements,</SJDOC>
          <PGS>43076-43077</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17837</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Highway</EAR>
      <HD>National Highway Traffic Safety Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Decisions of Inconsequential Noncompliance:</SJ>
        <SJDENT>
          <SJDOC>American Honda Motor Co., Inc.,</SJDOC>
          <PGS>43146-43147</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17892</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Institute Corrections</EAR>
      <HD>National Institute of Corrections</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Solicitations for Cooperative Agreements:</SJ>
        <SJDENT>
          <SJDOC>Dosage-Based Probation as an Effective Intervention,</SJDOC>
          <PGS>43121-43123</PGS>
          <FRDOCBP D="2" T="23JYN1.sgm">2012-17818</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Evidence-Based Decision Making in Local Criminal Justice Systems Initiative,</SJDOC>
          <PGS>43119-43121</PGS>
          <FRDOCBP D="2" T="23JYN1.sgm">2012-17811</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Institute</EAR>
      <HD>National Institutes of Health</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Final Supplementary Risk Assessments:</SJ>
        <SJDENT>
          <SJDOC>Boston University National Emerging Infectious Diseases Laboratories,</SJDOC>
          <PGS>43095</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-18026</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Center for Scientific Review,</SJDOC>
          <PGS>43095-43096, 43100</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17815</FRDOCBP>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17816</FRDOCBP>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17817</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Center for Scientific Review; Amendment,</SJDOC>
          <PGS>43100</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17814</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Diabetes Mellitus Interagency Coordinating Committee,</SJDOC>
          <PGS>43097</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17791</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Eunice Kennedy Shriver National Institute of Child Health and Human Development,</SJDOC>
          <PGS>43096-43097</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17792</FRDOCBP>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17794</FRDOCBP>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17795</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Cancer Institute,</SJDOC>
          <PGS>43099</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17798</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Center for Complementary and Alternative Medicine,</SJDOC>
          <PGS>43100</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17796</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Eye Institute,</SJDOC>
          <PGS>43098</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17801</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Heart, Lung, and Blood Institute,</SJDOC>
          <PGS>43099-43100</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17797</FRDOCBP>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17799</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of Allergy and Infectious Diseases,</SJDOC>
          <PGS>43097-43098</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17786</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute of Neurological Disorders and Stroke,</SJDOC>
          <PGS>43098</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17909</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Institute on Alcohol Abuse and Alcoholism,</SJDOC>
          <PGS>43098-43099</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17800</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Labor</EAR>
      <HD>National Labor Relations Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Authority and Assigned Responsibilities of the General Counsel; Amendment,</DOC>
          <PGS>43128</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17804</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Oceanic</EAR>
      <HD>National Oceanic and Atmospheric Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Fisheries of the Gulf of Mexico and South Atlantic; Southeast Data, Assessment and Review,</SJDOC>
          <PGS>43049</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17828</FRDOCBP>
        </SJDENT>
        <SJ>Takes of Marine Mammals Incidental to Specified Activities:</SJ>
        <SJDENT>
          <SJDOC>Pile Replacement Project,</SJDOC>
          <PGS>43049-43063</PGS>
          <FRDOCBP D="14" T="23JYN1.sgm">2012-17638</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Vertical Datum for Surveying and Mapping Activities for the Territory of Puerto Rico,</DOC>
          <PGS>43063-43064</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17600</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Park</EAR>
      <HD>National Park Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Inventory Completions:</SJ>
        <SJDENT>
          <SJDOC>University of Montana, Missoula, MT; Correction,</SJDOC>
          <PGS>43117</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17642</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Cold War Advisory Committee for the Cold War Theme Study,</SJDOC>
          <PGS>43118</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17806</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Navy</EAR>
      <HD>Navy Department</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Certifications and Exemptions Under the International Regulations for Preventing Collisions at Sea,</DOC>
          <PGS>42989-42990</PGS>
          <FRDOCBP D="1" T="23JYR1.sgm">2012-17874</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Occupational Safety Health Adm</EAR>
      <HD>Occupational Safety and Health Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Updating OSHA Construction Standards Based on National Consensus Standards:</SJ>
        <SJDENT>
          <SJDOC>Head Protection; Correction,</SJDOC>
          <PGS>42988-42989</PGS>
          <FRDOCBP D="1" T="23JYR1.sgm">2012-17872</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Updating OSHA Construction Standards Based on National Consensus Standards:</SJ>
        <SJDENT>
          <SJDOC>Head Protection; Correction,</SJDOC>
          <PGS>43018</PGS>
          <FRDOCBP D="0" T="23JYP1.sgm">2012-17871</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Office of United States Trade Representative</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Trade Representative, Office of United States</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Personnel</EAR>
      <HD>Personnel Management Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Federal Employees Health Benefits Program:</SJ>
        <SJDENT>
          <SJDOC>Medically Underserved Areas for 2013,</SJDOC>
          <PGS>43128-43129</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17753</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Postal Service</EAR>
      <HD>Postal Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>43129</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-18065</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Reclamation</EAR>
      <HD>Reclamation Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Glen Canyon Dam Adaptive Management Work Group,</SJDOC>
          <PGS>43118-43119</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17884</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Securities</EAR>
      <HD>Securities and Exchange Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Commission Guidances:</SJ>
        <SJDENT>
          <SJDOC>Definitions of Mortgage Related Security and Small Business Related Security,</SJDOC>
          <PGS>42980-42988</PGS>
          <FRDOCBP D="8" T="23JYR1.sgm">2012-17763</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Self-Regulatory Organizations; Proposed Rule Changes:</SJ>
        <SJDENT>
          <SJDOC>Financial Industry Regulatory Authority, Inc.,</SJDOC>
          <PGS>43129-43131</PGS>
          <FRDOCBP D="2" T="23JYN1.sgm">2012-17803</FRDOCBP>
        </SJDENT>
        <PRTPAGE P="vii"/>
        <SJ>Suspension of Trading Orders:</SJ>
        <SJDENT>
          <SJDOC>Alliance Bancshares California; City Loan, Inc.; Clear Choice Financial, Inc.; CRC Crystal Research Corp., et al.,</SJDOC>
          <PGS>43131</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17966</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Small Business</EAR>
      <HD>Small Business Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Disaster Declarations:</SJ>
        <SJDENT>
          <SJDOC>Florida; Amendment 1,</SJDOC>
          <PGS>43131</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17807</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Florida; Amendment 3,</SJDOC>
          <PGS>43131-43132</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17808</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>State Department</EAR>
      <HD>State Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Blocking Property of Weapons of Mass Destruction Proliferators and Their Supporters; Designations:</SJ>
        <SJDENT>
          <SJDOC>Center for Innovation and Technology Cooperation, Pentane Chemistry Industries, and Hossein Tanideh,</SJDOC>
          <PGS>43132</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17911</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Surface Transportation</EAR>
      <HD>Surface Transportation Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Continuance in Control Exemptions:</SJ>
        <SJDENT>
          <SJDOC>Twin Cities and Western Railroad Co., Estate of Douglas M. Head, et al. of Sisseton Milbank Railroad Co.,</SJDOC>
          <PGS>43147-43148</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17847</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Trade Representative</EAR>
      <HD>Trade Representative, Office of United States</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Public Hearings:</SJ>
        <SJDENT>
          <SJDOC>Canada Participation in Trans-Pacific Partnership Trade Agreement; Negotiating Objectives,</SJDOC>
          <PGS>43132-43134</PGS>
          <FRDOCBP D="2" T="23JYN1.sgm">2012-17932</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Mexico Participation in Trans-Pacific Partnership Trade Agreement; Negotiating Objectives,</SJDOC>
          <PGS>43134-43136</PGS>
          <FRDOCBP D="2" T="23JYN1.sgm">2012-17933</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Transportation Department</EAR>
      <HD>Transportation Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Aviation Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Highway Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Transit Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Highway Traffic Safety Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Surface Transportation Board</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications for Commuter Authority:</SJ>
        <SJDENT>
          <SJDOC>City Wings, Inc. D/B/A Seaflight,</SJDOC>
          <PGS>43136</PGS>
          <FRDOCBP D="0" T="23JYN1.sgm">2012-17894</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Advisory Committee for Aviation Consumer Protection,</SJDOC>
          <PGS>43136-43137</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17861</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Customs</EAR>
      <HD>U.S. Customs and Border Protection</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Final Determinations:</SJ>
        <SJDENT>
          <SJDOC>Pwn Plugs,</SJDOC>
          <PGS>43104-43107</PGS>
          <FRDOCBP D="3" T="23JYN1.sgm">2012-17805</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Workers'</EAR>
      <HD>Workers Compensation Programs Office</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>43127-43128</PGS>
          <FRDOCBP D="1" T="23JYN1.sgm">2012-17842</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AIDS>
      <HD SOURCE="HED">Reader Aids</HD>
      <P>Consult the Reader Aids section at the end of this page for phone numbers, online resources, finding aids, reminders, and notice of recently enacted public laws.</P>
      
      <P>To subscribe to the Federal Register Table of Contents LISTSERV electronic mailing list, go to http://listserv.access.gpo.gov and select Online mailing list archives, FEDREGTOC-L, Join or leave the list (or change settings); then follow the instructions.</P>
    </AIDS>
  </CNTNTS>
  <VOL>77</VOL>
  <NO>141</NO>
  <DATE>Monday, July 23, 2012</DATE>
  <UNITNAME>Rules and Regulations</UNITNAME>
  <RULES>
    <RULE>
      <PREAMB>
        <PRTPAGE P="42949"/>
        <AGENCY TYPE="F">EXPORT-IMPORT BANK OF THE UNITED STATES</AGENCY>
        <CFR>12 CFR Part 404</CFR>
        <DEPDOC>[EXIM-OIG-2012-0010]</DEPDOC>
        <RIN>RIN 3048-AA02</RIN>
        <SUBJECT>Privacy Act of 1974: Implementation of Exemptions; Export-Import Bank of the United States Office of Inspector General—EIB-35—Office of Inspector General Investigative Records; Correction</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of the Inspector General, Export-Import Bank of the United States.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; correction.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Export-Import Bank of the United States (hereafter known as “Ex-Im Bank”) published in the<E T="04">Federal Register</E>of July 17, 2012, a final rule to exempt portions of a system of records from one or more provisions of the Privacy Act. This document corrects an inaccurate amendatory instruction.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective August 16, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Osvaldo Gratacos, Ex-Im Bank, Office of Inspector General, 811 Vermont Avenue NW., Rm. 976, Washington, DC 20571 or by telephone (202) 565-3908 or facsimile (202) 565-3988.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Ex-Im Bank published a document on July 17, 2012 (77 FR 41885-41886) exempting portions of a system of records entitled “EIB-35—Office of Inspector General Investigative Records” from one or more provisions of the Privacy Act. The document incorrectly added § 404.24 to subpart B of 12 CFR part 404. Section 404.24 currently exists in subpart C. The instruction should have revised 404.24, not added it.</P>
        <P>Accordingly, in rule FR Doc. 2012-17382 published on July 17, 2012 (77 FR 41885-41886), make the following correction.</P>
        <P>1. On page 41886, in the first column, amendatory instruction 2 is corrected to read as follows:</P>
        <P>“2. Section 404.24 is revised to read as follows:”</P>
        <SIG>
          <DATED>Dated: July 17, 2012.</DATED>
          <NAME>Sharon A. Whitt,</NAME>
          <TITLE>Agency Clearance Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17896 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6690-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 23</CFR>
        <DEPDOC>[Docket No. FAA-2012-0485; Special Conditions No. 23-258-SC]</DEPDOC>
        <SUBJECT>Special Conditions: Tamarack Aerospace Group, Cirrus Model SR22; Active Technology Load Alleviation System (ATLAS)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final special conditions.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>These special conditions are issued for the Tamarack Aerospace Group's modification to the Cirrus SR22 airplane. This airplane as modified by Tamarack will have a novel or unusual design feature(s) associated with Tamarack Aerospace Group's modification. The design change will install winglets and an Active Technology Load Alleviation system (ATLAS). The addition of the ATLAS mitigates the negative effects of the winglets by effectively aerodynamically turning off the winglet under limit gust and maneuver loads. This is accomplished by measuring the aircraft loading and moving a small aileron-like device called a Tamarack Active Control Surface (TACS). The TACS movement reduces lift at the tip of the wing, resulting in the wing center of pressure moving inboard, thus reducing bending stresses along the wing span. The applicable airworthiness regulations do not contain adequate or appropriate safety standards for this design feature. These special conditions contain the additional safety standards that the Administrator considers necessary to establish a level of safety equivalent to that established by the existing airworthiness standards.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>July 13, 2013.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>For sections 23.301 through 23.629 (structural requirements), contact Mr. Mike Reyer, telephone (816) 329-4131. For sections 23.672 through 23.701 (control system requirements), contact Mr. Ross Schaller, telephone (816) 329-4162. The address and facsimile for both Mr. Reyer and Mr. Schaller is: Small Airplane Directorate, Aircraft Certification Service, 901 Locust, Kansas City, Missouri 64106; facsimile (816) 329-4090.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>On February 15, 2011, Tamarack Aerospace Group applied for a supplemental type certificate for installation of winglets and an Active Technology Load Alleviation System (ATLAS) on the Cirrus Model SR22 (serial numbers 0002-2333, 2335-2419, and 2421-2437). The Cirrus Model SR22 is a certified, single reciprocating engine, four-passenger, composite airplane.</P>
        <P>The installation of winglets, as proposed by Tamarack, increases aerodynamic efficiency. However, the winglets by themselves also increase wing static loads and the wing fatigue stress ratio, which under limit gust and maneuver loads factors may exceed the certificated wing design limits. The addition of ATLAS mitigates the negative effects of the winglets by effectively aerodynamically turning off the winglet at elevated gust and maneuver loads factors.</P>

        <P>The ATLAS functions as a load-relief system. This is accomplished by measuring aircraft loading via an accelerometer, and by moving a small aileron-like device called a Tamarack Active Control Surface (TACS) that reduces lift at the tip of the wing. Because the ATLAS compensates for the increased wing root bending at elevated load factors, the overall effect of this modification is that the winglet can be added to the Cirrus wing without the traditionally required reinforcement of the existing structure. This is the first application of an active loads alleviation system on a part 23 aircraft and the applicable airworthiness regulations do not contain adequate or appropriate safety standards for this design feature.<PRTPAGE P="42950"/>
        </P>
        <HD SOURCE="HD1">Type Certification Basis</HD>
        <P>Under the provisions of § 21.101, Tamarack Aerospace Group must show that the Cirrus Model SR22, as changed, continues to meet the applicable provisions of the regulations incorporated by reference in Type Certificate Data Sheet A00009CH or the applicable regulations in effect on the date of application for the change. The regulations incorporated by reference in the type certificate are commonly referred to as the “original type certification basis.” The regulations incorporated by reference in Type Certificate Data Sheet A00009CH (Serial Numbers (S/Ns) 0002 through 2333, 2335 through 2419, and 2421 through 2437) are as follows:</P>
        
        <FP SOURCE="FP-2">14 CFR part 23 of the Federal Aviation Regulations, effective February 1, 1965, as amended by 23-1 through 23-53, except as follows:</FP>
        <FP SOURCE="FP1-2">14 CFR 23.301 through Amendment 42</FP>
        <FP SOURCE="FP1-2">14 CFR 23.855, 23.1326, 23.1359 not applicable</FP>
        <FP SOURCE="FP1-2">14 CFR part 36, dated December 1, 1969, as amended by 36-1 through 36-22</FP>
        <FP SOURCE="FP-2">Except for:</FP>
        <FP SOURCE="FP1-2">Increase in amendment level from the cirrus Model SR22 certification basis for Regulation 14 CFR 23.301 through amendment 23-42 to: 14 CFR 23.301 through Amendment 23-48.</FP>
        <FP SOURCE="FP-2">Addition of regulation 14 CFR 23.1306 through Amendment 23-61.</FP>
        <FP SOURCE="FP-2">Addition of regulation 14 CFR 23.1308 through Amendment 23-57.</FP>
        <FP SOURCE="FP1-2">Change in Cirrus Model SR22 certification basis for regulation 14 CFR 23.1359 through Amendment 23-49 from: Not Applicable to: Applicable</FP>
        <FP SOURCE="FP-2">Equivalent Level of Safety (ELOS) Findings</FP>
        <FP SOURCE="FP1-2">ACE-96-6 for 14 CFR Section 23.221 (Spinning); refer to FAA Memorandum, dated June 10, 1998, for Models SR20, SR22.</FP>
        <FP SOURCE="FP1-2">ACE-00-09 for 14 CFR 23.1143(g) (Engine Controls) and 23.1147(b) (Mixture Controls) Refer to FAA Memorandum, dated September 11, 2000, for Model SR22.</FP>
        <FP SOURCE="FP1-2">ACE-01-01 for 14 CFR 23.1143(g) (Engine Controls) and 23.1147(b) (Mixture Controls); Refer to FAA Memorandum, dated February 14, 2001, for Model SR20.</FP>
        <FP SOURCE="FP-2">Special Conditions</FP>
        <FP SOURCE="FP1-2">23-ACE-88 for ballistic parachute for Models SR20, SR22.</FP>
        <FP SOURCE="FP1-2">23-134-SC for protection of systems for High Intensity Radiated Fields continued:(HIRF), for Models SR20, SR22.</FP>
        <FP SOURCE="FP-2">23-163-SC for inflatable restraint system. Addition to the certification basis Model SR20 effective S/N 1541 and subsequent; Model SR22 S/N 1500, 1520 and subsequent.</FP>
        <P>In addition, if the regulations incorporated by reference do not provide adequate standards regarding the change, the applicant must comply with certain regulations in effect on the date of application for the change. The FAA has determined that the Cirrus SR22 complies with the following sections of 14 CFR part 23, as amended by Amendments 23-1 through 23-61 for the areas affected by the change.</P>
        <P>If the Administrator finds that the applicable airworthiness regulations (i.e., 14 CFR part 23) do not contain adequate or appropriate safety standards for the SR22 because of a novel or unusual design feature, special conditions are prescribed under the provisions of § 21.16.</P>
        <P>In addition to the applicable airworthiness regulations and special conditions, the SR22 must comply with the fuel vent and exhaust emission requirements of 14 CFR part 35 and the noise certification requirements of 14 CFR part 36.</P>
        <P>The FAA issues special conditions, as defined in § 11.19, in accordance with § 11.38 and they become part of the type certification basis under § 21.101.</P>
        <P>Special conditions are initially applicable to the model for which they are issued. Should the applicant apply for a supplemental type certificate to modify any other model included on the same type certificate to incorporate the same novel or unusual design feature, the special conditions would also apply to the other model under § 21.101.</P>
        <HD SOURCE="HD1">Novel or Unusual Design Features</HD>
        <P>The SR22 will incorporate the following novel or unusual design features:</P>
        <P>Winglets with an Active Technology Load Alleviation System (ATLAS) that incorporates a small aileron-like device called a Tamarack Active Control Surface (TACS).</P>
        <HD SOURCE="HD1">Discussion</HD>
        <P>Tamarack has applied for a Supplemental Type Certificate to install a winglet and ATLAS. The ATLAS is not a primary flight control system, a trim device, or a wing flap. However, there is definite applicability to ATLAS for several regulations under part 23, Subpart D—Control Systems, which might otherwise be considered “Not Applicable” under a strict interpretation of the regulations. Other conditions may be developed, as needed, based on further FAA review and discussions with the manufacturer.</P>
        <P>Special conditions are also necessary for the effect of ATLAS on structural performance. These special conditions are intended to provide an equivalent level of safety for ATLAS as intended by part 23, Subpart C—Structure, and portions of part 23, Subpart D—Design and Construction.</P>
        <HD SOURCE="HD1">Discussion of Comments</HD>
        <P>Notice of proposed special conditions No. 23-12-01-SC for the Cirrus SR22 airplanes was published on May 15, 2012 (77 FR 28530). No comments were received and the special conditions are adopted as proposed.</P>
        <HD SOURCE="HD1">Applicability</HD>
        <P>As discussed above, these special conditions are applicable to the SR22 (S/NS 0002 thru 2333, 2335 thru 2419, and 2421 thru 2437). Should Tamarack Aerospace Group apply at a later date for a supplemental type certificate to modify any other model included on Type Certificate Data Sheet A00009CH to incorporate the same novel or unusual design feature, the special conditions would apply to that model as well.</P>

        <P>Under standard practice, the effective date of final special conditions would be 30 days after the date of publication in the<E T="04">Federal Register</E>; however, as the certification date for the Tamarack modified Cirrus SR22 is imminent, the FAA finds that good cause exists to make these special conditions effective upon issuance.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>This action affects only certain novel or unusual design features on one model of airplane. It is not a rule of general applicability and it affects only the applicant who applied to the FAA for approval of these features on the airplane.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 23</HD>
          <P>Aircraft, Aviation safety, Signs and symbols.</P>
        </LSTSUB>
        <REGTEXT PART="23" TITLE="14">
          <AMDPAR>The authority citation for these special conditions is as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701, 44702, 44704.</P>
          </AUTH>
          <HD SOURCE="HD1">The Special Conditions</HD>

          <P>Accordingly, pursuant to the authority delegated to me by the Administrator, the following special conditions are issued as part of the type certification basis for Cirrus Model SR22 airplanes (S/Ns 0002 through 2333, 2335 through 2419, and 2421 through 2437) modified by Tamarack Aerospace Group.<PRTPAGE P="42951"/>
          </P>
          <HD SOURCE="HD2">1. Active Load Alleviation Systems—Structural Requirements</HD>
          <P>(A) The following special conditions apply to airplanes equipped with load alleviation systems that either directly, or as a result of failure or malfunction, affect structural performance. These special conditions address the direct structural consequences of the system responses and performances and cannot be considered in isolation but should be included in the overall safety evaluation of the airplane. Any statistical or probability terms used in the following special conditions apply to the structural requirements only and do not replace, remove, or supersede other requirements, including those in part 23, subpart E. These criteria are only applicable to structure whose failure could prevent continued safe flight and landing.</P>
          <P>(B) In addition to the requirements in 14 CFR part 23, § 23.301 Loads, comply with the following:</P>
          <HD SOURCE="HD3">SC 23.301Loads, Probability of Failure of Load Alleviation System</HD>

          <P>(a) Failures of the load alleviation system, including the annunciation system, must be immediately annunciated to the pilot or annunciated prior to the next flight. Failure of the load alleviation system, including the annunciation system, must be no greater than 1 × 10<E T="51">−5</E>per flight hour.</P>

          <P>(b) If failure of the load alleviation system, including the annunciation system, is greater than 1 × 10<E T="51">−8</E>per flight hour, an independent system functional test must be accomplished at a periodic interval to limit time exposure to an undetected failed system. The time interval for the system functional test must be selected so that the product of the time interval in hours and the failure of the load alleviation system, including the annunciation system, is no greater than 1 × 10<E T="51">−5</E>per hour.</P>
          <P>(c) Failures of the load alleviation system, including the annunciation system, must be reported to the FAA in a manner acceptable to the Administrator.</P>
          <P>(C) In place of the requirements in 14 CFR part 23, § 23.303 Factor of Safety, comply with the following:</P>
          <HD SOURCE="HD3">SC 23.303Factor of Safety, Load Alleviation Systems</HD>
          <P>The airplane must be able to withstand the limit and ultimate loads resulting from the following scenarios:</P>
          <P>(a) The loads resulting from 14 CFR part 23, §§ 23.321 through 23.537, as applicable, corresponding to a fully operative load alleviation system. A factor of safety of 1.5 must be applied to determine ultimate loads.</P>
          <P>(b) If an independent system functional test is required by SC 23.301(b), the loads resulting from 14 CFR part 23, §§ 23.321 through 23.537, as applicable, corresponding to the system in the failed state without additional flight limitations or reconfiguration of the airplane. A factor of safety of 1.0 must be applied to determine ultimate loads.</P>

          <P>(c) The loads corresponding to the time of occurrence of load alleviation system failure and immediately after the failure. These loads must be determined at any speed up to V<E T="52">NE</E>, starting from 1g level flight conditions, and considering realistic scenarios, including pilot corrective actions. A factor of safety of 1.5 must be applied to determine ultimate loads.</P>
          <P>(d) For airplanes equipped with “before the next flight” failure annunciation systems, the loads resulting from 14 CFR part 23, §§ 23.321 through 23.537, as applicable, corresponding to the system in the failed state without additional flight limitations or reconfiguration of the airplane. A factor of safety of 1.25 must be applied to determine ultimate loads.</P>
          <P>(e) For airplanes equipped with “immediate” failure annunciation systems, the loads resulting from 14 CFR part 23, §§ 23.321 through 23.537, as applicable, corresponding to the system in the failed state with additional flight limitations or reconfiguration of the airplane. A factor of safety of 1.0 must be applied to determine ultimate loads.</P>
          <P>(D) In addition to the requirements in 14 CFR part 23, §§ 23.571 through 23.574, comply with the following:</P>
          <HD SOURCE="HD3">SC 23.571 Through SC 23.574Fatigue and Damage Tolerance</HD>
          <P>If any system failure would have a significant effect on the fatigue or damage evaluations required in §§ 23.571 through 23.574, then these effects must be taken into account. If an independent system functional test is required by SC 23.301(b), the effect on fatigue and damage evaluations resulting from the selected inspection interval must be taken into account.</P>
          <P>(E) In addition to the requirements in 14 CFR part 23, § 23.629 Flutter, comply with the following:</P>
          <HD SOURCE="HD3">SC 23.629Flutter</HD>
          <P>(a) With the load alleviation system fully operative, compliance to 14 CFR part 23, § 23.629 must be shown. Compliance with § 23.629(f) must include the ATLAS control system and control surface.</P>

          <P>(b) At the time of occurrence of load alleviation system failure and immediately after the failure, compliance with 14 CFR part 23, § 23.629(a) and (e) must be shown up to V<E T="52">D</E>/M<E T="52">D</E>without consideration of additional operating limitations or reconfiguration of the airplane.</P>

          <P>(c) For airplanes equipped with “before the next flight” failure annunciation systems and the load alleviation system in the failed state, compliance to 14 CFR part 23, § 23.629 Flutter, paragraphs (a) and (e), must be shown up to V<E T="52">D</E>/M<E T="52">D</E>without consideration of additional operating limitations or reconfiguration of the airplane.</P>

          <P>(d) For airplanes equipped with “immediate” failure annunciation systems and the load alleviation system in the failed state, compliance to 14 CFR part 23, § 23.629 Flutter, paragraphs (a) and (e), must be shown with consideration of additional operating limitations or reconfiguration of the airplane at speeds up to V<E T="52">D</E>= 1.4 × maximum speed limitation selected by the applicant.</P>
          <HD SOURCE="HD2">2. Active Load Alleviation Systems—Control System Requirements.</HD>
          <P>(A) In place of 14 CFR part 23, § 23.672 Stability augmentation and automatic and power-operated systems requirement, comply with the following:</P>
          <HD SOURCE="HD3">SC 23.672Load Alleviation Systems</HD>
          <P>The load alleviation system must comply with the following:</P>
          <P>(a) A warning, which is clearly distinguishable to the pilot under expected flight conditions without requiring the pilot's attention, must be provided for any failure in the load alleviation system or in any other automatic system that could result in an unsafe condition if the pilot was not aware of the failure. Warning systems must not activate the control system.</P>
          <P>(b) The design of the load alleviation system or of any other automatic system must permit initial counteraction of failures without requiring exceptional pilot skill or strength, by either the deactivation of the system or a failed portion thereof, or by overriding the failure by movement of the flight controls in the normal sense.</P>
          <P>(c) It must be shown that, while the system is active or after any single failure of the load alleviation system—</P>

          <P>(1) The airplane is safely controllable when the failure or malfunction occurs at any speed or altitude within the approved operating limitations that is critical for the type of failure being considered;<PRTPAGE P="42952"/>
          </P>
          <P>(2) The controllability and maneuverability requirements of this part are met within a practical operational flight envelope (for example, speed, altitude, normal acceleration, and airplane configuration) that is described in the Airplane Flight Manual (AFM); and</P>
          <P>(3) The trim, stability, and stall characteristics are not impaired below a level needed to permit continued safe flight and landing.</P>
          <P>(B) In place of 14 CFR part 23, § 23.677 Trim systems requirement, comply with the following:</P>
          <HD SOURCE="HD3">SC 23.677Load Alleviation Active Control Surface</HD>
          <P>(a) Proper precautions must be taken to prevent inadvertent, improper, or abrupt Tamarack Active Control Surface (TACS) operation.</P>
          <P>(b) The load alleviation system must be designed so that, when any one connecting or transmitting element in the primary flight control system fails, adequate longitudinal control for safe flight and landing is available.</P>
          <P>(c) The load alleviation system must be irreversible unless the TACS is properly balanced and has no unsafe flutter characteristics. The system must have adequate rigidity and reliability in the portion of the system from the tab to the attachment of the irreversible unit to the airplane structure.</P>
          <P>(d) It must be demonstrated that the airplane is safely controllable and that the pilot can perform all maneuvers and operations necessary to effect a safe landing following any probable powered system runaway that reasonably might be expected in service, allowing for appropriate time delay after pilot recognition of the system runaway. The demonstration must be conducted at critical airplane weights and center of gravity positions.</P>
          <P>(C) In place of 14 CFR part 23, § 23.683 Operation tests requirement, comply with the following:</P>
          <HD SOURCE="HD3">SC 23.683Operation tests</HD>
          <P>(a) It must be shown by operation tests that, when the load alleviation system is active and operational and loaded as prescribed in paragraph (b) of this section, the system is free from—</P>
          <P>(1) Jamming;</P>
          <P>(2) Excessive friction; and</P>
          <P>(3) Excessive deflection.</P>
          <P>(b) The prescribed test loads are, for the entire system, loads corresponding to the limit airloads on the appropriate surface.</P>
          <P>(D) In place of 14 CFR part 23, § 23.685 Control system details requirement, comply with the following:</P>
          <HD SOURCE="HD3">SC 23.685Control System Details</HD>
          <P>(a) Each detail of the Tamarack Active Control Surface (TACS) must be designed and installed to prevent jamming, chafing, and interference from cargo, passengers, loose objects, or the freezing of moisture.</P>
          <P>(b) There must be means in the cockpit to prevent the entry of foreign objects into places where they would jam any one connecting or transmitting element of the system.</P>
          <P>(c) Each element of the load alleviation system must have design features, or must be distinctively and permanently marked, to minimize the possibility of incorrect assembly that could result in malfunctioning of the control system.</P>
          <P>(E) In place of 14 CFR part 23, § 23.697 Wing flap controls requirement, comply with the following:</P>
          <HD SOURCE="HD3">SC 23.697Load Alleviation System Controls</HD>
          <P>(a) The Tamarack Active Control Surface (TACS) must be designed so that, when the surface has been placed in any position, it will not move from that position unless the control is adjusted or is moved by the automatic operation of a load alleviation system.</P>
          <P>(b) The rate of movement of the TACS in response to the automatic device must give satisfactory flight and performance characteristics under steady or changing conditions of airspeed, engine power, and attitude.</P>
          <P>(F) In place of 14 CFR part 23, § 23.701 Flap interconnection requirement, comply with the following:</P>
          <HD SOURCE="HD3">SC 23.701Load Alleviation System Interconnection</HD>
          <P>(a) The load alleviation system and related movable surfaces as a system must—</P>
          <P>(1) Be synchronized by a mechanical interconnection between the movable surfaces; or by an approved equivalent means; or</P>
          <P>(2) Be designed so that the occurrence of any failure of the system that would result in an unsafe flight characteristic of the airplane is extremely improbable; or</P>
          <P>(b) The airplane must be shown to have safe flight characteristics with any combination of extreme positions of individual movable surfaces.</P>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Kansas City, Missouri, on July 13, 2013.</DATED>
          <NAME>Earl Lawrence,</NAME>
          <TITLE>Manager, Small Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17864 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2012-0329; Directorate Identifier 2011-NM-139-AD; Amendment 39-17127; AD 2012-14-13]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Airbus Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), Department of Transportation (DOT).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are adopting a new airworthiness directive (AD) for certain Airbus Model A318-112 and -121 airplanes; Model A319-111, -112, -115, -132, and -133 airplanes; Model A320-214, -232, and -233 airplanes; and Model A321-211, -212, -213, and -231 airplanes. This AD was prompted by reports of some fuselage nuts found cracked. This AD requires an inspection to determine if certain fuselage nuts are installed, a detailed inspection for cracking of fuselage nuts having a certain part number, and related investigative and corrective actions if necessary. We are issuing this AD to detect and correct fuselage nuts found cracked, which could result in reduced structural integrity of the airplane.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD becomes effective August 27, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of a certain publication listed in this AD as of August 27, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov</E>or in person at the U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Sanjay Ralhan, Aerospace Engineer, International Branch, ANM-116, Transport Airplane Directorate, FAA, 1601 Lind Avenue SW., Renton, Washington 98057-3356; telephone (425) 227-1405; fax (425) 227-1149.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to include an AD that would apply to the specified products. That NPRM was published in the<E T="04">Federal Register</E>on April 2, 2012 (77 FR 19567). That NPRM proposed to correct an<PRTPAGE P="42953"/>unsafe condition for the specified products. The MCAI states:</P>
        
        <EXTRACT>
          <P>During structural part assembly in Airbus production line, some nuts Part Number (P/N) ASNA2531-4 were found cracked. Investigations were performed to determine the batches of the affected nuts and had revealed that these nuts have been installed in production on the fuselage of aeroplanes listed in the applicability section of this [EASA] AD.</P>
          <P>Static, fatigue and corrosion tests were performed, which demonstrated that no immediate maintenance action is necessary. However, a large number of these nuts are fitted on primary structural elements, which could have long-term consequences.</P>
          <P>This condition, if not corrected, could impair the structural integrity of the affected aeroplanes.</P>
          <P>For the reasons described above, this [EASA] AD requires [an inspection to determine if certain fuselage nuts are installed,] a detailed inspection [for cracking] of the affected nuts, associated corrective actions, [general visual inspection for scratching of the hole if necessary] depending on findings, and replacement of the affected P/N ASNA2531-4 nuts with new ones, having the same P/N.</P>
        </EXTRACT>
        <STARS/>
        <FP>Required actions include related investigative and corrective actions if necessary. Related investigative actions include a general visual inspection for scratching of the hole. Corrective actions include replacing the fastener and installing a new fuselage nut. You may obtain further information by examining the MCAI in the AD docket.</FP>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. We received no comments on the NPRM (77 FR 19567, April 2, 2012) or on the determination of the cost to the public.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the available data and determined that air safety and the public interest require adopting the AD as proposed.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD will affect 152 products of U.S. registry. We also estimate that it will take about 15 work-hours per product to comply with the basic requirements of this AD. The average labor rate is $85 per work-hour. Based on these figures, we estimate the cost of this AD to the U.S. operators to be $193,800, or $1,275 per product.</P>
        <P>In addition, we estimate that any necessary follow-on actions would take about 10 work-hours and require parts costing $362, for a cost of $1,212 per product. We have no way of determining the number of products that may need these actions.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. “Subtitle VII: Aviation Programs,” describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in “Subtitle VII, Part A, Subpart III, Section 44701: General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>
          <E T="03">For the reasons discussed above, I certify that this AD:</E>
        </P>
        <P>1. Is not a “significant regulatory action” under Executive Order 12866;</P>
        <P>2. Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979);</P>
        <P>3. Will not affect intrastate aviation in Alaska; and</P>
        <P>4. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>We prepared a regulatory evaluation of the estimated costs to comply with this AD and placed it in the AD docket.</P>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Operations office between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains the NPRM (77 FR 19567, April 2, 2012), the regulatory evaluation, any comments received, and other information. The street address for the Docket Operations office (telephone (800) 647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new AD:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2012-14-13Airbus:</E>Amendment 39-17127. Docket No. FAA-2012-0329; Directorate Identifier 2011-NM-139-AD.</FP>
            <HD SOURCE="HD1">(a) Effective Date</HD>
            <P>This airworthiness directive (AD) becomes effective August 27, 2012.</P>
            <HD SOURCE="HD1">(b) Affected ADs</HD>
            <P>None.</P>
            <HD SOURCE="HD1">(c) Applicability</HD>
            <P>This AD applies to Airbus Model A318-112 and -121 airplanes; Model A319-111, -112, -115, -132, and -133 airplanes; Model A320-214, -232, and -233 airplanes; and Model A321-211, -212, -213, and -231 airplanes; certificated in any category; manufacturer serial numbers 3339, 3340, 3350, 3355, 3360, 3367, 3369, 3372, 3380, 3382, 3385, 3387, 3388, 3390, 3393, 3395, 3397 through 3508 inclusive, 3510 through 3519 inclusive, 3522, 3523, 3525, 3527, 3529, 3530, 3537, 3539, 3542, 3544, 3546, 3548, 3552, and 3555.</P>
            <HD SOURCE="HD1">(d) Subject</HD>
            <P>Air Transport Association (ATA) of America Code 53: Fuselage.</P>
            <HD SOURCE="HD1">(e) Reason</HD>
            <P>This AD was prompted by reports of fuselage nuts found cracked. We are issuing this AD to detect and correct fuselage nuts found cracked, which could result in reduced structural integrity of the airplane.</P>
            <HD SOURCE="HD1">(f) Compliance</HD>
            <P>You are responsible for having the actions required by this AD performed within the compliance times specified, unless the actions have already been done.</P>
            <HD SOURCE="HD1">(g) Inspection and Replacement</HD>

            <P>Within 72 months since first flight of the airplane or within 90 days after the effective date of this AD, whichever occurs later, do an inspection for nuts having part number (P/N) ASNA2531-4 located in the fuselage. If a nut having P/N ASNA2531-4 is found, before further flight, do a detailed inspection for cracking of the nut, and all applicable related investigative and corrective actions, in<PRTPAGE P="42954"/>accordance with the Accomplishment Instructions of Airbus Service Bulletin A320-53-1218, Revision 01, including Appendices 01 and 02, dated June 17, 2010. If any cracking is found, before further flight, repair in accordance with the Accomplishment Instructions of Airbus Service Bulletin A320-53-1218, Revision 01, including Appendices 01 and 02, dated June 17, 2010.</P>
            <HD SOURCE="HD1">(h) Reporting</HD>
            <P>Submit a report of the findings of the inspection required by paragraph (g) of this AD to Airbus in accordance with Appendix 01 of Airbus Service Bulletin A320-53-1218, Revision 01, including Appendices 01 and 02, dated June 17, 2010, at the applicable time specified in paragraph (h)(1) or (h)(2) of this AD.</P>
            <P>(1) If the inspection was done on or after the effective date of this AD: Submit the report within 90 days after the inspection.</P>
            <P>(2) If the inspection was done before the effective date of this AD: Submit the report within 90 days after the effective date of this AD.</P>
            <HD SOURCE="HD1">(i) Credit for Previous Actions</HD>
            <P>This paragraph provides credit for inspections and replacements required by paragraph (g) of this AD, if those actions were performed before the effective date of this AD using Airbus Service Bulletin A320-53-1218, including Appendices 01 and 02, dated February 8, 2010.</P>
            <HD SOURCE="HD1">(j) Other FAA AD Provisions</HD>
            <P>The following provisions also apply to this AD:</P>
            <P>
              <E T="03">(1) Alternative Methods of Compliance (AMOCs):</E>The Manager, International Branch, ANM-116, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the International Branch, send it to ATTN: Sanjay Ralhan, Aerospace Engineer, International Branch, ANM-116, Transport Airplane Directorate, FAA, 1601 Lind Avenue SW., Renton, Washington 98057-3356; phone: 425-227-1405; fax: 425-227-1149. Information may be emailed to:<E T="03">9-ANM-116-AMOC-REQUESTS@faa.gov</E>. Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office. The AMOC approval letter must specifically reference this AD.</P>
            <P>
              <E T="03">(2) Airworthy Product:</E>For any requirement in this AD to obtain corrective actions from a manufacturer or other source, use these actions if they are FAA-approved. Corrective actions are considered FAA-approved if they are approved by the State of Design Authority (or their delegated agent). You are required to assure the product is airworthy before it is returned to service.</P>
            <P>
              <E T="03">(3) Reporting Requirements:</E>A federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a person be subject to a penalty for failure to comply with a collection of information subject to the requirements of the Paperwork Reduction Act unless that collection of information displays a current valid OMB Control Number. The OMB Control Number for this information collection is 2120-0056. Public reporting for this collection of information is estimated to be approximately 5 minutes per response, including the time for reviewing instructions, completing and reviewing the collection of information. All responses to this collection of information are mandatory. Comments concerning the accuracy of this burden and suggestions for reducing the burden should be directed to the FAA at: 800 Independence Ave. SW., Washington, DC 20591, Attn: Information Collection Clearance Officer, AES-200.</P>
            <HD SOURCE="HD1">(k) Related Information</HD>
            <P>Refer to MCAI European Aviation Safety Agency Airworthiness Directive 2011-0120R1, dated July 13, 2011; and Airbus Service Bulletin A320-53-1218, Revision 01, including Appendices 01 and 02, dated June 17, 2010; for related information.</P>
            <HD SOURCE="HD1">(l) Material Incorporated by Reference</HD>
            <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the following service information under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
            <P>(2) You must use the following service information to do the actions required by this AD, unless the AD specifies otherwise.</P>
            <P>(i) Airbus Service Bulletin A320-53-1218, Revision 01, including Appendices 01 and 02, dated June 17, 2010.</P>

            <P>(3) For service information identified in this AD, contact Airbus, Airworthiness Office—EAS, 1 Rond Point Maurice Bellonte, 31707 Blagnac Cedex, France; telephone +33 5 61 93 36 96; fax +33 5 61 93 44 51; email<E T="03">account.airworth-eas@airbus.com;</E>Internet<E T="03">http://www.airbus.com</E>.</P>
            <P>(4) You may review copies of the service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>

            <P>(5) You may also review copies of the service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at an NARA facility, call 202-741-6030, or go to<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html</E>.</P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Renton, Washington, on July 5, 2012.</DATED>
          <NAME>Kalene C. Yanamura,</NAME>
          <TITLE>Acting Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17389 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2012-0730; Directorate Identifier 2012-SW-048-AD; Amendment 39-17124; AD 2012-14-10]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Boeing Vertol (Type Certificate Currently Held by Columbia Helicopters, Inc. (CHI)) and Kawasaki Heavy Industries, Limited Helicopters (Kawasaki)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), Department of Transportation (DOT).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are adopting a new airworthiness directive (AD) for CHI Model 107-II and Kawasaki Model KV107-II and KV107-IIA helicopters. This AD requires, before further flight, replacing certain upper collective pitch control yoke bolts. This AD is prompted by three failures of the affected bolts. These actions are intended to prevent failure of an upper collective pitch control yoke bolt (bolt), excessive vibration, migration of the shafts, and subsequent loss of control of the helicopter.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD becomes effective August 7, 2012.</P>
          <P>We must receive comments on this AD by September 21, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Docket:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the online instructions for sending your comments electronically.</P>
          <P>•<E T="03">Fax:</E>202-493-2251.</P>
          <P>•<E T="03">Mail:</E>Send comments to the U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001.</P>
          <P>•<E T="03">Hand Delivery:</E>Deliver to the “Mail” address between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov</E>or in person at the Docket Operations Office between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the economic evaluation, any comments received, and other information. The street address for<PRTPAGE P="42955"/>the Docket Operations Office (telephone 800-647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>

        <P>For service information identified in this AD, contact Columbia Helicopters, Inc.; 14452 Arndt Road NE., Aurora, OR 97002; telephone (503) 678-1222; email<E T="03">ContactEngineering@colheli.com;</E>or at<E T="03">www.ColHeli.com</E>. You may review the referenced service information at the FAA, Office of the Regional Counsel, Southwest Region, 2601 Meacham Blvd., Room 663, Fort Worth, Texas 76137.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Kathleen Arrigotti, Aviation Safety Engineer, Seattle Aircraft Certification Office, Transport Airplane Directorate, FAA, 1601 Lind Avenue SW., Renton, Washington 98057; telephone (425) 917-6426; email<E T="03">kathleen.arrigotti@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Comments Invited</HD>
        <P>This AD is a final rule that involves requirements affecting flight safety, and we did not provide you with notice and an opportunity to provide your comments prior to it becoming effective. However, we invite you to participate in this rulemaking by submitting written comments, data, or views. We also invite comments relating to the economic, environmental, energy, or federalism impacts that resulted from adopting this AD. The most helpful comments reference a specific portion of the AD, explain the reason for any recommended change, and include supporting data. To ensure the docket does not contain duplicate comments, commenters should send only one copy of written comments, or if comments are filed electronically, commenters should submit them only one time. We will file in the docket all comments that we receive, as well as a report summarizing each substantive public contact with FAA personnel concerning this rulemaking during the comment period. We will consider all the comments we receive and may conduct additional rulemaking based on those comments.</P>
        <HD SOURCE="HD1">Discussion</HD>
        <P>We are adopting a new AD for CHI Model 107-II and Kawasaki Model KV107-II and KV107-IIA helicopters. This AD requires replacing certain part-numbered bolts. The bolts are located in the forward and aft rotor upper collective pitch control assemblies. Upon failure, the yoke bolt head shears off, allowing shafts around the bolt to migrate out of place. If the shaft migrates fully out of place, the rotor pitch cannot be controlled. This AD is prompted by multiple failures of the affected bolts at low flight hours. These actions are intended to prevent failure of a bolt, excessive vibration, migration of the shafts, and subsequent loss of control of the helicopter.</P>
        <HD SOURCE="HD1">FAA's Determination</HD>
        <P>We are issuing this AD because we evaluated all the relevant information and determined the unsafe condition described previously is likely to exist or develop in other helicopters of the same type designs.</P>
        <HD SOURCE="HD1">Related Service Information</HD>
        <P>CHI issued Service Bulletin No. 107-27-0005 (SB), Revision 0, dated April 26, 2012. The SB specifies replacing all bolts, part number (P/N) 107C2733-1 and P/N 107C2733-2, with bolts, P/N C07C2700-1. The SB also specifies modifying spare assemblies, daily inspections of the yoke bolt retaining nut, and recurring 35-hour inspections of the bolt.</P>
        <HD SOURCE="HD1">AD Requirements</HD>
        <P>This AD requires, before further flight, replacing all affected bolts with airworthy bolts, P/N C07C2700-1, and torquing the nut to 450-500 in-lbs. This AD also prohibits installing washer P/N A02C3112-13 with bolt P/N C07C2700-1, and installing bolt P/N 107C2733-1 and P/N 107C2733-2 on any helicopter.</P>
        <HD SOURCE="HD1">Differences Between This AD and the Service Information</HD>
        <P>The CHI SB requires a repetitive daily inspection of the yoke bolt retaining nut, and a repetitive 35-hour inspection of the bolts after replacement. This AD does not require those inspections. The SB also specifies modifying spare assemblies. This AD does not address parts that are not installed.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD will affect 12 helicopters of U.S. Registry. We estimate that operators may incur the following costs in order to comply with this AD: Replacing the bolts will take 4 hours at an average labor rate of $85 per work hour. Required parts will cost $2,000. The total cost per helicopter is $2,340 and the total cost for the entire U.S. fleet is $28,080.</P>
        <HD SOURCE="HD1">FAA's Justification and Determination of the Effective Date</HD>
        <P>Providing an opportunity for public comments before adopting these AD requirements would delay implementing the safety actions needed to correct a previously described known critical unsafe condition, which can adversely affect the structural integrity and controllability of the helicopter. Therefore, we find that the risk to the flying public justifies waiving notice and comment prior to the adoption of this rule because the required corrective actions must be accomplished before further flight.</P>
        <P>Since an unsafe condition exists that requires the immediate adoption of this AD, we determined that notice and opportunity for public comment before issuing this AD are impracticable and that good cause exists for making this amendment effective in less than 30 days.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. “Subtitle VII: Aviation Programs,” describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in “Subtitle VII, Part A, Subpart III, Section 44701: General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>
          <E T="03">For the reasons discussed, I certify that this AD:</E>
        </P>
        <P>1. Is not a “significant regulatory action” under Executive Order 12866;</P>
        <P>2. Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979);</P>
        <P>3. Will not affect intrastate aviation in Alaska to the extent that it justifies making a regulatory distinction; and</P>

        <P>4. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.<PRTPAGE P="42956"/>
        </P>
        <P>We prepared an economic evaluation of the estimated costs to comply with this AD and placed it in the AD docket.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2012-14-10Boeing Vertol (Type Certificate Currently Held by Columbia Helicopters, Inc.) and Kawasaki Heavy Industries, Limited Helicopters:</E>Amendment 39-17124; Docket No. FAA-2012-0730; Directorate Identifier 2012-SW-048-AD.</FP>
            <HD SOURCE="HD1">(a) Applicability</HD>
            <P>This AD applies to Boeing Vertol (type certificate currently held by Columbia Helicopters, Inc. (CHI)) Model 107-II and Kawasaki Heavy Industries, Limited Model KV107-II and KV107-IIA helicopters with an upper collective pitch control assembly, part number (P/N) 107CK003-2 or 107CK002-2, installed, certificated in any category.</P>
            <HD SOURCE="HD1">(b) Unsafe Condition</HD>
            <P>This AD defines the unsafe condition as failure of an upper collective pitch control yoke bolt (bolt). This condition could result in excessive vibration, migration of the shafts, and subsequent loss of control of the helicopter.</P>
            <HD SOURCE="HD1">(c) Effective Date</HD>
            <P>This AD becomes effective August 7, 2012.</P>
            <HD SOURCE="HD1">(d) Compliance</HD>
            <P>You are responsible for performing each action required by this AD within the specified compliance time unless it has already been accomplished prior to that time.</P>
            <HD SOURCE="HD1">(e) Required Actions</HD>
            <P>Before further flight, replace bolts, P/N 107C2733-1 and P/N 107C2733-2, with airworthy bolts, P/N C07C2700-1. Torque each nut to 450-500 in-lbs. Do not install a washer, P/N A02C3112-13 with a bolt, P/N C07C2700-1. Do not install bolts, P/N 107C2733-1 and P/N 107C2733-2, on any helicopter.</P>
            <HD SOURCE="HD1">(f) Alternative Methods of Compliance (AMOCs)</HD>

            <P>(1) The Manager, Seattle Aircraft Certification Office, FAA, may approve AMOCs for this AD. Send your proposal to: Kathleen Arrigotti, Aviation Safety Engineer, Seattle Aircraft Certification Office, Transport Airplane Directorate, FAA, 1601 Lind Avenue SW., Renton, Washington 98057; telephone (425) 917-6426; email<E T="03">9-ANM-Seattle-ACO-AMOC-Requests@faa.gov</E>.</P>
            <P>(2) For operations conducted under a 14 CFR part 119 operating certificate or under 14 CFR part 91, subpart K, we suggest that you notify your principal inspector, or lacking a principal inspector, the manager of the local flight standards district office or certificate holding district office, before operating any aircraft complying with this EAD through an AMOC.</P>
            <HD SOURCE="HD1">(g) Additional Information</HD>

            <P>CHI Service Bulletin No. 107-27-0005 (SB), Revision 0, dated April 26, 2012, which is not incorporated by reference, contains additional information about the subject of this AD. For service information identified in this AD, contact Columbia Helicopters, Inc.; 14452 Arndt Road NE., Aurora, OR 97002; telephone (503) 678-1222; email<E T="03">ContactEngineering@colheli.com;</E>or at<E T="03">www.ColHeli.com.</E>You may review the referenced service information at the FAA, Office of the Regional Counsel, Southwest Region, 2601 Meacham Blvd., Room 663, Fort Worth, Texas 76137.</P>
            <HD SOURCE="HD1">(h) Subject</HD>
            <P>Joint Aircraft Service Component (JASC) Code: 6230 Main Rotor Mast/Swashplate.</P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Fort Worth, Texas, on July 5, 2012.</DATED>
          <NAME>Kim Smith,</NAME>
          <TITLE>Manager, Rotorcraft Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17278 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2012-0271; Directorate Identifier 2011-NM-196-AD; Amendment 39-17118; AD 2012-14-04]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Bombardier, Inc. Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), Department of Transportation (DOT).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are adopting a new airworthiness directive (AD) for certain Bombardier, Inc. Model DHC-8-100, DHC-8-200, and DHC-8-300 series airplanes. This AD was prompted by reports of hydraulic accumulator screw cap or end cap failure. This AD requires replacing the affected parking brake accumulator. We are issuing this AD to prevent failure of the parking brake accumulator screw caps or end caps, which could result in loss of the number 2 hydraulic system and damage to airplane structures, and could potentially have an adverse effect on the controllability of the airplane.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD becomes effective August 27, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of certain publications listed in this AD as of August 27, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov</E>or in person at the U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Cesar Gomez, Aerospace Engineer, Airframe and Mechanical Systems Branch, ANE-171, FAA, New York Aircraft Certification Office, 1600 Stewart Avenue, Suite 410, Westbury, New York 11590; telephone (516) 228-7318; fax (516) 794-5531.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to include an AD that would apply to the specified products. That NPRM was published in the<E T="04">Federal Register</E>on March 21, 2012 (77 FR 16488). That NPRM proposed to correct an unsafe condition for the specified products. The MCAI states:</P>
        
        <EXTRACT>
          <P>Seven cases of on-ground hydraulic accumulator screw cap or end cap failure have been experienced on CL-600-2B19 (CRJ) aeroplanes, resulting in loss of the associated hydraulic system and high-energy impact damage to adjacent systems and structure. To date, the lowest number of flight cycles accumulated at the time of failure has been 6991.</P>
          <P>Although there have been no failures to date on any DHC-8 aeroplanes, similar accumulators to those installed on the CL-600-2B19, Part Numbers (P/N)0860162001 and 0860162002 (Parking Brake Accumulator), are installed on the aeroplanes listed in the Applicability section of this [TCCA] directive.</P>

          <P>A detailed analysis of the systems and structure in the potential line of trajectory of a failed screw cap/end cap for the accumulator has been conducted. It has identified that the worst-case scenarios would be the loss of number 2 hydraulic system, and damage to aeroplane structures.<PRTPAGE P="42957"/>
          </P>
          <P>This [TCCA] directive gives instructions to determine the part number and serial number of the existing parking brake accumulator, and where applicable, replace the accumulator.</P>
        </EXTRACT>
        
        <FP>Failure of the parking brake accumulator screw caps and/or end caps could result in loss of the number 2 hydraulic system, and damage to airplane structures, and could potentially have an adverse effect on the controllability of the airplane. You may obtain further information by examining the MCAI in the AD docket.</FP>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. We received no comments on the NPRM (77 FR 16488, March 21, 2012) or on the determination of the cost to the public.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the available data and determined that air safety and the public interest require adopting the AD as proposed—except for minor editorial changes. We have determined that these minor changes:</P>
        <P>• Are consistent with the intent that was proposed in the NPRM (77 FR 16488, March 21, 2012) for correcting the unsafe condition; and</P>
        <P>• Do not add any additional burden upon the public than was already proposed in the NPRM (77 FR 16488, March 21, 2012).</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD will affect about 129 products of U.S. registry. We also estimate that it will take about 2 work-hours per product to comply with the basic requirements of this AD. The average labor rate is $85 per work-hour. Based on these figures, we estimate the cost of this AD to the U.S. operators to be $21,930, or $170 per product.</P>
        <P>In addition, we estimate that any necessary follow-on actions would take about 3 work-hours and require parts costing $1,625, for a cost of $1,880 per product. We have no way of determining the number of products that may need these actions.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. “Subtitle VII: Aviation Programs,” describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in “Subtitle VII, Part A, Subpart III, Section 44701: General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>
          <E T="03">For the reasons discussed above, I certify that this AD:</E>
        </P>
        <P>1. Is not a “significant regulatory action” under Executive Order 12866;</P>
        <P>2. Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979);</P>
        <P>3. Will not affect intrastate aviation in Alaska; and</P>
        <P>4. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>We prepared a regulatory evaluation of the estimated costs to comply with this AD and placed it in the AD docket.</P>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Operations office between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains the NPRM (77 FR 16488, March 21, 2012), the regulatory evaluation, any comments received, and other information. The street address for the Docket Operations office (telephone (800) 647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new AD:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2012-14-04Bombardier, Inc.:</E>Amendment 39-17118. Docket No. FAA-2012-0271; Directorate Identifier 2011-NM-196-AD.</FP>
            <HD SOURCE="HD1">(a) Effective Date</HD>
            <P>This airworthiness directive (AD) becomes effective August 27, 2012.</P>
            <HD SOURCE="HD1">(b) Affected ADs</HD>
            <P>None.</P>
            <HD SOURCE="HD1">(c) Applicability</HD>
            <P>This AD applies to Bombardier, Inc. Model DHC-8-101, -102, -103, -106, -201, -202, -301, -311, and -315 airplanes, certificated in any category, serial numbers 003 and subsequent.</P>
            <HD SOURCE="HD1">(d) Subject</HD>
            <P>Air Transport Association (ATA) of America Code 32: Landing gear.</P>
            <HD SOURCE="HD1">(e) Reason</HD>
            <P>This AD was prompted by reports of hydraulic accumulator screw cap or end cap failure. We are issuing this AD to prevent failure of the parking brake accumulator screw caps or end caps, which could result in loss of the number 2 hydraulic system and damage to airplane structures, and could potentially have an adverse effect on the controllability of the airplane.</P>
            <HD SOURCE="HD1">(f) Compliance</HD>
            <P>You are responsible for having the actions required by this AD performed within the compliance times specified, unless the actions have already been done.</P>
            <HD SOURCE="HD1">(g) Inspection and Replacement</HD>
            <P>Within 2,000 flight hours or 12 months after the effective date of this AD, whichever occurs first: Inspect to determine the part number (P/N) and serial number of the parking brake hydraulic accumulator, in accordance with the Accomplishment Instructions of Bombardier Service Bulletin 8-32-170, dated February 25, 2011. A review of airplane maintenance records is acceptable in lieu of this inspection if the part number and serial number of the parking brake hydraulic accumulator can be conclusively determined from that review.</P>
            <P>(1) For accumulators not having P/N 0860162001 or 0860162002: No further action is required by this paragraph.</P>
            <P>(2) For accumulators having P/N 0860162001 or 0860162002: Before further flight, do the applicable actions specified in paragraphs (g)(2)(i) and (g)(2)(ii) of this AD.</P>

            <P>(i) If the serial number is listed in the table in paragraph 3.B.(2) of Bombardier Service Bulletin 8-32-170, dated February 25, 2011: No further action is required by this paragraph.<PRTPAGE P="42958"/>
            </P>
            <P>(ii) If the serial number is not listed in the table in paragraph 3.B.(2) of Bombardier Service Bulletin 8-32-170, dated February 25, 2011: Within 2,000 flight hours or 12 months after the effective date of this AD, whichever occurs first, replace the accumulator with a new non-suspect accumulator, in accordance with the Accomplishment Instructions of Bombardier Service Bulletin 8-32-172, dated March 15, 2011.</P>
            <HD SOURCE="HD1">(h) Parts Installation Prohibition</HD>
            <P>As of the effective date of this AD, no person may install a parking brake accumulator, P/N 0860162001 or 0860162002 with a serial number that is not listed in the table in paragraph 3.B.(2) of Bombardier Service Bulletin 8-32-170, dated February 25, 2011, on any airplane.</P>
            <HD SOURCE="HD1">(i) Other FAA AD Provisions</HD>
            <P>The following provisions also apply to this AD:</P>
            <P>(1)<E T="03">Alternative Methods of Compliance (AMOCs):</E>The Manager, New York Aircraft Certification Office (ACO), ANE-170, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the ACO, send it to ATTN: Program Manager, Continuing Operational Safety, FAA, New York ACO, 1600 Stewart Avenue, Suite 410, Westbury, New York 11590; telephone 516-228-7300; fax 516-794-5531. Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office. The AMOC approval letter must specifically reference this AD.</P>
            <P>(2)<E T="03">Airworthy Product:</E>For any requirement in this AD to obtain corrective actions from a manufacturer or other source, use these actions if they are FAA-approved. Corrective actions are considered FAA-approved if they are approved by the State of Design Authority (or their delegated agent). You are required to assure the product is airworthy before it is returned to service.</P>
            <HD SOURCE="HD1">(j) Related Information</HD>
            <P>Refer to MCAI Canadian Airworthiness Directive CF-2011-29, dated August 2, 2011, and the service information identified in paragraphs (j)(1) and (j)(2) of this AD, for related information.</P>
            <P>(1) Bombardier Service Bulletin 8-32-170, dated February 25, 2011.</P>
            <P>(2) Bombardier Service Bulletin 8-32-172, dated March 15, 2011.</P>
            <HD SOURCE="HD1">(k) Material Incorporated by Reference</HD>
            <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the following service information under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
            <P>(2) You must use the following service information to do the actions required by this AD, unless the AD specifies otherwise.</P>
            <P>(i) Bombardier Service Bulletin 8-32-170, dated February 25, 2011.</P>
            <P>(ii) Bombardier Service Bulletin 8-32-172, dated March 15, 2011.</P>

            <P>(3) For service information identified in this AD, contact Bombardier, Inc., Q-Series Technical Help Desk, 123 Garratt Boulevard, Toronto, Ontario M3K 1Y5, Canada; telephone 416-375-4000; fax 416-375-4539; email<E T="03">thd.qseries@aero.bombardier.com;</E>Internet<E T="03">http://www.bombardier.com.</E>
            </P>
            <P>(4) You may review copies of the service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>

            <P>(5) You may also review copies of the service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at an NARA facility, call 202-741-6030, or go to<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Renton, Washington, on June 28, 2012.</DATED>
          <NAME>Kalene C. Yanamura,</NAME>
          <TITLE>Acting Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-16967 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2012-0704; Directorate Identifier 2012-SW-040-AD; Amendment 39-17113; AD 2012-13-11]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Eurocopter Deutschland GmbH Helicopters</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), Department of Transportation (DOT).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are adopting a new airworthiness directive (AD) for Eurocopter Deutschland GmbH (ECD) Model MBB-BK 117 (all versions) and BO-105LS A-3 helicopters. This AD requires inspecting the tail rotor pitch link spherical bearing for proper swaging. This AD is prompted by a report of a tail rotor pitch link with a spherical bearing that had migrated out of the bearing bore. The actions specified by this AD are intended to prevent failure of the tail rotor pitch link and subsequent loss of control of the helicopter.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD becomes effective August 7, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of certain documents August 7, 2012.</P>
          <P>We must receive comments on this AD by September 21, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Docket:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the online instructions for sending your comments electronically.</P>
          <P>•<E T="03">Fax:</E>202-493-2251.</P>
          <P>•<E T="03">Mail:</E>Send comments to the U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001.</P>
          <P>•<E T="03">Hand Delivery:</E>Deliver to the “Mail” address between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov</E>or in person at the Docket Operations Office between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the economic evaluation, any comments received, and other information. The street address for the Docket Operations Office (telephone 800- 647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>

        <P>For service information identified in this AD, contact Able Engineering and Support Services, 2920 East Chambers Street, Phoenix, AZ 85040; telephone (602) 304-1227; fax (602) 304-1277; email<E T="03">info@ableengineering.com.</E>You may review a copy of the referenced service information at the FAA, Office of the Regional Counsel, Southwest Region, 2601 Meacham Blvd., Room 663, Fort Worth, Texas 76137.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Sharon Miles, Aviation Safety Engineer, Regulations and Policy Group, Rotorcraft Directorate, FAA, 2601 Meacham Blvd., Fort Worth, TX 76137; telephone (817) 222-5110; email<E T="03">sharon.y.miles@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Comments Invited</HD>

        <P>This AD is a final rule that involves requirements affecting flight safety, and we did not provide you with notice and an opportunity to provide your comments prior to it becoming effective. However, we invite you to participate in this rulemaking by submitting written comments, data, or views. We also invite comments relating to the economic, environmental, energy, or<PRTPAGE P="42959"/>federalism impacts that resulted from adopting this AD. The most helpful comments reference a specific portion of the AD, explain the reason for any recommended change, and include supporting data. To ensure the docket does not contain duplicate comments, commenters should send only one copy of written comments, or if comments are filed electronically, commenters should submit them only one time. We will file in the docket all comments that we receive, as well as a report summarizing each substantive public contact with FAA personnel concerning this rulemaking during the comment period. We will consider all the comments we receive and may conduct additional rulemaking based on those comments.</P>
        <HD SOURCE="HD1">Discussion</HD>
        <P>Able Engineering &amp; Component Services (Able) received a report of a tail rotor pitch link with a spherical bearing that had migrated out of the bearing bore. Investigation by Able revealed that the migration resulted from the spherical bearing being improperly swaged during a repair process and that the affected parts were limited to those repaired after January 1, 2011. Able determined that an inspection of other tail rotor pitch links repaired after that date is necessary to determine their airworthiness and issued Alert Service Bulletin (ASB) No.: 2012-001, Revision IR, dfated March 7, 2012 (Able ASB).</P>
        <P>On March 19, 2012, Eurocopter issued one ASB with multiple numbers: Eurocopter Emergency Alert Service Bulletin (EASB) No. BO105 LS-30A-013 for model BO-105LS A-3 helicopters; EASB No. BO105 LS A-3-STC-0654/3058-30A-001 for model BO-105LS A-3 Superlifter helicopters; EASB No. MBB-BK117-30A-115 for model MBB-BK 117 A-1, A-3, A-4, B-1, B-2, and C-1 helicopters; and EASB No. MBB-BK117 C-2-67A-016 for model MBB-BK117 C-2 helicopters, all Revision 0. The EASB specifies complying with the inspection described in the Able ASB.</P>
        <HD SOURCE="HD1">FAA's Determination</HD>
        <P>We are issuing this AD because we evaluated all the relevant information and determined the unsafe condition described previously is likely to exist or develop in other helicopters of these same type designs.</P>
        <HD SOURCE="HD1">Related Service Information</HD>
        <P>We reviewed the Able ASB, which identifies certain tail rotor pitch links (pitch links) that are affected by the improper swaging of the spherical bearings. The Able ASB describes procedures to remove the pitch links and visually inspect the spherical bearings with an 8X magnifying glass for a bearing that has not been swaged and will migrate out of the bearing bore. If a pitch link is discovered with a bearing not properly swaged, the Able ASB specifies removing the pitch link from service and returning it to Able Engineering.</P>
        <HD SOURCE="HD1">AD Requirements</HD>
        <P>This AD requires:</P>
        <P>• Removing the pitch link from the helicopter and cleaning the spherical bearings.</P>
        <P>• Applying hand pressure to the bearing faces and inspecting with an 8X or higher power magnifying glass for complete swaging of the bearing bore.</P>
        <P>• If the pitch link has not been completely swaged, removing the pitch link and replacing it with an airworthy pitch link.</P>
        <HD SOURCE="HD1">Differences Between This AD and the Service Information</HD>
        <P>The service information requires returning unairworthy pitch links to Able Engineering; this AD does not. The Eurocopter ASB applies to the Model BO105 LS A-3 “Superlifter,” and this AD does not as that model is not type certificated in the U.S.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD will affect 130 helicopters of U.S. Registry, and that operators may incur the following costs in order to comply with this AD. Inspecting each pitch link will require about 1.5 work hours at an average labor rate of $85 per hour, for a total cost per helicopter of about $127 and a cost to the U.S. operator fleet of $16,510. If required, replacing a pitch link with an airworthy pitch link will require about 1.5 work hours at an average labor rate of $85 per hour, and required parts will cost $1,442, for a total cost per helicopter of about $1,569.</P>
        <HD SOURCE="HD1">FAA's Justification and Determination of the Effective Date</HD>
        <P>Providing an opportunity for public comments prior to adopting these AD requirements would delay implementing the safety actions needed to correct this known unsafe condition. Therefore, we find that the risk to the flying public justifies waiving notice and comment prior to the adoption of this rule because some of the corrective actions must be accomplished before further flight.</P>
        <P>Since an unsafe condition exists that requires the immediate adoption of this AD, we determined that notice and opportunity for public comment before issuing this AD are impracticable and that good cause exists for making this amendment effective in less than 30 days.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. “Subtitle VII: Aviation Programs,” describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in “Subtitle VII, Part A, Subpart III, Section 44701: General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>
          <E T="03">For the reasons discussed, I certify that this AD:</E>
        </P>
        <P>1. Is not a “significant regulatory action” under Executive Order 12866;</P>
        <P>2. Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979);</P>
        <P>3. Will not affect intrastate aviation in Alaska to the extent that it justifies making a regulatory distinction; and</P>
        <P>4. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>We prepared an economic evaluation of the estimated costs to comply with this AD and placed it in the AD docket.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by Reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <PRTPAGE P="42960"/>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2012-13-11Eurocopter Deutschland GmbH Helicopters:</E>Amendment 39-17113; Docket No. FAA-2012-0704; Directorate Identifier 2012-SW-040-AD.</FP>
            <HD SOURCE="HD1">(a) Applicability</HD>
            <P>This AD applies to Eurocopter Deutschland GmbH (ECD) Model MBB-BK 117 A-1, MBB-BK 117 A-3, MBB-BK 117 A-4, MBB-BK 117 B-1, MBB-BK 117 B-2, MBB-BK 117 C-1, MBB-BK 117 C-2, and BO-105LS A-3 helicopters, with a tail rotor pitch link (pitch link) part number (P/N) 117-31821, 117-31822, or B642M1018101 with a serial number listed in Appendix 1 of Able Engineering &amp; Component Services (Able) Alert Service Bulletin (ASB) No. 2012-001, Revision IR, dated March 7, 2012, installed, certificated in any category.</P>
            <HD SOURCE="HD1">(b) Unsafe Condition</HD>
            <P>This AD defines the unsafe condition as an improperly swaged spherical bearing on the pitch link, which could result in loss of tail rotor control and subsequent loss of control of the helicopter.</P>
            <HD SOURCE="HD1">(c) Effective Date</HD>
            <P>This AD becomes August 7, 2012.</P>
            <HD SOURCE="HD1">(d) Compliance</HD>
            <P>You are responsible for performing each action required by this AD within the specified compliance time unless it has already been accomplished prior to that time.</P>
            <HD SOURCE="HD1">(e) Required Actions</HD>
            <P>For pitch links installed within the last 10 hours time-in-service (TIS), before further flight; for all other affected pitch links, within the next 10 hours TIS:</P>
            <P>(1) Remove the pitch link.</P>
            <P>(2) Clean the area around the spherical bearings and pitch link bearing bore chamfer.</P>
            <P>(3) Apply axial hand pressure to the faces of both spherical bearings as shown in Figure 1 to Paragraph (e) of this AD.</P>
            <GPH DEEP="345" SPAN="3">
              <GID>ER23JY12.000</GID>
            </GPH>
            <PRTPAGE P="42961"/>
            <P>(4) Using an 8X or higher power magnifying glass, inspect the boundaries between the bearing and the bearing bore chamfer surface. Determine that the bearings have been completely swaged and there is no gap between the edge of the bearing and the chamfer as shown in Figure 2 to Paragraph (e) of this AD.</P>
            <GPH DEEP="321" SPAN="3">
              <GID>ER23JY12.001</GID>
            </GPH>
            <P>(5) If a bearing is not completely swaged or there is a gap between the edge of the bearing and the chamfer, as shown in Figure 3 to Paragraph (e) of this AD, replace the pitch link with an airworthy pitch link.</P>
            <GPH DEEP="345" SPAN="3">
              <PRTPAGE P="42962"/>
              <GID>ER23JY12.002</GID>
            </GPH>
            <HD SOURCE="HD1">(f) Special Flight Permits</HD>
            <P>Special flight permits will not be issued.</P>
            <HD SOURCE="HD1">(g) Alternative Methods of Compliance (AMOCs)</HD>

            <P>(1) The Manager, Safety Management Group, FAA, may approve AMOCs for this AD. Send your proposal to: Sharon Miles, Aviation Safety Engineer, Regulations and Policy Group, Rotorcraft Directorate, FAA, 2601 Meacham Blvd., Fort Worth, TX 76137; telephone (817) 222-5110; email<E T="03">sharon.y.miles@faa.gov.</E>
            </P>
            <P>(2) For operations conducted under a 14 CFR part 119 operating certificate or under 14 CFR part 91, subpart K, we suggest that you notify your principal inspector, or lacking a principal inspector, the manager of the local flight standards district office or certificate holding district office before operating any aircraft complying with this AD through an AMOC.</P>
            <HD SOURCE="HD1">(h) Subject</HD>
            <P>Joint Aircraft Service Component (JASC) Code: 6420: Tail Rotor Head.</P>
            <HD SOURCE="HD1">(i) Material Incorporated by Reference</HD>
            <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
            <P>(2) You must use this service information as applicable to do the actions required by this AD, unless the AD specifies otherwise.</P>
            <P>(i) Able Engineering &amp; Component Services Alert Service Bulletin No. 2012-001, Revision IR, dated March 7, 2012.</P>
            <P>(ii) Reserved.</P>

            <P>(3) For Able Engineering &amp; Component Services service information identified in this AD, contact Able Engineering &amp; Component Services, 2920 East Chambers Street, Phoenix, AZ 85040; telephone (602) 304-1227; fax (602) 304-1277; email<E T="03">info@ableengineering.com.</E>
            </P>
            <P>(4) You may view this service information at the FAA, Office of the Regional Counsel, Southwest Region, 2601 Meacham Blvd., Room 663, Fort Worth, Texas 76137.</P>

            <P>(5) You may also view this service information at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call (202) 741-6030, or go to:<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Fort Worth, Texas, on July 2, 2012.</DATED>
          <NAME>Kim Smith,</NAME>
          <TITLE>Manager, Rotorcraft Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17559 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2012-0149; Directorate Identifier 2011-NM-255-AD; Amendment 39-17117; AD 2012-14-03]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; The Boeing Company Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>We are adopting a new airworthiness directive (AD) for certain The Boeing Company Model 777-200 and -300 series airplanes. This AD was prompted by reports of fatigue cracks in the lap joints, which initiated at scribe lines that were made during production when maskant was removed from the affected skin panels during the chemical milling process. This AD requires repetitive external phased-array ultrasonic inspections to detect cracks of the affected fuselage skin lap splices in Sections 41, 43, and 44, as applicable, and repair if necessary. We are issuing<PRTPAGE P="42963"/>this AD to detect and correct such fatigue cracking, which could grow large and cause sudden decompression and the inability to sustain limit flight and pressure loads.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD is effective August 27, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of a certain publication listed in the AD as of August 27, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>For service information identified in this AD, contact Boeing Commercial Airplanes, Attention: Data &amp; Services Management, P.O. Box 3707, MC 2H-65, Seattle, Washington 98124-2207; telephone 206-544-5000, extension 1; fax 206-766-5680; Internet<E T="03">https://www.myboeingfleet.com.</E>You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the regulatory evaluation, any comments received, and other information. The address for the Docket Office (phone: 800-647-5527) is Document Management Facility, U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>James Sutherland, Aerospace Engineer, Airframe Branch, ANM-120S, FAA, Seattle Aircraft Certification Office, 1601 Lind Avenue SW., Renton, Washington 98057-3356; phone: 425-917-6533; fax: 425-917-6590; email:<E T="03">James.Sutherland@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to include an AD that would apply to the specified products. That NPRM published in the<E T="04">Federal Register</E>on February 22, 2012 (77 FR 10411). That NPRM proposed to require repetitive external phased-array ultrasonic inspections to detect cracks of the affected fuselage skin lap splices in Sections 41, 43, and 44, as applicable, and repair if necessary.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. The following presents the comments received on the proposal (77 FR 10411, February 22, 2012) and the FAA's response to each comment.</P>
        <HD SOURCE="HD1">Request To Allow Certain Repairs</HD>
        <P>Boeing requested we add additional text to the end of paragraph (h)(2) of the NPRM (77 FR 10411, February 22, 2012) stating “* * * unless all cracked material has been completely removed and the repair is a reinforcing repair that has been FAA approved to [Federal Aviation Regulations] 14 CFR 25.571 and 14 CFR 26.43 (c) or (d).” Boeing stated that reinforcing repairs which are FAA approved to 14 CFR 25.571 at the certification basis for the subject Model 777 airplanes and 14 CFR 26.43(c) or (d) must have been evaluated for damage tolerance, and would have the damage tolerance inspection requirements in place in order to maintain the safety of the airplane at the repaired area. Boeing asserted that the requirement to obtain an alternative method of compliance (AMOC) approval for such repairs would therefore not be required to ensure the safety of the repaired airplane.</P>
        <P>We disagree. The change proposed by Boeing would only require compliance for two certain regulations and would not require other necessary regulatory standards. The requirements defined in the existing AMOC delegation authority include other FAA regulations and manufacturer's design considerations beyond those listed on the airplane type certificate data sheet. We have not changed the final rule in this regard.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the relevant data, considered the comment received, and determined that air safety and the public interest require adopting the AD as proposed.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD affects 46 airplanes of U.S. registry.</P>
        <P>We estimate the following costs to comply with this AD:</P>
        <GPOTABLE CDEF="s50,r50,12,r50,r50" COLS="5" OPTS="L2,i1">
          <TTITLE>Estimated Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per product</CHED>
            <CHED H="1">Cost on U.S. operators</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Inspections for Group 1 airplanes (25 airplanes)</ENT>
            <ENT>126 work-hours × $85 per hour = $10,710 per inspection cycle</ENT>
            <ENT>$0</ENT>
            <ENT>$10,710 per inspection cycle</ENT>
            <ENT>$267,750 per inspection cycle.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Inspections for Group 2 airplanes (21 airplanes)</ENT>
            <ENT>50 work-hours × $85 per hour = $4,250 per inspection cycle</ENT>
            <ENT>0</ENT>
            <ENT>$4,250 per inspection cycle</ENT>
            <ENT>$89,250 per inspection cycle.</ENT>
          </ROW>
        </GPOTABLE>
        <P>We have received no definitive data that would enable us to provide cost estimates for the on-condition repair.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>

        <P>This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.<PRTPAGE P="42964"/>
        </P>
        <P>
          <E T="03">For the reasons discussed above, I certify that this AD:</E>
        </P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2012-14-03The Boeing Company:</E>Amendment 39-17117; Docket No. FAA-2012-0149; Directorate Identifier 2011-NM-255-AD.</FP>
            <HD SOURCE="HD1">(a) Effective Date</HD>
            <P>This AD is effective August 27, 2012.</P>
            <HD SOURCE="HD1">(b) Affected ADs</HD>
            <P>None.</P>
            <HD SOURCE="HD1">(c) Applicability</HD>
            <P>This AD applies to The Boeing Company Model 777-200 and -300 series airplanes, certificated in any category, as identified in Boeing Alert Service Bulletin 777-53A0043, dated November 9, 2011.</P>
            <HD SOURCE="HD1">(d) Subject</HD>
            <P>Joint Aircraft System Component (JASC)/Air Transport Association (ATA) of America Code 53, Fuselage.</P>
            <HD SOURCE="HD1">(e) Unsafe Condition</HD>
            <P>This AD was prompted by reports of fatigue cracks in the lap joints, which initiated at scribe lines that were made during production when maskant was removed from the affected skin panels during the chemical milling process. We are issuing this AD to detect and correct such fatigue cracking, which could grow large and cause sudden decompression and the inability to sustain limit flight and pressure loads.</P>
            <HD SOURCE="HD1">(f) Compliance</HD>
            <P>Comply with this AD within the compliance times specified, unless already done.</P>
            <HD SOURCE="HD1">(g) Inspections and Repair</HD>
            <P>Except as provided by paragraph (h)(1) of this AD, at the applicable time identified in paragraph 1.E., “Compliance,” of Boeing Alert Service Bulletin 777-53A0043, dated November 9, 2011: Do external phased-array ultrasonic inspections to detect cracks of the affected fuselage skin lap splices in Sections 41, 43, and 44, as applicable, in accordance with the Accomplishment Instructions of Boeing Alert Service Bulletin 777-53A0043, dated November 9, 2011. If any crack is found, before further flight, repair in accordance with the Accomplishment Instructions of Boeing Alert Service Bulletin 777-53A0043, dated November 9, 2011; except as required by paragraph (h)(2) of this AD. Repeat the inspections of unrepaired areas thereafter at intervals not to exceed 4,200 flight cycles.</P>
            <HD SOURCE="HD1">(h) Exception to Service Information</HD>
            <P>(1) Where Boeing Alert Service Bulletin 777-53A0043, dated November 9, 2011, specifies a compliance time “after the original issue date on this service bulletin,” this AD requires compliance within the specified compliance time after the effective date of this AD.</P>
            <P>(2) Where Boeing Alert Service Bulletin 777-53A0043, dated November 9, 2011, specifies that “other approved methods” may be used to install a repair, this AD requires that the repair be done using a method approved in accordance with the procedures specified in paragraph (i) of this AD.</P>
            <HD SOURCE="HD1">(i) Alternative Methods of Compliance (AMOCs)</HD>

            <P>(1) The Manager, Seattle Aircraft Certification Office (ACO), FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the ACO, send it to the attention of the person identified in the Related Information section of this AD. Information may be emailed to:<E T="03">9-ANM-Seattle-ACO-AMOC-Requests@faa.gov.</E>
            </P>
            <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
            <P>(3) An AMOC that provides an acceptable level of safety may be used for any repair required by this AD if it is approved by the Boeing Commercial Airplanes Organization Designation Authorization (ODA) that has been authorized by the Manager, Seattle ACO, to make those findings. For a repair method to be approved, the repair must meet the certification basis of the airplane, and the approval must specifically refer to this AD.</P>
            <HD SOURCE="HD1">(j) Related Information</HD>

            <P>For more information about this AD, contact James Sutherland, Aerospace Engineer, Airframe Branch, ANM-120S, FAA, Seattle Aircraft Certification Office, 1601 Lind Avenue SW., Renton, Washington 98057-3356; phone: 425-917-6533; fax: 425-917-6590; email:<E T="03">James.Sutherland@faa.gov.</E>
            </P>
            <HD SOURCE="HD1">(k) Material Incorporated by Reference</HD>
            <P>(1) You must use the following service information to do the actions required by this AD, unless the AD specifies otherwise. The Director of the Federal Register approved the incorporation by reference (IBR) of the following service information under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
            <P>(i) Boeing Alert Service Bulletin 777-53A0043, dated November 9, 2011.</P>
            <P>(ii) Reserved.</P>

            <P>(2) For service information identified in this AD, contact Boeing Commercial Airplanes, Attention: Data &amp; Services Management, P.O. Box 3707, MC 2H-65, Seattle, Washington 98124-2207; telephone 206-544-5000, extension 1; fax 206-766-5680; Internet<E T="03">https://www.myboeingfleet.com.</E>
            </P>
            <P>(3) You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>

            <P>(4) You may also review copies of the service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202-741-6030, or go to:<E T="03">http://www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Renton, Washington, on June 28, 2012.</DATED>
          <NAME>Kalene C. Yanamura,</NAME>
          <TITLE>Acting Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-16964 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-0304; Directorate Identifier 2010-NM-103-AD; Amendment 39-17095; AD 2012-12-15]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; The Boeing Company Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>We are superseding an existing airworthiness directive (AD) for The Boeing Company Model 757 Airplanes. That AD currently requires revising the Airworthiness Limitations (AWLs) section of the Instructions for Continued Airworthiness by<PRTPAGE P="42965"/>incorporating new limitations for fuel tank systems to satisfy Special Federal Aviation Regulation No. 88 requirements. That AD also requires the initial inspection of certain repetitive AWL inspections to phase-in those inspections, and repair if necessary. This new AD requires actions that were provided previously as optional actions, and would require a certain initial inspection to be accomplished for a revised AWL. This AD was prompted by a report that an AWL required by the existing AD must be revised. We are issuing this AD to prevent the potential for ignition sources inside fuel tanks caused by latent failures, alterations, repairs, or maintenance actions, which, in combination with flammable fuel vapors, could result in a fuel tank explosion and consequent loss of the airplane.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD is effective August 27, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of certain publications listed in the AD as of August 27, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of a certain other publication listed in this AD as of June 12, 2008 (73 FR 25974, May 8, 2008).</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>For service information identified in this AD, contact Boeing Commercial Airplanes, Attention: Data &amp; Services Management, P.O. Box 3707, MC 2H-65, Seattle, Washington 98124-2207; telephone 206-544-5000, extension 1; fax 206-766-5680; Internet<E T="03">https://www.myboeingfleet.com.</E>You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the regulatory evaluation, any comments received, and other information. The address for the Docket Office (phone: 800-647-5527) is Document Management Facility, U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Tak Kobayashi, Aerospace Engineer, Propulsion Branch, ANM-140S, FAA, Seattle Aircraft Certification Office, 1601 Lind Avenue SW., Renton, Washington 98057-3356; phone: 425-917-6499; fax: 425-917-6590; email:<E T="03">takahisa.kobayashi@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to supersede airworthiness directive (AD) AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008). That AD applies to the specified products. The NPRM published in the<E T="04">Federal Register</E>on April 8, 2011 (76 FR 19710). That NPRM proposed to continue to require revising the Airworthiness Limitations (AWLs) section of the Instructions for Continued Airworthiness by incorporating new limitations for fuel tank systems to satisfy Special Federal Aviation Regulation No. 88 requirements, and the initial inspection of certain repetitive AWL inspections to phase-in those inspections, and repair if necessary. That NPRM also proposed to require actions that were provided previously as optional actions, and would require a certain initial inspection to be accomplished for a revised AWL.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. We have considered the comments received. Boeing supports the NPRM (76 FR 19710, April 8, 2011).</P>
        <HD SOURCE="HD1">Request To Refer to the Most Recent Revision of Service Information</HD>
        <P>United Airlines (UAL) requested that paragraph (l) of the NPRM (76 FR 19710, April 8, 2011) be revised to allow use of Boeing Temporary Revision (TR) 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 Maintenance Planning Data (MPD) Document, D622N001-9; or Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9; to comply with the proposed requirements of that paragraph.</P>
        <P>We infer that the commenter would like the AD to reference the current revision of the service information. We agree to revise this AD to refer to the most recent revision. We have revised paragraph (k) of this AD (paragraph (l) of the NPRM (76 FR 19710, April 8, 2011), and also paragraphs (h), (l), (m), and (n) of this AD (paragraphs (h), (m), (n), and (o) of the NPRM, respectively) to reference Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9.</P>
        <HD SOURCE="HD1">Request To Allow Use of Later Revisions to Certain Service Information</HD>
        <P>UAL requested that additional revisions of service information be included in paragraphs (s) and (t) of the NPRM (76 FR 19710, April 8, 2011). UAL noted in particular, the MPD revisions approved by the ACO after publication of AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008). Since paragraphs (g), (h), and (i) of AD 2008-10-11 allow the use of a later revision of the MPD that is approved by the Seattle ACO without requesting an alternative method of compliance (AMOC), UAL believed that operators that used those later revisions after publication of AD 2008-10-11, without an AMOC, for the actions required by paragraphs (g), (h), and (i) of that AD would be in violation of the NPRM because they would not receive credit for using those revisions.</P>
        <P>We agree that for paragraph (h) of this AD (the restated actions of AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008)), the following revisions of the MPD are acceptable. Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, Revision December 2008; Boeing TR 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9; and Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9; are the acceptable revisions that have been approved after June 12, 2008 (the effective date of AD 2008-10-11). No AMOC approval is needed to use any of those three documents. We have revised paragraph (h) of this AD accordingly, and also paragraphs (k), (l), (m), and (n) of this AD (paragraphs (l), (m), (n), and (o) of the NPRM (76 FR 19710, April 8, 2011)) to reference all three MPD revisions that are acceptable for compliance with the requirements of this AD.</P>

        <P>No change is necessary for paragraph (g) of this AD, because paragraph (k) of this AD (paragraph (l) of the NPRM (76 FR 19710, April 8, 2011)) (which<PRTPAGE P="42966"/>terminates the requirements of paragraph (g) of this AD) has been revised to include those three MPD revisions.</P>
        <P>Also, no change is necessary to paragraph (i) of this AD, because that paragraph does not reference service information. The paragraph clarifies that after accomplishing paragraphs (g) and (h) of this AD (except as required by paragraphs (k) and (l) of this AD respectively), no alternative inspections, inspection intervals, or critical design configuration control limitations (CDCCLs) are acceptable unless approved in accordance with the procedures specified in paragraph (s) of this AD.</P>
        <P>Since we have included the MPD revision that was proposed as credit by paragraph (s) of the NPRM (76 FR 19710, April 8, 2011) as an MPD revision that is acceptable for compliance with this AD, we have deleted paragraph (s) of the NPRM (and re-identified paragraph (t) of the NPRM as paragraph (r)(2) of this AD) from this AD.</P>
        <P>We do not agree that any revision to paragraph (r)(2) of this AD (paragraph (t) of the NPRM (76 FR 19710, April 8, 2011)) is necessary. Paragraph (r)(2) of this AD gives credit for a certain revision of the MPD for paragraphs (m) and (n) of this AD (paragraphs (n) and (o) of the NPRM), which are not a part of the existing actions of AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008). We have not revised this AD in this regard.</P>
        <HD SOURCE="HD1">Request To Revise Wording in Certain AWLs</HD>

        <P>UAL requested that wording in certain AWLs that refer to “later revisions” of component maintenance manuals (CMMs) be removed. UAL noted that the FAA removed references to “a later revision” of Section 9 of the Boeing 757 MPD Document, D622N001-9 (referenced as Boeing TR 09-008, dated March 2008, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, in AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008)), to be consistent with FAA policy and with Office of the Federal Register regulations for approving materials that are incorporated by reference. UAL stated that section 51.1(f) of the Code of Federal Regulations (1 CFR 51.1(f)) prohibits the incorporation by reference of future amendments or revisions of publications, and because specific revisions of the Boeing 757 MPD Document, D622N001-9, are incorporated by reference into the<E T="04">Federal Register</E>, UAL believed that the MPD should also omit language referring to future revisions of CMMs.</P>

        <P>We disagree with the request. Paragraphs (g)(3) and (k)(3) (paragraph (l)(3) of the NPRM (76 FR 19710, April 8, 2011)) of this AD do not require operators to comply with applicable AWLs, but instead, require operators to incorporate applicable AWLs into their maintenance program. Once those applicable AWLs are incorporated into the operators' maintenance programs, operators are in compliance with paragraphs (g)(3) and (k)(3) of this AD. Compliance with the condition defined in each AWL is required by section 91.403(c) of the Federal Aviation Regulations (14 CFR 91.403(c)) as stated in Note 1 of the NPRM (76 FR 19710, April 8, 2011). Because this AD does not mandate compliance with the AWLs, any documents specified in the AWLs are not incorporated by reference in the<E T="04">Federal Register</E>, and therefore, section 51.1(f) of the Code of Federal Regulations (1 CFR 51.1(f)) does not apply. We have not changed this AD in this regard.</P>
        <HD SOURCE="HD1">Request To Clarify Differences Between Paragraphs (l)(3), (i), and (p) of the NPRM (76 FR 19710, April 8, 2011)</HD>
        <P>UAL requested further clarification in regards to paragraphs (i), (l)(3), and (p) of the NPRM (76 FR 19710, April 8, 2011). UAL noted that certain AWLs contain reference to later revisions of component maintenance manuals (CMMs). However, paragraphs (i) and (p) of the NPRM state that once certain AWLs are incorporated into the maintenance program, “no alternative inspections, intervals, or CDCCLs may be used unless * * * approved as an AMOC * * *.” Given this restriction, UAL believes that as long as certain AWLs specify “later revisions” of certain documents, it would not be possible to comply with paragraphs (i) and (p) of the NPRM. UAL also asked if every future revision of a CMM approved by the Seattle ACO would require separate AMOC approval to satisfy the requirements of paragraphs (i) and (p) of the NPRM.</P>
        <P>We agree to provide clarification. There is no conflict between the requirements of paragraph (k)(3) of this AD (paragraph (l)(3) of the NPRM (76 FR 19710, April 8, 2011)) and paragraphs (i) and (o) of this AD. Paragraphs (i) and (o) (paragraphs (i) and (p) of the NPRM) of this AD prohibit the use of an alternative inspection, inspection interval, or CDCCL unless it is approved as an AMOC. The intent of paragraphs (i) and (o) of this AD is to prohibit the use of an alternative AWL without AMOC approval, as each AWL defines an inspection, inspection interval, or CDCCL. If an operator desires to use an alternative AWL, such as an AWL defined in an MPD revision that is different from those specified in paragraphs (g)(3) and (k)(3) of this AD, that operator must obtain AMOC approval to use that alternative AWL, as required by paragraphs (i) and (o) of this AD. Once operators incorporate the AWLs required by this AD or alternative AWLs that have been approved as an AMOC into their maintenance program, they are in compliance with the requirements of paragraphs (g)(3) and (k)(3) of this AD, as applicable. After incorporation of the AWLs, operators are required to comply with each AWL by 14 CFR 91.403(c). Operators are in compliance with those AWLs as long as they use CMM revisions that have been approved by the Seattle ACO. Therefore, separate AMOC approval is not necessary to use CMM revisions that have been approved by the Seattle ACO. We have not changed this AD in this regard.</P>
        <HD SOURCE="HD1">Request To Consolidate Paragraphs (i) and (p) of the NPRM (76 FR 19710, April 8, 2011)</HD>
        <P>UAL requested that we consolidate paragraphs (i) and (p) of the NPRM (76 FR 19710, April 8, 2011) into a single paragraph. UAL stated that it found what it considers to be an overlap between paragraphs (i) and (p) of the NPRM. UAL suggested that consolidating the paragraphs would streamline the AD and reduce confusion for operators.</P>
        <P>We disagree. Paragraph (i) of this AD is a part of the restatement of the existing requirements of AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008), and is for the restated requirements of paragraphs (g) and (h) of this AD. Paragraph (o) of this AD (paragraph (p) of the NPRM (76 FR 19710, April 8, 2011)) is part of the new requirements of this superseding AD, and is intended to be effective once the revision required by paragraph (k) of this AD is done. We have not changed this AD in this regard. However, we have clarified paragraph (i) of this AD by noting that doing the actions required by paragraph (k) of this AD is an exception to the requirements of paragraph (i) of this AD.</P>
        <HD SOURCE="HD1">Request To Consolidate the Credit Paragraphs</HD>

        <P>UAL requested that we consolidate paragraphs (j), (s), and (t) of the NPRM (76 FR 19710, April 8, 2011) into a single paragraph. UAL requested this<PRTPAGE P="42967"/>action for the convenience of providing operators a single paragraph to reference. In an example that UAL provided, UAL suggested combining paragraphs (j) and (s) of the NPRM into one sub-paragraph with the same effective date of June 12, 2008, and paragraph (t) of the NPRM as the other sub-paragraph with an effective date of “before the effective date of this AD.”</P>
        <P>We partially agree. Paragraph (s) of the NPRM (76 FR 19710, April 8, 2011) has been deleted as previously discussed. Paragraphs (j) and (t) of the NPRM can be consolidated. We have removed paragraph (j) of the NPRM, re-identified subsequent paragraphs, and relocated the information from paragraph (j) of the NPRM to paragraph (r)(1) of this AD. The information in paragraph (t) of the NPRM is now in paragraph (r)(2) of this AD.</P>
        <HD SOURCE="HD1">Request To Clarify or Revise the Effective Dates in Regards to a Certain Revision Level of the MPD Document</HD>
        <P>UAL requested that we revise a sentence in paragraph (h) of the NPRM (76 FR 19710, April 8, 2011) that reads “After the effective date of this AD, only * * * may be used” to allow 6 months before requiring operators to use the current revision of the MPD when complying with the initial inspection requirements of paragraph (h) of the NPRM. UAL noted that paragraph (h) of the NPRM proposed to require use of Boeing TR 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9, immediately after the effective date of the AD, while paragraph (l) of the NPRM would have allowed 6 months to incorporate the Boeing TR 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9, into the maintenance program. UAL is concerned about the effect that such a short compliance time could have on airplanes on which the operator started the initial inspection (using a previous revision of the MPD) before the effective date of the AD and completes the inspection after the effective date of the AD.</P>
        <P>We agree to revise paragraph (h) of this AD to allow 6 months after the effective date of this AD before operators are required to do initial inspections using Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, Revision December 2008; Boeing TR 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9; or Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9. This change would make paragraphs (h) and (k) of this AD more consistent with each other.</P>
        <HD SOURCE="HD1">Request To Confirm Existence of Paragraph (h)(2) of the NPRM (76 FR 19710, April 8, 2011)</HD>
        <P>UAL stated that it could not confirm the existence of paragraph (h)(2) of the NPRM (76 FR 19710, April 8, 2011).</P>
        <P>We agree to provide clarification. Paragraph (h)(1)(ii) of this AD (paragraph (h)(2) of the NPRM (76 FR 19710, April 8, 2011)), along with paragraphs (h)(1)(i) and (h)(1)(iii) of this AD (paragraphs (h)(1) and (h)(3) of the NPRM), are located within table 1 to paragraph (h)(1) of this AD. We have not changed this AD in this regard.</P>
        <HD SOURCE="HD1">Request To Allow Use of Certain Hot Short Protectors (HSPs)</HD>
        <P>UAL requested the addition of a paragraph to the NPRM (76 FR 19710, April 8, 2011) that would allow the use of an HSP that passed a functional test described in a manufacturer's CMM. UAL noted that paragraph (r) of the NPRM discusses AWL No. 28-AWL-22, which specifies that a new unit be used during replacement of the HSP. UAL stated that Goodrich's CMM stated that the HSP is not repairable, however, the inclusion of a functional test procedure seems to indicate that an HSP can be used if it passes the functional test.</P>
        <P>We disagree. AWL No. 28-AWL-22 as specified in the Boeing 757 MPD Document revisions required by paragraph (k)(3) of this AD (paragraph (l)(3) of the NPRM (76 FR 19710, April 8, 2011)) specifies the use of a new HSP. An operator's failure to comply with that AWL would be a violation of section 91.403(c) of the Federal Aviation Regulations (14 CFR 91.403(c)). However, if an operator wants to incorporate an alternative AWL that allows for use of an HSP unit that passed a functional test, that operator may request an AMOC under the provisions of paragraph(s) of this AD. We have not changed this AD in this regard.</P>
        <HD SOURCE="HD1">Request To Revise Instead of Supersede</HD>
        <P>UAL asked why the FAA is proposing to supersede AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008) instead of revising that AD. UAL listed 18 revised ADs that address the same subject for different model airplanes. UAL stated that superseding an AD drives many AMOC requests and could also set up “compliance traps.”</P>
        <P>We disagree. This AD requires new actions in addition to those originally required by AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008), while the other ADs that UAL listed do not require any additional action. When additional actions must be mandated, we supersede the existing AD instead of revising the AD. No change to this AD has been made in this regard.</P>
        <HD SOURCE="HD1">Explanation of Other Changes Made to This AD</HD>
        <P>We have re-designated Note 4 of the NPRM (76 FR 19710, April 8, 2011) as paragraph (k)(4) of this AD. We have also reviewed Note 4 of the NPRM and determined that the reference to paragraph (k) of this AD may be removed. Paragraph (k)(4) of this AD is intended to clarify that this AD does not require rework of components that had been maintained using acceptable methods before the revisions of the maintenance program, as originally required by paragraph (g) of AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008).</P>
        <P>We have redesignated Note 1 of the NPRM (76 FR 19710, April 8, 2011) as paragraph (c)(2) of this AD, and paragraph (c) of the NPRM as paragraph (c)(1) of this AD.</P>

        <P>We have revised the paragraph structure of paragraph (h) of this AD. Paragraphs (h), (h)(1), (h)(2), and (h)(3) of the NPRM (76 FR 19710, April 8, 2011) are reidentified as paragraphs (h)(1), (h)(1)(i), (h)(1)(ii), and (h)(1)(iii) of this AD, respectively. We have also revised the heading of table 1 of the NPRM for more orderly codification within the<E T="03">Code of Federal Regulations.</E>
        </P>
        <P>We have redesignated Notes 2 and 3 of the NPRM (76 FR 19710, April 8, 2011) as paragraphs (h)(2), and (h)(3) of this AD, respectively.</P>
        <P>We have revised certain headers throughout this AD.</P>
        <P>We have revised the wording in paragraphs (r)(1) and (r)(2) of this AD (paragraphs (j) and (t) of the NPRM (76 FR 19710, April 8, 2011); this change has not changed the intent of these paragraphs.</P>

        <P>We have corrected the definition of the term “MPD document” throughout this AD; this change does not affect the intent of any requirement in this AD.<PRTPAGE P="42968"/>
        </P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the relevant data, considered the comments received, and determined that air safety and the public interest require adopting the AD with the changes described previously and minor editorial changes. We have determined that these minor changes:</P>
        <P>•Are consistent with the intent that was proposed in the NPRM (76 FR 19710, April 8, 2011) for correcting the unsafe condition; and</P>
        <P>• Do not add any additional burden upon the public than was already proposed in the NPRM (76 FR 19710, April 8, 2011).</P>
        <P>We also determined that these changes will not increase the economic burden on any operator or increase the scope of the AD.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>There are about 990 airplanes of the affected design in the worldwide fleet. The following table provides the estimated costs for U.S. operators to comply with this AD.</P>
        <GPOTABLE CDEF="s50,12,12,12,12,12" COLS="6" OPTS="L2,i1">
          <TTITLE>Estimated Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Work hours</CHED>
            <CHED H="1">Average labor rate per hour</CHED>
            <CHED H="1">Cost per<LI>airplane</LI>
            </CHED>
            <CHED H="1">Number of U.S.-registered airplanes</CHED>
            <CHED H="1">Fleet cost</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">AWLs revision (required by AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008))</ENT>
            <ENT>8</ENT>
            <ENT>$85</ENT>
            <ENT>$680</ENT>
            <ENT>639</ENT>
            <ENT>$434,520</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Inspections (required by AD 2008-10-11)</ENT>
            <ENT>8</ENT>
            <ENT>85</ENT>
            <ENT>680</ENT>
            <ENT>639</ENT>
            <ENT>434,520</ENT>
          </ROW>
          <ROW>
            <ENT I="01">AWLs revision (new required action)</ENT>
            <ENT>1</ENT>
            <ENT>85</ENT>
            <ENT>85</ENT>
            <ENT>639</ENT>
            <ENT>54,315</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, Section 106, describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701, “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We have determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>
          <E T="03">For the reasons discussed above, I certify that this AD:</E>
        </P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by removing airworthiness directive (AD) 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008), and adding the following new AD:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2012-12-15The Boeing Company:</E>Amendment 39-17095; Docket No. FAA-2011-0304; Directorate Identifier 2011-NM-103-AD.</FP>
            <HD SOURCE="HD1">(a) Effective Date</HD>
            <P>This airworthiness directive (AD) is effective August 27, 2012.</P>
            <HD SOURCE="HD1">(b) Affected ADs</HD>
            <P>This AD supersedes AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008). Certain requirements of this AD terminate certain requirements of AD 2008-11-07, Amendment 39-15529 (73 FR 30755, May 29, 2008); AD 2008-06-03, Amendment 39-15415 (73 FR 13081, March 12, 2008); and AD 2009-06-20, Amendment 39-15857 (74 FR 12236, March 24, 2009).</P>
            <HD SOURCE="HD1">(c) Applicability</HD>
            <P>(1) This AD applies to all The Boeing Company Model 757-200, -200PF, -200CB, and -300 series airplanes, certificated in any category.</P>

            <P>(2) This AD requires revisions to certain operator maintenance documents to include new actions (<E T="03">e.g.,</E>inspections) and/or critical design configuration control limitations (CDCCLs). Compliance with these actions and/or CDCCLs is required by 14 CFR 91.403(c). For airplanes that have been previously modified, altered, or repaired in the areas addressed by these inspections, the operator may not be able to accomplish the actions described in the revisions. In this situation, to comply with 14 CFR 91.403(c), the operator must request approval of an alternative method of compliance (AMOC) according to paragraph(s) of this AD. The request should include a description of changes to the required actions that will ensure the continued operational safety of the airplane.</P>
            <HD SOURCE="HD1">(d) Subject</HD>
            <P>Air Transport Association (ATA) of America Code 28: Fuel.</P>
            <HD SOURCE="HD1">(e) Unsafe Condition</HD>
            <P>This AD results from a design review of the fuel tank systems. The Federal Aviation Administration is issuing this AD to prevent the potential for ignition sources inside fuel tanks caused by latent failures, alterations, repairs, or maintenance actions, which, in combination with flammable fuel vapors, could result in a fuel tank explosion and consequent loss of the airplane.</P>
            <HD SOURCE="HD1">(f) Compliance</HD>
            <P>You are responsible for having the actions required by this AD performed within the compliance times specified, unless the actions have already been done.</P>
            <HD SOURCE="HD1">(g) Retained Revision of Airworthiness Limitations (AWLs) Section</HD>

            <P>This paragraph restates the requirements of paragraph (g) of AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008). Before December 16, 2008, revise the<PRTPAGE P="42969"/>AWLs section of the Instructions for Continued Airworthiness (ICA) by incorporating the information in the subsections specified in paragraphs (g)(1) through (g)(3) of this AD into the maintenance planning data (MPD) document; except that the initial inspections specified in table 1 to paragraph (h)(1) of this AD must be done at the compliance times specified in table 1 to paragraph (h)(1) of this AD. Accomplishing the requirements of paragraph (k) of this AD terminates the requirements of this paragraph.</P>
            <P>(1) Subsection E, “AIRWORTHINESS LIMITATIONS—FUEL SYSTEMS,” of Boeing Temporary Revision (TR) 09-008, dated March 2008, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9.</P>
            <P>(2) Subsection F, “PAGE FORMAT: SYSTEMS AIRWORTHINESS LIMITATIONS,” of Boeing TR 09-008, dated March 2008, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9.</P>
            <P>(3) Subsection G, “AIRWORTHINESS LIMITATIONS—FUEL SYSTEM AWLs,” AWLs No. 28-AWL-01 through No. 28-AWL-24 inclusive, of Boeing TR 09-008, dated March 2008, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9. As an optional action, AWLs No. 28-AWL-25 and No. 28-AWL-26, as identified in Subsection G of Boeing TR 09-008, dated March 2008, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, also may be incorporated into the AWLs section of the ICA.</P>
            <HD SOURCE="HD1">(h) Retained Initial Inspections and Repair, With Revised Service Information</HD>
            <P>(1) This paragraph restates the requirements of paragraph (h) of AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008). Do the inspections specified in table 1 to paragraph (h)(1) of this AD at the compliance time identified in table 1 to paragraph (h)(1) of this AD, and repair any discrepancy, in accordance with Subsection G of Boeing TR 09-008, dated March 2008, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9; Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, Revision December 2008; Boeing TR 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9; or Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9; except as required by paragraph (n) of this AD. The repair must be done before further flight. Accomplishing the inspections identified in table 1 to paragraph (h)(1) of this AD as part of a maintenance program before the applicable compliance time specified in table 1 paragraph (h)(1) of this AD constitutes compliance with the requirements of this paragraph. As of 6 months after the effective date of this AD, only Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, Revision December 2008; Boeing TR 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9; or Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9; may be used.</P>
            <GPOTABLE CDEF="xs64,r50,r50,r50" COLS="4" OPTS="L2,i1">
              <TTITLE>Table 1 to Paragraph<E T="01">(h)</E>(1) of This AD—Initial Inspections</TTITLE>
              <BOXHD>
                <CHED H="1">AWL No.</CHED>
                <CHED H="1">Description</CHED>
                <CHED H="1">Compliance time<LI>(whichever occurs later)</LI>
                </CHED>
                <CHED H="2">Threshold</CHED>
                <CHED H="2">Grace period</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01">(i) 28-AWL-01</ENT>
                <ENT>A detailed inspection of external wires over the center fuel tank for damaged clamps, wire chafing, and wire bundles in contact with the surface of the center fuel tank</ENT>
                <ENT>Within 120 months since the date of issuance of the original standard airworthiness certificate or the date of issuance of the original export certificate of airworthiness</ENT>
                <ENT>Within 72 months after June 12, 2008 (the effective date of AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008)).</ENT>
              </ROW>
              <ROW>
                <ENT I="01">(ii) 28-AWL-03</ENT>
                <ENT>A special detailed inspection of the lightning shield to ground termination on the out-of-tank fuel quantity indicating system to verify functional integrity</ENT>
                <ENT>Within 120 months since the date of issuance of the original standard airworthiness certificate or the date of issuance of the original export certificate of airworthiness</ENT>
                <ENT>Within 24 months after June 12, 2008.</ENT>
              </ROW>
              <ROW>
                <ENT I="01">(iii) 28-AWL-14</ENT>
                <ENT>A special detailed inspection of the fault current bond of the fueling shutoff valve actuator of the center wing tank to verify electrical bond</ENT>
                <ENT>Within 120 months since the date of issuance of the original standard airworthiness certificate or the date of issuance of the original export certificate of airworthiness</ENT>
                <ENT>Within 60 months after June 12, 2008.</ENT>
              </ROW>
            </GPOTABLE>
            <P>(2) For the purposes of this AD, a detailed inspection is: “An intensive examination of a specific item, installation, or assembly to detect damage, failure, or irregularity. Available lighting is normally supplemented with a direct source of good lighting at an intensity deemed appropriate. Inspection aids such as mirror, magnifying lenses, etc., may be necessary. Surface cleaning and elaborate procedures may be required.”</P>
            <P>(3) For the purposes of this AD, a special detailed inspection is: “An intensive examination of a specific item, installation, or assembly to detect damage, failure, or irregularity. The examination is likely to make extensive use of specialized inspection techniques and/or equipment. Intricate cleaning and substantial access or disassembly procedure may be required.”</P>
            <HD SOURCE="HD1">(i) No Alternative Inspections, Inspection Intervals, or CDCCLs for Paragraphs (g) and (h) of This AD</HD>
            <P>Except as required by paragraph (k) of this AD, after accomplishing the actions specified in paragraphs (g) and (h) of this AD, no alternative inspections, inspection intervals, or CDCCLs may be used unless the inspections, intervals, or CDCCLs are approved as an AMOC in accordance with the procedures specified in paragraph (s) of this AD.</P>
            <HD SOURCE="HD1">(j) Terminating Action for AD 2008-06-03, Amendment 39-15415 (73 FR 13081, March 12, 2008)</HD>
            <P>Incorporating AWLs No. 28-AWL-23, No. 28-AWL-24, and No. 28-AWL-25 into the AWLs section of the ICA in accordance with paragraph (g)(3) of this AD or the maintenance program in accordance with paragraph (k)(3) of this AD terminates the action required by paragraph (h)(2) of AD 2008-06-03, Amendment 39-15415 (73 FR 13081, March 12, 2008).</P>
            <HD SOURCE="HD1">(k) New Revision of Airworthiness Limitations (AWLs) Section</HD>

            <P>Within 6 months after the effective date of this AD, revise the maintenance program by incorporating the information in the<PRTPAGE P="42970"/>subsections specified in paragraphs (k)(1) through (k)(3) of this AD. Accomplishing the actions required by this paragraph terminates the requirements of paragraph (g) of this AD.</P>
            <P>(1) Subsection E, “AIRWORTHINESS LIMITATIONS—FUEL SYSTEMS,” of Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, Revision December 2008; Boeing TR 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9; or Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9.</P>
            <P>(2) Subsection F, “PAGE FORMAT: FUEL SYSTEMS AIRWORTHINESS LIMITATIONS,” of Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, Revision December 2008; Boeing TR 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9; or Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9.</P>
            <P>(3) Subsection G, “AIRWORTHINESS LIMITATIONS—FUEL SYSTEM AWLs,” AWLs No. 28-AWL-01 through No. 28-AWL-26 inclusive, of Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, Revision December 2008; Boeing TR 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9; or Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9.</P>
            <P>(4) Notwithstanding any other maintenance or operational requirements, components that have been identified as airworthy or installed on the affected airplanes before the revision of the maintenance program, as required by paragraph (g) of this AD, do not need to be reworked in accordance with the CDCCLs. However, once the maintenance program has been revised, future maintenance actions on these components must be done in accordance with the CDCCLs.</P>
            <HD SOURCE="HD1">(l) Compliance Time for AWL No. 28-AWL-03</HD>
            <P>The initial compliance time for AWL No. 28-AWL-03 of Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, Revision December 2008; Boeing TR 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9; or Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9; is within 120 months since the date of issuance of the original standard airworthiness certificate or the date of issuance of the original export certificate of airworthiness, or within 24 months after the effective date of this AD, whichever occurs later. Accomplishing the actions required by this paragraph terminates the requirements of paragraph (h)(2) of this AD.</P>
            <HD SOURCE="HD1">(m) Initial Inspection Compliance Times for AWL No. 28-AWL-25</HD>
            <P>The initial inspection compliance time for AWL No. 28-AWL-25 of Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, Revision December 2008; Boeing TR 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9; or Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9; is within 72 months after accomplishing Boeing Service Bulletin 757-28A0088.</P>
            <HD SOURCE="HD1">(n) Initial Inspection Compliance Times for AWL No. 28-AWL-26</HD>
            <P>The initial inspection compliance time for AWL No. 28-AWL-26 of Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, Revision December 2008; Boeing TR 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9; or Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9; is within 12 months after accomplishing Boeing Service Bulletin 757-28A0105.</P>
            <HD SOURCE="HD1">(o) No Alternative Inspections, Inspection Intervals, or CDCCLs After the Actions Required by Paragraph (k) of This AD Are Done</HD>
            <P>After accomplishing the actions specified in paragraph (k) of this AD, no alternative inspections, inspection intervals, or CDCCLs may be used unless the inspections, intervals, or CDCCLs are approved as an AMOC in accordance with the procedures specified in paragraph (s) of this AD.</P>
            <HD SOURCE="HD1">(p) Terminating Action for AD 2008-11-07, Amendment 39-15529 (73 FR 30755, May 29, 2008)</HD>
            <P>Incorporating AWLs No. 28-AWL-20 and No. 28-AWL-26 into the maintenance program in accordance with paragraph (k)(3) of this AD terminates the actions required by paragraphs (j) and (m) of AD 2008-11-07, Amendment 39-15529 (73 FR 30755, May 29, 2008).</P>
            <HD SOURCE="HD1">(q) Terminating Action for AD 2009-06-20, Amendment 39-15857 (74 FR 12236, March 24, 2009)</HD>
            <P>Incorporating AWL No. 28-AWL-22 into the maintenance program in accordance with paragraph (k)(3) of this AD terminates the actions required by paragraph (h) of AD 2009-06-20, Amendment 39-15857 (74 FR 12236, March 24, 2009).</P>
            <HD SOURCE="HD1">(r) Credit for Previous Actions</HD>
            <P>(1) This paragraph provides credit for actions required by paragraphs (g) and (h) of this AD, if those actions were done before June 12, 2008 (the effective date of AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008), using Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9, Revision March 2006; Revision October 2006; Revision January 2007; or Revision November 2007.</P>
            <P>(2) This paragraph provides credit for actions required by paragraphs (m) and (n) of this AD, if those actions were done before the effective date of this AD, using Boeing TR 09-008, dated March 2008, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9.</P>
            <HD SOURCE="HD1">(s) Alternative Methods of Compliance (AMOCs)</HD>

            <P>(1) The Manager, Seattle Aircraft Certification Office (ACO), FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the ACO, send it to the attention of the person identified in the Related Information section of this AD. Information may be emailed to:<E T="03">9-ANM-Seattle-ACO-AMOC-Requests@faa.gov</E>.</P>
            <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
            <P>(3) AMOCs approved previously for AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008), are approved as AMOCs for the corresponding provisions of this AD.</P>
            <HD SOURCE="HD1">(t) Related Information</HD>

            <P>For more information about this AD, contact Tak Kobayashi, Aerospace Engineer, Propulsion Branch, ANM-140S, FAA, Seattle ACO, 1601 Lind Avenue SW., Renton, Washington 98057-3356; phone: 425-917-6499; fax: 425-917-6590; email:<E T="03">takahisa.kobayashi@faa.gov.</E>
            </P>
            <HD SOURCE="HD1">(u) Material Incorporated by Reference</HD>

            <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the following service information<PRTPAGE P="42971"/>under 5 U.S.C. 552(a) and 1 CFR part 51 on the date specified.</P>
            <P>(2) You must use the following service information to do the actions required by this AD, unless the AD specifies otherwise.</P>
            <P>(3) The following service information was approved for IBR on August 27, 2012.</P>
            <P>(i) Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 Maintenance Planning Data (MPD) Document, D622N001-9, Revision December 2008.</P>
            <P>(ii) Boeing Temporary Revision (TR) 09-010, dated July 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of Boeing 757 MPD Document, D622N001-9. Boeing TR 09-010 is published as Section 9 of the Boeing 757 MPD Document, D622N001-9, Revision July 2010.</P>
            <P>(iii) Boeing TR 09-011, dated November 2010, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9. Boeing TR 09-011 is published as Section 9 of the Boeing 757 MPD Document, D622N001-9, Revision November 2010.</P>
            <P>(4) The following service information was approved for IBR on June 12, 2008 (73 FR 25974, May 8, 2008).</P>
            <P>(i) Boeing TR 09-008, dated March 2008, to Section 9, “Airworthiness Limitations (AWLs) and Certification Maintenance Requirements (CMRs),” of the Boeing 757 MPD Document, D622N001-9. Boeing TR 09-008 is published as Section 9 of the Boeing 757 Maintenance Planning Data (MPD) Document, D622N001-9, Revision March 2008. The Boeing 757 MPD Document, D622N001-9, Revision March 2008, was incorrectly referred to in AD 2008-10-11, Amendment 39-15517 (73 FR 25974, May 8, 2008), as the “Boeing 757 Maintenance Planning Document (MPD) Document, D622N001-9, Revision March 2008.</P>
            <P>(ii) Reserved.</P>

            <P>(5) For service information identified in this AD, contact Boeing Commercial Airplanes, Attention: Data &amp; Services Management, P.O. Box 3707, MC 2H-65, Seattle, Washington 98124-2207; telephone 206-544-5000, extension 1, fax 206-766-5680; Internet<E T="03">https://www.myboeingfleet.com.</E>
            </P>
            <P>(6) You may review copies of the service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>

            <P>(7) You may also review copies of the service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at an NARA facility, call 202-741-6030, or go to<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Renton, Washington, on June 6, 2012.</DATED>
          <NAME>Michael Kaszycki,</NAME>
          <TITLE>Acting Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17558 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2012-0739; Directorate Identifier 2012-SW-044-AD; Amendment 39-17125; AD 2012-14-11]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Various Restricted Category Helicopters</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are adopting a new airworthiness directive (AD) for Arrow Falcon Exporters, Inc. (AFE), Rotorcraft Development Corporation (RDC), and San Joaquin Helicopters (SJH) Model OH-58A, OH-58A+, and OH-58C helicopters to require inspecting the main rotor mast (mast) for a crack. This AD is prompted by two reported failures of the mast from corrosion-initiated fatigue cracking. The actions specified by this AD are intended to prevent failure of the mast and subsequent loss of control of the helicopter.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD becomes effective August 7, 2012.</P>
          <P>We must receive comments on this AD by September 21, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may send comments by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Docket:</E>Go to<E T="03">http://www.regulations.gov.</E>Follow the online instructions for sending your comments electronically.</P>
          <P>•<E T="03">Fax:</E>202-493-2251.</P>
          <P>•<E T="03">Mail:</E>Send comments to the U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001.</P>
          <P>•<E T="03">Hand Delivery:</E>Deliver to the “Mail” address between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
          <P>
            <E T="03">Examining the AD Docket:</E>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov</E>or in person at the Docket Operations Office between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the economic evaluation, any comments received, and other information. The street address for the Docket Operations Office (telephone 800-647-5527) is in the<E T="02">ADDRESSES</E>section. Comments will be available in the AD docket shortly after receipt.</P>

          <P>For service information identified in this AD, contact Arrow Falcon Exporters, Inc., 2081 South Wildcat Way, Porterville, CA 93257; telephone (559) 781-8604; fax (559) 781-9271; email<E T="03">afe@arrowfalcon.com.</E>
          </P>
          <P>You may review the referenced service information at the FAA, Office of the Regional Counsel, Southwest Region, 2601 Meacham Blvd., Room 663, Fort Worth, Texas 76137.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>John Cecil, Aviation Safety Engineer, Los Angeles Aircraft Certification Office, Transport Airplane Directorate, FAA, 3960 Paramount Blvd., Lakewood, CA 90712; telephone (562) 627-5228; email<E T="03">john.cecil@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Comments Invited</HD>
        <P>This AD is a final rule that involves requirements affecting flight safety, and we did not provide you with notice and an opportunity to provide your comments prior to it becoming effective. However, we invite you to participate in this rulemaking by submitting written comments, data, or views. We also invite comments relating to the economic, environmental, energy, or federalism impacts that resulted from adopting this AD. The most helpful comments reference a specific portion of the AD, explain the reason for any recommended change, and include supporting data. To ensure the docket does not contain duplicate comments, commenters should send only one copy of written comments, or if comments are filed electronically, commenters should submit them only one time. We will file in the docket all comments that we receive, as well as a report summarizing each substantive public contact with FAA personnel concerning this rulemaking during the comment period. We will consider all the comments we receive and may conduct additional rulemaking based on those comments.</P>
        <HD SOURCE="HD1">Discussion</HD>

        <P>AFE reported two failures of a mast on an OH-58A+ and an OH-58C helicopter used in agricultural spraying operations. Investigation revealed that the mast failures were caused by fatigue cracking, which initiated from corrosion pitting found in the threaded section of the mast approximately 45 inches from<PRTPAGE P="42972"/>the top of the mast. AFE issued Alert Service Bulletin: 2012-58-01, Revision 1, dated February 20, 2012 (ASB 2012-58-01), which specifies overhauling and inspecting the mast for any cracks, pitting, or corrosion by following the procedures in the latest revision of Aviation Unit and Intermediate Maintenance Manual TM55-1520-228-23. ASB 2012-58-01 further specifies replacing any mast with a crack, pitting, or corrosion beyond surface rust that is removed with a wire brush or steel wool in the threaded portion of the mast.</P>
        <HD SOURCE="HD1">FAA's Determination</HD>
        <P>We are issuing this AD because we evaluated all the relevant information and determined the unsafe condition described previously is likely to exist or develop in other helicopters of the same type design.</P>
        <HD SOURCE="HD1">AD Requirements</HD>
        <P>This AD requires overhauling the mast and performing specific inspections for a crack, pitting, or corrosion in the threaded area of the mast and associated parts. If there is a crack, pitting, or corrosion, this AD requires replacing the mast with an airworthy mast. This AD also requires the operator to report any crack, pitting, or corrosion found during the inspections. The report must include the number of hours time-in-service (TIS) and calendar time since the last overhaul of the mast.</P>
        <HD SOURCE="HD1">Differences Between This AD and the Service Information</HD>
        <P>RDC and SJH helicopters are included in this AD because they have the same mast design and are operated similarly to the AFE fleet. This AD does not include the 1200 hour TIS repetitive inspections required by ASB 2012-58-01.</P>
        <HD SOURCE="HD1">Interim Action</HD>
        <P>We consider this AD to be an interim action. We are considering a repetitive inspection for this unsafe condition. The planned inspection interval would allow sufficient opportunity for prior public notice and comment.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD will affect 80 helicopters of U.S. Registry, and that operators may incur the following costs in order to comply with this AD. Inspecting the mast and reporting the results will require about 20 work hours at an average labor rate of $85 per hour, for a total cost of $1,700 per helicopter, and a total cost to the U.S. operator fleet of $136,000. Replacing a cracked main rotor mast will require about 20 work hours at an average labor rate of $85 per hour, and required parts will cost about $11,891 for a total cost per helicopter of $13,591.</P>
        <HD SOURCE="HD1">FAA's Justification and Determination of the Effective Date</HD>
        <P>Providing an opportunity for public comments prior to adopting these AD requirements would delay implementing the safety actions needed to correct this known unsafe condition. Therefore, we find that the risk to the flying public justifies waiving notice and comment prior to the adoption of this rule because the required corrective actions must be accomplished within 30 days.</P>
        <P>Since an unsafe condition exists that requires the immediate adoption of this AD, we determined that notice and opportunity for public comment before issuing this AD are impracticable and that good cause exists for making this amendment effective in less than 30 days.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. “Subtitle VII: Aviation Programs,” describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in “Subtitle VII, Part A, Subpart III, Section 44701: General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>
          <E T="03">For the reasons discussed, I certify that this AD:</E>
        </P>
        <P>1. Is not a “significant regulatory action” under Executive Order 12866;</P>
        <P>2. Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979);</P>
        <P>3. Will not affect intrastate aviation in Alaska to the extent that it justifies making a regulatory distinction; and</P>
        <P>4. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <P>We prepared an economic evaluation of the estimated costs to comply with this AD and placed it in the AD docket.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by Reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2012-14-11Various Restricted Category Helicopters:</E>Amendment 39-17125; Docket No. FAA-2012-0739; Directorate Identifier 2012-SW-044-AD.</FP>
            <HD SOURCE="HD1">(a) Applicability</HD>
            <P>This AD applies to Arrow Falcon Exporters, Inc. (AFE), Rotorcraft Development Corporation (formerly Garlick Helicopter Corporation, and Garlick Helicopter, Inc.), and San Joaquin Helicopters Model OH-58A, OH-58A+, and OH-58C helicopters, certificated in any category.</P>
            <HD SOURCE="HD1">(b) Unsafe Condition</HD>
            <P>This AD defines the unsafe condition as a crack in the main rotor mast, which could result in failure of the mast and subsequent loss of control of the helicopter.</P>
            <HD SOURCE="HD1">(c) Effective Date</HD>
            <P>This AD becomes effective August 7, 2012.</P>
            <HD SOURCE="HD1">(d) Compliance</HD>
            <P>You are responsible for performing each action required by this AD within the specified compliance time.</P>
            <HD SOURCE="HD1">(e) Required Actions</HD>
            <P>(1) Within 30 days, unless accomplished previously within the last 12 months:</P>
            <P>(i) Overhaul the main rotor mast assembly and magnetic particle inspect the mast; mast bearing nut; plate, mast and seal; and bearing liner for a crack.</P>
            <P>(ii) Fluorescent penetrant inspect the locking plate for a crack.</P>

            <P>(iii) Using a 10X or higher magnifying glass, inspect the threaded area of the mast<PRTPAGE P="42973"/>as shown in area E of figure 1 to paragraph (e) of this AD for pitting, corrosion, or a crack. Remove any surface rust with a wire brush or steel wool.</P>
            <GPH DEEP="224" SPAN="3">
              <GID>ER23JY12.003</GID>
            </GPH>
            <P>(2) If there is a crack, pitting, or corrosion, before further flight, replace the mast with an airworthy mast.</P>
            <P>(3) Within 10 days, report any findings of a crack, pitting, or corrosion to the address listed in paragraph (g)(1) of this AD. Include the number of hours TIS and calendar time since the last overhaul and inspection of the mast and the restricted category type of the helicopter.</P>
            <HD SOURCE="HD1">(f) Paperwork Reduction Act Burden Statement</HD>
            <P>A federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a person be subject to a penalty for failure to comply with a collection of information subject to the requirements of the Paperwork Reduction Act unless that collection of information displays a current valid OMB Control Number. The OMB Control Number for this information collection is 2120-0056. Public reporting for this collection of information is estimated to be approximately 5 minutes per response, including the time for reviewing instructions, completing and reviewing the collection of information. All responses to this collection of information are mandatory. Comments concerning the accuracy of this burden and suggestions for reducing the burden should be directed to the FAA at: 800 Independence Ave. SW., Washington, DC 20591, Attn: Information Collection Clearance Officer, AES-200.</P>
            <HD SOURCE="HD1">(g) Alternative Methods of Compliance (AMOCs)</HD>

            <P>(1) The Manager, Los Angeles Aircraft Certification Office, FAA, may approve AMOCs for this AD. Send your proposal to: John Cecil, Aviation Safety Engineer, Los Angeles Aircraft Certification Office, Transport Airplane Directorate, FAA, 3960 Paramount Blvd., Lakewood, CA 90712; telephone (562) 627-5228; email<E T="03">john.cecil@faa.gov.</E>
            </P>
            <P>(2) For operations conducted under a 14 CFR part 119 operating certificate or under 14 CFR part 91, subpart K, we suggest that you notify your principal inspector, or lacking a principal inspector, the manager of the local flight standards district office or certificate holding district office before operating any aircraft complying with this AD through an AMOC.</P>
            <HD SOURCE="HD1">(h) Additional Information</HD>
            <P>(1) Arrow Falcon Exporters, Inc., Alert Service Bulletin: 2012-58-01, Revision 1, dated February 20, 2012, which is not incorporated by reference, contains more information about the subject of this AD.</P>

            <P>(2) For service information identified in this AD, contact Arrow Falcon Exporters, Inc., 2081 South Wildcat Way, Porterville, CA 93257; telephone (559) 781-8604; fax (559) 781-9271; email<E T="03">afe@arrowfalcon.com.</E>
            </P>
            <P>(2) You may review the service information at the FAA, Office of the Regional Counsel, Southwest Region, 2601 Meacham Blvd., Room 663, Fort Worth, Texas 76137.</P>
            <HD SOURCE="HD1">(i) Subject</HD>
            <P>Joint Aircraft Service Component (JASC) Code: 6300: Main Rotor Drive.</P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Fort Worth, Texas, on July 5, 2012.</DATED>
          <NAME>Kim Smith,</NAME>
          <TITLE>Manager, Rotorcraft Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17279 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Bureau of Industry and Security</SUBAGY>
        <CFR>15 CFR Parts 732, 738, 746, and 774</CFR>
        <DEPDOC>[Docket No. 110725414-1480-01]</DEPDOC>
        <RIN>RIN 0694-AF31</RIN>
        <SUBJECT>Export and Reexport Controls to Rwanda and United Nations Sanctions Under the Export Administration Regulations</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Industry and Security, Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>In this final rule, the Bureau of Industry and Security (BIS) amends the Export Administration Regulations (EAR) to implement United Nations Security Council Resolution (UNSCR) 1823 (2008), which, among other things, terminated sanctions against Rwanda concerning “arms and related materiel” imposed in 1994 pursuant to UNSCR 918. This rule includes conforming changes in the EAR related to the termination of the United Nations embargo on “arms and related materiel” against Rwanda, including the removal of machetes from the Commerce Control List (CCL). Further, BIS amends Part 746 (Embargoes and Other Special Controls) of the EAR to require a license to export or reexport certain items to countries subject to United Nations Security Council arms embargoes. A presumptive denial policy will apply to applications to export or reexport items that are<PRTPAGE P="42974"/>controlled for UN reasons and that would contravene a United Nations Security Council arms embargo.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective July 23, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Susan Kramer, Foreign Policy Division, Office of Nonproliferation and Treaty Compliance, Bureau of Industry and Security, U.S. Department of Commerce, Telephone (202) 482-4252 or Email<E T="03">Susan.Kramer@bis.doc.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>The arms embargo against Rwanda was initially imposed through United Nations Security Council Resolution (UNSCR) 918 on May 17, 1994, and was continued through subsequent resolutions, including UNSCR 1011 on August 16, 1995. The embargo was implemented in the EAR on August 8, 1994 (59 FR 40235), most recently in § 746.8 of the EAR. The United Nations Security Council terminated the arms embargo against Rwanda on July 10, 2008, via UNSCR 1823. Accordingly, this rule removes the United Nations Embargo (UN) controls on Rwanda by removing Rwanda from Part 746. BIS also makes conforming changes related to the removal of UN controls on Rwanda in § 732.3, Supplement No. 1 to Part 738 and Supplement No.1 to Part 774 of the EAR.</P>
        <P>One of the conforming changes is the removal of machetes from Export Control Classification Number (ECCN) 0A988. Machetes were added to the CCL when BIS in 1994 (then called the Bureau of Export Administration) implemented the United Nations Security Council arms embargo against Rwanda by way of Executive Order 12918 (59 FR 40235 (Aug. 8, 1994)). Because this rule removes the UN controls imposed against Rwanda and because machetes were added to the CCL to address concerns with their use in Rwanda in particular, BIS is removing machetes from the CCL.</P>
        <P>In this final rule, BIS also amends § 746.1(b) to require a license for the export or reexport of items controlled for “UN” reasons to countries subject to United Nations Security Council arms embargoes. Paragraph (b)(2) lists all the countries subject to United Nations Security Council arms embargoes. Paragraph (b)(3) states that, to the extent consistent with United States national security and foreign policy interests, and pursuant to revised paragraph (b) of § 746.1, BIS will not approve applications to export or reexport items with a UN reason for control to countries subject to United Nations Security Council arms embargoes if such authorizations would be contrary to the relevant United Nations Security Council Resolutions. Paragraph (b)(4) provides that the availability of license exceptions to countries listed in § 746.1(b)(2) is restricted to License Exception GOV § 740.11(b)(2)(i) and (ii).</P>
        <P>The rule also clarifies the UN embargo provisions for Iraq and North Korea under the EAR by including cross-references to § 746.3 (Iraq) and § 746.4 (North Korea).</P>
        <HD SOURCE="HD1">Export Administration Act</HD>

        <P>Since August 21, 2001, the Export Administration Act of 1979, as amended, has been in lapse. However, the President has continued the EAR in effect under the International Emergency Economic Powers Act (50 U.S.C. 1701<E T="03">et seq.</E>) through Executive Order 13222 of August 17, 2001 (3 CFR, 2001 Comp. 783 (2002)), which has been extended by successive Presidential Notices, the most recent being that of August 12, 2011 (76 Fed. Reg. 50661 (Aug. 16, 2011)). BIS continues to carry out the provisions of the Act, as appropriate and to the extent permitted by law, pursuant to Executive Order 13222.</P>
        <P>This action is taken after consultation with the Secretary of State. BIS submitted a foreign policy report to the Congress indicating the imposition of new foreign policy controls on June 28, 2012.</P>
        <HD SOURCE="HD1">Rulemaking Requirements</HD>
        <P>1. Executive Orders 13563 and 12866 direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). Executive Order 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. This rule has been determined to be not significant for purposes of Executive Order 12866.</P>

        <P>2. Notwithstanding any other provisions of law, no person is required to respond to nor be subject to a penalty for failure to comply with a collection of information, subject to the requirements of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501<E T="03">et seq.</E>) (PRA), unless that collection of information displays a currently valid Office of Management and Budget (OMB) Control Number. This rule involves a collection of information subject to the PRA. This collection has been approved by the Office of Management and Budget under control number 0694-0088, “Multi-Purpose Application,” which carries a burden hour estimate of 58 minutes to prepare and submit form BIS-748. Total burden hours associated with the PRA and OMB control number 0694-0088 are not expected to increase as a result of this rule.</P>
        <P>3. This rule does not contain policies with Federalism implications as that term is defined under Executive Order 13132.</P>

        <P>4. Pursuant to 5 U.S.C. 553(a)(1), the provisions of the Administrative Procedure Act requiring notice of proposed rulemaking, the opportunity for public participation, and a delay in effective date, are inapplicable because this regulation involves a military or foreign affairs function of the United States. (<E T="03">See</E>5 U.S.C. 553(a)(1)). This final rule implements U.S. multilateral commitments concerning United Nations Security Council arms embargoes. The sanctions against Rwanda were initially implemented in part to fulfill U.S. obligations to implement the United Nations Security Council's arms embargo against Rwanda. Consistent with the United Nations Security Council's actions lifting the arms embargo and U.S. obligations thereunder, BIS is removing the sanctions imposed against Rwanda under the EAR. In addition, in this rule, BIS amends the EAR to require a license to export or reexport certain items to countries subject to United Nations arms embargoes. To the extent consistent with United States national security and foreign policy interests, BIS will not approve such license applications if such authorizations would be contrary to relevant United Nations Security Council Resolutions. In light of United States commitments, BIS implements this approach pursuant to the existing licensing provisions and policies set out in Part 742 of the EAR and pursuant to revised § 746.1(b), which sets out countries subject to United Nations Security Council arms embargoes. No other law requires that a notice of proposed rulemaking and an opportunity for public comment be given for this rule. Because a notice of proposed rulemaking and an opportunity for public comment are not required to be given for this rule by 5 U.S.C. 553, or by any other law, the analytical requirements of the Regulatory Flexibility Act, 5 U.S.C. 601<E T="03">et seq.,</E>are not applicable. Therefore, this regulation is issued in final form and is made effective immediately upon publication.</P>
        <LSTSUB>
          <PRTPAGE P="42975"/>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>15 CFR Part 732</CFR>
          <P>Administrative practice and procedure, Exports, Reporting and recordkeeping requirements.</P>
          <CFR>15 CFR Part 738</CFR>
          <P>Exports.</P>
          <CFR>15 CFR Parts 746 and 774</CFR>
          <P>Exports, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        
        <P>Accordingly, parts 732, 738, 746 and 774 of the Export Administration Regulations (15 CFR parts 730-774) are amended as follows:</P>
        <REGTEXT PART="732" TITLE="15">
          <PART>
            <HD SOURCE="HED">PART 732—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for 15 CFR part 732 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>50 U.S.C. app. 2401<E T="03">et seq.;</E>50 U.S.C. 1701<E T="03">et seq.;</E>E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Notice of August 12, 2011, 76 Fed. Reg. 50661 (Aug. 16, 2011).</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="732" TITLE="15">
          <AMDPAR>2. Section 732.3 is amended</AMDPAR>
          <AMDPAR>a. By removing the phrase “and Rwanda” from paragraph (d)(4); and</AMDPAR>
          <AMDPAR>c. By revising paragraph (i) introductory text to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 732.3</SECTNO>
            <SUBJECT>Steps regarding the ten general prohibitions.</SUBJECT>
            <STARS/>
            <P>(i)<E T="03">Step 14: Embargoed countries and special destinations.</E>If your destination for any item is Cuba, Iran, Iraq, North Korea, or Syria, you must consider the requirements of parts 742 and 746 of the EAR. Unless otherwise indicated, General Prohibition Six (Embargo) applies to all items subject to the EAR, i.e. both items on the CCL and within EAR99. See § 746.1(b) for destinations subject to limited sanctions under United Nations Security Council arms embargoes. You may not make an export or reexport contrary to the provisions of part 746 of the EAR without a license unless:</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="738" TITLE="15">
          <PART>
            <HD SOURCE="HED">PART 738—[AMENDED]</HD>
          </PART>
          <AMDPAR>3. The authority citation for 15 CFR Part 738 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>50 U.S.C. app. 2401<E T="03">et seq.;</E>50 U.S.C. 1701<E T="03">et seq.;</E>10 U.S.C. 7420; 10 U.S.C. 7430(e); 22 U.S.C. 287c; 22 U.S.C. 3201<E T="03">et seq.;</E>22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u); 42 U.S.C. 2139a; 42 U.S.C. 6212; 43 U.S.C. 1354; 15 U.S.C. 1824a; 50 U.S.C. app. 5; 22 U.S.C. 7201<E T="03">et seq.;</E>22 U.S.C. 7210; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Notice of August 12, 2011, 76 Fed. Reg. 50661 (Aug. 16, 2011).</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="738" TITLE="15">
          <AMDPAR>4. Supplement No. 1 to Part 738 is amended</AMDPAR>
          <AMDPAR>a. By removing the footnote designation “1” from the country “Rwanda”;</AMDPAR>
          <AMDPAR>b. By adding the footnote designation “1” to “Cote d'Ivoire,” “Congo (Democratic Republic of),” “Eritrea,” “Iran,” “Lebanon,” “Liberia,” “Libya,” “Korea, North,” “Somalia,” and “Sudan”; and</AMDPAR>
          <AMDPAR>c. By revising footnote 1 to the Supplement to read as follows:</AMDPAR>
          <HD SOURCE="HD1">Supplement No. 1 To Part 738</HD>
          <HD SOURCE="HD3">[Reason for Control]</HD>
          <STARS/>
          <EXTRACT>
            <P>
              <SU>1</SU>See § 746.1(b) for United Nations Security Council Sanctions under the EAR. See § 746.3 for United Nations Security Council-related license requirements for exports and reexports to Iraq or transfer within Iraq under the EAR, as well as regional stability licensing requirements not included in the Country Chart.</P>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="746" TITLE="15">
          <PART>
            <HD SOURCE="HED">PART 746—[AMENDED]</HD>
          </PART>
          <AMDPAR>5. The authority citation for 15 CFR Part 746 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>50 U.S.C. app. 2401<E T="03">et seq.;</E>50 U.S.C. 1701<E T="03">et seq.;</E>22 U.S.C. 287c; Sec 1503, Pub. L. 108-11, 117 Stat. 559; 22 U.S.C. 6004; 22 U.S.C. 7201<E T="03">et seq.;</E>22 U.S.C. 7210; E.O. 12854, 58 FR 36587, 3 CFR, 1993 Comp., p. 614; E.O. 12918, 59 FR 28205, 3 CFR, 1994 Comp., p. 899; E.O. 13222, 3 CFR, 2001 Comp., p. 783; Presidential Determination 2003-23 of May 7, 2003, 68 FR 26459, May 16, 2003; Presidential Determination 2007-7 of December 7, 2006, 72 FR 1899 (January 16, 2007); Notice of August 12, 2011, 76 FR 50661 (August 16, 2011).</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="746" TITLE="15">
          <AMDPAR>6. Revise § 746.1(b) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 746.1</SECTNO>
            <SUBJECT>Introduction</SUBJECT>
            <STARS/>
            <P>(b)<E T="03">Sanctions on selected categories of items to specific destinations.</E>(1) BIS controls the export and reexport of selected categories of items to countries under United Nations Security Council arms embargoes. See the Commerce Control List in Supplement No. 1 to Part 774. See also §§ 746.3 (Iraq) and 746.4 (North Korea).</P>
            <P>(2) The countries subject to United Nations Security Council arms embargoes are: Cote d'Ivoire (Ivory Coast), Democratic Republic of the Congo, Eritrea, Iran, Iraq, Lebanon, Liberia, Libya, North Korea, Somalia, and Sudan.</P>
            <P>(3) A license is required to export or reexport items identified in Part 774 as having a “UN” reason for control to countries identified in paragraph (b)(2) of this section. To the extent consistent with United States national security and foreign policy interests, BIS will not approve applications for such licenses if the authorization would be contrary to the relevant United Nations Security Council Resolution.</P>
            <P>(4) You may not use any License Exception to export items subject to UN arms embargo controls to countries listed in 746.1(b)(2), except License Exception GOV § 740.11(b)(2)(i) and (ii).</P>
            <STARS/>
          </SECTION>
          <SECTION>
            <SECTNO>§ 746.8</SECTNO>
            <SUBJECT>[Removed and Reserved]</SUBJECT>
          </SECTION>
          <AMDPAR>7. Remove and reserve § 746.8.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <PART>
            <HD SOURCE="HED">PART 774—[AMENDED]</HD>
          </PART>
          <AMDPAR>8. The authority citation for 15 CFR Part 774 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>50 U.S.C. app. 2401<E T="03">et seq.;</E>50 U.S.C. 1701<E T="03">et seq.;</E>10 U.S.C. 7420; 10 U.S.C. 7430(e); 22 U.S.C. 287c, 22 U.S.C. 3201<E T="03">et seq.,</E>22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u); 42 U.S.C. 2139a; 42 U.S.C. 6212; 43 U.S.C. 1354; 15 U.S.C. 1824a; 50 U.S.C. app. 5; 22 U.S.C. 7201<E T="03">et seq.;</E>22 U.S.C. 7210; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Notice of August 12, 2011, 76 FR 50661 (August 16, 2011).</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>8. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 0—Nuclear Materials, Facilities, and Equipment [and Miscellaneous Items]—Export Control Classification Number (ECCN) 0A018 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section;</AMDPAR>
          <AMDPAR>b. By revising the “LVS” paragraph in the “License Exceptions” section; and</AMDPAR>
          <AMDPAR>c. By removing paragraph (1) from the “Related Controls” paragraph in the “List of Items Controlled” section.</AMDPAR>
          <P>The revisions read as follows:</P>
          <HD SOURCE="HD1">Supplement No. 1 To Part 774—The Commerce Control List</HD>
          <STARS/>
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">0A018Items on the Wassenaar Munitions List.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-2">
              <E T="03">LVS:</E>$5,000 for 0A018.a</FP>
            <FP SOURCE="FP1-2">$3,000 for 0A018.b</FP>
            <FP SOURCE="FP1-2">$1,500 for 0A018.c and .d</FP>
            <STARS/>
            <HD SOURCE="HD1">List of Items Controlled</HD>
            <FP SOURCE="FP-1">
              <E T="03">Unit:</E>* * *<PRTPAGE P="42976"/>
            </FP>
            <P>
              <E T="03">Related Controls:</E>See 0A979, 0A988, and 22 CFR 121.1 Categories I(a), III(b-d), and X(a).</P>
          </EXTRACT>
          
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>9. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 0—Nuclear Materials, Facilities, and Equipment [and Miscellaneous Items]—Export Control Classification Number (ECCN) 0A918 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By revising the “LVS” paragraph in the “License Exceptions” section to read as follows:</AMDPAR>
          <HD SOURCE="HD1">Supplement No. 1 To Part 774—The Commerce Control List</HD>
          <STARS/>
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">0A918Miscellaneous Military Equipment Not on the Wassenaar Munitions List.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reasons for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-2">
              <E T="03">LVS:</E>$5,000 for 0A918.a</FP>
            <FP SOURCE="FP1-2">$1,500 for 0A918.b</FP>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>10. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 0—Nuclear Materials, Facilities, and Equipment [and Miscellaneous Items]—Export Control Classification Number (ECCN) 0A919 is amended by removing the UN “Control(s)” paragraph from the License Requirements section.</AMDPAR>
          <AMDPAR>11. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 0—Nuclear Materials, Facilities, and Equipment [and Miscellaneous Items]—Export Control Classification Number (ECCN) 0A984 is amended by revising the UN “Control(s)” paragraph in the License Requirements section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">0A984Shotguns with barrel length 18 inches (45.72 cm) or over; receivers; barrels of 18 inches (45.72 cm) or longer but not longer than 24 inches (60.96 cm); complete trigger mechanisms; magazines and magazine extension tubes; complete breech mechanisms; buckshot shotgun shells; except equipment used exclusively to treat or tranquilize animals, and except arms designed solely for signal, flare, or saluting use.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>12. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 0—Nuclear Materials, Facilities, and Equipment [and Miscellaneous Items]—Export Control Classification Number (ECCN) 0A985 is amended by revising the UN “Control(s)” paragraph in the “License Requirements” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">0A985Discharge type arms and devices to administer electric shock for example, stun guns, shock batons, shock shields, electric cattle prods, immobilization guns and projectiles; except equipment used exclusively to treat or tranquilize animals, and except arms designed solely for signal, flare, or saluting use; and parts, n.e.s.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>13. In Supplement No. 1 to Part 774 (the Commerce Control list), Category 0—Nuclear Materials, Facilities, and Equipment [and Miscellaneous Items]—Export Control Classification Number (ECCN) 0A986 is amended by revising the UN “Control(s)” paragraph in the “License Requirements” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">0A986Shotgun shells except buckshot shotgun shells, and parts.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>14. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 0 Nuclear Materials, Facilities and Equipment [and Miscellaneous Items]—Export Control Classification Number (ECCN) 0A987 is amended by revising the UN “Control(s)” paragraph in the “License Requirements” to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">0A987Optical sighting devices for firearms (including shotguns controlled by 0A984); and parts (See list of items controlled).</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
          </EXTRACT>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <STARS/>
          <AMDPAR>15. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 0 Nuclear Materials, Facilities and Equipment [and Miscellaneous Items]—Export Control Classification Number (ECCN) 0A988 is amended by revising the Heading and the UN “Control(s)” paragraph in the “License Requirements” to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">0A988Conventional military steel helmets as described by 0A018.d.1</E>.</FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L2,tp0,p1,8/9,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1"/>
                <CHED H="1"/>
              </BOXHD>
              <ROW>
                <ENT I="01" O="xl">UN applies to entire entry.</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>16. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 0—Nuclear Materials, Facilities, and Equipment [and Miscellaneous Items]—Export Control Classification Number (ECCN) 0B986 is amended by revising the UN “Control(s)” paragraph in the “License Requirements” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">0B986Equipment specially designed for manufacturing shotgun shells; and ammunition hand-loading equipment for both cartridges and shotgun shells.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L2,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s) * * *</CHED>
                <CHED H="1"/>
              </BOXHD>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>17. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 0—Nuclear Materials, Facilities, and Equipment [and Miscellaneous Items]—Export Control Classification Number (ECCN) 0E018 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By revising the “TSR” paragraph in the “License Exceptions” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <PRTPAGE P="42977"/>
            <FP SOURCE="FP-2">
              <E T="04">0E018“Technology” for the “Development,” “Production,” or “Use” of Items Controlled by 0A018.a Through 0A018.c.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
            <HD SOURCE="HD1">License Exceptions</HD>
            <STARS/>
            <FP SOURCE="FP-1">
              <E T="03">TSR:</E>Yes.</FP>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>18. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 0—Nuclear Materials, Facilities, and Equipment [and Miscellaneous Items]—Export Control Classification Number (ECCN) 0E918 is amended by revising the UN “Control(s)” paragraph in the “License Requirements” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">0E918“Technology” for the ”Development,” “Production,” or “Use” of Bayonets.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>19. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 0—Nuclear Materials, Facilities, and Equipment [and Miscellaneous Items]—Export Control Classification Number (ECCN) 0E984 is amended by revising the UN “Control(s)” paragraph in the “License Requirements” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">0E984“Technology” for the “development” or “production” of shotguns controlled by 0A984 and buckshot shotgun shells.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28"/>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>20. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 1—Special Materials and Related Equipment, Chemicals, “Micro Organisms,” and “Toxins”—Export Control Classification Number (ECCN) 1A005 is amended:</AMDPAR>
          <AMDPAR>a. By removing paragraph (3) of the “Related Controls” section; and</AMDPAR>
          <AMDPAR>b. By revising the UN “Control(s)” paragraph in the “License Requirements” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">1A005Body armor, and specially designed components therefor, not manufactured to military standards or specifications, nor to their equivalents in performance.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>21. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 1—Special Materials and Related Equipment, Chemicals, “Micro Organisms,” and “Toxins”—Export Control Classification Number (ECCN) 1A008 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By revising the “LVS” paragraph in the “License Exceptions” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">1A008Charges, devices and components, as follows (see List of Items Controlled).</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-1">
              <E T="03">LVS:</E>$3000 for .a through .c;</FP>
            <FP SOURCE="FP1-2">$6000 for .d.</FP>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>22. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 1 Special Materials and Related Equipment, Chemicals, “Micro Organisms,” and “Toxins”—Export Control Classification Number (ECCN) 1B018 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By revising the “LVS” paragraph in the “License Exceptions” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">1B018Equipment on the Wassenaar Arrangement Munitions List.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-1">
              <E T="03">LVS:</E>$3000 for 1B018.a for countries WITHOUT an “X” in RS Column 2 on the Country Chart contained in Supplement No. 1 to part 738 of the EAR;</FP>
            <FP SOURCE="FP-1">$5000 for 1B018.b.</FP>
          </EXTRACT>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>23. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 1Special Materials and Related Equipment, Chemicals, “Micro Organisms,” and ”Toxins”—Export Control Classification Number (ECCN) 1C018 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By revising the “LVS” paragraph in the “License Exceptions” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">1C018Commercial Charges and Devices Containing Energetic Materials on the Wassenaar Arrangement Munitions List and Certain Chemicals as Follows (see List of Items Controlled).</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-1">
              <E T="03">LVS:</E>$3000</FP>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>24. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 1—Special Materials and Related Equipment, Chemicals, “Micro Organisms,” and “Toxins”—Export Control Classification Number (ECCN) 1D018 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By revising the “Related Controls” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">1D018“Software” specially designed or modified for the “development,”<PRTPAGE P="42978"/>“production,” or “use” of items controlled by 1B018.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
            <FP SOURCE="FP-1">
              <E T="03">Related Controls: N/A</E>
            </FP>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>25. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 2—Materials Processing—Export Control Classification Number (ECCN) 2B018 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By revising the “LVS” and “GBS” paragraphs in the “License Exceptions” section to read as follows:</AMDPAR>
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2B018Equipment on the Wassenaar Arrangement Munitions List.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <P>
              <E T="03">LVS</E>: $3000.</P>
            <P>
              <E T="03">GBS:</E>Yes, as follows, except N/A for MT-controlled items or destinations for which a license is required for RS reasons: Equipment used to determine the safety data of explosives as required by the International Convention on the Transport of Dangerous Goods (C.I.M.) Articles 3 and 4 in Annex 1 RID, provided that such equipment will be used only by the railway authorities of current C.I.M. members, or by the Government-accredited testing facilities in those countries, for the testing of explosives to transport safety standards, of the following description:</P>
            
            <P>a. Equipment for determining the ignition and deflagration temperatures;</P>
            <P>b. Equipment for steel-shell tests;</P>
            <P>c. Drophammers not exceeding 20 kg in weight for determining the sensitivity of explosives to shock;</P>
            <P>d. Equipment for determining the friction sensitivity of explosives when exposed to charges not exceeding 36 kg in weight.</P>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>26. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 2—Materials Processing—Export Control Classification Number (ECCN) 2D018 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By revising the ”TSR” paragraph in the “License Exceptions” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2D018“Software” for the “development,” “production,” or “use” of equipment controlled 2B018.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="01" O="xl">UN applies to entire entry.</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <STARS/>
            <FP SOURCE="FP-1">
              <E T="03">TSR:</E>Yes.</FP>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>27. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 2—Materials Processing—Export Control Classification Number (ECCN) 2E018 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By revising the “TSR” paragraph in the “License Exceptions” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2E018“Technology” for the “use” of equipment controlled by 2B018.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01" O="xl">UN applies to entire entry.</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <STARS/>
            <FP SOURCE="FP-1">
              <E T="03">TSR:</E>Yes.</FP>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>28. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 5—Telecommunications and “Information Security” (Part 1. Telecommunications) Export Control Classification Number (ECCN) 5A980 (Devices primarily useful for the surreptitious interception of wire, oral, or electronic communications; and parts and accessories therefor) is amended by removing the second NOTE, which refers to Rwanda, in the “License Requirements” section.</AMDPAR>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>29. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 5—Telecommunications and “Information Security” (Part I. Telecommunications) Export Control Classification Number (ECCN) 5D980 (Other “Software,” as Follows (see List of Items Controlled) is amended by removing the second NOTE, which refers to Rwanda, in the “License Requirements” section.</AMDPAR>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>30. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 5—Telecommunications and “Information Security” (Part I. Telecommunications)—Export Control Classification Number (ECCN) 5E980 (“Technology” primarily useful for the “development,” “production,” or “use” of equipment controlled by 5A980) is amended by removing the NOTE, which refers to Rwanda, in the “License Requirements” section.</AMDPAR>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>31. In Supplement No. 1 to Part 774 (the Commerce Control list), Category 6 Sensors and Lasers—Export Control Classification Number (ECCN) 6A002 is amended by revising the UN “Control(s)” paragraph in the “License Requirements” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">6A002Optical Sensors.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to 6A002.a.1, a.2, a.3 and c</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>32. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 6 —Sensors and Lasers—Export Control Classification Number (ECCN) 6A003 is amended by revising the UN “Control(s)” paragraph in the “License Requirements” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">6A003Cameras.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01" O="xl">UN applies to items controlled in 6A003.b.3 and b.4.</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">

          <AMDPAR>33. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 6—Sensors and Lasers—Export Control Classification Number (ECCN) 6E001 is amended:<PRTPAGE P="42979"/>
          </AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By removing paragraph “(5)” in the “TSR” paragraph in the “License Exceptions” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">6E001“Technology” according to the general technology note for the “development” of equipment, materials or “software” controlled by 6A (except 6A991, 6A992, 6A994, 6A995, 6A996, 6A997, or 6A998), 6B (except 6B995), 6C (except 6C992 or 6C994), or 6D (except 6D991, 60992, or 6D993).</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to “technology” for equipment Controlled by 6A002 or 6A003 for UN reasons</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-1">
              <E T="03">CIV:</E>* * *</FP>
            <FP SOURCE="FP-1">
              <E T="03">TSR:</E>Yes, except for the following:</FP>
            
            <P>(1) Items controlled for MT reasons;</P>
            <P>(2) “Technology” for commodities controlled by 6A002.e, 6A004.e, or 6A008.j.1;</P>
            <P>(3) “Technology” for “software” specially designed for “space qualified” “laser” radar or Light Detection and Ranging (LIDAR) equipment defined in 6A008.j.1 and controlled by 6D001 or 6D002; or</P>
            <P>(4) Exports or reexports to destinations outside of Austria, Belgium, Canada, Denmark, Finland, France, Germany, Greece, Ireland, Italy, Japan, Luxembourg, the Netherlands, Portugal, Spain, Sweden, or the United Kingdom of “technology” for the “development” of the following: (a) Items controlled by 6A001.a.1.b, 6A001.a.1.e, 6A001.a.2.a.1, 6A001.a.2.a.2, 6A001.a.2.a.3, 6A001.a.2.a.5, 6A001.a.2.a.6, 6A001.a.2.b, 6A001.a.2.d, 6A001.a.2.e., 6A002.a.1.a, 6A002.a.1.b, 6A002.a.1.c, 6A002.a.2.a, 6A002.a.2.b, 6A002.a.3, 6A002.b, 6A002.c, 6A003.b.3, 6A003.b.4, 6A004.c, 6A004.d, 6A006.a.2, 6A006.c.1, 6A006.d, 6A006.e, 6A008.d, 6A008.h, 6A008.k, 6B008, 6D003.a; (b) Equipment controlled by 6A001.a.2.c or 6A001.a.2.f when specially designed for real time applications; or (c) “Software” controlled by 6D001 and specially designed for the “development” or “production” of equipment controlled by 6B008, or 6D003.a.</P>
            <P>STA: * * *</P>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>34. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 6—Sensors and Lasers—Export Control Classification Number (ECCN) 6E002 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By removing paragraph “(4)” in the “TSR” paragraph in the “License Exceptions” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">6E002“Technology” according to the general technology note for the “production” of equipment or materials controlled by 6A (except 6A991, 6A992, 6A994, 6A995, 6A996, 6A997 or 6A998) 6B (except 6B995) or 6C (except 6C992 or 6C994).</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01" O="xl">UN applies to “technology” for equipment controlled by 6A002 or 6A003 for UN reasons.</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-1">
              <E T="03">CIV:</E>* * *</FP>
            <FP SOURCE="FP-1">
              <E T="03">TSR:</E>Yes, except for the following:</FP>
            
            <P>(1) Items controlled for MT reasons;</P>
            <P>(2) “Technology” for commodities controlled by 6A002.e, 6A004.e, 6A008.j.1; or</P>
            <P>(3) Exports or reexports to destinations outside of Austria, Belgium, Canada, Denmark, Finland, France, Germany, Greece, Ireland, Italy, Japan, Luxembourg, the Netherlands, Portugal, Spain, Sweden, or the United Kingdom of “technology” for the “production” of the following: (a) Items controlled by 6A001.a.1.b, 6A001.a.1.e, 6A001.a.2.a.1, 6A001.a.2.a.2, 6A001.a.2.a.3, 6A001.a.2.a.5, 6A001.a.2.a.6, 6A001.a.2.b, 6A002.a.3, 6A002.b, 6A002.c, 6A003.b.3, 6A003.b.4, 6A004.c, 6A004.d, 6A006.a.2, 6A006.c.1, 6A006.d, 6A006.e, 6A008.d, 6A008.h, 6A008.k, 6B008; and (b) Equipment controlled by 6A001.a.2.c and 6A001.a.2.f when specially designed for real time applications.</P>
            
            <FP SOURCE="FP-1">
              <E T="03">STA:</E>* * *</FP>
          </EXTRACT>
          
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>35. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 8—Marine—Export Control Classification Number (ECCN) 8A018 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By revising the “LVS” paragraph in the “License Exceptions” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">8A018Items on the Wassenaar Arrangement Munitions List.</E>
            </FP>
            <HD SOURCE="HD2">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <P/>
            <P/>
            <P/>
            <P/>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
          </EXTRACT>
          <EXTRACT>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-1">
              <E T="03">LVS:</E>$5000.</FP>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>36. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 8—Marine—Export Control Classification Number (ECCN) 8A918 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By revising the “LVS” paragraph in the “License Exceptions” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">8A918Marine Boilers.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01" O="xl">UN applies to entire entry.</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-1">
              <E T="03">LVS:</E>$5000.</FP>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>37. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 9—Propulsion Systems, Space Vehicles and Related Equipment—Export Control Classification Number (ECCN) 9A018 is amended:</AMDPAR>
          <AMDPAR>a. By revising the UN “Control(s)” paragraph in the “License Requirements” section; and</AMDPAR>
          <AMDPAR>b. By revising the “LVS” paragraph in the “License Exceptions” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">9A018Equipment on the Wassenaar Arrangement Munitions List.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01" O="xl">UN applies to entire entry.</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <HD SOURCE="HD1">License Exceptions</HD>
            <FP SOURCE="FP-1">
              <E T="03">LVS:</E>$1500</FP>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">

          <AMDPAR>38. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 9—Propulsion Systems, Space Vehicles and Related Equipment—Export Control Classification Number (ECCN) 9A991 is amended by revising the UN<PRTPAGE P="42980"/>“Control(s)” paragraph in the “License Requirements” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">9A991“Aircraft,” n.e.s., and gas turbine engines not controlled by 9A001 or 9A101 and parts and components, n.e.s.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to 9A991.a</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>39. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 9—Propulsion Systems, Space Vehicles and Related Equipment—Export Control Classification Number (ECCN) 9D018 is amended by revising the UN “Control(s)” paragraph in the “License Requirements” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">9D018“Software” for the “use” of equipment controlled by 9A018.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <REGTEXT PART="774" TITLE="15">
          <AMDPAR>40. In Supplement No. 1 to Part 774 (the Commerce Control List), Category 9—Propulsion Systems, Space Vehicles and Related Equipment—Export Control Classification Number (ECCN) 9E018 is amended by revising the UN “Control(s)” paragraph in the “License Requirements” section to read as follows:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">9E018“Technology” for the “development,” “production,” or “use” of equipment controlled by 9A018.</E>
            </FP>
            <HD SOURCE="HD1">License Requirements</HD>
            <FP SOURCE="FP-1">
              <E T="03">Reason for Control:</E>* * *</FP>
            <GPOTABLE CDEF="s25,r25" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">Control(s)</CHED>
                <CHED H="1">Country chart</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">UN applies to entire entry</ENT>
                <ENT>See § 746.1(b) for UN controls.</ENT>
              </ROW>
            </GPOTABLE>
          </EXTRACT>
          <STARS/>
        </REGTEXT>
        <SIG>
          <DATED>Dated: July 13, 2012.</DATED>
          <NAME>Kevin J. Wolf,</NAME>
          <TITLE>Assistant Secretary for Export Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17757 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-33-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
        <CFR>17 CFR Part 241</CFR>
        <DEPDOC>[Release No. 34-67448; File No. S7-06-12]</DEPDOC>
        <SUBJECT>Commission Guidance Regarding Definitions of Mortgage Related Security and Small Business Related Security</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Securities and Exchange Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Interpretation; solicitation of comment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Securities and Exchange Commission (the “Commission”) is publishing interpretive guidance with respect to sections 3(a)(41) (the definition of “mortgage related security”) and 3(a)(53)(A) (the definition of “small business related security”) of the Securities Exchange Act of 1934 (the “Exchange Act”), in light of section 939(e) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). Section 939(e) strikes provisions in sections 3(a)(41) and 3(a)(53)(A) of the Exchange Act that reference credit ratings issued by nationally recognized statistical rating organizations (“NRSROs”), and inserts new text that provides that in order to satisfy these definitions a security must meet “standards of credit-worthiness as established by the Commission.” Because more time is needed to develop and establish standards of creditworthiness for purposes of these definitions, the Commission is providing a transitional interpretation that will be applicable on and after July 20, 2012, and until such time as final Commission rules establishing new standards of creditworthiness become effective. The Commission also is seeking comment on potential standards of creditworthiness that could be established to replace the use of NRSRO credit ratings in the definitions of the terms “mortgage related security” and “small business related security.”</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>July 20, 2012.</P>
          <P>
            <E T="03">Comments:</E>Comments should be received on or before August 22, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Michael A. Macchiaroli, Associate Director, at (202) 551-5525; Thomas K. McGowan, Deputy Associate Director, at (202) 551-5521; Randall W. Roy, Assistant Director, at (202) 551-5522; Mark M. Attar, Branch Chief, at (202) 551-5889; Carrie A. O'Brien, Special Counsel, at (202) 551-5640; and Rachel B. Yura, Attorney-Adviser, at (202) 551-5729, Office of Financial Responsibility, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-7010.</P>
        </FURINF>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Comments may be submitted by any of the following methods:</P>
        </ADD>
        <HD SOURCE="HD2">Electronic Comments</HD>
        <P>• Use the Commission's Internet comment form (<E T="03">http://www.sec.gov/rules/interp.shtml</E>); or</P>
        <P>• Send an email to<E T="03">rule-comments@sec.gov.</E>Please include File Number S7-06-12 on the subject line; or</P>
        <P>• Use the Federal eRulemaking Portal (<E T="03">http://www.regulations.gov</E>). Follow the instructions for submitting comments.</P>
        <HD SOURCE="HD2">Paper Comments</HD>
        <P>• Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
        

        <FP>All submissions should refer to File Number S7-06-12. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (<E T="03">http://www.sec.gov/rules/interp.shtml</E>). Comments also are available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. All comments received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make publicly available.</FP>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Introduction</HD>

        <P>Section 3(a)(41) of the Exchange Act defines the term “mortgage related security” as, among other things, a security that is rated in one of the<E T="03">two</E>highest rating categories by at least one NRSRO.<SU>1</SU>

          <FTREF/>Section 3(a)(53)(A) of the Exchange Act defines the term “small business related security” as, among other things, a security that is rated in one of the<E T="03">four</E>highest rating categories by at least one NRSRO.<SU>2</SU>

          <FTREF/>A “rating category” refers to a distinct level in an NRSRO's rating scale represented by a unique symbol, number, or score. For example, a rating scale consisting of AAA, AA, A, BBB, BB, B, CCC, CC, C, and D has ten rating categories, with the AAA and AA categories being the two<PRTPAGE P="42981"/>highest categories and the AAA through BBB categories being the four highest categories. Securities rated in the two highest categories of such a rating scale are sometimes colloquially referred to as “highly rated” and securities rated in the four highest categories as “investment grade.”</P>
        <FTNT>
          <P>
            <SU>1</SU>
            <E T="03">See</E>15 U.S.C. 78c(a)(41).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>
            <E T="03">See</E>15 U.S.C. 78c(a)(53)(A).</P>
        </FTNT>
        <P>Section 939(e) of the Dodd-Frank Act strikes the text in sections 3(a)(41) and 3(a)(53)(A) of the Exchange Act that reference NRSRO credit ratings and in its place inserts text providing that a “mortgage related security” and a “small business related security” means a security that “meets standards of creditworthiness as established by the Commission.”<SU>3</SU>
          <FTREF/>The effective date of these amendments to the Exchange Act is July 20, 2012.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>Public Law 111-203 § 939(e).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See</E>Public Law 111-203 § 939(g).</P>
        </FTNT>
        <P>The Commission previously discussed and requested comment on section 939(e) of the Dodd-Frank Act and potential standards of creditworthiness that could be used for purposes of the terms “mortgage related security” and “small business related security.”<SU>5</SU>
          <FTREF/>The Commission is continuing to work on rule proposals to establish standards of creditworthiness to implement section 939(e) of the Dodd-Frank Act. However, as explained below, these definitions are referenced in numerous statutes and regulations—the majority of which are not Commission authorizing statutes or regulations administered by the Commission. Consequently, the new standards of creditworthiness established by the Commission under section 939(e) of the Dodd-Frank Act will impact different types of persons and transactions, including persons and transactions for which the Commission does not have oversight authority. This impact adds a layer of complexity to the process of developing and establishing a standard or standards of creditworthiness for each definition. The considerations involved in undertaking this difficult task include seeking to accommodate, to the extent practicable, the varied uses of the definitions of “mortgage related security” and “small business related security” in statutes and regulations without lowering protections for investors, disrupting the markets for these securities, increasing risk to financial institutions, or imposing undue burdens and costs to market participants.</P>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See Removal of Certain References to Credit Ratings under the Securities Exchange Act of 1934,</E>Exchange Act Release No. 64352 (Apr. 27, 2011), 76 FR 26550 (May 6, 2011).</P>
        </FTNT>
        <P>Furthermore, as explained below, the Commission and other Federal agencies are continuing their efforts to remove references to credit ratings in regulations they administer as mandated by section 939A of the Dodd-Frank Act.<SU>6</SU>
          <FTREF/>In the case of some proposed amendments under section 939A, commenters—as explained below—have raised concerns that replacing the benchmark of credit ratings with another standard could, among other things, be harmful to investors, increase risk to financial institutions, distort financial markets, and increase burdens and costs.</P>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See</E>Public Law 111-203 § 939a.</P>
        </FTNT>
        <P>For these reasons, the Commission needs additional time to analyze and understand the potential impact that could result from the establishment of new standards of creditworthiness in the definitions of the terms “mortgage related security” and “small business related security.” At the same time, under section 939(e) of the Dodd-Frank Act, the use of NRSRO credit ratings in sections 3(a)(41) and 3(a)(53)(A) of the Exchange Act will be stricken from the statutory text on July 20, 2012. Absent further guidance from the Commission, this change could create uncertainty among market participants that rely on these definitions and potentially negatively impact the market for mortgage related securities and small business related securities. In this regard, the Commission does not believe that, in the absence of established standards of creditworthiness by the Commission, Congress intended for the statutory definitions to become unworkable or to create market uncertainty regarding the status or meaning of these definitions. Consequently, the Commission is issuing this transitional interpretation to ensure that the markets can continue to function while the Commission continues its work on rule proposals to establish standards of creditworthiness to implement section 939(e) of the Dodd-Frank Act.</P>
        <P>Therefore, until new standards of creditworthiness are established by final rules, the Commission is providing a transitional interpretation that will be applicable beginning on July 20, 2012 with respect to section 3(a)(41) (the definition of “mortgage related security”) and section 3(a)(53)(A) (the definition of “small business related security”) of the Exchange Act. Specifically, for purposes of these sections, the Commission interprets the terms “standards of creditworthiness as established by the Commission” to mean that on and after July 20, 2012, and until such time as final Commission rules establishing new standards of creditworthiness are effective:</P>
        <P>• The standard of creditworthiness for purposes of the definition of the term “mortgage related security” in section 3(a)(41) of the Exchange Act is a security that is rated in one of the two highest rating categories by at least one NRSRO; and</P>
        <P>• The standard of creditworthiness for purposes of the definition of the term “small business related security” in section 3(a)(53)(A) of the Exchange Act is a security that is rated in one of the four highest rating categories by at least one NRSRO.</P>
        
        <FP>The Commission is not interpreting any other provisions of sections 3(a)(41) and 3(a)(53)(A) of the Exchange Act herein.</FP>
        <HD SOURCE="HD1">II. Background</HD>
        <HD SOURCE="HD2">A. Use of the Definitions of These Securities</HD>
        <HD SOURCE="HD3">1. Mortgage Related Security</HD>
        <P>Congress defined the term “mortgage related security” in section 3(a)(41) of the Exchange Act as part of the Secondary Mortgage Market Enhancement Act of 1984 (“SMMEA”).<SU>7</SU>
          <FTREF/>SMMEA was intended to encourage private sector participation in the secondary mortgage market by, among other things, relaxing certain regulatory requirements for “private-label issuers”<SU>8</SU>
          <FTREF/>to sell mortgage-backed securities.<SU>9</SU>

          <FTREF/>For example, SMMEA: (1) Pre-Empted certain state investment laws to permit state regulated institutions to invest in private-label mortgage-backed securities to the same<PRTPAGE P="42982"/>extent as agency securities;<SU>10</SU>
          <FTREF/>(2) granted authority for certain depository institutions to invest in these securities;<SU>11</SU>
          <FTREF/>and (3) required states to exempt private-label mortgage-backed securities from state registration to the same extent as agency securities, unless the state specifically deemed otherwise.<SU>12</SU>
          <FTREF/>A security that qualifies as a mortgage related security under section 3(a)(41) of the Exchange Act receives the benefits intended by SMMEA.<SU>13</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>7</SU>Public Law 98-440, § 101, 98 Stat. 1689 (1984).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>Most mortgage-backed securities are issued or guaranteed by the Government National Mortgage Association (“Ginnie Mae”), a U.S. government agency, or the Federal National Mortgage Association (“Fannie Mae”) and the Federal Home Loan Mortgage Corporation (“Freddie Mac”), U.S. government-sponsored enterprises. These securities are commonly referred to as “agency” mortgage-backed securities. Ginnie Mae, backed by the full faith and credit of the U.S. government, guarantees that investors receive timely payments. Fannie Mae and Freddie Mac also provide certain guarantees and, while not backed by the full faith and credit of the U.S. government, have special authority to borrow from the U.S. Treasury. Some private institutions, such as brokerage firms, banks, and homebuilders, also securitize mortgages, known as “private-label” mortgage-backed securities.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>9</SU>The legislation was aimed at encouraging participation in the secondary mortgage market by investment banks, investment entities, mortgage bankers, private mortgage insurance companies, pension funds and other investors, depositary institutions, and federal credit unions.<E T="03">See</E>Kenneth G. Lore &amp; Cameron L. Cowan, Mortgage-Backed Securities; Developments and Trends in the Secondary Market 2-39 (2001), at 1-14.<E T="03">See also</E>Edward L. Pittman,<E T="03">Economic and Regulatory Developments Affecting Mortgage Related Securities,</E>64 Notre Dame L. Rev. 497, 499 (1989).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>
            <E T="03">See</E>15 U.S.C. 77r-1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>
            <E T="03">See</E>12 U.S.C. 1464(c)(1), 12 U.S.C. 1757, and 12 U.S.C. 24.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>
            <E T="03">See</E>15 U.S.C. 77d. For further discussion of SMMEA,<E T="03">see also Protecting Investors: A Half Century of Investment Company Regulation,</E>Division of Investment Management (May 1992).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">See</E>Pittman, p. 514.</P>
        </FTNT>
        <P>Currently, section 3(a)(41) of the Exchange Act defines the term “mortgage related security” as a “security that is rated in one of the two highest rating categories by at least one [NRSRO]” and that: (1) Represents ownership of one or more promissory notes, or interests therein, which notes are directly secured by a first lien on a single parcel of real estate upon which is located a dwelling or mixed residential and commercial structure, or on a residential manufactured home or one or more parcels of real estate upon which is located one or more commercial structures and were originated by a savings or banking institution or other similar institution approved for insurance by the Secretary of the U.S. Department of Housing and Urban Development; or (2) is secured by one or more promissory notes, or interests therein, and provides for payments of principal in relation to payments, or reasonable projections of payments, on notes, or interests therein, meeting such requirements.<SU>14</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>14</SU>
            <E T="03">See</E>15 U.S.C. 78c(a)(41).</P>
        </FTNT>
        <P>Table 1 identifies examples of Federal statutes and regulations that refer to the term “mortgage related security” as defined under the Exchange Act and indicates the type of entity that is subject to the statute or regulation.</P>
        <GPOTABLE CDEF="s50,r150" COLS="2" OPTS="L2,i1">
          <TTITLE>Table 1</TTITLE>
          <BOXHD>
            <CHED H="1">Citation</CHED>
            <CHED H="1">Entities subject to requirement</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">11 U.S.C. 101(47)</ENT>
            <ENT>Participants in bankruptcy proceedings.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 U.S.C. 24</ENT>
            <ENT>National banking associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 U.S.C. 1464</ENT>
            <ENT>Federal savings associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 U.S.C. 1757</ENT>
            <ENT>Federal credit unions.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 U.S.C. 1787</ENT>
            <ENT>Federal credit unions.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 U.S.C. 1821</ENT>
            <ENT>Depository institutions insured by the Federal Deposit Insurance Corporation.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 U.S.C. 4520</ENT>
            <ENT>Fannie Mae and any affiliate thereof or Freddie Mac and any affiliate thereof.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 U.S.C. 4617</ENT>
            <ENT>Fannie Mae and any affiliate thereof or Freddie Mac and any affiliate thereof.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15 U.S.C. 77r-1</ENT>
            <ENT>Any person, trust, corporation, partnership, association, business trust, or business entity created pursuant to or existing under the laws of the United States or any State.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15 U.S.C. 78g</ENT>
            <ENT>Broker-dealers.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15 U.S.C. 78k</ENT>
            <ENT>Broker-dealers.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR 1.2</ENT>
            <ENT>National banks, District of Columbia banks, and federal branches of foreign banks, State banks that are members of the Federal Reserve System and foreign branches of national banks.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR Part 3, Appendix A</ENT>
            <ENT>National banking associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR Part 208, Appendix A</ENT>
            <ENT>State banks that are members of the Federal Reserve System.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR Part 225, Appendix A</ENT>
            <ENT>Bank holding companies.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR Part 325, Appendix A</ENT>
            <ENT>Depository institutions insured by the Federal Deposit Insurance Corporation.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR 567.1</ENT>
            <ENT>Savings associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR 567.6</ENT>
            <ENT>Savings associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR 703.2</ENT>
            <ENT>Federal credit unions.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR 703.16(d)</ENT>
            <ENT>Federal credit unions.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR 704, Appendix C</ENT>
            <ENT>Corporate credit unions.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR Part 1750, Appendix A to Subpart B</ENT>
            <ENT>Fannie Mae and any affiliate thereof and Freddie Mac and any affiliate thereof.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">17 CFR 230.424</ENT>
            <ENT>Persons filing a prospectus or prospectus supplement relating to an offering of mortgage related securities on a delayed basis.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">17 CFR 240.15c3-1</ENT>
            <ENT>Broker-dealers.</ENT>
          </ROW>
        </GPOTABLE>
        <P>Numerous State laws also contain references to the definition of the term “mortgage related security” in section 3(a)(41) of the Exchange Act.<SU>15</SU>
          <FTREF/>The entities subject to these laws include insurance companies, banks, and trusts.<SU>16</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>15</SU>
            <E T="03">See, e.g.,</E>ALA. CODE §§ 10A-10-1.10 and 11-81-21; ARIZ. REV. STAT. ANN. § 44-1843; ARK. CODE ANN. § 23-42-503; COLO. REV. STAT. ANN. § 11-59.5-101; CONN. GEN. STAT. §§ 36a-459a and 38a-905; DC CODE §§ 31-1372.03 and 31-1372.04; HAW. REV. STAT. § 412:10-502; KAN. STAT. ANN. § 40-2a25; LA. REV. STAT. ANN. 6:611; ME. REV. STAT. 10, § 969-A; ME. REV. STAT. 30-A, § 4722; MD. CODE ANN., INS § 9-229.1; MICH. COMP. LAWS § 500.901; MISS. CODE ANN. § 81-27-5.101; MO. ANN. STAT. § 362.170; N.H. REV. STAT. ANN §§ 392:25 and 392-B:20; N.J. STAT. ANN. § 17:9-41; N.Y. MUN. HOME RULE LAW § 10; N.Y. INS. LAW §§ 1401, 1404, and 1409; N.C. GEN. STAT. ANN. § 53-342; OHIO REV. CODE ANN. §§ 3907.141 and 3925.081; OKLA. STAT. ANN. 6, § 806; OKLA. STAT. ANN. 71, § 1-201; 7 PA. CONS. STAT. ANN. §§ 315 and 502; S.C. CODE ANN. §§ 38-12-220, 38-12-230, 38-12-430, and 38-12-440; TEX. FIN. CODE ANN. §§ 34.101, 184.101, and 443.004; and UTAH CODE ANN. § 61-1-11.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD3">2. Small Business Related Security</HD>
        <P>Congress defined the term “small business related security” in section 3(a)(53)(A) as part of the Riegle Community Development and Regulatory Improvement Act of 1994 (the “CDRI”).<SU>17</SU>
          <FTREF/>Among other things, the CDRI removed limitations on purchases of certain small business-related securities by national banks.<SU>18</SU>
          <FTREF/>The CDRI was designed to increase small business access to capital by removing impediments in existing law to the securitizations of small business loans.<SU>19</SU>

          <FTREF/>The CDRI created a framework for small business related securities<PRTPAGE P="42983"/>similar to the SMMEA framework for mortgage related securities with the goal of stimulating the flow of funds to small businesses.</P>
        <FTNT>
          <P>
            <SU>17</SU>Public Law 103-325, § 202, 108 Stat. 2198 (1994).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>18</SU>
            <E T="03">See</E>Conf. Rep. on H.R. 3474, 140 Cong. Rec. H6685, H6690 (Aug. 2, 1994).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>19</SU>
            <E T="03">Id. See  also</E>Remarks of Sen. Domenici, Vol. 140 Cong. Record, p. S11039 (Aug. 2, 1994).</P>
        </FTNT>
        <P>Currently, section 3(a)(53)(A) defines the term “small business related security” as “a security that is rated in one of the four highest rating categories by at least one [NRSRO]” and that either: (1) Represents an interest in one or more promissory notes or leases of personal property evidencing the obligation of a small business concern and originated by an insured depository institution or other similar institution which is supervised and examined by federal or state authority or certain other regulated types of issuers; or (2) is secured by an interest in one or more promissory notes or leases of personal property (with or without recourse to the issuer or lessee) and provides for payments of principal in relation to payments, or reasonable projections of payments, on notes or leases of the type described in the preceding clause.<SU>20</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>20</SU>
            <E T="03">See</E>15 U.S.C. 78c(a)(53)(A).</P>
        </FTNT>
        <P>Table 2 identifies examples of Federal statutes and regulations that use the term “small business related security” and indicates the type of entity that is subject to the statute or regulation.</P>
        <GPOTABLE CDEF="s50,r150" COLS="2" OPTS="L2,i1">
          <TTITLE>Table 2</TTITLE>
          <BOXHD>
            <CHED H="1">Citation</CHED>
            <CHED H="1">Entities subject to requirement</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">12 U.S.C. 24</ENT>
            <ENT>National banking associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 U.S.C. 1464</ENT>
            <ENT>Federal savings associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 U.S.C. 1757</ENT>
            <ENT>Federal credit unions.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15 U.S.C. 77r-1</ENT>
            <ENT>Any person, trust, corporation, partnership, association, business trust, or business entity created pursuant to or existing under the laws of the United States or any State.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15 U.S.C. 78g</ENT>
            <ENT>Broker-dealers.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">15 U.S.C. 78k</ENT>
            <ENT>Broker-dealers.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR 1.2</ENT>
            <ENT>National banks, District of Columbia banks, and federal branches of foreign banks, State banks that are members of the Federal Reserve System and foreign branches of national banks.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR 1.3</ENT>
            <ENT>National banking associations.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR 703.2</ENT>
            <ENT>Federal credit unions.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR 703.16</ENT>
            <ENT>Federal credit unions.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR 704.2</ENT>
            <ENT>Corporate credit unions.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12 CFR 704.5</ENT>
            <ENT>Corporate credit unions.</ENT>
          </ROW>
        </GPOTABLE>
        <P>Several State laws also contain references to the definition of the term “small business related security” in section 3(a)(53)(A) of the Exchange Act.<SU>21</SU>
          <FTREF/>Banks and trust companies are subject to these laws.<SU>22</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>21</SU>
            <E T="03">See, e.g.,</E>LA. REV. STAT. ANN. § 6:611; MISS. CODE. ANN. 81-27-5.101; TEX. FIN. CODE ANN. § 34.101; and TEX. FIN. CODE ANN. § 184.101.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>22</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD3">3. Use of the Definitions by the Commission and Other Agencies</HD>
        <P>As identified in the tables set forth above, rules administered by the Commission and other Federal agencies reference the terms “mortgage related security” and “small business related security,” as those terms are defined in Exchange Act Sections 3(a)(41) and 3(a)(53)(A), respectively. Since the Dodd-Frank Act was adopted, several Federal agencies have proposed to continue to rely on the Exchange Act definitions of these terms. For example, the Office of the Comptroller of the Currency (the “OCC”) proposed to retain rule provisions applicable to national banks that reference the statutory definitions of the terms “mortgage related security” and “small business related security” in the Exchange Act.<SU>23</SU>
          <FTREF/>Similarly, the National Credit Union Administration (the “NCUA”) also proposed to continue to reference the Exchange Act definitions of the terms “mortgage related security” and “small business related security” in its rules.<SU>24</SU>
          <FTREF/>However, the NCUA stated in its proposal that in the time period before the Commission moves to specify “standards of creditworthiness” for mortgage related securities and small business related securities, a Federal credit union is prohibited from purchasing such security unless the Federal credit union has specific evidence that the Commission considers that security to meet the requirements of section 3(a)(41) or section 3(a)(53)(A), as applicable.<SU>25</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>23</SU>
            <E T="03">See Alternatives to the Use of External Credit Ratings in the Regulations of the OCC,</E>76 FR 73526, 73529 (Nov. 29, 2011), Docket OCC-2011-0019.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>24</SU>
            <E T="03">See Removing References to Credit Ratings in Regulations; Proposing Alternatives to the Use of Credit Ratings,</E>76 FR 11164, 11166 (Mar. 1, 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>25</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD2">B. Regulatory Initiatives To Remove References to Credit Ratings</HD>
        <HD SOURCE="HD3">1. Introduction</HD>
        <P>The use of NRSRO credit ratings in statutes and regulations has been criticized as fostering undue reliance by investors on credit ratings.<SU>26</SU>
          <FTREF/>In addition, concerns have been raised that using NRSRO credit ratings in statutes and regulations impedes competition in the credit rating industry by giving NRSROs an unfair advantage over credit rating agencies that do not operate as NRSROs because entities subject to the statutes and regulations, or seeking favorable treatment under the statutes and regulations, must use NRSRO credit ratings.<SU>27</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>26</SU>
            <E T="03">Id.; see also</E>H.R. Rep. No. 111-517, Joint Explanatory Statement of the Committee of Conference, Title IX, Subtitle C “Improvement to the Regulation of Credit Rating Agencies,” at 871-72 (Conf. Rep.) (Jun. 29, 2010) (noting that “[t]o reduce reliance on ratings, the report amends several statutes to remove references to credit ratings, credit rating agencies and NRSROs”) and<E T="03">Principles for Reducing Reliance on CRA Ratings,</E>Financial Stability Board (Oct. 2010) (“The `hard wiring' of CRA ratings in standards and regulations contributes significantly to market reliance on ratings. This in turn is a cause of the `cliff effects' of the sort experienced during the recent crisis, through which CRA rating downgrades can amplify procyclicality and cause systemic disruptions. It can be also one cause of herding in market behaviour, if regulations effectively require or incentivise large numbers of market participants to act in similar fashion. But, more widely, official sector uses of ratings that encourage reliance on CRA ratings have reduced banks', institutional investors' and other market participants' own capacity for credit risk assessment in an undesirable way.”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>27</SU>
            <E T="03">See, e.g., Introduction of the Consumer Protection and Regulatory Enhancement Act,</E>155 Cong. Rec. E1965, E1965-67 (Jul. 23, 2009) (statement of Rep. Bachus).</P>
        </FTNT>

        <P>The Commission has for many years studied the issue of using NRSRO credit ratings in its rules and is engaged in an extensive rulemaking initiative to remove references to NRSRO credit ratings from its rules that commenced<PRTPAGE P="42984"/>prior to enactment of the Dodd-Frank Act. The development of alternatives to NRSRO credit ratings raises complex issues as indicated by comments received by the Commission and other Federal agencies.</P>
        <HD SOURCE="HD3">2. Regulatory Initiatives</HD>
        <P>In 1975, the Commission adopted the term “nationally recognized statistical rating organization” as part of amendments to the “net capital rule” for broker-dealers (Rule 15c3-1).<SU>28</SU>
          <FTREF/>The Commission's initial regulatory use of the term was intended to provide a method for determining net capital charges on different grades of debt securities under Rule 15c3-1.<SU>29</SU>
          <FTREF/>The Commission eventually inserted references to NRSRO credit ratings in other rules under the Securities Act of 1933 (the “Securities Act”), the Exchange Act, and the Investment Company Act of 1940 (the “Investment Company Act”).<SU>30</SU>
          <FTREF/>In addition, credit ratings by NRSROs have been used as benchmarks in Federal and State legislation, rules administered by other Federal agencies, and foreign regulatory schemes.<SU>31</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>28</SU>
            <E T="03">See Adoption of Uniform Net Capital Rule and an Alternative Net Capital Requirement for Certain Brokers and Dealers,</E>Exchange Act Release No. 11497 (Jun. 26, 1975), 40 FR 29795 (Jul. 16, 1975), and 17 CFR 240.15c3-1. The net capital rule prescribes minimum net capital requirements for broker-dealers and it uses NRSRO credit ratings to determine the amount of the charge to capital (“haircut”) a broker-dealer must apply to certain types of debt instruments.<E T="03">See</E>17 CFR 240.15c3-1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>29</SU>
            <E T="03">See</E>17 CFR 240.15c3-1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>30</SU>
            <E T="03">See, e.g., Report on Review of Reliance on Credit Ratings: As Required by Section 939A(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act,</E>Commission Staff (Jul. 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>31</SU>
            <E T="03">See, e.g., Report to Congress on Credit Ratings,</E>Board of Governors of the Federal Reserve System (Jul. 2011);<E T="03">References to Credit Ratings in FDIC Regulations,</E>Federal Deposit Insurance Corporation (Jul. 2011); and<E T="03">Stocktaking on the use of credit ratings,</E>the Joint Forum (Jun. 2009).</P>
        </FTNT>
        <P>Concerns about the use of NRSRO credit ratings in statutes and regulations have prompted the Commission to study whether this use should be eliminated and whether there are practical alternatives to NRSRO credit ratings that could be used as benchmarks in regulations. For example, in 1994, the Commission published a concept release soliciting comment on whether references to NRSRO credit ratings should be eliminated from its rules.<SU>32</SU>
          <FTREF/>Commenters generally supported the continued use of NRSRO credit ratings.<SU>33</SU>
          <FTREF/>As summarized by the Commission, one commenter noted that the use of NRSRO credit ratings provides an objective, simple standard.<SU>34</SU>
          <FTREF/>Some commenters suggested that internal models could be used for purposes of determining net capital charges under the Commission's broker-dealer net capital rule.<SU>35</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>32</SU>
            <E T="03">See Nationally Recognized Statistical Rating Organizations,</E>Exchange Act Release No. 34616 (Aug. 31, 1994), 59 FR 46314 (Sep. 7, 1994).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>33</SU>
            <E T="03">See Capital Requirements for Brokers or Dealers Under the Securities Exchange Act of 1934,</E>Exchange Act Release No. 39457 (Dec. 17, 1997), 62 FR 68018 (Dec. 30, 1997).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>34</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>35</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <P>In 2003, the Commission again sought comment on whether to eliminate the use of NRSRO credit ratings from Commission rules, and, if so, what alternative benchmarks could be used to meet the Commission's regulatory objectives.<SU>36</SU>
          <FTREF/>Commenters raised concerns about alternatives to credit ratings, highlighting the challenge of replacing credit ratings, though some commenters stated that alternatives such as internally developed credit ratings could be used.<SU>37</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>36</SU>
            <E T="03">See Rating Agencies and the Use of Credit Ratings under the Federal Securities Laws,</E>Exchange Act Release No. 47972 (Jun. 4, 2003), 68 FR 35258 (Jun. 12, 2003).<E T="03">See also Report of the Role and Function of Credit Rating Agencies in the Operations of the Securities Markets as Required by Section 702(b) of the Sarbanes-Oxley Act of 2002,</E>Commission (Jan. 2003).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>37</SU>The comment letters are available on the Commission's Internet Web site at the following address:<E T="03">http://www.sec.gov/rules/concept/s71203.shtml.</E>
            <E T="03">See, e.g.,</E>letter dated Jul. 28, 2003 from Gregory V. Serio, Superintendent, New York Insurance Department, Chair, NAIC Rating Agency Working Group, National Association of Insurance Commissioners (stating that replacing NRSRO credit ratings “could be costly and complicated”); letter dated Jul. 25, 2003 from Steven C. Nelson, Director of Taxable Money Market Research, Fidelity Investments Money Management, Inc. (stating that replacing NRSRO credit ratings in Rule 2a-7 under the Investment Company Act (“Rule 2a-7”) “would not provide sufficient protection for investors” in money market funds and “could lead to significant risk inequality across money market funds”); letter dated Jul. 24, 2003 from Charles M. Nathan, Chair, Committee on Securities Regulation and Nicolas Grabar, Committee on Securities Regulation, Association of the Bar of the City of New York (stating that with respect to replacing NRSRO credit ratings in Rule 2a-7 that a “change to a more subjective standard could disrupt the market in unpredictable and undesirable ways.”); and letter dated Jul. 28, 2003 from Raymond W. McDaniel, Moody's Investors Service (suggesting internally generated credit ratings as an alternative).</P>
        </FTNT>
        <P>In July 2008, the Commission proposed amendments to remove references to NRSRO credit ratings from its rules under the Securities Act, Exchange Act, and Investment Company Act.<SU>38</SU>
          <FTREF/>Commenters again raised concerns about alternatives to credit ratings.<SU>39</SU>
          <FTREF/>In October 2009, the Commission adopted several of the proposed amendments and re-opened for comment the remaining amendments.<SU>40</SU>
          <FTREF/>Commenters to the October 2009 re-proposal continued to raise concerns about alternatives to NRSRO credit ratings.<SU>41</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>38</SU>
            <E T="03">See References to Ratings of Nationally Recognized Statistical Rating Organizations,</E>Exchange Act Release No. 58070 (Jul. 1, 2008), 73 FR 40088 (Jul. 11, 2008).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>39</SU>The comment letters are available on the Commission's Internet Web site at the following addresses:<E T="03">http://www.sec.gov/comments/s7-18-08/s71808.shtml</E>(Securities Act rules);<E T="03">http://www.sec.gov/comments/s7-19-08/s71908.shtml</E>(Investment Company Act rules); and<E T="03">http://www.sec.gov/comments/s7-17-08/s71708.shtml</E>(Exchange Act rules).<E T="03">See, e.g.,</E>letter dated Sep. 5, 2008 from Jeffrey T. Brown, Senior Vice President, Charles Schwab &amp; Co., Inc. (stating that replacing NRSRO credit ratings “may be destabilizing and inject risk and uncertainty into the operations of broker-dealers, investment advisers and money market mutual funds.”); letter dated Sep. 4, 2008 from Deborah A. Cunningham, Chief Investment Officer, Federated Investors and Boyce I. Greer, President, Fixed Income &amp; Asset Allocation, Fidelity, on behalf of the Securities Industry and Financial Markets Association (stating that replacing NRSRO credit ratings would “be to the detriment of all investors”); letter dated Sep. 10, 2008 from Ronald W. Forbes and Rodney D. Johnson, The Independent Directors of The BlackRock Liquidity Funds (stating that replacing NRSRO credit ratings would “impose significant and unrealistic new burdens on money market fund boards”); letter dated Sep. 12, 2008 from Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, and Vicki O. Tucker, Chair, Committee on Securitization and Structured Finance, Business Law Section, American Bar Association (stating that replacing NRSRO credit ratings would “eliminate all objective indicia of credit quality and will provide greater opportunity for abuse.”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>40</SU>
            <E T="03">See References to Ratings of Nationally Recognized Statistical Rating Organizations,</E>Exchange Act Release No. 60789 (Oct. 5, 2009), 74 FR 52358 (Oct. 9, 2009) (adopting release). In the adopting release, the Commission amended Exchange Act Rule 3a1-1 (17 CFR 240.3a1-1), Exchange Act Rules 300, 301(b)(5) and 301(b)(6) of Regulation ATS (17 CFR 242.300, 242.301(b)(5) and 242.301(b)(6)), Form ATS-R (17 CFR 249.638) and Form PILOT (17 CFR 249.821). The Commission also adopted amendments to Rules 5b-3 and 10f-3 under the Investment Company Act (17 CFR 270.5b-3 and 17 CFR 270.10f-3).<E T="03">See also References to Ratings of Nationally Recognized Statistical Rating Organizations,</E>Exchange Act Release No. 60790 (Oct. 5, 2009), 74 FR 52374 (Oct. 9, 2009) (re-opening comment for net capital rule purposes and various Exchange Act rules).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>41</SU>The comment letters are available on the Commission's Internet Web site at the following address:<E T="03">http://www.sec.gov/comments/s7-17-08/s71708.shtml.</E>
            <E T="03">See, e.g.,</E>letter dated Dec. 9, 2009 from Steven G. Tepper, Arnold &amp; Porter LLP, letter dated Dec. 8, 2009 from Sean C. Davy, Managing Director, Corporate Credit Markets Division, Securities Industry and Financial Markets Association, and letter dated Dec. 8, 2009 from Karrie McMillan, General Counsel, Investment Company Institute (stating that the removal of ratings from Commission rules would result in “serious unintended consequences.”).</P>
        </FTNT>
        <P>The Dodd-Frank Act—enacted in 2010—includes section 939A.<SU>42</SU>
          <FTREF/>This section requires Federal agencies to “review any regulation issued by such agency that requires the use of an assessment of the creditworthiness of a security or money market instrument and any references to or requirements in such regulations regarding credit ratings.”<SU>43</SU>

          <FTREF/>Once the agency has completed that review, the statute<PRTPAGE P="42985"/>provides that the agency “remove any reference to or requirement of reliance on credit ratings, and to substitute in such regulations such standard of creditworthiness” as the agency determines to be appropriate.<SU>44</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>42</SU>
            <E T="03">See</E>Public Law 111-203 § 939A.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>43</SU>
            <E T="03">See</E>Public Law 111-203 § 939A(a)(1)-(2).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>44</SU>
            <E T="03">See</E>Public Law 111-203 § 939A(b);<E T="03">see also Report on Review of Reliance on Credit Ratings: As Required by Section 939A(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act,</E>Commission Staff (Jul. 2011).</P>
        </FTNT>
        <P>In response to section 939A of the Dodd-Frank Act, the Commission proposed amendments in 2011 to remove references to NRSRO credit ratings in its rules and forms under the Securities Act, the Exchange Act, and the Investment Company Act. In particular, in February 2011, the Commission proposed to remove references to credit ratings in rules and forms promulgated under the Securities Act and the Exchange Act related to offerings of securities or issuer disclosure.<SU>45</SU>
          <FTREF/>In March 2011, the Commission proposed amending certain rules and forms under the Investment Company Act, including Rule 2a-7 governing the operations of money market funds.<SU>46</SU>
          <FTREF/>Further, in April 2011, the Commission proposed to amend additional rules and one form under the Exchange Act applicable to broker-dealer financial responsibility, distributions of securities, and confirmations of transactions.<SU>47</SU>
          <FTREF/>In that same release, the Commission also requested comment on potential standards of creditworthiness for purposes of Exchange Act sections 3(a)(41) and 3(a)(53)(A), in order to consider how to implement section 939(e) of the Dodd-Frank Act.<SU>48</SU>
          <FTREF/>Commenters to the various Commission proposals identified above continued to raise concerns about alternatives to NRSRO credit ratings.<SU>49</SU>
          <FTREF/>Other Federal agencies have proposed and, in some cases, adopted amendments to regulations that they administer that contain references to NRSRO credit ratings.<SU>50</SU>
          <FTREF/>Commenters have raised a number of concerns with respect to these proposals.<SU>51</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>45</SU>
            <E T="03">See Security Ratings,</E>Securities Act Release No. 9186 (Feb. 9, 2011), 76 FR 8961 (Feb. 16, 2011).<E T="03">See also Security Ratings,</E>Securities Act Release No. 9245 (Jul. 27, 2011), 76 FR 46603 (Aug. 3, 2011) (adopting amendments to Rules 134 (17 CFR 230.134), 138 (17 CFR 230.138), 139 (17 CFR 230.139), 168 (17 CFR 230.168), Form S-3 (17 CFR 239.13), Form S-4 (17 CFR 239.25), Form F-3 (17 CFR 239.33), and Form F-4 (17 CFR 230. 34) under the Securities Act, rescinded Form F-9 (17 CFR 239.39) and adopted amendments to the Securities Act and Exchange Act forms and rules that referred to Form F-9 to eliminate those references, and amended Schedule 14A (17 CFR 240.14a-101) under the Exchange Act).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>46</SU>
            <E T="03">See References to Credit Ratings in Certain Investment Company Act Rules and Forms,</E>Securities Act Release No. 9193 (Mar. 3, 2011), 76 FR 12896 (Mar. 9, 2011). In particular, the Commission requested public comment on proposed amendments to rules 2a-7 (17 CFR 270.2a-7) and 5b-3 (17 CFR 270.5b-3) under the Investment Company Act, to Forms N-1A (17 CFR 239.15A and 17 CFR 274.11A), N-2 (17 CFR 239.14 and 17 CFR 274.11a-1) and N-3 (17 CFR 239.17a and 17 CFR 274.11b) under the Investment Company Act and the Securities Act, and Form N-MFP (17 CFR 274.201) under the Investment Company Act.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>47</SU>
            <E T="03">See Removal of Certain References to Credit Ratings under the Securities Exchange Act of 1934,</E>76 FR 26550. In particular, the Commission requested public comment on proposed amendments to Exchange Act Rule 15c3-1 (17 CFR 240.15c3-1), 15c3-3 (17 CFR 240.15c3-3), 17a-4 (17 CFR 240.17a-4), 101 and 102 of Regulation M (17 CFR 242.101 and 242.102), and 10b-10 (17 CFR 240.10b-10), and one Exchange Act form—Form X-17A-5, Part IIB (17 CFR 249.617)—to remove references to credit ratings and, in certain cases, substitute alternative standards of creditworthiness.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>48</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>49</SU>
            <E T="03">See</E>comment letters to the proposals available on the Commission's Internet Web site at the following addresses: (1)<E T="03">http://www.sec.gov/comments/s7-18-08/s71808.shtml</E>(letters commenting on<E T="03">Security Ratings,</E>76 FR 8961); (2)<E T="03">http://sec.gov/comments/s7-07-11/s70711.shtml</E>(letters commenting on<E T="03">References to Credit Ratings in Certain Investment Company Act Rules and Forms,</E>76 FR 12896); and (3)<E T="03">http://sec.gov/comments/s7-15-11/s71511.shtml</E>(letters commenting on<E T="03">Removal of Certain References to Credit Ratings under the Securities Exchange Act of 1934,</E>76 FR 26550).<E T="03">See, e.g.,</E>letter dated Apr. 25, 2011 from Dennis M. Kelleher, President &amp; CEO of Better Markets, Inc., commenting on<E T="03">References to Credit Ratings in Certain Investment Company Act Rules and Forms,</E>76 FR 12896 (“In theory, incorporating alternative standards of credit-worthiness into the Commission's rules can be accomplished in one of two ways: Either incorporating by reference some reliable, external measure of credit-worthiness other than credit ratings, or setting forth in the rules the actual standards of credit-worthiness that market participants must apply * * * As a practical matter, a reliable and objective shorthand measure of credit risk, which could be incorporated by reference into the Commission's regulations, is not currently available.”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>50</SU>
            <E T="03">See, e.g., Alternatives to the Use of External Credit Ratings in the Regulations of the OCC,</E>Department of the Treasury, Office of the Comptroller of the Currency, 76 FR 73526 (Nov. 29, 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>51</SU>
            <E T="03">See, e.g.,</E>comments submitted in response to<E T="03">Alternatives to the Use of External Credit Ratings in the Regulations of the OCC,</E>76 FR 73526,<E T="03">available at</E>
            <E T="03">http://www.regulations.gov/#!searchResults;a=OCC;rpp=25;po=0;dktid=OCC-2011-0019.</E>
          </P>
        </FTNT>
        <P>As noted above, in its April 2011 proposal to amend rules under the Exchange Act, the Commission sought comment on potential standards of creditworthiness for purposes of sections 3(a)(41) and 3(a)(53)(A) of the Exchange Act.<SU>52</SU>
          <FTREF/>One specific alternative that the Commission discussed and requested comment on was whether a more subjective standard of creditworthiness—modeled on the “minimal amount of credit risk” standard proposed with respect to the broker-dealer net capital rule—would be a practical and workable standard of creditworthiness for purposes of the definition of “mortgage related security” in section 3(a)(41) of the Exchange Act and “small business related security” in section 3(a)(53)(A) of the Exchange Act.<SU>53</SU>
          <FTREF/>Four comment letters addressed this general request for comment.<SU>54</SU>
          <FTREF/>One commenter suggested that using the same standard of creditworthiness as proposed for the net capital rule would be too subjective and that a more objective standard is needed.<SU>55</SU>
          <FTREF/>According to this commenter, a standard that is too subjective could create uncertainty in the markets, which in turn would reduce liquidity and “limit buyside demand, distribution and secondary trading, thereby further harming the ability of non-Agency securitization to fund mortgage credit.”<SU>56</SU>
          <FTREF/>Another commenter stated that using the single standard proposed for the net capital rule—the “minimal amount of credit risk” standard—may not work given that the definition of “mortgage related security” refers to a security that is rated in the two highest categories by an NRSRO and the definition of “small business related security” refers to a security that is rated in the four highest categories.<SU>57</SU>
          <FTREF/>The commenter suggested potential alternative standards based on the characteristics of assets underlying the securities.<SU>58</SU>

          <FTREF/>A third commenter acknowledged the “challenge facing the Commission here is an especially important one, since the alternative standards of credit-worthiness ultimately adopted will undoubtedly<PRTPAGE P="42986"/>have an impact on a huge number of investors.”<SU>59</SU>
          <FTREF/>The commenter supported using the “minimal amount of credit risk” standard provided that an appropriate set of factors were incorporated into the test.<SU>60</SU>
          <FTREF/>The fourth commenter supported the “minimal amount of credit risk” standard without elaboration.<SU>61</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>52</SU>
            <E T="03">See Removal of Certain References to Credit Ratings under the Securities Exchange Act of 1934,</E>76 FR at 26566.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>53</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>54</SU>
            <E T="03">See</E>letter dated Jun. 6, 2011 from Chris Barnard (the “Barnard Letter”); letter dated Jul. 5, 2011 from Dennis M. Kelleher, President &amp; CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc. (the “Better Markets Letter”); letter dated Sep. 23, 2011 from Richard A. Dorfman, Managing Director, Head of Securitization, and Christopher B. Killian, Vice President, Securitization Group, Securities Industry and Financial Markets Association (the “SIFMA Letter”); and letter dated Dec. 20, 2011 from Kurt N. Schacht, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute (the “CFA Letter”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>55</SU>
            <E T="03">See</E>the SIFMA Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>56</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>57</SU>
            <E T="03">See</E>the CFA Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>58</SU>
            <E T="03">Id.</E>(“With respect to objective measures that could be used to determine whether securities qualify as mortgage-related securities or small business-related securities, we suggest consideration of the following factors: Average loan-to-value for borrowers in secured borrowings; Term to maturity of the security; Regional concentrations of loans within the pools; Loan category concentration of loans within the pools, such as loans secured with either commercial or residential real estate, commercial and industrial loans, or small business credit card loans; Average debt-to-equity ratios for the loan pools supporting small business-related securities; Guarantees for bond guarantors.”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>59</SU>
            <E T="03">See</E>the Better Markets Letter.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>60</SU>
            <E T="03">Id.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>61</SU>
            <E T="03">See</E>the Barnard Letter.</P>
        </FTNT>
        <HD SOURCE="HD1">III. Solicitation of Comment</HD>
        <P>The Commission solicits comment on section 939(e) of the Dodd-Frank Act and potential standards of creditworthiness that could be used for the definition of the terms “mortgage related security” in section 3(a)(41) of the Exchange Act and “small business related security” in section 3(a)(53)(A) of the Exchange Act in order to assist the Commission in developing proposed standards of creditworthiness to replace NRSRO credit ratings. The Commission seeks comment from all interested parties, including: (1) Persons that are subject to, or rely on, Federal or State statutes and/or regulations that use these definitions; (2) Federal and State agencies that oversee persons that are subject to, or rely on, Federal or State statutes and/or regulations that use these definitions; (3) Federal and State agencies that administer regulations that use these definitions; (4) persons that participate in the markets for mortgage related securities and/or small business related securities, including issuers, underwriters, investors, and NRSROs; (5) originators of mortgages and/or small business loans that are securitized into mortgage related securities and/or small business related securities; and (6) any other interested persons, including persons that will need to rely on the standards of creditworthiness the Commission establishes to replace the use of NRSRO credit ratings.</P>
        <P>The Commission invites commenters to provide their views and recommendations on all aspects of section 939(e) of the Dodd-Frank Act, including identifying approaches for developing new standards and creditworthiness to be used in the definitions and the benefits, costs, and competitive impacts of such approaches. To supplement the April 2011 proposing release and its formal solicitation of comments,<SU>62</SU>
          <FTREF/>the Commission seeks comments on the following questions and topics:</P>
        <FTNT>
          <P>
            <SU>62</SU>
            <E T="03">See Removal of Certain References to Credit Ratings under the Securities Exchange Act of 1934,</E>76 FR 26550.</P>
        </FTNT>
        <P>1. To help the Commission obtain relevant market information, commenters are invited to provide data and statistics on the nature of the market for “mortgage related securities” as defined in section 3(a)(41) of the Exchange Act, including the size of the market in terms of the number and aggregate principal amount of issuances per year.</P>
        <P>2. To help the Commission obtain relevant market information, commenters are invited to provide data and statistics on the nature of the market for “small business related securities” as defined in section 3(a)(53)(A) of the Exchange Act, including the size of the market in terms of the number and aggregate principal amount of issuances per year.</P>
        <P>3. With respect to establishing a standard of creditworthiness to be used in the definition of the term “mortgage related security,” would any of the proposals or final rules by the Commission and other Federal agencies under section 939A of the Dodd-Frank Act serve as a model to develop a practical and workable new standard of creditworthiness in section 3(a)(41) of the Exchange Act? If so, identify the proposal and explain how it may accommodate the varied uses of the definition of the term “mortgage related security” in statutes and regulations as well as how it may impact protections for investors, the market for these securities, risk to the financial system, and burdens and costs to market participants. Are there other approaches that could serve as models for developing a practical and workable new standard of creditworthiness in section 3(a)(41) of the Exchange Act? If so, identify the approach and explain how it would meet the Commission's objective.</P>
        <P>4. With respect to establishing a standard of creditworthiness to be used in the definition of “small business related security,” would any of the proposals or final rules by the Commission and other Federal agencies under section 939A of the Dodd-Frank Act serve as a model to develop a practical and workable new standard of creditworthiness in section 3(a)(53)(A) of the Exchange Act? If so, identify the proposal and explain how it may accommodate the varied uses of the definition of the term “small business related security” in statutes and regulations as well as how it may impact protections for investors, the market for these securities, risk to the financial system, and burdens and costs to market participants. Are there other approaches that could serve as models for developing a practical and workable new standard of creditworthiness in section 3(a)(53)(A) of the Exchange Act? If so, identify the approach and explain how it would meet the Commission's objective.</P>
        <P>5. Should the new standards of creditworthiness in sections 3(a)(41) and 3(a)(53)(A) of the Exchange Act be modeled on Commission proposals under section 939A of the Dodd-Frank Act that would replace the use of NRSRO credit ratings with definitional standards? For example, as discussed above, the Commission proposed to remove references to NRSRO credit ratings in the net capital rule for purposes of determining whether lower haircuts apply to certain debt instruments.<SU>63</SU>
          <FTREF/>In place of credit ratings, the Commission proposed a new standard of creditworthiness; namely, that the debt instrument has only “a minimal amount of credit risk” as determined by the broker-dealer pursuant to written policies and procedures the broker-dealer establishes, maintains, and enforces to assess creditworthiness. Would such a definitional approach be a practical and workable standard of creditworthiness for sections 3(a)(41) and 3(a)(53)(A) of the Exchange Act? In this regard, the Commission seeks comment in response to the following questions:</P>
        <FTNT>
          <P>
            <SU>63</SU>
            <E T="03">See Removal of Certain References to Credit Ratings under the Securities Exchange Act of 1934,</E>76 FR at 26552-54.</P>
        </FTNT>

        <P>a. Would there need to be different creditworthiness definitions for the terms “mortgage related security” and “small business related security” given that the current standard in section 3(a)(41) of the Exchange Act is a security that is rated in one of the<E T="03">two</E>highest rating categories by at least one NRSRO and the current standard in section 3(a)(53)(A) of the Exchange Act is a security that is rated in one of the<E T="03">four</E>highest rating categories by at least one NRSRO? For example, should the standard of creditworthiness for purposes of the definition of the term “mortgage related security” require a more stringent level of creditworthiness than the standard of creditworthiness in the definition of the term “small business related security”? If so, should the Commission use the “minimal amount of credit risk” standard proposed for the net capital rule for a small business related security and a different, more stringent standard of creditworthiness for a mortgage related security?</P>

        <P>b. Under the Commission's net capital rule proposal, the broker-dealer holding the security would be required to determine whether the security has a “minimal amount of credit risk.” As noted above, the statutes and<PRTPAGE P="42987"/>regulations using the definitions of “mortgage related security” and “small business related security” implicate a range of market participants. Consequently, who could be responsible for making the determination that a security meets the definitional creditworthiness standard used for purposes of sections 3(a)(41) and 3(a)(53)(A) of the Exchange Act? For example, could the issuer or underwriter represent that the security meets the definitional standard? If so, should the representation be made as of a point in time (<E T="03">e.g.,</E>at or before issuance of the security) and/or would it need to be updated throughout the term of the debt security? Alternatively, if the investor in the security is subject to oversight and inspection by a Federal or State agency, could the investor be required to make the determination (subject to review by the agency) as to whether the security meets the definitional standard of creditworthiness in order to obtain favorable treatment under an applicable statute or regulation using the definition of “mortgage related security” or “small business related security”? Could the issuer or underwriter be required to make the representation that the security meets the definitional standard at issuance and, thereafter, the investor be responsible for determining on an on-going basis whether the security continues to meet the definitional standard? Issuers, underwriters, and investors may have incentives to determine that a security meets the definitional standard in order to get favorable treatment under statutes and regulations using the terms “mortgage related security” or “small business related security.” Given this potential conflict, could a third-party be required to verify that the security meets the definitional standard? If so, what type of entity could perform the verification and who would be responsible for compensating the third-party for this work?</P>
        <P>c. The following examples of different possible definitional standards are designed to provide context to assist commenters in responding to the questions above:</P>
        
        <EXTRACT>
          <HD SOURCE="HD2">Mortgage Related Security</HD>
          <HD SOURCE="HD3">Example 1</HD>
          <P>For purposes of section 3(a)(41) of the Act (15 U.S.C. 78c(a)(41)), a “mortgage related security” means a security that has virtually no credit risk, including virtually no vulnerability to changes in business or economic circumstances.</P>
          <HD SOURCE="HD3">Example 2</HD>
          <P>For purposes of section 3(a)(41) of the Act (15 U.S.C. 78c(a)(41)), a “mortgage related security” means a security that the issuer or underwriter of the security represents has virtually no credit risk, including virtually no vulnerability to changes in business or economic circumstances.</P>
          <HD SOURCE="HD3">Example 3</HD>
          <P>For purposes of section 3(a)(41) of the Act (15 U.S.C. 78c(a)(41)), a “mortgage related security” means a security that the issuer or underwriter of the security represents at the time of issuance has virtually no credit risk, including virtually no vulnerability to changes in business or economic circumstances, and thereafter has virtually no credit risk, including virtually no vulnerability to changes in business or economic circumstances.</P>
          <HD SOURCE="HD3">Example 4</HD>
          <P>For purposes of section 3(a)(41) of the Act (15 U.S.C. 78c(a)(41)), a “mortgage related security” means a security that the issuer or underwriter of the security represents has virtually no credit risk, including virtually no vulnerability to changes in business or economic circumstances. The representation of the issuer or underwriter must be verified by an independent third party that is in the business of performing credit analysis.</P>
          <HD SOURCE="HD2">Small Business Related Security</HD>
          <HD SOURCE="HD3">Example 1</HD>
          <P>For purposes of section 3(a)(53)(A) of the Act (15 U.S.C. 78c(a)(53)), a “small business related security” means a security that has only a minimal amount of credit risk.</P>
          <HD SOURCE="HD3">Example 2</HD>
          <P>For purposes of section 3(a)(53)(A) of the Act (15 U.S.C. 78c(a)(53)), a “small business related security” means a security that the issuer or underwriter of the security represents has only a minimal amount of credit risk.</P>
          <HD SOURCE="HD3">Example 3</HD>
          <P>For purposes of section 3(a)(53)(A) of the Act (15 U.S.C. 78c(a)(53)), a “small business related security” means a security that the issuer or underwriter of the security represents at the time of issuance has only a minimal amount of credit risk and thereafter has only a minimal amount of credit risk.</P>
          <HD SOURCE="HD3">Example 4</HD>
          <P>For purposes of section 3(a)(53)(A) of the Act (15 U.S.C. 78c(a)(53)), a “small business related security” means a security that the issuer or underwriter of the security represents has only a minimal amount of credit risk. The representation of the issuer or underwriter must be verified by an independent third party that is in the business of performing credit analysis.</P>
        </EXTRACT>
        
        <P>d. Provide additional examples of definitions that could be used as standards of creditworthiness. For any example provided, explain why it would be a practical and workable standard for purposes of the definitions of mortgage related security and small business related security.</P>
        <P>6. Rather than using a definitional standard, could the new standards of creditworthiness in sections 3(a)(41) and 3(a)(53)(A) of the Exchange Act be based on objective criteria? For example, could the criteria be based on structural characteristics of securities that meet the current definitions of the terms “mortgage related security” and “small business related security” such as the features, underlying asset pool quality, and the performance of the underlying assets after issuance that are typical of such securities? If so, what characteristics could be used to develop the criteria? In this regard, the Commission seeks comment in response to the following questions:</P>

        <P>a. What are the typical features of mortgage related securities that meet the current standard of creditworthiness in section 3(a)(41) of the Exchange Act (<E T="03">i.e.,</E>rated in the top two rating categories by at least one NRSRO)?</P>

        <P>b. What are the characteristics of the loans underlying mortgage related securities that meet the current standard of creditworthiness in section 3(a)(41) of the Exchange Act (<E T="03">i.e.,</E>rated in the top two rating categories by at least one NRSRO)? Would the characteristics of a “qualified mortgage,” as that term is defined under the Truth in Lending Act section 129C(b)(2), meet the current standard of creditworthiness in section 3(a)(41)? Could the criteria for a mortgage related security be tied to that definition? Could the criteria be tied to the definition of a “qualified residential mortgage,” as is used in section 15G of the Exchange Act?<SU>64</SU>
          <FTREF/>If so, explain how.</P>
        <FTNT>
          <P>

            <SU>64</SU>On April 29, 2011, the Commission, together with the Office of Comptroller of the Currency, Treasury, Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation, and Department of Housing and Urban Development, published a joint notice of public comment to implement the risk retention requirements of Section 15G, including the proposed requirements for a qualified residential mortgage.<E T="03">See Credit Risk Retention,</E>Exchange Act Release No. 64148 (Mar. 30, 2011), 76 FR 24090 (Apr. 29, 2011). The proposed definition has been the subject of significant comment.</P>
        </FTNT>

        <P>c. What is typical of the level of performance of the loans underlying mortgage related securities that meet the current standard of creditworthiness in section 3(a)(41) of the Exchange Act (<E T="03">i.e.,</E>rated in the top two rating categories by at least one NRSRO)?</P>

        <P>d. What are the typical features of small business related securities that meet the current standard of creditworthiness in section 3(a)(53)(A) of the Exchange Act (<E T="03">i.e.,</E>rated in the top four rating categories by at least one NRSRO)?</P>

        <P>e. What are the characteristics of the loans underlying small business related securities that meet the current standard of creditworthiness in section 3(a)(53)(A) of the Exchange Act (<E T="03">i.e.,</E>
          <PRTPAGE P="42988"/>rated in the top four rating categories by at least one NRSRO)?</P>

        <P>f. What is typical of the level of performance of the loans underlying small business related securities that meet the current standard of creditworthiness in section 3(a)(53)(A) of the Exchange Act (<E T="03">i.e.,</E>rated in the top four rating categories by at least one NRSRO)?</P>
        <P>7. Could the requirements of Regulation AB or the proposed shelf eligibility requirements described below serve, in whole or in part, as a standard for creditworthiness for a mortgage related security? In 2010, the Commission proposed to eliminate the provision for shelf eligibility for mortgage related securities regardless of the form that can be used for registration of the securities.<SU>65</SU>
          <FTREF/>Under the proposal, offerings of mortgage related securities would only be eligible for shelf registration on a delayed basis if, like other asset-backed securities, they meet the proposed criteria for eligibility for shelf registration that would be contained in new proposed Form SF-3. Note that the proposed requirements for shelf eligibility would replace, in part, the requirement that the securities be investment grade rated.<SU>66</SU>
          <FTREF/>Could the standards distinguish between issuers that meet the shelf eligibility requirements and those that do not? If so, why and how should the conditions differ? Could we require that a mortgage related security be required to be registered on existing Form S-3 or, if adopted, Form SF-3? Commentators should be specific in their responses and provide data and statistics, if possible.</P>
        <FTNT>
          <P>
            <SU>65</SU>
            <E T="03">See Asset-Backed Securities,</E>Securities Act Release No. 9117 (Apr. 7, 2010), 75 FR 23328 (May 3, 2010).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>66</SU>In July 2011, in light of the Dodd-Frank Act and comments received, the Commission re-proposed the shelf eligibility requirements that would replace the investment grade ratings criteria.<E T="03">See Re-proposal of Shelf Eligibility Conditions for Asset-Backed Securities and Other Additional Requests for Comment,</E>Release No. 33-9244 (Jul. 26, 2011), 76 FR 47948 (Aug. 5, 2011).</P>
        </FTNT>
        <HD SOURCE="HD1">IV. Conclusion</HD>
        <P>For the foregoing reasons, the Commission is providing a transitional interpretation that will be applicable on and after July 20, 2012, and until such time as final Commission rules establishing new standards of creditworthiness are effective. The Commission's interpretation herein does not address any other provisions of the definitions of “mortgage related security” or “small business related security” in sections 3(a)(41) and 3(a)(53)(A) of the Exchange Act, respectively.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 17 CFR Part 241</HD>
          <P>Securities.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Amendment to the Code of Federal Regulations</HD>
        <P>For the reasons set forth above, the Commission is amending title 17, chapter II of the Code of Federal Regulations as set forth below:</P>
        <REGTEXT PART="241" TITLE="17">
          <PART>
            <HD SOURCE="HED">PART 241—INTERPRETIVE RELEASES RELATING TO THE SECURITIES EXCHANGE ACT OF 1934 AND GENERAL RULES AND REGULATIONS THEREUNDER</HD>
          </PART>
          <AMDPAR>Part 241 is amended by adding Release No. 34-67448 to the list of interpretive releases as follows:</AMDPAR>
          <GPOTABLE CDEF="s100,12C,r50,r50" COLS="4" OPTS="L2,tp0,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">Subject</CHED>
              <CHED H="1">Release No.</CHED>
              <CHED H="1">Date</CHED>
              <CHED H="1">Federal Register vol. and page</CHED>
            </BOXHD>
            <ROW>
              <ENT I="01">Commission Guidance Regarding Definitions of Mortgage Related Security and Small Business Related Security</ENT>
              <ENT>34-67448</ENT>
              <ENT>July 17, 2012</ENT>
              <ENT>75 FR [INSERT FR PAGE NUMBER].</ENT>
            </ROW>
          </GPOTABLE>
        </REGTEXT>
        <SIG>
          <P>By the Commission.</P>
          
          <DATED>Dated: July 17, 2012.</DATED>
          <NAME>Elizabeth M. Murphy,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17763 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 8011-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Occupational Safety and Health Administration</SUBAGY>
        <CFR>29 CFR Part 1926</CFR>
        <DEPDOC>[Docket No. OSHA-2011-0184]</DEPDOC>
        <RIN>RIN 1218-AC65</RIN>
        <SUBJECT>Updating OSHA Construction Standards Based on National Consensus Standards; Head Protection; Correction of Direct Final Rule</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Occupational Safety and Health Administration (OSHA), Department of Labor.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Direct final rule; correction.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>OSHA is correcting a direct final rule (DFR) with regard to the construction industry head protection standards to eliminate confusion resulting from a drafting error. OSHA published the DFR on June 22, 2012 (77 FR 37587). OSHA also is publishing a correction to the proposed rule that it published the same day in the<E T="04">Federal Register</E>(77 FR 37617).</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This correction to the direct final rule will become effective on September 20, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P SOURCE="NPAR">
            <E T="03">General information and press inquiries:</E>Contact Frank Meilinger, OSHA Office of Communications, Room N-3647, U.S. Department of Labor, 200 Constitution Ave. NW., Washington, DC 20210; telephone: (202) 693-1999; email:<E T="03">meilinger.francis2@dol.gov.</E>
          </P>
          <P>
            <E T="03">Technical inquiries:</E>Contact Kenneth Stevanus, Directorate of Standards and Guidance, Room N-3609, OSHA, U.S. Department of Labor, 200 Constitution Ave. NW., Washington, DC 20210; telephone: (202) 693-2260; fax: (202) 693-1663; email:<E T="03">stevanus.ken@dol.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>OSHA is making the following correction in FR document number 2012-15030, appearing on page 37600 in the<E T="04">Federal Register</E>of Friday, June 22, 2012:</P>
        <REGTEXT PART="1926" TITLE="29">
          <SECTION>
            <SECTNO>§ 1926.100</SECTNO>
            <SUBJECT>[Corrected]</SUBJECT>
            <P>On page 37600, correct instruction number 16, to read as follows:</P>
          </SECTION>
          <AMDPAR>16. Amend § 1926.100 as follows:</AMDPAR>
          <AMDPAR>a. Remove paragraph (c).</AMDPAR>
          <AMDPAR>b. Revise paragraph (b) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>1926.100</SECTNO>
            <SUBJECT>Head protection.</SUBJECT>
            <STARS/>
            <P>(b)<E T="03">Criteria for head protection.</E>(1) The employer must provide each employee with head protection that meets the specifications contained in any of the following consensus standards:</P>
            <P>(i) American National Standards Institute (ANSI) Z89.1-2009, “American National Standard for Industrial Head Protection,” incorporated by reference in § 1926.6;</P>

            <P>(ii) American National Standards Institute (ANSI) Z89.1-2003, “American National Standard for Industrial Head<PRTPAGE P="42989"/>Protection,” incorporated by reference in § 1926.6; or</P>
            <P>(iii) American National Standards Institute (ANSI) Z89.1-1997, “American National Standard for Personnel Protection—Protective Headwear for Industrial Workers—Requirements,” incorporated by reference in § 1926.6.</P>
            <P>(2) The employer must ensure that the head protection provided for each employee exposed to high-voltage electric shock and burns also meets the specifications contained in Section 9.7 (“Electrical Insulation”) of any of the consensus standards identified in paragraph (b)(1) of this section.</P>
            <P>(3) OSHA will deem any head protection device that the employer demonstrates is at least as effective as a head protection device constructed in accordance with one of the consensus standards identified in paragraph (b)(1) of this section to be in compliance with the requirements of this section.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Signed at Washington, DC, on July 17, 2012.</DATED>
          <NAME>David Michaels,</NAME>
          <TITLE>Assistant Secretary of Labor for Occupational Safety and Health.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17872 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Department of the Navy</SUBAGY>
        <CFR>32 CFR Part 706</CFR>
        <SUBJECT>Certifications and Exemptions Under the International Regulations for Preventing Collisions at Sea, 1972</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of the Navy, DoD.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of the Navy (DoN) is amending its certifications and exemptions under the International Regulations for Preventing Collisions at Sea, 1972 (72 COLREGS), to reflect that the Deputy Assistant Judge Advocate General (DAJAG) (Admiralty and Maritime Law) has determined that USS LEYTE GULF (CG 55) is a vessel of the Navy which, due to its special construction and purpose, cannot fully comply with certain provisions of the 72 COLREGS without interfering with its special function as a naval ship. The intended effect of this rule is to warn mariners in waters where 72 COLREGS apply.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective July 23, 2012 and is applicable beginning July 11, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Lieutenant Jocelyn Loftus-Williams, JAGC, U.S. Navy, Admiralty Attorney, (Admiralty and Maritime Law), Office of the Judge Advocate General, Department of the Navy, 1322 Patterson Ave. SE., Suite 3000, Washington Navy Yard, DC 20374-5066, telephone 202-685-5040.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Pursuant to the authority granted in 33 U.S.C. 1605, the DoN amends 32 CFR part 706.</P>
        <P>This amendment provides notice that the DAJAG (Admiralty and Maritime Law), under authority delegated by the Secretary of the Navy, has certified that USS LEYTE GULF (CG 55) is a vessel of the Navy which, due to its special construction and purpose, cannot fully comply with the following specific provisions of 72 COLREGS without interfering with its special function as a naval ship: Annex I, paragraph 3(a), pertaining to the horizontal distance between the forward and after masthead lights. The DAJAG (Admiralty and Maritime Law) has also certified that the lights involved are located in closest possible compliance with the applicable 72 COLREGS requirements.</P>
        <P>Moreover, it has been determined, in accordance with 32 CFR parts 296 and 701, that publication of this amendment for public comment prior to adoption is impracticable, unnecessary, and contrary to public interest since it is based on technical findings that the placement of lights on this vessel in a manner differently from that prescribed herein will adversely affect the vessel's ability to perform its military functions.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 32 CFR Part 706</HD>
          <P>Marine safety, Navigation (water), and Vessels.</P>
        </LSTSUB>
        
        <P>For the reasons set forth in the preamble, amend part 706 of title 32 of the CFR as follows:</P>
        <REGTEXT PART="706" TITLE="32">
          <PART>
            <HD SOURCE="HED">PART 706—CERTIFICATIONS AND EXEMPTIONS UNDER THE INTERNATIONAL REGULATIONS FOR PREVENTING COLLISIONS AT SEA, 1972</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 706 continues to read:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1605.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="706" TITLE="32">
          <AMDPAR>2. Section 706.2 is amended in Table Five by revising the entry for USS LEYTE GULF (CG 55) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 706.2</SECTNO>
            <SUBJECT>Certifications of the Secretary of the Navy under Executive Order 11964 and 33 U.S.C. 1605.</SUBJECT>
            <STARS/>
            <GPOTABLE CDEF="s50,xs30,xs60,14C,14C,14C" COLS="6" OPTS="L1,i1">
              <TTITLE>Table Five</TTITLE>
              <BOXHD>
                <CHED H="1">Vessel</CHED>
                <CHED H="1">No.</CHED>
                <CHED H="1">Masthead lights not over all other<LI>lights and</LI>
                  <LI>obstructions</LI>
                  <LI>Annex I, sec. 2(f)</LI>
                </CHED>
                <CHED H="1">Forward<LI>masthead light not in forward quarter of ship</LI>
                  <LI>Annex I, sec. 3(a)</LI>
                </CHED>
                <CHED H="1">After masthead light less than<FR>1/2</FR>ship's length aft of forward masthead light<LI>Annex I, sec. 3(a)</LI>
                </CHED>
                <CHED H="1">Percentage<LI>horizontal</LI>
                  <LI>separation</LI>
                  <LI>attained</LI>
                </CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">USS LEYTE GULF</ENT>
                <ENT>CG 55</ENT>
                <ENT/>
                <ENT>X</ENT>
                <ENT>X</ENT>
                <ENT>36.9</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
        <SIG>
          <PRTPAGE P="42990"/>
          <DATED>Approved: July 11, 2012.</DATED>
          <NAME>C.J. Spain,</NAME>
          <TITLE>Acting Deputy Assistant Judge Advocate, General (Admiralty and Maritime Law).</TITLE>
          <DATED>Dated: July 13, 2012.</DATED>
          <NAME>D.G. Zimmerman,</NAME>
          <TITLE>Lieutenant Commander, Alternate Judge Advocate General's Corps, U.S. Navy, Federal Register Liaison Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17874 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3810-FF-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Parts 9 and 721</CFR>
        <DEPDOC>[EPA-HQ-OPPT-2010-1075; FRL-9354-2]</DEPDOC>
        <RIN>RIN 2070-AB27</RIN>
        <SUBJECT>Significant New Use Rules on Certain Chemical Substances</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA is finalizing significant new use rules (SNURs) under the Toxic Substances Control Act (TSCA) for the chemical substances rutile, tin zinc, calcium-doped (CAS No. 389623-01-2) and rutile, tin zinc, sodium-doped (CAS No. 389623-07-8) which were the subject of premanufacture notices (PMNs P-06-36 and P-06-37) and a TSCA consent order issued by EPA. This action requires persons who intend to manufacture, import, or process either of the chemical substances for an activity that is designated as a significant new use by this final rule to notify EPA at least 90 days before commencing that activity. EPA believes that this action is necessary because new uses of the chemical substances may be hazardous to human health. The required notification would provide EPA with the opportunity to evaluate the intended use and, if necessary, to prohibit or limit the activity before it occurs.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This final rule is effective August 22, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>EPA has established a docket for this action under docket identification (ID) number EPA-HQ-OPPT-2010-1075. All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov.</E>Although listed in the index, some information is not publicly available, e.g., Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available in the electronic docket at<E T="03">http://www.regulations.gov,</E>or, if only available in hard copy, at the OPPT Docket. The OPPT Docket is located in the EPA Docket Center (EPA/DC) at Rm. 3334, EPA West Bldg., 1301 Constitution Ave. NW., Washington, DC. The EPA/DC Public Reading Room hours of operation are 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number of the EPA/DC Public Reading Room is (202) 566-1744, and the telephone number for the OPPT Docket is (202) 566-0280. Docket visitors are required to show photographic identification, pass through a metal detector, and sign the EPA visitor log. All visitor bags are processed through an X-ray machine and subject to search. Visitors will be provided an EPA/DC badge that must be visible at all times in the building and returned upon departure.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>
            <E T="03">For technical information contact:</E>Jim Alwood, Chemical Control Division (7405M), Office of Pollution Prevention and Toxics, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (202) 564-8974; email address:<E T="03">alwood.jim@epa.gov.</E>
          </P>
          <P>
            <E T="03">For general information contact:</E>The TSCA-Hotline, ABVI-Goodwill, 422 South Clinton Ave., Rochester, NY 14620; telephone number: (202) 554-1404; email address:<E T="03">TSCA-Hotline@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Does this action apply to me?</HD>
        <P>You may be potentially affected by this action if you manufacture, import, process, or use either of the chemical substances contained in this final rule. Potentially affected entities may include, but are not limited to:</P>
        <P>• Manufacturers, importers, or processors of the subject chemical substances (NAICS codes 325 and 324110), e.g., chemical manufacturing and petroleum refineries.</P>

        <P>This listing is not intended to be exhaustive, but rather provides a guide for readers regarding entities likely to be affected by this action. Other types of entities not listed in this unit could also be affected. The North American Industrial Classification System (NAICS) codes have been provided to assist you and others in determining whether this action might apply to certain entities. To determine whether you or your business may be affected by this action, you should carefully examine the applicability provisions in § 721.5. If you have any questions regarding the applicability of this action to a particular entity, consult the technical person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <P>This action may also affect certain entities through pre-existing import certification and export notification rules under TSCA. Chemical importers are subject to the TSCA section 13 (15 U.S.C. 2612) import certification requirements promulgated at 19 CFR 12.118 through 12.127; see also 19 CFR 127.28. Chemical importers must certify that the shipment of the chemical substance complies with all applicable rules and orders under TSCA. Importers of chemicals subject to a final SNUR must certify their compliance with the SNUR requirements. The EPA policy in support of import certification appears at 40 CFR part 707, subpart B. In addition, any persons who export or intend to export a chemical substance that is the subject of this final rule are subject to the export notification provisions of TSCA section 12(b) (15 U.S.C. 2611(b)) (see §  721.20), and must comply with the export notification requirements in 40 CFR part 707, subpart D.</P>
        <HD SOURCE="HD1">II. Background</HD>
        <HD SOURCE="HD2">A. What action is the agency taking?</HD>
        <P>EPA is finalizing SNURs under TSCA section 5(a)(2) for two chemical substances which were the subject of PMNs and a TSCA section 5(e) consent order. The two chemical substances are identified as rutile, tin zinc, calcium-doped (PMN P-06-36; CAS No. 389623-01-2) and rutile, tin zinc, sodium-doped (PMN P-06-37; CAS No. 389623-07-8). The final SNURs on these substances are based on and consistent with the provisions in the underlying consent order. The final SNURs designate as a significant new use manufacture (including import) or processing in the absence of the protective measures required in the corresponding consent order. This action requires persons who intend to manufacture, import, or process either of these two chemical substances for an activity that is designated as a significant new use by this final rule to notify EPA at least 90 days before commencing that activity.</P>
        <P>Previously, in the<E T="04">Federal Register</E>issue of October 5, 2011 (76 FR 61566) (FRL-8880-2), EPA issued direct final SNURs on these two chemical substances (see §§ 721.10230 and 721.10231). However, EPA received notices of intent to submit adverse comments on these SNURs. Therefore,<PRTPAGE P="42991"/>as required by § 721.160(c)(3)(ii), in the<E T="04">Federal Register</E>issue of December 5, 2011 (76 FR 75794) (FRL-9329-5), EPA withdrew the direct final SNURs on these two chemical substances and subsequently proposed SNURs using notice and comment procedures in the<E T="04">Federal Register</E>issue of December 28, 2011 (76 FR 81441) (FRL-9329-4). More information on the specific chemical substances subject to this final rule can be found in the<E T="04">Federal Register</E>documents announcing the direct final SNURs or the proposed SNURs. The record for the SNURs on these two chemical substances was established in the docket under docket ID number EPA-HQ-OPPT-2010-1075. That docket includes information considered by the Agency in developing the direct final rule and this final rule including comments on those rules.</P>
        <P>EPA received several comments on the proposed rule. A full discussion of EPA's response to these comments is included in Unit V. of this document. Based on these comments, EPA is issuing a modified final rule on these chemical substances that:</P>
        <P>1. Revises the protection in the workplace and hazard communication provisions.</P>
        <P>2. Retains the industrial, commercial, and consumer activities provisions.</P>
        <P>In response to the comments, EPA is including in the regulatory text the following modifications:</P>

        <P>• Revision to the protection in the workplace provision in paragraph (a)(2)(i)(<E T="03">1</E>) to reflect a New Chemical Exposure Limit (NCEL) of 2.4 mg/m<SU>3</SU>.</P>
        <P>• Revision to the hazard communication provision in paragraph (a)(2)(ii) to reflect an NCEL of 2.4 mg/m<SU>3</SU>.</P>
        <HD SOURCE="HD2">B. What is the agency's authority for taking this action?</HD>
        <P>Section 5(a)(2) of TSCA (15 U.S.C. 2604(a)(2)) authorizes EPA to determine that a use of a chemical substance is a “significant new use.” EPA must make this determination by rule after considering all relevant factors, including those listed in TSCA section 5(a)(2). Once EPA determines that a use of a chemical substance is a significant new use, TSCA section 5(a)(1)(B) requires persons to submit a significant new use notice (SNUN) to EPA at least 90 days before they manufacture, import, or process the chemical substance for that use. Persons who must report are described in § 721.5.</P>
        <HD SOURCE="HD2">C. Applicability of General Provisions</HD>

        <P>General provisions for SNURs appear in 40 CFR part 721, subpart A. These provisions describe persons subject to the final rule, recordkeeping requirements, exemptions to reporting requirements, and applicability of the rule to uses occurring before the effective date of the final rule. Provisions relating to user fees appear at 40 CFR part 700. According to § 721.1(c), persons subject to these SNURs must comply with the same notice requirements and EPA regulatory procedures as submitters of PMNs under TSCA section 5(a)(1)(A). In particular, these requirements include the information submission requirements of TSCA section 5(b) and 5(d)(1), the exemptions authorized by TSCA section 5(h)(1), (h)(2), (h)(3), and (h)(5), and the regulations at 40 CFR part 720. Once EPA receives a SNUN, EPA may take regulatory action under TSCA section 5(e), 5(f), 6, or 7 to control the activities for which it has received the SNUN. If EPA does not take action, EPA is required under TSCA section 5(g) to explain in the<E T="04">Federal Register</E>its reasons for not taking action.</P>
        <HD SOURCE="HD1">III. Rationale and Objectives of the Final Rule</HD>
        <HD SOURCE="HD2">A. Rationale</HD>
        <P>During review of the PMNs submitted for these two chemical substances, EPA concluded that regulation was warranted under TSCA section 5(e)(1)(A)(ii)(I), pending the development of information sufficient to make reasoned evaluations of the human health effects of the chemical substances. Based on these findings, a TSCA section 5(e) consent order requiring the use of appropriate exposure controls was negotiated with the PMN submitter. The SNUR provisions for these chemical substances are consistent with the provisions of the TSCA section 5(e) consent order. These final SNURs are issued pursuant to § 721.160. See the docket under docket ID number EPA-HQ-OPPT-2010-1075 for the corresponding consent order. For additional discussion of the rationale for the SNURs on these chemicals, see Units II. and V. of this document.</P>
        <HD SOURCE="HD2">B. Objectives</HD>
        <P>EPA is issuing these final SNURs for specific chemical substances that have undergone premanufacture review because the Agency wants to achieve the following objectives with regard to the significant new uses designated in this final rule:</P>
        <P>• EPA will receive notice of any person's intent to manufacture, import, or process a listed chemical substance for the described significant new use before that activity begins.</P>
        <P>• EPA will have an opportunity to review and evaluate data submitted in a SNUN before the notice submitter begins manufacturing, importing, or processing a listed chemical substance for the described significant new use.</P>
        <P>• EPA will be able to regulate prospective manufacturers, importers, or processors of a listed chemical substance before the described significant new use of that chemical substance occurs, provided that regulation is warranted pursuant to TSCA sections 5(e), 5(f), 6, or 7.</P>
        <P>• EPA will ensure that all manufacturers, importers, and processors of the same chemical substance that is subject to a TSCA section 5(e) consent order are subject to similar requirements.</P>

        <P>Issuance of a SNUR for a chemical substance does not signify that the chemical substance is listed on the TSCA Inventory. Guidance on how to determine if a chemical substance is on the TSCA Inventory is available on the Internet at<E T="03">http://www.epa.gov/opptintr/existingchemicals/pubs/tscainventory/index.html.</E>
        </P>
        <HD SOURCE="HD1">IV. Significant New Use Determination</HD>
        <P>Section 5(a)(2) of TSCA states that EPA's determination that a use of a chemical substance is a significant new use must be made after consideration of all relevant factors, including:</P>
        <P>• The projected volume of manufacturing and processing of a chemical substance.</P>
        <P>• The extent to which a use changes the type or form of exposure of human beings or the environment to a chemical substance.</P>
        <P>• The extent to which a use increases the magnitude and duration of exposure of human beings or the environment to a chemical substance.</P>
        <P>• The reasonably anticipated manner and methods of manufacturing, processing, distribution in commerce, and disposal of a chemical substance.</P>
        <P>In addition to these factors enumerated in TSCA section 5(a)(2), the statute authorized EPA to consider any other relevant factors.</P>

        <P>To determine what would constitute a significant new use for the two chemical substances that are the subject of these SNURs, EPA considered relevant information about the toxicity of the chemical substances, likely human exposures and environmental releases associated with possible uses, taking into consideration the four bulleted TSCA section 5(a)(2) factors listed in this unit.<PRTPAGE P="42992"/>
        </P>
        <HD SOURCE="HD1">V. Response to Comments on Proposed SNURs</HD>
        <P>EPA received comments from numerous submitters on the proposed rules for rutile, tin zinc, calcium-doped (PMN P-06-36; CAS No. 389623-01-2) and rutile, tin zinc, sodium-doped (PMN P-06-37; CAS No. 389623-07-8). A summary and discussion of the comments received and the Agency's responses follow.</P>
        <P>
          <E T="03">Comment 1:</E>In the proposed SNUR, EPA clarified that it considers nanomaterials to include substances with a particle size less than 100 nanometers (nm) where d10 particle size presents the particle size as determined by laser light scattering at which 10 percent by weight of the substance measured is smaller. The commenter supports this approach based on the need for a threshold since solid particulate material will contain a distribution of particle sizes. The 10 percent threshold strikes a reasonable balance between being adequately protective of human health and recognizing practical limitations associated with analytical methods available for quantifying materials at or below such a threshold. The commenter supports using the weight-based threshold, as methods and instrumentation for performing weight-based particle size measurements are more widely available than techniques for performing measurements based on particle number. There are other important elements that should be included in any definition of a nanomaterial including recognizing that aggregates and agglomerates are not the same as the primary particles of which they are comprised and that many agglomerates may not disagglomerate readily in any medium.</P>
        <P>
          <E T="03">EPA Response:</E>In the proposed rule, EPA did not attempt to clarify what it considers to be a definition of a nanomaterial, although particle size of less than 100 nm is often used to describe such chemical substances. Based on information contained in the PMNs, EPA believes that the PMN submitter is not manufacturing or processing the PMN substances with a d10 particle size less than 100 nm. EPA also believes it is possible that these chemical substances could be manufactured or processed with a d10 particle size less than 100 nm. EPA proposed a new use in the SNURs for these two PMN substances to require notification if those chemical substances were manufactured or processed with a d10 particle size less than 100 nm. Upon notification of this new use, EPA would review the properties and assess any potential risks that were different from the chemical substances as reported in the PMNs. While EPA believes that the threshold and method used to measure particle size for these PMN substances is appropriate and protective of human health, EPA will consider different thresholds and methods in other TSCA actions, depending on the chemical substances being measured and available scientific knowledge and technology.</P>
        <P>
          <E T="03">Comment 2:</E>The PMN substances are not nanoscale substances and any concerns or regulatory requirements derived from concerns related to nanoscale materials are not pertinent to the PMN substances.</P>
        <P>
          <E T="03">EPA Response:</E>As described in the consent order, the basis for EPA's concerns for the PMNs is not whether the substances constitute nanoscale materials but rather the fact that they qualify under the new chemicals category for respirable, poorly soluble particulates, under the subcategory of titanium dioxide (see<E T="03">http://www.epa.gov/oppt/newchems/pubs/chemcat.htm</E>). The category document identifies that there is potential for respirability if workers handle material containing any particles less than or equal to 10 microns in diameter. Based on information in the PMNs, workers are likely to be exposed to particles less than or equal to 10 microns in diameter. In addition, based on information contained in the PMNs, EPA believes that manufacturers and processors could use these chemical substances at particle sizes less than 100 nm. Accordingly, EPA has proposed new uses that would enable EPA to review any manufacture or processing of the PMN substance without the use of appropriate respiratory protective equipment or engineering controls, or at particle sizes less than 100 nm. The purpose of these notifications (i.e., SNUNs) is to allow EPA to review any new properties and assess any potential risks presented by the new use.</P>
        <P>
          <E T="03">Comment 3:</E>EPA's risk assessment stated there is no exposure expected to the PMN substances, according to the human health effects summary in the consent order. EPA determined that there can be no risk warranting regulation under the proposed rule, because of the statement that no absorption of the PMNs is expected via any route of exposure if the PMN substances are produced via the calcination method. The PMN substances can only be manufactured using the calcining process and there is no known alternative industrial process for making chemical substances such as the PMN substances. Based on review of EPA's risk assessment in the 5(e) consent order and the extensive experience of the Color Pigment Manufacturers Association (CPMA) members with similar products, there is no substantiation of potential risk in the record for the proposed rule or the necessity for any regulation of the PMN substances.</P>
        <P>
          <E T="03">EPA Response:</E>The human health effects summary, contained in Unit IV. (“EPA's Assessment of the Risk”) of the consent order does not address potential exposures to the PMN substances; workplace inhalation exposures are addressed in a separate exposure summary of the same Unit IV. The health effects summary does state, however, that if the PMN substances are calcined then EPA does not expect the PMN substances to be absorbed by any route of exposure. In addition, the health effects summary identifies concerns for potential lung effects from exposure to the PMN substances, according to the chemical category for respirable, poorly soluble particulates under the subcategory of titanium dioxide (see<E T="03">http://www.epa.gov/oppt/newchems/pubs/chemcat.htm</E>). There is concern for the potential lung effects when workers handle material containing particles less than or equal to 10 microns in diameter. Based on information in the PMNs, workers are likely to be exposed to particles less than or equal to 10 microns in diameter. The concern for lung effects is not mitigated by calcination; the concern is independent of potential for absorption. In fact, because these insoluble particles are not absorbed, they remain in the lung longer than other particles, causing further inflammation and lung effects. As mentioned earlier in this response, the exposure summary in the consent order identifies potential inhalation to workers. Based on the potential hazard and exposure to workers, EPA concluded that the PMN substances may present an unreasonable risk of lung effects to exposed workers. The commenter did not provide any specific information regarding CPMA's extensive experience with similar products to refute EPA's risk finding for the PMN substances.</P>
        <P>
          <E T="03">Comment 4:</E>EPA should clarify that the PMN substances are not salts. It is incorrect for EPA to characterize these chemical substances as salts. EPA's health risk analysis based on structural analogs does not demonstrate a risk warranting regulation because the regulated substances do not exhibit the properties of the constituent metals and do not represent an unregulated dust exposure. Titanium dioxide is not an analog surrogate for the PMN<PRTPAGE P="42993"/>substances. EPA's assessment should evaluate the risk of the finished crystal form of the PMN substances.</P>
        <P>
          <E T="03">EPA Response:</E>EPA is not characterizing the PMN substances as salts or as the constituent metals, and the structural analogy in the consent order was not based on analogy to salts or constituent metals. EPA's structural activity relationship (SAR) analysis was based on the category of respirable, poorly soluble particulates that cause lung effects as a result of inhaling particles (see<E T="03">http://www.epa.gov/oppt/newchems/pubs/chemcat.htm).</E>Titanium dioxide was chosen as the subcategory based on its physical characteristics as a poorly soluble particulate, and not any chemically-mediated toxicological properties. The risk assessment, as described in the response to comment 3, is consistent with the Agency's concerns that potential exposure to particles of the finished crystal form of the PMN substances may cause an unreasonable risk of lung effects.</P>
        <P>
          <E T="03">Comment 5:</E>EPA relied on a recommended exposure level (REL) from the draft National Institute for Occupational Safety and Health (NIOSH) Current Intelligence Bulletin: Occupational Exposure to Titanium Dioxide as the source of the proposed NCEL of 1.5 mg/m<SU>3</SU>. Since the final NIOSH intelligence bulletin set a higher REL of 2.4 mg/m<SU>3</SU>, EPA should revise its risk assessment to incorporate this new information.</P>
        <P>
          <E T="03">EPA Response:</E>EPA agrees that using the REL of 2.4 mg/m<SU>3</SU>for titanium dioxide, from the final NIOSH bulletin, would be more appropriate. This document is located in the docket under docket ID number EPA-HQ-OPPT-2010-1075. In fact, paragraph (b)(2) of the NCEL of the consent order for the PMN substances contains an automatic sunset clause stating that the NCEL in the consent order would automatically and immediately be changed to the final REL for titanium dioxide issued by NIOSH. Accordingly, EPA will issue the final SNURs with a NCEL of 2.4 mg/m<SU>3</SU>, based on the final NIOSH REL for titanium dioxide. However, because EPA estimates that there are potential exposures greater than 2.4 mg/m<SU>3</SU>, EPA continues to find a potential risk of concern for the PMN substances.</P>
        <P>
          <E T="03">Comment 6:</E>These chemical substances are subject to existing Occupational Safety and Health Administration (OSHA) Permissible Exposure Levels (PELs) for inorganic tin compounds. Given the existing applicable OSHA PELs, the proposed SNURs are duplicative and unnecessary regulation. The NCELs provisions in the section 5(e) order states that the NCEL and respirator requirements are automatically nullified if OSHA promulgates a PEL for the same substance. There is a separate OSHA standard, applicable to all inert dust particles, of 5 mg/m<SU>3</SU>. There is no need for EPA to require the development of additional and different regulatory monitoring techniques for the PMN substances because there are already analytical monitoring techniques developed for inorganic tin compounds and inert dust particles.</P>
        <P>
          <E T="03">EPA Response:</E>While the OSHA PEL for inorganic tin compounds would be applicable to the inorganic tin contained in the PMN substances, it does not apply to the PMN substances themselves. Based on information submitted in the PMNs, EPA considers the substances to be mixed metal oxide compounds. Previous comments made the argument that the constituent metals are not bioavailable and there should not be concern for exposure to bioavailable metals from the PMN substances. EPA agreed that it is not characterizing the PMN substances as metals and the basis of its risk assessment is not the constituent metals contained in the PMN substances. See EPA's response to comment 4. Therefore, the OSHA PEL for inorganic tin does not adequately address potential risks from the PMN substances. While there is an OSHA inert dust standard of 5 mg/m<SU>3</SU>, EPA finds there is still a potential risk for lung effects from exposures less than 5 mg/m<SU>3</SU>for the PMN substances. Paragraph (b)(2) of the NCEL of the consent order for the PMN substances does state, that if OSHA promulgates a PEL specifically applicable to the PMN substances then the respirator requirements and NCEL become null and void. This paragraph (b)(2) also states that the requirements of the consent order are not negated by any pre-existing OSHA PEL, such as the PEL for inorganic tin compounds cited by the commenters. Because OSHA has not promulgated a PEL specifically applicable to the PMN substances, the respirator requirements and NCEL requirements in the consent order for the PMN substances remain in effect. Neither the PMN submitter nor commenters have supplied any information on whether existing monitoring techniques used for inorganic tin compounds would be appropriate for use with the PMN substances. EPA has issued the consent order and will issue the final SNURs with the NCEL provisions to allow for review of any monitoring techniques for the PMN substances that would be used to demonstrate compliance with the exposure limits.</P>
        <P>
          <E T="03">Comment 7:</E>The costs and economic impacts of the rule are underestimated significantly. Customers may not use the PMN substances because of compliance costs. Manufacturers of the PMN substances will incur costs as a result of complying with the SNUR requirements, and costs associated with submitting a SNUN, including submitting toxicological testing prior to manufacture or import of the PMN substances for a significant new use.</P>
        <P>
          <E T="03">EPA Response:</E>The economic assessment developed by EPA for this rule estimates and discusses the potential costs identified by the commenter. The commenter did not supply any additional information disputing EPA's specific cost estimates or conclusions. Therefore, EPA will not change any of its cost estimates or conclusions. Contrary to the commenter's assertions, the SNURs do not require testing, and submission of a SNUN does not require submission of toxicological testing. The preamble to the proposed SNURs did recommend testing that could address potential risks EPA has identified for the PMN substances, and states that SNUN submitters can submit any other data to address potential risks. Anyone submitting a SNUN is strongly encouraged to submit information addressing potential risks, but specific testing is not required.</P>
        <P>
          <E T="03">Comment 8:</E>
          <E T="03"/>EPA's economic assumptions pursuant to the Regulatory Flexibility Act do not reflect the current market. Nearly identical structural analogs of the PMN substances already on the TSCA Inventory are produced by companies in the United States and abroad. The PMN substances are produced abroad and imported in finished articles.</P>
        <P>
          <E T="03">EPA Response:</E>The commenter did not supply any information on present or future significant new uses by small or large entities of the substances subject to the SNURs. Therefore, the basis for EPA's finding under the Regulatory Flexibility Act, that the promulgation of the SNURs will not have a significant adverse economic impact on a substantial number of small entities, will remain unchanged in the final rule.</P>
        <P>
          <E T="03">Comment 9:</E>The rule would prevent U.S. manufacturers from manufacturing and using the PMN substances in finished products while the rule would not prevent the use of the PMN substances outside the United States. Foreign manufacturers of finished products containing the PMN<PRTPAGE P="42994"/>substances will be able to use the PMN substances and import them as part of articles exempt from TSCA reporting.</P>
        <P>
          <E T="03">EPA Response:</E>TSCA primarily addresses risks within the United States. The consent order and the SNURs do not prevent United States manufacturers from manufacturing and using the PMN substances in finished products. In fact, the consent order negotiated with the PMN submitter allows manufacture, subject to certain restrictions. Those restrictions are reflected in the SNURs. The SNURs exempt all manufacturers and processors from significant new use reporting once the PMN substances have been incorporated into a polymer, glass, dispersion, cementitious matrix, or a similar incorporation. This includes articles imported into the United States. For these uses, no significant exposures are expected. The consent order and the SNURs would only be applicable in the United States to manufacturers or processors of the PMN substances in particulate form. EPA issued the consent order and is issuing the SNURs to address potential worker exposures associated with manufacture and processing of the PMN substances that could result in a risk of lung effects.</P>
        <P>
          <E T="03">Comment 10:</E>There are economic and environmental benefits identified in the PMN submissions for these chemical substances. Specifically, the PMN substances are intended to replace pigments containing heavy metals such as lead and cadmium, which are associated with risks to human health and the environment.</P>
        <P>
          <E T="03">EPA Response:</E>While EPA agrees that it would be beneficial to replace pigments that contain lead and cadmium, EPA found that the potential unreasonable risks associated with the PMN substances warranted issuing a consent order and SNUR.</P>
        <HD SOURCE="HD1">VI. Applicability of Rule to Uses Occurring Before Effective Date of the Final Rule</HD>
        <P>As discussed in the<E T="04">Federal Register</E>of April 24, 1990 (55 FR 17376), EPA has decided that the intent of TSCA section 5(a)(1)(B) is best served by designating a use as a significant new use as of the date of publication of the proposed rule rather than as of the effective date of the final rule. If uses begun after publication were considered ongoing rather than new, it would be difficult for EPA to establish SNUR notice requirements because a person could defeat the SNUR by initiating the significant new use before the rule became effective, and then argue that the use was ongoing before the effective date of the final rule.</P>
        <P>Any person who began commercial manufacture, import, or processing of the specific chemical substances for any of the significant new uses designated in the proposed rule after the date of publication of the proposed rule must stop that activity before the effective date of this final rule. Persons who ceased those activities will have to meet all applicable SNUR notice requirements and wait until the notice review period, including any extensions, before engaging in any activities designated as significant new uses.</P>
        <P>EPA has promulgated provisions to allow persons to comply with these SNURs before the effective date. If a person were to meet the conditions of advance compliance under §  721.45(h), the person would be considered to have met the requirements of this final SNUR for those activities.</P>
        <HD SOURCE="HD1">VII. Test Data and Other Information</HD>
        <P>EPA recognizes that TSCA section 5 does not require developing any particular test data before submission of a SNUN. The two exceptions are:</P>
        <P>1. Development of test data is required where the chemical substance subject to the SNUR is also subject to a test rule under TSCA section 4 (see TSCA section 5(b)(1)).</P>
        <P>2. Development of test data may be necessary where the chemical substance has been listed under TSCA section 5(b)(4) (see TSCA section 5(b)(2)).</P>
        <P>In the absence of a TSCA section 4 test rule or a TSCA section 5(b)(4) listing covering the chemical substance, persons are required only to submit test data in their possession or control and to describe any other data known to or reasonably ascertainable by them (see § 720.50). However, upon review of PMNs and SNUNs, the Agency has the authority to require appropriate testing. Descriptions of tests are provided for informational purposes. EPA strongly encourages persons, before performing any testing, to consult with the Agency pertaining to protocol selection and test reporting.</P>

        <P>EPA has determined that a 90-day inhalation toxicity test (OPPTS Test Guideline 870.3465) in rats would help characterize the human health effects of the PMN substances. To access this guideline, please to go<E T="03">http://www.epa.gov/ocspp</E>and select “Test Methods and Guidelines.” This test may not be the only means of addressing the potential risks of the chemical substances. However, submitting a SNUN without any test data may increase the likelihood that EPA will take action under TSCA section 5(e), particularly if satisfactory test results have not been obtained from a prior PMN or SNUN submitter. EPA recommends that potential SNUN submitters contact EPA early enough so that they will be able to conduct the appropriate tests.</P>
        <P>SNUN submitters should be aware that EPA will be better able to evaluate SNUNs which provide detailed information on the following:</P>
        <P>• Human exposure and environmental release that may result from the significant new use of the chemical substances.</P>
        <P>• Potential benefits of the chemical substances.</P>
        <P>• Information on risks posed by the chemical substances compared to risks posed by potential substitutes.</P>
        <HD SOURCE="HD1">VIII. SNUN Submissions</HD>

        <P>According to §  721.1(c), persons submitting a SNUN must comply with the same notice requirements and EPA regulatory procedures as persons submitting a PMN, including submission of test data on health and environmental effects as described in § 720.50. SNUNs must be submitted on EPA Form No. 7710-25, generated using e-PMN software, and submitted to the Agency in accordance with the procedures set forth in §§ 721.25 and 720.40. E-PMN software is available electronically at<E T="03">http://www.epa.gov/opptintr/newchems.</E>
        </P>
        <HD SOURCE="HD1">IX. Economic Analysis</HD>
        <P>EPA has evaluated the potential costs of establishing SNUN requirements for potential manufacturers, importers, and processors of the chemical substances during the development of the direct final rule. EPA's complete economic analysis is available in the docket under docket ID number EPA-HQ-OPPT-2010-1075.</P>
        <HD SOURCE="HD1">X. Statutory and Executive Order Reviews</HD>
        <HD SOURCE="HD2">A. Executive Order 12866</HD>

        <P>This final rule establishes SNURs for two new chemical substances that were the subject of PMNs and a TSCA section 5(e) consent order. The Office of Management and Budget (OMB) has exempted these types of actions from review under Executive Order 12866, entitled<E T="03">Regulatory Planning and Review</E>(58 FR 51735, October 4, 1993).</P>
        <HD SOURCE="HD2">B. Paperwork Reduction Act</HD>

        <P>According to the Paperwork Reduction Act (PRA), 44 U.S.C. 3501<E T="03">et seq.,</E>an Agency may not conduct or sponsor, and a person is not required to respond to a collection of information that requires OMB approval under PRA, unless it has been approved by OMB<PRTPAGE P="42995"/>and displays a currently valid OMB control number. The OMB control numbers for EPA's regulations in title 40 of the CFR, after appearing in the<E T="04">Federal Register</E>, are listed in 40 CFR part 9, and included on the related collection instrument or form, if applicable. EPA is amending the table in 40 CFR part 9 to list the OMB approval number for the information collection requirements contained in this final rule. This listing of the OMB control numbers and their subsequent codification in the CFR satisfies the display requirements of PRA and OMB's implementing regulations at 5 CFR part 1320. This Information Collection Request (ICR) was previously subject to public notice and comment prior to OMB approval, and given the technical nature of the table, EPA finds that further notice and comment to amend it is unnecessary. As a result, EPA finds that there is “good cause” under section 553(b)(3)(B) of the Administrative Procedure Act, 5 U.S.C. 553(b)(3)(B), to amend this table without further notice and comment.</P>
        <P>The information collection requirements related to this action have already been approved by OMB pursuant to PRA under OMB control number 2070-0012 (EPA ICR No. 574). This action does not impose any burden requiring additional OMB approval. If an entity were to submit a SNUN to the Agency, the annual burden is estimated to average between 30 and 170 hours per response. This burden estimate includes the time needed to review instructions, search existing data sources, gather and maintain the data needed, and complete, review, and submit the required SNUN.</P>
        <P>Send any comments about the accuracy of the burden estimate, and any suggested methods for minimizing respondent burden, including through the use of automated collection techniques, to the Director, Collection Strategies Division, Office of Environmental Information (2822T), Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001. Please remember to include the OMB control number in any correspondence, but do not submit any completed forms to this address.</P>
        <HD SOURCE="HD2">C. Regulatory Flexibility Act</HD>

        <P>On February 18, 2012, EPA certified pursuant to section 605(b) of the Regulatory Flexibility Act (RFA) (5 U.S.C. 601<E T="03">et seq.</E>), that promulgation of a SNUR does not have a significant economic impact on a substantial number of small entities where the following are true:</P>
        <P>1. A significant number of SNUNs would not be submitted by small entities in response to the SNUR.</P>
        <P>2. The SNUN submitted by any small entity would not cost significantly more than $8,300.</P>
        <P>A copy of that certification is available in the docket for this rule.</P>
        <P>This rule is within the scope of the February 18, 2012 certification. Based on the economic analysis discussed in Unit IX. and EPA's experience promulgating SNURs (discussed in the certification), EPA believes that the following are true:</P>
        <P>• A significant number of SNUNs would not be submitted by small entities in response to the SNUR.</P>
        <P>• Submission of the SNUN would not cost any small entity significantly more than $8,300. Therefore, the promulgation of the SNUR would not have a significant economic impact on a substantial number of small entities.</P>
        <HD SOURCE="HD2">D. Unfunded Mandates Reform Act</HD>
        <P>Based on EPA's experience with proposing and finalizing SNURs, State, local, and Tribal governments have not been impacted by these rulemakings, and EPA does not have any reasons to believe that any State, local, or Tribal government will be impacted by this final rule. As such, EPA has determined that this final rule does not impose any enforceable duty, contain any unfunded mandate, or otherwise have any effect on small governments subject to the requirements of sections 202, 203, 204, or 205 of the Unfunded Mandates Reform Act of 1995 (UMRA) (Pub. L. 104-4).</P>
        <HD SOURCE="HD2">E. Executive Order 13132</HD>

        <P>This action will not have a substantial direct effect on States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132, entitled<E T="03">Federalism</E>(64 FR 43255, August 10, 1999).</P>
        <HD SOURCE="HD2">F. Executive Order 13175</HD>

        <P>This final rule does not have Tribal implications because it is not expected to have substantial direct effects on Indian Tribes. This final rule does not significantly nor uniquely affect the communities of Indian Tribal governments, nor does it involve or impose any requirements that affect Indian Tribes. Accordingly, the requirements of Executive Order 13175, entitled<E T="03">Consultation and Coordination With Indian Tribal Governments</E>(65 FR 67249, November 9, 2000), do not apply to this final rule.</P>
        <HD SOURCE="HD2">G. Executive Order 13045</HD>

        <P>This action is not subject to Executive Order 13045, entitled<E T="03">Protection of Children From Environmental Health Risks and Safety Risks</E>(62 FR 19885, April 23, 1997), because this is not an economically significant regulatory action as defined by Executive Order 12866, and this action does not address environmental health or safety risks disproportionately affecting children.</P>
        <HD SOURCE="HD2">H. Executive Order 13211</HD>

        <P>This action is not subject to Executive Order 13211, entitled<E T="03">Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use</E>(66 FR 28355, May 22, 2001), because this action is not expected to affect energy supply, distribution, or use and because this action is not a significant regulatory action under Executive Order 12866.</P>
        <HD SOURCE="HD2">I. National Technology Transfer and Advancement Act</HD>
        <P>In addition, since this action does not involve any technical standards, section 12(d) of the National Technology Transfer and Advancement Act of 1995 (NTTAA), Public Law 104-113, section 12(d) (15 U.S.C. 272 note), does not apply to this action.</P>
        <HD SOURCE="HD2">J. Executive Order 12898</HD>

        <P>This action does not entail special considerations of environmental justice related issues as delineated by Executive Order 12898, entitled<E T="03">Federal Actions To Address Environmental Justice in Minority Populations and Low-Income Populations</E>(59 FR 7629, February 16, 1994).</P>
        <HD SOURCE="HD1">XI. Congressional Review Act</HD>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report to each House of the Congress and the Comptroller General of the United States. EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the<E T="04">Federal Register</E>. This final rule is not a “major rule” as defined by 5 U.S.C. 804(2).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>40 CFR Part 9</CFR>

          <P>Environmental protection, Reporting and recordkeeping requirements.<PRTPAGE P="42996"/>
          </P>
          <CFR>40 CFR Part 721</CFR>
          <P>Environmental protection, Chemicals, Hazardous substances, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: July 16, 2012.</DATED>
          
          <NAME>Maria J. Doa,</NAME>
          <TITLE>Director, Chemical Control Division, Office of Pollution Prevention and Toxics.</TITLE>
        </SIG>
        
        <P>Therefore, 40 CFR parts 9 and 721 are amended as follows:</P>
        <REGTEXT PART="9" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 9—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 9 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>7 U.S.C. 135<E T="03">et seq.,</E>136-136y; 15 U.S.C. 2001, 2003, 2005, 2006, 2601-2671; 21 U.S.C. 331j, 346a, 348; 31 U.S.C. 9701; 33 U.S.C. 1251<E T="03">et seq.,</E>1311, 1313d, 1314, 1318, 1321, 1326, 1330, 1342, 1344, 1345(d) and (e), 1361; E.O. 11735, 38 FR 21243, 3 CFR, 1971-1975 Comp. p. 973; 42 U.S.C. 241, 242b, 243, 246, 300f, 300g, 300g-1, 300g-2, 300g-3, 300g-4, 300g-5, 300g-6, 300j-1, 300j-2, 300j-3, 300j-4, 300j-9, 1857<E T="03">et seq.,</E>6901-6992k, 7401-7671q, 7542, 9601-9657, 11023, 11048.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="9" TITLE="40">
          <AMDPAR>2. The table in §  9.1 is amended by adding the following sections in numerical order under the undesignated center heading “Significant New Uses of Chemical Substances” to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§  9.1</SECTNO>
            <SUBJECT>OMB approvals under the Paperwork Reduction Act.</SUBJECT>
            <STARS/>
            <GPOTABLE CDEF="s50,r50" COLS="2" OPTS="L1,tp0,i1">
              <TTITLE/>
              <BOXHD>
                <CHED H="1">40 CFR citation</CHED>
                <CHED H="1">OMB control No.</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW EXPSTB="01" RUL="s">
                <ENT I="21">
                  <E T="02">Significant New Uses of Chemical Substances</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
              <ROW>
                <ENT I="01">721.10230</ENT>
                <ENT>2070-0012</ENT>
              </ROW>
              <ROW>
                <ENT I="01">721.10231</ENT>
                <ENT>2070-0012</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*****</ENT>
              </ROW>
            </GPOTABLE>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="721" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 721—[AMENDED]</HD>
          </PART>
          <AMDPAR>3. The authority citation for part 721 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>15 U.S.C. 2604, 2607, and 2625(c).</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="721" TITLE="40">
          <AMDPAR>4. Add § 721.10230 to subpart E to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 721.10230</SECTNO>
            <SUBJECT>Rutile, tin zinc, calcium doped.</SUBJECT>
            <P>(a)<E T="03">Chemical substance and significant new uses subject to reporting.</E>(1) The chemical substance identified as rutile, tin zinc, calcium-doped (PMN P-06-36; CAS No. 389623-01-2) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section. The requirements of this rule do not apply to quantities of the PMN substance that have been incorporated into a polymer, glass, dispersion, cementitious matrix, or a similar incorporation.</P>
            <P>(2) The significant new uses are:</P>
            <P>(i)<E T="03">Protection in the workplace.</E>Requirements as specified in § 721.63(a)(4), (a)(6)(i), (b) (concentration set at 1.0 percent), and (c). The following National Institute for Occupational Safety and Health (NIOSH)-certified respirators with an assigned protection factor (APF) of 10 meet the minimum requirements for § 721.63(a)(4):</P>
            <P>(A) NIOSH-certified air-purifying, tight-fitting half-face respirator equipped with N100 (if oil aerosols absent), R100, or P100 filters;</P>
            <P>(B) NIOSH-certified air-purifying, tight-fitting full-face respirator equipped with N100 (if oil aerosols absent), R100, or P100 filters;</P>
            <P>(C) NIOSH-certified powered air-purifying respirator equipped with a loose- fitting hood or helmet and high efficiency particulate air (HEPA) filters;</P>
            <P>(D) NIOSH-certified powered air-purifying respirator equipped with a tight-fitting face-piece (either half-face or full-face) and HEPA filters; or</P>
            <P>(E) NIOSH-certified supplied-air respirator operated in pressure demand or continuous flow mode and equipped with a hood or helmet, or tight-fitting face-piece (either half-face or full-face).</P>
            <P>(<E T="03">1</E>) As an alternative to the respiratory requirements listed in paragraph (a)(2)(i), a manufacturer, importer, or processor may choose to follow the new chemical exposure limit (NCEL) provisions listed in the TSCA section 5(e) consent order for this substance. The NCEL is 2.4 mg/m<SU>3</SU>as an 8-hour time-weighted-average for this substance (PMN P-06-36; CAS No. 389623-01-2) and the substance referred to in 40 CFR 721.10231 (PMN P-06-37; CAS No. 389623-07-8) combined. Persons who wish to pursue NCELs as an alternative to the § 721.63 respirator requirements may request to do so under § 721.30. Persons whose § 721.30 requests to use the NCELs approach are approved by EPA will receive NCELs provisions comparable to those contained in the corresponding section 5(e) consent order.</P>
            <P>(<E T="03">2</E>) [Reserved]</P>
            <P>(ii)<E T="03">Hazard communication program.</E>Requirements as specified in § 721.72(a), (b), (c), (d), (e) (concentration set at 1.0 percent), (f), (g)(1)(ii), (g)(2)(ii), (g)(2)(iv) (use respiratory protection or maintain workplace airborne concentrations at or below an 8-hour time-weighted average of 2.4 mg/m<SU>3</SU>), and (g)(5).</P>
            <P>(iii)<E T="03">Industrial, commercial, and consumer activities.</E>Requirements as specified in § 721.80(k) (manufacture of the substance with a particle size less than 100 nanometers, where d10 particle size presents the particle size, as determined by laser light scattering, at which 10 percent by weight of the substance measured is smaller).</P>
            <P>(b)<E T="03">Specific requirements.</E>The provisions of subpart A of this part apply to this section except as modified by this paragraph.</P>
            <P>(1)<E T="03">Recordkeeping.</E>Recordkeeping requirements as specified in § 721.125(a), (b), (c), (d), (f), (g), (h), and (i) are applicable to manufacturers, importers, and processors of this substance.</P>
            <P>(2)<E T="03">Limitations or revocation of certain notification requirements.</E>The provisions of § 721.185 apply to this section.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="9" TITLE="40">
          <AMDPAR>5. Add § 721.10231 to subpart E to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 721.10231</SECTNO>
            <SUBJECT>Rutile, tin zinc, sodium-doped.</SUBJECT>
            <P>(a)<E T="03">Chemical substance and significant new uses subject to reporting.</E>(1) The chemical substance identified as rutile, tin zinc, sodium-doped (PMN P-06-37; CAS No. 389623-07-8) is subject to reporting under this section for the significant new uses described in paragraph (a)(2) of this section. The requirements of this rule do not apply to quantities of the PMN substance that have been incorporated into a polymer, glass, dispersion, cementitious matrix, or a similar incorporation.</P>
            <P>(2) The significant new uses are:</P>
            <P>(i)<E T="03">Protection in the workplace.</E>Requirements as specified in § 721.63(a)(4), (a)(6)(i), (b) (concentration set at 1.0 percent), and (c). The following National Institute for Occupational Safety and Health (NIOSH)-certified respirators with an assigned protection factor (APF) of 10 meet the minimum requirements for § 721.63(a)(4):</P>
            <P>(A) NIOSH-certified air-purifying, tight-fitting half-face respirator equipped with N100 (if oil aerosols absent), R100, or P100 filters;</P>
            <P>(B) NIOSH-certified air-purifying, tight-fitting full-face respirator equipped with N100 (if oil aerosols absent), R100, or P100 filters;</P>
            <P>(C) NIOSH-certified powered air-purifying respirator equipped with a loose-fitting hood or helmet and high efficiency particulate air (HEPA) filters;</P>

            <P>(D) NIOSH-certified powered air-purifying respirator equipped with a<PRTPAGE P="42997"/>tight-fitting face-piece (either half-face or full-face) and HEPA filters; or</P>
            <P>(E) NIOSH-certified supplied-air respirator operated in pressure demand or continuous flow mode and equipped with a hood or helmet, or tight-fitting face-piece (either half-face or full-face).</P>
            <P>(<E T="03">1</E>) As an alternative to the respiratory requirements listed in paragraph (a)(2)(i), a manufacturer, importer, or processor may choose to follow the new chemical exposure limit (NCEL) provisions listed in the TSCA section 5(e) consent order for this substance. The NCEL is 2.4 mg/m<SU>3</SU>as an 8-hour time-weighted-average for this substance (PMN P-06-37; CAS No. 389623-07-8) and the substance referred to in 40 CFR 721.10230 (PMN P-06-36; CAS No. 389623-01-2) combined. Persons who wish to pursue NCELs as an alternative to the § 721.63 respirator requirements may request to do so under § 721.30. Persons whose § 721.30 requests to use the NCELs approach are approved by EPA will receive NCELs provisions comparable to those contained in the corresponding section 5(e) consent order.</P>
            <P>(<E T="03">2</E>) [Reserved]</P>
            <P>(ii)<E T="03">Hazard communication program.</E>Requirements as specified in § 721.72(a), (b), (c), (d), (e) (concentration set at 1.0 percent), (f), (g)(1)(ii), (g)(2)(ii), (g)(2)(iv) (use respiratory protection or maintain workplace airborne concentrations at or below an 8-hour time-weighted average of 2.4 mg/m<SU>3</SU>), and (g)(5).</P>
            <P>(iii)<E T="03">Industrial, commercial, and consumer activities.</E>Requirements as specified in § 721.80(k) (manufacture of the substance with a particle size less than 100 nanometers, where d10 particle size presents the particle size, as determined by laser light scattering, at which 10 percent by weight of the substance measured is smaller).</P>
            <P>(b)<E T="03">Specific requirements.</E>The provisions of subpart A of this part apply to this section except as modified by this paragraph.</P>
            <P>(1)<E T="03">Recordkeeping.</E>Recordkeeping requirements as specified in § 721.125(a), (b), (c), (d), (f), (g), (h), and (i) are applicable to manufacturers, importers, and processors of this substance.</P>
            <P>(2)<E T="03">Limitations or revocation of certain notification requirements.</E>The provisions of § 721.185 apply to this section.</P>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17895 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R04-OAR-2011-0353; FRL-9699-5]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Implementation Plans; Tennessee; 110(a)(1) and (2) Infrastructure Requirements for the 1997 8-Hour Ozone National Ambient Air Quality Standards</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA is taking final action to approve in part, and conditionally approve in part, the State Implementation Plan (SIP) submission, submitted by the State of Tennessee, through the Tennessee Department of Environment and Conservation (TDEC), to demonstrate that the State meets the requirements of sections 110(a)(1) and (2) of the Clean Air Act (CAA or Act) for the 1997 8-hour ozone national ambient air quality standards (NAAQS). Section 110(a) of the CAA requires that each state adopt and submit a SIP for the implementation, maintenance, and enforcement of each NAAQS promulgated by EPA, which is commonly referred to as an “infrastructure” SIP. TDEC certified that the Tennessee SIP contains provisions that ensure the 1997 8-hour ozone NAAQS are implemented, enforced, and maintained in Tennessee (hereafter referred to as “infrastructure submission”). With the exception of sub-element 110(a)(2)(E)(ii), which pertains to the requirements of section 128(a)(1) of the CAA, Tennessee's infrastructure submission, provided to EPA on December 14, 2007, addresses all the required infrastructure elements for the 1997 8-hour ozone NAAQS.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>This rule will be effective August 22, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>EPA has established a docket for this action under Docket Identification No. EPA-R04-OAR-2011-0353. All documents in the docket are listed on the<E T="03">www.regulations.gov</E>Web site. Although listed in the index, some information is not publicly available, i.e., Confidential Business Information or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically through<E T="03">www.regulations.gov</E>or in hard copy at the Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. EPA requests that if at all possible, you contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to schedule your inspection. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30 excluding Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Nacosta C. Ward, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. The telephone number is (404) 562-9140. Ms. Ward can be reached via electronic mail at<E T="03">ward.nacosta@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. Background</FP>
          <FP SOURCE="FP-2">II. This Action</FP>
          <FP SOURCE="FP-2">III. Final Action</FP>
          <FP SOURCE="FP-2">IV. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Background</HD>
        <P>Upon promulgation of a new or revised NAAQS, sections 110(a)(1) and (2) of the CAA require states to address basic SIP requirements, including emissions inventories, monitoring, and modeling to assure attainment and maintenance for that new NAAQS.</P>
        <P>Section 110(a) of the CAA requires states to submit SIPs to provide for the implementation, maintenance, and enforcement of a new or revised NAAQS within three years following the promulgation of such NAAQS, or within such shorter period as EPA may prescribe. Section 110(a) imposes the obligation upon states to make a SIP submission to EPA for a new or revised NAAQS, but the contents of that submission may vary depending upon the facts and circumstances. In particular, the data and analytical tools available at the time the state develops and submits the SIP for a new or revised NAAQS affects the content of the submission. The contents of such SIP submissions may also vary depending upon what provisions the state's existing SIP already contains. In the case of the 1997 8-hour ozone NAAQS, states typically have met the basic program elements required in section 110(a)(2) through earlier SIP submissions in connection with previous ozone NAAQS.</P>

        <P>More specifically, section 110(a)(1) provides the procedural and timing<PRTPAGE P="42998"/>requirements for SIPs. Section 110(a)(2) lists specific elements that states must meet for “infrastructure” SIP requirements related to a newly established or revised NAAQS. As already mentioned, these requirements include SIP infrastructure elements such as modeling, monitoring, and emissions inventories that are designed to assure attainment and maintenance of the NAAQS. The requirements that are the subject of this final rulemaking are listed below<SU>1</SU>

          <FTREF/>and in EPA's October 2, 2007, memorandum entitled “Guidance on SIP Elements Required Under Section 110(a)(1) and (2) for the 1997 8-Hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards.”</P>
        <FTNT>
          <P>

            <SU>1</SU>Two elements identified in section 110(a)(2) are not governed by the three year submission deadline of section 110(a)(1) because SIPs incorporating necessary local nonattainment area controls are not due within three years after promulgation of a new or revised NAAQS, but rather are due at the time the nonattainment area plan requirements are due pursuant to section 172. These requirements are: (1) submissions required by section 110(a)(2)(C) to the extent that subsection refers to a permit program as required in part D Title I of the CAA, and (2) submissions required by section 110(a)(2)(I) which pertain to the nonattainment planning requirements of part D, Title I of the CAA. Today's final rulemaking does not address infrastructure elements related to section 110(a)(2)(I) or (C). In a March 14, 2012, final rulemaking, EPA addressed the section 110(a)(2)(C) requirements for Tennessee.<E T="03">See</E>77 FR 14976.</P>
        </FTNT>
        <P>• 110(a)(2)(A): Emission limits and other control measures.</P>
        <P>• 110(a)(2)(B): Ambient air quality monitoring/data system.</P>
        <P>• 110(a)(2)(C): Program for enforcement of control measures.<SU>2</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>2</SU>This rulemaking only addresses requirements for this element as they relate to attainment areas.</P>
        </FTNT>
        <P>• 110(a)(2)(D): Interstate transport.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>3</SU>Today's final rule does not address element 110(a)(2)(D)(i) (Interstate Transport) for the 1997 8-hour ozone NAAQS. Interstate transport requirements were formerly addressed by Tennessee consistent with the Clean Air Interstate Rule (CAIR). On December 23, 2008, CAIR was remanded by the D.C. Circuit Court of Appeals, without vacatur, back to EPA.<E T="03">See North Carolina v. EPA,</E>531 F.3d 896 (D.C. Cir. 2008). Prior to this remand, EPA took final action to approve Tennessee's SIP revision, which was submitted to comply with CAIR.<E T="03">See</E>72 FR 46388 (August 20, 2007). In so doing, Tennessee's CAIR SIP revision addressed the interstate transport provisions in section 110(a)(2)(D)(i) for the 1997 8-hour ozone NAAQS. In response to the remand of CAIR, EPA has promulgated a new rule to address interstate transport.<E T="03">See</E>76 FR 48208 (August 8, 2011) (“the Transport Rule”). That rule was recently stayed by the D.C. Circuit Court of Appeals. EPA's action on element 110(a)(2)(D)(i) will be addressed in a separate action.</P>
        </FTNT>
        <P>• 110(a)(2)(E): Adequate resources.</P>
        <P>• 110(a)(2)(F): Stationary source monitoring system.</P>
        <P>• 110(a)(2)(G): Emergency power.</P>
        <P>• 110(a)(2)(H): Future SIP revisions.</P>
        <P>• 110(a)(2)(I): Areas designated nonattainment and meet the applicable requirements of part D.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>4</SU>This requirement was inadvertently omitted from EPA's October 2, 2007, memorandum entitled “Guidance on SIP Elements Required Under Section 110(a)(1) and (2) for the 1997 8-Hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards,” but as mentioned above is not relevant to today's proposed rulemaking.</P>
        </FTNT>
        <P>• 110(a)(2)(J): Consultation with government officials; public notification; and PSD and visibility protection.</P>
        <P>• 110(a)(2)(K): Air quality modeling/data.</P>
        <P>• 110(a)(2)(L): Permitting fees.</P>
        <P>• 110(a)(2)(M): Consultation/participation by affected local entities.</P>

        <P>On July 18, 1997, EPA promulgated a new NAAQS for ozone based on 8-hour average concentrations, thus states were required to provide submissions to address sections 110(a)(1) and (2) of the CAA for this new NAAQS. Tennessee provided its infrastructure submission for the 1997 8-hour ozone NAAQS on December 14, 2007. On March 27, 2008, Tennessee was among other states that received a finding of failure to submit because its infrastructure submission was deemed incomplete for elements 110(a)(2)(C) and (J) for the 1997 8-hour ozone NAAQS by March 1, 2008.<E T="03">See</E>73 FR 16205. Infrastructure elements 110(a)(2)(C) and (J) relate to a SIP addressing changes to its part C prevention of significant deterioration (PSD) permit program as required by the 1997 8-Hour Ozone NAAQS Implementation Rule New Source Review (NSR) Update—Phase 2 Rule (hereafter referred to as the Ozone Implementation NSR Update) recognizing nitrogen oxides as a precursor for ozone in 40 CFR 51.166 and 40 CFR 52.21, among other requirements.<E T="03">See</E>70 FR 71612, (November 29, 2005). Tennessee has since met the completeness requirements for 110(a)(2)(C) and (J) and these infrastructure elements were federally approved on March 14, 2012.<E T="03">See</E>77 FR 14976.</P>

        <P>On April 16, 2012, EPA proposed to approve Tennessee's December 14, 2007, infrastructure submission and proposed to approve in part, and conditionally approve in part, infrastructure sub-element 110(a)(2)(E)(ii) for the 1997 8-hour ozone NAAQS.<E T="03">See</E>77 FR 22533. CAA section 110(a)(2)(E)(ii), pertaining to section 128 State Board requirements, requires at subsection (a)(1) that each SIP shall contain requirements that any board or body which approves permits or enforcement orders be subject to the described public interest and income restrictions. It further requires at subsection (a)(2) that any board or body, or the head of an executive agency with similar power to approve permits or enforcement orders under the CAA, shall also be subject to conflict of interest disclosure requirements. In this action, EPA is taking two actions regarding the section 110(a)(2)(E)(ii) requirements. First, EPA is finalizing its conditional approval for part of Tennessee's infrastructure SIP for element 110(a)(2)(E)(ii) with respect to the applicable section 128(a)(1) requirements. Second, EPA is approving the remaining part Tennessee's infrastructure SIP for element 110(a)(2)(E)(ii) with respect the applicable section 128(a)(2) requirements.</P>

        <P>On March 28, 2012, Tennessee submitted a letter of commitment to EPA to adopt specific enforceable measures related to 128(a)(1) to address current deficiencies in the Tennessee SIP as outlined in EPA's April 16, 2012, proposed rulemaking. This letter of commitment meets the requirements of section 110(k)(4) of the CAA. Failure to adopt these provisions into the Tennessee SIP within one year (by July 23, 2013) will result in today's conditional approval becoming a disapproval. Tennessee's March 28, 2012, letter can be accessed at<E T="03">www.regulations.gov</E>using Docket ID No. EPA-R04-OAR-2011-0353. A summary of the background for today's final action is provided below. See EPA's April 16, 2012, proposed rulemaking at 77 FR 22533 for more detail.</P>
        <HD SOURCE="HD1">II. This Action</HD>

        <P>EPA is taking final action to approve Tennessee's infrastructure submission as demonstrating that the State meets the applicable requirements of sections 110(a)(1) and (2) of the CAA for the 1997 8-hour ozone NAAQS, with the exception of one portion of CAA section 110(a)(2)(E)(ii) specifically pertaining to section 128(a)(1) requirements. EPA is taking final action to conditionally approve, sub-element 110(a)(2)(E)(ii) as it pertains to section 128(a)(1). Section 110(a) of the CAA requires that each state adopt and submit a SIP for the implementation, maintenance, and enforcement of each NAAQS promulgated by the EPA, which is commonly referred to as an “infrastructure” SIP. Tennessee, through TDEC, certified that the Tennessee SIP contains provisions that ensure the 1997 8-hour ozone NAAQS is implemented, enforced, and maintained in Tennessee. EPA received no adverse comments on its April 16,<PRTPAGE P="42999"/>2012, proposed approval of Tennessee's December 14, 2007, infrastructure submission and proposed conditional approval of one portion of section 110(a)(2)(E)(ii).</P>
        <P>Tennessee's infrastructure submission, provided to EPA on December 14, 2007, addresses all the required infrastructure elements for the 1997 8-hour ozone NAAQS, with the exception of CAA section 110(a)(2)(E)(ii), pertaining to section 128(a)(1) requirements. EPA has determined that Tennessee's December 14, 2007, submission is consistent with section 110 of the CAA, with the exception of the CAA section 128(a)(1) requirements of section 110(a)(2)(E)(ii).</P>
        <P>On March 28, 2012, Tennessee submitted a letter of commitment to EPA to adopt specific enforceable measures related to CAA section 128(a)(1) to address the current deficiencies in the Tennessee SIP related to CAA section 110(a)(2)(E)(ii) as outlined in EPA's April 16, 2012, proposed rulemaking. As a result of Tennessee's March 28, 2012, submission, EPA has determined that conditional approval, specifically pertaining to the requirements of 128(a)(1), is appropriate because the State has explicitly committed to address current deficiencies in the Tennessee SIP related to sub-element 110(a)(2)(E)(ii) consistent with the requirements of CAA section 110(k)(4).</P>
        <P>EPA is conditionally approving the March 28, 2012, submittal with respect to the CAA requirement of sub-element 110(a)(2)(E)(ii) and section 128(a)(1). Tennessee must submit to EPA by July 23, 2013, a SIP revision adopting specific enforceable measures related to CAA section 128(a)(1) as described in the State's letter of commitment described above. If the State fails to actually submit these revisions by July 23, 2013, today's conditional approval will automatically become a disapproval on that date and EPA will issue a finding of disapproval. EPA is not required to propose the finding of disapproval. If the conditional approval is converted to a disapproval, the final disapproval triggers the Federal Implementation Plan requirement under section 110(c). However, if the State meets its commitment within the applicable timeframe, the conditionally approved submission will remain a part of the SIP until EPA takes final action approving or disapproving the new submittal. If EPA disapproves the new submittal, today's conditionally approved submittal will also be disapproved at that time. If EPA approves the new submittal, Tennessee's infrastructure SIP will be fully approved in its entirety and replace the conditionally approved element in the SIP.</P>
        <HD SOURCE="HD1">III. Final Action</HD>
        <P>EPA is taking final action to approve Tennessee's December 14, 2007, submission for the 1997 8-hour ozone NAAQS and conditionally approve in part, Tennessee's March 28, 2012, submission because these submissions are consistent with section 110 of the CAA. With the exception of section 110(a)(2)(E)(ii) pertaining to the section 128(a)(1) requirements, TDEC has addressed the elements of the CAA 110(a)(1) and (2) SIP requirements pursuant to EPA's October 2, 2007, guidance to ensure that the 1997 8-hour ozone NAAQS are implemented, enforced, and maintained in Tennessee.</P>
        <HD SOURCE="HD1">IV. Statutory and Executive Order Reviews</HD>
        <P>Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this action merely approves state law as meeting Federal requirements and does not impose additional requirements beyond those imposed by state law. For that reason, this action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA; and</P>
        <P>• Does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
        
        <FP>In addition, this rule does not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the state, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law.</FP>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this action and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the<E T="04">Federal Register.</E>A major rule cannot take effect until 60 days after it is published in the<E T="04">Federal Register.</E>This action is not a “major rule” as defined by 5 U.S.C. 804(2).</P>

        <P>Under section 307(b)(1) of the CAA, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by September 21, 2012. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this action for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action. This action may not be challenged later in proceedings to enforce its requirements. (<E T="03">See</E>section 307(b)(2)).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Incorporation by reference, Intergovernmental relations, Nitrogen dioxide, Ozone, Reporting and recordkeeping requirements, Volatile organic compounds.</P>
        </LSTSUB>
        <SIG>
          <PRTPAGE P="43000"/>
          <DATED>Dated: June 25, 2012.</DATED>
          <NAME>A. Stanley Meiburg,</NAME>
          <TITLE>Acting Regional Administrator, Region 4.</TITLE>
        </SIG>
        
        <P>40 CFR part 52 is amended as follows:</P>
        <REGTEXT PART="52" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 52—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 52 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 7401<E T="03">et seq.</E>
            </P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="52" TITLE="40">
          <SUBPART>
            <HD SOURCE="HED">Subpart RR—Tennessee</HD>
          </SUBPART>
          <AMDPAR>2. Section 52.2219 is added to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.2219</SECTNO>
            <SUBJECT>Conditional approval.</SUBJECT>
            <P>
              <E T="03">Conditional Approval</E>—Submittal from the State of Tennessee, through the Department of Environment and Conservation (TDEC), dated December 14, 2007, to address the Clean Air Act (CAA) infrastructure requirements for the 1997 8-hour ozone National Ambient Air Quality Standards. On March 28, 2012, TDEC supplemented their December 14, 2007, submission with a commitment to address the deficient requirements of CAA section 110(a)(2)(E)(ii) of the CAA, which requires state compliance with section 128(a)(1) of the CAA. EPA is conditionally approving Tennessee's submittal with respect to CAA section 110(a)(2)(E)(ii) specifically related to the adoption of enforceable measures contained in CAA section 128(a)(1).</P>
          </SECTION>
          <AMDPAR>3. Section 52.2220(e) is amended by adding a new entry “110(a)(1) and (2) Infrastructure Requirements for the 1997 8-Hour Ozone National Ambient Air Quality Standards” at the end of the table to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.2220</SECTNO>
            <SUBJECT>Identification of plan.</SUBJECT>
            <STARS/>
            <P>(e) * * *</P>
            <GPOTABLE CDEF="s100,r50,12C,r50,xs48" COLS="5" OPTS="L1,i1">
              <TTITLE>EPA-Approved Tennessee Non-Regulatory Provisions</TTITLE>
              <BOXHD>
                <CHED H="1">Name of nonregulatory SIP provision</CHED>
                <CHED H="1">Applicable geographic or nonattainment area</CHED>
                <CHED H="1">State effective date</CHED>
                <CHED H="1">EPA approval date</CHED>
                <CHED H="1">Explanation</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for the 1997 8-Hour Ozone National Ambient Air Quality Standards</ENT>
                <ENT>Tennessee</ENT>
                <ENT>12/14/2007</ENT>
                <ENT>7/23/2012 [Insert citation of publication]</ENT>
                <ENT/>
              </ROW>
            </GPOTABLE>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17644 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R03-OAR-2012-0042; FRL-9702-2]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Air Quality Implementation Plans; Maryland; Offset Lithographic Printing and Letterpress Printing Regulations</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA is approving a State Implementation Plan (SIP) revision submitted by the State of Maryland. The revision pertains to amendments to the Code of Maryland (COMAR) 26.11.19.11, Lithographic and Letterpress Printing. EPA is approving the revision to meet the requirements to adopt Reasonably Available Control Technology (RACT) for sources covered by EPA's Control Techniques Guidelines (CTG) for offset lithographic printing and letterpress printing in accordance with the requirements of the Clean Air Act (CAA).</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This final rule is effective on August 22, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>EPA has established a docket for this action under Docket ID Number EPA-R03-OAR-2012-0042. All documents in the docket are listed in the<E T="03">www.regulations.gov</E>Web site. Although listed in the electronic docket, some information is not publicly available, i.e., confidential business information (CBI) or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically through<E T="03">www.regulations.gov</E>or in hard copy for public inspection during normal business hours at the Air Protection Division, U.S. Environmental Protection Agency, Region III, 1650 Arch Street, Philadelphia, Pennsylvania 19103. Copies of the State submittal are available at the Maryland Department of the Environment, 1800 Washington Boulevard, Suite 705, Baltimore, Maryland 21230.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Asrah Khadr, (215) 814-2071, or by email at<E T="03">khadr.asrah@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <P>On May 14, 2012 (77 FR 28336), EPA published a notice of proposed rulemaking (NPR) for the State of Maryland. The NPR proposed approval of amendments to COMAR 26.11.19.11, Lithographic and Letterpress Printing. The amendments adopt EPA's CTG for lithographic and letterpress printing. The formal SIP revision (#11-09) was submitted by the Maryland Department of the Environment (MDE) on December 15, 2011. Additional background information behind this SIP revision is discussed in detail in the NPR.</P>
        <HD SOURCE="HD1">II. Summary of SIP Revision</HD>

        <P>This SIP revision consists of amendments to COMAR 26.11.19.11 to adopt a new CTG for offset lithographic printers and letterpress printers, entitled<E T="03">Control Techniques Guidelines for Offset Lithographic Printing and Letterpress Printing</E>(<E T="03">see</E>EPA 453/R-06-002). A detailed summary of EPA's review of and rationale for approving this SIP revision may be found in the TSD for this action which is available in the docket. No public comments were received on the NPR.</P>
        <HD SOURCE="HD1">III. Final Action</HD>
        <P>EPA is approving the Maryland SIP revision which adopts the CTG standards for offset lithographic printing and letterpress printing into the Code of Maryland.</P>
        <HD SOURCE="HD1">IV. Statutory and Executive Order Reviews</HD>
        <HD SOURCE="HD2">A. General Requirements</HD>

        <P>Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the CAA and applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this action merely approves state law as meeting Federal requirements and does not impose additional requirements beyond<PRTPAGE P="43001"/>those imposed by state law. For that reason, this action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA; and</P>
        <P>• Does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
        
        <FP>In addition, this rule does not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the state, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law.</FP>
        <HD SOURCE="HD2">B. Submission to Congress and the Comptroller General</HD>
        <P>The Congressional Review Act, 5 U.S.C. 801<E T="03">et seq.,</E>as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this action and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the<E T="04">Federal Register</E>. A major rule cannot take effect until 60 days after it is published in the<E T="04">Federal Register</E>. This action is not a “major rule” as defined by 5 U.S.C. 804(2).</P>
        <HD SOURCE="HD2">C. Petitions for Judicial Review</HD>

        <P>Under section 307(b)(1) of the CAA, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by September 21, 2012. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this action for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action. This action pertaining to the amendments of the Code of Maryland to adopt EPA's CTG for lithographic printing and letterpress printing, may not be challenged later in proceedings to enforce its requirements. (<E T="03">See</E>section 307(b)(2) of the CAA.)</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Incorporation by reference, Ozone, Particulate matter, Reporting and recordkeeping requirements, Volatile organic compounds.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: July 10, 2012.</DATED>
          <NAME>W. C. Early,</NAME>
          <TITLE>Acting Regional Administrator, Region III.</TITLE>
        </SIG>
        
        <P>Therefore, 40 CFR part 52 is amended as follows:</P>
        
        <REGTEXT PART="52" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 52—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 52 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 7401<E T="03">et seq.</E>
            </P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="52" TITLE="40">
          <AMDPAR>2. In § 52.1070, the table in paragraph (c) is amended by revising the entry for COMAR 26.11.19.11 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 52.1070</SECTNO>
            <SUBJECT>Identification of plan.</SUBJECT>
            <STARS/>
            <P>(c) * * *</P>
            <GPOTABLE CDEF="s50,r100,10,r50,r50" COLS="5" OPTS="L1,i1">
              <TTITLE>EPA-Approved Regulations, Technical Memoranda, and Statutes in the Maryland SIP</TTITLE>
              <BOXHD>
                <CHED H="1">Code of<LI>Maryland</LI>
                  <LI>Administrative</LI>
                  <LI>Regulations (COMAR)</LI>
                  <LI>citation</LI>
                </CHED>
                <CHED H="1">Title/subject</CHED>
                <CHED H="1">State<LI>effective</LI>
                  <LI>date</LI>
                </CHED>
                <CHED H="1">EPA approval date</CHED>
                <CHED H="1">Additional explanation/citation at 40 CFR 52.1100</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW EXPSTB="04" RUL="s">
                <ENT I="21">
                  <E T="02">26.11.19Volatile Organic Compounds from Specific Processes</E>
                </ENT>
              </ROW>
              <ROW EXPSTB="00">
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">26.11.19.11</ENT>
                <ENT>Lithographic and Letterpress Printing</ENT>
                <ENT>10/31/11</ENT>
                <ENT>7/23/12<LI>[Insert page number where the document begins]</LI>
                </ENT>
                <ENT>Sections .11A through .11E are revised; sections .11F through .11H are added.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
            </GPOTABLE>
            <PRTPAGE P="43002"/>
            <STARS/>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17762 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 261</CFR>
        <DEPDOC>[FRL 9704-1]</DEPDOC>
        <SUBJECT>Hazardous Waste Management System: Identification and Listing of Hazardous Waste Amendment</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; amendment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The EPA (also, “the Agency” or “we”) is amending an existing exclusion to reflect changes in ownership and name for the ConocoPhillips Billings, Montana Refinery. Today's amendment documents these changes.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This amendment is effective on July 23, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Christina Cosentini, by mail at EPA Region 8, Resource Conservation and Recovery Program, 1595 Wynkoop Street, Mail Code 8P-R, Denver, Colorado 80202, by phone at (303) 312-6231, or by email at<E T="03">cosentini.christina@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>In this document the EPA is amending appendix IX to part 261 to reflect a change in the ownership and name of a particular facility. Today's notice documents the transfer of ownership and name change by updating appendix IX to incorporate the change in owner's name for the ConocoPhillips Billings, Montana Refinery. On May 3, 2012, the EPA was notified that ownership of the Billings, Montana Refinery had been transferred to Phillips 66 Company. Phillips 66 Company certified that the management and operation of the Billings Refinery has not changed due to the restructuring. This notice documents the change by updating appendix IX to incorporate a change in name.</P>
        <P>These changes to appendix IX of part 261 are effective July 23, 2012. The Hazardous and Solid Waste Amendments of 1984 amended section 3010 of the Resource Conservation and Recovery Act (RCRA) to allow rules to become effective in less than six months when the regulated community does not need the six-month period to come into compliance. As described above, the change in ownership will not affect the refineries operations. Therefore, a six-month delay in the effective date is not necessary in this case. This provides the basis for making this amendment effective immediately upon publication under the Administrative Procedures Act pursuant to 5 United States Code (U.S.C.) 5531(d).</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 261</HD>
          <P>Environmental protection, Hazardous waste, Recycling, and Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>RCRA 3001(f), 42 U.S.C. 6921(f).</P>
        </AUTH>
        <SIG>
          <DATED>Dated: June 28, 2012.</DATED>
          <NAME>Howard M. Cantor,</NAME>
          <TITLE>Acting Regional Administrator, Region 8.</TITLE>
        </SIG>
        
        <P>For the reasons set out in the preamble, 40 CFR part 261 is amended as follows:</P>
        <REGTEXT PART="261" TITLE="40">
          <PART>
            <HD SOURCE="HED">PART 261—IDENTIFICATION AND LISTING OF HAZARDOUS WASTE</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 261 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 6905, 6912(a), 6921, 6922, 6924(y) and 6938.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="261" TITLE="40">
          <AMDPAR>2. In Table 1 of Appendix IX to part 261 is amended by removing the ” ConocoPhillips Billings Refinery ” entry and adding a new entry “Phillips 66 Company, Billings Refinery” in alphabetical order by facility to read as follows:</AMDPAR>
          <APPENDIX>
            <HD SOURCE="HED">Appendix IX to Part 261—Waste Excluded Under §§ 260.20 and 260.22</HD>
            <GPOTABLE CDEF="xs100,xs100,r200" COLS="3" OPTS="L1,i1">
              <TTITLE>Table 1—Waste Excluded From Non-Specific Sources</TTITLE>
              <BOXHD>
                <CHED H="1">Facility</CHED>
                <CHED H="1">Address</CHED>
                <CHED H="1">Waste description</CHED>
              </BOXHD>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
              <ROW>
                <ENT I="01">Phillips 66 Company, Billings Refinery (formerly ConocoPhillips Billings Refinery)</ENT>
                <ENT>Billings, Montana</ENT>
                <ENT>Residual solids from centrifuge and/or filter press processing of storm water tank sludge (F037) generated at a maximum annual rate of 200 cubic yards per year must be disposed in a lined Subtitle D landfill, licensed, permitted or otherwise authorized by a state to accept the delisted processed storm water tank sludge. The exclusion became effective March 1, 2012.<LI>For the exclusion to be valid, Phillips 66 must implement a verification testing program that meets the following Paragraphs:</LI>
                </ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>1.<E T="03">Delisting levels:</E>The constituent concentrations in a leachate extract of the waste measured in any sample must not exceed the following concentrations (mg/L TCLP): Acenaphthene-37.9; Antimony-.97; Anthracene-50; Arsenic-.301; Barium-100; Benz(a)anthracene-.25; Benzene-.5; Benzo(a)pyrene-1.1; Benzo(b)fluoranthene-8.7; Benzo(k) fluoranthene-50; Bis(2-ethylhexyl)phthalate -50; 2-Butanone -50; Cadmium-1.0; Carbon disulfide-36; Chromium- 5.0; Chrysene-25.0; Cobalt-.763; Cyanide(total)-41.2; Dibenz(a,h)anthrancene-1.16; Di-n-octyl phthalate-50; 1,4-Dioxane -36.5; Ethylbenzene-12; Fluoranthene -8.78; Fluorene-17.5; Indeno(1,2,3-cd)pyrene-27.3; Lead-5.0; Mercury-.2; m&amp;p -Cresol-10.3; Naphthalene-1.17; Nickel-48.2; o-Cresol-50; Phenanthrene-50; Phenol-50; Pyrene-15.9; Selenium -1.0; Silver-5.0; Tetrachloroethene-0.7; Toluene-26;Trichloroethene -.403; Vanadium-12.3; Xylenes (total)-22; Zinc-500.</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="43003"/>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>2.<E T="03">Verification Testing:</E>To verify that the waste does not exceed the specified delisting levels, Phillips 66 must collect and analyze two composite samples of the residual solids from the processed sludge to account for potential variability in each tank. Composite samples must be collected each time cleanout occurs and residuals are generated. Sample collection and analyses, including quality control procedures, must be performed using appropriate methods. If oil and grease comprise less than 1 percent of the waste, SW-846 Method 1311 must be used for generation of the leachate extract used in the testing for constituents of concern listed above. SW-846 Method 1330A must be used for generation of the leaching extract if oil and grease comprise 1 percent or more of the waste. SW-846 Method 9071B must be used for determination of oil and grease. SW-846 Methods 1311, 1330A, and 9071B are incorporated by reference in 40 CFR 260.11. As applicable, the SW-846 methods might include Methods 1311, 3010, 3510, 6010, 6020, 7470, 7471, 8260, 8270, 9014, 9034, 9213, and 9215. If leachate concentrations measured in samples do not exceed the levels set forth in paragraph 1, Phillips 66 can dispose of the processed sludge in a lined Subtitle D landfill which is permitted, licensed, or registered by the state of Montana or other state which is subject to Federal RCRA delisting.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>If constituent levels in any sample and any retest sample for any constituent exceed the delisting levels set in paragraph (1) Phillips 66 must do the following:</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>(A) Notify the EPA in accordance with paragraph (5) and; (B) Manage and dispose of the process residual solids as F037 hazardous waste generated under Subtitle C of RCRA.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>3.<E T="03">Changes in Operating Conditions:</E>Phillips 66 must notify the EPA in writing if the manufacturing process, the chemicals used in the manufacturing process, the treatment process, or the chemicals used in the treatment process significantly change. Phillips 66 must handle wastes generated after the process change as hazardous until it has: demonstrated that the wastes continue to meet the delisting concentrations in paragraph (1); demonstrated that no new hazardous constituents listed in appendix VIII of part 261 have been introduced; and it has received written approval from the EPA.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>4.<E T="03">Data Submittal:</E>Whenever tank cleanout is conducted Phillips 66 must verify that the residual solids from the processed storm water tank sludge meet the delisting levels in 40 CFR 261 Appendix IX Table 1, as amended by this notice. Phillips 66 must submit the verification data to U.S. EPA Region 8, 1595 Wynkoop Street, RCRA Delisting Program, Mail code 8P-HW, Denver, CO 80202. Phillips 66 must compile, summarize and maintain onsite records of tank cleanout and process operating conditions and analytical data for a period of five years.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>5.<E T="03">Reopener Language:</E>(A) If, anytime after final approval of this exclusion, Phillips 66 possesses or is otherwise made aware of any environmental data (including but not limited to leachate data or ground water monitoring data) or any other data relevant to the delisted waste indicating that any constituent identified for the delisting verification testing is at level higher than the delisting level allowed by the EPA in granting the petition, then the facility must report the data, in writing to the EPA at the address above, within 10 days of first possessing or being made aware of that data.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>(B) If Phillips 66 fails to submit the information described in paragraph (A) or if any other information is received from any source, the EPA will make a preliminary determination as to whether the reported information requires EPA action to protect human health or the environment. Further action may include suspending, or revoking the exclusion, or other appropriate response necessary to protect human health and the environment.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>(C) If the EPA determines that the reported information requires the EPA action, the EPA will notify the facility in writing of the actions the agency believes are necessary to protect human health and the environment. The notice shall include a statement of the proposed action and a statement providing the facility with an opportunity to present information as to why the proposed the EPA action is not necessary. The facility shall have 30 days from the date of the notice to present such information.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>(D) If after 30 days Phillips 66 presents no further information or after a review of any submitted information, the EPA will issue a final written determination describing the Agency actions that are necessary to protect human health or the environment. Any required action described in the EPAs determination shall become effective immediately, unless the EPA provides otherwise.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>(E) Notification Requirements: Phillips 66 must do the following before transporting the delisted waste: Failure to provide this notification will result in a violation of the delisting petition and a possible revocation of the decision.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>(1) Provide a one-time written notification to any State Regulatory Agency to which or through which it will transport the delisted waste described above for disposal, 60 days before beginning such activities.</ENT>
              </ROW>
              <ROW>
                <PRTPAGE P="43004"/>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>(2) Update the onetime written notification, if it ships the delisted waste to a different disposal facility.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
                <ENT O="xl"/>
                <ENT>(3) Failure to provide this notification will result in a violation of the delisting variance and a possible revocation of the decision.</ENT>
              </ROW>
              <ROW>
                <ENT I="22"/>
              </ROW>
              <ROW>
                <ENT I="28">*******</ENT>
              </ROW>
            </GPOTABLE>
          </APPENDIX>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17905 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Federal Emergency Management Agency</SUBAGY>
        <CFR>44 CFR Part 64</CFR>
        <DEPDOC>[Docket ID FEMA-2012-0003; Internal Agency Docket No. FEMA-8239]</DEPDOC>
        <SUBJECT>Suspension of Community Eligibility</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Emergency Management Agency, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This rule identifies communities where the sale of flood insurance has been authorized under the National Flood Insurance Program (NFIP) that are scheduled for suspension on the effective dates listed within this rule because of noncompliance with the floodplain management requirements of the program. If the Federal Emergency Management Agency (FEMA) receives documentation that the community has adopted the required floodplain management measures prior to the effective suspension date given in this rule, the suspension will not occur and a notice of this will be provided by publication in the<E T="04">Federal Register</E>on a subsequent date.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Dates:</E>The effective date of each community's scheduled suspension is the third date (“Susp.”) listed in the third column of the following tables.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>If you want to determine whether a particular community was suspended on the suspension date or for further information, contact David Stearrett, Federal Insurance and Mitigation Administration, Federal Emergency Management Agency, 500 C Street SW., Washington, DC 20472, (202) 646-2953.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The NFIP enables property owners to purchase Federal flood insurance that is not otherwise generally available from private insurers. In return, communities agree to adopt and administer local floodplain management measures aimed at protecting lives and new construction from future flooding. Section 1315 of the National Flood Insurance Act of 1968, as amended, 42 U.S.C. 4022, prohibits the sale of NFIP flood insurance unless an appropriate public body adopts adequate floodplain management measures with effective enforcement measures. The communities listed in this document no longer meet that statutory requirement for compliance with program regulations, 44 CFR part 59. Accordingly, the communities will be suspended on the effective date in the third column. As of that date, flood insurance will no longer be available in the community. We recognize that some of these communities may adopt and submit the required documentation of legally enforceable floodplain management measures after this rule is published but prior to the actual suspension date. These communities will not be suspended and will continue to be eligible for the sale of NFIP flood insurance. A notice withdrawing the suspension of such communities will be published in the<E T="04">Federal Register.</E>
        </P>
        <P>In addition, FEMA publishes a Flood Insurance Rate Map (FIRM) that identifies the Special Flood Hazard Areas (SFHAs) in these communities. The date of the FIRM, if one has been published, is indicated in the fourth column of the table. No direct Federal financial assistance (except assistance pursuant to the Robert T. Stafford Disaster Relief and Emergency Assistance Act not in connection with a flood) may be provided for construction or acquisition of buildings in identified SFHAs for communities not participating in the NFIP and identified for more than a year on FEMA's initial FIRM for the community as having flood-prone areas (section 202(a) of the Flood Disaster Protection Act of 1973, 42 U.S.C. 4106(a), as amended). This prohibition against certain types of Federal assistance becomes effective for the communities listed on the date shown in the last column. The Administrator finds that notice and public comment procedures under 5 U.S.C. 553(b), are impracticable and unnecessary because communities listed in this final rule have been adequately notified.</P>
        <P>Each community receives 6-month, 90-day, and 30-day notification letters addressed to the Chief Executive Officer stating that the community will be suspended unless the required floodplain management measures are met prior to the effective suspension date. Since these notifications were made, this final rule may take effect within less than 30 days.</P>
        <P>
          <E T="03">National Environmental Policy Act.</E>This rule is categorically excluded from the requirements of 44 CFR part 10, Environmental Considerations. No environmental impact assessment has been prepared.</P>
        <P>
          <E T="03">Regulatory Flexibility Act.</E>The Administrator has determined that this rule is exempt from the requirements of the Regulatory Flexibility Act because the National Flood Insurance Act of 1968, as amended, Section 1315, 42 U.S.C. 4022, prohibits flood insurance coverage unless an appropriate public body adopts adequate floodplain management measures with effective enforcement measures. The communities listed no longer comply with the statutory requirements, and after the effective date, flood insurance will no longer be available in the communities unless remedial action takes place.</P>
        <P>
          <E T="03">Regulatory Classification.</E>This final rule is not a significant regulatory action under the criteria of section 3(f) of Executive Order 12866 of September 30, 1993, Regulatory Planning and Review, 58 FR 51735.</P>
        <P>
          <E T="03">Executive Order 13132, Federalism.</E>This rule involves no policies that have federalism implications under Executive Order 13132.</P>
        <P>
          <E T="03">Executive Order 12988, Civil Justice Reform.</E>This rule meets the applicable standards of Executive Order 12988.</P>
        <P>
          <E T="03">Paperwork Reduction Act.</E>This rule does not involve any collection of information for purposes of the Paperwork Reduction Act, 44 U.S.C. 3501<E T="03">et seq.</E>
        </P>
        <LSTSUB>
          <PRTPAGE P="43005"/>
          <HD SOURCE="HED">List of Subjects in 44 CFR Part 64</HD>
          <P>Flood insurance, Floodplains.</P>
        </LSTSUB>
        
        <P>Accordingly, 44 CFR part 64 is amended as follows:</P>
        <REGTEXT PART="64" TITLE="44">
          <PART>
            <HD SOURCE="HED">PART 64—[AMENDED]</HD>
          </PART>
          <AMDPAR>1. The authority citation for Part 64 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>42 U.S.C. 4001<E T="03">et seq.;</E>Reorganization Plan No. 3 of 1978, 3 CFR, 1978 Comp.; p. 329; E.O. 12127, 44 FR 19367, 3 CFR, 1979 Comp.; p. 376.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="64" TITLE="44">
          <SECTION>
            <SECTNO>§ 64.6</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The tables published under the authority of § 64.6 are amended as follows:</AMDPAR>
          <GPOTABLE CDEF="s55,9,xl50,xs60,xs60" COLS="5" OPTS="L2,tp0,i1">
            <TTITLE/>
            <BOXHD>
              <CHED H="1">State and location</CHED>
              <CHED H="1">Community<LI>No.</LI>
              </CHED>
              <CHED H="1">Effective date authorization/cancellation of sale of flood insurance in community</CHED>
              <CHED H="1">Current effective<LI>map date</LI>
              </CHED>
              <CHED H="1">Date certain Federal assistance no longer available in SFHAs</CHED>
            </BOXHD>
            <ROW>
              <ENT I="21">
                <E T="02">Region III</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">Pennsylvania:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Braintrim, Township of, Wyoming County</ENT>
              <ENT>421008</ENT>
              <ENT>November 14, 1973, Emerg; May 15, 1980, Reg; August 2, 2012, Susp.</ENT>
              <ENT>Aug. 2, 2012</ENT>
              <ENT>Aug. 2, 2012.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Clinton, Township of, Wyoming County</ENT>
              <ENT>422197</ENT>
              <ENT>April 13, 1978, Emerg; July 3, 1990, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do*</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Conewago, Township of, Dauphin County</ENT>
              <ENT>422406</ENT>
              <ENT>February 10, 1981, Emerg; April 30, 1986, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Dauphin, Borough of, Dauphin County</ENT>
              <ENT>420375</ENT>
              <ENT>March 16, 1973, Emerg; April 15, 1977, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Derry, Township of, Dauphin County</ENT>
              <ENT>420376</ENT>
              <ENT>January 12, 1973, Emerg; September 30, 1977, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">East Hanover, Township of, Dauphin County</ENT>
              <ENT>420377</ENT>
              <ENT>May 7, 1973, Emerg; January 16, 1980, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Eaton, Township of, Wyoming County</ENT>
              <ENT>420909</ENT>
              <ENT>July 27, 1973, Emerg; May 1, 1980, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Elizabethville, Borough of, Dauphin County</ENT>
              <ENT>420378</ENT>
              <ENT>October 17, 1974, Emerg; June 25, 1976, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Exeter, Township of, Wyoming County</ENT>
              <ENT>420911</ENT>
              <ENT>January 19, 1973, Emerg; February 1, 1980, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Factoryville, Borough of, Wyoming County</ENT>
              <ENT>420912</ENT>
              <ENT>August 14, 1975, Emerg; January 17, 1990, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Falls, Township of, Wyoming County</ENT>
              <ENT>422198</ENT>
              <ENT>December 27, 1974, Emerg; July 3, 1990, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Forkston, Township of, Wyoming County</ENT>
              <ENT>422199</ENT>
              <ENT>October 15, 1975, Emerg; August 1, 1987, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Halifax, Borough of, Dauphin County</ENT>
              <ENT>420379</ENT>
              <ENT>January 17, 1974, Emerg; September 5, 1979, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Halifax, Township of, Dauphin County</ENT>
              <ENT>421592</ENT>
              <ENT>June 17, 1975, Emerg; November 3, 1982, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Harrisburg, City of, Dauphin County</ENT>
              <ENT>420380</ENT>
              <ENT>April 21, 1972, Emerg; May 2, 1977, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Highspire, Borough of, Dauphin County</ENT>
              <ENT>420381</ENT>
              <ENT>November 10, 1972, Emerg; April 15, 1977, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Hummelstown, Borough of, Dauphin County</ENT>
              <ENT>420382</ENT>
              <ENT>March 30, 1973, Emerg; March 15, 1977, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Jackson, Township of, Dauphin County</ENT>
              <ENT>421593</ENT>
              <ENT>February 5, 1981, Emerg; October 15, 1985, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Jefferson, Township of, Dauphin County</ENT>
              <ENT>421594</ENT>
              <ENT>February 11, 1976, Emerg; October 15, 1982, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Laceyville, Borough of, Wyoming County</ENT>
              <ENT>420913</ENT>
              <ENT>April 2, 1974, Emerg; May 15, 1980, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Lemon, Township of, Wyoming County</ENT>
              <ENT>422200</ENT>
              <ENT>July 2, 1979, Emerg; July 1, 1987, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Londonderry, Township of, Dauphin County</ENT>
              <ENT>420383</ENT>
              <ENT>March 30, 1973, Emerg; March 18, 1980, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Lower Swatara, Township of, Dauphin County</ENT>
              <ENT>420385</ENT>
              <ENT>November 3, 1972, Emerg; April 15, 1977, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Lykens, Borough of, Dauphin County</ENT>
              <ENT>420386</ENT>
              <ENT>March 9, 1973, Emerg; September 3, 1980, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Lykens, Township of, Dauphin County</ENT>
              <ENT>421595</ENT>
              <ENT>January 20, 1976, Emerg; October 15, 1985, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Mehoopany, Township of, Wyoming County</ENT>
              <ENT>422201</ENT>
              <ENT>August 21, 1975, Emerg; July 3, 1990, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Meshoppen, Borough of, Wyoming County</ENT>
              <ENT>420914</ENT>
              <ENT>July 25, 1973, Emerg; September 16, 1981, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Meshoppen, Township of, Wyoming County</ENT>
              <ENT>421009</ENT>
              <ENT>January 16, 1974, Emerg; February 15, 1980, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Middle Paxton, Township of, Dauphin County</ENT>
              <ENT>420387</ENT>
              <ENT>March 2, 1973, Emerg; August 15, 1979, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Middletown, Borough of, Dauphin County</ENT>
              <ENT>420388</ENT>
              <ENT>October 13, 1972, Emerg; December 28, 1976, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="43006"/>
              <ENT I="03">Mifflin, Township of, Dauphin County</ENT>
              <ENT>421596</ENT>
              <ENT>May 9, 1975, Emerg; June 25, 1976, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Millersburg, Borough of, Dauphin County</ENT>
              <ENT>420389</ENT>
              <ENT>May 9, 1973, Emerg; August 15, 1980, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Monroe, Township of, Wyoming County</ENT>
              <ENT>421186</ENT>
              <ENT>November 5, 1975, Emerg; July 3, 1990, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Nicholson, Borough of, Wyoming County</ENT>
              <ENT>420915</ENT>
              <ENT>March 6, 1975, Emerg; March 1, 1987, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Nicholson, Township of, Wyoming County</ENT>
              <ENT>422202</ENT>
              <ENT>December 31, 1975, Emerg; July 1, 1987, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">North Branch, Township of, Wyoming County</ENT>
              <ENT>422203</ENT>
              <ENT>September 7, 1979, Emerg; August 1, 1987, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Northmoreland, Township of, Wyoming County</ENT>
              <ENT>422204</ENT>
              <ENT>August 27, 1979, Emerg; July 1, 1987, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Noxen, Township of, Wyoming County</ENT>
              <ENT>422205</ENT>
              <ENT>September 17, 1975, Emerg; April 1, 1987, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Overfield, Township of, Wyoming County</ENT>
              <ENT>422568</ENT>
              <ENT>February 13, 1980, Emerg; June 1, 1987, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Paxtang, Borough of, Dauphin County</ENT>
              <ENT>420390</ENT>
              <ENT>February 2, 1973, Emerg; March 18, 1980, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Reed, Township of, Dauphin County</ENT>
              <ENT>420393</ENT>
              <ENT>April 4, 1973, Emerg; November 1, 1979, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Royalton, Borough of, Dauphin County</ENT>
              <ENT>420394</ENT>
              <ENT>March 16, 1973, Emerg; April 15, 1977, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Rush, Township of, Dauphin County</ENT>
              <ENT>421597</ENT>
              <ENT>March 9, 1976, Emerg; August 19, 1985, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">South Hanover, Township of, Dauphin County</ENT>
              <ENT>420395</ENT>
              <ENT>March 30, 1973, Emerg; May 2, 1977, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Susquehanna, Township of, Dauphin County</ENT>
              <ENT>420397</ENT>
              <ENT>October 29, 1971, Emerg; April 15, 1977, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Swatara, Township of, Dauphin County</ENT>
              <ENT>420398</ENT>
              <ENT>April 16, 1973, Emerg; February 3, 1982, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Tunkhannock, Borough of, Wyoming County</ENT>
              <ENT>420917</ENT>
              <ENT>April 18, 1973, Emerg; December 18, 1979, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Tunkhannock, Township of, Wyoming County</ENT>
              <ENT>422206</ENT>
              <ENT>June 9, 1975, Emerg; July 15, 1988, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Upper Paxton, Township of, Dauphin County</ENT>
              <ENT>420399</ENT>
              <ENT>April 5, 1973, Emerg; September 5, 1979, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Washington, Township of, Dauphin County</ENT>
              <ENT>421598</ENT>
              <ENT>January 20, 1976, Emerg; December 17, 1987, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Washington, Township of, Wyoming County</ENT>
              <ENT>422207</ENT>
              <ENT>August 27, 1979, Emerg; July 3, 1990, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">West Hanover, Township of, Dauphin County</ENT>
              <ENT>421600</ENT>
              <ENT>September 20, 1974, Emerg; March 18, 1980, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Wiconisco, Township of, Dauphin County</ENT>
              <ENT>421030</ENT>
              <ENT>September 26, 1973, Emerg; April 15, 1981, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Williams, Township of, Dauphin County</ENT>
              <ENT>421601</ENT>
              <ENT>September 27, 1976, Emerg; October 15, 1985, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Windham, Township of, Wyoming County</ENT>
              <ENT>422208</ENT>
              <ENT>December 30, 1975, Emerg; September 4, 1987, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Virginia:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Chilhowie, Town of, Smyth County</ENT>
              <ENT>510185</ENT>
              <ENT>January 15, 1974, Emerg; June 15, 1978, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Colonial Heights, City of, Independent City</ENT>
              <ENT>510039</ENT>
              <ENT>June 18, 1975, Emerg; September 2, 1981, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Marion, Town of, Smyth County</ENT>
              <ENT>510223</ENT>
              <ENT>October 24, 1974, Emerg; November 1, 1979, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Saltville, Town of, Smyth County</ENT>
              <ENT>510191</ENT>
              <ENT>January 15, 1974, Emerg; March 1, 1978, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Smyth County, Unincorporated Areas</ENT>
              <ENT>510184</ENT>
              <ENT>December 26, 1973, Emerg; May 15, 1980, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">West Virginia:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Elizabeth, Town of, Wirt County</ENT>
              <ENT>540212</ENT>
              <ENT>June 9, 1975, Emerg; January 17, 1991, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Wirt County, Unincorporated Areas</ENT>
              <ENT>540211</ENT>
              <ENT>January 19, 1976, Emerg; April 1, 1988, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Region V</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">Illinois:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Carbon Hill, Village of, Grundy County</ENT>
              <ENT>170257</ENT>
              <ENT>August 21, 1975, Emerg; September 4, 1985, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="43007"/>
              <ENT I="03">Channahon, Village of, Grundy County</ENT>
              <ENT>170698</ENT>
              <ENT>September 12, 1975, Emerg; February 15, 1983, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Coal City, Village of, Grundy County</ENT>
              <ENT>170258</ENT>
              <ENT>April 23, 1975, Emerg; May 25, 1978, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Diamond, Village of, Grundy County</ENT>
              <ENT>170259</ENT>
              <ENT>March 7, 1975, Emerg; May 25, 1978, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Dwight, Village of, Grundy County</ENT>
              <ENT>170423</ENT>
              <ENT>August 9, 1974, Emerg; November 1, 1990, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">East Brooklyn, Village of, Grundy County</ENT>
              <ENT>170873</ENT>
              <ENT>June 24, 1981, Emerg; July 9, 1982, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Gardner, Village of, Grundy County</ENT>
              <ENT>170261</ENT>
              <ENT>April 8, 1985, Emerg; April 8, 1985, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Grundy County, Unincorporated Areas</ENT>
              <ENT>170256</ENT>
              <ENT>June 11, 1974, Emerg; July 18, 1985, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Mazon, Village of, Grundy County</ENT>
              <ENT>170262</ENT>
              <ENT>August 12, 1975, Emerg; September 27, 1985, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Minooka, Village of, Grundy County</ENT>
              <ENT>171019</ENT>
              <ENT>N/A, Emerg; March 12, 1992, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Morris, City of, Grundy County</ENT>
              <ENT>170263</ENT>
              <ENT>July 25, 1974, Emerg; December 18, 1984, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Seneca, Village of, Grundy County</ENT>
              <ENT>170407</ENT>
              <ENT>May 9, 1975, Emerg; February 1, 1985, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">South Wilmington, Village of, Grundy County</ENT>
              <ENT>171013</ENT>
              <ENT>March 4, 1988, Emerg; March 4, 1988, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Indiana:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Boonville, City of, Warrick County</ENT>
              <ENT>180273</ENT>
              <ENT>June 25, 1982, Emerg; June 25, 1982, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Chandler, Town of, Warrick County</ENT>
              <ENT>180274</ENT>
              <ENT>April 2, 1976, Emerg; September 28, 1979, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Newburgh, Town of, Warrick County</ENT>
              <ENT>180276</ENT>
              <ENT>January 12, 1973, Emerg; May 17, 1982, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Tennyson, Town of, Warrick County</ENT>
              <ENT>180350</ENT>
              <ENT>N/A, Emerg; November 13, 2008, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Warrick County, Unincorporated Areas</ENT>
              <ENT>180418</ENT>
              <ENT>April 11, 1975, Emerg; May 17, 1982, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Region VI</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">Texas:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Mineral Wells, City of, Palo Pinto and Parker Counties</ENT>
              <ENT>480517</ENT>
              <ENT>March 3, 1972, Emerg; December 1, 1977, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Mingus, City of, Palo Pinto County</ENT>
              <ENT>480518</ENT>
              <ENT>January 28, 1998, Emerg; September 1, 2004, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Palo Pinto County, Unincorporated Areas</ENT>
              <ENT>480516</ENT>
              <ENT>November 6, 1981, Emerg; December 19, 1984, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Strawn, City of, Palo Pinto County</ENT>
              <ENT>480965</ENT>
              <ENT>May 20, 1987, Emerg; November 1, 1989, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Region VII</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">Iowa:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Fertile, City of, Worth County</ENT>
              <ENT>190301</ENT>
              <ENT>March 19, 1976, Emerg; August 4, 1987, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Hanlontown, City of, Worth County</ENT>
              <ENT>190833</ENT>
              <ENT>August 3, 2011, Emerg; N/A, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Manly, City of, Worth County</ENT>
              <ENT>190834</ENT>
              <ENT>June 15, 2001, Emerg; May 1, 2011, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Worth County, Unincorporated Areas</ENT>
              <ENT>190916</ENT>
              <ENT>August 4, 2011, Emerg; N/A, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="22">Missouri:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Aurora, City of, Lawrence County</ENT>
              <ENT>290199</ENT>
              <ENT>December 3, 1974, Emerg; September 15, 1978, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Cobalt Village, Village of, Madison County</ENT>
              <ENT>290601</ENT>
              <ENT>February 12, 1985, Emerg; July 2, 1987, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Mount Vernon, City of, Lawrence County</ENT>
              <ENT>290202</ENT>
              <ENT>April 14, 1975, Emerg; February 4, 1981, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Pierce City, City of, Lawrence County</ENT>
              <ENT>290203</ENT>
              <ENT>May 6, 1975, Emerg; December 28, 1993, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            
            <ROW>
              <ENT I="21">
                <E T="02">Region VIII</E>
              </ENT>
            </ROW>
            
            <ROW>
              <ENT I="22">Utah:</ENT>
            </ROW>
            <ROW>
              <ENT I="03">Salt Lake City, City of, Salt Lake County</ENT>
              <ENT>490105</ENT>
              <ENT>May 28, 1974, Emerg; August 1, 1983, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <ROW>
              <PRTPAGE P="43008"/>
              <ENT I="03">South Salt Lake, City of, Salt Lake County</ENT>
              <ENT>490219</ENT>
              <ENT>May 23, 1975, Emerg; December 18, 1985, Reg; August 2, 2012, Susp.</ENT>
              <ENT>......do</ENT>
              <ENT>Do.</ENT>
            </ROW>
            <TNOTE>*do = Ditto.</TNOTE>
            <TNOTE>Code for reading third column: Emerg.—Emergency; Reg.—Regular; Susp.—Suspension.</TNOTE>
          </GPOTABLE>
          <SIG>
            <DATED>Dated: July 11, 2012.</DATED>
            <NAME>David L. Miller,</NAME>
            <TITLE>Associate Administrator, Federal Insurance and Mitigation Administration, Department of Homeland Security, Federal Emergency Management Agency.</TITLE>
          </SIG>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17810 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-12-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <CFR>47 CFR Part 15</CFR>
        <DEPDOC>[ET Docket No. 10-97; FCC 12-33]</DEPDOC>
        <SUBJECT>Unlicensed Personal Communications Service Devices in the 1920-1930 MHz Band</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This document modifies the rules governing the operation of Unlicensed Personal Communications Service (UPCS) devices in the 1920-1930 MHz band (UPCS band) to promote more efficient use of the UPCS band and to facilitate the introduction of a new generation of unlicensed devices capable of supporting broadband connectivity using Digital Enhanced Cordless Telecommunications (DECT) technology.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective August 22, 2012. The incorporation by reference listed in the rule is approved by the Director of the Federal Register as of August 22, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Patrick Forster, (202) 418-7061, Policy and Rules Division, Office of Engineering and Technology, (202) 418-2290,<E T="03">Patrick.Forster@fcc.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This is a summary of the Commission's<E T="03">Report and Order,</E>ET Docket No. 10-97, adopted March 22, 2012, and released March 23, 2012, FCC 12-33. The full text of this document is available on the Commission's Internet site at<E T="03">www.fcc.gov.</E>It is also available for inspection and copying during regular business hours in the FCC Reference Center (Room CY-A257), 445 12th Street SW., Washington, DC 20554. The full text of this document also may be purchased from the Commission's duplication contractor, Best Copy and Printing Inc., Portals II, 445 12th St. SW., Room CY-B402, Washington, DC 20554; telephone (202) 488-5300; fax (202) 488-5563; email<E T="03">FCC@BCPIWEB.COM.</E>
        </P>
        <HD SOURCE="HD1">Summary of the Report and Order</HD>
        <P>1. The<E T="03">Report and Order</E>modifies part 15 of the rules governing the operation of Unlicensed Personal Communications Service (UPCS) devices in the 1920-1930 MHz band (UPCS band) to promote more efficient use of the UPCS band and to facilitate the introduction of a new generation of unlicensed devices capable of supporting broadband connectivity using Digital Enhanced Cordless Telecommunications (DECT) technology. Specifically, the Commission eliminated the least-interfered channel monitoring threshold for UPCS devices and reduced the number of duplex system access channels that a UPCS device must define and monitor from 40 to 20 channels in order to use the least-interfered channel access method. These changes will provide UPCS devices, particularly those designed to transmit with wider bandwidths but that define fewer than 40 channels, access to more usable channels (<E T="03">i.e.,</E>combined time and spectrum windows) than are permitted under the existing rules, and unleash innovative cordless broadband technologies in the UPCS band, while limiting the potential for causing interference to other devices. The Commission also modified the rules to remove outdated provisions and to make other minor updates.</P>
        <HD SOURCE="HD1">Background</HD>
        <P>2. The 1920-1930 MHz band is allocated to Fixed and Mobile services on a primary basis and is designated for use by UPCS devices on an unlicensed basis. Currently, the primary use of the 1920-1930 MHz band is for unlicensed cordless telephones that operate under part 15 of the Commission's rules. The part 15 rules provide that the 1920-1930 MHz band may be used for both asynchronous (generally data) and isochronous (generally voice) UPCS devices, with maximum and minimum emission bandwidths of 2.5 megahertz and 50 kilohertz, respectively. UPCS devices operating in the 1920-1930 MHz band may not cause harmful interference to authorized radio services and must accept any interference received.</P>
        <P>3. To facilitate the sharing of spectrum in the UPCS band, the current rules require use of a “spectrum etiquette” that specifies a process for monitoring the time and spectrum windows that a transmission is intended to occupy for signals above a defined threshold (a “listen-before-transmit” protocol). To protect UPCS devices already using particular time and spectrum windows from transmissions from another device, each UPCS device must monitor the combined time and spectrum windows that it intends to use before beginning transmissions and to defer use or find other spectrum windows if the monitored signal level is above the threshold. Transmissions may commence with the same emission bandwidth in the monitored time and spectrum windows without further monitoring if no signal greater than 30 decibels (dB) above thermal noise is detected. Alternatively, if the UPCS system defines at least 40 duplex system access channels, a UPCS device may access, if available, time and spectrum windows with the lowest signal level below a threshold of 50 dB above thermal noise (henceforth referred to as the “least-interfered channel access method”). If the initially selected combined time and spectrum windows are unavailable, the UPCS device may either monitor and select different windows or seek to use the same windows after waiting a randomly chosen amount of time between 10 and 150 milliseconds.</P>
        <P>4. On May 6, 2010, the Commission adopted a<E T="03">Notice of Proposed Rulemaking</E>(<E T="03">UPCS Band NPRM</E>) in this proceeding that proposed changes designed to allow UPCS devices to access additional usable channels. The Commission took this action in response to a petition for rulemaking filed by the DECT Forum, an industry association<PRTPAGE P="43009"/>that promotes digital cordless radio technology for short-distance voice and data applications. In the<E T="03">UPCS Band NPRM,</E>the Commission proposed to increase the least-interfered channel monitoring threshold from 50 to 65 dB above thermal noise and sought comment on whether some alternative value or elimination of the threshold would be more appropriate. The Commission also proposed to reduce the number of channels that must be defined and monitored under the least-interfered channel access method from 40 to 20 channels. It additionally sought comment on removing §§ 15.303(b) and (e), 15.307, and 15.311 regarding coordination with UTAM, Inc., since the relocation of incumbent fixed services from the UPCS band is now complete. The Commission further sought comment on a number of proposed updates to the part 15 UPCS rules regarding measurement procedures and definitions. Eight parties filed comments in response to the<E T="03">UPCS Band NPRM;</E>these parties all strongly supported the Commission's proposals. No parties filed reply comments.</P>
        <HD SOURCE="HD1">Discussion</HD>
        <P>5. The Commission decided to eliminate the 50 dB above thermal noise monitoring threshold for UPCS devices. Without this threshold, after monitoring the required minimum number of channels, UPCS devices may use available combined time and spectrum windows with the lowest signal level, rather than using only those windows with the lowest signal level below 50 dB above thermal noise. Coupled with a reduction in the number of channels from 40 to 20 that must be defined and monitored, elimination of this threshold will permit greater utilization of the UPCS band. For example, manufacturers could optimize cordless telephones for higher-density applications, such as office environments. These changes are also expected to encourage manufacturers to introduce innovative products and services using Internet protocol connectivity to combine access to broadband and telephony applications in a new generation of cordless devices.</P>
        <P>6. First, the Commission concluded that the 50 dB above thermal noise least-interfered channel monitoring threshold for UPCS devices operating in the 1920-1930 MHz band should be eliminated. Eliminating the least-interfered channel monitoring threshold will allow UPCS devices to use additional time and spectrum windows with higher signal levels, which will allow access to more usable time and spectrum windows than under the current rule, thereby increasing the flexibility for innovation, utilization, and efficiency of the UPCS band. Further, this change will not inhibit the ability of UPCS devices to access available time and spectrum windows. Moreover, eliminating, instead of just increasing the monitoring threshold, will provide manufacturers with the flexibility to produce UPCS systems that can operate with the maximum possible traffic capacity and thereby maximize the utilization of the UPCS band. The Commission agreed with commenters that a higher monitoring threshold would not result in an increase in interference due to the path-loss and propagation characteristics of existing UPCS deployments and because UPCS devices are designed to use minimal power at all times. Finally, the Commission noted that although the DECT standard, which is used in over 100 countries, including all European countries, defines an upper signal limit at which a channel is considered busy and should not be used, it has no upper power threshold on least-interfered channels, and it appears that devices are operating under rules similar to those that the Commission adopted in this proceeding without experiencing interference problems.</P>
        <P>7. Without a predetermined maximum threshold, manufacturers will also have the flexibility to select an appropriate threshold in order to prevent harmful interference to other UPCS devices. The Commission expects that UPCS devices will continue to operate using the DECT standard, which includes a listen-before-transmit protocol, and that UPCS devices will continue to monitor the desired channels to avoid causing harmful interference to other UPCS devices. Thus, they will not interfere with each other once a device is transmitting on a channel. Because UPCS devices operate at relatively low power levels, two devices would need to be within less than 1 foot of each other to impact one another. Thus, the probability of interference occurring among UPCS devices operating without a monitoring threshold or between such devices and those operating under the existing monitoring threshold will remain low. Although eliminating the maximum monitoring threshold could, in some cases, result in an increased number of UPCS devices operating simultaneously in a given location, they would be operating with relatively low peak transmitter power and out-of-band emissions limits. Thus, relatively higher-power Advanced Wireless Service and Personal Communications Service devices (either fixed or mobile) receiving in the adjacent 1915-1920 MHz and 1930-1990 MHz bands, respectively, will not experience harmful interference in such cases.</P>

        <P>8. Second, the Commission concluded that the minimum number of channels that must be defined and monitored under the least-interfered channel access method can be reduced from 40 to 20 channels without posing an additional risk of interference to adjacent band or in-band operations, nor inhibiting the ability of UPCS devices to access available channels. Reducing the required number of channels that must be defined and monitored to 20 channels will enable UPCS devices that define fewer than 40 channels (<E T="03">i.e.,</E>use wider emission bandwidths) to use the least-interfered channel access method and access additional usable channels, and thereby encourage manufacturers to produce cordless products that can provide access to broadband technologies. This action will serve the public interest by promoting increased use of the UPCS band for advanced services and allowing state-of-the-art UPCS devices that can provide higher throughputs (<E T="03">i.e.,</E>data rates) to operate under the least-interfered channel access method, thereby further improving the efficiency and utilization of the UPCS band, while maintaining equal access to the available spectrum on a shared basis for all users.</P>
        <P>9. In addition, the Commission took several actions to update the rules in other ways. It modified the part 15 UPCS rules to reflect that UPCS devices no longer need to protect fixed microwave incumbents in the 1920-1930 MHz band and are no longer coordinated by UTAM, Inc. Because the rules to transition the 1920-1930 MHz band from incumbent fixed microwave operations to UPCS use sunset in 2005, there is no longer a need for § 15.307(a) and (c)-(h), which sets forth the expired coordination requirements. Furthermore, because UPCS devices are no longer coordinated by UTAM, Inc., the definitions in § 15.303(b) and (e) that were applicable when UPCS devices were either coordinatable or non-coordinatable and the UTAM Inc.-related labeling requirement in § 15.311 are no longer necessary. Thus, the Commission eliminated §§ 15.303(b) and (e), 15.307(a) and (c) through (h), and 15.311 of the rules.</P>

        <P>10. The Commission maintained that each applicant for FCC equipment authorization of a UPCS-band device must be a participating member of UTAM, Inc. and retained the UTAM, Inc. membership requirement for UPCS-band device manufacturers in § 15.307(b). Under the relocation<PRTPAGE P="43010"/>funding plan approved by the Commission, UTAM, Inc., acting on behalf of future unlicensed PCS manufacturers in the 1910-1930 MHz band, paid to relocate or agreed to share the costs to relocate incumbent services in the band, and future band entrants would reimburse it for their share of those incurred costs. UTAM, Inc. informed the Commission that it has outstanding contractual liabilities from clearing the 1910-1930 MHz band of incumbent microwave stations. Although UTAM, Inc. expects that the cost-sharing reimbursement(s) that it will eventually receive from the Advanced Wireless Service (AWS) licensee(s) of the 1915-1920 MHz band will enable it to pay these outstanding liabilities, it must remain in existence until these liabilities are paid. UTAM, Inc. submitted that for it to remain in existence, the Commission cannot eliminate the membership requirement because membership fees are its sole source of operating revenue. UTAM, Inc. argued that if the membership requirement were eliminated, it would inequitably place the costs of maintaining UTAM, Inc. on existing members, thereby undermining the original purpose of § 15.307(b) to equitably distribute the costs of clearing the 1910-1930 MHz band across the manufacturers producing devices that operate in the band. The Commission determined that cost sharing was integral to clearing the UPCS band of incumbent services so new unlicensed devices could be introduced in the band. UTAM, Inc. made a persuasive case that it had incurred obligations, as a result of the UPCS band clearing, that have not been satisfied. The Commission concluded that, if it were to eliminate the membership requirement, there would be no mechanism to ensure that outstanding cost sharing obligations are satisfied. The<E T="03">UPCS Band NPRM</E>proposed no alternative that would equitability distribute these obligations among all manufacturers of equipment in the band, including those who would introduce new products in the band in the future. For these reasons, the Commission decided to maintain the UTAM, Inc. membership requirement for UPCS-band device manufacturers contained in Section 15.307(b).</P>

        <P>11. The Commission also corrected the part 15 UPCS rules to make them consistent with previous Commission decisions affecting these rules. Specifically, it removed the definition in § 15.303(i) that was applicable when asynchronous and isochronous operations were in separate sub-bands; amended § 15.319 to specifically state that both asynchronous and isochronous operations are permitted in the 1920-1930 MHz band, consistent with the decision in the<E T="03">AWS Sixth R&amp;O;</E>revised § 15.323 to correct a typographical error in the second sentence of paragraph (a) and corrected paragraphs (d) and (e) to reference “bands” instead of “sub-bands.” In addition, the Commission amended §§ 15.31(a)(2) and 15.38(b)(12) of the rules to reference the latest version of the ANSI C63.17-2006 standard by which UPCS devices must be measured for compliance with the requirements in part 15 Subpart D of the rules.</P>
        <P>12. To help ensure that the UPCS device rules continue to reflect the most appropriate industry standards, the Commission delegated to the Chief, Office of Engineering and Technology (OET), the authority to approve for use new versions of the ANSI C63.17 standard for methods of measurement of the electromagnetic and operational compatibility of UPCS devices to the extent that the changes do not raise major compliance issues. At the same time, the Commission recognized the necessity to provide opportunity for notice and comment on any changes or modifications that could affect compliance with our regulations. Therefore, in cases where major changes have been made in this standard that could affect compliance, the Commission will initiate an appropriate rulemaking proceeding to consider adoption of updated versions of the ANSI C63.17 standard.</P>
        <HD SOURCE="HD1">Final Regulatory Flexibility Analysis</HD>
        <P>13. As required by the Regulatory Flexibility Act of 1980, as amended (RFA),<SU>1</SU>

          <FTREF/>an Initial Regulatory Flexibility Analysis (IRFA) was incorporated in the<E T="03">Notice of Proposed Rulemaking</E>(Unlicensed Personal Communications Service (<E T="03">UPCS</E>)<E T="03">Band NPRM</E>) in ET Docket No. 10-97.<SU>2</SU>

          <FTREF/>The Commission sought written public comment on the proposals in the<E T="03">UPCS Band NPRM,</E>including comment on the IRFA. This present Final Regulatory Flexibility Analysis (FRFA) conforms to the RFA.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>
            <E T="03">See</E>5 U.S.C. 603. The RFA,<E T="03">see</E>5 U.S.C. 601—612, has been amended by the Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA), Public Law 104-121, Title II, 110 Stat. 857 (1996).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>
            <E T="03">See</E>Amendment of Part 15 of the Commission's Rules Regarding Unlicensed Personal Communications Service Devices in the 1920-1930 MHz Band, ET Docket No. 10-97, RM-11485,<E T="03">Notice of Proposed Rulemaking,</E>25 FCC Rcd 5118, 5132-36 (2010) (<E T="03">UPCS Band NPRM</E>).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See</E>5 U.S.C. 604.</P>
        </FTNT>
        <HD SOURCE="HD2">A. Need for, and Objectives of, the Report and Order</HD>
        <P>14. In this<E T="03">Report and Order,</E>the Commission took steps to improve the operation of unlicensed Personal Communications Services (UPCS) devices operating in the 1920-1930 MHz band (known as the UPCS band), while limiting the potential for in-band and adjacent-band interference and maintaining equal access to the available spectrum on a shared basis for all users.</P>
        <P>15. In this<E T="03">Report and Order,</E>the objectives of the Commission were to improve the utilization of the UPCS band by allowing access to additional usable time and spectrum windows whose use is restricted under the current rules, to reduce infrastructure costs through allowing a greater density of UPCS devices to be used with fewer base stations, and to allow UPCS devices that use wider bandwidth channels, but define and monitor fewer than 40 channels, to use the UPCS least-interfered channel access method and access additional usable time and spectrum windows. Specifically, the Commission eliminated the 50 dB above thermal noise signal threshold that UPCS devices must monitor when using the least-interfered channel access method. Under this method, UPCS devices would survey the required minimum number of channels and use the combined time and spectrum windows with the lowest signal level, instead of using only the windows with the lowest signal level below 50 dB above thermal noise. The Commission also reduced from 40 to 20 channels the number of channels a UPCS device must define and monitor in order to use the least-interfered channel access method. In addition, this<E T="03">Report and Order</E>updated the part 15 UPCS rules to reflect that UPCS devices no longer need to protect incumbent fixed microwave radio stations in the 1920-1930 MHz band and are no longer coordinated by UTAM, Inc., and to make them consistent with previous changes to the rules.</P>
        <HD SOURCE="HD2">B. Summary of Significant Issues Raised by Public Comments in Response to the IRFA</HD>
        <P>16. No public comments were received in response to the IRFA in the UPCS Band NPRM.</P>
        <HD SOURCE="HD2">C. Description and Estimate of the Number of Small Entities to Which the Rule Will Apply</HD>

        <P>17. The RFA directs agencies to provide a description of and, where feasible, an estimate of the number of<PRTPAGE P="43011"/>small entities that may be affected by the proposed rules, if adopted.<SU>4</SU>
          <FTREF/>The RFA generally defines the term “small entity” as having the same meaning as the terms “small business,” “small organization,” and “small governmental jurisdiction.” In addition, the term “small business” has the same meaning as the term “small business concern” under the Small Business Act.<SU>5</SU>
          <FTREF/>A small business concern is one which: (1) Is independently owned and operated; (2) is not dominant in its field of operation; and (3) satisfies any additional criteria established by the SBA.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">Id.</E>at 603(b)(3).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>5 U.S.C. 601(3) (incorporating by reference the definition of “small business concern” in 15 U.S.C. 632). Pursuant to the RFA, the statutory definition of a small business applies “unless an agency, after consultation with the Office of Advocacy of the Small Business Administration and after opportunity for public comment, establishes one or more definitions of such term which are appropriate to the activities of the agency and publishes such definition(s) in the<E T="04">Federal Register</E>.” 5 U.S.C. 601(3).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>Small Business Act, 15 U.S.C. 632 (1996).</P>
        </FTNT>
        <P>18. Nationwide, there are a total of approximately 27.5 million small businesses, according to the SBA.<SU>7</SU>
          <FTREF/>A “small organization” is generally “any not-for-profit enterprise which is independently owned and operated and is not dominant in its field.”<SU>8</SU>
          <FTREF/>Nationwide, as of 2002, there were approximately 1.6 million small organizations.<SU>9</SU>
          <FTREF/>The term “small governmental jurisdiction” is defined generally as “governments of cities, towns, townships, villages, school districts, or special districts, with a population of less than fifty thousand.”<SU>10</SU>
          <FTREF/>Census Bureau data for 2002 indicate that there were 87,525 local governmental jurisdictions in the United States.<SU>11</SU>
          <FTREF/>The Commission estimates that, of this total, 84,377 entities were “small governmental jurisdictions.”<SU>12</SU>
          <FTREF/>Thus, the Commission estimates that most governmental jurisdictions are small.</P>
        <FTNT>
          <P>
            <SU>7</SU>
            <E T="03">See</E>SBA, Office of Advocacy, “Frequently Asked Questions,”<E T="03">http://www.sba.gov/advo/stats/sbfaq.pdf</E>(accessed Dec. 2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>8</SU>5 U.S.C. 601(4).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>9</SU>Independent Sector, The New Nonprofit Almanac &amp; Desk Reference (2002).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>5 U.S.C. 601(5).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>11</SU>U.S. Census Bureau, Statistical Abstract of the United States: 2006, Section 8, page 272, Table 415.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>12</SU>The Commission assumes that the villages, school districts, and special districts are small, and total 48,558.<E T="03">See</E>U.S. Census Bureau, Statistical Abstract of the United States: 2006, section 8, page 273, Table 417. For 2002, Census Bureau data indicate that the total number of county, municipal, and township governments nationwide was 38,967, of which 35,819 were small.<E T="03">Id.</E>
          </P>
        </FTNT>
        <P>19. The changes adopted in this Report and Order affect fixed service (FS) stations licensed under part 101 of our rules, UPCS stations, as well as wireless equipment manufacturers and frequency coordinators.</P>
        <P>
          <E T="03">Fixed Microwave Services.</E>Fixed microwave services include common carrier,<SU>13</SU>
          <FTREF/>private operational-fixed,<SU>14</SU>
          <FTREF/>and broadcast auxiliary radio services.<SU>15</SU>
          <FTREF/>At present, there are approximately 22,015 common carrier fixed licensees and 61,670 private operational-fixed licensees and broadcast auxiliary radio licensees in the microwave services. The Commission has not created a size standard for a small business specifically with respect to fixed microwave services. For purposes of this analysis, the Commission uses the SBA small business size standard for the category Wireless Telecommunications Carriers (except Satellite), which is 1,500 or fewer employees.<SU>16</SU>
          <FTREF/>The Commission does not have data specifying the number of these licensees that have no more than 1,500 employees, and thus are unable at this time to estimate with greater precision the number of fixed microwave service licensees that would qualify as small business concerns under the SBA's small business size standard. Consequently, the Commission estimates that there are 22,015 or fewer common carrier fixed licensees and 61,670 or fewer private operational-fixed licensees and broadcast auxiliary radio licensees in the microwave services that may be small and may be affected by the rules and policies proposed herein. The Commission notes, however, that the common carrier microwave fixed licensee category includes some large entities.</P>
        <FTNT>
          <P>
            <SU>13</SU>
            <E T="03">See</E>47 CFR part 101<E T="03">et seq.</E>for common carrier fixed microwave services (except Multipoint Distribution Service).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>14</SU>Persons eligible under parts 80 and 90 of the Commission's Rules can use Private Operational-Fixed Microwave services.<E T="03">See</E>47 CFR parts 80 and 90. Stations in this service are called operational-fixed to distinguish them from common carrier and public fixed stations. Only the licensee may use the operational-fixed station, and only for communications related to the licensee's commercial, industrial, or safety operations.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>15</SU>Auxiliary Microwave Service is governed by part 74 of Title 47 of the Commission's Rules.<E T="03">See</E>47 CFR part 74. This service is available to licensees of broadcast stations and to broadcast and cable network entities. Broadcast auxiliary microwave stations are used for relaying broadcast television signals from the studio to the transmitter, or between two points such as a main studio and an auxiliary studio. The service also includes mobile television pickups, which relay signals from a remote location back to the studio.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>16</SU>13 CFR 121.201, NAICS code 517210.</P>
        </FTNT>
        <P>
          <E T="03">Unlicensed Personal Communications Services.</E>As its name indicates, UPCS is not a licensed service. UPCS consists of intentional radiators operating in the frequency band 1920-1930 MHz that provide a wide array of mobile and ancillary fixed communication services to individuals and businesses. The<E T="03">Report and Order</E>affects UPCS operations in the 1920-1930 MHz band; operations in those frequencies are given flexibility to deploy both voice and data-based services. There is no accurate source for the number of operators in the UPCS. Since 2007, the Census Bureau has placed wireless firms within the new, broad, economic census category Wireless Telecommunications Carriers (except Satellite).<SU>17</SU>
          <FTREF/>Prior to that time, such firms were within the now-superseded category of “Paging” and “Cellular and Other Wireless Telecommunications.”<SU>18</SU>
          <FTREF/>Under the present and prior categories, the SBA has deemed a wireless business to be small if it has 1,500 or fewer employees.<SU>19</SU>
          <FTREF/>Census data for 2007, which supersede data contained in the 2002 Census, show that there were 1,383 firms that operated that year.<SU>20</SU>
          <FTREF/>Of those 1,383, 1,368 had fewer than 100 employees, and 15 firms had more than 100 employees. Thus, under this category and the associated small business size standard, the majority of firms can be considered small.</P>
        <FTNT>
          <P>

            <SU>17</SU>U.S. Census Bureau, 2007 NAICS Definitions, “517210 Wireless Telecommunications Categories (Except Satellite)”;<E T="03">http://www.census.gov/naics/2007/def/ND517210.HTM#N517210.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>

            <SU>18</SU>U.S. Census Bureau, 2002 NAICS Definitions, “517211 Paging”;<E T="03">http://www.census.gov/epcd/naics02/def/NDEF517.HTM.;</E>U.S. Census Bureau, 2002 NAICS Definitions, “517212 Cellular and Other Wireless Telecommunications”;<E T="03">http://www.census.gov/epcd/naics02/def/NDEF517.HTM.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>19</SU>13 CFR 121.201, NAICS code 517210 (2007 NAICS). The now-superseded, pre-2007 CFR citations were 13 CFR 121.201, NAICS codes 517211 and 517212 (referring to the 2002 NAICS).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>20</SU>U.S. Census Bureau, 2007 Economic Census, Sector 51, 2007 NAICS code 517210 (rel. Oct. 20, 2009),<E T="03">http://factfinder.census.gov/servlet/IBQTable?_bm=y&amp;-geo_id=&amp;-fds_name=EC0700A1&amp;-_skip=700&amp;-ds_name=EC0751SSSZ5&amp;-_lang=en.</E>
          </P>
        </FTNT>
        <P>
          <E T="03">Wireless Equipment Manufacturers.</E>The industry comprises businesses primarily engaged in manufacturing radios and television broadcast and wireless communications equipment. Examples of products made by these establishments are: transmitting and receiving antennas, cable television equipment, GPS equipment, pagers, cellular phones, mobile communications equipment, and radio and television studio and broadcasting equipment.<SU>21</SU>
          <FTREF/>In this category, the SBA has deemed a business manufacturing radio and television broadcasting equipment, wireless telecommunications equipment, or both, to be small if it has fewer than 750 employees.<SU>22</SU>
          <FTREF/>For this category of<PRTPAGE P="43012"/>manufacturing, Census data for 2007 show that there were 919 firms that operated that year. Of those establishments, 531 had between 1 and 19 employees; 240 had between 20 and 99 employees; and 148 had more than 100 employees.<SU>23</SU>
          <FTREF/>Since 771 establishments had less than 100 employees, and since only 148 had more than 100 employees, the vast majority of manufacturers in this category would be considered small under applicable standards.</P>
        <FTNT>
          <P>
            <SU>21</SU>
            <E T="03">http://www.census.gov/econ/industry/def/d334220.htm.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>22</SU>13 CFR 121.201, NAICS Code 334220.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>23</SU>
            <E T="03">http://factfinder.census.gov/servlet/IBQTable?_bm=y&amp;-geo_id=&amp;-_skip=300&amp;-ds_name=EC0731I1&amp;-_lang=en.</E>
          </P>
        </FTNT>
        <P>
          <E T="03">Frequency Coordinators.</E>Neither the Commission nor the SBA has developed a small business size standard specifically applicable to spectrum frequency coordinators. Since 2007, the Census Bureau has placed wireless firms within the new, broad, economic census category Wireless Telecommunications Carriers (except Satellite).<SU>24</SU>

          <FTREF/>Prior to that time, such firms were within the now-superseded category of “Paging” and “Cellular and Other Wireless Telecommunications.”<E T="03"/>
          <SU>25</SU>
          <FTREF/>Under the present and prior categories, the SBA has deemed a wireless business to be small if it has 1,500 or fewer employees.<SU>26</SU>
          <FTREF/>Census data for 2007, which supersede data contained in the 2002 Census, show that there were 1,383 firms that operated that year.<SU>27</SU>
          <FTREF/>Of those 1,383, 1,368 had fewer than 100 employees, and 15 firms had more than 100 employees. Thus, under this category and the associated small business size standard, the majority of firms can be considered small.</P>
        <FTNT>
          <P>

            <SU>24</SU>U.S. Census Bureau, 2007 NAICS Definitions, “517210 Wireless Telecommunications Categories (Except Satellite)”;<E T="03">http://www.census.gov/naics/2007/def/ND517210.HTM#N517210.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>

            <SU>25</SU>U.S. Census Bureau, 2002 NAICS Definitions, “517211 Paging”;<E T="03">http://www.census.gov/epcd/naics02/def/NDEF517.HTM;</E>U.S. Census Bureau, 2002 NAICS Definitions, “517212 Cellular and Other Wireless Telecommunications”;<E T="03">http://www.census.gov/epcd/naics02/def/NDEF517.HTM.</E>
          </P>
        </FTNT>
        <FTNT>
          <P>
            <SU>26</SU>13 CFR 121.201, NAICS code 517210 (2007 NAICS). The now-superseded, pre-2007 CFR citations were 13 CFR 121.201, NAICS codes 517211 and 517212 (referring to the 2002 NAICS).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>27</SU>U.S. Census Bureau, 2007 Economic Census, Sector 51, 2007 NAICS code 517210 (rel. Oct. 20, 2009),<E T="03">http://factfinder.census.gov/servlet/IBQTable?_bm=y&amp;-geo_id=&amp;-fds_name=EC0700A1&amp;-_skip=700&amp;-ds_name=EC0751SSSZ5&amp;-_lang=en.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD2">D. Description of Projected Reporting, Recordkeeping, and Other Compliance Requirements for Small Entities</HD>
        <P>20. This<E T="03">Report and Order</E>allows additional flexibility for UPCS devices operating in the 1920-1930 MHz band by eliminating the signal threshold that a UPCS device must monitor when using the least-interfered channel access method. In addition, the<E T="03">Report and Order</E>reduces from 40 to 20 channels the number of channels that a UPCS device must define and monitor to use the least-interfered channel access method. This item does not contain any new reporting or recordkeeping requirements.</P>
        <HD SOURCE="HD2">E. Steps Taken To Minimize Significant Economic Impact on Small Entities, and Significant Alternatives Considered</HD>
        <P>21. The RFA requires an agency to describe any significant alternatives that it has considered in reaching its proposed approach, which may include the following four alternatives (among others): (1) the establishment of differing compliance or reporting requirements or timetables that take into account the resources available to small entities; (2) the clarification, consolidation, or simplification of compliance or reporting requirements under the rule for small entities; (3) the use of performance, rather than design, standards; and (4) an exemption from coverage of the rule, or any part thereof, for small entities.<SU>28</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>28</SU>5 U.S.C. 603(c).</P>
        </FTNT>
        <P>22. The Commission's principal objective in this proceeding was to increase the efficiency and utilization of the UPCS band. By eliminating the signal threshold that a UPCS device must monitor under the least-interfered channel access method, we allow UPCS devices to access additional usable combined time and spectrum windows in the 1920-1930 MHz band that are restricted from use under the current rules. The Commission's decision to reduce from 40 to 20 channels the number of channels a UPCS device must define and monitor to use the least-interfered channel access method will enable UPCS devices that can provide advanced cordless technologies and higher data rates to use the least-interfered channel access method and access additional usable time and spectrum windows, if available. Together, these changes will increase the utilization and efficiency of the UPCS band and promote the introduction of innovative products and services using Internet protocol connectivity to combine access to broadband and telephony applications in a new generation of cordless devices. Elimination of the least-interfered channel monitoring threshold will also allow manufacturers to design their devices based on density of devices, rather than range, depending on the needs of users, thereby allowing more UPCS devices to operate within close proximity to one another, which will reduce the infrastructure costs for a UPCS system. Finally, the Commission's decision to eliminate rather than just increase the least-interfered channel monitoring threshold will provide manufacturers with the flexibility to produce UPCS systems that can operate with the maximum possible traffic capacity, which will maximize the utilization of the UPCS band.</P>
        <P>23.<E T="03">Report to Congress:</E>The Commission will send a copy of the<E T="03">Report and Order,</E>including this FRFA, in a report to be sent to Congress pursuant to the Congressional Review Act.<SU>29</SU>
          <FTREF/>In addition, the Commission will send a copy of the<E T="03">Report and Order,</E>including this FRFA, to the Chief Counsel for Advocacy of the SBA.</P>
        <FTNT>
          <P>
            <SU>29</SU>
            <E T="03">See</E>5 U.S.C. 801(a)(1)(A).</P>
        </FTNT>
        <HD SOURCE="HD1">Paperwork Reduction Analysis</HD>
        <P>24. This document does not contain new or modified information collection requirements subject to the Paperwork Reduction Act of 1995 (PRA), Public Law 104-13.</P>
        <HD SOURCE="HD1">Congressional Review Act</HD>
        <P>25. The Commission will send a copy of this<E T="03">Report and Order,</E>in a report to be sent to Congress and the Government Accountability Office pursuant to the Congressional Review Act,<E T="03">see</E>5 U.S.C. 801(a)(1)(A).</P>
        <HD SOURCE="HD1">Ordering Clauses</HD>

        <P>26. Pursuant to Sections 4(i), 302, 303(e), 303(f), and 307 of the Communications Act of 1934, as amended, 47 U.S.C. §§ 154(i), 302a, 303(e), 303(f), and 307, that this<E T="03">Report and Order</E>in ET Docket No. 10-97 is hereby<E T="03">adopted,</E>and Part 15 of the Commission's rules IS<E T="03">amended</E>as set forth in Final Rules effective August 22, 2012.</P>

        <P>27. The Chief, Office of Engineering and Technology (OET), is<E T="03">delegated authority</E>to approve for use new versions of the ANSI C63.17 standard for methods of measurement of UPCS devices to the extent that the changes do not raise major compliance issues.</P>

        <P>28. The Consumer and Governmental Affairs Bureau, Reference Information Center,<E T="03">shall send</E>a copy of this<E T="03">Report and Order,</E>including the Final Regulatory Flexibility Certification, to the Chief Counsel for Advocacy of the Small Business Administration.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 47 CFR Part 15</HD>
          <P>Communications equipment, Incorporation by reference, Radio, Reporting and recordkeeping.</P>
        </LSTSUB>
        <SIG>
          <PRTPAGE P="43013"/>
          <FP>Federal Communications Commission.</FP>
          
          <NAME>Sheryl D. Todd,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
        <HD SOURCE="HD1">Final Rules</HD>
        <P>For the reasons discussed in the preamble, the Federal Communications Commission amends 47 CFR part 15 to read as follows:</P>
        <REGTEXT PART="15" TITLE="47">
          <PART>
            <HD SOURCE="HED">PART 15—RADIO FREQUENCY DEVICES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 15 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>47 U.S.C. 154, 302a, 303, 304, 307, 336, and 544a.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="15" TITLE="47">
          <AMDPAR>2. Section 15.31 is amended by revising paragraph (a)(2) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 15.31</SECTNO>
            <SUBJECT>Measurement standards.</SUBJECT>
            <P>(a) * * *</P>
            <P>(2) Unlicensed Personal Communication Service (UPCS) devices are to be measured for compliance using ANSI C63.17-2006 (incorporated by reference, see § 15.38).</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="15" TITLE="47">
          <AMDPAR>3. Section 15.38 is revised to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 15.38</SECTNO>
            <SUBJECT>Incorporation by reference.</SUBJECT>

            <P>(a) The materials listed in this section are incorporated by reference in this part. These incorporations by reference were approved by the Director of the Federal Register in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. These materials are incorporated as they exist on the date of the approval, and notice of any change in these materials will be published in the<E T="04">Federal Register</E>. The materials are available for purchase at the corresponding addresses as noted, and all are available for inspection at the Federal Communications Commission, 445 12th St. SW., Reference Information Center, Room CY-A257, Washington, DC 20554, (202) 418-0270, and at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call (202) 741-6030, or go to:<E T="03">http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.</E>
            </P>

            <P>(b) The following documents are available from the following address: American National Standards Institute (ANSI), 25 West 43rd Street, 4th Floor, New York, NY 10036, (212) 642-4900,or at<E T="03">http://webstore.ansi.org/ansidocstore/default.asp;</E>
            </P>
            <P>(1) ANSI C63.4-2003: “Methods of Measurement of Radio-Noise Emissions from Low-Voltage Electrical and Electronic Equipment in the Range of 9 kHz to 40 GHz,” 2003, IBR approved for § 15.31, except for sections 4.1, 5.2, 5.7, 9 and 14.</P>
            <P>(2) ANSI C63.17-2006: “Methods of Measurement of the Electromagnetic and Operational Compatibility of Unlicensed Personal Communications Services (UPCS) Devices”, approved June 28 2006, IBR approved for § 15.31.</P>
            <P>(3) Third Edition of the International Special Committee on Radio Interference (CISPR), Pub. 22, “Information Technology Equipment—Radio Disturbance Characteristics—Limits and Methods of Measurement,” 1997, IBR approved for § 15.109.</P>

            <P>(c) The following documents are available from the following address: Cable Television Laboratories, Inc., 858 Coal Creek Circle, Louisville, Colorado, 80027,<E T="03">http://www.cablelabs.com/opencable/udcp,</E>(303) 661-9100;</P>
            <P>(1) M-UDCP-PICS-I04-080225, “Uni-Directional Cable Product Supporting M-Card: Multiple Profiles; Conformance Checklist: PICS,” February 25, 2008, IBR approved for § 15.123(c).</P>
            <P>(2) TP-ATP-M-UDCP-I05-20080304, “Uni-Directional Digital Cable Products Supporting M-Card; M-UDCP Device Acceptance Test Plan,” March 4, 2008, IBR approved for § 15.123(c).</P>

            <P>(d) The following documents are available from the following address: Consumer Electronics Association, 1919 S. Eads St., Arlington; VA 22202,<E T="03">http://www.ce.org/Standards/Standard-Listings.aspx,</E>(703) 907-7634.</P>
            <P>(1) CEA-542-B: “CEA Standard: Cable Television Channel Identification Plan,” July 2003, IBR approved for § 15.118.</P>
            <P>(2) CEA-766-A: “U.S. and Canadian Region Rating Tables (RRT) and Content Advisory Descriptors for Transport of Content Advisory Information using ATSC A/65-A Program and System Information Protocol (PSIP),” April 2001, IBR approved for § 15.120.</P>
            <P>(3) Uni-Dir-PICS-I01-030903: “Uni-Directional Receiving Device: Conformance Checklist: PICS Proforma,” September 3, 2003, IBR approved for § 15.123(c).</P>
            <P>(4) Uni-Dir-ATP-I02-040225: “Uni-Directional Receiving Device, Acceptance Test Plan,” February 25, 2004, IBR approved for § 15.123(c).</P>

            <P>(e) The following documents are available from the following address: Global Engineering Documents, 15 Inverness Way East, Englewood, CO 80112, (800) 854-7179, or at<E T="03">http://global.ihs.com;</E>
            </P>
            <P>(1) EIA-608: “Recommended Practice for Line 21 Data Service,” 1994, IBR approved for § 15.120.</P>
            <P>(2) EIA-744: “Transport of Content Advisory Information Using Extended Data Service (XDS),” 1997, IBR approved for § 15.120.</P>

            <P>(f) The following documents are available from the following addresses: Society of Cable Telecommunications Engineers (SCTE) c/o Global Engineering Documents, 15 Inverness Way East, Englewood, Colorado 80112 or the American National Standards Institute, 25 West 43rd Street, Fourth Floor, New York, NY 10036 or at<E T="03">http://www.scte.org/standards/index.cfm;</E>
            </P>
            <P>(1) SCTE 28 2003 (formerly DVS 295): “Host-POD Interface Standard,” 2003, IBR approved for § 15.123.</P>
            <P>(2) SCTE 40 2003 (formerly DVS 313): “Digital Cable Network Interface Standard,” 2003, IBR approved for § 15.123.</P>
            <P>(3) SCTE 41 2003 (formerly DVS 301): “POD Copy Protection System,” 2003, IBR approved for § 15.123.</P>
            <P>(4) ANSI/SCTE 54 2003 (formerly DVS 241): “Digital Video Service Multiplex and Transport System Standard for Cable Television,” 2003, IBR approved for § 15.123.</P>
            <P>(5) ANSI/SCTE 65 2002 (formerly DVS 234): “Service Information Delivered Out-of-Band for Digital Cable Television,” 2002, IBR approved for § 15.123.</P>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="15" TITLE="47">
          <SECTION>
            <SECTNO>§ 15.303</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>4. Section 15.303 is amended by removing paragraphs (b), (e), (i), and removing the paragraph designations from the remaining paragraphs.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="15" TITLE="47">
          <SECTION>
            <SECTNO>§ 15.307</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>5. Section 15.307 is amended by removing paragraphs (a) and (c) through (h), and removing the paragraph designation from paragraph (b).</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="15" TITLE="47">
          <SECTION>
            <SECTNO>§ 15.311</SECTNO>
            <SUBJECT>[Removed]</SUBJECT>
          </SECTION>
          <AMDPAR>6. Section 15.311 is removed from subpart D.</AMDPAR>
        </REGTEXT>
        <REGTEXT PART="15" TITLE="47">
          <AMDPAR>7. Section 15.319 is amended by revising paragraph (b) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 15.319</SECTNO>
            <SUBJECT>General technical requirements.</SUBJECT>
            <STARS/>
            <P>(b) All transmissions must use only digital modulation techniques. Both asynchronous and isochronous operations are permitted within the 1920-1930 MHz band.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="15" TITLE="47">
          <AMDPAR>8. Section 15.323 is amended by revising the section heading, and paragraphs (a), (c)(5), (d), and (e) to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 15.323</SECTNO>
            <SUBJECT>Specific requirements for devices operating in the 1920-1930 MHz band.</SUBJECT>

            <P>(a) Operation shall be contained within the 1920-1930 MHz band. The emission bandwidth shall be less than<PRTPAGE P="43014"/>2.5 MHz. The power level shall be as specified in § 15.319(c), but in no event shall the emission bandwidth be less than 50 kHz.</P>
            <STARS/>
            <P>(c) * * *</P>
            <P>(5) If access to spectrum is not available as determined by the above, and a minimum of 20 duplex system access channels are defined for the system, the time and spectrum windows with the lowest power level may be accessed. A device utilizing the provisions of this paragraph must have monitored all access channels defined for its system within the last 10 seconds and must verify, within the 20 milliseconds (40 milliseconds for devices designed to use a 20 milliseconds frame period) immediately preceding actual channel access that the detected power of the selected time and spectrum windows is no higher than the previously detected value. The power measurement resolution for this comparison must be accurate to within 6 dB. No device or group of co-operating devices located within 1 meter of each other shall during any frame period occupy more than 6 MHz of aggregate bandwidth, or alternatively, more than one third of the time and spectrum windows defined by the system.</P>
            <STARS/>
            <P>(d) Emissions outside the band shall be attenuated below a reference power of 112 milliwatts as follows: 30 dB between the band and 1.25 MHz above or below the band; 50 dB between 1.25 and 2.5 MHz above or below the band; and 60 dB at 2.5 MHz or greater above or below the band. Emissions inside the band must comply with the following emission mask: In the bands between 1B and 2B measured from the center of the emission bandwidth the total power emitted by the device shall be at least 30 dB below the transmit power permitted for that device; in the bands between 2B and 3B measured from the center of the emission bandwidth the total power emitted by an intentional radiator shall be at least 50 dB below the transmit power permitted for that radiator; in the bands between 3B and the band edge the total power emitted by an intentional radiator in the measurement bandwidth shall be at least 60 dB below the transmit power permitted for that radiator. B” is defined as the emission bandwidth of the device in hertz. Compliance with the emission limits is based on the use of measurement instrumentation employing peak detector function with an instrument resolution bandwidth approximately equal to 1.0 percent of the emission bandwidth of the device under measurement.</P>
            <P>(e) The frame period (a set of consecutive time slots in which the position of each time slot can be identified by reference to a synchronizing source) of an intentional radiator operating in this band shall be 20 milliseconds or 10 milliseconds/X where X is a positive whole number. Each device that implements time division for the purposes of maintaining a duplex connection on a given frequency carrier shall maintain a frame repetition rate with a frequency stability of at least 50 parts per million (ppm). Each device which further divides access in time in order to support multiple communication links on a given frequency carrier shall maintain a frame repetition rate with a frequency stability of at least 10 ppm. The jitter (time-related, abrupt, spurious variations in the duration of the frame interval) introduced at the two ends of such a communication link shall not exceed 25 microseconds for any two consecutive transmissions. Transmissions shall be continuous in every time and spectrum window during the frame period defined for the device.</P>
            <STARS/>
          </SECTION>
        </REGTEXT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17793 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </RULE>
  </RULES>
  <VOL>77</VOL>
  <NO>141</NO>
  <DATE>Monday, July 23, 2012</DATE>
  <UNITNAME>Proposed Rules</UNITNAME>
  <PRORULES>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="43015"/>
        <AGENCY TYPE="F">DEPARTMENT OF ENERGY</AGENCY>
        <CFR>10 CFR Part 431</CFR>
        <DEPDOC>[Docket No. EERE-2010-BT-STD-0027]</DEPDOC>
        <RIN>RIN 1904-AC28</RIN>
        <SUBJECT>Energy Conservation Standards for Commercial and Industrial Electric Motors: Public Meeting and Availability of the Preliminary Technical Support Document</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of Energy Efficiency and Renewable Energy, Department of Energy.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of public meeting and availability of preliminary technical support document.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The U.S. Department of Energy (DOE or Department) will hold a public meeting to discuss and receive comments on the following: the equipment classes DOE plans to analyze for the purpose of amending energy conservation standards for certain commercial and industrial electric motors under section 342(b) of the Energy Policy and Conservation Act (EPCA), as amended; the analytical framework, models, and tools that DOE plans to use to evaluate standards for this type of equipment; the results of preliminary analyses performed by DOE for this equipment; and the potential energy conservation standard levels derived from these analyses, which DOE may consider for this equipment. DOE also encourages interested parties to submit written comments on these subjects. To inform interested parties and facilitate the public meeting and comment process, DOE has prepared an agenda, a preliminary technical support document (TSD), and briefing materials, which are available at:<E T="03">http://www1.eere.energy.gov/buildings/appliance_standards/commercial/electric_motors.html</E>
          </P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>The Department will hold a public meeting on Tuesday, August 21, 2012, from 9:00 a.m. to 4:00 p.m. in Washington, DC. Any person requesting to speak at the public meeting should submit such request, along with an electronic copy of the statement to be given at the public meeting, before 4:00 p.m., Tuesday, August 7, 2012. Written comments are welcome, especially following the public meeting, and should be submitted by September 7, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The public meeting will be held at the U.S. Department of Energy, Forrestal Building, Room 8E-089, 1000 Independence Avenue SW., Washington, DC 20585-0121. Please note that foreign nationals participating in the public meeting are subject to advance security screening procedures. If a foreign national wishes to participate in the public meeting, please contact Ms. Brenda Edwards, at (202) 586-2945, not later than August 7, 2012, to provide sufficient time to complete the required screening process.</P>
          <P>Interested persons may submit comments, identified by the notice title (Notice of Public Meeting (NOPM) for Energy Conservation Standards for Commercial and Industrial Electric Motors under section 342(b) of the Energy Policy and Conservation Act (EPCA)), and provide the docket number (EERE-2010-BT-STD-0027) and/or the regulatory information number ((RIN) 1904-AC28). Comments may be submitted using any of the following methods:</P>
          <P>1.<E T="03">Federal eRulemaking Portal: www.regulations.gov.</E>Follow the instructions for submitting comments.</P>
          <P>2.<E T="03">Email: ElecMotors-2010-STD-0027@ee.doe.gov.</E>Include the docket number and/or RIN in the subject line of the message.</P>
          <P>3.<E T="03">Postal Mail:</E>Ms. Brenda Edwards, U.S. Department of Energy, Building Technologies Program, Mailstop EE-2J, 1000 Independence Avenue SW., Washington, DC, 20585-0121. If possible, please submit all items on a compact disk (CD). It is not necessary to include printed copies.</P>
          <P>4.<E T="03">Hand Delivery/Courier:</E>Ms. Brenda Edwards, U.S. Department of Energy, Building Technologies Program, 950 L'Enfant Plaza SW., Suite 600, Washington, DC, 20024. Telephone: (202) 586-2945. If possible, please submit all items on a CD, in which case it is not necessary to include printed copies.</P>

          <P>Written comments regarding the burden-hour estimates or other aspects of the collection-of-information requirements contained in this proposed rule may be submitted to Office of Energy Efficiency and Renewable Energy through the methods previously listed and by email to<E T="03">Chad_S_Whiteman@omb.eop.gov.</E>
          </P>
          <P>For detailed instructions on submitting comments and additional information on the rulemaking process, see section IV of this document (Public Participation).</P>
          <P>
            <E T="03">Docket:</E>The docket is available for review at<E T="03">www.regulations.gov,</E>including<E T="04">Federal Register</E>notices, framework documents, public meeting attendee lists and transcripts, comments, and other supporting documents/materials. All documents in the docket are listed in the<E T="03">www.regulations.gov</E>index. However, not all documents listed in the index may be publicly available, such as information that is exempt from public disclosure.</P>
          <P>A link to the docket web page can be found at:<E T="03">http://www1.eere.energy.gov/buildings/appliance_standards/commercial/electric_motors.html.</E>This web page will contain a link to the docket for this notice on the regulations.gov site. The regulations.gov web page will contain simple instructions on how to access all documents, including public comments, in the docket.</P>

          <P>For further information on how to submit a comment, review other public comments and the docket, or participate in the public meeting, contact Ms. Brenda Edwards at (202) 586-2945 or by email:<E T="03">Brenda.Edwards@ee.doe.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Mr. James Raba, U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, Building Technologies Program, EE-2J, 1000 Independence Avenue SW., Washington, DC 20585-0121. Telephone: (202) 586-8654. Email:<E T="03">Jim.Raba@ee.doe.gov.</E>
          </P>

          <P>In the Office of the General Counsel, contact Ms. Ami Grace-Tardy, U.S. Department of Energy, Office of the General Counsel, GC-71, 1000 Independence Avenue SW., Washington, DC 20585. Telephone: (202) 586-5709. Email:<E T="03">Ami.Grace-Tardy@hq.doe.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. Statutory Authority<PRTPAGE P="43016"/>
          </FP>
          <FP SOURCE="FP-2">II. History of Standards Rulemaking for Commercial and Industrial Electric Motors</FP>
          <FP SOURCE="FP1-2">A. Background</FP>
          <FP SOURCE="FP1-2">B. Current Rulemaking Process</FP>
          <FP SOURCE="FP-2">III. Summary of the Analyses</FP>
          <FP SOURCE="FP1-2">A. Engineering Analysis</FP>
          <FP SOURCE="FP1-2">B. Markups To Determine Equipment Prices</FP>
          <FP SOURCE="FP1-2">C. Energy Use Analysis</FP>
          <FP SOURCE="FP1-2">D. Life-Cycle Cost and Payback Period Analyses</FP>
          <FP SOURCE="FP1-2">E. National Impact Analysis</FP>
          <FP SOURCE="FP-2">IV. Public Participation</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. Statutory Authority</HD>
        <P>The Energy Policy and Conservation Act (EPCA), Public Law 94-163, 42 U.S.C. 6291-6317, as amended by the Energy Policy Act of 1992 (EPACT 1992), Public Law 102-486, establishes energy conservation standards and test procedures for certain commercial and industrial electric motors manufactured (alone or as a component of another piece of equipment) after October 24, 1997. In December 2007, the Energy Independence and Security Act of 2007 (EISA 2007), Public Law 110-140, amended EPCA to update the established energy conservation standards for electric motors and set forth additional energy conservation standards for a larger scope of motors not previously covered. (42 U.S.C. 6313(b)(2))</P>
        <P>EPCA directs that the Secretary of Energy shall publish a final rule no later than 24 months after the effective date of the previous final rule to determine whether to amend the standards in effect for such equipment. Any such amendment would apply to electric motors manufactured after a date which is five years after: (i) The effective date of the previous amendment; or (ii) if the previous final rule did not amend the standards, the earliest date by which a previous amendment could have been effective. (42 U.S.C. 6313(b)(4)(B))</P>
        <P>Before amending any energy conservation standard for certain commercial and industrial electric motors, the U.S. Department of Energy (DOE or the Department) must first solicit comments on a proposed standard. In doing so, the standard must generally be designed to: (1) achieve the maximum improvement in energy efficiency that is technologically feasible and economically justified; and (2) result in significant conservation of energy. (42 U.S.C. 6295(o)(2)(A) and (o)(3)(B), 42 U.S.C. 6316(a)) To determine whether a proposed standard is economically justified, DOE must, after receiving comments on the proposed standard, determine whether the benefits of the standard exceed its burdens to the greatest extent practicable, weighing the following seven factors:</P>
        <P>1. The economic impact of the standard on manufacturers and customers of equipment subject to the standard;</P>
        <P>2. The savings in operating costs throughout the estimated average life of the covered equipment in the type (or class) compared to any increase in the price, initial charges, or maintenance expenses for the covered equipment which are likely to result from the imposition of the standard;</P>
        <P>3. The total projected amount of energy savings likely to result directly from the imposition of the standard;</P>
        <P>4. Any lessening of the utility or the performance of the covered equipment likely to result from the imposition of the standard;</P>
        <P>5. The impact of any lessening of competition, as determined in writing by the Attorney General, that is likely to result from the imposition of the standard;</P>
        <P>6. The need for national energy conservation; and</P>
        <P>7. Other factors the Secretary of Energy considers relevant. (42 U.S.C. 6295(o)(2)(B)(i) and 6316(a))</P>
        <P>Prior to proposing a standard, DOE typically seeks public input on the analytical framework, and software models and tools that will be used to evaluate standards; the results of preliminary analyses; and potential energy conservation standard levels derived from these analyses. Today's notice announces the availability of a preliminary technical support document (TSD), which details the preliminary analyses performed by DOE and summarizes the preliminary results. In addition, DOE is announcing a public meeting to solicit feedback from interested parties on its analytical framework, models, and preliminary results.</P>
        <HD SOURCE="HD1">II. History of Standards Rulemaking for Commercial and Industrial Electric Motors</HD>
        <P>The following sections provide a brief summary of the rulemaking activities for commercial and industrial electric motors energy conservation standards.</P>
        <HD SOURCE="HD2">A. Background</HD>
        <P>The amendments created by EISA 2007 comprise the most recent revisions to EPCA and the energy conservation standards for electric motors. Because these amendments are already effective and required for manufacturers to meet, DOE is, consistent with the statute, planning to publish a final rule to determine whether to amend the EISA 2007 energy conservation standards for electric motors. Any amended standards that DOE establishes would be published as part of that determination and would apply to electric motors manufactured on a date starting no earlier than five years after the December 19, 2010, effective date of the previous electric motors standard. Therefore, any amended standards that DOE establishes as a result of this rulemaking would have a compliance date no sooner than December 19, 2015. (42 U.S.C. 6313(b)(4)(B))</P>
        <HD SOURCE="HD2">B. Current Rulemaking Process</HD>

        <P>To initiate the commercial and industrial electric motors rulemaking, the Department published on its Web site the “Energy Conservation Standards Rulemaking Framework Document for Commercial and Industrial Electric Motors” (75 FR 59657 (September 28, 2010)) The framework document describes the procedural and analytical approaches DOE anticipates using to evaluate energy conservation standards for electric motors. This document is available at:<E T="03">http://www1.eere.energy.gov/buildings/appliance_standards/commercial/electric_motors.html.</E>
        </P>
        <P>DOE held a public meeting on October 18, 2010, to discuss the analyses and issues identified in various sections of the framework document. At the meeting, DOE described the different analyses it would conduct, the methods proposed for conducting them, and the relationships among the various analyses. Representatives for manufacturers, trade associations, energy efficiency advocacy organizations, testing laboratories, and other interested parties attended the meeting. Comments received since publication of the framework document have helped DOE identify and resolve issues involved in the preliminary analyses. Chapter 2 of the preliminary TSD summarizes and addresses the comments DOE received.</P>
        <HD SOURCE="HD1">III. Summary of the Analyses</HD>

        <P>For each type of electric motor under consideration in this rulemaking, DOE conducted in-depth technical analyses in the following areas: (1) Engineering, (2) markups to determine equipment price, (3) energy use, (4) life-cycle cost (LCC) and payback period (PBP), and (5) national impact analysis (NIA). The preliminary TSD presents the methodology and results of each of these analyses. It is available at the web address given in the<E T="02">SUMMARY</E>section of this notice (<E T="03">http://www1.eere.energy.gov/buildings/appliance_standards/commercial/electric_motors.html</E>). The analyses are<PRTPAGE P="43017"/>described in more detail following this paragraph.</P>
        <P>DOE also conducted several other analyses that either support the five major analyses or are preliminary analyses that will be expanded upon for a notice of proposed rulemaking (NOPR) if DOE determines that amended energy conservation standards are technologically feasible, economically justified, and would save a significant amount of energy, based on the information presented to the Department. The analyses include a market and technology assessment, screening analysis (that contributes to the engineering analysis), and shipments analysis (that contributes to the NIA). In addition to these analyses, DOE has completed preliminary work on a manufacturer impact analysis (MIA) that includes methodologies to be used for the LCC subgroup analysis, the emissions analysis, the employment impact analysis, the regulatory impact analysis, and the utility impact analysis. DOE will expand on these analyses in the NOPR.</P>
        <HD SOURCE="HD2">A. Engineering Analysis</HD>
        <P>The engineering analysis establishes the relationship between the cost and efficiency of the equipment DOE is evaluating. This relationship serves as the basis for cost-benefit calculations for individual customers, manufacturers, and the nation. The engineering analysis identifies representative baseline equipment, which is the starting point for analyzing technologies that provide energy efficiency improvements. Baseline equipment refers to a model or models having features and technologies typically found in equipment currently offered for sale. The baseline model in each equipment class represents the characteristics of the least efficient equipment in that class and, for equipment already subject to energy conservation standards, usually is a model that just meets the current standard. Chapter 5 of the preliminary TSD discusses the engineering analysis.</P>
        <HD SOURCE="HD2">B. Markups To Determine Equipment Prices</HD>
        <P>DOE derives customer prices for equipment from data on manufacturer costs, manufacturer markups, retailer markups, distributor markups, and sales taxes. In deriving these markups, DOE has determined: (1) The distribution channels for equipment sales; (2) the markup associated with each party in the distribution chain; and (3) the existence and magnitude of differences between markups for baseline equipment (baseline markups) and markups for more efficient equipment (incremental markups). DOE calculates both overall baseline and overall incremental markups based on the equipment markups at each step in the distribution chain. The overall incremental markup relates the change in the manufacturer sales price of higher efficiency models (the incremental cost increase) to the change in the retailer or distributor sales price. Chapter 6 of the preliminary TSD addresses estimating markups.</P>
        <HD SOURCE="HD2">C. Energy Use Analysis</HD>
        <P>The energy use analysis provides estimates of the annual energy consumption of commercial and industrial electric motors. DOE uses these values in the LCC and PBP analyses and in the NIA. DOE developed energy consumption estimates for all equipment analyzed in the engineering analysis. Chapter 7 of the preliminary TSD addresses the energy use analysis.</P>
        <HD SOURCE="HD2">D. Life-Cycle Cost and Payback Period Analyses</HD>
        <P>The LCC and PBP analyses determine the economic impact of potential standards on individual customers. The LCC is the total customer expense for equipment over the life of the equipment. The LCC analysis compares the LCCs of equipment designed to meet possible energy conservation standards with the LCCs of the equipment likely to be installed in the absence of standards. DOE determines LCCs by considering: (1) Total or incremental installed cost to the purchaser (which consists of manufacturer selling price, sales taxes, distribution chain markups, and installation cost); (2) the operating expenses of the equipment (energy use and maintenance); (3) equipment lifetime; and (4) a discount rate that reflects the real consumer cost of capital and describes the LCC in present-value terms. The PBP is the number of years needed to recover the increase in purchase price (including installation cost) of more efficient equipment through savings in the operating cost of the equipment. It is the quotient of the change in total installed cost due to increased efficiency divided by the change in annual operating cost from increased efficiency. Chapter 8 of the preliminary TSD addresses the LCC and PBP analyses.</P>
        <HD SOURCE="HD2">E. National Impact Analysis</HD>
        <P>The NIA estimates the national energy savings (NES) and the net present value (NPV) of total customer costs and savings expected to result from new standards at specific efficiency levels. DOE calculated NES and NPV for each candidate standard level as the difference between a base case forecast (without new standards) and the standards case forecast (with standards at that level). Cumulative energy savings are the sum of the annual NES determined over a specified time period. The national NPV is the sum over time of the discounted net savings each year, which consists of the difference between total operating cost savings and increases in total installed costs. Critical inputs to this analysis include shipments projections, estimated equipment lifetimes, and estimates of changes in shipments in response to changes in equipment costs due to standards. Chapter 10 of the preliminary TSD addresses the NIA.</P>
        <HD SOURCE="HD1">IV. Public Participation</HD>
        <P>DOE consulted with interested parties as part of its process for conducting all of the analyses and invites further input from the public on these topics. The preliminary analytical results are subject to revision following review and input from the public.</P>

        <P>The Department encourages those who wish to participate in the public meeting to obtain the preliminary TSD and to be prepared to discuss its contents. A copy of the preliminary TSD is available at the Web address given in the<E T="02">SUMMARY</E>section of this notice. However, public meeting participants need not limit their comments to the topics identified in the preliminary TSD; the Department is also interested in receiving views concerning other relevant issues that participants believe would affect energy conservation standards for this equipment or that DOE should address in the NOPR.</P>
        <P>Furthermore, the Department invites all interested parties, regardless of whether they participate in the public meeting, to submit in writing by September 7, 2012, comments, data, and information on matters addressed in the preliminary TSD and on other matters relevant to consideration of energy conservation standards for commercial and industrial electric motors.</P>
        <P>The public meeting will be conducted in an informal, conference style. A court reporter will be present to record the minutes of the meeting. There shall be no discussion of proprietary information, costs or prices, market shares, or other commercial matters covered under United States antitrust laws.</P>

        <P>After the public meeting and the expiration of the period for submitting written statements, the Department will consider all comments and additional information that it obtains from interested parties or through further<PRTPAGE P="43018"/>analyses. Afterwards, the Department will publish either a determination that the standards for commercial and industrial electric motors need not be amended or a NOPR proposing to amend those standards. Any NOPR will include proposed energy conservation standards for the equipment covered by this rulemaking, and interested parties will be given an opportunity to submit written and oral comments on the proposed standards.</P>
        <SIG>
          <DATED>Issued in Washington, DC, on July 10, 2012.</DATED>
          <NAME>Kathleen B. Hogan,</NAME>
          <TITLE>Deputy Assistant Secretary, Energy Efficiency and Renewable Energy.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17878 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6450-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF LABOR</AGENCY>
        <SUBAGY>Occupational Safety and Health Administration</SUBAGY>
        <CFR>29 CFR Part 1926</CFR>
        <DEPDOC>[Docket No. OSHA-2011-0184]</DEPDOC>
        <RIN>RIN 1218-AC65</RIN>
        <SUBJECT>Updating OSHA Construction Standards Based on National Consensus Standards; Head Protection; Correction of Notice of Proposed Rulemaking</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Occupational Safety and Health Administration (OSHA), Department of Labor.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of proposed rulemaking; correction.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>OSHA is correcting a notice of proposed rulemaking (NPRM) with regard to the construction industry head protection standards to eliminate confusion resulting from a drafting error. OSHA published the NPRM on June 22, 2012 (77 FR 37617). OSHA also is publishing a correction to the direct final rule that it published the same day in the<E T="04">Federal Register</E>(77 FR 37587).</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P SOURCE="NPAR">
            <E T="03">General information and press inquiries:</E>Contact Frank Meilinger, OSHA Office of Communications, Room N-3647, U.S. Department of Labor, 200 Constitution Ave. NW., Washington, DC 20210; telephone: (202) 693-1999; email:<E T="03">meilinger.francis2@dol.gov.</E>
          </P>
          <P>
            <E T="03">Technical inquiries:</E>Contact Kenneth Stevanus, Directorate of Standards and Guidance, Room N-3609, OSHA, U.S. Department of Labor, 200 Constitution Ave. NW., Washington, DC 20210; telephone: (202) 693-2260; fax: (202) 693-1663; email:<E T="03">stevanus.ken@dol.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>OSHA is making the following correction in FR document number 2012-15031, appearing on page 37630 in the<E T="04">Federal Register</E>of Friday, June 22, 2012:</P>
        <SECTION>
          <SECTNO>§ 1926.100</SECTNO>
          <SUBJECT>[Corrected]</SUBJECT>
          <P>On page 37630, correct instruction number 16, to read as follows:</P>
          <P>16. Amend § 1926.100 as follows:</P>
          <P>a. Remove paragraph (c).</P>
          <P>b. Revise paragraph (b) to read as follows:</P>
        </SECTION>
        <SECTION>
          <SECTNO>1926.100</SECTNO>
          <SUBJECT>Head protection.</SUBJECT>
          <STARS/>
          <P>(b)<E T="03">Criteria for head protection.</E>(1) The employer must provide each employee with head protection that meets the specifications contained in any of the following consensus standards:</P>
          <P>(i) American National Standards Institute (ANSI) Z89.1-2009, “American National Standard for Industrial Head Protection,” incorporated by reference in § 1926.6;</P>
          <P>(ii) American National Standards Institute (ANSI) Z89.1-2003, “American National Standard for Industrial Head Protection,” incorporated by reference in § 1926.6; or</P>
          <P>(iii) American National Standards Institute (ANSI) Z89.1-1997, “American National Standard for Personnel Protection—Protective Headwear for Industrial Workers—Requirements,” incorporated by reference in § 1926.6.</P>
          <P>(2) The employer must ensure that the head protection provided for each employee exposed to high-voltage electric shock and burns also meets the specifications contained in Section 9.7 (“Electrical Insulation”) of any of the consensus standards identified in paragraph (b)(1) of this section.</P>
          <P>(3) OSHA will deem any head protection device that the employer demonstrates is at least as effective as a head protection device constructed in accordance with one of the consensus standards identified in paragraph (b)(1) of this section to be in compliance with the requirements of this section.</P>
        </SECTION>
        <SIG>
          <DATED>Signed at Washington, DC on July 17, 2012.</DATED>
          <NAME>David Michaels,</NAME>
          <TITLE>Assistant Secretary of Labor for Occupational Safety and Health.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17871 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R04-OAR-2012-0553; FRL-9702-7]</DEPDOC>
        <SUBJECT>Partial Approval and Partial Disapproval of Air Quality Implementation Plans for Florida, Mississippi, and South Carolina; Clean Air Act Section 110(a)(2)(D)(i)(I) Transport Requirements for the 2006 24-Hour Fine Particulate Matter National Ambient Air Quality Standards</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>EPA is proposing to partially approve and partially disapprove revisions to the State Implementation Plans (SIPs) for Florida, Mississippi, and South Carolina submitted on September 23, 2009, October 6, 2009 and September 18, 2009, respectively. EPA is proposing to approve the determinations, contained in those submittals, that the existing SIPs for Florida, Mississippi, and South Carolina are adequate to meet the obligation under section 110(a)(2)(D)(i)(I) of the Clean Air Act (CAA or Act) to address interstate transport requirements with regard to the 2006 24-hour particulate matter (PM<E T="52">2.5</E>) national ambient air quality standard (NAAQS). Specifically, the interstate transport requirements contained in section 110(a)(2)(D)(i)(I) of the CAA prohibit a state's emissions from significantly contributing to nonattainment or interfering with the maintenance of the NAAQS in any other state. EPA is proposing to approve the States' determinations that their existing SIPs satisfy this requirement and to conclude that additional control measures are not necessary under section 110(a)(2)(D)(i)(I) because emissions from Florida, Mississippi and South Carolina do not contribute significantly to nonattainment or interfere with maintenance of the 2006 24-hour PM<E T="52">2.5</E>NAAQS in any other state. EPA is also proposing to disapprove the SIP submissions from Florida, Mississippi and South Carolina to the extent that they rely on the Clean Air Interstate Rule to meet the 110(a)(2)(D)(i)(I) requirements for the 2006 24-hour PM<E T="52">2.5</E>NAAQS. Because the Clean Air Interstate Rule has been remanded by the court and did not address the 2006 PM<E T="52">2.5</E>NAAQS, it cannot be relied upon to satisfy any requirements related to that NAAQS. In this action, EPA is only addressing the SIP revisions respecting section<PRTPAGE P="43019"/>110(a)(2)(D)(i)(I). The SIP revisions respecting the remainder of section 110(a)(2)(D)(i) and sections 110(a)(2)(A)-(M), except for sections 110(a)(2)(C) and 110(a)(2)(I) nonattainment area requirements, are being addressed in separate actions.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be received on or before August 22, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by Docket ID No. EPA-R04-OAR-2012-0553, by one of the following methods:</P>
          <P>1.<E T="03">www.regulations.gov:</E>Follow the on-line instructions for submitting comments.</P>
          <P>2.<E T="03">Email:</E>
            <E T="03">R4-RDS@epa.gov.</E>
          </P>
          <P>3.<E T="03">Fax:</E>(404) 562-9019.</P>
          <P>4.<E T="03">Mail:</E>“EPA-R04-OAR-2010-0553,” Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960.</P>
          <P>5.<E T="03">Hand Delivery or Courier:</E>Lynorae Benjamin, Chief, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Such deliveries are only accepted during the Regional Office's normal hours of operation. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding federal holidays.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-R04-OAR-2012-0553. EPA's policy is that all comments received will be included in the public docket without change and may be made available online at<E T="03">www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit through<E T="03">www.regulations.gov</E>or email, information that you consider to be CBI or otherwise protected. The<E T="03">www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an email comment directly to EPA without going through<E T="03">www.regulations.gov,</E>your email address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. For additional information about EPA's public docket visit the EPA Docket Center homepage at<E T="03">http://www.epa.gov/epahome/dockets.htm.</E>
          </P>
          <P>
            <E T="03">Docket:</E>All documents in the electronic docket are listed in the<E T="03">www.regulations.gov</E>index. Although listed in the index, some information is not publicly available, i.e., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically in<E T="03">www.regulations.gov</E>or in hard copy at the Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. EPA requests that if at all possible, you contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to schedule your inspection. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Sean Lakeman, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. The telephone number is (404) 562-9043. Mr. Lakeman can be reached via electronic mail at<E T="03">lakeman.sean@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. What is the background for this proposed action?</FP>
          <FP SOURCE="FP1-2">A. 2006 24-Hour PM<E T="52">2.5</E>Infrastructure Requirements</FP>
          <FP SOURCE="FP1-2">B. Background on Infrastructure Actions</FP>
          <FP SOURCE="FP1-2">C. Transport Rules</FP>

          <FP SOURCE="FP-2">II. What is EPA's analysis of Florida's, Mississippi's and South Carolina's compliance with section 110(a)(2)(D)(i)(I) for the 2006 24-hour PM<E T="52">2.5</E>NAAQS?</FP>
          <FP SOURCE="FP-2">III. Proposed Action</FP>
          <FP SOURCE="FP-2">IV. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. What is the background for this proposed action?</HD>
        <HD SOURCE="HD2">A. 2006 24-Hour PM<E T="54">2.5</E>Infrastructure Requirements</HD>
        <P>On September 21, 2006, EPA revised the 24-hour average PM<E T="52">2.5</E>primary and secondary NAAQS from 65 micrograms per cubic meter (μg/m<SU>3</SU>) to 35 μg/m<SU>3</SU>based on a 3-year average of the 98th percentile of 24-hour concentrations. 71 FR 61144 (October 17, 2006). Section 110(a)(1) of the CAA requires states to submit to EPA SIPs that provide for the “implementation, maintenance, and enforcement” of a new or revised NAAQS within 3 years after promulgation of such standards, or within such shorter period as EPA may prescribe.<SU>1</SU>

          <FTREF/>Sections 110(a)(1) and (2) require these submissions to address basic SIP requirements, including emissions inventories, monitoring, and modeling to assure attainment and maintenance of the NAAQS. EPA thus refers to these submissions as “infrastructure” SIPs. States were required to submit such SIPs to EPA no later than September 21, 2009, for the 2006 24-hour PM<E T="52">2.5</E>NAAQS. SIPs must address the requirements of 110(a)(2), as applicable, including section 110(a)(2)(D)(i)(I), which pertains to interstate transport of certain emissions.</P>
        <FTNT>
          <P>
            <SU>1</SU>The rule establishing the revised PM<E T="52">2.5</E>NAAQS was signed by the Administrator and publically disseminated on September 21, 2006. Because EPA did not prescribe a shorter period for 110(a) “infrastructure” SIP submittals, these submittals were due on September 21, 2009, three years from the September 21, 2006, signature date pursuant to section 110(a)(1) of the CAA.<E T="03">See</E>42 U.S.C. 7410(a)(1).</P>
        </FTNT>

        <P>On July 6, 2011, WildEarth Guardians and Sierra Club filed an amended complaint alleging that EPA had failed to take final action on SIP submittals addressing the “infrastructure” requirements for the 2006 24-hour PM<E T="52">2.5</E>NAAQS. On October 20, 2011, EPA entered into a consent decree with WildEarth Guardians and Sierra Club which required EPA, among other things, to sign for publication in the<E T="04">Federal Register</E>a notice of the Agency's final action either approving, disapproving, or approving in part and disapproving in part the Florida, Mississippi, and South Carolina 2006 24-hour PM<E T="52">2.5</E>NAAQS infrastructure SIP submittals addressing the applicable requirements of sections 110(a)(2)(A)-(H), (J)-(M), except for section 110(a)(2)(C) the nonattainment area requirements and the visibility requirements of section 110(a)(2)(D)(i)(II), no later than September 30, 2012.<PRTPAGE P="43020"/>
        </P>
        <HD SOURCE="HD2">B. Background on Infrastructure Actions</HD>

        <P>Section 110(a) imposes the obligation upon states to make infrastructure SIP submissions to EPA for each new or revised NAAQS, but the contents of that submission may vary depending upon the facts and circumstances. In particular, the data and analytical tools available at the time the state develops and submits the SIP for a new or revised NAAQS affects the content of the submission. The contents of such SIP submissions may also vary depending upon what provisions the state's existing SIP already contains. In the case of the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS, some states may need to adopt language specific to the PM<E T="52">2.5</E>NAAQS to ensure that they have adequate SIP provisions to implement the PM<E T="52">2.5</E>NAAQS.</P>

        <P>Section 110(a)(1) provides the procedural and timing requirements for SIPs. Section 110(a)(2) lists specific elements that states must meet for “infrastructure” SIP requirements related to a newly established or revised NAAQS. As mentioned above, these requirements include SIP infrastructure elements such as modeling, monitoring, and emissions inventories that are designed to assure attainment and maintenance of the NAAQS. As a general matter, the infrastructure requirements are listed in EPA's October 2, 2007, memorandum entitled “Guidance on SIP Elements Required Under Section 110(a)(1) and (2) for the 1997 8-Hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards” and September 25, 2009, memorandum entitled “Guidance on SIP Elements Required Under Section 110(a)(1) and (2) for the 2006 24-Hour Fine Particle (PM<E T="52">2.5</E>) National Ambient Air Quality Standards.” Although all the elements are identified below, today's action pertains only to Section 110(a)(2)(D)(i)(I).</P>
        <P>• 110(a)(2)(A): Emission limits and other control measures.</P>
        <P>• 110(a)(2)(B): Ambient air quality monitoring/data system.</P>
        <P>• 110(a)(2)(C): Program for enforcement of control measures.</P>
        <P>• 110(a)(2)(D): Interstate transport.</P>
        <P>• 110(a)(2)(E): Adequate resources.</P>
        <P>• 110(a)(2)(F): Stationary source monitoring system.</P>
        <P>• 110(a)(2)(G): Emergency power.</P>
        <P>• 110(a)(2)(H): Future SIP revisions.</P>
        <P>• 110(a)(2)(I): Areas designated nonattainment and the applicable requirements of part D.<SU>2</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>2</SU>This requirement was inadvertently omitted from EPA's October 2, 2007, memorandum entitled “Guidance on SIP Elements Required Under Section 110(a)(1) and (2) for the 1997 8-Hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards,” and the September 25, 2009, memorandum entitled “Guidance on SIP Elements Required Under Section 110(a)(1) and (2) for the 2006 Fine Particle (PM<E T="52">2.5</E>) National Ambient Air Quality Standards,” but as mentioned above is not relevant to today's proposed rulemaking.</P>
        </FTNT>
        <P>• 110(a)(2)(J): Consultation with government officials; public notification; and PSD and visibility protection.</P>
        <P>• 110(a)(2)(K): Air quality modeling/data.</P>
        <P>• 110(a)(2)(L): Permitting fees.</P>
        <P>• 110(a)(2)(M): Consultation/participation by affected local entities.</P>

        <P>EPA is currently acting upon SIPs that address the infrastructure requirements of CAA section 110(a)(1) and (2) for ozone and PM<E T="52">2.5</E>NAAQS for various states across the country. EPA has previously discussed the scope of such actions in prior infrastructure actions.<E T="03">See, e.g.,</E>76 FR 14631 (March 17, 2011); 76 FR 41123 (July 13, 2011). Because today's action is focused on only the 110(a)(2)(D)(i)(I) infrastructure element, EPA is not repeating its previously articulated discussion on the scope of infrastructure SIP actions; however, such considerations remain applicable here.</P>
        <P>The requirement for the SIP submissions at issue arises out of CAA section 110(a)(1). That provision requires that states must make a SIP submission “within 3 years (or such shorter period as the Administrator may prescribe) after the promulgation of a national primary ambient air quality standard (or any revision thereof)” and that these SIPs are to provide for the “implementation, maintenance, and enforcement” of such NAAQS. Section 110(a)(2) includes a list of specific elements that “[e]ach such plan” submission must meet. EPA has historically referred to these particular submissions that states must make after the promulgation of a new or revised NAAQS as “infrastructure SIPs.” This specific term does not appear in the statute, but EPA uses the term to distinguish this particular type of SIP submission designed to address basic structural requirements of a SIP from other types of SIP submissions designed to address other different requirements, such as “nonattainment SIP” submissions required to address the nonattainment planning requirements of part D, “regional haze SIP” submissions required to address the visibility protection requirements of CAA section 169A, NSR permitting program submissions required to address the requirements of part D, and a host of other specific types of SIP submissions that address other specific matters.</P>
        <P>Notwithstanding that section 110(a)(2) provides that “each” SIP submission must meet the list of requirements therein, EPA has long noted that this literal reading of the statute is internally inconsistent, insofar as section 110(a)(2)(I) pertains to nonattainment SIP requirements that could not be met on the schedule provided for these SIP submissions in section 110(a)(1).<SU>3</SU>
          <FTREF/>This illustrates that EPA must determine which provisions of section 110(a)(2) may be applicable for a given infrastructure SIP submission. Similarly, EPA has previously decided that it could take action on different parts of the larger, general “infrastructure SIP” for a given NAAQS without concurrent action on all subsections, such as section 110(a)(2)(D)(i), because the Agency bifurcated the action on these latter “interstate transport” provisions within section 110(a)(2) and worked with states to address each of the four prongs of section 110(a)(2)(D)(i) with substantive administrative actions proceeding on different tracks with different schedules.<SU>4</SU>
          <FTREF/>This illustrates that EPA may conclude that subdividing the applicable requirements of section 110(a)(2) into separate SIP actions may sometimes be appropriate for a given NAAQS where a specific substantive action is necessitated, beyond a mere submission addressing basic structural aspects of the state's implementation plans.</P>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See Id.,</E>70 FR 25162 (May 12, 2005) (explaining relationship between timing requirement of section 110(a)(2)(D) versus section 110(a)(2)(I)).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>4</SU>EPA issued separate guidance to states with respect to SIP submissions to meet section 110(a)(2)(D)(i) for the 1997 ozone and 1997 PM<E T="52">2.5</E>NAAQS.<E T="03">See</E>“Guidance for State Implementation Plan (SIP) Submissions to Meet Current Outstanding Obligations Under Section 110(a)(2)(D)(i) for the 8-Hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards,” from William T. Harnett, Director Air Quality Policy Division OAQPS, to Regional Air Division Director, Regions I-X, dated August 15, 2006.</P>
        </FTNT>
        <HD SOURCE="HD2">C. Transport Rules</HD>

        <P>EPA has previously addressed the requirements of section 110(a)(2)(D)(i)(I) in past regulatory actions such as the 1998 NO<E T="52">X</E>SIP call, the 2005 Clean Interstate Rule (CAIR), and the 2011 Cross-State Air Pollution Rule (CSAPR), also known as the Transport Rule.<SU>5</SU>
          <FTREF/>In the 1998 NO<E T="52">X</E>SIP call, EPA evaluated whether or not the ozone-season NO<E T="52">X</E>emissions in certain states had prohibited interstate impacts, and if they had such impacts, required the states to adopt substantive SIP revisions<PRTPAGE P="43021"/>to eliminate the NO<E T="52">X</E>emissions, whether through participation in a regional cap and trade program or by other means. EPA's general approach to section 110(a)(2)(D) in the NO<E T="52">X</E>SIP call was upheld in<E T="03">Michigan</E>v.<E T="03">EPA,</E>213 F.3d 663 (D.C. Cir. 2000), cert denied, 532 U.S. 904 (2001). However, EPA's approach to interference with maintenance in the NO<E T="52">X</E>SIP call was not explicitly reviewed by the court.<E T="03">See North Carolina</E>v.<E T="03">EPA,</E>531 F.3d 896, 907-09 (D.C. Cir. 2008).</P>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See</E>63 FR 57371 (October 27, 1998), NO<E T="52">X</E>SIP Call; 70 FR 25172 (May 12, 2005), CAIR; and 76 FR 48208 (August 8, 2011) (Transport Rule, also known as Cross-State Air Pollution Rule or CSAPR).</P>
        </FTNT>

        <P>On May 12, 2005, EPA published the Clean Air Interstate Rule (CAIR) in the<E T="04">Federal Register</E>.<E T="03">See</E>70 FR 25162. CAIR required States to reduce emissions of sulfur dioxide (SO<E T="52">2</E>) and nitrogen oxides (NO<E T="52">X</E>) that significantly contribute to nonattainment and interfere with maintenance of the 1997 NAAQS for PM<E T="52">2.5</E>and/or ozone in any downwind state. EPA was sued by a number of parties on various aspects of CAIR and on July 11, 2008, the U.S. Court of Appeals for the District of Columbia (D.C. Circuit) issued its decision to vacate and remand both CAIR and the associated CAIR federal implementation plans (FIPs) in their entirety.<E T="03">See North Carolina</E>v.<E T="03">EPA,</E>531 F.3d 896 (D.C. Cir. 2008). Among other things, the Court found that EPA failed to give independent meaning to the term “interfere with maintenance.” Subsequently, in response to EPA's petition for rehearing, the Court issued an order remanding CAIR to EPA without vacating either CAIR or the CAIR federal implementation plans (FIPs).<E T="03">See North Carolina</E>v.<E T="03">EPA,</E>550 F.3d 1176 (D.C. Cir. 2008). The Court remanded the rule to EPA without vacatur because it found that “allowing CAIR to remain in effect until it is replaced by a rule consistent with [the court's] opinion would at least temporarily preserve the environmental values covered by CAIR.”<E T="03">North Carolina</E>v.<E T="03">EPA,</E>550 F.3d at 1178.</P>

        <P>In order to address the judicial remand of CAIR, EPA promulgated a new rule to address interstate transport pursuant to section 110(a)(2)(D)(i)(I), in the eastern United States, the “Federal Implementation Plans to Reduce Interstate Transport of Fine Particulate Matter and Ozone” (i.e., the Transport Rule, also known as the Cross-State Air Pollution Rule (CSAPR)).<E T="03">See</E>76 FR 48208 (August 8, 2011). In the Transport Rule, EPA finalized regulatory changes to sunset (i.e., discontinue) CAIR and the CAIR FIPs for control periods in 2012 and beyond.<E T="03">See</E>76 FR 48321.</P>

        <P>On December 30, 2011, the D.C. Circuit issued an order addressing the status of the Transport Rule and CAIR in response to motions filed by numerous parties seeking a stay of the Transport Rule pending judicial review. In that order, the D.C. Circuit stayed the Transport Rule pending the court's resolution of the petitions for review of that rule in<E T="03">EME Homer Generation, L.P.</E>v.<E T="03">EPA</E>(No. 11-1302 and consolidated cases). The court also indicated that EPA is expected to continue to administer CAIR in the interim until the court rules on the petitions for review of the Transport Rule.</P>

        <HD SOURCE="HD1">II. What is EPA's analysis of Florida's, Mississippi's, and South Carolina's compliance with section 110(a)(2)(D)(i)(I) for the 2006 24-hour PM<E T="52">2.5</E>NAAQS?</HD>

        <P>On September 25, 2009, EPA issued a guidance entitled, “Guidance on SIP Elements Required Under Sections 110(a)(1) and (2) for the 2006 24-Hour Fine Particle (PM<E T="52">2.5</E>) National Ambient Air Quality Standards (NAAQS)” (2006 PM<E T="52">2.5</E>NAAQS Infrastructure Guidance). EPA developed the 2006 PM<E T="52">2.5</E>NAAQS Infrastructure Guidance to provide additional recommendations to states for developing SIP submissions to meet the requirements of section 110, including 110(a)(2)(D)(i) for the revised 2006 24-hour PM<E T="52">2.5</E>NAAQS.</P>
        <P>In the 2006 24-hour PM<E T="52">2.5</E>NAAQS Infrastructure Guidance, EPA explained that submissions from states pertaining to the “significant contribution” and “interfere with maintenance” requirements in section 110(a)(2)(D)(i)(I) must contain adequate provisions to prohibit air pollutant emissions from within the state that contribute significantly to nonattainment or interfere with maintenance of the NAAQS in any other state. In the Infrastructure Guidance, EPA explained that states could not rely on the CAIR to comply with CAA section 110(a)(2)(D)(i)(I) requirements for the 2006 24-hour PM<E T="52">2.5</E>NAAQS because CAIR does not address this NAAQS. Recognizing that the demonstration required may be a challenging task for the affected states, EPA also noted in the 2006 24-hour PM<E T="52">2.5</E>NAAQS Infrastructure Guidance the Agency's intention to complete a rule to address interstate pollution transport in the eastern half of the continental United States (i.e., the Transport Rule). As noted above EPA published the Transport Rule in the<E T="04">Federal Register</E>on August 8, 2011.<E T="03">See</E>76 FR 48208.</P>

        <P>On September 23, 2009, October 6, 2009, and September 18, 2009, Florida, Mississippi and South Carolina, respectively, provided EPA with infrastructure submissions certifying that their current SIPs addressed all the required infrastructure elements for the 2006 24-hour PM<E T="52">2.5</E>NAAQS. In these submissions Florida, Mississippi and South Carolina all relied on CAIR to meet section 110(a)(2)(D)(i)(I) requirements for the 2006 PM<E T="52">2.5</E>NAAQS. CAIR addressed only the 110(a)(2)(D)(i)(I) requirements with respect to the 1997 ozone and 1997 PM<E T="52">2.5</E>NAAQS and did not address the 2006 PM<E T="52">2.5</E>NAAQS or any requirements related to that NAAQS. In previous actions disapproving SIP revisions for 110(a)(2)(D)(i)(I) that relied on CAIR, EPA explained both its rationale for disapproving those SIP revisions as well as describing a number of considerations for states for providing an adequate demonstration to address interstate transport requirements for the 2006 PM<E T="52">2.5</E>NAAQS.<E T="03">See, e.g.,</E>76 FR 43128 (July 20, 2011); 76 FR 4588 (January 26, 2011). Among the considerations, EPA explained that the state should explain whether or not emissions from the state contribute significantly to nonattainment or interfere with maintenance of the NAAQS in any other state, and that such a conclusion should be supported by a technical analysis. As explained in the prior disapprovals, a state may not rely on CAIR to satisfy the requirements of Section 110(a)(2)(D)(i)(I) with respect to the 2006 PM<E T="52">2.5</E>NAAQS because CAIR addressed only the 1997 PM<E T="52">2.5</E>and ozone NAAQS and did not address the 2006 PM<E T="52">2.5</E>NAAQS or any requirements related to that NAAQS. In addition, CAIR was found flawed and remanded to EPA by the court.<E T="03">North Carolina,</E>550 F.3d at 1176-1178. Therefore, EPA is proposing to disapprove the States' submission to the extent they rely on CAIR to meet these requirements.</P>

        <P>Since receiving these submittals, EPA conducted additional modeling, as part of the Transport Rule. This modeling supports the conclusion that these States' existing implementation plans are adequate to satisfy the requirements of section 110(a)(2)(D)(i)(I). This modeling is consistent with the types of analyses and considerations that EPA recommended states undertake in determining whether their SIPs were adequate to satisfy 110(a)(2)(D)(i)(I). Thus, EPA is now proposing to determine that the SIPs for Florida, Mississippi, and South Carolina are adequate to satisfy the requirements of 110(a)(2)(D)(i)(I) for the 2006 PM<E T="52">2.5</E>NAAQS based on modeling conducted by EPA for the Transport Rule. The Transport Rule air quality modeling technical support document can be accessed at<E T="03">www.regulations.gov</E>using Docket ID No. EPA-R04-OAR-2012-0553. Today, EPA is also proposing to<PRTPAGE P="43022"/>disapprove the States' reliance on CAIR to meet the 110(a)(2)(D)(i)(I) requirements for the 2006 24-hour PM<E T="52">2.5</E>NAAQS, to the extent that this rule is relied upon in the infrastructure submissions.</P>

        <P>The air quality modeling conducted for the Transport Rule evaluated interstate contributions from emissions in upwind states to projected future downwind nonattainment and maintenance receptors for the 2006 24-hour PM<E T="52">2.5</E>NAAQS. EPA used air quality thresholds to indentify linkages between upwind states and downwind nonattainment and maintenance receptors. The air quality threshold was calculated as 1 percent of the NAAQS, which is 0.35 μg/m<SU>3</SU>for 2006 24-hour PM<E T="52">2.5</E>NAAQS. EPA found states with emissions projected to exceed this air quality threshold at one or more downwind nonattainment receptors emissions to be linked to all such receptors. Emissions from states with one or more linkages were subject to further evaluation. EPA did not conduct further evaluation of emissions from states that were not linked to any downwind receptors. The air quality modeling for the Transport Rule did not find emissions from either Florida, Mississippi, or South Carolina linked to any downwind receptors for the 2006 24-hour PM<E T="52">2.5</E>NAAQS. Below is a summary of the air quality modeling results for Florida, Mississippi, and South Carolina. A technical support document explaining the modeling in much greater detail can be found in the docket for this rulemaking.</P>
        <GPOTABLE CDEF="s50,14,14" COLS="3" OPTS="L2,i1">
          <TTITLE>Largest Contribution to Downwind 2006 24-Hour PM<E T="52">2.5</E>(μg/m<SU>3</SU>) Nonattainment and Maintenance Areas</TTITLE>
          <BOXHD>
            <CHED H="1">State</CHED>
            <CHED H="1">Largest downwind contribution to nonattainment for 24-hour PM<E T="52">2.5</E>(μg/m<SU>3</SU>)</CHED>
            <CHED H="1">Largest downwind contribution to<LI>maintenance for 24-hour PM<E T="52">2.5</E>(μg/m<SU>3</SU>)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Florida</ENT>
            <ENT>0.07</ENT>
            <ENT>0.03</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Mississippi</ENT>
            <ENT>0.06</ENT>
            <ENT>0.07</ENT>
          </ROW>
          <ROW>
            <ENT I="01">South Carolina</ENT>
            <ENT>0.29</ENT>
            <ENT>0.25</ENT>
          </ROW>
        </GPOTABLE>

        <P>EPA believes it is appropriate to rely on this modeling even though the U.S. Court of Appeals for the D.C. Circuit stayed the Transport Rule pending judicial review. The stay of the rule does not, by itself, invalidate the modeling and nothing in the court order staying the rule suggests that it would be improper for EPA to rely on technical modeling conducted during the lengthy rulemaking process. Further, EPA is not proposing to rely on any requirements of the Transport Rule or emission reductions associated with that rule to support its conclusion that these three states have met their 110(a)(2)(D)(i)(I) obligations with respect to the 2006 PM<E T="52">2.5</E>NAAQS.</P>
        <HD SOURCE="HD1">III. Proposed Action</HD>

        <P>EPA is proposing to partially approve and partially disapprove revisions to the State Implementation Plans (SIPs) for Florida, Mississippi, and South Carolina submitted on September 23, 2009, October 6, 2009 and September 18, 2009 respectively. EPA is proposing to approve the determinations that the existing SIPs of Florida, Mississippi, and South Carolina have adequate provisions to satisfy the obligation under section 110(a)(2)(D)(i)(I) of the CAA to address interstate transport requirements with regard to the 2006 24-hour PM<E T="52">2.5</E>NAAQS. EPA proposes to base this action on air quality modeling, conducted by EPA during the rulemaking process for the Transport Rule. Additionally, EPA is proposing to disapprove, the SIP submissions from Florida, Mississippi and South Carolina to the extent they rely on the Clean Air Interstate Rule to meet the 110(a)(2)(D)(i)(I) requirements for the 2006 24-hour PM<E T="52">2.5</E>NAAQS. EPA notes, that once finalized, the partial disapproval will not trigger a FIP for these States so long as today's proposed determination that the requirements of 110(a)(2)(D)(i)(I) for the 2006 24-hour PM<E T="52">2.5</E>NAAQS for the Florida, Mississippi and South Carolina SIPs are met, is finalized. No further action will be required on the part of Florida, Mississippi or South Carolina as a result of the proposed partial disapproval because the SIPs themselves are not deficient.</P>
        <HD SOURCE="HD1">IV. Statutory and Executive Order Reviews</HD>

        <P>Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable federal regulations.<E T="03">See</E>42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this proposed action merely approves state law as meeting federal requirements and does not impose additional requirements beyond those imposed by state law. For that reason, this proposed action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA; and</P>
        <P>• Does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
        

        <FP>In addition, this proposed rule does not have tribal implications for Florida and Mississippi as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because these SIPs are not<PRTPAGE P="43023"/>approved to apply in Indian country located in the state, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law. With regard to South Carolina, EPA notes that, pursuant to the Catawba Indian Claims Settlement Act, S.C. Code Ann. 27-16-120, the Catawba Indian Nation Reservation, which is located within the State of South Carolina, is subject to all state and local environmental laws and that South Carolina regulations apply to the Catawba Indian Nation and Reservation and are fully enforceable by all relevant state and local agencies and authorities. Thus, the South Carolina SIP applies to the Catawba Reservation. Nonetheless, EPA has preliminarily determined that today's proposed rule determining that the South Carolina SIP meets the State's obligation under section 110(a)(2)(D)(i)(I) and disapproving its reliance upon CAIR does not have tribal implications as specified by Executive Order 13175 (65 FR 67249). EPA has also preliminarily determined that these revisions will not impose any substantial direct costs on tribal governments or preempt tribal law in South Carolina.</FP>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Intergovernmental relations, Nitrogen dioxide, Particulate matter, Reporting and recordkeeping requirements, Volatile organic compounds.</P>
        </LSTSUB>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>42 U.S.C. 7401<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: July 12, 2012.</DATED>
          <NAME>A. Stanley Meiburg,</NAME>
          <TITLE>Acting Regional Administrator, Region 4.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17885 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R01-OAR-2011-0317 and EPA-R01-OAR-2011-0321 (CT); EPA-R01-OAR-2011-0318 and EPA-R01-OAR-2011-0322 (ME); EPA-R01-OAR-2009-0459 and EPA-R01-OAR-2011-0323 (MA); EPA-R01-OAR-2009-0460 and EPA-R01-OAR-2011-0324 (NH); A-1-FRL-9704-2]</DEPDOC>
        <SUBJECT>Approval and Promulgation of Air Quality Implementation Plans; Connecticut, Maine, Massachusetts, New Hampshire; Infrastructure SIPs for the 1997 and 2006 Fine Particulate Matter Standards</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>EPA is proposing to approve most elements of submittals from the States of Connecticut, Maine, Massachusetts, and New Hampshire. We are also proposing to conditionally approve certain elements of these submittals, as well as disapprove a few elements of Massachusetts' submittals. The submittals outline how each state's State Implementation Plan (SIP) meets the requirements of section 110(a) of the Clean Air Act (CAA) for both the 1997 and 2006 fine particulate matter (PM<E T="52">2.5</E>) national ambient air quality standards (NAAQS). Section 110(a) of the CAA requires that each state adopt and submit a SIP for the implementation, maintenance and enforcement of each NAAQS promulgated by the EPA. This SIP is commonly referred to as an infrastructure SIP. These actions are being taken under the Clean Air Act.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Written comments must be received on or before August 22, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by EPA-R01-OAR-2011-0317 or EPA-R01-OAR-2011-0321 for comments pertaining to our proposed action for Connecticut,<SU>1</SU>
            <FTREF/>EPA-R01-OAR-2011-0318 or EPA-R01-OAR-2011-0322 for comments pertaining to our proposed action for Maine, EPA-R01-OAR-2009-0459 or EPA-R01-OAR-2011-0323 for comments pertaining to our proposed action for Massachusetts, and EPA-R01-OAR-2009-0460 or EPA-R01-OAR-2011-0324 for comments pertaining to our proposed action for New Hampshire by one of the following methods:</P>
          <FTNT>
            <P>

              <SU>1</SU>For each State, the first docket number refers to the docket for the 1997 PM<E T="52">2.5</E>infrastructure submittal and the second docket number refers to the docket for the 2006 PM<E T="52">2.5</E>infrastructure submittal.</P>
          </FTNT>
          <P>1.<E T="03">www.regulations.gov:</E>Follow the on-line instructions for submitting comments.</P>
          <P>2.<E T="03">Email: arnold.anne@epa.gov.</E>
          </P>
          <P>3.<E T="03">Fax:</E>(617) 918-0047.</P>
          <P>4.<E T="03">Mail:</E>“Docket Identification Number EPA-R01-OAR-2011-0317; EPA-R01-OAR-2011-0321; EPA-R01-OAR-2011-0318; EPA-R01-OAR-2011-0322; EPA-R01-OAR-2009-0459; EPA-R01-OAR-2011-0323; EPA-R01-OAR-2009-0460; or EPA-R01-OAR-2011-0324,” Anne Arnold, U.S. Environmental Protection Agency, EPA New England Regional Office, 5 Post Office Square, Suite 100 (mail code: OEP05-2), Boston, MA 02109-3912.</P>
          <P>5.<E T="03">Hand Delivery or Courier.</E>Deliver your comments to: Anne Arnold, Manager, Air Quality Planning Unit, Office of Ecosystem Protection, U.S. Environmental Protection Agency, EPA New England Regional Office, 5 Post Office Square, Suite 100, Boston, MA 02109-3912. Such deliveries are only accepted during the Regional Office's normal hours of operation. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding legal holidays.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID Numbers: EPA-R01-OAR-2011-0317 or EPA-R01-OAR-2011-0321 for comments pertaining to our proposed action for Connecticut, EPA-R01-OAR-2011-0318 or EPA-R01-OAR-2011-0322 for comments pertaining to our proposed action for Maine, EPA-R01-OAR-2009-0459 or EPA-R01-OAR-2011-0323 for comments pertaining to our proposed action for Massachusetts, and EPA-R01-OAR-2009-0460 or EPA-R01-OAR-2011-0324 for comments pertaining to our proposed action for New Hampshire. EPA's policy is that all comments received will be included in the public docket without change and may be made available online at<E T="03">www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit through<E T="03">www.regulations.gov,</E>or email, information that you consider to be CBI or otherwise protected. The<E T="03">www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an email comment directly to EPA without going through<E T="03">www.regulations.gov</E>your email address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the electronic docket are listed in the<E T="03">www.regulations.gov</E>index. Although listed in the index, some information is not publicly available, i.e., CBI or other information whose disclosure is<PRTPAGE P="43024"/>restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically in<E T="03">www.regulations.gov</E>or in hard copy at Office of Ecosystem Protection, U.S. Environmental Protection Agency, EPA New England Regional Office, 5 Post Office Square, Suite 100, Boston, MA. EPA requests that if at all possible, you contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to schedule your inspection. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding legal holidays.</P>
          <P>In addition, copies of the state submittals and EPA's technical support documents are also available for public inspection during normal business hours, by appointment at the respective State Air Agency: the Bureau of Air Management, Department of Energy and Environmental Protection, State Office Building, 79 Elm Street, Hartford, CT 06106-1630; the Bureau of Air Quality Control, Department of Environmental Protection, First Floor of the Tyson Building, Augusta Mental Health Institute Complex, Augusta, ME 04333-0017; Division of Air Quality Control, Department of Environmental Protection, One Winter Street, 8th Floor, Boston, MA 02108; and Air Resources Division, Department of Environmental Services, 6 Hazen Drive, P.O. Box 95, Concord, NH 03302-0095.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Alison C. Simcox, Air Quality Planning Unit, U.S. Environmental Protection Agency, EPA New England Regional Office, Office of Ecosystem Protection, Air Quality Planning Unit, 5 Post Office Square—Suite 100, (Mail code OEP05-2), Boston, MA 02109-3912, telephone number (617) 918-1684, fax number (617) 918-0684, email<E T="03">simcox.alison@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>Throughout this document whenever “we,” “us,” or “our” is used, we mean EPA. The following outline is provided to aid in locating information in this preamble.</P>
        
        <EXTRACT>
          <FP SOURCE="FP-2">I. What action is EPA taking?</FP>
          <FP SOURCE="FP-2">II. What is the background for this action?</FP>
          <FP SOURCE="FP-2">III. What is EPA's evaluation of the States' submittals?</FP>
          <FP SOURCE="FP-2">IV. Proposed Action</FP>
          <FP SOURCE="FP-2">V. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. What action is EPA taking?</HD>
        <P>EPA is proposing action on infrastructure SIPs submitted by the States of Connecticut, Maine, Massachusetts, and New Hampshire. Pursuant to the October 2, 2007 EPA guidance<SU>2</SU>

          <FTREF/>for addressing the SIP infrastructure elements required under sections 110(a)(1) and (2), there are fourteen section 110(a)(2) components that must be included in the SIPs that the States of Connecticut, Maine, Massachusetts and New Hampshire submitted for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS. These fourteen section 110(a)(2) components are as follows:</P>
        <FTNT>
          <P>

            <SU>2</SU>See “Guidance on SIP Elements Required Under Sections 110(a)(l) and (2) for the 1997 8-hour Ozone and PM<E T="52">2.5</E>National Ambient Air Quality Standards” from William T. Harnett, Director, Air Quality Policy Division, Office of Air Quality Planning and Standards, dated October 2, 2007.</P>
        </FTNT>
        <P>(A) Emission limits and other control measures.</P>
        <P>(B) Ambient air quality monitoring/data system.</P>
        <P>(C) Program for enforcement of control measures.</P>
        <P>(D) Interstate transport.</P>
        <P>(E) Adequate resources.</P>
        <P>(F) Stationary source monitoring system.</P>
        <P>(G) Emergency power.</P>
        <P>(H) Future SIP revisions.</P>
        <P>(I) Nonattainment area plan under Part D</P>
        <P>(J) Consultation with government officials, Public notification, Prevention of significant deterioriation (PSD), and Visibility protection.</P>
        <P>(K) Air quality modeling/Data.</P>
        <P>(L) Permitting fees.</P>
        <P>(M) Consultation/participation by affected local entities.</P>

        <P>EPA is proposing to approve the submittals from all four states as fully meeting the infrastructure requirements for the 1997 and 2006 PM<E T="52">2.5</E>standards for the following 110(a)(2) elements and sub-elements: (B), (C) (enforcement program), (E)(i), (E)(iii), (F), (G), (H), (J) (consultation), (J) (public notification), (K), (L), and (M).</P>

        <P>EPA also is proposing to approve the submittals from Maine and New Hampshire as fully meeting the infrastructure requirements for the 1997 and 2006 PM<E T="52">2.5</E>standards for the two prongs of section 110(a)(2)(D)(i)(I). These two prongs are (1) contribute significantly to nonattainment in any other state with respect to any such national primary or secondary NAAQS, and (2) interfere with maintenance by any other state with respect to the same NAAQS. In addition, EPA is proposing to approve the submittals from Maine for the prong of section 110(a)(2)(D)(i)(II) related to interference with visibility protection, and the submittals from New Hampshire for 110(a)(2)(D)(ii) related to interstate and international pollution abatement.</P>
        <P>EPA is proposing to conditionally approve the submittals from all four states for the following 110(a)(2) elements and sub-elements: (A) and E(ii) (state boards and conflict of interest provisions). We are proposing to conditionally approve the submittals from three states (Connecticut, Maine, and New Hampshire) for section 110(a)(2) sub-elements (C), (D)(i)(II), and (J) as they relate to the states' PSD programs. We are also proposing to conditionally approve the submittals from Connecticut and Maine for 110(a)(2)(D)(ii).</P>
        <P>For Massachusetts, EPA is proposing to disapprove the state's submittals for section110(a)(2) sub-elements (C), (D)(i)(II), and (J) as they relate to the state's PSD program, as well as (D)(ii), which relates to interstate and international pollution abatement. Notwithstanding our conclusion that the Massachusetts' 110(a) submissions do not meet these PSD requirements, the state is already subject to a Federal Implementation Plan (FIP) for PSD, and so EPA has no additional FIP obligations under section 110(c). Furthermore, the state will not be subject to mandatory sanctions as a result of this disapproval.</P>
        <HD SOURCE="HD1">II. What is the background for this action?</HD>

        <P>On July 18, 1997, EPA published new NAAQS for particulate matter (PM) (62 FR 38652). This included a new annual and a new 24-hour NAAQS for particles with an aerodynamic diameter less than or equal to a nominal 2.5 micrometers (denoted PM<E T="52">2.5</E>). The annual PM<E T="52">2.5</E>standard was set at 15 micrograms per cubic meter (µg/m<SU>3</SU>) based on a 3-year average of annual mean PM<E T="52">2.5</E>concentrations, and the 24-hour PM<E T="52">2.5</E>standard was set at 65 µg/m<SU>3</SU>based on a 3-year average of the 98th percentile of 24-hour concentrations.</P>

        <P>Thus, states were required to submit “infrastructure” SIPs for the 1997 PM<E T="52">2.5</E>NAAQS to EPA no later than June 2000. However, intervening litigation over the 1997 PM<E T="52">2.5</E>(and 1997 8-hour ozone) NAAQS created uncertainty about how to proceed, and many states did not provide the required “infrastructure” SIP submissions for these newly promulgated NAAQS.</P>

        <P>On March 4, 2004, Earthjustice submitted a notice of intent to sue related to EPA's failure to issue findings of failure to submit related to the infrastructure requirements for the 1997 PM<E T="52">2.5</E>(and 8-hour ozone) NAAQS. With regard to the 1997 PM<E T="52">2.5</E>NAAQS, EPA entered into a consent decree with Earthjustice, which required EPA to complete a<E T="04">Federal Register</E>notice<PRTPAGE P="43025"/>announcing EPA's determinations pursuant to section 110(k)(1)(B) of the Act as to whether each state had made complete submissions to meet the requirements of section 110(a)(2) for the 1997 PM<E T="52">2.5</E>NAAQS by October 5, 2008.</P>

        <P>On October 17, 2006, EPA published revised standards for PM (71 FR 61144). For PM<E T="52">2.5</E>, the annual standard of 15 µg/m<SU>3</SU>was retained, and the 24-hour standard was revised to 35 µg/m<SU>3</SU>. For PM<E T="52">10</E>, the annual standard was revoked, and the 24-hour standard (150 µg/m<SU>3</SU>) was retained. As required by section 110(a)(1) of the CAA, 110(a)(2) (“infrastructure”) submittals were due within three years of promulgation of the revised 24-hour PM<E T="52">2.5</E>standard (i.e., by September 21, 2009).</P>
        <P>For the 1997 annual PM<E T="52">2.5</E>standard, Connecticut, Maine, Massachusetts, and New Hampshire submitted certification letters to EPA on September 4, 2008; September 10, 2008; April 4, 2008; and April 3, 2008, respectively. On October 22, 2008, EPA published findings concerning whether states had made the 110(a)(2) submissions for the 1997 PM<E T="52">2.5</E>standards (73 FR 62902). In the October 2008 action, we found that Connecticut, Maine and New Hampshire had made complete submissions. Massachusetts received a “finding of failure to submit” a SIP addressing section 110(a)(2)(C) and (J) pertaining to the Part C PSD permit program. However, this requirement has already been addressed by a Federal Implementation Plan (FIP) that remains in place, and therefore, the finding-of-failure action did not trigger any additional FIP obligations.</P>
        <P>For the 2006 24-hour PM<E T="52">2.5</E>standard, Connecticut, Maine, Massachusetts, and New Hampshire submitted certification letters to EPA on September 18, 2009; July 27, 2009; September 21, 2009; and September 18, 2009, respectively. On September 8, 2011, EPA published findings concerning whether states had made the 110(a)(2) submissions for the 2006 PM<E T="52">2.5</E>standards (76 FR 55577). None of these four states received a finding for the 2006 PM<E T="52">2.5</E>NAAQS.</P>
        <P>EPA is proposing to fully approve most elements of the 110(a) submittals from Connecticut, Maine, Massachusetts, and New Hampshire. We are also proposing to conditionally approve certain elements of these submittals, as well as proposing disapproval of a few elements of Massachusetts' submittals. Elements for which we are proposing approval, conditional approval, and disapproval are listed in section I and IV of this notice.</P>

        <P>EPA is soliciting public comments on the issues discussed in this notice or on other relevant matters. These comments will be considered before taking final action. Interested parties may participate in the Federal rulemaking procedure by submitting written comments to the EPA New England Regional Office listed in the<E T="02">ADDRESSES</E>section of this<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">III. What is EPA's evaluation of the States' submittals?</HD>
        <P>EPA has reviewed the submittals for the 1997 and 2006 PM<E T="52">2.5</E>standards listed above and has determined that most, but not all, of each state's SIPs meet the section 110(a)(2) infrastructure requirements of the CAA and are consistent with the relevant EPA guidance. Each state's submittals and EPA's evaluation of those submittals are detailed in the following technical support documents (TSDs). These TSDs (one per state) are available on-line at<E T="03">http://www.regulations.gov:</E>Docket numbers EPA-R01-OAR-2011-0317 and EPA-R01-OAR-2011-0321 (Connecticut), EPA-R01-OAR-2011-0318 and EPA-R01-OAR-2011-0322 (Maine), EPA-R01-OAR-2009-0459 and EPA-R01-OAR-2011-0323 (Massachusetts), and EPA-R01-OAR-2009-0460 and EPA-R01-OAR-2011-0324 (New Hampshire).</P>
        <P>In their submittals, each state references items in their state laws, statutes, regulations and SIPs that address the elements detailed in section 110(a)(2) of the CAA. Specifically, Connecticut references the Connecticut Air Quality SIP, the Connecticut General Statutes (CGS) and the Regulations of the Connecticut State Air Agency (RCSA); Maine references the Maine Air Quality SIP, the Code of Maine Regulations (CMR) and the Maine Revised Statutes Annotated (MRSA); Massachusetts references the Massachusetts Air Quality SIP, the Massachusetts General Laws (MGL) and the Code of Massachusetts Regulations (CMR); and New Hampshire references the New Hampshire Air Quality SIP, the New Hampshire Revised Statutes Annotated (RSA) as well as the New Hampshire Rules Governing the Control of Air Pollution, and New Hampshire Administrative Rules Env-A 100 et seq.</P>

        <P>The discussion below summarizes how each state meets each relevant CAA infrastructure requirement. As noted above, Connecticut, Maine, Massachusetts, and New Hampshire provided infrastructure submittals for both the 1997 and 2006 PM<E T="52">2.5</E>NAAQS. However, the demonstrations submitted by each State for how it is meeting many of the section 110(a)(2) elements are substantively identical for both of the PM<E T="52">2.5</E>NAAQS. Therefore, unless otherwise noted, the following evaluation of each element pertains to both standards. For more information, please refer to the TSDs referenced above.</P>
        <HD SOURCE="HD2">A. Emission Limits and Other Control Measures</HD>

        <P>Section 110(a)(2)(A) requires SIPs to include enforceable emission limits and other control measures, means or techniques, schedules for compliance and other related matters. The rules approved in the EPA-approved SIPs for Connecticut, Maine, Massachusetts and New Hampshire apply a substantial level of control on PM<E T="52">2.5</E>and PM<E T="52">2.5</E>precursors.</P>

        <P>In January 2011, Connecticut revised Section 22a-174-3a. However, to be sure that references to NAAQS in Section 22a-174 incorporate by reference the 1997 and 2006 PM<E T="52">2.5</E>NAAQS, Connecticut submitted a letter to EPA, dated July 11, 2012, committing to provide a statement of legal authority or to take any necessary actions to meet requirements of section 110(a)(2)(A) by a date no later than one year from conditional approval of Connecticut's PM<E T="52">2.5</E>infrastructure submissions. Therefore, we are proposing to conditionally approve Connecticut's submissions for infrastructure element 110(a)(2)(A).</P>

        <P>Maine's Ambient Air Quality Standards in Chapter 110 currently do not reflect the 1997 or 2006 PM<E T="52">2.5</E>NAAQS. However, the Maine Department of Environmental Protection (ME DEP) has recently proposed revisions to Chapter 110 to address the more recent NAAQS. On June 30, 2012, Maine submitted a letter to EPA committing to adopt and submit the necessary regulation revisions to EPA by a date that is no later than one year from conditional approval of Maine's PM<E T="52">2.5</E>infrastructure submissions. Therefore, we propose to conditionally approve Maine's 110(a) submissions for infrastructure element 110(a)(2)(A).</P>

        <P>Regarding Massachusetts, the current SIP-approved 310 CMR 6.00 (Ambient Air Quality Standards) does not reflect the 1997 or 2006 PM<E T="52">2.5</E>NAAQS. Massachusetts has submitted a letter to EPA on July 12, 2012, committing to take action to meet requirements of section 110(a)(2)(A) by a date no later than one year from conditional approval of Massachusetts' PM<E T="52">2.5</E>infrastructure submissions. Therefore, we are proposing to conditionally approve Massachusetts' 110(a) submissions for infrastructure element 110(a)(2)(A).</P>

        <P>For New Hampshire, the current SIP-approved Env-A 300 (Ambient Air Quality Standards) does not reflect the 1997 or 2006 PM<E T="52">2.5</E>NAAQS. However,<PRTPAGE P="43026"/>in March 2012, New Hampshire proposed the necessary revisions to Env-A 300, and has submitted a letter dated June 29, 2012, committing to adopt and submit the necessary regulation revisions to EPA by a date that is no later than one year from conditional approval of New Hampshire's PM<E T="52">2.5</E>infrastructure submissions. We propose to conditionally approve New Hampshire's 110(a) submissions for infrastructure element 110(a)(2)(A).</P>
        <HD SOURCE="HD2">B. Ambient Air Quality Monitoring/Data System</HD>

        <P>Section 110(a)(2)(B) requires SIPs to include provisions to provide for establishment and operation of ambient air-quality monitors, collecting and analyzing ambient air-quality data, and making these data available to EPA upon request. Connecticut, Maine, Massachusetts and New Hampshire have all established and currently operate ambient air-quality monitors and submit the data collected to EPA. All four states have submitted annual air monitoring network plans which have been approved by EPA. We conclude that all four states' infrastructure SIPs for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS meet the requirements of section 110(a)(2)(B).</P>
        <HD SOURCE="HD2">C. Program for Enforcement of Control Measures</HD>
        <P>Section 110(a)(2)(C) requires states to have a plan that includes a program providing for enforcement of all SIP measures and the regulation of modification and construction of any stationary source within the areas covered by the plan as necessary to assure that NAAQS are achieved, including a program to meet PSD and nonattainment New Source Review (NSR) requirements.</P>
        <P>Recent PM<E T="52">2.5</E>PSD rules that require updates to state regulations and subsequent submittal to EPA for approval include “Implementation of the New Source Review (NSR) Program for Particulate Matter Less Than 2.5 Micrometers (PM<E T="52">2.5</E>)” (73 FR 28321, May 16, 2008) and “Prevention of Significant Deterioration (PSD) for Particulate Matter Less Than 2.5 Micrometers (PM<E T="52">2.5</E>)—Increments, Significant Impact Levels (SILs) and Significant Monitoring Concentration (SMC)” (75 FR 64864, October 20, 2010). States were also required to update their regulations to meet PSD rules related to greenhouse gas (GHG) emissions. These are the “Prevention of Significant Deterioration and Title V Greenhouse Gas Tailoring Rule” (75 FR 31514, June 3, 2010), as modified by the “Limitation of Approval of Prevention of Significant Deterioration Provisions Concerning Greenhouse Gas Emitting-Sources in State Implementation Plans” or “Narrowing Rule” (75 FR 82536, December 30, 2010). The effect of EPA narrowing its approval in this manner is that the provisions of previously approved SIPs that apply PSD to increases in GHG emissions from sources that emit GHGs below the Tailoring Rule thresholds have the status of having been submitted by the state, but not yet acted upon by EPA.</P>

        <P>In this action, we are not evaluating nonattainment-related provisions, such as the nonattainment NSR program required by part D in 110(a)(2)(C) and measures for attainment required by section 110(a)(2)(I), as part of the infrastructure SIPs for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS because these submittals are required beyond the date (3 years from NAAQS promulgation) that section 110 infrastructure submittals are required.</P>
        <P>The Connecticut PSD program is established in RCSA section 22a-174-3a (k). This PSD program was approved into the SIP on May 10, 2011 (76 FR 26933). Connecticut has authority to issue PSD permits and enforce them under its approved PSD SIP. EPA recently approved changes to Connecticut's PSD program on May 10, 2011, to reflect changes in the federal PSD program related to the permitting of greenhouse gas emission (76 FR 26933). This PSD program takes advantage of the Tailoring Rule thresholds for PSD applicability.</P>
        <P>New Hampshire's PSD provisions for air-quality permits are established in Env-A 619. The most recent version of the state's Statewide Permit System (Env-A 600) was approved into the New Hampshire SIP on February 6, 2012 (77 FR 5700). New Hampshire has authority to issue PSD permits and enforce them under its approved PSD SIP. EPA recently approved changes to New Hampshire's PSD program that reflect changes in the federal PSD program related to the permitting of greenhouse gas emission (77 FR 5700, February 6, 2012). This PSD program takes advantage of the Tailoring Rule thresholds for PSD applicability by relying on the GHG PSD Narrowing Rule.</P>

        <P>For Connecticut and New Hampshire, EPA is proposing to make a determination that the state 110(a) submittals for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS do not meet the portions of section 110(a)(2)(C) which relate to the state's need to have a federally enforceable PSD program that meets requirements of the two major source PM<E T="52">2.5</E>PSD rules, “Implementation of the New Source Review (NSR) Program for Particulate Matter Less Than 2.5 Micrometers (PM<E T="52">2.5</E>)” (73 FR 28321, May 16, 2008), and “Prevention of Significant Deterioration (PSD) for Particulate Matter Less Than 2.5 Micrometers (PM<E T="52">2.5</E>)--Increments, Significant Impact Levels (SILs) and Significant Monitoring Concentration (SMC)” (75 FR 64864, October 20, 2010). However, Connecticut and New Hampshire are making progress. On June 15, 2012, Connecticut submitted a letter to EPA committing to adopt and submit the necessary regulation revisions to EPA by a date no later than one year from conditional approval of Connecticut's PM<E T="52">2.5</E>infrastructure submissions. On June 28, 2012, New Hampshire submitted a letter to EPA committing to adopt and submit the necessary regulation revisions to EPA by a date no later than one year from conditional approval of New Hampshire's PM<E T="52">2.5</E>infrastructure submissions. Therefore, we propose to conditionally approve Connecticut's and New Hampshire's 110(a) submissions for infrastructure element 110(a)(2)(C) as it relates to the states' need to have a PSD program that meets all federal requirements. As discussed below, for these states, we are also proposing to conditionally approve related elements (D)(i)(II) and (J).</P>
        <P>The Maine PSD program is established in CMR (Maine Regulations) Chapters 100, 113, 115 (licensing for minor sources) and 140 (licensing for major sources). Maine implements its PSD program requirements under CMR Chapter 115. This PSD program was approved into the SIP on February 14, 1996 (61 FR 5690). Maine has authority to issue PSD permits and enforce them under its approved PSD SIP. Maine has adopted revisions to its PSD permitting program to address GHG emissions, but has not yet submitted these rules to EPA.</P>

        <P>For Maine, EPA is proposing to make a determination that the state 110(a) submittals for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS do not meet the portions of section 110(a)(2)(C) which relate to the state's need to have a federally enforceable PSD program that meets requirements of the two major source PM<E T="52">2.5</E>PSD rules listed above (73 FR 28321, May 16, 2008 and 75 FR 64864, October 20, 2010). In addition, Maine's current PSD regulations do not properly account for NO<E T="52">X</E>as a precursor to ozone as required by the Phase 2 Ozone Implementation Rule (70 FR 71612, November 29, 2005). However, ME DEP is in the process of adopting rules to meet its obligations for PSD under the<PRTPAGE P="43027"/>Phase 2 Ozone Implementation Rule, and, on June 13, 2012, Maine submitted a letter to EPA committing to adopt and submit regulation revisions to EPA to meet requirements of section 110(a)(2)(C) by a date that is no later than one year from conditional approval of the state's PM<E T="52">2.5</E>110(a) submissions. Therefore, we are proposing to conditionally approve Maine's 110(a) submittals with respect to section 110(a)(2)(C) for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS. As discussed below, we are also proposing to conditionally approve related elements (D)(i)(II) and (J).</P>
        <P>Massachusetts does not have an approved PSD SIP, and has long been subject to a Federal Implementation Plan (FIP). Between 1982 and 2003, Massachusetts implemented that FIP through a delegation agreement. Massachusetts rescinded the delegation agreement in 2003. However, effective April 11, 2011, EPA Region 1 granted the Massachusetts Department of Environmental Protection (MassDEP) full delegation authority to implement and enforce the Federal PSD program (76 FR 31241). Because the state is subject to a PSD FIP, its infrastructure submissions are not approvable with respect to this element. However, the state is not subject to mandatory sanctions solely as a result of this type of infrastructure SIP disapproval, for the reason that the SIP deficiencies are neither with respect to a submittal that is required under part D nor in response to a SIP call under section 110(k)(5) of the CAA. Moreover, the requirements for which the state is subject to the FIP are already satisfied by the FIP, and so EPA has no additional FIP obligations under section 110(c).</P>

        <P>For these reasons, we conclude that Massachusetts' infrastructure SIPs for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS meet the enforcement and minor NSR requirements, but not the PSD requirements of section 110(a)(2)(C). Therefore, we are proposing to disapprove Massachusetts' 110(a) submittals with respect to section 110(a)(2)(C) for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS. Notwithstanding our conclusion that the Massachusetts' 110(a) submissions do not meet the PSD requirements of section 110(a)(2)(C), the state is not subject to mandatory sanctions as a result of this disapproval. As discussed below, we are also proposing to disapprove related elements (D)(i)(II) and (J).</P>
        <HD SOURCE="HD2">D. Interstate Transport</HD>
        <P>Section 110(a)(2)(D) is divided into two components, 110(a)(2)(D)(i) and 110(a)(2)(D)(ii). In addition, EPA has subdivided section 110(a)(2)(D)(i) into four “prongs,” two under 110(a)(2)(D)(i)(I) and two under 110(a)(2)(D)(i)(II). The two prongs under 110(a)(2)(D)(i)(I) are (prong 1) contribute significantly to nonattainment in any other state with respect to any such national primary or secondary NAAQS, and (prong 2) interfere with maintenance by any other state with respect to the same NAAQS. The two prongs under 110(a)(2)(D)(i)(II) are (prong 3) interfere with measures required to be included in the applicable implementation plan for any other state under part C to prevent significant deterioration of air quality or (prong 4) to protect visibility.</P>
        <P>Section 110(a)(2)(D)(ii) addresses interstate and international pollution abatement, and requires SIPs to include provisions insuring compliance with sections 115 and 126 of the Act, relating to interstate and international pollution abatement.</P>
        <HD SOURCE="HD3">Connecticut</HD>

        <P>In this action for Connecticut, we are only addressing prong 3 of 110(a)(2)(D)(i) (interference with PSD) for the 2006 PM<E T="52">2.5</E>NAAQS.</P>

        <P>As discussed above under (C) (program for enforcement of control measures), Connecticut's PSD program does not yet meet requirements of the most recent federal PSD rules (73 FR 28321, May 16, 2008 and 75 FR 64864, October 20, 2010), but Connecticut has committed to revising its PSD regulations to meet current requirements. Therefore, we are proposing to conditionally approve prong 3 of 110(a)(2)(D)(i) in Connecticut's 110(a) submittal for the 2006 PM<E T="52">2.5</E>NAAQS.</P>

        <P>Regarding section 110(a)(2)(D)(ii), Connecticut's PSD regulations provide for notice to most of the parties consistent with the requirements in the EPA PSD program. There is, however, a flaw in Connecticut's SIP-approved PSD program regarding notice to other states. Compare CAA section 126 (a)(1) and 40 CFR 51.166(q)(2)(iv) (requiring notice to, among others, “any State * * * or Indian Governing body whose lands may be affected by emissions from the source or modification”) with RCSA 22a-174-2a(b)(6) (specifically excluding other states from the list of parties to receive copies of draft PSD permits). Although there is no specific mandate in Connecticut's regulations that affected states receive notice, Connecticut issues extensive notice of its draft permits, and neighboring states consistently get copied on those drafts. On January 12, 2012, Connecticut proposed revisions to their permit program notification requirements in 22a-174-2a(b)(5) and (6). On June 15, 2012, Connecticut sent a letter to EPA committing to submit the adopted provision to EPA by a date that is no later than one year from conditional approval of Connecticut's PM<E T="52">2.5</E>infrastructure submissions. Also, the State also has no pending obligations under section 115 or 126(b) of the Act. Therefore, we are proposing to conditionally approve Connecticut's submissions for infrastructure element 110(a)(2)(D)(ii).</P>
        <HD SOURCE="HD3">Maine</HD>

        <P>In this action for Maine, we are addressing all four prongs of 110(a)(2)(D)(i). On June 30, 2012, Maine submitted a letter to EPA certifying that it is not contributing significantly to nonattainment or interfering with maintenance of the 1997 or 2006 PM<E T="52">2.5</E>NAAQS in any other state. EPA agrees and has conducted modeling for the Clean Air Interstate Rule (CAIR) (70 FR 25162, May 12, 2005) and for the Cross State Air Pollution Rule (CSAPR) (76 FR 48208, August 8, 2011) that shows that Maine does not contribute to nonattainment or interfere with maintenance in any other state. Therefore, we are proposing to approve Maine's submissions with respect to prongs 1 and 2 of 110(a)(2)(D)(i).</P>

        <P>Regarding prong 3 under section 110(a)(2)(D)(i), as discussed under (C) (program for enforcement of control measures), Maine's SIP-approved PSD program does not yet meet requirements of the most recent federal PSD rules for implementing the PM<E T="52">2.5</E>NAAQS or the Phase 2 Ozone Implementation Rule, but Maine has committed to revising its PSD regulations to meet current requirements. Therefore, we are proposing to conditionally approve prong 3 of 110(a)(2)(D)(i) in Maine's 110(a) submittals for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS.</P>
        <P>Regarding prong 4 under section 110(a)(2)(D)(i) (interference with visibility protection), EPA proposes to approve Maine's 110(a) submissions. Specifically, Maine submitted a Regional Haze SIP to EPA on December 9, 2010, with supplemental submittals on September 14, 2011 and November 9, 2011. On April 24, 2012, EPA approved Maine's Regional Haze SIP for the first planning period from 2008 through 2018 (77 FR 24385).</P>

        <P>Regarding section 110(a)(2)(D)(ii), Maine's currently approved SIP, which EPA approved on February 14, 1996 (61 FR 5690), provides for notice to various parties consistent with the requirements in the EPA PSD program at 40 CFR 51.166(q)(iv). (Maine has since revised its notice regulation for PSD permits,<PRTPAGE P="43028"/>and since the approved SIP's notice regulation is adequate, we are not presently reviewing the revised regulation.) In its 110(a) submissions, the state certified that it has no pending obligations under section 115 or 126(b) of the CAA. As noted in the June 2011 addendum to their 110(a) submittals, Maine notifies affected states regarding new source and modifications under its Chapter 140 Part 70 Air Emission License Regulations. However, this regulation has not been approved into the Maine SIP. On June 13, 2012, Maine submitted a letter to EPA committing to adopt and submit the necessary regulation revisions to EPA by a date that is no later than one year from conditional approval of Maine's PM<E T="52">2.5</E>infrastructure submissions. Therefore, we are proposing to conditionally approve Maine's submissions for infrastructure element 110(a)(2)(D)(ii).</P>
        <HD SOURCE="HD3">Massachusetts</HD>
        <P>In this action for Massachusetts, we are only addressing prong 3 of 110(a)(2)(D)(i) (i.e., interference with PSD). As discussed under (C) (program for enforcement of control measures), Massachusetts is currently subject to a PSD FIP. A state's infrastructure SIP submittal cannot be considered for approvability with respect to prong 3 until EPA has issued final approval of that state's PSD SIP or, alternatively, has issued final approval of a SIP that EPA has otherwise found adequate to prohibit interference with other states' measures to prevent significant deterioration of air quality. Therefore, we are proposing to disapprove Massachusetts' 110(a) submissions for prong 3 of 110(a)(2)(D)(i). However, this disapproval will not trigger any sanctions or additional FIP obligation.</P>
        <P>Regarding section 110(a)(2)(D)(ii), which relates to interstate and international pollution abatement, as noted above, Massachusetts is subject to a PSD FIP. States relying on the federal PSD program requirements of 40 CFR 52.21(q), which provide for notification of affected state and local air agencies, to satisfy this requirement have programs that are considered technically deficient and not approvable. Therefore, we are proposing to disapprove Massachusetts' submissions for infrastructure element 110(a)(2)(D)(ii). However, this disapproval will not trigger any sanctions or additional FIP obligation.</P>
        <HD SOURCE="HD3">New Hampshire</HD>

        <P>In this action for New Hampshire, we are addressing prongs 1, 2 and 3 of 110(a)(2)(D)(i) for the 2006 PM<E T="52">2.5</E>NAAQS. On July 3, 2012, New Hampshire submitted a letter to EPA certifying that it is not contributing significantly to nonattainment or interfering with maintenance of the 1997 or 2006 PM<E T="52">2.5</E>NAAQS in any other state. EPA agrees and has conducted modeling for the Clean Air Interstate Rule (70 FR 25162, May 12, 2005) and for the Cross State Air Pollution Rule (76 FR 48208, August 8, 2011) that shows that New Hampshire does not contribute to nonattainment or interfere with maintenance in any other state. Therefore, we are proposing to approve New Hampshire's submissions with respect to prongs 1 and 2 of 110(a)(2)(D)(i).</P>

        <P>Regarding prong 3 under section 110(a)(2)(D)(i), as discussed under (C) (program for enforcement of control measures), New Hampshire's SIP-approved PSD program does not yet meet requirements of the most recent federal PSD rules for implementing the PM<E T="52">2.5</E>NAAQS, but New Hampshire has committed to revising its PSD regulations to meet current requirements. Therefore, we are proposing to conditionally approve prong 3 of 110(a)(2)(D)(i) in New Hampshire's 110(a) submittals for the 1997 and 2006 PM<E T="52">2.5</E>NAAQS.</P>
        <P>Regarding section 110(a)(2)(D)(ii), New Hampshire is required to give notice of draft PSD permits that meet the requirements in our regulations. In the currently approved SIP, former Env-A 205.03 provides that New Hampshire specifically defers to 40 CFR Part 52 for the process by which PSD permits are issued. Forty CFR Part 52 effectively incorporates the requirements of 40 CFR Part 124, which include affected state notice. (See 40 CFR 124.10(c)(1)(iii), (vii) &amp; (x).) (New Hampshire has since revised its notice regulation for PSD permits, Env-A 621.03-04, and it does not reference 40 CR Part 52. However, since the approved SIP's notice regulation is adequate, we are not presently reviewing the revised regulation.) The State also has no pending obligations under section 115 or 126(b) of the Act. Therefore, we are proposing to approve New Hampshire's submissions for infrastructure element 110(a)(2)(D)(ii).</P>
        <HD SOURCE="HD2">E. Adequate Resources</HD>
        <P>Section 110(a)(2)(E) requires states to provide (i) necessary assurances that the state will have adequate personnel, funding, and authority under state law to carry out the SIP (and is not prohibited by any provision of federal or state law from carrying out the SIP or portion thereof), (ii) requires that the state comply with the requirements respecting state boards under section 128, and (iii) necessary assurances that, where the state has relied on a local or regional government, agency, or instrumentality for the implementation of any SIP provision, the state has responsibility for ensuring adequate implementation of such SIP provision.</P>
        <P>Congress added section 128 in the 1977 amendments as the result of a conference agreement. Titled “State boards,” section 128 provides in relevant part: (a) Not later than the date one year after August 7, 1977, each applicable implementation plan shall contain requirements that:</P>
        <P>(1) Any board or body which approves permits or enforcement orders under [this Act] shall have at least a majority of members who represent the public interest and do not derive any significant portion of their income from persons subject to permits or enforcement orders under [this Act], and (2) Any potential conflicts of interest by members of such board or body or the head of an executive agency with similar powers be adequately disclosed.</P>

        <P>Connecticut, Maine, Massachusetts and New Hampshire have SIP-approved regulations that provide adequate authority for each of the states to carry out their SIP obligations with respect to the 1997 and 2006 PM<E T="52">2.5</E>NAAQS. Each of the four states receives sections 103 and 105 grant funds through their Performance Partnership Grants along with required state-matching funds to provide funding necessary to carry out their SIP requirements. Therefore, EPA proposes to find that Connecticut, Maine, Massachusetts and New Hampshire have sufficient resources to meet the requirements of section 110(a)(2)(E)(i).</P>

        <P>With regard to section 110(a)(2)(E)(ii), Maine and New Hampshire have state boards, Maine Board of Environmental Protection and New Hampshire Air Resources Council, that approve permits or enforcement orders under the CAA. Therefore, both states are subject to the requirements of subsection 128(a)(1), as well as to the requirements of section 128(a)(2). However, although both states have conflict-of-interest provisions in their general statutes, they have not been approved by EPA into either the Maine or New Hampshire SIP. These items were not addressed in Maine and New Hampshire's original PM<E T="52">2.5</E>infrastructure SIP submittals. In a letter dated June 29, 2012, New Hampshire submitted its statute addressing conflict of interest for SIP approval. EPA has not yet acted on this submittal. Also, in a letter dated June 13, 2012, Maine committed to submitting the statutory provisions pertaining to conflict of<PRTPAGE P="43029"/>interest to EPA within one year of our final action on its PM<E T="52">2.5</E>infrastructure SIP. Therefore, we are proposing to conditionally approve the infrastructure submittals for both Maine and New Hampshire with respect to section 110(a)(2)(E)(ii).</P>

        <P>Connecticut and Massachusetts do not have state boards that approve permits or enforcement orders under the CAA. Instead, permits and enforcement orders are approved by each state's Commissioner of Environmental Protection. Thus, Connecticut and Massachusetts are not subject to the requirements of subsection 128(a)(1). However, they are subject to the requirements of section 128(a)(2), but neither state demonstrated in their infrastructure submittals that they have met these requirements. Subsequently, on June 15, 2012, Connecticut submitted a letter to EPA committing to address this issue by a date no later than one year from conditional approval of Connecticut's PM<E T="52">2.5</E>Infrastructure submittals. Massachusetts submitted a similar commitment letter to EPA on July 12, 2012. Therefore, we are proposing to conditionally approve Connecticut's and Massachusetts' submissions with respect to section 110(a)(2)(E)(ii).</P>
        <P>With respect to section 110(a)(2)(E)(iii), none of the four states has assigned responsibility for carrying out portions of the SIP to any local government, agency, or other instrumentality. Therefore, the Connecticut, Maine, Massachusetts and New Hampshire 110(a) submittals meet the requirements for this element.</P>
        <HD SOURCE="HD2">F. Stationary Source Monitoring System</HD>
        <P>Section 110(a)(2)(F) of the CAA requires states to establish a system to monitor emissions from stationary sources and to submit periodic emission reports. The infrastructure submittals for Connecticut, Maine, Massachusetts and New Hampshire reference specific regulations that require sources to monitor emissions and submit reports to EPA. The specific rules are referenced in the TSD for each state.</P>

        <P>EPA has reviewed the laws and regulations that been approved into the Connecticut, Maine, Massachusetts and New Hampshire SIPs and has determined that all four states' infrastructure submittals for the 1997 and 2006 PM<E T="52">2.5</E>standards meet the requirements for section 110(a)(2)(F).</P>
        <HD SOURCE="HD2">G. Emergency Power</HD>
        <P>Section 110(a)(2)(G) of the CAA requires states to provide for authority to address activities causing imminent and substantial endangerment to public health, including contingency plans to implement the emergency episode provisions in their SIPs.</P>
        <P>For PM<E T="52">2.5</E>, EPA's guidance dated September 25, 2009<SU>3</SU>

          <FTREF/>provides clarification that states that have air quality control regions identified as either Priority I, Priority IA or Priority II by the “Prevention of Air Pollution Emergency Episodes” rules at 40 CFR 51.150 must develop emergency episode contingency plans. The guidance recommends that until EPA establishes significant harm levels (SHL) for PM<E T="52">2.5</E>, states should establish their own SHL levels based on EPA's February 12, 2007 issue paper on setting priority and emergency action levels and also consider the recommended levels set forth in Attachment B of the September 25, 2009 guidance. States would be required to develop emergency episode plans for any area that has monitored and recorded 24-hour PM<E T="52">2.5</E>levels greater than 140.4 µg/m<SU>3</SU>since 2006. A state that has never exceeded this level since 2006 is considered to be Priority III in accordance with the guidance, may certify that it has appropriate general emergency powers to address PM<E T="52">2.5</E>-related episodes, and is not required to adopt specific emergency episode plans at this time, given the existing monitored levels.</P>
        <FTNT>
          <P>

            <SU>3</SU>See “Guidance on SIP Elements Required Under Sections 110(a)(l) and (2) for the 2006 24-Hour Fine Particle (PM<E T="52">2.5</E>) National Ambient Air Quality Standards (NAAQS), from William T. Harnett, Director, Air Quality Policy Division, Office of Air Quality Planning and Standards, dated September 25, 2009.</P>
        </FTNT>
        <P>Air-quality monitors in all four states show that PM<E T="52">2.5</E>levels for the past three years are below the 140.5 µg/m<SU>3</SU>threshold. Connecticut and Massachusetts certified in their infrastructure submittals that they expect to be classified as Priority III regions and, therefore, emergency episode plans for PM<E T="52">2.5</E>are not required. Maine and New Hampshire submitted letters to EPA, dated June 13, 2012, and July 3, 2012, respectively, certifying that they expect to be classified as Priority III regions. Therefore, all four states have met the requirements of section 110(a)(2)(G) for both the 1997 and 2006 PM<E T="52">2.5</E>standards.</P>
        <HD SOURCE="HD2">H. Future SIP Revisions</HD>
        <P>Section 110(a)(2)(H) of the CAA requires states to have the authority to revise their SIPs in response to changes in the NAAQS, availability of improved methods for attaining NAAQS, or in response to an EPA finding that the SIP is substantially inadequate.</P>

        <P>Infrastructure submittals for Connecticut, Maine, Massachusetts and New Hampshire for both the 1997 and 2006 PM<E T="52">2.5</E>standards certify that SIPs for each state may be revised should EPA find that a plan is substantially inadequate to attain a standard or to comply with any additional requirements under the CAA. Therefore, Connecticut, Maine, Massachusetts and New Hampshire have met the requirements of section 110(a)(2)(H).</P>
        <HD SOURCE="HD2">I. Nonattainment Area Plan Under Part D</HD>
        <P>Section 110(a)(2)(I) of the CAA requires that each such plan shall “in the case of a plan or plan revision for an area designated as a nonattainment area, meet the applicable requirements of part D of this subchapter (relating to nonattainment areas).” EPA is not evaluating nonattainment-related provisions, such as the NSR program required by part D in section 110(a)(2)(C) and measures for attainment required by section 110(a)(2)(I), as part of the infrastructure SIPs because these submittals are required beyond the date (3 years from NAAQS promulgation) that section 110 infrastructure submittals are required.</P>
        <HD SOURCE="HD2">J. Consultation With Government Official, Public Notification, PSD, and Visibility Protection</HD>
        <P>Section 110(a)(2)(J) requires states to provide a process for consultation with local governments and Federal Land Managers carrying out NAAQS implementation requirements pursuant to Section 121 relating to consultation. Section 127 requires that the state notify the public of any NAAQS exceedences, advise the public of health hazards associated with such pollution, and include measures to enhance public awareness of measures that can be taken to prevent exceedances.</P>
        <P>Section 110(a)(2)(J) also requires states to meet applicable requirements of Part C related to prevention of significant deterioration and visibility protection. EPA interprets this section 110 provision on visibility as not being “triggered” by a new NAAQS because the visibility requirements in part C are not changed by a new NAAQS.</P>
        <HD SOURCE="HD3">Consultation With Government Officials</HD>
        <P>EPA finds that the 110(a) submittals from Connecticut, Maine, Massachusetts and New Hampshire meet the requirements of section 110(a)(2)(J) for consultation with government officials.</P>
        <HD SOURCE="HD3">Public Notification</HD>

        <P>Connecticut, Maine, Massachusetts and New Hampshire are all state partners participating in EPA's AIRNOW and EnviroFlash Air Quality<PRTPAGE P="43030"/>Alert programs. (See<E T="03">www.airnow.gov.</E>) We are proposing to approve the infrastructure submittals for Connecticut, Maine, Massachusetts and New Hampshire with respect to section 110(a)(2)(J) for public notification.</P>
        <HD SOURCE="HD3">PSD</HD>
        <P>Regarding the requirement in section 110(a)(2)(J) that the infrastructure submittals meet the applicable requirements of part C of title I of the CAA, EPA evaluated this requirement in the context of section 110(a)(2)(C) with respect to permitting (see discussion under (C) (program for enforcement of control measures)).</P>

        <P>The Connecticut PSD program is established in RCSA section 22a-174-3a (k). This PSD program was approved into the SIP on May 10, 2011 (76 FR 26933). Connecticut has authority to issue PSD permits and enforce them under its approved PSD SIP. EPA recently approved changes to Connecticut's PSD program on May 10, 2011, to reflect changes in the federal PSD program related to the permitting of greenhouse gas emission (76 FR 26933, May 10, 2011). This PSD program takes advantage of the Tailoring Rule thresholds for PSD applicability. However, as discussed under (C) (program for enforcement of control measures), Connecticut's EPA-approved PSD program does not yet meet requirements of the two major source PM<E T="52">2.5</E>PSD rules (73 FR 28321, May 16, 2008 and 75 FR 64864, October 20, 2010). The State has, however, committed to address this issue. Therefore, we are proposing to conditionally approve the state's 110(a) submittals for the portion of section 110(a)(2)(J) that relates to PSD.</P>

        <P>The Maine PSD program is established in CMR (Maine Regulations) Chapters 100, 113, 115 (licensing for minor sources) and 140 (licensing for major sources). Maine implements its PSD program requirements under CMR Chapter 115. This PSD program was approved into the SIP on February 14, 1996 (61 FR 5690). Maine has authority to issue PSD permits and enforce them under its approved PSD SIP. However, as discussed under (C) (program for enforcement of control measures), Maine has adopted revisions to its PSD permitting program to address GHG emissions, but has not yet submitted these rules to EPA. In addition, Maine has not completed rulemaking to meet requirements of the two PM<E T="52">2.5</E>PSD rules (73 FR 28321, May 16, 2008 and 75 FR 64864, October 20, 2010) discussed above, nor of the Phase 2 Ozone Implementation Rule. However, Maine is making progress and, on June 13, 2012, Maine submitted a letter to EPA committing to adopt and submit the necessary regulation revisions to EPA by a date that is no later than one year from conditional approval of Maine's PM<E T="52">2.5</E>infrastructure submissions. Therefore, we are proposing to conditionally approve the state's 110(a) submittals for the portion of section 110(a)(2)(J) that relates to PSD.</P>
        <P>Massachusetts is currently subject to a PSD FIP, as discussed under (C) (program for enforcement of control measures). The approvability of a state's PSD program in its entirety is essential to the approvability of the infrastructure SIP with respect to section 110(a)(2)(J). Until the state provides such a program, the Massachusetts infrastructure SIP is not approvable with respect to section 110(a)(2)(J). Therefore, we propose to disapprove Massachusetts' infrastructure SIP with respect to the PSD sub-element of 110(a)(2)(J). However, as noted above, this disapproval does not impose any sanctions or new FIP obligations.</P>

        <P>New Hampshire's PSD provisions for air-quality permits are established in Env-A 619. The most recent version of the state's Statewide Permit System (Env-A 600) was approved into the New Hampshire SIP on February 6, 2012 (77 FR 5700). New Hampshire has authority to issue PSD permits and enforce them under its approved PSD SIP. EPA recently approved changes to New Hampshire's PSD program that reflect changes in the federal PSD program related to the permitting of greenhouse gas emission (77 FR 5700, February 6, 2012). This PSD program takes advantage of the Tailoring Rule thresholds for PSD applicability by relying on the GHG PSD Narrowing Rule. However, as discussed under (C) (program for enforcement of control measures), New Hampshire's EPA-approved PSD program does not yet meet requirements of the two major source PM<E T="52">2.5</E>PSD rules (73 FR 28321, May 16, 2008 and 75 FR 64864, October 20, 2010), or implement the 2006 PM<E T="52">2.5</E>NAAQS itself. The State has, however, committed to address these issues. Therefore, we are proposing to conditionally approve the state's 110(a) submittals for the portion of section 110(a)(2)(J) that relates to PSD.</P>
        <HD SOURCE="HD3">Visibility Protection</HD>
        <P>With regard to the applicable requirements for visibility protection, EPA recognizes that states are subject to visibility and regional haze program requirements under part C of the CAA. In the event of the establishment of a new NAAQS, however, the visibility and regional haze program requirements under part C do not change. Thus, we find that there is no new visibility obligation triggered under section 110(a)(2)(J) when a new NAAQS becomes effective.</P>
        <HD SOURCE="HD2">K. Air Quality Modeling/Data</HD>
        <P>Section 110(a)(2)(K) of the CAA requires that SIPs provide for performing air-quality modeling for predicting effects on air quality of emissions from any NAAQS pollutant and submission of such data to EPA upon request. The infrastructure submittals for Connecticut, Maine, Massachusetts and New Hampshire reference regulations that have provisions for performing air-quality modeling, including modeling for attainment plans, permits, and redesignation requests. The specific rules are referenced in the TSD for each state.</P>

        <P>EPA has reviewed the laws and regulations that been approved into the Connecticut, Maine, Massachusetts and New Hampshire SIPs and has determined that all four states infrastructure submittals for the 1997 and 2006 PM<E T="52">2.5</E>standards meet the requirements for section 110(a)(2)(K).</P>
        <HD SOURCE="HD2">L. Permitting Fees</HD>
        <P>Section 110(a)(2)(L) of the CAA requires SIPs to require each major stationary source to pay permitting fees to cover the cost of reviewing, approving, implementing and enforcing a permit, until such time as the SIP fee requirement is superseded by EPA's approval of the State's Title V operating permit program.</P>

        <P>EPA's full approval of Title V programs for Connecticut, Maine, Massachusetts and New Hampshire became effective on May 31, 2002 (CT), December 17, 2001 (ME), November 27, 2001 (MA), and November 23, 2001 (NH). Before EPA can grant full approval, a state must demonstrate the ability to collect adequate fees. Each of the four states' title V programs included a demonstration that the state will collect a fee from title V sources above the presumptive minimum in accordance with 40 CFR 70.9(b)(2)(i). The states collect sufficient fees to administer their title V permit programs. Therefore, Connecticut, Maine, Massachusetts and New Hampshire all meet the requirements for section 110(a)(2)(L) for the 1997 and 2006 PM<E T="52">2.5</E>standards.</P>
        <HD SOURCE="HD2">M. Consultation/Participation by Affected Local Entities</HD>

        <P>Section 110(a)(2)(M) of the CAA requires states to provide for consultation and participation in SIP<PRTPAGE P="43031"/>development by local political subdivisions affected by the SIP.</P>

        <P>EPA reviewed the laws and regulations that been approved into the Connecticut, Maine, Massachusetts, and New Hampshire SIPs, and proposes to find that all four states' 110(a) submittals for the 1997 and 2006 PM<E T="52">2.5</E>standards meet the requirements for section 110(a)(2)(M).</P>
        <HD SOURCE="HD1">IV. Proposed Action</HD>

        <P>EPA is proposing to approve the submittals from all four states as fully meeting the infrastructure requirements for the 1997 and 2006 PM<E T="52">2.5</E>standards for the following 110(a)(2) elements and sub-elements: (B), (C) (enforcement program), (E)(i), (E)(iii), (F), (G), (H), (J) (consultation), (J) (public notification), (K), (L), and (M).</P>

        <P>EPA also is proposing to approve the submittals from Maine and New Hampshire as fully meeting the infrastructure requirements for the 1997 and 2006 PM<E T="52">2.5</E>standards for the two prongs of section 110(a)(2)(D)(i)(I). These two prongs are (1) contribute significantly to nonattainment in any other state with respect to any such national primary or secondary NAAQS, and (2) interfere with maintenance by any other state with respect to the same NAAQS. In addition, EPA is proposing to approve the submittals from Maine for the prong of section 110(a)(2)(D)(i)(II) related to interference with visibility protection, and the submittals from New Hampshire for 110(a)(2)(D)(ii) related to interstate and international pollution abatement.</P>
        <P>EPA is proposing to conditionally approve the submittals from all four states for the following 110(a)(2) elements and sub-elements: (A) and E(ii) (state boards and conflict of interest provisions). We are proposing to conditionally approve the submittals from three states (Connecticut, Maine, and New Hampshire) for section 110(a)(2) sub-elements (C), (D)(i)(II), and (J) as they relate to the states' PSD programs. We are also proposing to conditionally approve the submittals from Connecticut and Maine for 110(a)(2)(D)(ii).</P>
        <P>For Massachusetts, EPA is proposing to disapprove the state's submittals for section 110(a)(2) sub-elements (C), prong 3 of (D)(i), and (J) as they relate to the state's PSD program, as well as (D)(ii), which relates to interstate and international pollution abatement. However, this disapproval will not trigger any sanctions or additional FIP obligation.</P>

        <P>EPA is soliciting public comments on the issues discussed in this proposal or on other relevant matters. These comments will be considered before EPA takes final action. Interested parties may participate in the Federal rulemaking procedure by submitting written comments to the EPA New England Regional Office listed in the<E T="02">ADDRESSES</E>section of this<E T="04">Federal Register</E>, or by submitting comments electronically, by mail, or through hand delivery/courier following the directions in the<E T="02">ADDRESSES</E>section of this<E T="04">Federal Register</E>.</P>

        <P>Under section 110(k)(4) of the Act, EPA may conditionally approve a plan based on a commitment from a State to adopt specific enforceable measures by a date certain, but not later than one year from the date of approval. If EPA conditionally approves the commitment in a final rulemaking action, the State must meet its commitment to complete requirements of each section 110(a)(2) element listed above. If Connecticut, Maine, Massachusetts or New Hampshire fails to do so for any section 110(a)(2) element, our conditional approval of that element will, by operation of law, become a disapproval for the applicable State or States one year from the date of final approval. EPA will notify the State or States by letter that this action has occurred. At that time, this commitment will no longer be a part of the approved SIP for the applicable State or States. EPA subsequently will publish a document in the<E T="04">Federal Register</E>notifying the public that the conditional approval automatically converted to a disapproval. If Connecticut, Maine, Massachusetts and/or New Hampshire meet their commitments within the applicable time frame, the conditionally approved submission will remain a part of the SIP or SIPs until EPA takes final action approving or disapproving the element in question. If EPA disapproves a State's new submittal, the conditionally approved section 110(a)(2) element will also be disapproved at that time. If EPA approves the submittal, the section 110(a)(2) element will be fully approved in its entirety and replace the conditionally approved 110(a)(2) element in the SIP. Finally, if, based on information received before EPA takes final action on this proposal, EPA determines that it cannot issue a final conditional approval for one or more elements for which EPA has proposed a conditional approval, then EPA will instead issue a disapproval for such elements.</P>
        <HD SOURCE="HD1">V. Statutory and Executive Order Reviews</HD>
        <P>Under the Clean Air Act, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve State choices, provided that they meet the criteria of the Clean Air Act. Accordingly, this proposed action merely approves State law as meeting Federal requirements and does not impose additional requirements beyond those imposed by State law. For that reason, this proposed action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the Clean Air Act; and</P>
        <P>• Does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
        
        <FP>In addition, this rule does not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the State, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law.</FP>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>

          <P>Environmental protection, Air pollution control, Carbon Monoxide,<PRTPAGE P="43032"/>Incorporation by reference, Intergovernmental relations, Lead, Nitrogen dioxide, Ozone, Particulate matter, Reporting and recordkeeping requirements, Sulfur oxides, Volatile organic compounds.</P>
        </LSTSUB>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>42 U.S.C. 7401 et seq.</P>
        </AUTH>
        <SIG>
          <DATED>Dated: July 16, 2012.</DATED>
          <NAME>Ira W. Leighton,</NAME>
          <TITLE>Acting Regional Administrator, EPA New England.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17902 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 52</CFR>
        <DEPDOC>[EPA-R04-OAR-2012-0081; FRL-9702-8]</DEPDOC>

        <SUBJECT>Approval and Promulgation of Implementation Plans; Mississippi: New Source Review-Prevention of Significant Deterioration; Fine Particulate Matter (PM<E T="52">2.5</E>)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>EPA is proposing to approve a revision to the Mississippi State Implementation Plan (SIP), submitted by the Mississippi Department of Environmental Quality (MDEQ) through the Division of Air Pollution Control to EPA on May 12, 2011. The SIP revision modifies Mississippi's New Source Review (NSR) Prevention of Significant Deterioration (PSD) program. The May 12, 2011, SIP revision incorporates by reference the federal NSR PSD requirements for the fine particulate matter (PM<E T="52">2.5</E>) national ambient air quality standards (NAAQS) as amended in EPA's 2008 NSR PM<E T="52">2.5</E>Implementation Rule (hereafter referred to as the “NSR PM<E T="52">2.5</E>Rule”) and the 2010 PM<E T="52">2.5</E>PSD Increment, Significant Impact Levels (SILs) and Significant Monitoring Concentration (SMC) Rule (hereafter referred to the “PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule”) into the Mississippi SIP. EPA is proposing to approve portions of Mississippi's SIP revision because the Agency has preliminarily determined that the provisions proposed for approval are consistent with section 110 of the Clean Air Act (CAA or Act) and EPA regulations regarding NSR permitting.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before August 22, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by Docket ID No. EPA-R04-OAR-2012-0081 by one of the following methods:</P>
          <P>1.<E T="03">www.regulations.gov:</E>Follow the on-line instructions for submitting comments.</P>
          <P>2.<E T="03">Email: R4-RDS@epa.gov.</E>
          </P>
          <P>3.<E T="03">Fax:</E>(404) 562-9019.</P>
          <P>4.<E T="03">Mail:</E>EPA-R04-OAR-2012-0081, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960.</P>
          <P>5.<E T="03">Hand Delivery or Courier:</E>Ms. Lynorae Benjamin, Chief, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Such deliveries are only accepted during the Regional Office's normal hours of operation. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding federal holidays.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. “EPA-R04-OAR-2012-0081.” EPA's policy is that all comments received will be included in the public docket without change and may be made available online at<E T="03">www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit through<E T="03">www.regulations.gov</E>or email, information that you consider to be CBI or otherwise protected. The<E T="03">www.regulations.gov</E>Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an email comment directly to EPA without going through<E T="03">www.regulations.gov,</E>your email address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. For additional information about EPA's public docket visit the EPA Docket Center homepage at<E T="03">http://www.epa.gov/epahome/dockets.htm.</E>
          </P>
          <P>
            <E T="03">Docket:</E>All documents in the electronic docket are listed in the<E T="03">www.regulations.gov</E>index. Although listed in the index, some information is not publicly available, i.e., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically in<E T="03">www.regulations.gov</E>or in hard copy at the Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. EPA requests that if at all possible, you contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to schedule your inspection. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30, excluding federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>For information regarding the Mississippi SIP, contact Ms. Twunjala Bradley, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Ms. Bradley's telephone number is (404) 562-9352; email address:<E T="03">bradley.twunjala@epa.gov.</E>For information regarding NSR, contact Ms. Yolanda Adams, Air Permits Section, at the same address above. Ms. Adams' telephone number is (404) 562-9241; email address:<E T="03">adams.yolanda@epa.gov.</E>For information regarding the PM<E T="52">2.5</E>NAAQS, contact Mr. Joel Huey, Regulatory Development Section, at the same address above. Mr. Huey's telephone number is (404) 562-9104; email address:<E T="03">huey.joel@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Table of Contents</HD>
        <EXTRACT>
          <FP SOURCE="FP-2">I. What action is EPA proposing?</FP>
          <FP SOURCE="FP-2">II. What is the background for EPA's proposed action?</FP>

          <FP SOURCE="FP-2">III. What are the NSR implementation requirements for the PM<E T="52">2.5</E>NAAQS?</FP>
          <FP SOURCE="FP-2">IV. What is EPA's analysis of Mississippi's SIP revision?</FP>
          <FP SOURCE="FP-2">V. Proposed Action</FP>
          <FP SOURCE="FP-2">VI. Statutory and Executive Order Reviews</FP>
        </EXTRACT>
        <HD SOURCE="HD1">I. What action is EPA proposing?</HD>

        <P>On May 12, 2011, MDEQ submitted a SIP revision to EPA for approval into the Mississippi SIP to incorporate by<PRTPAGE P="43033"/>reference (IBR)<SU>1</SU>

          <FTREF/>federal NSR PSD permitting requirements. Mississippi's SIP revision makes changes to its Air Quality Regulations in Air Pollution Control, Section 5 (APC-S-5)—<E T="03">Regulations for the Prevention of Significant Deterioration of Air Quality</E>These rule changes were provided to comply with federal NSR permitting provisions related to the implementation of the PM<E T="52">2.5</E>NAAQS for the PSD program as promulgated in the NSR PM<E T="52">2.5</E>Rule entitled “Implementation of the New Source Review (NSR) Program for Particulate Matter Less than 2.5 Micrometers (PM<E T="52">2.5</E>), ” Final Rule, 73 FR 28321 (May 16, 2008) and the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule entitled “Prevention of Significant Deterioration (PSD) for Particulate Matter Less Than 2.5 Micrometers (PM<E T="52">2.5</E>)—Increments, Significant Impact Levels SILs and Significant Monitoring Concentration (SMC),” Final Rule,” 75 FR 64864, (October 20, 2010). Additionally, Mississippi's SIP revision requests that EPA remove from the SIP the exclusion language at APC-S-5 (2.7) regarding the NSR PM<E T="52">2.5</E>Rule provisions. Pursuant to section 110 of the CAA, EPA is proposing to approve these changes, with the exception of the two elements discussed below, into the Mississippi SIP.</P>
        <FTNT>
          <P>
            <SU>1</SU>Throughout this document IBR means incorporate or incorporates by reference.</P>
        </FTNT>

        <P>The two elements of MDEQ's May 12, 2011, SIP revision which EPA is not proposing to approve in this action are: (1) incorporation of the SIL thresholds promulgated in EPA's PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule, 75 FR 64864 (October 20, 2010); and (2) incorporation of the provision regarding the applicability of the term “particulate matter emissions” when accounting for condensable particles in applicability determinations and in establishing emissions limitations in PSD permits. More details are provided in Sections II-IV below.</P>
        <HD SOURCE="HD1">II. What is the background for EPA's proposed action?</HD>

        <P>Today's proposed action to revise the Mississippi SIP relates to relates to EPA's NSR PM<E T="52">2.5</E>Rule and the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule. In the NSR PM<E T="52">2.5</E>Rule, EPA finalized regulations to implement the NSR program for the PM<E T="52">2.5</E>NAAQS. As a result of EPA's final NSR PM<E T="52">2.5</E>Rule, states were required to submit SIP revisions to EPA no later than May 16, 2011, to address these requirements for both the PSD and Nonattainment NSR (NNSR) programs. EPA's PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule established PSD increments, SILs and SMC which address additional components for making PSD permitting determinations for PM<E T="52">2.5</E>NAAQS. These requirements address air quality modeling and monitoring provisions for fine particle pollution in areas protected by the PSD program (that is attainment or unclassifiable/attainment areas for the NAAQS). EPA's October 20, 2010, final rulemaking that approved the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule required states to submit SIP revisions to adopt the required PSD increments by July 20, 2012. Together these two rules address the NSR permitting requirements needed to implement the PM<E T="52">2.5</E>NAAQS. Mississippi's May 12, 2011, SIP revision IBR into the Mississippi SIP (at APC-S-5), the PSD requirements promulgated in these two rules to be consistent with federal regulations for the PM<E T="52">2.5</E>NAAQS. More detail on the NSR PM<E T="52">2.5</E>Rule and the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule can be found in EPA's May 16, 2008, and October 20, 2010, final rules respectively and are summarized below.</P>
        <HD SOURCE="HD2">A. Fine Particulate Matter and the NAAQS</HD>

        <P>Fine particles in the atmosphere are made up of a complex mixture of components. Common constituents include sulfate; nitrate; ammonium; elemental carbon; a great variety of organic compounds; and inorganic material (including metals, dust, sea salt, and other trace elements) generally referred to as “crustal” material, although it may contain material from other sources. Airborne particulate matter (PM) with a nominal aerodynamic diameter of 2.5 micrometers or less (a micrometer is one-millionth of a meter, and 2.5 micrometers is less than one-seventh the average width of a human hair) are considered to be “fine particles” and are also known as PM<E T="52">2.5</E>. “Primary” particles are emitted directly into the air as a solid or liquid particle (e.g., elemental carbon from diesel engines or fire activities, or condensable organic particles from gasoline engines). “Secondary” particles (e.g., sulfate and nitrate) form in the atmosphere as a result of various chemical reactions.</P>
        <P>The health effects associated with exposure to PM<E T="52">2.5</E>include potential aggravation of respiratory and cardiovascular disease (i.e., lung disease, decreased lung function asthma attacks and certain cardiovascular issues). Epidemiological studies have indicated a correlation between elevated PM<E T="52">2.5</E>levels and premature mortality. Groups considered especially sensitive to PM<E T="52">2.5</E>exposure include older adults, children, and individuals with heart and lung diseases. For more details regarding health effects and PM<E T="52">2.5</E>see EPA's Web site at<E T="03">http://www.epa.gov/oar/particlepollution/</E>(See heading “Health and Welfare”).</P>

        <P>On July 18, 1997, EPA revised the NAAQS for PM to add new standards for fine particles, using PM<E T="52">2.5</E>as the indicator. Previously, EPA used PM<E T="52">10</E>(inhalable particles smaller than or equal to 10 micrometers in diameter) as the indicator for the PM NAAQS. EPA established health-based (primary) annual and 24-hour standards for PM<E T="52">2.5</E>, setting an annual standard at a level of 15 micrograms per cubic meter (μg/m<SU>3</SU>) and a 24-hour standard at a level of 65 μg/m<SU>3</SU>.<E T="03">See</E>62 FR 38652. At the time the 1997 primary standards were established, EPA also established welfare-based (secondary) standards identical to the primary standards. The secondary standards are designed to protect against major environmental effects of PM<E T="52">2.5,</E>such as visibility impairment, soiling, and materials damage. On October 17, 2006, EPA revised the primary and secondary 24-hour NAAQS for PM<E T="52">2.5</E>to 35 μg/m<SU>3</SU>and retained the existing annual PM<E T="52">2.5</E>NAAQS of 15.0 μg/m<SU>3</SU>.<E T="03">See</E>71 FR 61236.</P>
        <HD SOURCE="HD2">B. What is the NSR program?</HD>

        <P>The CAA NSR program is a preconstruction review and permitting program applicable to certain new and modified stationary sources of air pollutants regulated under the CAA. The program includes a combination of air quality planning and air pollution control technology requirements. The CAA NSR program is composed of three separate programs: PSD, NNSR, and Minor NSR. PSD is established in part C of title I of the CAA and applies in areas that meet the NAAQS (“attainment areas”) as well as areas where there is insufficient information to determine if the area meets the NAAQS (“unclassifiable areas”). The NNSR program is established in part D of title I of the CAA and applies in areas that are not in attainment of the NAAQS (“nonattainment areas”). The Minor NSR program addresses construction or modification activities that do not qualify as “major” and applies regardless of the designation of the area in which a source is located. Together, these programs are referred to as the NSR program. EPA regulations governing the implementation of these programs are contained in 40 CFR sections 51.160-.166; 52.21, .24; and, part 51, appendix S. Section 109 of the CAA requires EPA to promulgate a primary NAAQS to protect public<PRTPAGE P="43034"/>health and a secondary NAAQS to protect public welfare. Once EPA sets those standards, states must develop, adopt, and submit a SIP to EPA for approval that includes emission limitations and other control measures to attain and maintain the NAAQS.<E T="03">See</E>CAA section 110. Each SIP is also required to include a preconstruction review program for the construction and modification of any stationary source of air pollution to assure the maintenance of the NAAQS. The applicability of the PSD program to a major stationary source must be determined in advance of construction and is a pollutant-specific determination. Once a major source is determined to be subject to the PSD program (and thus is a “PSD source”), among other requirements, it must undertake a series of analyses to demonstrate that it will use the best available control technology and will not cause or contribute to a violation of any NAAQS or increment. Mississippi's May 12, 2011, SIP submittal revises Mississippi's PSD program.</P>

        <HD SOURCE="HD1">III. What are the NSR implementation requirements for the PM<E T="54">2.5</E>NAAQS?</HD>
        <HD SOURCE="HD2">A. NSR PM<E T="52">2.5</E>Rule</HD>
        <P>On May 16, 2008, EPA finalized the NSR PM<E T="52">2.5</E>Rule to implement the PM<E T="52">2.5</E>NAAQS, including changes to the NSR program.<SU>2</SU>
          <FTREF/>
          <E T="03">See</E>73 FR 28321. The NSR PM<E T="52">2.5</E>Rule revised the federal NSR program requirements to establish the framework for implementing preconstruction permit review for the PM<E T="52">2.5</E>NAAQS in both attainment and nonattainment areas. Specifically, the NSR PM<E T="52">2.5</E>Rule established NSR requirements to implement the PM<E T="52">2.5</E>NAAQS that: (1) Require NSR permits to address directly emitted PM<E T="52">2.5</E>and precursor pollutants; (2) establish significant emission rates for direct PM<E T="52">2.5</E>and precursor pollutants (including sulfur dioxide (SO<E T="52">2</E>) and nitrogen oxides (NO<E T="52">X</E>)); (3) establish PM<E T="52">2.5</E>emission offsets; (4) provide exceptions to the PM<E T="52">10</E>grandfathering policy; and, (5) require states to account for gases that condense to form particles (condensables) in PM<E T="52">2.5</E>and PM<E T="52">10</E>emission limits in PSD or NNSR permits. Additionally, the NSR PM<E T="52">2.5</E>Rule authorized states to adopt provisions in their nonattainment NSR rules that would allow interpollutant offset trading. Mississippi's May 12, 2011, SIP revision addresses the PSD permitting requirements promulgated in EPA's May 16, 2008, NSR PM<E T="52">2.5</E>Rule.<SU>3</SU>

          <FTREF/>A few key issues described in greater detail below include: the PM<E T="52">10</E>surrogate and grandfathering policy, the condensable provision and the NO<E T="52">X</E>precursor insignificance demonstration.</P>
        <FTNT>
          <P>

            <SU>2</SU>On November 1, 2005, EPA proposed a rule to implement the 1997 PM<E T="52">2.5</E>NAAQS, including proposed revisions to the NSR program.<E T="03">See</E>70 FR 65984.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>3</SU>Mississippi's May 12, 2011, SIP revision only addresses the State's PSD permitting program and does not adopt the NNSR permitting requirements for PM<E T="52">2.5</E>emission offsets, condensable provision or the discretionary interpollutant trading policy and ratios promulgated in the 2008 NSR PM<E T="52">2.5</E>Rule. Moreover Mississippi is attainment for the 1997 annual and 2006 24-hour PM<E T="52">2.5</E>NAAQS.</P>
        </FTNT>
        <HD SOURCE="HD3">1. PM<E T="52">10</E>Surrogate and Grandfathering Policy</HD>
        <P>After EPA promulgated the NAAQS for PM<E T="52">2.5</E>in 1997 (62 FR 38652, July 18, 1997), the Agency issued a guidance document entitled “Interim Implementation of New Source Review Requirements for PM<E T="52">2.5</E>.” John S. Seitz, EPA, October 23, 1997 (the “Seitz memo”). The Seitz memo was designed to help states implement NSR requirements pertaining to the new PM<E T="52">2.5</E>NAAQS in light of technical difficulties posed by PM<E T="52">2.5</E>at that time. Specifically, the Seitz memo stated: “PM-10 may properly be used as a surrogate for PM-2.5 in meeting NSR requirements until these difficulties are resolved.” EPA also issued a guidance document entitled “Implementation of New Source Review Requirements in PM-2.5 Nonattainment Areas” (the “2005 PM<E T="52">2.5</E>NNSR Guidance”), on April 5, 2005, the date that EPA's PM<E T="52">2.5</E>nonattainment area designations became effective for the 1997 NAAQS. The 2005 PM<E T="52">2.5</E>NNSR Guidance provided direction regarding implementation of the nonattainment major NSR provisions in PM<E T="52">2.5</E>nonattainment areas in the interim period between the effective date of the PM<E T="52">2.5</E>nonattainment area designations (April 5, 2005) and EPA's promulgation of final PM<E T="52">2.5</E>NNSR regulations. Besides re-affirming the continuation of the PM<E T="52">10</E>Surrogate Policy for PM<E T="52">2.5</E>attainment areas set forth in the Seitz memo, the 2005 PM<E T="52">2.5</E>NNSR Guidance recommended that until EPA promulgated the PM<E T="52">2.5</E>major NSR regulations, “States should use a PM<E T="52">10</E>nonattainment major NSR program as a surrogate to address the requirements of nonattainment major NSR for the PM<E T="52">2.5</E>NAAQS.”</P>
        <P>In the NSR PM<E T="52">2.5</E>Rule, EPA required that major stationary sources seeking permits must begin directly satisfying the PM<E T="52">2.5</E>requirements, as of the effective date of the rule, rather than relying on PM<E T="52">10</E>as a surrogate, with two exceptions. The first exception is the “grandfathering” provision in the federal PSD program at 40 CFR 52.21(i)(1)(xi). This grandfathering provision applied to sources that had applied for, but had not yet received, a final and effective PSD permit before the July 15, 2008, effective date of the May 16, 2008, final rule. The second exception was that states with SIP-approved PSD programs could continue to implement the Seitz Memo's PM<E T="52">10</E>Surrogate Policy for up to three years (until May 2011) or until EPA approved the individual revised state PSD programs for PM<E T="52">2.5</E>, whichever came first.<E T="03">See</E>73 FR 28321.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>4</SU>Additional information on this issue can also be found in an August 12, 2009, final order on a title V petition describing the use of PM<E T="52">10</E>as a surrogate for PM<E T="52">2.5</E>. In the Matter of<E T="03">Louisville Gas &amp; Electric Company,</E>Petition No. IV-2008-3, Order on Petition (August 12, 2009).</P>
        </FTNT>

        <P>On February 11, 2010, EPA proposed to repeal the grandfathering provision for PM<E T="52">2.5</E>contained in the federal PSD program at 40 CFR 52.21(i)(1)(xi) and to end early the PM<E T="52">10</E>Surrogate Policy applicable in states that have a SIP-approved PSD program.<E T="03">See</E>75 FR 6827. In support of this proposal, EPA explained that the PM<E T="52">2.5</E>implementation issues that led to the adoption of the PM<E T="52">10</E>Surrogate Policy in 1997 have been largely resolved to a degree sufficient for sources and permitting authorities to conduct meaningful permit-related PM<E T="52">2.5</E>analyses.</P>

        <P>On May 18, 2011 (76 FR 28646), EPA took final action to repeal the PM<E T="52">2.5</E>grandfathering provision at 40 CFR 52.21(i)(1)(xi). This final action ended the use of the 1997 PM<E T="52">10</E>Surrogate Policy for PSD permits under the federal PSD program at 40 CFR 52.21. In effect, any PSD permit applicant previously covered by the grandfathering provision (for sources that completed and submitted a permit application before July 15, 2008)<SU>5</SU>

          <FTREF/>that did not have a final and effective PSD permit before the effective date of the repeal would no longer be able to rely on the 1997 PM<E T="52">10</E>Surrogate Policy to satisfy the PSD requirements for PM<E T="52">2.5</E>unless the application included a valid surrogacy demonstration.<E T="03">See</E>76 FR 28646. Mississippi's May 12, 2011, SIP revision, did not IBR the grandfathering provision at 40 CFR 52.21(i)(1)(xi), in accordance with the repeal of the PM<E T="52">2.5</E>grandfathering provision.</P>
        <FTNT>
          <P>

            <SU>5</SU>Sources that applied for a PSD permit under the federal PSD program on or after July 15, 2008, are already excluded from using the 1997 PM<E T="52">10</E>Surrogate Policy as a means of satisfying the PSD requirements for PM<E T="52">2.5</E>.<E T="03">See</E>76 FR 28321.</P>
        </FTNT>
        <HD SOURCE="HD3">2. “Condensable” Provision</HD>
        <P>In the NSR PM<E T="52">2.5</E>Rule, EPA revised the definition of “regulated NSR<PRTPAGE P="43035"/>pollutant” for PSD to add a paragraph providing that “particulate matter (PM) emissions, PM<E T="52">2.5</E>emissions and PM<E T="52">10</E>emissions” shall include gaseous emissions from a source or activity which condense to form particulate matter at ambient temperatures and that on or after January 1, 2011, such condensable particulate matter shall be accounted for in applicability determinations and in establishing emissions limitations for PM, PM<E T="52">2.5</E>and PM<E T="52">10</E>in permits.<E T="03">See</E>40 CFR 51.166(b)(49)(vi), 52.21(b)(50)(vi) and “Emissions Offset Interpretative Ruling” (40 CFR part 51, appendix S). A similar paragraph added to the NNSR rule does not include “particulate matter (PM) emissions.”<E T="03">See</E>40 CFR 51.165(a)(1)(xxxvii)(D).</P>

        <P>On March 16, 2012, EPA proposed a rulemaking to amend the definition of “regulated NSR pollutant” promulgated in the 2008 NSR PM<E T="52">2.5</E>Rule regarding the PM condensable provision at 40 CFR 51.166(b)(49)(vi), 52.21(b)(50)(i) and EPA's Emissions Offset Interpretative Ruling.<E T="03">See</E>77 FR 15656. The rulemaking proposes to remove the inadvertent requirement in the NSR PM<E T="52">2.5</E>Rule that the measurement of condensable “particulate matter emissions” be included as part of the measurement and regulation of “particulate matter emissions.” The term “particulate matter emissions” includes particles that are larger than PM<E T="52">2.5</E>and PM<E T="52">10</E>and is an indicator measured under various New Source Performance Standards (NSPS) (40 CFR part 60).<SU>6</SU>

          <FTREF/>Mississippi's May 12, 2011, SIP revision IBR EPA's definition for regulated NSR pollutant for condensables (at APC-S-5) including the term “particulate matter emissions,” as promulgated in the NSR PM<E T="52">2.5</E>Rule. EPA's review of Mississippi's May 12, 2011, SIP revision with regard to the NSR PM<E T="52">2.5</E>Rule condensable provision is provided below in Section IV.</P>
        <FTNT>
          <P>
            <SU>6</SU>In addition to the NSPS for PM, states have regulated “particulate matter emissions” for many years in their SIPs for PM, and the same indicator has been used as a surrogate for determining compliance with certain standards contained in 40 CFR part 63, regarding National Emission Standards for Hazardous Air Pollutants.</P>
        </FTNT>
        <HD SOURCE="HD3">3. NO<E T="52">X</E>Insignificance Determination</HD>

        <P>Fine particles can be emitted directly from a facility or formed secondarily in the atmosphere from emissions of other compounds referred to as precursors. In addition to direct PM<E T="52">2.5</E>emissions, pollutants that can contribute to ambient PM<E T="52">2.5</E>concentrations (known as “precursors”) include SO<E T="52">2</E>, NO<E T="52">X</E>, volatile organic compounds (VOC) and ammonia (of which all undergo chemical reactions to form secondary PM). In most areas of the country, PM<E T="52">2.5</E>precursor emissions are major contributors to ambient PM<E T="52">2.5</E>concentrations. The relative contribution to ambient PM<E T="52">2.5</E>concentrations from each of these pollutants varies by area. The relative effect of reducing emissions of these pollutants is also highly variable. In the NSR PM<E T="52">2.5</E>Rule, EPA established various approaches for addressing the individual precursors to PM<E T="52">2.5</E>under the CAA's NSR provisions.<E T="03">See</E>73 FR 28321.</P>

        <P>Based on scientific factors suggesting that nitrate concentrations vary significantly across the country, EPA established a “presumed-in” approach for NO<E T="52">X</E>as a PM<E T="52">2.5</E>precursor. This approach is warranted based on the well-known transformation of NO<E T="52">X</E>into nitrates, coupled with the fact that nitrate concentrations vary significantly around the country. The final NSR PM<E T="52">2.5</E>Rule requires that states treat NO<E T="52">X</E>as a PM<E T="52">2.5</E>precursor in all areas unless the state demonstrates to the Administrator's satisfaction or EPA demonstrates that emissions of NO<E T="52">X</E>from sources in a specific area are not a significant contributor to that area's ambient PM<E T="52">2.5</E>concentrations.<SU>7</SU>
          <FTREF/>
          <E T="03">See</E>40 CFR 51.166(b)(49)(i), 51.165(a)(1)(xxxvii) and 52.21(b)(50(i). If EPA makes such a demonstration, or a state makes such a demonstration and it is approved by EPA, NO<E T="52">X</E>would not be considered a PM<E T="52">2.5</E>precursor under the NSR program in that area. If a State or EPA does not make such a demonstration, NO<E T="52">X</E>must be regulated as a precursor under the PSD, NNSR, and minor source programs for PM<E T="52">2.5.</E>
        </P>
        <FTNT>
          <P>
            <SU>7</SU>The NSR PM<E T="52">2.5</E>Rule presumes that VOC and ammonia are not precursors to PM<E T="52">2.5</E>unless a state or EPA demonstrates that these pollutants are significantly contributing to the ambient PM<E T="52">2.5</E>concentrations in a specific area. The rule requires that SO<E T="52">2</E>be treated as a precursor to PM<E T="52">2.5</E>in all areas.</P>
        </FTNT>

        <P>Mississippi's May 12, 2011, SIP revision IBR the provision that NO<E T="52">X</E>is presumed to be a precursor for PM<E T="52">2.5</E>. However, MDEQ also submitted to EPA a NO<E T="52">X</E>insignificance demonstration to show that NO<E T="52">X</E>emissions in the state of Mississippi are not contributing to ambient PM<E T="52">2.5</E>concentrations in the state. At this time, EPA is still considering Mississippi's NO<E T="52">X</E>insignificance demonstration and will take action on this portion of the May 12, 2011, SIP revision in a separate rulemaking. However, until EPA takes action on Mississippi's insignificance demonstration, EPA is proposing to approve Mississippi's incorporation into its SIP the federal regulatory provision providing that NO<E T="52">X</E>is a presumed PM<E T="52">2.5</E>precursor.</P>
        <HD SOURCE="HD2">B. PM<E T="54">2.5</E>PSD Increment-SILs-SMC Rule</HD>
        <P>As mentioned above, EPA finalized the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule to provide additional regulatory requirements under the PSD program regarding the implementation of the PM<E T="52">2.5</E>NAAQS for NSR.<SU>8</SU>

          <FTREF/>Specifically, the rule establishes the following to implement the PM<E T="52">2.5</E>NAAQS for the PSD program: (1) PM<E T="52">2.5</E>increments pursuant to section 166(a) of the CAA to prevent significant deterioration of air quality in areas meeting the NAAQS; (2) SILs used as a screening tool (by a major source subject to PSD) to evaluate the impact a proposed major source or modification may have on the NAAQS or PSD increment; and (3) a SMC, (also a screening tool) used by a major source subject to PSD to determine the subsequent level of data gathering required for a PSD permit application for emissions of PM<E T="52">2.5</E>. As part of the response to comments on October 20, 2010 final rulemaking, EPA explained that, the agency agrees that the SILs and SMCs used as<E T="03">de minimis</E>thresholds for the various pollutants are useful tools that enable permitting authorities and PSD applicants to screen out “insignificant” activities; however, the fact remains that these values are not required by the Act as part of an approvable SIP program. EPA believes that most states are likely to adopt the SILs and SMCs because of the useful purpose they serve regardless of our position that the values are not mandatory. Alternatively, states may develop more stringent values if they desire to do so. In any case, states are not under any SIP-related deadline for revising their PSD programs to add these screening tools<E T="03">. See</E>75 FR 64864, 64900.</P>
        <FTNT>
          <P>

            <SU>8</SU>EPA proposed approval of the PSD Increments-SILs-SMC Rule on September 21, 2007.<E T="03">See</E>72 FR 54112.</P>
        </FTNT>

        <P>Mississippi's May 12, 2011, SIP revision IBR the NSR changes promulgated in the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule to be consistent with the federal NSR regulations and to appropriately implement the State's NSR program for the PM<E T="52">2.5</E>NAAQS. More detail on the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule can be found in EPA's October 20, 2010, final rule and is summarized below.<E T="03">See</E>75 FR 64864. EPA is not proposing to take action to approve the SILs (promulgated in the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule) into the Mississippi SIP in this rulemaking. EPA's authority to implement the SILs<PRTPAGE P="43036"/>and SMC for PSD purposes has been challenged by the Sierra Club.<E T="03">Sierra Club</E>v.<E T="03">EPA,</E>Case No 10-1413 (D.C. Circuit Court).<SU>9</SU>
          <FTREF/>More details regarding Mississippi's changes to its NSR regulations are also summarized below in Section IV.</P>
        <FTNT>
          <P>
            <SU>9</SU>On April 6, 2012, EPA filed a brief with the D.C. Circuit court defending the Agency's authority to implement SILs and SMC for PSD purposes.</P>
        </FTNT>
        <HD SOURCE="HD3">1. What are PSD increments?</HD>
        <P>As established in part C of title I of the CAA, EPA's PSD program protects public health from adverse effects of air pollution by ensuring that construction of new or modified sources in attainment or unclassifiable areas does not lead to significant deterioration of air quality while simultaneously ensuring that economic growth will occur in a manner consistent with preservation of clean air resources. Under section 165(a)(3) of the CAA, a PSD permit applicant must demonstrate that emissions from the proposed construction and operation of a facility “will not cause, or contribute to, air pollution in excess of any maximum allowable increase or allowable concentration for any pollutant.” In other words, when a source applies for a permit to emit a regulated pollutant in an area that meets the NAAQS, the state and EPA must determine if emissions of the regulated pollutant from the source will cause significant deterioration in air quality. Significant deterioration occurs when the amount of the new pollution exceeds the applicable PSD increment, which is the “maximum allowable increase” of an air pollutant allowed to occur above the applicable baseline concentration<SU>10</SU>
          <FTREF/>for that pollutant. PSD increments prevent air quality in clean areas from deteriorating to the level set by the NAAQS. Therefore an increment is the mechanism used to estimate “significant deterioration” of air quality for a pollutant in an area.</P>
        <FTNT>
          <P>
            <SU>10</SU>Section 169(4) of the CAA provides that the baseline concentration of a pollutant for a particular baseline area is generally the air quality at the time of the first application for a PSD permit in the area.</P>
        </FTNT>

        <P>For PSD baseline purposes, a baseline area for a particular pollutant emitted from a source includes the attainment or unclassifiable area in which the source is located as well as any other attainment or unclassifiable area in which the source's emissions of that pollutant are projected (by air quality modeling) to result in an ambient pollutant increase of at least 1 μg/m<SU>3</SU>(annual average).<E T="03">See</E>40 CFR 52.21(b)(15)(i). Under EPA's existing regulations, the establishment of a baseline area for any PSD increment results from the submission of the first complete PSD permit application and is based on the location of the proposed source and its emissions impact on the area. Once the baseline area is established, subsequent PSD sources locating in that area need to consider that a portion of the available increment may have already been consumed by previous emissions increases. In general, the submittal date of the first complete PSD permit application in a particular area is the operative “baseline date.”<SU>11</SU>

          <FTREF/>On or before the date of the first complete PSD application, emissions generally are considered to be part of the baseline concentration, except for certain emissions from major stationary sources. Most emissions increases that occur after the baseline date will be counted toward the amount of increment consumed. Similarly, emissions decreases after the baseline date restore or expand the amount of increment that is available.<E T="03">See</E>75 FR 64864. As described in the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule, pursuant to the authority under section 166(a) of the CAA, EPA promulgated numerical increments for PM<E T="52">2.5</E>as a new pollutant<SU>12</SU>
          <FTREF/>for which NAAQS were established after August 7, 1977,<SU>13</SU>
          <FTREF/>and derived 24-hour and annual PM<E T="52">2.5</E>increments for the three area classifications (Class I, II and III) using the “contingent safe harbor” approach.<E T="03">See</E>75 FR 64864 at 64869 and table at 40 CFR 51.166(c)(1).</P>
        <FTNT>
          <P>
            <SU>11</SU>Baseline dates are pollutant specific. That is, a complete PSD application establishes the baseline date only for those regulated NSR pollutants that are projected to be emitted in significant amounts (as defined in the regulations) by the applicant's new source or modification. Thus, an area may have different baseline dates for different pollutants.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>EPA generally characterized the PM<E T="52">2.5</E>NAAQS as a NAAQS for a new indicator of PM. EPA did not replace the PM<E T="52">10</E>NAAQs with the NAAQS for PM<E T="52">2.5</E>when the PM<E T="52">2.5</E>NAAQS were promulgated in 1997. EPA rather retained the annual and 24-hour NAAQS for PM<E T="52">2.5</E>as if PM<E T="52">2.5</E>was a new pollutant even though EPA had already developed air quality criteria for PM generally.<E T="03">See</E>75 FR 64864 (October 20, 2012).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>13</SU>EPA interprets 166(a) to authorize EPA to promulgate pollutant-specific PSD regulations meeting the requirements of section 166(c) and 166(d) for any pollutant for which EPA promulgates a NAAQS after 1977.</P>
        </FTNT>
        <P>In addition to PSD increments for the PM<E T="52">2.5</E>NAAQS, the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule amended the definition at 40 CFR 51.166 and 52.21 for “major source baseline date” and “minor source baseline date” (including trigger dates) to establish the PM<E T="52">2.5</E>NAAQS specific dates associated with the implementation of PM<E T="52">2.5</E>PSD increments.<E T="03">See</E>75 FR 64864. In accordance with section 166(b) of the CAA, EPA required the states to submit revised implementation plans to EPA for approval (to adopt the PM<E T="52">2.5</E>PSD increments) within 21 months from promulgation of the final rule (by July 20, 2012). Each state was responsible for determining how increment consumption and the setting of the minor source baseline date for PM<E T="52">2.5</E>would occur under its own PSD program. Regardless of when a State begins to require PM<E T="52">2.5</E>increment analysis and how it chooses to set the PM<E T="52">2.5</E>minor source baseline date, the emissions from sources subject to PSD for PM<E T="52">2.5</E>for which construction commenced after October 20, 2010 (major source baseline date) consume PM<E T="52">2.5</E>increment and should be included in the increment analyses occurring after the minor source baseline date is established for an area under the state's revised PSD program. As discussed in detail in Section IV, Mississippi's May 12, 2011, SIP revision IBR the PM<E T="52">2.5</E>increment permitting requirements promulgated in the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule.</P>
        <HD SOURCE="HD3">2. What are significant monitoring concentrations?</HD>

        <P>Under the CAA and EPA regulations, an applicant for a PSD permit is required to gather preconstruction monitoring data in certain circumstances. Section 165(a)(7) calls for “such monitoring as may be necessary to determine the effect which emissions from any such facility may have, or is having, on air quality in any areas which may be affected by emissions from such source.” In addition, section 165(e) requires an analysis of the air quality in areas affected by a proposed major facility or major modification and calls for gathering one year of monitoring data unless the reviewing authority determines that a complete and adequate analysis may be accomplished in a shorter period. These requirements are codified in EPA's PSD regulations at 40 CFR 51.166(m) and 40 CFR 52.21(m). In accordance with EPA's Guideline for Air Quality Modeling (40 CFR part 51, appendix W), the preconstruction monitoring data is primarily used to determine background concentrations in modeling conducted to demonstrate that the proposed source or modification will not cause or contribute to a violation of the NAAQS.<E T="03">See</E>40 CFR part 51, appendix W, section 9.2. SMC are numerical values that represent thresholds of insignificant (i.e.,<E T="03">de minimis</E>
          <SU>14</SU>
          <FTREF/>), monitored (ambient)<PRTPAGE P="43037"/>impacts on pollutant concentrations. In EPA's PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule, EPA established a SMC of 4 µg/m<SU>3</SU>for PM<E T="52">2.5</E>to be used as a screening tool by a major source subject to PSD to determine the subsequent level of data gathering required for a PSD permit application for emissions of PM<E T="52">2.5.</E>
          <E T="03">See</E>75 FR 64864.</P>
        <FTNT>
          <P>
            <SU>14</SU>The<E T="03">de minimis</E>principle is grounded in the decision described by the court case<E T="03">Alabama Power Co.</E>v.<E T="03">Costle,</E>636 F.2d 323, 360 (D.C. Cir. 1980). In this case reviewing EPA's 1978 PSD<PRTPAGE/>regulations, the court recognized that “there is likely a basis for an implication of<E T="03">de minimis</E>authority to provide exemption when the burdens of regulation yield a gain of trivial or no value.” 636 F.2d at 360.</P>
        </FTNT>

        <P>Using the SMC as a screening tool, sources may be able to demonstrate that the modeled air quality impact of emissions from the new source or modification, or the existing air quality level in the area where the source would construct, is less than the SMC (i.e.,<E T="03">de minimis</E>), and as such, may be allowed to forego the preconstruction monitoring requirement for a particular pollutant at the discretion of the reviewing authority.<E T="03">See</E>40 CFR 51.166(i)(5) and 52.21(i)(5). SMCs are not minimum required elements of an approvable SIP under the CAA. This<E T="03">de minimis</E>value is widely considered to be a useful component for implementing the PSD program, but is not absolutely necessary for the states to implement PSD programs. States can satisfy the statutory requirements for a PSD program by requiring each PSD applicant to submit air quality monitoring data for PM<E T="52">2.5</E>without using<E T="03">de minimis</E>thresholds to exempt certain sources from such requirements.<E T="03">See</E>75 FR 64864. The SMC became effective under the federal PSD program on December 20, 2010. States with EPA-approved PSD programs that adopt the SMC for PM<E T="52">2.5,</E>however, may use the SMC, once it is part of an approved SIP, to determine when it may be appropriate to exempt a particular major stationary source or major modification from the monitoring requirements under its state PSD program. Mississippi's May 12, 2011, revision IBR the SMC provision into the Mississippi SIP.</P>

        <P>Recently, the Sierra Club filed suit challenging EPA's authority to implement the PM<E T="52">2.5</E>SILs<SU>15</SU>

          <FTREF/>as well as the SMC for PSD purposes as promulgated in the October 20, 2012, rule.<E T="03">Sierra Club</E>v.<E T="03">EPA,</E>Case No 10-1413, D.C. Circuit Court. Specifically regarding the SMC, Sierra Club claims that the use of SMCs to exempt a source from submitting a year's worth of monitoring data is inconsistent with the CAA. EPA responded to Sierra Club's claims in a Brief dated April 6, 2012, which describes the Agency's authority to develop and promulgate SMC.<SU>16</SU>

          <FTREF/>A copy of EPA's April 6, 2010 Brief can be found in the docket for today's rulemaking at<E T="03">www.regulations.gov</E>using docket ID: EPA-R04-OAR-2012-0081.</P>
        <FTNT>
          <P>
            <SU>15</SU>As mentioned earlier, due to litigation by the Sierra Club, EPA is not proposing to take action on the SILs portion of the Mississippi May 12, 2011 SIP revision at this time but will take action once the court case regarding SILs implementation is resolved.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>16</SU>Additional information on this issue can also be found in an April 25, 2010 comment letter from EPA Region 6 to the Louisiana Department of Environmental Quality regarding the SILs-SMC litigation. A copy of this letter can be found in the docket for today's rulemaking at<E T="03">www.regulations.gov</E>using docket ID: EPA-R04-OAR-2012-0081.</P>
        </FTNT>
        <HD SOURCE="HD1">IV. What is EPA's analysis of Mississippi's SIP revision?</HD>

        <P>Mississippi currently has a SIP-approved NSR program for new and modified stationary sources. MDEQ's PSD preconstruction rules are found at rule APC-S-5—<E T="03">Regulation for the Prevention of Significant Deterioration of Air Quality</E>and apply to major stationary sources or modifications constructed in areas designated attainment or unclassifiable/attainment as required under part C of title I the CAA with respect to the NAAQS. Mississippi's regulation APC-S-5 IBR the federal NSR PSD regulations at 40 CFR 51.166 and 52.21 into the Mississippi SIP. In effect, MDEQ's May 12, 2011, SIP revision updates the State's IBR date for APC-S-5 to March 22, 2011, to include PSD permitting regulations promulgated in the NSR PM<E T="52">2.5</E>Rule and the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule into the Mississippi SIP. These changes to Mississippi's regulation APC-S-5 became state effective on June 2, 2011. EPA is proposing to approve changes to Mississippi's rules at APC-S-5 to update the State's existing SIP-approved PSD program to be consistent with federal NSR regulations, (at 40 CFR 51.166 and 52.21) and the CAA.</P>
        <HD SOURCE="HD2">A. NSR PM<E T="54">2.5</E>Implementation Rule</HD>

        <P>Mississippi's May 12, 2011, SIP revision establishes that the State's existing NSR permitting program requirements for PSD apply to the PM<E T="52">2.5</E>NAAQS and its precursors. Specifically, the SIP revision IBR the following NSR PM<E T="52">2.5</E>Rule provisions into the Mississippi SIP at regulation APC-S-5: (1) The requirement for NSR permits to address directly emitted PM<E T="52">2.5</E>and precursor pollutants; (2) significant emission rates for direct PM<E T="52">2.5</E>and precursor pollutants (SO<E T="52">2</E>and NO<E T="52">X</E>); and (3) the requirement that condensable PM be addressed in enforceable PM<E T="52">10</E>and PM<E T="52">2.5</E>emission limits included in PSD permits.</P>

        <P>As mentioned above, Mississippi's May 12, 2011, SIP revision IBR into the State's PSD program at APC-S-5 the requirement to address condensable PM in applicability determinations and in establishing enforceable emission limits in PSD and NNSR permits, as established in the NSR PM<E T="52">2.5</E>Rule. As discussed in Section III.A.2, under a separate action, EPA has proposed to correct the inadvertent inclusion of “particulate matter emissions” in the definition of “regulated NSR pollutant” as an indicator for which condensable emissions must be addressed.<E T="03">See</E>77 FR 75656 (March 16, 2012). Further, on June 26, 2012, the State of Mississippi provided a letter to EPA with clarification of the State's intent in light of EPA's March 12, 2012, proposed rulemaking. A copy of this letter can be found in the docket for today's rulemaking at<E T="03">www.regulations.gov</E>using docket ID: EPA-R04-OAR-2012-0081. Specifically, Mississippi requested that EPA not approve the term “particulate matter emissions” (at APC-S-5) as part of the definition for “regulated NSR pollutant” regarding the inclusion of condensable emissions in applicability determinations and in establishing emissions limitations for PM. Therefore, given the State's request and EPA's intention to amend the definition of “regulated NSR pollutant,” EPA is not proposing action to approve the terminology “particulate matter emissions” into the Mississippi SIP for the condensable provision in the definition of “regulated NSR pollutant.” EPA is, however, proposing to approve into the Mississippi SIP at APC-S-5 the remaining condensable requirement at 40 CFR 51.166(b)(49)(vi), which requires that condensable emissions be accounted for in applicability determinations and in establishing emissions limitations for PM<E T="52">2.5</E>and PM<E T="52">10.</E>Regarding the grandfathering provision, MDEQ's May 12, 2012 SIP revision included new language at APC-S-5(2.7) that excluded the provision for PM<E T="52">2.5</E>(at 40 CFR 52.21(i)(1)(xi)) from the PSD program regulations in accordance with the repeal of the PM<E T="52">2.5</E>grandfathering provision.</P>
        <P>EPA's NSR PM<E T="52">2.5</E>Rule identifies NO<E T="52">X</E>as a presumed PM<E T="52">2.5</E>precursor in all attainment and unclassifiable areas unless the state demonstrates to the Administrator's satisfaction or EPA demonstrates that emissions of NO<E T="52">X</E>from sources in a specific area are not a significant contributor to that area's ambient PM<E T="52">2.5</E>concentrations. Mississippi's May 12, 2011, SIP submittal included a technical<PRTPAGE P="43038"/>demonstration proposing that NO<E T="52">X</E>sources in Mississippi do not significantly contribute to PM<E T="52">2.5</E>ambient air concentrations in the state. As stated in Mississippi's May 12, 2011, SIP revision, NO<E T="52">X</E>will be considered as a precursor to PM<E T="52">2.5</E>in Mississippi until such time as EPA takes action on the state's technical NO<E T="52">X</E>insignificance demonstration or upon plan disapproval. Currently, EPA is considering Mississippi's NO<E T="52">X</E>insignificance demonstration and will take action on this portion of the May 12, 2011, SIP submission in a separate rulemaking. Therefore, as part of MDEQ's May 12, 2011, revision to IBR the federal regulations at 40 CFR 51.166 and 52.21, EPA is proposing at this time to approve into the Mississippi SIP that NO<E T="52">X</E>is a presumed PM<E T="52">2.5</E>precursor. Lastly, Mississippi's May 12, 2011, SIP revision also requests that EPA remove from the SIP the exclusion language at APC-S-5(2.7) regarding the NSR PM<E T="52">2.5</E>Rule provisions. In Mississippi's December 9, 2010 Greenhouse Gas Tailoring Rule final SIP revision, MDEQ added specific language at APC-S-5(2.7) excluding from the IBR of 40 CFR 52.21 the PSD NSR PM<E T="52">2.5</E>Rule provisions promulgated in the May 16, 2008 rule and stated they would submit a separate rulemaking to address those PSD requirements. Mississippi's May 12, 2011, SIP submittal, the subject of today's proposed rulemaking, addresses the PSD NSR PM<E T="52">2.5</E>Rule provisions that were excluded at APC-S-5(2.7). Therefore the exclusion language for the NSR PM<E T="52">2.5</E>Rule provisions at APC-S-5(2.7) is no longer necessary and EPA is today proposing to remove it from the Mississippi SIP. EPA is proposing to approve the NSR PM<E T="52">2.5</E>requirements mentioned above into the Mississippi SIP because EPA has made the preliminary determination that this change is consistent with federal regulations promulgated in the NSR PM<E T="52">2.5</E>Rule and section 110 of the CAA.</P>
        <HD SOURCE="HD2">B. PM<E T="54">2.5</E>PSD Increment-SILs-SMC Rule</HD>

        <P>MDEQ's May 12, 2011, SIP revision IBR the following provisions into the Mississippi SIP at regulation APC-S-5 as promulgated in the October 20, 2010, PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule: (1) PSD increments for PM<E T="52">2.5</E>annual and 24-hour NAAQS pursuant to section 166(a) of the CAA; (2) SILs used as a screening tool (used by a major source subject to PSD) to evaluate the impact a proposed major source or modification may have on the NAAQS or PSD increment; and (3) SMC also used as a screening tool to determine the level of data gathering required of a major source in support of its PSD permit application for PM<E T="52">2.5</E>emissions.</P>

        <P>Specifically, Mississippi's May 12, 2011, SIP revision IBR into the Mississippi SIP (at APC-S-5) the PM<E T="52">2.5</E>PSD increments (established in the tables at 40 CFR 51.166(c)(1) and (p)(4); the amendments to the “major source baseline date” (at 40 CFR 51.166(b)(14)(i)(c)) and 52.21(b)(14)(i)(c)); the “minor source baseline date” and establishment of the “trigger date” (40 CFR 51.166(b)(14)(ii)(c) and 52.21(b)(14)(ii)(c)); and the definition of “baseline area” (at 40 CFR 51.166(b)(15)(i) and (ii) and 52.21(b)(15)(i) and (ii)). These changes, which are associated with the implementation or consumption of the PSD increments for the PM<E T="52">2.5</E>NAAQS, are needed to implement the state's NSR program for the PM<E T="52">2.5</E>NAAQS consistent with the federal NSR regulations. Also, Mississippi's SIP revision adds the SMC of 4 µg/m<SU>3</SU>for PM<E T="52">2.5</E>NAAQS to the existing monitoring exemption at 40 CFR 51.166(i)(5)(i)(c) and 52.21(i)(5)(i)(c). In today's action, EPA is proposing to approve Mississippi's May 12, 2011, SIP revision to address PM<E T="52">2.5</E>PSD increments.</P>

        <P>Regarding the SILs and SMC established in the October 20, 2010, PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule, the Sierra Club has challenged EPA's authority to implement SILs and SMC. In a brief filed in the D.C. Circuit on April 6, 2012, EPA described the Agency's authority under the CAA to promulgate and implement the SMCs and SILs<E T="03">de minimis</E>thresholds. With respect to the SMCs submitted by Mississippi in the May 12, 2011, SIP revision, EPA is proposing to approve these promulgated thresholds into the Mississippi SIP as EPA believes the SMC are a valid exercise of the Agency's<E T="03">de minimis</E>authority. Furthermore Mississippi's May 12, 2011, SIP revision is consistent with EPA's current promulgated provisions in the October 20, 2011, rule. However, EPA notes that future Court action may require subsequent rule revisions and SIP revisions from Mississippi.</P>

        <P>The May 12, 2012, SIP revision submitted by Mississippi to IBR the new PSD requirements for PM<E T="52">2.5</E>pursuant to the PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule also includes the new regulatory text at 40 CFR 51.166(k)(2) and 52.21(k)(2), concerning the implementation of SILs for PM<E T="52">2.5</E>. EPA stated in the preamble to the October 20, 2010 final rule that we do not consider the SILs to be a mandatory SIP element, but regard them as discretionary on the part of regulating authority for use in the PSD permitting process. Nevertheless, the PM<E T="52">2.5</E>SILs are currently the subject of litigation before the U.S. Court of Appeals. (<E T="03">Sierra Club</E>v.<E T="03">EPA,</E>Case No 10-1413 D.C. Circuit). In response to that litigation, EPA has requested that the Court remand and vacate the regulatory text in EPA's PSD regulations at paragraph (k)(2) so that EPA can make necessary rulemaking revisions to that text. In light of EPA's request for remand and vacatur and our acknowledgement of the need to revise the regulatory text presently contained at paragraph (k)(2) of sections 51.166 and 52.21, we do not believe that it is appropriate at this time to approve that portion of the State's SIP revision that contains the affected regulatory text in the State's PSD regulations, at APC-S-5. Instead, we are taking no action at this time with regard to that specific provision contained in the SIP revision. EPA will take action on the SILs portion of Mississippi's May 12, 2011, SIP revision in a separate rulemaking once the issue regarding the court case has been resolved.</P>

        <P>The aforementioned amendments to Mississippi's SIP provide the framework for implementation of PM<E T="52">2.5</E>NAAQS in the states NSR permitting. Based on review and consideration of Mississippi's May 12, 2011, SIP revision, EPA has made the preliminary determination to approve the aforementioned PSD permitting provisions promulgated in the NSR PM<E T="52">2.5</E>Rule and PM<E T="52">2.5</E>PSD Increment-SILs-SMC Rule into the Mississippi SIP to implement the NSR program for the PM<E T="52">2.5</E>NAAQS.</P>
        <HD SOURCE="HD1">V. Proposed Action</HD>

        <P>EPA is proposing to approve portions of Mississippi's May 12, 2011, SIP revision adopting federal regulations amended in the May 16, 2008, NSR PM<E T="52">2.5</E>Rule and the October 20, 2010, PM<E T="52">2.5</E>PSD Increment-SILs-SMC rule into the Mississippi SIP with the exception of the SIL thresholds and the provision regarding the applicability of the term “particulate matter emissions.” EPA has made the preliminary determination that this SIP revision, with regard to the aforementioned proposed actions, is approvable because it is consistent with section 110 of the CAA and EPA regulations regarding NSR permitting.</P>
        <HD SOURCE="HD1">VI. Statutory and Executive Order Reviews</HD>

        <P>Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions,<PRTPAGE P="43039"/>EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this proposed action merely approves state law as meeting federal requirements and does not impose additional requirements beyond those imposed by state law. For that reason, this proposed action:</P>
        <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>

        <P>• Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501<E T="03">et seq.</E>);</P>

        <P>• Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>);</P>
        <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
        <P>• Does not have Federalism implications as specified in Executive Order 13132 (64 F43255, August 10, 1999);</P>
        <P>• Is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
        <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
        <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA; and</P>
        <P>• Does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
        <P>In addition, this proposed rule does not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the state, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt tribal law.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
          <P>Environmental protection, Air pollution control, Intergovernmental relations, Nitrogen oxides, Ozone, Particulate matter, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>42 U.S.C. 7401<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: July 12, 2012.</DATED>
          <NAME>A. Stanley Meiburg,</NAME>
          <TITLE>Acting Regional Administrator, Region 4.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17893 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
        <AGENCY TYPE="O">GENERAL SERVICES ADMINISTRATION</AGENCY>
        <AGENCY TYPE="O">NATIONAL AERONAUTICS AND SPACE ADMINISTRATION</AGENCY>
        <CFR>48 CFR Parts 1, 25, and 52</CFR>
        <DEPDOC>[FAR Case 2011-029; Docket No. 2011-0029; Sequence 1]</DEPDOC>
        <RIN>RIN 9000-AM20</RIN>
        <SUBJECT>Federal Acquisition Regulation; Contractors Performing Private Security Functions Outside the United States</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of Defense (DoD), General Services Administration (GSA), and National Aeronautics and Space Administration (NASA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The DoD, GSA, and NASA are proposing to amend the Federal Acquisition Regulation (FAR) to implement Governmentwide requirements in National Defense Authorization Acts that establish minimum processes and requirements for the selection, accountability, training, equipping, and conduct of personnel performing private security functions outside the United States.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Interested parties should submit written comments to the Regulatory Secretariat on or before September 21, 2012 to be considered in the formulation of a final rule.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit comments identified by FAR case 2011-029 by any of the following methods:</P>
          <P>•<E T="03">Regulations.gov: http://www.regulations.gov.</E>
          </P>
          <P>Submit comments via the Federal eRulemaking portal by searching for “FAR Case 2011-029” under the heading “Comment or Submission”. Select the link “Send a Comment or Submission” that corresponds with FAR Case 2011-029. Follow the instructions provided to complete the “Public Comment and Submission Form”. Please include your name, company name (if any), and “FAR Case 2011-029” on your attached document.</P>
          <P>•<E T="03">Fax:</E>202-501-4067.</P>
          <P>•<E T="03">Mail:</E>General Services Administration, Regulatory Secretariat (MVCB), Attn: Hada Flowers, 1275 First Street NE., 7th Floor, Washington, DC 20417.</P>
          <P>
            <E T="03">Instructions:</E>Please submit comments only and cite FAR case 2011-029 in all correspondence related to this case. All comments received will be posted without change to<E T="03">http://www.regulations.gov,</E>including any personal and/or business confidential information provided.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Mr. Michael O. Jackson, Procurement Analyst, at 202-208-4949 for clarification of content. For information pertaining to status or publication schedules, contact the Regulatory Secretariat at 202-501-4755. Please cite FAR case 2011-029.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Background</HD>
        <P>The National Defense Authorization Act (NDAA) for Fiscal Year (FY) 2008 (Pub. L. 110-181, enacted January 28, 2008), section 862, entitled “Contractors Performing Private Security Functions in Areas of Combat Operations,” was amended by section 853 of the NDAA for FY 2009 (Pub. L. 110-417, enacted October 14, 2008) and sections 831 and 832 of the NDAA for FY 2011 (Pub. L. 111-383, enacted January 7, 2011). See 10 U.S.C. 2302 Note. The statute requires (1) the establishment of Governmentwide policies and (2) FAR coverage implementing the Governmentwide policies specified in the statutes and the resulting Governmentwide policy document.</P>

        <P>This proposed rule is focused solely on providing implementing contractual language and a contract clause, as mandated by statute. Agencies are reminded that they may further supplement the applicability of these requirements beyond those included in this rule in accordance with FAR subpart 1.3, Agency Acquisition Regulations. While section 862 of the 2008 NDAA required standardization of rules for private security contractors that are performing in designated areas of combat operations or other significant military operations, the underlying Governmentwide instruction was the responsibility of the Secretary of Defense, in coordination with the Secretary of State. The resultant regulation was published as a final rule at 32 CFR part 159, entitled “Private Security Contractors Operating in Contingency Operations, Combat Operations or Other Significant Military Operations,” on August 11, 2011 (see 76 FR 49650) (or, see the corresponding Department of Defense Instruction (DoDI) 3020.50 at<E T="03">http://www.dtic.mil/whs/directives/corres/pdf/302050p.pdf).</E>
          <PRTPAGE P="43040"/>
        </P>
        <P>The regulations implementing the referenced statutory provisions for contracts are proposed to be located in FAR subpart 25.3, entitled “Contracts Performed Outside the United States.” The coverage implementing section 862, as amended, is proposed to be located at a new FAR section 25.302.</P>
        <P>32 CFR part 159 provides two broad exemptions from this coverage, one for contracts entered into by elements of the intelligence community in support of intelligence activities (the source is paragraph (h)(1) of section 862, as amended), and a second for temporary arrangements entered into by non-DoD contractors for the performance of private security functions by individual indigenous personnel not affiliated with a local or expatriate security company (the source is 32 CFR 159.3, section (3) of the definition of “covered contract”).</P>
        <P>Further, 32 CFR part 159 applies differently to DoD and non-DoD agencies. It applies to DoD contracts performed in areas of contingency operations outside the United States. It applies to DoD and non-DoD contracts performed in areas of combat operations as designated by the Secretary of Defense. It applies to DoD contracts performed in areas of other significant military operations as designated by the Secretary of Defense and to non-DoD contracts performed in areas of other significant military operations as designated by the Secretary of Defense and agreed to by the Secretary of State.</P>
        <P>FAR 2.101, Definitions, currently provides the definition of “contingency operation” from 10 U.S.C. 101(a)(13). Definitions in this proposed rule include “private security functions,” “other significant military operations,” and “area of combat operations” from 32 CFR 159.3 and the statute. This coverage would not apply to the performance of private security functions within the U.S. It would not apply outside the U.S. in areas that are not (a) combat operations, (b) contingency operations, or (c) other significant military operations, as designated by the Secretary of Defense and agreed to by the Secretary of State. In addition, the proposed FAR coverage would apply to the performance of private security functions, regardless of whether the performance of the security functions are the primary function of the contract or ancillary functions. For example, a contractor delivering construction materials in an area of contingency operations might subcontract with a private security contractor to protect its supplies and employees during delivery. Although the supplier of the construction materials is not a private security contractor, the requirements of the clause proposed at FAR 52.225-XX, Contractors Performing Private Security Functions Outside the United States, are applicable. As a further example, the same contractor, if delivering construction materials to a base in Germany would not be governed, at this time, by the requirements and limitations of FAR 52.225-XX because Germany is not a designated area. This is further clarified by the proposed FAR 25.302-4, Policy.</P>
        <P>The proposed FAR 25.302-4 subsection would implement the relevant policy document, 32 CFR part 159, and assign contractor responsibilities for the selection, accountability, training, equipping, and conduct of personnel performing private security functions under contracts in the covered areas. It also would assign responsibilities and establish procedures for incident reporting, use of and accountability for equipment, and rules for the use of force.</P>

        <P>The law includes specific remedies for violations of the responsibilities and procedures in the law. These are addressed at FAR 25.302-5, Remedies. Without impinging on the Government's usual contractual remedies (<E T="03">e.g.,</E>termination for default), the proposed rule would allow the Government, at its discretion, to direct the contractor to remove or replace any personnel who fail to comply with, or violate, applicable requirements of the clause at FAR 52.225-XX. Such corrective actions would be required to be taken at the contractor's own expense and without prejudice to any other contractual rights. The proposed rule also includes additional remedies as follows:</P>
        <P>1. Contracting officers must include a contractor's failure to comply in appropriate past-performance databases.</P>
        <P>2. If the contract is an award-fee contract, the contracting officer must include performance failure in the assessment of award fees for the relevant period (as well as authorizing the treatment of such failures as a basis for reducing or denying award fees for the relevant period or recovering all or part of award fees previously paid for such period).</P>
        <P>3. If the contractor's performance failures are severe, prolonged, or repeated, the statute requires the contracting officer to refer the matter to the appropriate suspension and debarment official.</P>
        <P>The clause prescription, at FAR 25.302-6, proposes to closely follow the applicability coverage at FAR 25.302-2.</P>
        <HD SOURCE="HD1">II. Executive Orders 12866 and 13563</HD>
        <P>Executive Orders (E.O.s) 12866 and 13563 direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). E.O. 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. This is a significant regulatory action, and therefore, was subject to review under section 6(b) of E.O. 12866, Regulatory Planning and Review, dated September 30, 1993. This rule is not a major rule under 5 U.S.C. 804.</P>
        <HD SOURCE="HD1">III. Regulatory Flexibility Act</HD>

        <P>The changes may have a significant economic impact on a substantial number of small entities within the meaning of the Regulatory Flexibility Act, 5 U.S.C. 601,<E T="03">et seq.</E>An Initial Regulatory Flexibility Analysis (IRFA) has been prepared and is summarized as follows:</P>
        
        <EXTRACT>
          <P>DoD, GSA, and NASA are proposing to amend the Federal Acquisition Regulation (FAR) to implement section 862 of the NDAA for FY 2008, as amended by section 853 of the NDAA for FY 2009 and sections 831 and 832 of the NDAA for FY 2011. The statutory provisions, together with the implementing Governmentwide regulations required by the statute (32 CFR part 159, published at 76 FR 49650 on August 11, 2011) add requirements and limitations for contractors performing private security functions in areas of contingency operations, combat operations, or other military operations as designated by the Secretary of Defense, upon agreement of the Secretaries of Defense and State. These requirements are that contractors performing in areas such as Iraq and Afghanistan ensure that their personnel performing private security functions comply with 32 CFR part 159, including (1) accounting for Government-acquired and contractor-furnished property and (2) reporting incidents in which a weapon is discharged, personnel are attacked or killed or property is destroyed, or active, lethal countermeasures are employed.</P>

          <P>At this time, the only statistics available are from DoD. Other agencies are beginning to award contracts for performance in areas subject to the statute as U.S. troops are recalled. In FY 2010, DoD awarded 1,839 contracts for performance in Iraq and Afghanistan. Of this total, 361, or 20 percent, were awarded to small businesses. Firms performing under DoD contracts in these areas were already required to register their private security personnel, weapons, and certain vehicles under a web-based system (SPOT), and contractors for the Department of State and the U.S. Agency for International<PRTPAGE P="43041"/>Development (AID) have been using SPOT in Iraq and Afghanistan. The requirement to report the occurrence of certain incidences is on an as-needed basis and is minimal.</P>

          <P>As DoD personnel exit the areas of current contingency operations,<E T="03">e.g.,</E>Iraq and Afghanistan, support requirements are being transitioned to other Government agencies. The expected total number of contracts requiring the use of private security contractors is approximately one half of the DoD level, but the assumption was made that 20 percent of these contracts would continue to be awarded to small businesses.</P>
          <P>The impact on small business subcontractors will be minor, for several reasons. Not all subcontracts involve the performance of private security functions, in which case the clause does not flow down to the subcontract. Therefore, in these situations, there is no impact on small business subcontractors. Further, most subcontracts that require the performance of private security functions in the areas of Iraq and Afghanistan are being awarded to firms based in those countries. Such firms are, by definition, not small businesses because they are not U.S. firms. In the small proportion of situations where a subcontractor is both a U.S. small business and is performing private security functions, the costs of compliance will be included in the proposed and negotiated subcontract cost. At this time the clause would only apply to the Department of Defense, as the Secretary of Defense has made no designations of area (see FAR 25.302-2(b)).</P>
          <P>The publication of 32 CFR part 159 will provide consistency in reporting requirements and accountability for private security personnel and their weapons, thus simplifying compliance for small and large businesses.</P>
          <P>While DoD contractors and subcontractors currently are required by another clause to register equipment and personnel using the DoD's Synchronized Predeployment and Operational Tracker (SPOT) System, there are, at present, no reporting systems that have been developed by non-DoD agencies. An information collection request has been prepared and submitted to the Office of Management and Budget with this proposed rule.</P>
          <P>The proposed rule does not unnecessarily overlap or conflict with existing coverage at Defense Federal Acquisition Regulation Supplement (DFARS) 225.370. However, the DFARS coverage will be amended to delete duplicative text when a final rule is published for this FAR case. There are no alternatives that would further decrease the already minimal economic impact of the statute's implementation.</P>
        </EXTRACT>
        

        <P>The Regulatory Secretariat has submitted a copy of the IRFA to the Chief Counsel for Advocacy of the Small Business Administration. A copy of the IRFA may be obtained from the Regulatory Secretariat. The Councils will consider comments from small entities concerning the affected FAR parts 1, 25, and 52 in accordance with 5 U.S.C. 610. Comments must be submitted separately and should cite 5 U.S.C 601,<E T="03">et seq.</E>(FAR case 2011-029), in correspondence.</P>
        <HD SOURCE="HD1">IV. Paperwork Reduction Act</HD>
        <P>The Paperwork Reduction Act (44 U.S.C chapter 35) applies. The proposed rule contains information collection requirements. Accordingly, the Regulatory Secretariat submitted a request for approval of a new information collection requirement for non-DoD agencies to the Office of Management and Budget (OMB). OMB has assigned the number 9000-0184, entitled “Contractors Performing Private Security Functions Outside the United States,” for this new information collection request. DoD's information collection has been approved previously under OMB Control Number 0704-0460, Synchronized Predeployment and Operation Tracker (SPOT) System.</P>
        <P>A. Public reporting burden for this collection of information is estimated to average 0.109 hours per response, including the time for identifying and inputting information.</P>
        <P>The annual reporting burden is estimated as follows:</P>
        <P>
          <E T="03">Respondents:</E>920.</P>
        <P>
          <E T="03">Responses per respondent:</E>5.</P>
        <P>
          <E T="03">Total annual responses:</E>4,600.</P>
        <P>
          <E T="03">Preparation hours per response:</E>0.109 hours.</P>
        <P>
          <E T="03">Total response Burden Hours:</E>501.</P>
        <P>B. Request for Comments Regarding Paperwork Burden.</P>
        <P>Submit comments, including suggestions for reducing this burden, not later than September 21, 2012 to: FAR Desk Officer, OMB, Room 10102, NEOB, Washington, DC 20503, and a copy to the General Services Administration, Regulatory Secretariat Division (MVCB), ATTN: Hada Flowers, 1275 First Street NE., 7th Floor, Washington, DC 20417.</P>
        <P>Public comments are particularly invited on: whether this collection of information is necessary for the proper performance of functions of the FAR, and will have practical utility; whether our estimate of the public burden of this collection of information is accurate, and based on valid assumptions and methodology; ways to enhance the quality, utility, and clarity of the information to be collected; and ways in which we can minimize the burden of the collection of information on those who are to respond, through the use of appropriate technological collection techniques or other forms of information technology.</P>
        <P>Requesters may obtain a copy of the supporting statement from the General Services Administration, Regulatory Secretariat (MVCB), Attn: Hada Flowers, 1275 First Street NE., 7th floor, Washington, DC 20417. Please cite OMB Control Number 9000-0184, Contractors Performing Private Security Functions Outside the United States, in all correspondence.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 48 CFR Parts 1, 25, and 52</HD>
          <P>Government procurement.</P>
        </LSTSUB>
        <SIG>
          <DATED>Dated: July 12, 2012.</DATED>
          <NAME>Laura Auletta,</NAME>
          <TITLE>Director, Office of Governmentwide Acquisition Policy, Office of Acquisition Policy, Office of Governmentwide Policy.</TITLE>
        </SIG>
        
        <P>Therefore, DoD, GSA, and NASA propose amending 48 CFR parts 1, 25, and 52 as set forth below:</P>
        <P>1. The authority citation for 48 CFR parts 1, 25, and 52 is revised to read as follows:</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>40 U.S.C. 121(c); 10 U.S.C. chapter 137; and 51 U.S.C. 20113.</P>
        </AUTH>
        <PART>
          <HD SOURCE="HED">PART 1—FEDERAL ACQUISITION REGULATIONS SYSTEM</HD>
          <SECTION>
            <SECTNO>1.106</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
            <P>2. Amend section 1.106, in the table following the introductory text, by adding in numerical sequence, FAR segment “52.225-XX” and its corresponding OMB Control No. “9000-0184”.</P>
          </SECTION>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 25—FOREIGN ACQUISITION</HD>
          <P>3. Add subpart 25.302 to read as follows:</P>
          <CONTENTS>
            <SUBPART>
              <HD SOURCE="HED">Subpart 25.302Contractors Performing Private SecurityFunctions Outside the United States</HD>
              <SECHD>Sec.</SECHD>
              <SECTNO>25.302-1</SECTNO>
              <SUBJECT>Scope.</SUBJECT>
              <SECTNO>25.302-2</SECTNO>
              <SUBJECT>Applicability.</SUBJECT>
              <SECTNO>25.302-3</SECTNO>
              <SUBJECT>Definitions.</SUBJECT>
              <SECTNO>25.302-4</SECTNO>
              <SUBJECT>Policy.</SUBJECT>
              <SECTNO>25.302-5</SECTNO>
              <SUBJECT>Remedies.</SUBJECT>
              <SECTNO>25.302-6</SECTNO>
              <SUBJECT>Contract clause.</SUBJECT>
            </SUBPART>
          </CONTENTS>
          <SUBPART>
            <HD SOURCE="HED">Subpart 25.302Contractors Performing Private SecurityFunctions Outside the United States</HD>
            <SECTION>
              <SECTNO>25.302-1</SECTNO>
              <SUBJECT>Scope.</SUBJECT>
              <P>This section prescribes policy for implementing section 862 of the National Defense Authorization Act (NDAA) for Fiscal Year (FY) 2008 (Pub. L. 110-181), as amended by section 853 of the NDAA for FY 2009 (Pub. L. 110-417), and sections 831 and 832 of the NDAA for FY 2011 (Pub. L. 111-383) (see 10 U.S.C. 2302 Note).</P>
            </SECTION>
            <SECTION>
              <SECTNO>25.302-2</SECTNO>
              <SUBJECT>Applicability.</SUBJECT>

              <P>(a) DoD: This section applies to acquisitions by Department of Defense components for supplies and services under a contract that requires performance—<PRTPAGE P="43042"/>
              </P>
              <P>(1) During contingency operations outside the United States;</P>
              <P>(2) In an area of combat operations as designated by the Secretary of Defense; or</P>
              <P>(3) In an area of other significant military operations as designated by the Secretary of Defense.</P>
              <P>(b) Non-DoD agencies: This section applies to acquisitions by non-DoD agencies for supplies and services under a contract that requires performance—</P>
              <P>(1) In an area of combat operations as designated by the Secretary of Defense; or</P>
              <P>(2) In an area of other significant military operations as designated by the Secretary of Defense, and only upon agreement of the Secretary of Defense and the Secretary of State.</P>
              <P>(c) These designations can be found at<E T="03">http://www.acq.osd.mil/dpap/pacc/cc/designated_areas_of_other_significant_military_operations.html</E>and<E T="03">http://www.acq.osd.mil/dpap/pacc/cc/designated_areas_of_combat_operations.html.</E>
              </P>
              <P>(d) When the applicability requirements of this subsection are met, contractors and subcontractors must comply with 32 CFR part 159, whether the contract is for the performance of private security functions as a primary deliverable or the deliverable is other supplies or services and the provision of private security functions is ancillary.</P>
              <P>(e) The requirements of this section 25.302 shall not apply to contracts entered into by elements of the intelligence community in support of intelligence activities, and temporary arrangements entered into by non-DoD contractors for the performance of private security functions by individual indigenous personnel not affiliated with a local or expatriate security company; these temporary arrangements must still comply with local law.</P>
            </SECTION>
            <SECTION>
              <SECTNO>25.302-3</SECTNO>
              <SUBJECT>Definitions.</SUBJECT>
              <P>As used in this section—</P>
              <P>
                <E T="03">Area of combat operations</E>means an area of operations designated as such by the Secretary of Defense when enhanced coordination of private security contractors working for Government agencies is required.</P>
              <P>
                <E T="03">Other significant military operations</E>means activities, other than combat operations, as part of a contingency operation outside the United States that is carried out by United States Armed Forces in an uncontrolled or unpredictable high-threat environment where personnel performing security functions may be called upon to use deadly force (see 25.302-2(b)(2)).</P>
              <P>
                <E T="03">Private security functions</E>means activities engaged in by a contractor, as follows—</P>
              <P>(1) Guarding of personnel, facilities, designated sites, or property of a Federal agency, the contractor or subcontractor, or a third party; or</P>
              <P>(2) Any other activity for which personnel are required to carry weapons in the performance of their duties in accordance with the terms of the contract.</P>
            </SECTION>
            <SECTION>
              <SECTNO>25.302-4</SECTNO>
              <SUBJECT>Policy.</SUBJECT>
              <P>(a)<E T="03">General.</E>(1) The policy, responsibilities, procedures, accountability, training, equipping, and conduct of personnel performing private security functions in designated areas are addressed at 32 CFR part 159, entitled “Private Security Contractors (PSCs) Operating in Contingency Operations, Combat Operations, or Other Significant Military Operations.” Contractor responsibilities include ensuring that employees are aware of, and comply with, relevant orders, directives, and instructions; keeping appropriate personnel records; accounting for weapons; registering and identifying armored vehicles, helicopters, and other military vehicles; and reporting specified incidents in which personnel performing private security functions under a contract are involved.</P>
              <P>(2) In addition, contractors are required to cooperate with any Government-authorized investigation into incidents reported pursuant to paragraph (b)(3) of the clause at 52.225-XX, Contractors Performing Private Security Functions Outside the United States, by providing access to employees performing private security functions and relevant information in the possession of the contractor regarding the incident concerned.</P>
              <P>(b)<E T="03">Implementing guidance.</E>In accordance with 32 CFR part 159—</P>
              <P>(1) Geographic combatant commanders will provide DoD private security contractors with guidance and procedures for the operational environment in their area of responsibility; and</P>
              <P>(2) In a designated area of combat operations, or areas of other significant military operations, as designated by the Secretary of Defense and only upon agreement of the Secretary of Defense and the Secretary of State, the relevant Chief of Mission will provide implementing instructions for non-DoD private security contractors and their personnel consistent with the standards set forth by the geographic combatant commander. In a designated area of combat operations, 32 CFR 159.4(c) gives the Chief of Mission the option of instructing non-DoD private security contractors and their personnel to follow the guidance and procedures of the geographic Combatant Commander and/or a sub-unified commander or joint force commander where specifically authorized by the combatant commander to do so and notice of that authorization is provided to non-DoD agencies.</P>
            </SECTION>
            <SECTION>
              <SECTNO>25.302-5</SECTNO>
              <SUBJECT>Remedies.</SUBJECT>
              <P>(a) In addition to other remedies available to the Government—</P>

              <P>(1) The contracting officer may direct the contractor, at its own expense, to remove and replace any contractor personnel performing private security functions who fail to comply with or violate applicable requirements. Such action may be taken at the Government's discretion without prejudice to its rights under any other contract provision,<E T="03">e.g.,</E>termination for default;</P>
              <P>(2) The contracting officer shall include the contractor's failure to comply with the requirements of this section in appropriate databases of past performance and consider any such failure in any responsibility determination or evaluation of past performance; and</P>
              <P>(3) In the case of award-fee contracts, the contracting officer shall consider a contractor's failure to comply with the requirements of this subsection in the evaluation of the contractor's performance during the relevant evaluation period, and may treat such failure as a basis for reducing or denying award fees for such period or for recovering all or part of award fees previously paid for such period.</P>
              <P>(b) If the performance failures are severe, prolonged, or repeated, the contracting officer shall refer the matter to the appropriate suspension and debarment official.</P>
            </SECTION>
            <SECTION>
              <SECTNO>25.302-6</SECTNO>
              <SUBJECT>Contract clause.</SUBJECT>
              <P>(a) Use the clause at 52.225-XX, Contractors Performing Private Security Functions Outside the United States, in the following solicitations and contracts:</P>
              <P>(1) A DoD contract for performance of services and/or delivery of supplies in an area of:</P>
              <P>(i) Contingency operations outside the United States;</P>
              <P>(ii) Combat operations, as designated by the Secretary of Defense; or</P>

              <P>(iii) Other significant military operations, as designated by the Secretary of Defense only upon agreement of the Secretary of Defense and the Secretary of State.<PRTPAGE P="43043"/>
              </P>
              <P>(2) A contract of a non-DoD agency for performance of services and/or delivery of supplies in:</P>
              <P>(i) An area of combat operations, as designated by the Secretary of Defense; or</P>
              <P>(ii) An area of other significant military operations, as designated by the Secretary of Defense and only upon agreement of the Secretary of Defense and the Secretary of State.</P>
              <P>(b) The clause is not required to be used for:</P>
              <P>(1) Contracts entered into by elements of the intelligence community in support of intelligence activities; or</P>
              <P>(2) Temporary arrangements entered into by non-DoD contractors for the performance of private security functions by individual indigenous personnel not affiliated with a local or expatriate security company.</P>
            </SECTION>
          </SUBPART>
        </PART>
        <PART>
          <HD SOURCE="HED">PART 52—SOLICITATION PROVISIONS AND CONTRACT CLAUSES</HD>
          <P>4. Amend section 52.212-5 by—</P>
          <P>a. Revising the date of clause;</P>
          <P>b. Redesignating paragraphs (b)(43) through (51) as paragraphs (b)(44) through (52), respectively;</P>
          <P>c. Adding a new paragraph (b)(43);</P>
          <P>d. Redesignating paragraphs (e)(1)(xiii) and (xiv) as paragraphs (e)(1)(xiv) and (xv), respectively; and</P>
          <P>e. Adding a new paragraph (e)(1)(xiii).</P>
          <P>The revised and added text reads as follows:</P>
          <SECTION>
            <SECTNO>52.212-5</SECTNO>
            <SUBJECT>Contract Terms and Conditions Required To Implement Statutes or Executive Orders—Commercial Items.</SUBJECT>
            <STARS/>
            <HD SOURCE="HD1">Contract Terms and Conditions Required To Implement Statutes or Executive Orders—Commercial Items (DATE)</HD>
            <EXTRACT>
              <STARS/>
              <P>(b) * * *</P>
              <P>(43) 52.225-XX, Contractors Performing Private Security Functions Outside the United States (DATE) (Section 862, as amended, of the National Defense Authorization Act for Fiscal Year 2008; 10 U.S.C. 2302 Note).</P>
              <STARS/>
              <P>(e)(1) * * *</P>
              <P>(i) * * *</P>
              <P>(xiii) 52.225-XX, Contractors Performing Private Security Functions Outside the United States (DATE) (Section 862, as amended, of the National Defense Authorization Act for Fiscal Year 2008; 10 U.S.C. 2302 Note).</P>
              <STARS/>
            </EXTRACT>
            <P>5. Add section 52.225-XX to read as follows:</P>
          </SECTION>
          <SECTION>
            <SECTNO>52.225-XX</SECTNO>
            <SUBJECT>Contractors Performing Private Security Functions Outside the United States.</SUBJECT>
            <P>As prescribed in 25.302-6, insert the following clause:</P>
            <HD SOURCE="HD1">Contractors Performing Private Security Functions Outside the United States (DATE)</HD>
            <EXTRACT>
              <P>(a)<E T="03">Definition.</E>
              </P>
              <P>
                <E T="03">Private security functions</E>means activities engaged in by a Contractor, as follows:</P>
              <P>(i) Guarding of personnel, facilities, designated sites, or property of a Federal agency, the Contractor or subcontractor, or a third party; or</P>
              <P>(ii) Any other activity for which personnel are required to carry weapons in the performance of their duties in accordance with the terms of this contract.</P>
              <P>(b)<E T="03">Requirements.</E>The Contractor is required to—</P>
              <P>(1) Ensure that all employees of the Contractor who are responsible for performing private security functions under this contract comply with 32 CFR part 159, and with any orders, directives, and instructions to Contractors performing private security functions that are identified in the contract for—</P>
              <P>(i) Registering, processing, accounting for, managing, overseeing, and keeping appropriate records of personnel performing private security functions;</P>
              <P>(ii) Authorizing and accounting for weapons to be carried by or available to be used by personnel performing private security functions;</P>
              <P>(iii) Registering and identifying armored vehicles, helicopters, and other military vehicles operated by Contractors performing private security functions; and</P>
              <P>(iv) Reporting incidents in which—</P>
              <P>(A) A weapon is discharged by personnel performing private security functions;</P>
              <P>(B) Personnel performing private security functions are attacked, killed, or injured;</P>
            </EXTRACT>
            <EXTRACT>
              <P>(C) Persons are killed or injured or property is destroyed as a result of conduct by contractor personnel;</P>
              <P>(D) A weapon is discharged against personnel performing private security functions or personnel performing such functions believe a weapon was so discharged; or</P>
              <P>(E) Active, non-lethal countermeasures (other than the discharge of a weapon) are employed by personnel performing private security functions in response to a perceived immediate threat;</P>
              <P>(2) Ensure that the Contractor and all employees of the Contractor who are responsible for performing private security functions under this contract are briefed on and understand their obligation to comply with—</P>
              <P>(i) Qualification, training, screening (including, if applicable, thorough background checks), and security requirements established by 32 CFR part 159, Private Security Contractors (PSCs) Operating in Contingency Operations, Combat Operations, or Other Significant Military Operations;</P>
              <P>(ii) Applicable laws and regulations of the United States and the host country and applicable treaties and international agreements regarding performance of private security functions;</P>
              <P>(iii) Orders, directives, and instructions issued by the applicable commander of a combatant command or relevant Chief of Mission relating to weapons, equipment, force protection, security, health, safety, or relations and interaction with locals; and</P>
              <P>(iv) Rules on the use of force issued by the applicable commander of a combatant command or relevant Chief of Mission for personnel performing private security functions; and</P>
              <P>(3) Cooperate with any Government-authorized investigation of incidents reported pursuant to paragraph (b)(1)(iv) of this clause and incidents of alleged misconduct by personnel performing private security functions under this contract by providing—</P>
              <P>(i) Access to employees performing private security functions; and</P>
              <P>(ii) Relevant information in the possession of the Contractor regarding the incident concerned.</P>
              <P>(c)<E T="03">Remedies.</E>In addition to other remedies available to the Government—</P>
              <P>(1) The Contracting Officer may direct the Contractor, at its own expense, to remove and replace any Contractor personnel performing private security functions who fail to comply with or violate applicable requirements of this clause or 32 CFR part 159. Such action may be taken at the Government's discretion without prejudice to its rights under any other provision of this contract.</P>
              <P>(2) The Contractor's failure to comply with the requirements of this clause will be included in appropriate databases of past performance and considered in any responsibility determination or evaluation of past performance; and</P>
              <P>(3) If this is an award-fee contract, the Contractor's failure to comply with the requirements of this clause shall be considered in the evaluation of the Contractor's performance during the relevant evaluation period, and the Contracting Officer may treat such failure to comply as a basis for reducing or denying award fees for such period or for recovering all or part of award fees previously paid for such period.</P>
              <P>(d)<E T="03">Rule of construction.</E>The duty of the Contractor to comply with the requirements of this clause shall not be reduced or diminished by the failure of a higher- or lower-tier Contractor or subcontractor to comply with the clause requirements or by a failure of the contracting activity to provide required oversight.</P>
              <P>(e)<E T="03">Subcontracts.</E>The Contractor shall include the substance of this clause, including this paragraph (e), in all subcontracts that will be performed in areas of—</P>
              <P>(1)<E T="03">DoD contracts only:</E>Contingency operations, combat operations, as designated by the Secretary of Defense, or other significant military operations, as designated by the Secretary of Defense; or</P>
              <P>(2)<E T="03">Non-DoD contracts:</E>Combat operations, as designated by the Secretary of Defense, or other significant military operations, upon agreement of the Secretaries of Defense and State that the clause applies in that area.</P>
              
              <PRTPAGE P="43044"/>
              <FP>(End of clause)</FP>
              
            </EXTRACT>
          </SECTION>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17477 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6820-EP-P</BILCOD>
    </PRORULE>
  </PRORULES>
  <VOL>77</VOL>
  <NO>141</NO>
  <DATE>Monday, July 23, 2012</DATE>
  <UNITNAME>Notices</UNITNAME>
  <NOTICES>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="43045"/>
        <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
        <DATE>July 18, 2012.</DATE>

        <P>The Department of Agriculture has submitted the following information collection requirement(s) to OMB for review and clearance under the Paperwork Reduction Act of 1995, Public Law 104-13. Comments regarding (a) whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of burden including the validity of the methodology and assumptions used; (c) ways to enhance the quality, utility and clarity of the information to be collected; (d) ways to minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology should be addressed to: Desk Officer for Agriculture, Office of Information and Regulatory Affairs, Office of Management and Budget (OMB),<E T="03">OIRA_Submission@OMB.EOP.GOV</E>or fax (202) 395-5806 and to Departmental Clearance Office, USDA, OCIO, Mail Stop 7602, Washington, DC 20250-7602. Comments regarding these information collections are best assured of having their full effect if received within 30 days of this notification. Copies of the submission(s) may be obtained by calling (202) 720-8958.</P>
        <P>An agency may not conduct or sponsor a collection of information unless the collection of information displays a currently valid OMB control number and the agency informs potential persons who are to respond to the collection of information that such persons are not required to respond to the collection of information unless it displays a currently valid OMB control number.</P>
        <HD SOURCE="HD1">Food and Nutrition Service</HD>
        <P>
          <E T="03">Title:</E>SuperTracker Information Collection for Registration, Login, and Food Intake and Physical Activity Assessment Information.</P>
        <P>
          <E T="03">OMB Control Number:</E>0584-0535.</P>
        <P>
          <E T="03">Summary of Collection:</E>The U.S. Department of Agriculture (USDA), Center for Nutrition Policy and Promotion (CNPP) supports and promotes the health of all Americans by producing and promoting up-to-date science-based dietary guidance, including the Dietary Guidelines for Americans 2010 and MyPlate communication initiative. The Dietary Guidelines for Americans are the cornerstone of Federal nutrition policy for the general public, and they provide sound scientific advice for healthy Americans age 2 years and older about food choices that promote health and may prevent disease. The authority to collect the information can be found under Subtitle D of the National Agriculture Research, Extension, and Teaching Policy Act of 1977 (7 U.S.C. 3171-3175) and 7 CFR 2.19(a)(3).</P>
        <P>
          <E T="03">Need and Use of the Information:</E>SuperTracker can assist the public in making diet and physical activity choices. Users voluntarily go to the<E T="03">ChooseMyPlate.gov</E>Web site to submit information. The information obtained from users is stored in a user account, which is maintained by USDA information technology (IT) staff. If the information is not collected, users will not be able to assess individual food intake and physical activity status.</P>
        <P>
          <E T="03">Description of Respondents:</E>Individual or households.</P>
        <P>
          <E T="03">Number of Respondents:</E>3,600,000.</P>
        <P>
          <E T="03">Frequency of Responses:</E>Reporting: Monthly.</P>
        <P>
          <E T="03">Total Burden Hours:</E>3,767,898.</P>
        <SIG>
          <NAME>Ruth Brown,</NAME>
          <TITLE>Departmental Information Collection Clearance Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-17867 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-30-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
        <DATE>July 18, 2012.</DATE>

        <P>The Department of Agriculture has submitted the following information collection requirement(s) to OMB for review and clearance under the Paperwork Reduction Act of 1995, Public Law 104-13. Comments regarding (a) whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of burden including the validity of the methodology and assumptions used; (c) ways to enhance the quality, utility and clarity of the information to be collected; (d) ways to minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology should be addressed to: Desk Officer for Agriculture, Office of Information and Regulatory Affairs, Office of Management and Budget (OMB),<E T="03">OIRA_Submission@OMB.EOP.GOV</E>or fax (202) 395-5806 and to Departmental Clearance Office, USDA, OCIO, Mail Stop 7602, Washington, DC 20250-7602. Comments regarding these information collections are best assured of having their full effect if received within 30 days of this notification. Copies of the submission(s) may be obtained by calling (202) 720-8958.</P>
        <P>An agency may not conduct or sponsor a collection of information unless the collection of information displays a currently valid OMB control number and the agency informs potential persons who are to respond to the collection of information that such persons are not required to respond to the collection of information unless it displays a currently valid OMB control number.</P>
        <HD SOURCE="HD1">Animal and Plant Health Inspection Service</HD>
        <P>
          <E T="03">Title:</E>PPQ Form 816; Contract Pilot and Aircraft Acceptance.</P>
        <P>
          <E T="03">OMB Control Number:</E>0579-0298.</P>
        <P>
          <E T="03">Summary of Collection:</E>The Plant Protection Act (7 U.S.C. 7701<E T="03">et seq.</E>)<PRTPAGE P="43046"/>authorizes the Secretary of Agriculture, either independently or in cooperation with States, to carry out operations or measures to detect, eradicate, suppress, control, prevent, or retard the spread of plant pests and noxious weeds that are new to or not widely distributed within the United States. This authority has been delegated to the Administrator, Animal and Plant Health Inspection Service (APHIS). APHIS carries out this program primarily by treating infested lands by aerial spraying of pesticides from aircraft.</P>
        <P>
          <E T="03">Need and Use of the Information:</E>Contract Pilot and Aircraft Acceptance Form (PPQ-816) is used by the Plant Protection and Quarantine personnel who are involved with contracts for aerial application services for emergency pest outbreaks. The form is used to document that the pilot and aircraft meet contract specifications. If APHIS did not collect this information or collected it less frequently, APHIS would not be able to verify if APHIS contracts for aerial application services met specifications.</P>
        <P>
          <E T="03">Description of Respondents:</E>Individuals or households.</P>
        <P>
          <E T="03">Number of Respondents:</E>15.</P>
        <P>
          <E T="03">Frequency of Responses:</E>Reporting: On occasion.</P>
        <P>
          <E T="03">Total Burden Hours:</E>4.</P>
        <SIG>
          <NAME>Ruth Brown,</NAME>
          <TITLE>Departmental Information Collection Clearance Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-17868 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-34-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Forest Service</SUBAGY>
        <SUBJECT>Lolo National Forest; Montana; Center Horse Landscape Restoration EIS</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Forest Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of intent to prepare an environmental impact statement.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Forest Service will prepare an environmental impact statement (EIS) on a proposal to implement restoration activities, including vegetation management, road and trail management, and watershed improvement activities within the Monture, Dunham, Shanley, Cottonwood and Spring Creek drainages, Lolo National Forest, Seeley Lake Ranger District, Powell County, Montana.This EIS will tier to the Lolo National Forest Plan Final EIS (April 1986).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>Comments concerning the scope of the analysis must be received by 30 days from date of publication of this notice in the<E T="04">Federal Register</E>. The draft environmental impact statement is expected May 2013 and the final environmental impact statement is expected March 2014.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Send written comments to: Center Horse Landscape Restoration Project Leader, USDA Forest Service, 3583 Highway 83, Seeley Lake, MT 59868. Comments may also be sent via email to<E T="03">comments-northern-lolo-seeley-lake@fs.fed.us</E>or via facsimile to 406-677-3902.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Tami Paulsen, Project Leader, (406) 329-3731.</P>
          <P>Individuals who use telecommunication devices for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-877-8339 between 8 a.m. and 8 p.m., Eastern Time, Monday through Friday.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Purpose and Need for Action</HD>
        <P>The Center Horse Landscape Restoration Project is being designed to: (1) Improve/restore forest composition, spatial arrangement and structure, (2) restore fire adapted ecosystems, (3) improve water quality, restore or enhance fish and wildlife habitat, and conserve and improve soil resources, and (4) right size the existing transportation network to meet public and administrative needs while at the same time eliminating unneeded or environmentally impactive roads and trails.</P>
        <HD SOURCE="HD1">Proposed Action</HD>
        <P>The Center Horse Landscape Restoration project area of approximately 61,300 acres is located east of Seeley Lake, Montana within T16N, R11W; T16N, R12W; T16N, R13W; T16N, R14W; T17N, R12W; T17N, R13W, T17N, R14W, P.M.M. Within this area, the Lolo National Forest proposes the following activities to achieve the purpose and need for the project: (1) Timber harvest and prescribed burning on approximately 5000 acres; (2) Commercial/non-commercial mechanical vegetation treatments and prescribed burning on about 1500 acres; (3) Precommercial thinning and prescribed burning on about 1325 acres; (4) Ecosystem maintenance burning preceded by hand slashing on approximately 8650 acres; (5) whitebark pine restoration on about 70 acres; (6) temporary road construction (about 5 miles); (7) re-route 5 road segments to improve fish habitat; (8) add existing roads to system (about 23.5 miles), add existing roads to system and store (about 8 miles), construct system road for re-route (about 2.5 miles), convert road to trail (about 10 miles), road decommissioning (about 160 miles), reconstruct road and add to system for alternate route (about 2.5 miles), reconstruct system road for alternate route (about 0.5 miles), store existing system road (about 7 miles), and change travel management (about 0.5 miles); (9) development and rehabilitation work at two existing gravel pits; (10) culvert replacements/removals; (11) evaluate 40 miles of user created non-system trails for inclusion into trail system inventory; (12) weed treatment, (13) soil resource improvement projects including weed treatment, landing and skid trail rehabilitation, and shrub and tree planting.</P>
        <P>If, after the completion of the environmental analysis and review of public comments the Responsible Official decides to select an action alternative, implementation could begin in 2015 and would continue for several years.</P>
        <HD SOURCE="HD1">Responsible Official</HD>
        <P>Lolo National Forest Supervisor.</P>
        <HD SOURCE="HD1">Nature of Decision To Be Made</HD>
        <P>The Forest Supervisor will decide whether to implement the proposed action, take an alternative action that meets the purpose and need, or take no action. A site-specific amendment to the Lolo National Forest Plan is not anticipated.</P>
        <HD SOURCE="HD1">Preliminary Issues</HD>
        <P>Preliminray issues include: (1) A significant portion of this analysis area is in the Bear-Marshall-Scapegoat-Swan Inventoried Roadless Area. While only noncommercial treatments ((i.e., ecosystem maintenance burning with incidental slashing (about 5,220 acres) and road decommissioning (about 3.2 miles)) are proposed in this IRA. Treatments in IRAs can be controversial; (2) Proposed activities could affect wildlife and wildlife habitat. Portions of the analysis area are within Lynx Analysis Units and the Northern Continental Divide Ecosystem Grizzly Bear Recovery Area; and, (3) The analysis area includes new acquisitions which need considerable restoration, particularly in terms of current numbers of roads, amount of invasive species, and altered forest conditions. They also present challenges due to limited availability of survey and inventory data and possible access limitations.</P>
        <HD SOURCE="HD1">Permits or Licenses Required</HD>

        <P>Montana Stream Preservation Action—124 permit for instream work.<PRTPAGE P="43047"/>
        </P>
        <HD SOURCE="HD1">Scoping Process</HD>

        <P>This notice of intent initiates the scoping process, which guides the development of the environmental impact statement. Information on the proposed action will be posted on the forest Web site at:<E T="03">fs.usda.gov/lolo.</E>A public meeting will be held<E T="03"/>on July 26, 2012 at 4:00 to 7:00 p.m. at the Ovando Fire Hall (700 Pine St., Ovando, MT) about the proposed project.</P>
        <P>It is important that reviewers provide their comments at such times and in such manner that they are useful to the agency's preparation of the environmental impact statement. Therefore, comments should be provided prior to the close of the comment period and should clearly articulate the reviewer's concerns and contentions.</P>
        <P>Comments received in response to this solicitation, including names and addresses of those who comment, will be part of the public record for this proposed action. Comments submitted anonymously will be accepted and considered, however.</P>
        <SIG>
          <DATED>Dated: July 16, 2012.</DATED>
          <NAME>Beverly A. Yelczyn,</NAME>
          <TITLE>Acting Forest Supervisor.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17890 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-11-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
        <SUBAGY>Forest Service</SUBAGY>
        <SUBJECT>Modoc County Resource Advisory Committee</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Forest Service, USDA.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Modoc County Resource Advisory Committee will meet in Alturas, CA. The committee is meeting as authorized under the Secure Rural Schools and Community Self-Determination Act (Pub. L. 112-141) and in compliance with the Federal Advisory Committee Act. The purpose of the meeting is to review Resource Advisory Committee Project Applications.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meetings will be held August 6th, August 20th and September 10th, 2012 at 6 p.m.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The meeting will be held at Modoc National Forest Office, Conference Room, 800 West 12th St., Alturas.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Kimberly Anderson, Forest Supervisor and Designated Federal Officer, at (530) 233-8700; or Resource Advisory Coordinator, Stephen Riley at (530) 233-8705.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The business meeting on August 6th, August 20th, and September 10th, 2012 will begin at 6 p.m., at the Modoc National Forest Office, Conference Room, 800 West 12th St., Alturas, California 96101. Agenda topics will include voting and discussion of project proposals that meet the intent of Public Law 112-141. Time will also be set aside for public comments at the beginning of the meeting.</P>
        <SIG>
          <DATED>Dated: July 16, 2012.</DATED>
          <NAME>Kimberly H. Anderson,</NAME>
          <TITLE>Forest Supervisor.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17883 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3410-11-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
        <DEPDOC>[B-50-2012]</DEPDOC>
        <SUBJECT>Foreign-Trade Zone 104—Savannah, GA; Application for Reorganization (Expansion of Service Area) and Expansion of Zone Under Alternative Site Framework</SUBJECT>
        <P>An application has been submitted to the Foreign-Trade Zones (FTZ) Board (the Board) by the Savannah Airport Commission, grantee of FTZ 104, requesting authority to expand its service area and to expand the zone under the alternative site framework (ASF) adopted by the Board (15 CFR 400.2(c)). The ASF is an option for grantees for the establishment or reorganization of general-purpose zones and can permit significantly greater flexibility in the designation of new “usage-driven” FTZ sites for operators/users located within a grantee's “service area” in the context of the Board's standard 2,000-acre activation limit for a general-purpose zone project. The application was submitted pursuant to the Foreign-Trade Zones Act, as amended (19 U.S.C. 81a-81u), and the regulations of the Board (15 CFR part 400). It was formally filed on July 17, 2012.</P>
        <P>FTZ 104 was approved by the Board on October 6, 1983 (48 FR 46599, October 13, 1983) and reorganized under the ASF on January 12, 2011 (Board Order 1736, 76 FR 4865, January 27, 2011).</P>
        <P>The zone project currently has a service area that includes the counties of Bulloch, Bryan, Chatham, Effingham, Evans, Liberty, Long and Screven. The applicant is requesting authority to expand the service area of the zone to include Columbia and Richmond Counties, as described in the application. If approved, the grantee would be able to serve sites throughout the expanded service area based on companies' needs for FTZ designation. The proposed expanded service area is adjacent to the Columbia, South Carolina Customs and Border Protection port of entry.</P>

        <P>The applicant is also requesting approval of current temporary Sites 18, 19 and 20 as usage-driven sites as follows:<E T="03">Site 18</E>(210 acres)—Deere &amp; Company, 6030 Horizon Parkway, 234 John Deere Parkway, 700 Horizon South Parkway, and 6015 Horizon West Parkway, Groveton;<E T="03">Site 19</E>(26 acres)—Bennett Distribution Services, 2340 Doug Bernard Parkway, Augusta; and<E T="03">, Site 20</E>(12 acres)—Bennett Distribution Services, 922 Molly Pond Road Augusta. Sites 18-20 were temporarily approved until 5/31/2014.</P>
        <P>In accordance with the Board's regulations, Kathleen Boyce of the FTZ Staff is designated examiner to evaluate and analyze the facts and information presented in the application and case record and to report findings and recommendations to the Board.</P>
        <P>Public comment is invited from interested parties. Submissions (original and 3 copies) shall be addressed to the Board's Executive Secretary at the address below. The closing period for their receipt is September 21, 2012. Rebuttal comments in response to material submitted during the foregoing period may be submitted during the subsequent 15-day period to October 9, 2012.</P>

        <P>A copy of the application will be available for public inspection at the Office of the Executive Secretary, Foreign-Trade Zones Board, Room 2111, U.S. Department of Commerce, 1401 Constitution Avenue NW., Washington, DC 20230-0002, and in the “Reading Room”section of the Board's Web site, which is accessible via<E T="03">www.trade.gov/ftz</E>. For further information, contact Kathleen Boyce at<E T="03">Kathleen.Boyce@trade.gov</E>or (202) 482-1346.</P>
        <SIG>
          <DATED>Dated: July 17, 2012.</DATED>
          <NAME>Pierre Duy,</NAME>
          <TITLE>Acting Executive Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-17928 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="43048"/>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
        <DEPDOC>[B-49-2012]</DEPDOC>
        <SUBJECT>Foreign-Trade Zone 8—Toledo, OH; Application for Reorganization and Expansion Under Alternative Site Framework</SUBJECT>
        <P>An application has been submitted to the Foreign-Trade Zones (FTZ) Board (the Board) by the Toledo-Lucas County Port Authority, grantee of FTZ 8, requesting authority to reorganize and expand the zone under the alternative site framework (ASF) adopted by the Board (15 CFR 400.2(c)). The ASF is an option for grantees for the establishment or reorganization of general-purpose zones and can permit significantly greater flexibility in the designation of new subzones or “usage-driven” FTZ sites for operators/users located within a grantee's “service area” in the context of the Board's standard 2,000-acre activation limit for a general-purpose zone project. The application was submitted pursuant to the Foreign-Trade Zones Act, as amended (19 U.S.C. 81a-81u), and the regulations of the Board (15 CFR part 400). It was formally filed on July 12, 2012.</P>
        <P>FTZ 8 was approved by the Board on October 11, 1960 (Board Order 51, 25 FR 9099, 10/15/2960) and expanded on: January 22, 1973 (Board Order 92, 38 FR 3015, 1/31/1973); January 11, 1985 (Board Order 277, 50 FR 2702, 1/18/1985); August 19, 1991 (Board Order 532, 56 FR 42026, 8/26/1991); June 12, 2000 (Board Order 1102, 65 FR 37960, 6/19/2000); June 7, 2002 (Board Order 1231, 67 FR 41393, 6/18/2002); February 17, 2005 (Board Order 1376, 70 FR 9613-9614, 2/28/2005); August 23, 2005 (Board Order 1408, 70 FR 51335, 8/30/2005); and, August 5, 2009 (Board Order 1637, 74 FR 41374, 8/17/2009).</P>
        <P>The current zone project includes the following sites:<E T="03">Site 1</E>(332 acres)—Port of Toledo Complex, Toledo;<E T="03">Site 2</E>(337 acres)—Toledo Express Airport, 11311 W. Airport Service Drive Swanton;<E T="03">Site 3</E>(10 acres)—First Choice Packaging, 1501 West State Street Fremont;<E T="03">Site 4</E>(459 acres)—Cedar Point Development Park, Lallendorf Road/Cedar Point Road/Wynn Road Oregon;<E T="03">Site 5</E>(167 acres)—Ohio Northern Global Distribution and Business Training Center, 6722 Commodore Road Walbridge;<E T="03">Site 7</E>(34 acres)—Ampoint Industrial Complex, 851 Third Street Perrysburg; and,<E T="03">Site 8</E>(3 acres)—Metro International Trade Services, LLC, 1802 Nebraska Avenue Toledo.</P>
        <P>The grantee's proposed service area under the ASF would be Sandusky, Henry, Wood, Lucas and Defiance Counties, Ohio, as described in the application. If approved, the grantee would be able to serve sites throughout the service area based on companies' needs for FTZ designation. The proposed service area is within and adjacent to the Toledo-Sandusky Customs and Border Protection port of entry.</P>

        <P>The applicant is requesting authority to reorganize its existing zone project to include existing Sites 1, 2, 4, and 5 as “magnet” sites and Sites 7 and 8 as “usage-driven” sites. The applicant is also requesting that Site 3 be removed. The ASF allows for the possible exemption of one magnet site from the “sunset” time limits that generally apply to sites under the ASF, and the applicant proposes that Site 1 be so exempted. The applicant is also requesting approval of a subzone (Subzone 8I) under the ASF with the following sites:<E T="03">Proposed Site 1</E>(205.2 acres)—Whirlpool Corporation, 119 Birdseye Street 1081 and 1285 W. McPherson Highway Clyde, Sandusky County;<E T="03">Proposed Site 2</E>(23 acres)—Whirlpool C1 and C2 Warehouses, 240 and 247 Norwest Drive Clyde, Sandusky County; and,<E T="03">Proposed Site 3</E>(2.9 acres)—Whirlpool C3 Warehouse, 8050 W. County Road 62, Green Springs, Sandusky County. The application would have no impact on FTZ 8's previously authorized subzones.</P>
        <P>In accordance with the Board's regulations, Elizabeth Whiteman of the FTZ Staff is designated examiner to evaluate and analyze the facts and information presented in the application and case record and to report findings and recommendations to the Board.</P>
        <P>Public comment is invited from interested parties. Submissions shall be addressed to the Board's Executive Secretary at the address below. The closing period for their receipt is September 21, 2012. Rebuttal comments in response to material submitted during the foregoing period may be submitted during the subsequent 15-day period to October 9, 2012.</P>

        <P>A copy of the application will be available for public inspection at the Office of the Executive Secretary, Foreign-Trade Zones Board, Room 2111, U.S. Department of Commerce, 1401 Constitution Avenue NW., Washington, DC 20230-0002, and in the “Reading Room” section of the Board's Web site, which is accessible via<E T="03">www.trade.gov/ftz</E>. For further information, contact Elizabeth Whiteman at<E T="03">Elizabeth.Whiteman@trade.gov</E>or (202) 482-0473.</P>
        <SIG>
          <DATED>Dated: July 12, 2012.</DATED>
          <NAME>Andrew McGilvray,</NAME>
          <TITLE>Executive Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-17929 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
        <DEPDOC>[B-51-2012]</DEPDOC>
        <SUBJECT>Foreign-Trade Zone 32—Miami, FL; Application for Reorganization Under Alternative Site Framework</SUBJECT>
        <P>An application has been submitted to the Foreign-Trade Zones (FTZ) Board (the Board) by the Greater Miami Foreign-Trade Zone, Inc., grantee of FTZ 32, requesting authority to reorganize the zone under the alternative site framework (ASF) adopted by the Board (15 CFR Sec. 400.2(c)). The ASF is an option for grantees for the establishment or reorganization of general-purpose zones and can permit significantly greater flexibility in the designation of new subzones or “usage-driven” FTZ sites for operators/users located within a grantee's “service area” in the context of the Board's standard 2,000-acre activation limit for a general-purpose zone project. The application was submitted pursuant to the Foreign-Trade Zones Act, as amended (19 U.S.C. 81a-81u), and the regulations of the Board (15 CFR part 400). It was formally filed on July 13, 2012.</P>

        <P>FTZ 32 was approved on September 6, 1977 (Board Order 123, 42 FR 46568, 09/16/77) and expanded on March 3, 1982 (Board Order 184, 47 FR 10612, 03/11/82), on March 20, 1990 (Board Order 466, 55 FR 11631, 03/29/90), and on March 13, 2007 (Board Order 1507, 72 FR 13080, 03/20/07). The current zone project includes the following sites:<E T="03">Site 1</E>(70.5 acres)—warehouse and exhibition center, located at NW 25th Street and 107th Avenue, Miami;<E T="03">Site 2</E>(205 acres)—Beacon Centre Development complex, located north of NW 12th Street and east of 87th Avenue, Miami;<E T="03">Site 3</E>(49 acres)—Sysco Food Service warehouse, 12500 NW 112th Avenue, Medley; and,<E T="03">Site 4</E>(2.5 acres, expires 9/30/2013)—Kansas Marine warehouse, 555 NE 185th Street, Miami.</P>

        <P>The grantee's proposed service area under the ASF would be the portion of Miami-Dade County located north of State Road 836 (Dolphin Expressway) and south of US-27 (SW Okeechobee Road) and west of State Road 969 (Milam Dairy Road and West 72nd Avenue) to State Road 825 (NW 137th Avenue). If approved, the grantee would<PRTPAGE P="43049"/>be able to serve sites throughout the service area based on companies' needs for FTZ designation. The proposed service area is within the Miami Customs and Border Protection port of entry. The grantee proposes to retain existing Site 4 which is located outside of the proposed service area.</P>
        <P>The applicant is requesting authority to reorganize its existing zone project to include Sites 1 and 2 as “magnet” sites and Sites 3 and 4 as “usage-driven” sites. The ASF allows for the possible exemption of one magnet site from the “sunset” time limits that generally apply to sites under the ASF, and the applicant proposes that Site 1 be so exempted.</P>
        <P>In accordance with the Board's regulations, Camille Evans of the FTZ Staff is designated examiner to evaluate and analyze the facts and information presented in the application and case record and to report findings and recommendations to the Board.</P>
        <P>Public comment is invited from interested parties. Submissions shall be addressed to the Board's Executive Secretary at the address below. The closing period for their receipt is September 21, 2012. Rebuttal comments in response to material submitted during the foregoing period may be submitted during the subsequent 15-day period to October 9, 2012.</P>

        <P>A copy of the application will be available for public inspection at the Office of the Executive Secretary, Foreign-Trade Zones Board, Room 2111, U.S. Department of Commerce, 1401 Constitution Avenue NW., Washington, DC 20230-0002, and in the “Reading Room” section of the Board's Web site, which is accessible via<E T="03">www.trade.gov/ftz</E>. For further information, contact Camille Evans at<E T="03">Camille.Evans@trade.gov</E>or (202) 482-2350.</P>
        <SIG>
          <DATED>Dated: July 13, 2012.</DATED>
          <NAME>Andrew McGilvray,</NAME>
          <TITLE>Executive Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-17927 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <SUBJECT>Fisheries of the Gulf of Mexico and South Atlantic; Southeast Data, Assessment and Review (SEDAR); Public Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Assessment Webinar.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The SEDAR 28 assessment of the Gulf of Mexico and South Atlantic Spanish mackerel and cobia fisheries will consist of a series of workshops and supplemental webinars. This notice is for a webinar associated with the Assessment portion of the SEDAR process. See<E T="02">SUPPLEMENTARY INFORMATION</E>.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The SEDAR 28 Assessment Workshop Webinar will be held on August 17, 2012 from 1 p.m. until 5 p.m. EST. The established time may be adjusted as necessary to accommodate the timely completion of discussion relevant to the assessment process. Such adjustments may result in the meeting being extended from or completed prior to the times established by this notice.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>The webinar will be held via a GoToMeeting Webinar Conference. The webinar is open to members of the public. Those interested in participating should contact Ryan Rindone at SEDAR (see<E T="02">FOR FURTHER INFORMATION CONTACT</E>) to request an invitation providing webinar access information. Please request meeting information at least 24 hours in advance.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Ryan Rindone, SEDAR Coordinator, 2203 N. Lois Ave., Suite 1100, Tampa FL 33607; telephone: (813) 348-1630; email:<E T="03">ryan.rindone@gulfcouncil.org.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Gulf of Mexico and the South Atlantic Fishery Management Councils (Councils), in conjunction with NOAA Fisheries, has implemented the Southeast Data, Assessment and Review (SEDAR) process, a multi-step method for determining the status of fish stocks in the Southeast Region. SEDAR is a three-step process including: (1) Data Workshop; (2) Assessment Process including a workshop and webinars; and (3) Review Workshop. The Data Workshop produces a data report that compiles and evaluates potential datasets and recommends the appropriate datasets for assessment analyses. The product of the Assessment Process is a stock assessment report that describes the fisheries, evaluates the status of the stock, estimates biological benchmarks, projects future population conditions, and recommends research and monitoring needs. The assessment is independently peer reviewed at the Review Workshop. The product of the Review Workshop is a summary documenting panel opinions regarding the strengths and weaknesses of the stock assessment and input data. Participants for SEDAR Workshops are appointed by the Councils, NOAA Fisheries Southeast Regional Office, and the NOAA Southeast Fisheries Science Center. Participants include: Data collectors and database managers; stock assessment scientists, biologists, and researchers; constituency representatives including fishermen, environmentalists, and non-governmental organizations (NGOs); international experts; and staff of the Councils, marine fisheries commissions, and state and federal agencies.</P>
        <HD SOURCE="HD1">SEDAR 28 Assessment Workshop Webinar</HD>
        <P>Panelists will continue deliberations and discussions regarding modeling methodologies for the Gulf of Mexico and South Atlantic Spanish mackerel and cobia fisheries.</P>
        <HD SOURCE="HD1">Special Accommodations</HD>

        <P>This meeting is accessible to people with disabilities. Requests for auxiliary aids should be directed to the Council office (see<E T="02">FOR FURTHER INFORMATION CONTACT</E>) at least 10 business days prior to the meeting.</P>
        <SIG>
          <DATED>Dated: July 18, 2012.</DATED>
          <NAME>Tracey L. Thompson,</NAME>
          <TITLE>Acting Deputy Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17828 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>RIN 0648-XB146</RIN>
        <SUBJECT>Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to a Pile Replacement Project</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice; issuance of an incidental harassment authorization.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with the regulations implementing the Marine Mammal Protection Act (MMPA) as amended, notification is hereby given that we have issued an incidental harassment authorization (IHA) to the U.S. Navy (Navy) to incidentally harass, by Level B harassment only, six species of marine mammals during construction activities associated with a pile replacement project in Hood Canal, Washington.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This authorization is effective from July 16, 2012, through February 15, 2013.</P>
        </DATES>
        <ADD>
          <PRTPAGE P="43050"/>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>A copy of the IHA and related documents are available by writing to Michael Payne, Chief, Permits and Conservation Division, Office of Protected Resources, National Marine Fisheries Service, 1315 East-West Highway, Silver Spring, MD 20910.</P>

          <P>A copy of the application, including references used in this document, may be obtained by visiting the Internet at:<E T="03">http://www.nmfs.noaa.gov/pr/permits/incidental.htm.</E>For those members of the public unable to view these documents on the Internet, a copy may be obtained by writing to the address specified above or telephoning the contact listed below (see<E T="02">FOR FURTHER INFORMATION CONTACT</E>). The Navy's Environmental Assessment (2011) and Supplemental EA (2012) and our associated Finding of No Significant Impact, prepared pursuant to the National Environmental Policy Act, are also available at the same site. Documents cited in this notice may also be viewed, by appointment, during regular business hours, at the aforementioned address.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Ben Laws, Office of Protected Resources, NMFS, (301) 427-8401.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361<E T="03">et seq.</E>) direct the Secretary of Commerce to allow, upon request, the incidental, but not intentional, taking of small numbers of marine mammals by U.S. citizens who engage in a specified activity (other than commercial fishing) within a specified geographical region if certain findings are made and either regulations are issued or, if the taking is limited to harassment, a notice of a proposed authorization is provided to the public for review.</P>
        <P>Authorization for incidental takings shall be granted if we find that the taking will have a negligible impact on the species or stock(s), will not have an unmitigable adverse impact on the availability of the species or stock(s) for subsistence uses (where relevant), and if the permissible methods of taking and requirements pertaining to the mitigation, monitoring and reporting of such takings are set forth. We have defined “negligible impact” in 50 CFR 216.103 as “* * * an impact resulting from the specified activity that cannot be reasonably expected to, and is not reasonably likely to, adversely affect the species or stock through effects on annual rates of recruitment or survival.”</P>
        <P>Section 101(a)(5)(D) of the MMPA established an expedited process by which citizens of the U.S. can apply for an authorization to incidentally take small numbers of marine mammals by harassment. Section 101(a)(5)(D) establishes a 45-day time limit for our review of an application followed by a 30-day public notice and comment period on any proposed authorizations for the incidental harassment of marine mammals. Within 45 days of the close of the comment period, we must either issue or deny the authorization. Except with respect to certain activities not pertinent here, the MMPA defines “harassment” as: “Any act of pursuit, torment, or annoyance which (i) has the potential to injure a marine mammal or marine mammal stock in the wild [Level A harassment]; or (ii) has the potential to disturb a marine mammal or marine mammal stock in the wild by causing disruption of behavioral patterns, including, but not limited to, migration, breathing, nursing, breeding, feeding, or sheltering [Level B harassment].”</P>
        <HD SOURCE="HD1">Summary of Request</HD>

        <P>We received an application on March 8, 2012, from the Navy for the taking of marine mammals incidental to pile removal in association with a pile replacement project in the Hood Canal at Naval Base Kitsap at Bangor, WA (NBKB). This pile replacement project will occur during the designated in-water work window for Hood Canal, between July 16, 2012 and February 15, 2013. The issued IHA covers the second and final year of this project; we previously issued an IHA for the first year of work associated with this project (76 FR 30130; May 24, 2011). Seven species of marine mammals are known from the waters surrounding NBKB, including the Steller sea lion (<E T="03">Eumetopias jubatus</E>), California sea lion (<E T="03">Zalophus californianus</E>), harbor seal (<E T="03">Phoca vitulina</E>), killer whale (<E T="03">Orcinus orca;</E>transient type only), Dall's porpoise (<E T="03">Phocoenoides dalli</E>), harbor porpoise (<E T="03">Phocoena phocoena</E>), and humpback whale (<E T="03">Megaptera novaeangliae</E>). These species may occur year-round in the Hood Canal, with the exception of the Steller sea lion, which is present only from fall to late spring (October to mid-April), and the California sea lion, which is not present during part of summer (late June through July). Additionally, while the Southern resident killer whale (listed as endangered under the Endangered Species Act [ESA]) is resident to the inland waters of Washington and British Columbia, it has not been observed in the Hood Canal in over 15 years and was therefore excluded from further analysis.</P>
        <P>NBKB provides berthing and support services for OHIO Class ballistic missile submarines (SSBN), also known as TRIDENT submarines. The Navy's pile replacement project is necessary to complete repairs at the Explosive Handling Wharf #1 (EHW-1) facility at NBKB in order to to restore and maintain the structural integrity of the wharf and ensure its continued functionality to support necessary operational requirements. The EHW-1 facility, constructed in 1977, has become compromised due to the deterioration of the wharf's existing piling sub-structure. The planned activities include removal of ninety-six 24-in (0.6-m) diameter concrete piles, twenty-one 12-in (0.3-m) diameter steel fender piles, and eight 16-in (0.4-m) diameter steel falsework piles, and represent the remainder of work planned for the initial 2-year rehabilitation plan. The Navy is likely to continue rehabilitation work at EHW-1 in the long-term, but has no immediate plans to do so. All concrete piles would be removed via pneumatic chipping or similar method. All steel piles would be removed via vibratory hammer, direct pull, or, if necessary, cut off at the mud line; however, the analysis in this document assumes that all piles would be removed via vibratory hammer. No pile installation—and therefore no impact pile removal—will occur.</P>
        <P>For pile removal activities, the Navy used our current thresholds for assessing impacts (NMFS, 2005, 2009), outlined later in this document. The Navy used recommended spreading loss formulas (the practical spreading loss equation for underwater sounds and the spherical spreading loss equation for airborne sounds) and empirically-measured source levels from 18- to 30-in (0.5- to 0.8-m) diameter steel pile removal events, or concrete pile removal events using similar methodology, to estimate potential marine mammal exposures. Predicted exposures are outlined later in this document. The calculations predict that no Level A harassments would occur associated with pile removal activities, and that as many as 1,416 Level B harassments may occur during the pile replacement project from generation of underwater sound. No incidents of harassment were predicted from airborne sounds associated with pile removal.</P>
        <HD SOURCE="HD1">Description of the Specified Activity</HD>

        <P>NBKB is located on the Hood Canal approximately 20 miles (32 km) west of Seattle, Washington (see Figures 2-1 through 2-3 in the Navy's application). NBKB provides berthing and support services for OHIO Class ballistic missile<PRTPAGE P="43051"/>submarines (SSBN), also known as TRIDENT submarines. The Navy's pile replacement project is designed to maintain the structural integrity of EHW-1 and ensure its continued functionality to support operational requirements of the TRIDENT submarine program. Construction activities with the potential to cause harassment of marine mammals within the waterways adjacent to NBKB, under the MMPA, are vibratory and pneumatic chipping pile removal operations associated with the pile replacement project. These activities will occur between July 16, 2012 and February 15, 2013; all in-water construction activities within the Hood Canal are only permitted during July 16-February 15 in order to protect spawning fish populations.</P>
        <P>As part of the Navy's sea-based strategic deterrence mission, the Navy Strategic Systems Programs directs research, development, manufacturing, test, evaluation, and operational support for the TRIDENT Fleet Ballistic Missile program. Maintenance and development of necessary facilities for handling of explosive materials is part of these duties. The Navy's repair project includes the removal of 126 steel and concrete piles at EHW-1. Please see Figures 1-1 through 1-3 of the Navy's application for conceptual and schematic representations of the work proposed for EHW-1. Of the piles requiring removal, 96 are 24-in (0.6-m) diameter hollow pre-cast concrete piles which will be excised down to the mud line. Twenty-one 12-in (0.3-m) steel fender piles and eight 16-in (0.4-m) steel falsework piles will be extracted using a vibratory hammer or direct pull, and one additional 24-in steel fender pile will be extracted via direct pull only. Also included in the repair work is removal of the fragmentation barrier and walkway, construction of new cast-in-place pile caps (concrete formwork may be located below Mean Higher High Water [MHHW]), installation of the pre-stressed superstructure, installation of four sled-mounted cathodic protection (CP) systems, and installation or re-installation of related appurtenances.</P>

        <P>Work completed at EHW-1 during the first year of work, conducted under an IHA issued by us (76 FR 30130; May 24, 2011), was described in the notice of receipt of Navy's application and request for comments on the proposed IHA that was published in the<E T="04">Federal Register</E>(hereafter, `the FR notice'; 77 FR 25408; April 30, 2012). In addition, the work proposed by the Navy and scheduled for completion under the current IHA was described in detail. Please see that document for more information on the Navy's planned and completed construction activities.</P>
        <P>The Navy estimates that steel pile removal will occur at an average rate of two piles per day and that concrete pile removal will occur at a rate of three piles per day. These two activities would likely not occur on the same day, however. On the basis of these estimates, the Navy states that steel pile removal would require 15 days and concrete pile removal would require an additional 32 days. Our analysis is thus based upon these numbers, and assumes that (1) all marine mammals available to be incidentally taken within the relevant area would be; and (2) individual marine mammals may only be incidentally taken once in a 24-hour period—for purposes of authorizing specified numbers of take—regardless of actual number of exposures in that period.</P>
        <HD SOURCE="HD1">Description of Sound Sources and Distances to Thresholds</HD>
        <P>An in-depth description of sound sources in general was provided in the FR notice (77 FR 25408; April 30, 2012). Significant sound-producing in-water construction activities associated with the project include vibratory pile removal and pneumatic chipping of concrete piles.</P>
        <P>Since 1997, we have used generic sound exposure thresholds as guidelines to estimate when harassment may occur. Current practice regarding exposure of marine mammals to sound defines thresholds as follows: cetaceans and pinnipeds exposed to sound levels of 180 and 190 dB root mean square (rms; note that all underwater sound levels in this document are referenced to a pressure of 1 µPa) or above, respectively, are considered to have been taken by Level A (i.e., injurious) harassment, while behavioral harassment (Level B) is considered to have occurred when marine mammals are exposed to sounds at or above 120 dB rms for continuous sound (such as will be produced by the EHW-1 activities) and 160 dB rms for pulsed sound, but below injurious thresholds. For airborne sound, pinniped disturbance from haul-outs has been documented at 100 dB (unweighted) for pinnipeds in general, and at 90 dB (unweighted) for harbor seals (note that all airborne sound levels in this document are referenced to a pressure of 20 µPa).</P>
        <HD SOURCE="HD2">Distance to Sound Thresholds</HD>
        <P>Pile removal generates underwater noise that could potentially result in disturbance to marine mammals in the project area. Please see the FR notice for a detailed description of the calculations and information used to estimate distances to relevant threshold levels. Transmission loss, or the decrease in acoustic intensity as an acoustic pressure wave propagates out from a source, was estimated as so-called `practical spreading loss'. This model follows a geometric propagation loss based on the distance from the pile, resulting in a 4.5 dB reduction in level for each doubling of distance from the source. In the model used here, the sound pressure level (SPL) at some distance away from the source (e.g., driven pile) is governed by a measured source level, minus the transmission loss of the energy as it dissipates with distance.</P>
        <P>The intensity of pile removal sounds is greatly influenced by factors such as the type of piles, hammers, and the physical environment in which the activity takes place. Despite a large quantity of literature regarding SPLs recorded from in-water construction projects, there is a general lack of empirical data regarding vibratory pile removal and the acoustic output of chipping hammers. In order to determine reasonable SPLs and their associated affects on marine mammals that are likely to result from pile removal at NBKB, studies with similar properties to the Navy's project were evaluated. Overall, studies which met the following parameters were considered: (1) Pile size and materials: Steel pipe pile removal (12- to 24-in diameter) and concrete pile removal with chipping hammer or similar method (because these tools are used to chip portions of concrete from the pile, sound output is not tied to pile size); (2) Hammer machinery: Vibratory hammer for steel piles and pneumatic chipping hammer or similar tool for concrete piles; and (3) Physical environment: shallow depth (less than 30 m).</P>

        <P>Based on studies satisfying these parameters, the Navy determined that representative source levels (standardized to 1 m distance from the source) would be 180 dB rms for vibratory removal and 161 dB rms for pneumatic chipping. The estimated source level for vibratory removal is below the injury threshold for pinnipeds, while SPLs resulting from pneumatic chipping are well below levels that may cause injury to any marine mammal. These values represent reasonable SPLs which could be anticipated, and which were used in the acoustic modeling and analysis. All calculated distances to and the total area encompassed by the marine mammal underwater sound thresholds are provided in Table 1.<PRTPAGE P="43052"/>
        </P>
        <GPOTABLE CDEF="s100,12,12" COLS="03" OPTS="L2,i1">
          <TTITLE>Table 1—Calculated Distance(s) to and Area Encompassed by Underwater Marine Mammal Sound Thresholds</TTITLE>
          <BOXHD>
            <CHED H="1">Threshold</CHED>
            <CHED H="1">Distance (m)</CHED>
            <CHED H="1">Area (km<SU>2</SU>)</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Vibratory removal, cetacean injury (180 dB)</ENT>
            <ENT>1</ENT>
            <ENT>&lt; 0.001</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Vibratory removal, disturbance (120 dB)</ENT>
            <ENT>10,000</ENT>
            <ENT>314</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Pneumatic chipping, disturbance (120 dB)</ENT>
            <ENT>542</ENT>
            <ENT>0.9</ENT>
          </ROW>
        </GPOTABLE>
        <P>The values presented in Table 1 assume a field free of obstruction, which is unrealistic, because Hood Canal does not represent open water conditions. Instead, sounds attenuate as they encounter land masses or bends in the canal. As a result, some of the distances and areas of impact calculated cannot actually be attained at the project area. The actual distances and areas for behavioral disturbance thresholds for vibratory pile removal and pneumatic chipping may be shorter and/or smaller than those calculated due to the irregular contour of the waterfront, the narrowness of the canal, and the maximum fetch (furthest distance sound waves travel without obstruction [i.e., line of sight]) at the project area. The actual areas encompassed by sound exceeding or reaching the 120 dB threshold are 35.9 km<SU>2</SU>and 0.6 km<SU>2</SU>for vibratory removal and pneumatic chipping, respectively. See Figures 6-1 and 6-2 of the Navy's application for a depiction of the size of areas in which each underwater sound threshold is predicted to occur at the project area due to pile removal.</P>
        <P>Pile removal can generate airborne sound that could potentially result in disturbance to marine mammals (specifically, pinnipeds) which are hauled out or at the water's surface. As a result, the Navy analyzed the potential for pinnipeds hauled out or swimming at the surface near NBKB to be exposed to airborne SPLs that could result in Level B behavioral harassment. A spherical spreading loss model (i.e., 6 dB reduction in sound level for each doubling of distance from the source), in which there is a perfectly unobstructed (free-field) environment not limited by depth or water surface, is appropriate for use with airborne sound and was used to estimate the distance to the airborne thresholds.</P>
        <P>As was discussed for underwater sound from pile removal, the intensity of pile removal sounds is greatly influenced by factors such as the type of piles, hammers, and the physical environment in which the activity takes place. In order to determine reasonable airborne SPLs and their associated effects on marine mammals that are likely to result from pile removal at NBKB, studies with similar properties to the Navy's project, as described previously, were evaluated. Evaluation of representative pile removal activities that have occurred in recent years, and which represent reasonable SPLs which could be anticipated, provide representative source levels of approximately 116.5 dB rms (unweighted) for vibratory removal and 112 dB rms (unweighted) for chipping. All calculated distances to and the total area encompassed by the marine mammal airborne sound thresholds are provided in Table 2.</P>
        <GPOTABLE CDEF="s100,12,12" COLS="03" OPTS="L2,i1">
          <TTITLE>Table 2—Calculated Distance(s) to and Area Encompassed by Airborne Marine Mammal Sound Thresholds</TTITLE>
          <BOXHD>
            <CHED H="1">Threshold</CHED>
            <CHED H="1">Distance (m)</CHED>
            <CHED H="1">Area (km<SU>2</SU>)</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Vibratory removal, pinniped disturbance (100 dB)</ENT>
            <ENT>7</ENT>
            <ENT>&lt; 0.001</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Vibratory removal, harbor seal disturbance (90 dB)</ENT>
            <ENT>20</ENT>
            <ENT>0.001</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Pneumatic chipping, pinniped disturbance (100 dB)</ENT>
            <ENT>4</ENT>
            <ENT>&lt; 0.001</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Pneumatic chipping, harbor seal disturbance (90 dB)</ENT>
            <ENT>13</ENT>
            <ENT>&lt; 0.001</ENT>
          </ROW>
        </GPOTABLE>
        <P>Construction sound associated with the project would not extend beyond the disturbance zone for underwater sound that would be established to protect pinnipeds. No haul-outs or rookeries are located within the airborne harassment radii. It is important to note that animals within the harassment radii for airborne sound, even if they are in the water rather than hauled-out, may be exposed to SPLs that result in behavioral harassment when their heads are above water. However, these exposures are not considered separate `takes' for purposes of estimating total incidental take that may be caused by the project activities, as the animals would be previously exposed to underwater sound at or above levels that may result in behavioral harassment. See Figures 6-3 through 6-6 of the Navy's application for a depiction of the size of areas in which each airborne sound threshold is predicted to occur at the project area due to pile removal.</P>
        <HD SOURCE="HD1">Acoustic Monitoring</HD>

        <P>In 2011, the Navy conducted acoustic monitoring as required by IHAs for the first year of repair work at EHW-1 and for a test pile project (76 FR 25408; June 30, 2011) conducted in order to obtain geotechnical data in advance of the construction of a second EHW. The two projects together involved impact driving of 24 to 48-in piles, vibratory installation of 16 to 48-in piles, and vibratory removal of 12 to 48-in piles. All piles were steel pipe piles. Primary objectives for the acoustic monitoring were to characterize underwater and airborne source levels for each pile size and hammer type and to verify distances to relevant threshold levels by characterizing site-specific transmission loss. Secondary objectives included testing the effective attenuation performance for use of a bubble curtain and investigation of SPLs produced during soft starts. Select results are reproduced here; the interested reader may find the entire reports posted at<E T="03">http://www.nmfs.noaa.gov/pr/permits/incidental.htm</E>.<PRTPAGE P="43053"/>
        </P>
        <GPOTABLE CDEF="xs20,r50,10,5,5,5,5,5,7,7,7,7,7,7" COLS="14" OPTS="L2,p7,7/8,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Pile size (in)</CHED>
            <CHED H="1">Hammer type<SU>1</SU>
            </CHED>
            <CHED H="1">n<SU>2</SU>
            </CHED>
            <CHED H="1">Underwater</CHED>
            <CHED H="2">RL<SU>3</SU>
            </CHED>
            <CHED H="2">SD<SU>4</SU>
            </CHED>
            <CHED H="2">TL<SU>5</SU>
            </CHED>
            <CHED H="1">Airborne</CHED>
            <CHED H="2">RL<SU>6</SU>
            </CHED>
            <CHED H="2">SD</CHED>
            <CHED H="1">Distances to threshold (m)<SU>7</SU>
            </CHED>
            <CHED H="2">190</CHED>
            <CHED H="2">180</CHED>
            <CHED H="2">160</CHED>
            <CHED H="2">120</CHED>
            <CHED H="2">100</CHED>
            <CHED H="2">90</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">24</ENT>
            <ENT>Impact</ENT>
            <ENT>1 (2)</ENT>
            <ENT>174</ENT>
            <ENT>0.7</ENT>
            <ENT>13.2</ENT>
            <ENT>89</ENT>
            <ENT>n/a</ENT>
            <ENT>&lt; 10</ENT>
            <ENT>&lt; 10</ENT>
            <ENT>108</ENT>
            <ENT>n/a</ENT>
            <ENT>47</ENT>
            <ENT>150</ENT>
          </ROW>
          <ROW>
            <ENT I="01">36</ENT>
            <ENT>Impact</ENT>
            <ENT>10 (17)/9</ENT>
            <ENT>182</ENT>
            <ENT>5.7</ENT>
            <ENT>16.4</ENT>
            <ENT>92</ENT>
            <ENT>2.3</ENT>
            <ENT>&lt; 10</ENT>
            <ENT>28</ENT>
            <ENT>398</ENT>
            <ENT>n/a</ENT>
            <ENT>48</ENT>
            <ENT>150</ENT>
          </ROW>
          <ROW>
            <ENT I="01">48</ENT>
            <ENT>Impact</ENT>
            <ENT>4 (8)</ENT>
            <ENT>187</ENT>
            <ENT>4.4</ENT>
            <ENT>13.4</ENT>
            <ENT>91</ENT>
            <ENT>2.1</ENT>
            <ENT>&lt; 10/15</ENT>
            <ENT>40</ENT>
            <ENT>1,180</ENT>
            <ENT>n/a</ENT>
            <ENT>34</ENT>
            <ENT>108</ENT>
          </ROW>
          <ROW>
            <ENT I="01">24</ENT>
            <ENT>Vibratory</ENT>
            <ENT>4 (7)/2</ENT>
            <ENT>164</ENT>
            <ENT>5.0</ENT>
            <ENT>17.4</ENT>
            <ENT>91</ENT>
            <ENT>1.4</ENT>
            <ENT/>
            <ENT/>
            <ENT>n/a</ENT>
            <ENT>2,635</ENT>
            <ENT>14</ENT>
            <ENT>45</ENT>
          </ROW>
          <ROW>
            <ENT I="01">36</ENT>
            <ENT>Vibratory (I)</ENT>
            <ENT>23 (42)/30</ENT>
            <ENT>162</ENT>
            <ENT>4.3</ENT>
            <ENT>15.1</ENT>
            <ENT>93</ENT>
            <ENT>2.9</ENT>
            <ENT/>
            <ENT/>
            <ENT>n/a</ENT>
            <ENT>6,082</ENT>
            <ENT>20</ENT>
            <ENT>64</ENT>
          </ROW>
          <ROW>
            <ENT I="01">36</ENT>
            <ENT>Vibratory (R)</ENT>
            <ENT>21 (36)</ENT>
            <ENT>157</ENT>
            <ENT>4.5</ENT>
          </ROW>
          <ROW>
            <ENT I="01">48</ENT>
            <ENT>Vibratory (I)</ENT>
            <ENT>7 (14)/11</ENT>
            <ENT>163</ENT>
            <ENT>5.1</ENT>
            <ENT>16.3</ENT>
            <ENT>94</ENT>
            <ENT>3.2</ENT>
            <ENT/>
            <ENT/>
            <ENT>n/a</ENT>
            <ENT>5,046</ENT>
            <ENT>24</ENT>
            <ENT>75</ENT>
          </ROW>
          <ROW>
            <ENT I="01">48</ENT>
            <ENT>Vibratory (R)</ENT>
            <ENT>8 (15)</ENT>
            <ENT>155</ENT>
            <ENT>4.5</ENT>
          </ROW>
          <ROW>
            <ENT I="01">12</ENT>
            <ENT>Vibratory (R)</ENT>
            <ENT>
              <SU>8</SU>6 (4)</ENT>
            <ENT>160</ENT>
            <ENT>2.4</ENT>
            <ENT>16.5</ENT>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>n/a</ENT>
            <ENT>5,375</ENT>
            <ENT>22</ENT>
            <ENT>69</ENT>
          </ROW>
          <ROW>
            <ENT I="01">16</ENT>
            <ENT>Vibratory (I)</ENT>
            <ENT>8 (16)</ENT>
            <ENT>159</ENT>
            <ENT>4.7</ENT>
            <ENT O="xl"/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>n/a</ENT>
            <ENT O="xl"/>
          </ROW>
          <ROW>
            <ENT I="01">30</ENT>
            <ENT>Vibratory (I)</ENT>
            <ENT>44 (87)</ENT>
            <ENT>165</ENT>
            <ENT>4.5</ENT>
            <ENT O="xl"/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT/>
            <ENT>n/a</ENT>
            <ENT O="xl"/>
            <ENT>44</ENT>
            <ENT>138</ENT>
          </ROW>
          <TNOTE>
            <SU>1</SU>For vibratory hammer, I = installation and R = removal. Because of limited sample size for 24-in piles, all events were combined. All data for impact driving includes use of bubble curtain.</TNOTE>
          <TNOTE>
            <SU>2</SU>n = sample size, or number of measured pile driving events. For categories where two numbers are listed, sample size was different for underwater and airborne measurements. For underwater, each event may have up to two measurements because two hydrophones were deployed at different depths although both hydrophones did not produce usable data for all events. For airborne events, each event represents a single measurement. Information is presented as follows: # underwater events measured (total # measurements—maximum would be twice the total # events)/# airborne events measured (if different).</TNOTE>
          <TNOTE>
            <SU>3</SU>Received level at 10 m, presented in dB re: 1 µPa rms.</TNOTE>
          <TNOTE>
            <SU>4</SU>Standard deviation</TNOTE>
          <TNOTE>
            <SU>5</SU>Transmission loss (log<E T="52">10</E>). Mean TL calculations for vibratory driving were not separated by I/R. A single mean TL value was calculated for 12/16/30-in piles.</TNOTE>
          <TNOTE>
            <SU>6</SU>Received level at 15 m, presented in dB re: 20 µPa rms. Airborne measurements were combined for I/R events, as no difference in airborne SPLs would be expected. No near-source measurements were conducted for 12/16/30-in piles.</TNOTE>
          <TNOTE>
            <SU>7</SU>Indicated thresholds are in dB rms and correspond with those described previously under Description of Sound Sources and Distances to Thresholds. Combined values for mean distance to threshold were calculated for I/R events and for airborne sound. Values were calculated using interpolated TL values and SPL measurements at multiple distances from the source. A dash indicates that mean source level was below the relevant threshold. For impact driving of 48-in piles, mean distance to the 190 dB threshold was calculated as being &lt; 10 m for measurements taken at the mid-depth hydrophone and 15 m for measurements taken at the deep hydrophone. For all others, mean of the mean values taken at mid-depth and deep hydrophone is presented.</TNOTE>
          <TNOTE>
            <SU>8</SU>These six events were measured in two episodes; i.e., three separate events were measured to provide a mean in each of two episodes.</TNOTE>
        </GPOTABLE>
        <HD SOURCE="HD1">Comparison of Predictions and Measurements</HD>
        <P>The project activities involve vibratory removal of 12 to 16-in steel piles and removal by pneumatic chipping or similar method of concrete piles. Sound levels produced by the latter activity are not dependent upon pile size. As shown by the empirical data collected during 2011 activities, vibratory removal of 12- and 16-in piles would be expected to produce sound levels not exceeding the thresholds for Level A harassment (i.e., 180/190 dB rms). The actual distance to the 120 dB rms behavioral harassment threshold is likely to be significantly smaller than predicted. There is no relevant comparison for pneumatic chipping.</P>
        <P>Mean distances to airborne thresholds were larger than those predicted for vibratory removal activities. The observed distances for 2011 activities remain smaller than the least distance to an available haul-out area. However, regardless of actual distance to threshold, it is likely that any animal exposed to airborne sound that may result in behavioral harassment would also be exposed to underwater sound above behavioral harassment thresholds, even if hauled-out during pile removal activity. We recognize that swimming pinnipeds may be exposed to airborne sound that may cause behavioral harassment if they raise their heads above water within the relevant zone; however, for purposes of take estimation these are accounted for through estimation of incidental take resulting from underwater sound. An animal is considered to be `available' for incidental take by behavioral harassment only once per 24-hour period, regardless of source.</P>
        <HD SOURCE="HD1">Comments and Responses</HD>

        <P>We published a notice of receipt of the Navy's application and proposed IHA in the<E T="04">Federal Register</E>on April 30, 2012 (77 FR 25408). During the 30-day comment period, NMFS received a letter from the Marine Mammal Commission (MMC). The MMC's comments, and our responses, are provided here. All measures proposed in the initial<E T="04">Federal Register</E>notice are included within the authorization and NMFS has determined that they will effect the least practicable impact on the species or stocks and their habitats.</P>
        <P>
          <E T="03">Comment 1:</E>The Commission recommends that we require the Navy to measure in-air sound levels as a function of distance from the pneumatic chipper and make concurrent observations of marine mammal behavioral responses to in-air sound produced by those activities.</P>
        <P>
          <E T="03">Response:</E>We concur with the Commission's recommendation. As originally proposed, the Navy will measure airborne sound levels associated with removal of concrete piles. The specifics of the monitoring protocol are described in detail in the Navy's Acoustic Monitoring Plan. The Navy will make concurrent observations of behavioral reactions and, if possible, relate these to approximate received levels of sound in order to better understand what levels of sound might result in behavioral harassment given the context present at the time of the observation. The Commission also notes that they would welcome the opportunity to consult with us to (1) identify the types of activities that have the potential to take marine mammals by exposure to in-air sounds, (2) determine the best scientific basis for identifying exposure thresholds of concern, and (3) develop research strategies for gathering the information needed to set more reliable thresholds. We look forward to working with the Commission to better understand these issues.</P>

        <P>The Commission also encourages us to simply specify that the authorized number of takes of pinnipeds by Level B harassment, although based upon the predicted footprint of underwater sound, could occur by exposure to underwater and/or airborne sound when the animals are within an area that is ensonified to both 120 dB underwater (for non-pulsed sounds, as will be produced by this project) and 90/100 dB in-air (harbor seals and other pinnipeds, respectively), rather than attempting to predict these takes separately. We agree with that recommendation. Pinnipeds, whether hauled-out or looking with head above water in the project vicinity, may be exposed to both airborne and underwater sound levels that could cause behavioral reactions indicating harassment. We consider exposure of the same individual to different stimuli<PRTPAGE P="43054"/>that may potentially result in harassment—whether airborne or underwater sound or pulsed or non-pulsed sound—within the same 24-hour period to be a single incidence of take.</P>
        <P>
          <E T="03">Comment 2:</E>The Commission recommends that we require the Navy to re-estimate the number of in-water and in-air takes using the overall density of harbor seals in Hood Canal (i.e., 3.74 animals/km<SU>2</SU>) or to use a different density estimate if monitoring data indicate one that is appropriate.</P>
        <P>
          <E T="03">Response:</E>We disagree with the Commission's recommendation and feel that the density estimate used for estimating potential incidental take is sufficiently conservative. As described in greater detail in the FR notice of proposed authorization (77 FR 25408; April 30, 2012), the Navy's density estimate relies on work showing that, of an estimated 1,088 seals resident to the Hood Canal, approximately 35 percent will be in the water at any given time (Huber<E T="03">et al.,</E>2001; Jeffries<E T="03">et al.,</E>2003), producing a density estimate of 1.31 seals/km<SU>2</SU>. The Commission contends that this will result in an underestimate of take, because essentially all of the seals may enter the water over the matter of hours during which pile removal may occur in a day. It is possible that greater than 35 percent of seals could enter the water during the course of pile removal activity. However, remembering that the population estimate of 1,088 seals represents the entirety of Hood Canal (291 km<SU>2</SU>vs. the 35.9 km<SU>2</SU>predicted area of effect), it is unlikely that all of these animals would be exposed to elevated levels of sound from the project, even over the course of multiple days. No data exist regarding fine-scale harbor seal movements within the project area on time durations of less than a day, thus precluding an assessment of ingress or egress of different animals through the action area. As such, it is impossible, given available data, to determine exactly what number of individuals above 35 percent may potentially be exposed to underwater sound. There are no existing data that would indicate that the proportion of individuals entering the water within the predicted area of effect during pile removal would be dramatically larger than 35 percent; thus, the Commission's suggestion that 100 percent of the population be used to estimate density would likely result in a gross exaggeration of potential take.</P>
        <P>In addition, there are a number of factors indicating that the density we used should not result in an underestimate of take. Hauled-out harbor seals are necessarily at haul-outs, and no significant harbor seal haul-outs are located within or near the action area. Harbor seals observed in the vicinity of the NBKB shoreline are rarely hauled-out (for example, in formal surveys during 2007-08, approximately 86 percent of observed seals were swimming), and when hauled-out, they do so opportunistically (i.e., on floating booms rather than established haul-outs). Harbor seals are typically unsuited for using manmade haul-outs at NBKB, which are used by sea lions. Primary harbor seal haul-outs in Hood Canal are located at significant distance (20 km or more) from the action area in Dabob Bay or further south (see Figure 4-1 in the Navy's application), meaning that animals casually entering the water from haul-outs or flushing due to some disturbance at those locations would not likely be exposed to underwater sound from the project; rather, only those animals embarking on foraging trips and entering the action area may be exposed. Moreover, because the Navy is unable to determine from field observations whether the same or different individuals are being exposed, each observation will be recorded as a new take, although an individual theoretically would only be considered as taken once in a given day.</P>
        <P>There are two final factors that support the conservatism of the 1.31 density estimate: (1) limited surveys conducted during construction in Hood Canal during off days in 2011 produced an uncorrected density estimate of approximately 0.55 seals/km<SU>2</SU>; and (2) although authorized to incidentally take 1,668 seals (corrected for actual number of pile driving days) during two projects conducted in Hood Canal in 2011, the total estimate of actual take (observed takes and observations extrapolated to unobserved area) was only 187 seals.</P>
        <P>
          <E T="03">Comment 3:</E>The Commission recommends that we require the Navy to implement soft-start procedures after 15 minutes if pile removal was delayed or shut down because of the presence of a marine mammal within or approaching the shutdown zone.</P>
        <P>
          <E T="03">Response:</E>We disagree with this recommendation. The Commission cites several reasons why pinnipeds may remain in a shutdown zone after shutdown and yet be undetected by observers during the 15 minute clearance period (e.g., perception and availability bias). While this is possible in theory, we find it extremely unlikely that an animal could remain undetected in such a small zone and under typical conditions in Hood Canal. The shutdown zone for pinnipeds has a 10 m radial distance, while typical observation conditions in the Hood Canal are excellent. We believe the possibility of a pinniped remaining undetected in the shutdown zone, in relatively shallow water, for greater than 15 minutes is discountable. A requirement to implement soft start after every shutdown or delay less than 30 minutes in duration would be impracticable, resulting in significant construction delays and therefore extending the overall time required for the project, and thus the number of days on which disturbance of marine mammals could occur.</P>
        <P>
          <E T="03">Comment 4:</E>The Commission recommends that we require the Navy to develop a monitoring strategy that ensures it will be able to detect and characterize marine mammal responses to the pile removal activities as a function of sound levels and distance from the pile removal sites.</P>
        <P>
          <E T="03">Response:</E>We believe that the Navy, in consultation with us, has developed such a strategy. The Commission states that the goal is not simply to employ a strategy that ensures monitoring out to a certain distance, but rather to employ a strategy that provides the information necessary to determine if the construction activities have adverse effects on marine mammals and to describe the nature and extent of those effects. We agree with that statement, and note that the Navy does not simply monitor within defined zones, ignoring occurrences outside those zones. The mitigation strategy is designed to implement shutdown of activity only for marine mammal occurrence within designated zones, but all observations of marine mammals, and any observed behavior, whether construed as a reaction to project activity or not, are recorded, regardless of distance to project activity. This information is coupled with acoustic monitoring data (i.e., sound levels recorded at multiple defined distances from the activity) to draw conclusions about the impact of the activity on marine mammals. The Commission notes that the Navy does not plan to use vessel-based observers in the far-field. This is technically correct for the EHW-1 project, but there will be at least one vessel-based observer located on the far-field acoustic monitoring vessel associated with the concurrent EHW-2 project, for a minimum of 30 days. Information from this far-field observer effort will be applicable to both EHW-1 and EHW-2 projects, in terms of ensuring that actual marine mammal occurrence in the far-field is not substantially different from what has been assumed on the basis of 2011 monitoring, other past monitoring efforts specific to NBKB, and<PRTPAGE P="43055"/>information found in the literature. Additionally, the larger monitoring effort conducted by the Navy in deeper waters of Hood Canal during their 2011 project monitoring was an important piece of the Navy's overall monitoring strategy for the ongoing suite of actions at NBKB and may reasonably be used as a reference for the current activities. Using that information, as well as the results of the more limited deep-water component of the EHW-2 monitoring plan, we can gain an acceptable understanding of marine mammal occurrence and behavior within the Level B harassment zone in deeper waters beyond the waterfront restricted area, which is intensively monitored. It is unclear what aspects of the monitoring goals or strategy the Commission considers inadequate.</P>
        <P>
          <E T="03">Comment 5:</E>The Commission recommends that we complete an analysis of the impact of the proposed activities together with the cumulative impacts of all the other pertinent risk factors (including the Navy's concurrent EHW-2 construction project) impacting marine mammals in the Hood Canal area prior to issuing the incidental harassment authorization.</P>
        <P>
          <E T="03">Response:</E>Section 101(a)(5)(D) of the MMPA requires NMFS to make a determination that the harassment incidental to a specified activity will have a negligible impact on the affected species or stocks of marine mammals, and will not result in an unmitigable adverse impact on the availability of marine mammals for taking for subsistence uses. Neither the MMPA nor NMFS' implementing regulations specify how to consider other activities and their impacts on the same populations. However, consistent with the 1989 preamble for NMFS' implementing regulations (54 FR 40338; September 29, 1989), the impacts from other past and ongoing anthropogenic activities are incorporated into the negligible impact analysis via their impacts on the environmental baseline (e.g., as reflected in the density/distribution and status of the species, population size and growth rate, and ambient noise).</P>
        <P>In addition, cumulative effects were addressed in the Navy's Environmental Assessment and in the biological opinion prepared for this action. These documents, as well as the relevant Stock Assessment Reports, are part of NMFS' Administrative Record for this action, and provided the decision-maker with information regarding other activities in the action area that affect marine mammals, an analysis of cumulative impacts, and other information relevant to the determination made under the MMPA.</P>
        <P>
          <E T="03">Comment 6:</E>The Commission recommends that we encourage the Navy to combine future requests for incidental harassment authorizations for all activities that would occur in the same general area and within the same year rather than segmenting those activities and their associated impacts by requesting separate authorizations.</P>
        <P>
          <E T="03">Response:</E>We agree with the Commission's recommendation and have encouraged the Navy to do so.</P>
        <P>
          <E T="03">Comment 7:</E>The Commission recommends that we adopt a policy to provide an additional opportunity for public review and comment before amending authorizations if any substantive changes are made to them after they have been issued or if the information on which a negligible impact determination is based is significantly changed in a way that indicates the likelihood of an increased level of taking or impacts not originally considered.</P>
        <P>
          <E T="03">Response:</E>We disagree with the Commission's contention that the referenced IHA modifications constituted a substantive change. The modifications involved small increases to the amount of incidental take of harbor porpoise authorized for two projects conducted in 2011 at NBKB in response to new information about harbor porpoise occurrence and habitat use at NBKB. In our findings for the referenced modification, we determined that authorization of the incidental taking, by Level B harassment only, of increased numbers of harbor porpoise did not alter the original scope of activity analyzed, the monitoring and mitigation measures implemented, or the impact analysis in a manner that materially affected the basis for our original findings. The increased level of authorized take for harbor porpoise remained a small number, by any definition of that term. The Inland Washington stock of harbor porpoise is not listed under the ESA, nor is it considered depleted or designated as a strategic stock under the MMPA. The increase in takings was considered negligible in comparison with the overall population of the stock. The modifications reflected a more complete understanding of harbor porpoise presence and use of habitat in the Hood Canal, but constituted a negligible increase in impacts to the stock. We believe that those modifications were within the scope of analysis supporting the determinations for the original IHAs, and that those original findings remained valid. Nevertheless, we thank the Commission for the recommendation and will consider it in the future for situations where substantive changes are required.</P>
        <HD SOURCE="HD1">Description of Marine Mammals in the Area of the Specified Activity</HD>
        <P>There are seven marine mammal species, four cetaceans and three pinnipeds, which may inhabit or transit through the waters nearby NBKB in the Hood Canal. These include the transient killer whale, harbor porpoise, Dall's porpoise, Steller sea lion, California sea lion, harbor seal, and humpback whale. While the Southern Resident killer whale is resident to the inland waters of Washington and British Columbia, it has not been observed in the Hood Canal in over 15 years, and therefore was excluded from further analysis. The Steller sea lion and humpback whale are the only marine mammals that may occur within the Hood Canal that are listed under the ESA; the humpback whale is listed as endangered and the eastern distinct population segment (DPS) of Steller sea lion is listed as threatened. All marine mammal species are protected under the MMPA. The FR notice (77 FR 25408; April 30, 2012) summarizes the population status and abundance of these species and provides detailed life history information.</P>
        <HD SOURCE="HD1">Potential Effects of the Specified Activity on Marine Mammals</HD>
        <P>NMFS has determined that pile removal, as outlined in the project description, has the potential to result in behavioral harassment of marine mammals that may be swimming, foraging, or resting in the project vicinity while pile removal is being conducted. Pile removal could potentially harass those pinnipeds that are in the water close to the project site, whether their heads are above or below the surface. The FR notice (77 FR 25408; April 30, 2012) provides a detailed description of marine mammal hearing and of the potential effects of these construction activities on marine mammals.</P>
        <HD SOURCE="HD1">Anticipated Effects on Habitat</HD>

        <P>The proposed activities at NBKB would not result in permanent impacts to habitats used directly by marine mammals, such as haul-out sites, but may have potential short-term impacts to food sources such as forage fish and salmonids. There are no rookeries or major haul-out sites within 10 km (6.2 mi), foraging hotspots, or other ocean bottom structures of significant biological importance to marine mammals that may be present in the marine waters in the vicinity of the<PRTPAGE P="43056"/>project area. Therefore, the main impact issue associated with the proposed activity would be temporarily elevated sound levels and the associated direct effects on marine mammals, as discussed previously in this document. The most likely impact to marine mammal habitat occurs from pile removal effects on likely marine mammal prey (i.e., fish) near NBKB and minor impacts to the immediate substrate during removal of piles during the wharf rehabilitation project. The FR notice (77 FR 25408; April 30, 2012) describes these potential impacts in greater detail.</P>
        <HD SOURCE="HD1">Previous Activity</HD>
        <P>The proposed action for this IHA request represents the second year of a 2-year project. We issued an IHA for the first year of work on May 24, 2011 (76 FR 30130). In accordance with the 2011 IHA, the Navy submitted a monitoring report, and the information contained therein was considered in this analysis. During the course of activities conducted under the previous authorization, the Navy did not exceed the take levels authorized under that IHA. Additional information regarding harbor porpoise, Steller sea lion, and humpback whale occurrence in the Hood Canal has been considered in this analysis.</P>
        <HD SOURCE="HD1">Mitigation</HD>
        <P>In order to issue an incidental take authorization (ITA) under section 101(a)(5)(D) of the MMPA, NMFS must, where applicable, set forth the permissible methods of taking pursuant to such activity, and other means of effecting the least practicable impact on such species or stock and its habitat, paying particular attention to rookeries, mating grounds, and areas of similar significance, and on the availability of such species or stock for taking for certain subsistence uses (where relevant).</P>
        <P>The predicted results for zones of influence (ZOIs; see “Estimated Take by Incidental Harassment”) were used to develop mitigation measures for pile removal activities at NBKB. ZOIs are often used to effectively represent the mitigation zone that would be established around each pile to prevent Level A harassment of marine mammals, and also establish zones within which Level B harassment of marine mammals may occur. In addition to the measures described later in this section, the Navy will employ the following standard mitigation measures:</P>
        <P>(a) Conduct briefings between construction supervisors and crews, marine mammal monitoring team, acoustical monitoring team, and Navy staff prior to the start of all pile removal activity, and when new personnel join the work, in order to explain responsibilities, communication procedures, marine mammal monitoring protocol, and operational procedures.</P>
        <P>(b) Comply with applicable equipment sound standards and ensure that all construction equipment has sound control devices no less effective than those provided on the original equipment.</P>
        <P>(c) For in-water heavy machinery work other than pile removal, if a marine mammal comes within 10 m (33 ft), operations shall cease and vessels shall reduce speed to the minimum level required to maintain steerage and safe working conditions. This type of work could include, for example, movement of the barge to the pile location or removal of the pile from the water column/substrate via a crane (i.e., direct pull). For these activities, monitoring will take place from 15 minutes prior to initiation until the action is complete.</P>
        <HD SOURCE="HD2">Monitoring and Shutdown</HD>
        <P>The following measures apply to the Navy's mitigation through shutdown and disturbance zones:</P>
        <P>
          <E T="03">Shutdown Zone</E>—For all pile removal activities, the Navy will establish a shutdown zone (defined as, at minimum, the area in which SPLs equal or exceed the 180/190 dB rms acoustic injury criteria). The purpose of a shutdown zone is to define an area within which shutdown of activity would occur upon sighting of a marine mammal (or in anticipation of an animal entering the defined area), thus preventing injury, serious injury, or death of marine mammals. Although predictions indicate (and empirical measurements confirm) that radial distances to the 180/190-dB threshold will be less than 10 m—or would not exist because source levels are lower than the threshold—shutdown zones will conservatively be set at a minimum 10 m. This precautionary measure is intended to further reduce any possibility of injury to marine mammals by incorporating a buffer to the 180/190-dB threshold within the shutdown area.</P>
        <P>
          <E T="03">Disturbance Zone</E>—Disturbance zones are typically defined as the area in which SPLs equal or exceed 120 dB rms (for non-pulsed sound, as will be produced by the project activities). However, when the size of a disturbance zone is sufficiently large as to make monitoring of the entire area impracticable (as in the case of the vibratory removal zone here, predicted to encompass an area of 35.9 km<SU>2</SU>), the disturbance zone may be defined as some area that may reasonably be monitored or, alternatively, is a de facto zone defined by the distance that monitors are capable of observing from defined deployment locations. For removal of concrete piles, the Navy is able to monitor the entire area of predicted ensonification to levels exceeding the behavioral harassment criterion (542 m radial distance). However, for all activities, protected species observers (PSOs) will record all observations of marine mammals, whether estimated to be within a defined zone or not.</P>
        <P>Disturbance zones provide utility for monitoring conducted for mitigation purposes (i.e., shutdown zone monitoring) by establishing monitoring protocols for areas adjacent to the shutdown zones. Monitoring of disturbance zones enables PSOs to be aware of and communicate the presence of marine mammals in the project area but outside the shutdown zone and thus prepare for potential shutdowns of activity. However, the primary purpose of disturbance zone monitoring is for documenting incidents of Level B harassment; disturbance zone monitoring is discussed in greater detail later (see Monitoring and Reporting). As with any such large action area, it is impossible to guarantee that all animals would be observed or to make comprehensive observations of fine-scale behavioral reactions to sound.</P>
        <P>All disturbance and shutdown zones would initially be based on the distances from the source that are predicted for each threshold level. However, should data from in-situ acoustic monitoring indicate that actual distances to these threshold zones are different, the size of the shutdown and disturbance zones would be adjusted accordingly. However, these adjustments should not be considered `real-time', as the collection and processing of a sufficient quantity of data upon which to base such a decision cannot generally occur on a real-time basis. Nevertheless, if data clearly indicate that zones are inaccurate and EHW-1 project activity is ongoing, appropriate adjustments of shutdown zones shall be made.</P>
        <P>
          <E T="03">Monitoring Protocols</E>—Monitoring would be conducted for a minimum 10 m shutdown zone surrounding each pile for the presence of marine mammals before, during, and after pile removal activities. In addition, PSOs shall record all observable incidences of marine mammal occurrence, regardless of distance from activity, and shall document any behavioral reactions. However, observations made outside the<PRTPAGE P="43057"/>shutdown zone will not result in shutdown; that pile segment would be completed without cessation, unless the animal approaches or enters the shutdown zone, at which point all pile removal activities would be halted.</P>
        <P>Detailed observations outside the Waterfront Restricted Area (WRA) as defined by the Port Security Barrier, are likely not possible, and it would be impossible for the Navy to account for all individuals occurring within the full disturbance zone with any degree of certainty. Monitoring would take place from 15 minutes prior to initiation through 30 minutes post-completion of pile removal activities. Pile removal activities include the time to remove a single pile or series of piles, as long as the time elapsed between uses of the pile removal equipment is no more than 30 minutes.</P>
        <P>The following additional measures would apply to visual monitoring:</P>
        <P>(a) Monitoring would be conducted by qualified observers. Qualified observers are trained biologists, with the following minimum qualifications:</P>
        <P>• Visual acuity in both eyes (correction is permissible) sufficient for discernment of moving targets at the water's surface with ability to estimate target size and distance; use of binoculars may be necessary to correctly identify the target;</P>
        <P>• Advanced education in biological science, wildlife management, mammalogy, or related fields (bachelor's degree or higher is required);</P>
        <P>• Experience and ability to conduct field observations and collect data according to assigned protocols (this may include academic experience);</P>
        <P>• Experience or training in the field identification of marine mammals, including the identification of behaviors;</P>
        <P>• Sufficient training, orientation, or experience with the construction operation to provide for personal safety during observations;</P>
        <P>• Writing skills sufficient to prepare a report of observations including but not limited to the number and species of marine mammals observed; dates and times when in-water construction activities were conducted; dates and times when in-water construction activities were suspended to avoid potential incidental injury from construction sound of marine mammals observed within a defined shutdown zone; and marine mammal behavior; and</P>
        <P>• Ability to communicate orally, by radio or in person, with project personnel to provide real-time information on marine mammals observed in the area as necessary.</P>
        <P>A trained observer would be placed from the best vantage point(s) practicable, as defined in the Navy's Marine Mammal Monitoring Plan, to monitor for marine mammals and implement shutdown or delay procedures when applicable by calling for the shutdown to the equipment operator.</P>
        <P>(b) Prior to the start of pile removal activity, the shutdown zone will be monitored for 15 minutes to ensure that it is clear of marine mammals. Pile removal will only commence once observers have declared the shutdown zone clear of marine mammals; animals will be allowed to remain in the disturbance zone (i.e., must leave of their own volition) and their behavior will be monitored and documented.</P>
        <P>(c) If a marine mammal approaches or enters the shutdown zone during the course of pile removal operations, pile removal will be halted and delayed until either the animal has voluntarily left and been visually confirmed beyond the shutdown zone or 15 minutes have passed without re-detection of the animal.</P>
        <HD SOURCE="HD2">Acoustic Measurements</HD>
        <P>Acoustic measurements would be used to empirically characterize source levels for pneumatic chipping. For further detail regarding the Navy's acoustic monitoring plan see “Monitoring and Reporting”.</P>
        <HD SOURCE="HD2">Timing Restrictions</HD>
        <P>The Navy has set timing restrictions for pile removal activities to avoid in-water work when ESA-listed fish populations are most likely to be present. The in-water work window for avoiding negative impacts to fish species is July 16-February 15.</P>
        <HD SOURCE="HD2">Soft-start</HD>
        <P>The use of a soft-start procedure is believed to provide additional protection to marine mammals by warning, or providing marine mammals a chance to leave the area prior to the hammer operating at full capacity. The wharf rehabilitation project will utilize soft-start techniques for vibratory pile removal. The soft-start requires contractors to initiate sound from vibratory hammers for fifteen seconds at reduced energy followed by a 30-second waiting period. This procedure is repeated two additional times.</P>
        <HD SOURCE="HD2">Daylight Construction</HD>
        <P>Pile removal and other in-water work will occur only during daylight hours (i.e., civil dawn to civil dusk).</P>
        <HD SOURCE="HD2">Mitigation Effectiveness</HD>
        <P>It should be recognized that although marine mammals will be protected through the use of measures described here, the efficacy of visual detection depends on several factors including the observer's ability to detect the animal, the environmental conditions (visibility and sea state), and monitoring platforms. All observers utilized for mitigation activities will be experienced biologists with training in marine mammal detection and behavior. Trained observers have specific knowledge of marine mammal physiology, behavior, and life history, which may improve their ability to detect individuals or help determine if observed animals are exhibiting behavioral reactions to construction activities.</P>

        <P>The Puget Sound region, including the Hood Canal, only infrequently experiences winds with velocities in excess of 25 kn (Morris<E T="03">et al.,</E>2008). The typically light winds afforded by the surrounding highlands coupled with the fetch-limited environment of the Hood Canal result in relatively calm wind and sea conditions throughout most of the year. The wharf rehabilitation project site has a maximum fetch of 8.4 mi (13.5 km) to the north, and 4.2 mi (6.8 km) to the south, resulting in maximum wave heights of from 2.85-5.1 ft (0.9-1.6 m) (Beaufort Sea State (BSS) between two and four), even in extreme conditions (30 kn winds) (CERC, 1984). Visual detection conditions are considered optimal in BSS conditions of three or less, which align with the conditions that should be expected for the wharf rehabilitation project at NBKB.</P>
        <P>We have carefully evaluated the applicant's mitigation measures and considered a range of other measures in the context of ensuring that we prescribe the means of effecting the least practicable impact on the affected marine mammal species and stocks and their habitat. Our evaluation of potential measures included consideration of the following factors in relation to one another: (1) The manner in which, and the degree to which, the successful implementation of the measure is expected to minimize adverse impacts to marine mammals; (2) the proven or likely efficacy of the specific measure to minimize adverse impacts as planned; and (3) the practicability of the measure for applicant implementation, including consideration of personnel safety, and practicality of implementation.</P>

        <P>Based on our evaluation of the applicant's proposed measures, as well as other measures considered, we have determined that the proposed mitigation<PRTPAGE P="43058"/>measures provide the means of effecting the least practicable impact on marine mammal species or stocks and their habitat, paying particular attention to rookeries, mating grounds, and areas of similar significance.</P>
        <HD SOURCE="HD1">Monitoring and Reporting</HD>
        <P>In order to issue an ITA for an activity, section 101(a)(5)(D) of the MMPA states that we must, where applicable, set forth “requirements pertaining to the monitoring and reporting of such taking”. The MMPA implementing regulations at 50 CFR 216.104 (a)(13) indicate that requests for ITAs must include the suggested means of accomplishing the necessary monitoring and reporting that would result in increased knowledge of the species and of the level of taking or impacts on populations of marine mammals that are expected to be present in the proposed action area.</P>
        <HD SOURCE="HD2">Acoustic Monitoring</HD>
        <P>The Navy will conduct acoustic monitoring for pneumatic chipping of concrete piles to characterize the actual source levels for this previously unstudied activity. Previous monitoring conducted by the Navy in 2011 provides data on site-specific propagation loss that may be applied to empirically measured source levels in order to determine actual distances to relevant thresholds. In addition, airborne acoustic monitoring will be conducted during pile removal through chipping.</P>

        <P>The Navy will conduct acoustic monitoring in accordance with the NMFS-approved acoustic monitoring plan. Please see that plan, available at<E T="03">http://www.nmfs.noaa.gov/pr/permits/incidental.htm,</E>for more detail. At a minimum, acoustic monitoring, both underwater and in-air, will be conducted for five concrete piles. However, monitoring may be continued if necessary to collect a representative and usable dataset.</P>
        <HD SOURCE="HD2">Visual Monitoring</HD>

        <P>The Navy would collect sighting data and behavioral responses to construction for marine mammal species observed in the region of activity during the period of activity. All observers would be trained in marine mammal identification and behaviors. NMFS requires that the observers have no other construction-related tasks while conducting monitoring. The Navy will conduct biological monitoring in accordance with the NMFS-approved marine mammal monitoring plan. Please see that document, available at<E T="03">http://www.nmfs.noaa.gov/pr/permits/incidental.htm,</E>for more information.</P>
        <P>
          <E T="03">Methods of Monitoring</E>—The Navy would monitor the shutdown zone and surrounding waters before, during, and after pile removal. There would, at all times, be at least one observer stationed at an appropriate vantage point to observe the shutdown zones associated with each operating hammer. There would also at all times be at least one additional observer stationed to observe the surrounding waters within the WRA. Based on NMFS requirements, the Marine Mammal Monitoring Plan includes the following procedures for pile removal:</P>
        <P>(1) MMOs would be located at the best vantage point(s) in order to properly see the entire shutdown zone and as much of the disturbance zone as possible.</P>
        <P>(2) During all observation periods, observers will use binoculars and the naked eye to search continuously for marine mammals.</P>
        <P>(3) If the shutdown zone or surrounding waters within the WRA are obscured by fog or poor lighting conditions, pile removal at that location will not be initiated until that zone is visible.</P>
        <P>(4) The shutdown zone and surrounding waters within the WRA will be monitored for the presence of marine mammals before, during, and after any pile removal activity.</P>
        <P>
          <E T="03">Pre-activity Monitoring</E>—The shutdown zone and surrounding waters within the WRA will be monitored for 15 minutes prior to initiating pile removal. If marine mammal(s) are present within the shutdown zone prior to pile removal, or during the soft start, the start of pile removal will be delayed until the animal(s) leave the shutdown zone. Pile removal will resume only after the PSO has determined, through observation or by waiting 15 minutes, that the animal(s) has moved outside the shutdown zone.</P>
        <P>
          <E T="03">During Activity Monitoring</E>—The shutdown zone and surrounding waters within the WRA will also be monitored throughout the time required to remove a pile. If a marine mammal is observed entering the disturbance zone, a take will be recorded and behaviors documented. However, that pile segment will be completed without cessation, unless the animal enters or approaches the shutdown zone, at which point all pile removal activities will be halted. Pile removal can only resume once the animal has left the shutdown zone of its own volition or has not been re-sighted for a period of 15 minutes.</P>
        <P>
          <E T="03">Post-Activity Monitoring</E>—Monitoring of the shutdown zone and surrounding waters within the WRA will continue for 30 minutes following the completion of pile removal.</P>
        <P>Individuals implementing the monitoring protocol will assess its effectiveness using an adaptive approach. Monitoring biologists will use their best professional judgment throughout implementation and will seek improvements to these methods when deemed appropriate. Any modifications to protocol will be coordinated between the Navy and NMFS.</P>
        <HD SOURCE="HD2">Data Collection</HD>
        <P>We require that the PSOs use NMFS-approved sighting forms. In addition to certain specific information related to mitigation implementation, as specified in the marine mammal monitoring plan, we require that, at a minimum, the following information be collected on the sighting forms:</P>
        <P>(1) Date and time that pile removal begins or ends;</P>
        <P>(2) Construction activities occurring during each observation period;</P>
        <P>(3) Weather parameters identified in the acoustic monitoring (e.g., percent cover, visibility);</P>
        <P>(4) Water conditions (e.g., sea state, tide state);</P>
        <P>(5) Species, numbers, and, if possible, sex and age class of marine mammals;</P>
        <P>(6) Marine mammal behavior patterns observed, including bearing and direction of travel, and if possible, the correlation to SPLs;</P>
        <P>(7) Distance from pile removal activities to marine mammals and distance from the marine mammals to the observation point;</P>
        <P>(8) Locations of all marine mammal observations; and</P>
        <P>(9) Other human activity in the area.</P>
        <HD SOURCE="HD2">Reporting</HD>

        <P>A draft acoustic monitoring report will be submitted within 90 working days of the completion of the acoustic measurements. Separately, a draft marine mammal monitoring report would be submitted within 90 working days of the completion of construction activity. The report would include marine mammal observations pre-activity, during-activity, and post-activity during pile removal days. Final reports would be prepared and submitted within 30 days following receipt of comments on the draft report. The Navy will provide estimates of the total incidental taking of marine mammals in the report. Among available data, the Navy will have GPS-corrected positions for both the observers and the individual piles being driven; estimated distances from the PSOs to observed marine mammals; and<PRTPAGE P="43059"/>actual pile-specific distances to relevant thresholds. Using this information, the Navy is able to determine which actual observations comprised incidental takes. The Navy will extrapolate these data to the remainder of unmonitored area ensonified to levels equaling or exceeding relevant thresholds for acoustic disturbance to reach a total estimate of the actual incidental taking.</P>
        <P>Contents of the reports will be in accordance with the respective monitoring plans and, at minimum, will include:</P>
        <P>• Date and time of activity;</P>
        <P>• Water and weather conditions (e.g., sea state, tide state, percent cover, visibility);</P>
        <P>• Description of the pile removal activity (e.g., size and type of piles, machinery used);</P>
        <P>• The vibratory hammer force or chipping hammer setting used to extract the piles;</P>
        <P>• A description of the monitoring equipment;</P>
        <P>• The distance between hydrophone(s) and pile;</P>
        <P>• The depth of the hydrophone(s);</P>
        <P>• The physical characteristics of the bottom substrate from which the pile was extracted (if possible);</P>
        <P>• The rms range and mean for each monitored pile;</P>
        <P>• The results of the acoustic measurements, including the frequency spectrum, peak and rms SPLs for each monitored pile;</P>
        <P>• The results of the airborne sound measurements (unweighted levels);</P>
        <P>• Date and time observation is initiated and terminated;</P>
        <P>• A description of any observable marine mammal behavior in the immediate area and, if possible, the correlation to underwater sound levels occurring at that time;</P>
        <P>• Actions performed to minimize impacts to marine mammals;</P>
        <P>• Times when pile removal is stopped due to presence of marine mammals within shutdown zones and time when pile removal resumes;</P>
        <P>• Results, including the detectability of marine mammals, species and numbers observed, sighting rates and distances, behavioral reactions within and outside of shut down zones; and</P>
        <P>• A refined take estimate based on the number of marine mammals observed in the shutdown and disturbance zones.</P>
        <HD SOURCE="HD1">Estimated Take by Incidental Harassment</HD>
        <P>With respect to the activities described here, the MMPA defines “harassment” as: “Any act of pursuit, torment, or annoyance which (i) has the potential to injure a marine mammal or marine mammal stock in the wild [Level A harassment]; or (ii) has the potential to disturb a marine mammal or marine mammal stock in the wild by causing disruption of behavioral patterns, including, but not limited to, migration, breathing, nursing, breeding, feeding, or sheltering [Level B harassment].”</P>
        <P>All anticipated takes will be by Level B harassment, involving temporary changes in behavior. The planned mitigation and monitoring measures are expected to minimize the possibility of injurious or lethal takes such that take by Level A harassment, serious injury or mortality is considered remote. However, it is unlikely that injurious or lethal takes would occur even in the absence of the planned mitigation and monitoring measures.</P>
        <P>If a marine mammal responds to an underwater sound by changing its behavior (e.g., through relatively minor changes in locomotion direction/speed or vocalization behavior), the response may or may not constitute taking at the individual level, and is unlikely to affect the stock or the species as a whole. However, if a sound source displaces marine mammals from an important feeding or breeding area for a prolonged period, impacts on animals or on the stock or species could potentially be significant (Lusseau and Bejder, 2007; Weilgart, 2007). Given the many uncertainties in predicting the quantity and types of impacts of sound on marine mammals, it is common practice to estimate how many animals are likely to be present within a particular distance of a given activity, or exposed to a particular level of sound. This practice potentially overestimates the numbers of marine mammals taken. For example, during the past 10 years, killer whales have been observed within the project area twice. On the basis of that information, an estimated amount of potential takes for killer whales is presented here. However, while a pod of killer whales could potentially visit again during the project timeframe, and thus be taken, it is more likely that they would not.</P>
        <P>The project area is not believed to be particularly important habitat for marine mammals, although harbor seals are year-round residents of Hood Canal and sea lions are known to haul-out on submarines and other man-made objects at the NBKB waterfront (although typically at a distance of a mile or greater from the project site). Therefore, behavioral disturbances that could result from anthropogenic sound associated with the proposed activities are expected to affect only a relatively small number of individual marine mammals, although those effects could be recurring if the same individuals remain in the project vicinity.</P>
        <P>The Navy requested authorization for the potential taking of small numbers of Steller sea lions, California sea lions, harbor seals, transient killer whales, Dall's porpoises, and harbor porpoises in the Hood Canal that may result from pile removal during construction activities associated with the wharf rehabilitation project described previously in this document. The potential for incidental take of humpback whale is considered discountable; however, should a humpback whale occur within the project area the activity would have to cease in order to avoid an unauthorized take. The takes requested are expected to have no more than a minor effect on individual animals and no effect at the population level for these species. Any effects experienced by individual marine mammals are anticipated to be limited to short-term disturbance of normal behavior or temporary displacement of animals near the source of the sound.</P>
        <HD SOURCE="HD2">Marine Mammal Densities</HD>

        <P>For all species, the best scientific information available was used to construct density estimates or estimate local abundance. Of available information deemed suitable for use, the data that produced the most conservative (i.e., highest) density or abundance estimate for each species was used. For harbor seals, this involved published literature describing harbor seal research conducted in Washington and Oregon as well as more specific counts conducted in Hood Canal (Huber<E T="03">et al.,</E>2001; Jeffries<E T="03">et al.,</E>2003). Killer whales are known from two periods of occurrence (2003 and 2005) and are not known to preferentially use any specific portion of the Hood Canal. Therefore, density was calculated as the maximum number of individuals present at a given time during those occurrences (London, 2006), divided by the area of Hood Canal. The best information available for the remaining species in Hood Canal came from surveys conducted by the Navy at the NBKB waterfront or in the vicinity of the project area. These consist of three discrete sets of survey effort, which were described in detail in the FR notice. Please see that document for an in-depth discussion (77 FR 25408; April 30, 2012).</P>

        <P>The cetaceans, as well as the harbor seal, appear to range throughout Hood Canal; therefore, the analysis in this proposed IHA assumes that harbor seal, transient killer whale, harbor porpoise, and Dall's porpoise are uniformly<PRTPAGE P="43060"/>distributed in the project area. However, it should be noted that there have been no observations of cetaceans within the WRA security barrier; the barrier thus appears to effectively prevent cetaceans from approaching the shutdown zones (please see Figure 6-2 of the Navy's application; the WRA security barrier, which is not denoted in the figure legend, is represented by a thin gray line). Although source levels associated with the proposed actions are so low that no Level A harassments would likely occur even in the absence of any mitigation measures, it appears that cetaceans at least are not at risk of Level A harassment at NBKB even from louder activities (e.g., impact pile driving). The remaining species that occur in the project area, Steller sea lion and California sea lion, do not appear to utilize most of Hood Canal. The sea lions appear to be attracted to the man-made haul-out opportunities along the NBKB waterfront while dispersing for foraging opportunities elsewhere in Hood Canal. California sea lions were not reported during aerial surveys of Hood Canal (Jeffries<E T="03">et al.,</E>2000), and Steller sea lions have only been documented at the NBKB waterfront.</P>
        <HD SOURCE="HD2">Description of Take Calculation</HD>
        <P>The take calculations presented here rely on the best data currently available for marine mammal populations in the Hood Canal. The methodology for estimating take was described in detail in the FR notice (77 FR 25408; April 30, 2012). The ZOI impact area is the estimated range of impact to the sound criteria. The distances specified in Table 1 were used to calculate ZOI around each pile; although attenuation due to landforms was considered when defining the ZOI, as described in the text following Table 1. The ZOI impact area took into consideration the possible affected area of the Hood Canal from the pile removal site furthest from shore with attenuation due to land shadowing from bends in the canal. Because of the close proximity of some of the piles to the shore, the narrowness of the canal at the project area, and the maximum fetch, the ZOIs for each threshold are not necessarily spherical and may be truncated. Although mean distances to thresholds as determined during acoustic monitoring in 2011 may differ somewhat—primarily in that the distances to the 120 dB threshold are likely to be much smaller for vibratory removal—we have maintained the take estimated based on predicted distances, as analyzed in the notice of proposed authorization. Therefore, these take estimates are likely to be conservative.</P>
        <P>For sea lions, the surveys offering the most conservative estimates of abundance do not have a defined survey area and so are not suitable for deriving a density construct. Instead, abundance is estimated on the basis of previously described opportunistic sighting information at the NBKB waterfront, and it is assumed that the total amount of animals known from NBKB haul-outs would be `available' to be taken in a given pile removal day. Thus, for these two species, take is estimated by multiplying abundance by days of activity. The total number of days spent removing piles is expected to be a maximum of 15 for vibratory removal and 32 for chipping.</P>
        <P>The exposure assessment methodology is an estimate of the numbers of individuals exposed to the effects of pile removal activities exceeding NMFS-established thresholds. Of note in these exposure estimates, mitigation methods (i.e., visual monitoring and the use of shutdown zones) were not quantified within the assessment and successful implementation of this mitigation is not reflected in exposure estimates. Results from acoustic impact exposure assessments should be regarded as conservative estimates.</P>
        <P>
          <E T="03">Airborne Sound</E>—No incidents of incidental take resulting solely from airborne sound are likely, as even the larger distances to the harassment thresholds seen in acoustic monitoring from 2011 would not reach any areas where pinnipeds may haul out. While pinnipeds swimming within these zones may be exposed to airborne sound of sufficient intensity to result in behavioral harassment, these animals would previously have been `taken' as a result of exposure to underwater sound above the behavioral harassment thresholds, which are in all cases larger than those associated with airborne sound. Thus, the behavioral harassment of these animals is already accounted for in these estimates of potential take. Multiple incidents of exposure to sound above NMFS' thresholds for behavioral harassment are not believed to result in increased behavioral disturbance, in either nature or intensity of disturbance reaction.</P>
        <P>The derivation of density or abundance estimates for each species, as well as further description of the rationale for each take estimate, was described in detail in the FR notice (77 FR 25408; April 30, 2012). Total take estimates, and numbers of take per species to be authorized, are presented in Table 4. It is worth noting that the Navy will attempt to conclude project activities as early as possible after the beginning of the in-water work window. With an estimated 47 days of project activities, it is possible that project activities could conclude before the sea lion species begin to arrive in significant numbers; thus, the estimates for sea lions may be very conservative.</P>
        <HD SOURCE="HD2">California Sea Lion</HD>

        <P>California sea lions are present in Hood Canal during much of the year with the exception of mid-June through August. California sea lions occur regularly in the vicinity of the project site from September through mid-June. With regard to the range of this species in Hood Canal and the project area, it is assumed on the basis of waterfront observations (Agness and Tannenbaum, 2009; Tannenbaum<E T="03">et al.,</E>2009, 2011) that the opportunity to haul out on submarines docked at Delta Pier is a primary attractant for California sea lions in Hood Canal, as they have rarely been reported, either hauled out or swimming, elsewhere in Hood Canal (Jeffries, 2007). Female California sea lions are rarely observed north of the California/Oregon border; therefore, only adult and sub-adult males are expected to be exposed to project impacts.</P>
        <P>The ZOI for vibratory removal encompasses areas where California sea lions are known to haul-out; assuming that 26 individuals could be taken per day of vibratory removal provides an estimate of 390 takes for that activity. The ZOI for pneumatic chipping does not encompass areas where California sea lions are known to occur; nevertheless, it is likely that some individuals would transit this area in route to haul out or forage. Therefore, although it is possible that no California sea lions would be exposed to sound from pneumatic chipping, we expect that at least one individual California sea lion could be exposed to sound levels indicating Level B harassment per day of pneumatic chipping.</P>
        <HD SOURCE="HD2">Steller Sea Lion</HD>

        <P>Steller sea lions were first documented at the NBKB waterfront in November 2008, while hauled out on submarines at Delta Pier (Bhuthimethee, 2008; Navy, 2010) and have been periodically observed since that time. Steller sea lions typically occur at NBKB from November through April; however, the first October sightings of Steller sea lions at NBKB occurred in 2011. Based on waterfront observations, Steller sea lions appear to use available haul-outs (typically in the vicinity of Delta Pier, approximately one mile south of the project area) and habitat similarly to California sea lions, although in lesser<PRTPAGE P="43061"/>numbers. On occasions when Steller sea lions are observed, they typically occur in mixed groups with California sea lions also present, allowing observers to confirm their identifications based on discrepancies in size and other physical characteristics.</P>
        <P>The time period from November through April coincides with the time when Steller sea lions are frequently observed in Puget Sound. Only adult and sub-adult males are likely to be present in the project area during this time; female Steller sea lions have not been observed in the project area. Since there are no known breeding rookeries in the vicinity of the project site, Steller sea lion pups are not expected to be present. By May, most Steller sea lions have left inland waters and returned to their rookeries to mate. Although sub-adult individuals (immature or pre-breeding animals) will occasionally remain in Puget Sound over the summer, observational data have indicated that Steller sea lions are present only from October through April and not during the summer months.</P>
        <P>Steller sea lions are known only from haul-outs over one mile from the project area. The ZOI for vibratory removal encompasses areas where Steller sea lions are known to haul-out; assuming that one individual could be taken per day of vibratory removal provides an estimate of fifteen takes for that activity. However, the available abundance information does not reflect the nature of Steller sea lion occurrence at NBKB. According to the most recent observational information, if Steller sea lions are present at NBKB, it is possible that as many as four individuals could be present on submarines docked at Delta Pier or in waters adjacent to these haul-outs. Thus, we conservatively assume that up to four individuals could be exposed to sound levels indicating Level B harassment per day of vibratory pile removal. Similar to California sea lions, the ZOI for pneumatic chipping does not encompass areas where Steller sea lions are known to occur; nevertheless, it is possible that some individuals could transit this area in route to haul out or forage. Therefore, although it is possible that no Steller sea lions would be exposed to sound from pneumatic chipping, we expect that the equivalent of at least one individual Steller sea lion could be exposed to sound levels indicating Level B harassment per day of pneumatic chipping.</P>
        <HD SOURCE="HD2">Harbor Seal</HD>
        <P>Harbor seals are the most abundant marine mammal in Hood Canal, and they can occur anywhere in Hood Canal waters year-round. During most of the year, all age and sex classes could occur in the project area throughout the period of construction activity. As there are no known regular pupping sites in the vicinity of the project area, harbor seal neonates are not expected to be present during pile removal. Otherwise, during most of the year, all age and sex classes could occur in the project area throughout the period of construction activity. Harbor seal numbers increase from January through April and then decrease from May through August as the harbor seals move to adjacent bays on the outer coast of Washington for the pupping season. The main haul-out locations for harbor seals in Hood Canal are located on river delta and tidal exposed areas at various river mouths, with the closest haul-out area to the project area being 10 mi (16 km) southwest of NBKB (London, 2006). Please see Figure 4-1 of the Navy's application for a map of haul-out locations in relation to the project area.</P>
        <HD SOURCE="HD2">Humpback Whales</HD>
        <P>One humpback whale has recently been documented in Hood Canal. This individual was originally sighted on January 27, 2012, and was last reported on February 23, 2012, indicating that the animal has almost certainly left the area. Although known to be historically abundant in the inland waters of Washington, no other confirmed documentation of humpback whales in Hood Canal is available. Their presence has likely not occurred in several decades, with the last known reports being anecdotal accounts of three humpback sightings from 1972-82. Although a calculated density (representing this single known individual in Hood Canal) is presented in Table 4, the important point is that we consider it extremely unlikely that any humpback whales would be present during the project timeframe. Therefore, the likelihood of incidental take of humpback whales is discountable.</P>
        <HD SOURCE="HD2">Killer Whales</HD>
        <P>Transient killer whales are uncommon visitors to Hood Canal. Transients may be present in the Hood Canal anytime during the year and traverse as far as the project site. Resident killer whales have not been observed in Hood Canal, but transient pods (six to eleven individuals per event) were observed in Hood Canal for lengthy periods of time (59-172 days) in 2003 (January-March) and 2005 (February-June), feeding on harbor seals (London, 2006). These whales used the entire expanse of Hood Canal for feeding. Subsequent aerial surveys suggest that there has not been a sharp decline in the local seal population from these sustained feeding events (London, 2006).</P>
        <HD SOURCE="HD2">Dall's Porpoise</HD>
        <P>Dall's porpoises may be present in the Hood Canal year-round and could occur as far south as the project site. Their use of inland Washington waters, however, is mostly limited to the Strait of Juan de Fuca. One individual has been observed by Navy staff in deeper waters of Hood Canal.</P>
        <HD SOURCE="HD2">Harbor Porpoise</HD>
        <P>Harbor porpoises may be present in the Hood Canal year-round; their presence had previously been considered rare. During waterfront surveys of NBKB nearshore waters from 2008-10 only one harbor porpoise had been observed. However, during monitoring of Navy actions in 2011, several sightings indicated that their presence may be more frequent in deeper waters of Hood Canal than had been believed on the basis of existing survey data and anecdotal evidence. Subsequently, the Navy conducted dedicated vessel-based line transect surveys on days when no construction activity occurred (due to security, weather, etc.) and made regular observations of harbor porpoise groups. It should be noted that, due to the availability of corrected trackline distances for harbor porpoise surveys conducted in 2011, that density estimate has been revised from 0.250 animals/km<SU>2</SU>to 0.231 animals/km<SU>2</SU>for survey data through September 28, 2011.</P>

        <P>Potential takes could occur if individuals of these species move through the area on foraging trips when pile removal is occurring. Individuals that are taken could exhibit behavioral changes such as increased swimming speeds, increased surfacing time, or decreased foraging. Most likely, individuals may move away from the sound source and be temporarily displaced from the areas of pile removal. Potential takes by disturbance would likely have a negligible short-term effect on individuals and not result in population-level impacts.<PRTPAGE P="43062"/>
        </P>
        <GPOTABLE CDEF="s50,12,12,12,12,12,12" COLS="7" OPTS="L2,i1">
          <TTITLE>Table 8—Number of Potential Incidental Takes of Marine Mammals Within Various Acoustic Threshold Zones</TTITLE>
          <BOXHD>
            <CHED H="1">Species</CHED>
            <CHED H="1">Density/<LI>Abundance</LI>
            </CHED>
            <CHED H="1">Underwater</CHED>
            <CHED H="2">Injury<LI>threshold<SU>1</SU>
              </LI>
            </CHED>
            <CHED H="2">Disturbance threshold—<LI>vibratory</LI>
              <LI>removal</LI>
              <LI>(120 dB)</LI>
            </CHED>
            <CHED H="2">Disturbance threshold—pneumatic chipping<LI>(120 dB)</LI>
            </CHED>
            <CHED H="1">Airborne</CHED>
            <CHED H="2">Disturbance<LI>threshold<SU>2</SU>
              </LI>
            </CHED>
            <CHED H="1">Total proposed authorized takes</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">California sea lion</ENT>
            <ENT>
              <SU>3</SU>26.2</ENT>
            <ENT>0</ENT>
            <ENT>* 390</ENT>
            <ENT>* 32</ENT>
            <ENT>0</ENT>
            <ENT>422</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Steller sea lion</ENT>
            <ENT>
              <SU>3</SU>1.2</ENT>
            <ENT>0</ENT>
            <ENT>* 60</ENT>
            <ENT>* 32</ENT>
            <ENT>0</ENT>
            <ENT>92</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Harbor seal</ENT>
            <ENT>1.31</ENT>
            <ENT>0</ENT>
            <ENT>705</ENT>
            <ENT>32</ENT>
            <ENT>0</ENT>
            <ENT>737</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Humpback whale</ENT>
            <ENT>0.003</ENT>
            <ENT>0</ENT>
            <ENT>0</ENT>
            <ENT>0</ENT>
            <ENT>N/A</ENT>
            <ENT>0</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Killer whale</ENT>
            <ENT>0.038</ENT>
            <ENT>0</ENT>
            <ENT>15</ENT>
            <ENT>0</ENT>
            <ENT>N/A</ENT>
            <ENT>15</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Dall's porpoise</ENT>
            <ENT>0.014</ENT>
            <ENT>0</ENT>
            <ENT>15</ENT>
            <ENT>0</ENT>
            <ENT>N/A</ENT>
            <ENT>15</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Harbor porpoise</ENT>
            <ENT>0.231</ENT>
            <ENT>0</ENT>
            <ENT>120</ENT>
            <ENT>0</ENT>
            <ENT>N/A</ENT>
            <ENT>120</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Total</ENT>
            <ENT>0</ENT>
            <ENT>1,305</ENT>
            <ENT>96</ENT>
            <ENT>0</ENT>
            <ENT>1,401</ENT>
          </ROW>
          <TNOTE>* See preceding species-specific discussions for description of take estimate.</TNOTE>
          <TNOTE>
            <SU>1</SU>Acoustic injury threshold is 190 dB for pinnipeds and 180 dB for cetaceans. No activity would produce source levels equal to 190 dB, while only vibratory removal would produce a source level of 180 dB.</TNOTE>
          <TNOTE>
            <SU>2</SU>Acoustic disturbance threshold is 100 dB for sea lions and 90 dB for harbor seals. We believe that any animal subject to levels of airborne sound that may result in harassment—whether hauled-out or in the water—would likely also be exposed to underwater sound above behavioral harassment thresholds within the same day. Therefore, no take authorization specific to airborne sound is warranted.</TNOTE>
          <TNOTE>
            <SU>3</SU>Figures presented are abundance numbers, not density, and are calculated as the average of average daily maximum numbers per month. Abundance numbers are rounded to the nearest whole number for take estimation.</TNOTE>
        </GPOTABLE>
        <HD SOURCE="HD1">Negligible Impact and Small Numbers Analysis and Preliminary Determination</HD>
        <P>NMFS has defined “negligible impact” in 50 CFR 216.103 as “* * *an impact resulting from the specified activity that cannot be reasonably expected to, and is not reasonably likely to, adversely affect the species or stock through effects on annual rates of recruitment or survival.” In making a negligible impact determination, we consider a variety of factors, including but not limited to: (1) The number of anticipated mortalities; (2) the number and nature of anticipated injuries; (3) the number, nature, intensity, and duration of Level B harassment; and (4) the context in which the take occurs.</P>
        <P>Pile removal activities associated with the wharf rehabilitation project, as outlined previously, have the potential to disturb or displace marine mammals. Specifically, the project activities may result in take, in the form of Level B harassment (behavioral disturbance) only, from underwater sounds generated through pile removal. No mortality, serious injury, or Level A harassment is anticipated given the nature of the activity (i.e., non-pulsed sound with low source levels) and measures designed to minimize the possibility of injury to marine mammals, while Level B harassment would be reduced to the level of least practicable adverse impact for the same reasons. Specifically, these removal methods would produce lower source levels than would pile installation with a vibratory hammer, which does not have significant potential to cause injury to marine mammals due to its sound source characteristics and relatively low source levels. Pile removal will either not start or be halted if marine mammals approach the shutdown zone (described previously in this document). The pile removal activities analyzed here carry significantly less risk of impact to marine mammals than did other construction activities analyzed and monitored within the Hood Canal, including two recent projects conducted by the Navy at the same location (test pile project and the first year of EHW-1 pile replacement work) as well as work conducted in 2005 for the Hood Canal Bridge (SR-104) by the Washington Department of Transportation. These activities have taken place with no reported injuries or mortality to marine mammals.</P>
        <P>The numbers of authorized take for marine mammals would be considered small relative to the relevant stocks or populations even if each estimated taking occurred to a new individual—an extremely unlikely scenario. The proposed numbers of authorized take represent 5 percent of the relevant stock for harbor seals, 4.2 percent for transient killer whales, and 1.1 percent for harbor porpoises; the proposed numbers are less than 1 percent for the remaining species. However, even these low numbers represent potential instances of take, not the number of individuals taken. That is, it is likely that a relatively small subset of Hood Canal harbor seals, which is itself a small subset of the regional stock, would be harassed by project activities.</P>
        <P>For example, while the available information and formula estimate that as many as 737 exposures of harbor seals to stimuli constituting Level B harassment could occur, that number represents some portion of the approximately 1,088 harbor seals resident in Hood Canal (approximately 7 percent of the regional stock) that could potentially be exposed to sound produced by pile removal activities on multiple days during the project. No rookeries are present in the project area, there are no haul-outs other than those provided opportunistically by man-made objects, and the project area is not known to provide foraging habitat of any special importance. Repeated exposures of individuals to levels of sound that may cause Level B harassment are unlikely to result in hearing impairment or to significantly disrupt foraging behavior. Thus, even repeated Level B harassment of some small subset of the overall stock is unlikely to result in any significant realized decrease in viability for Hood Canal harbor seals, and thus would not result in any adverse impact to the stock as a whole.</P>

        <P>NMFS has determined that the impact of the previously described wharf rehabilitation project may result, at worst, in a temporary modification in behavior (Level B harassment) of small numbers of marine mammals. No injury, serious injury, or mortality is anticipated as a result of the specified activity, and none will be authorized. Additionally, animals in the area are not expected to incur hearing impairment (i.e., TTS or PTS) or non-auditory<PRTPAGE P="43063"/>physiological effects. For pinnipeds, the absence of any major rookeries and only a few isolated and opportunistic haul-out areas near or adjacent to the project site means that potential takes by disturbance would have an insignificant short-term effect on individuals and would not result in population-level impacts. Similarly, for cetacean species the absence of any known regular occurrence adjacent to the project site means that potential takes by disturbance would have an insignificant short-term effect on individuals and would not result in population-level impacts. Due to the nature, degree, and context of behavioral harassment anticipated, the activity is not expected to impact rates of recruitment or survival.</P>
        <P>While the number of marine mammals potentially incidentally harassed would depend on the distribution and abundance of marine mammals in the vicinity of the survey activity, the number of potential harassment takings is estimated to be small relative to regional stock or population number, and has been mitigated to the lowest level practicable through incorporation of the mitigation and monitoring measures mentioned previously in this document. This activity is expected to result in a negligible impact on the affected species or stocks.</P>
        <P>Based on the analysis contained herein of the likely effects of the specified activity on marine mammals and their habitat, and taking into consideration the implementation of the mitigation and monitoring measures, NMFS finds that the proposed wharf construction project would result in the incidental take of small numbers of marine mammals, by Level B harassment only, and that the total taking from the activity would have a negligible impact on the affected species or stocks.</P>
        <HD SOURCE="HD1">Impact on Availability of Affected Species or Stock for Taking for Subsistence Uses</HD>
        <P>No tribal subsistence hunts are held in the vicinity of the project area; thus, temporary behavioral impacts to individual animals would not affect any subsistence activity. Further, no population or stock level impacts to marine mammals are anticipated or authorized. As a result, no impacts to the availability of the species or stock to the Pacific Northwest treaty tribes are expected as a result of the activities. Therefore, no relevant subsistence uses of marine mammals are implicated by this action.</P>
        <HD SOURCE="HD1">Endangered Species Act (ESA)</HD>
        <P>There are two ESA-listed marine mammal species with known occurrence in the project area: The eastern DPS of the Steller sea lion, listed as threatened, and the humpback whale, listed as endangered. Because of the potential presence of these species, the Navy requested a formal consultation with the NMFS Northwest Regional Office under section 7 of the ESA. NMFS' Office of Protected Resources also initiated formal consultation on its authorization of incidental take of Steller sea lions. These consultations are complete, with the determination that these activities are not likely to jeopardize the continued existence of the threatened Steller sea lion and are not likely to adversely affect humpback whales. These species do not have critical habitat in the action area.</P>
        <HD SOURCE="HD1">National Environmental Policy Act (NEPA)</HD>

        <P>In compliance with the National Environmental Policy Act of 1969 (42 U.S.C. 4321<E T="03">et seq.</E>), as implemented by the regulations published by the Council on Environmental Quality (40 CFR parts 1500-1508), and NOAA Administrative Order 216-6, the Navy prepared an Environmental Assessment (EA) to consider the direct, indirect and cumulative effects to the human environment resulting from the pile replacement project. We adopted that EA in order to assess the impacts to the human environment of issuance of an IHA to the Navy and signed a Finding of No Significant Impact (FONSI) on May 17, 2011. On the basis of new information related to the occurrence of marine mammals in the Hood Canal, the Navy prepared a supplement to that EA. We have adopted that supplemental EA and signed a new FONSI on July 11, 2012.</P>
        <HD SOURCE="HD1">Determinations</HD>
        <P>We have determined that the impact of conducting the specific activities described in this notice and in the IHA request in the specific geographic region in Hood Canal, Washington may result, at worst, in a temporary modification in behavior (Level B harassment) of small numbers of marine mammals. Further, this activity is expected to result in a negligible impact on the affected species or stocks of marine mammals. The provision requiring that the activity not have an unmitigable impact on the availability of the affected species or stock of marine mammals for subsistence uses is not implicated for this action.</P>
        <HD SOURCE="HD1">Authorization</HD>
        <P>As a result of these determinations, we have issued an IHA to the Navy to conduct the described activities in the Hood Canal from the period of July 16, 2012, through February 15, 2013, provided the previously described mitigation, monitoring, and reporting requirements are incorporated.</P>
        <SIG>
          <DATED>Dated: July 13, 2012.</DATED>
          <NAME>Helen M. Golde,</NAME>
          <TITLE>Acting Director, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17638 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <SUBJECT>Affirmation of Vertical Datum for Surveying and Mapping Activities for the Territory of Puerto Rico</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Geodetic Survey (NGS), National Ocean Service (NOS), National Oceanic and Atmospheric Administration, Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This Notice announces a decision by the Federal Geographic Data Committee's Federal Geodetic Control Subcommittee in accordance with the Office of Management and Budget, Circular A-16 (<E T="03">http://www.whitehouse.gov/omb/circulars/a016/a016.html</E>), to affirm the Puerto Rico Vertical Datum of 2002 (PRVD02) as the official civilian vertical datum for surveying and mapping activities for the islands of Puerto Rico, Culebra, Mona and Vieques of the Commonwealth of Puerto Rico and to the extent practicable, legally allowable and feasible, require that all Federal agencies, with the exception of those with specific military related applications, using or producing vertical height information undertake an orderly transition to PRVD02.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Individuals or organizations wishing to submit comments on the adoption of PRVD02 as the official civilian vertical datum for the Territory of Puerto Rico, which includes the islands of Puerto Rico, Culebra, Vieques, and Mona, should do so by August 22, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Written comments should be sent to the attention of David Doyle, Chief Geodetic Surveyor, Office of the National Geodetic Survey, National Ocean Service (N/NGS2), 1315 East-West Highway, #8815, Silver Spring, Maryland, 20910, fax 301-713-4324, or via email<E T="03">Dave.Doyle@noaa.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <PRTPAGE P="43064"/>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Requests for additional information should be directed to David Doyle, Chief Geodetic Surveyor, National Geodetic Survey (N/NGS2), 1315 East-West Highway, #8815, Silver Spring, MD, 20910; Phone: (301) 713-3178.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The National Ocean Service (NOS), National Geodetic Survey (NGS), has completed the definition and implementation of PRVD02. PRVD02 supersedes all previously published height systems determined by other Federal surveying and mapping agencies on Puerto Rico, Culebra, Vieques and Mona, with the exception of those specifically related to tidal datums and/or military applications. PRVD02 heights are the result of a mathematical least squares general adjustment of the vertical control portion of the National Spatial Reference System (NSRS) and are derived from approximately 700 km of Double-Run, 1st-Oder, Class II geodetic leveling observations (650 km on Puerto Rico, 5 km on Culebra and 45 km on Vieques) undertaken specifically for this project. The basis for all PRVD02 heights is Local Mean Sea Level, for the National Tidal Datum Epoch 1983-2001, as determined by the NOS Center for Operational Oceanographic Products and Services (CO-OPS), and published as part of the National Water Level Observation Network (NWLON) for bench marks designated 975 5371 A TIDAL (PID TV1513) (1.334 meters), located at La Puntilla, San Juan Puerto Rico, 975 2235 D (PID DN8624) (0.973 meters), located on Culebra Island, 975 2695 A (PID DN8535) (1.962 meters), located at Esperanza, Vieques Island, and 975 9938 A (1.158 meters) (PID DN8596) on Mona Island. No leveling is planned for Mona Island; however this value serves as the datum definition for any further geodetic surveying that may be conducted there.</P>

        <P>PRVD02 height information for individual geodetic control monuments is available in digital form, from the NGS Web site:<E T="03">http://www.ngs.noaa.gov/cgi-bin/datasheet.prl.</E>
        </P>
        <SIG>
          <DATED>Dated: July 10, 2012.</DATED>
          <NAME>Juliana P. Blackwell,</NAME>
          <TITLE>Director, Office of National Geodetic Survey, National Ocean Service,National Oceanic and Atmospheric Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17600 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-JE-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">COMMODITY FUTURES TRADING COMMISSION</AGENCY>
        <SUBJECT>Meeting; Technology Advisory Committee</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Commodity Futures Trading Commission (CFTC).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of emergency meeting of technology advisory committee.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The CFTC announces that on Thursday, July 26, 2012, the CFTC's Technology Advisory Committee (“TAC”) will hold an emergency public meeting at the CFTC's Washington, DC headquarters, from 10:00 a.m. to 4:00 p.m. The TAC will focus on possible technology solutions to, among other things, enable futures commission merchant customers, self-regulatory organizations and the CFTC to verify in near real-time the accuracy of the amount of funds held in customer segregated accounts.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meeting will be held on July 26, 2012, from 10:00 a.m. to 4:00 p.m. Members of the public who wish to submit written statements in connection with the meeting should submit them by July 19, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The meeting will take place in the Conference Center at the CFTC's headquarters, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581. Written statements should be submitted to: Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581, attention: Office of the Secretary. Please use the title “Technology Advisory Committee” in any written statement you may submit. Any statements submitted in connection with the committee meeting will be made available to the public.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Laura Gardy, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581, (202) 418-5354.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This emergency meeting of the TAC is being held in response to the Commission's July 10, 2012 complaint against Peregrine Financial Group Inc. (PFG), a registered futures commission merchant (FCM), and its owner, Russell R. Wasendorf, Sr., alleging fraud by misappropriating customer funds, violations of customer fund segregation laws, and making false statements in financial statements filed with the Commission. The filing of the complaint was triggered by a National Futures Association (NFA) audit conducted earlier this month which revealed that despite PFG's representations that it held in excess of $220 million of customer funds, in fact, PFG held approximately $5.1 million.</P>
        <P>This meeting will focus on technological solutions to providing the CFTC, self-regulatory organizations, and futures commission merchant customers direct access to customer segregated account information in order to help eliminate the possibility of theft and misappropriation of customer funds. The TAC will explore related technological and legal issues through panel presentations and open discussion. The meeting will be open to the public with seating on a first-come, first-served basis. Members of the public who wish to listen to the meeting by telephone may do so by calling a toll-free telephone line to contact to a live, listen-only audio feed. Call-in participants should be prepared to provide their first name, last name and affiliation. Additionally, a video recording of the meeting will be published through a link on the CFTC's Web site.</P>
        <P>All written submissions provided to the CFTC in any form will also be published on the Web site of the CFTC.</P>
        <P>
          <E T="03">Domestic Toll Free:</E>1-866-844-9416.</P>
        <P>
          <E T="03">International Toll:</E>Under Related Documents to be posted on<E T="03">www.cftc.gov.</E>
        </P>
        <P>
          <E T="03">Conference ID:</E>8311506.</P>
        <P>
          <E T="03">Call Leader Name:</E>Michael Jones.</P>
        <P>
          <E T="03">Pass Code/Pin Code:</E>CFTC.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>5 U.S.C. app. 2 § 10(a)(2)</P>
        </AUTH>
        
        <SIG>
          <P>By the Commodity Futures Trading Commission.</P>
          <DATED>Dated: July 17, 2012.</DATED>
          <NAME>Sauntia S. Warfield,</NAME>
          <TITLE>Assistant Secretary of the Commission.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17856 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <SUBJECT>Defense Science Board; Notice of Advisory Committee Meetings</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of Defense.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Advisory Committee Meetings.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Defense Science Board 2012 Summer Study on Technology and Innovation Enablers for Superiority in 2030 will meet in closed session August 20-24, 2012, from 8:00 a.m. to 5:00 p.m. at the Charles Stark Draper Laboratory, Room 7137, Cambridge, MA.</P>

          <P>The mission of the Defense Science Board is to advise the Secretary of Defense and the Under Secretary of<PRTPAGE P="43065"/>Defense for Acquisition, Technology &amp; Logistics on scientific and technical matters as they affect the perceived needs of the Department of Defense. At this meeting, the Board will discuss interim finding and recommendations resulting from ongoing Task Force activities. The Board will also discuss plans for future consideration of scientific and technical aspects of specific strategies, tactics, and policies as they may affect the U.S. national defense posture and homeland security.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>August 20-24, 2012, from 8:00 a.m. to 5:00 p.m.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The Charles Stark Draper Laboratory, Room 7137, Cambridge, MA.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Ms. Debra Rose, Executive Officer, Defense Science Board, 3140 Defense Pentagon, Room 3B888A, Washington, DC 20301-3140, via email at<E T="03">debra.rose@osd.mil,</E>or via phone at (703) 571-0084.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>In accordance with section 10(d) of the Federal Advisory Committee Act, Public Law 92-463, as amended (5 U.S.C. App. 2) and 41 CFR 102-3.155, the Department of Defense has determined that these Defense Science Board Quarterly meetings will be closed to the public. Specifically, the Under Secretary of Defense (Acquisition, Technology and Logistics), with the coordination of the DoD Office of General Counsel, has determined in writing that all sessions of these meetings will be closed to the public because they will be concerned throughout with matters listed in 5 U.S.C. 552b(c)(1) and (4).</P>

        <P>Interested persons may submit a written statement for consideration by the Defense Science Board. Individuals submitting a written statement must submit their statement to the Designated Federal Official at the address detailed in<E T="02">FOR FURTHER INFORMATION CONTACT</E>; at any point, however, if a written statement is not received at least 10 calendar days prior to the meeting, which is the subject of this notice, then it may not be provided to or considered by the Defense Science Board. The Designated Federal Official will review all timely submissions with the Defense Science Board Chairperson, and ensure they are provided to members of the Defense Science Board before the meeting that is the subject of this notice.</P>
        <SIG>
          <DATED>Dated: July 18, 2012.</DATED>
          <NAME>Aaron Siegel,</NAME>
          <TITLE>Alternate OSD Federal Register Liaison Officer, Department of Defense.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17813 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 5001-06-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
        <SUBJECT>National Assessment Governing Board; Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>U.S. Department of Education, National Assessment Governing Board.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Open and Closed Meeting Sessions.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This notice sets forth the schedule and proposed agenda for the upcoming meeting of the National Assessment Governing Board (Board) and also describes the specific functions of the Board. Notice of this meeting is required under Section 10 (a) (2) of the Federal Advisory Committee Act. This notice is issued to provide members of the general public with an opportunity to attend and/or provide comments. Individuals who will need special accommodations in order to attend the meeting (<E T="03">e.g.,</E>interpreting services, assistive listening devices, materials in alternative format) should notify Munira Mwalimu at 202-357-6938 or at<E T="03">Munira.Mwalimu@ed.gov</E>no later than July 27, 2012. We will attempt to meet requests after this date but cannot guarantee availability of the requested accommodation. The meeting site is accessible to individuals with disabilities.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>August 2-4, 2012.</P>
          <P>
            <E T="03">Times:</E>
          </P>
        </DATES>
        <HD SOURCE="HD1">August 2</HD>
        <HD SOURCE="HD2">Committee Meetings</HD>
        <P>
          <E T="03">Assessment Development Committee (ADC):</E>Closed Session: 9:00 a.m.-3:30 p.m.; Open Session: 3:30 p.m.-4:00 p.m.</P>
        <P>
          <E T="03">Executive Committee:</E>Open Session: 4:30 p.m.-5:30 p.m.; Closed Session: 5:30 p.m.-6:00 p.m.</P>
        <HD SOURCE="HD1">August 3</HD>
        <P>
          <E T="03">Full Board:</E>Open Session: 8:30 a.m.-9:45 a.m.; Closed Session: 12:45 p.m.-1:45 p.m.; Open Session: 2:00 p.m.-4:00 p.m.</P>
        <HD SOURCE="HD2">Committee Meetings</HD>
        <P>
          <E T="03">Assessment Development Committee (ADC):</E>Open Session: 10:00 a.m.-11:00 a.m.; Closed Session: 11:00 a.m.-12:30 p.m.</P>
        <P>
          <E T="03">Reporting and Dissemination Committee (R&amp;D):</E>Open Session: 10:00 a.m.-12:30 p.m.</P>
        <P>
          <E T="03">Committee on Standards, Design and Methodology (COSDAM):</E>Open Session: 10:00 a.m. -11:30 a.m.; Closed Session: 11:30 a.m.-12:30 p.m.</P>
        <HD SOURCE="HD1">August 4</HD>
        <P>
          <E T="03">Nominations Committee:</E>Closed Session: 7:30 a.m.-8:15 a.m.</P>
        <P>
          <E T="03">Full Board:</E>Open Session: 8:30 a.m.-12:00 p.m.</P>
        <P>
          <E T="03">Location:</E>St. Regis Hotel, 923 16th and K Streets NW., Washington DC 20006.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Munira Mwalimu, Executive Officer, National Assessment Governing Board, 800 North Capitol Street NW., Suite 825, Washington, DC, 20002-4233, Telephone: (202) 357-6938.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The National Assessment Governing Board (Board) is established under section 412 of the National Education Statistics Act of 1994, as amended.</P>
        <P>The Board is established to formulate policy guidelines for the National Assessment of Educational Progress (NAEP). The Board's responsibilities include the following: selecting subject areas to be assessed, developing assessment frameworks and specifications, developing appropriate student achievement levels for each grade and subject tested, developing standards and procedures for interstate and national comparisons, developing guidelines for reporting and disseminating results, and releasing initial NAEP results to the public.</P>
        <P>The Governing Board`s standing committees, the Assessment Development Committee and the Executive Committee, will convene on August 2, 2012. From 9:00 a.m. to 3:30 p.m., the Assessment Development Committee (ADC) will meet in closed session to review secure computer-based tasks and test materials for the NAEP 2014 Technology and Engineering Literacy Assessment at grade 8. During the closed session, ADC members will be provided specific test materials for review which are not yet available for release to the general public. Premature disclosure of these secure test items and materials would compromise the integrity and substantially impede implementation of the NAEP assessments and is therefore protected by exemption 9(B) of section 552b(c) of Title 5 of the United States Code. Following this closed session, the Committee will meet in open session from 3:30 p.m. to 4:00 p.m. to discuss NAEP Preparedness Reporting.</P>

        <P>The Executive Committee will meet on August 2, 2012 from 4:30 p.m. to 5:30 p.m. in open session and thereafter in closed session from 5:30 p.m. to 6:00 p.m. At 4:45 p.m. the Executive Committee will discuss the election of the Board Vice Chair for a term beginning October 1, 2012. During the closed session, the Executive Committee will receive and discuss the current procurement plans and independent<PRTPAGE P="43066"/>government cost estimates from the National Center for Education Statistics (NCES) staff for proposed item development, data collection, scoring and analysis, and reporting of National Assessment of Educational Progress (NAEP) results for 2013-2017, and their implications on future NAEP activities. The discussion of independent government cost estimates for the NAEP 2013-2017 contracts is necessary for ensuring that NAEP contracts meet congressionally mandated goals and adhere to Board policies on NAEP Assessments available at<E T="03">www.nagb.org/policies.html.</E>This part of the meeting must be conducted in closed session because public disclosure of this information would likely have an adverse financial effect on the NAEP program and would provide an advantage to potential bidders attending an open meeting. Discussion of this information would be likely to significantly impede implementation of a proposed agency action if conducted in open session. Such matters are protected by exemption 9(B) of section 552b(c) of Title 5 U.S.C.</P>
        <P>On August 3, 2012, the full Board will meet in open session from 8:30 a.m. to 9:45 a.m., followed by a closed session from 12:45 p.m. to 1:45 p.m. and thereafter in open session from 2:00 p.m. to 4:00 p.m.</P>
        <P>From 8:30 a.m. to 8:45 a.m. on August 3, the Board will review and approve the August 2012 meeting agenda and meeting minutes from the May 2012 Board meeting, followed by the Chairman's remarks. From 8:45 a.m. to 9:15 a.m. the Board will receive a briefing on the Department of Defense Education Activity (DoDEA) and NAEP. From 9:15 a.m. to 9:45 a.m., the Executive Director of the Governing Board will provide a report to the Board, followed by updates from the Commissioner of the National Center for Education Statistics (NCES) and the Director of the Institute of Education Sciences (IES). Following these sessions, the Board will recess for Committee meetings from 10:00 a.m. to 12:30 p.m.</P>
        <P>The Reporting and Dissemination Committee will meet in open session from 10:00 a.m. to 12:30 p.m. The Assessment Development Committee (ADC) will meet in open session from 10:00 a.m. to 11:00 a.m. and thereafter in closed sessions from 11:00 a.m. to 12:30 p.m. During the first closed session, the ADC will receive secure results from two NAEP studies: the NAEP Mathematics Knowledge and Skills Appropriate Study (KaSA) at grade 8 and results from the 2011 NAEP Grade 4 Computer-Based Writing Pilot. The briefing and discussions on these two special studies must be conducted in closed session because the ADC members will be provided with results which are under an NCES embargo and not yet available for release to the general public. Premature disclosure of these secure test items and materials would compromise the integrity and substantially impede implementation of the NAEP assessments and is therefore protected by exemption 9(B) of section 552b(c) of Title 5 of the United States Code.</P>
        <P>The Committee on Standards, Design and Methodology (COSDAM) will meet in open session from 10:00 a.m. to 11:30 a.m. and thereafter in closed session from 11:30 a.m. to 12:30 p.m. During the closed session, the Committee will receive two briefings: First, the results of a multi-stage adaptive assessment will be presented to brief the Committee on analyses of response time indicators of student engagement. The session will need to be closed in order to present information about differential response times associated with specific items included in the secure NAEP assessment. The Committee will be provided with secure results that have not been approved for release and therefore cannot be disclosed to the general public at this time. Premature disclosure of these secure data would significantly impede implementation of the NAEP assessments and reporting, and is therefore protected by exemption 9(B) of section 552b(c) of Title 5 U.S.C.</P>
        <P>During the second part of the closed session, NCES staff will provide a briefing on the procurement plans for conducting an evaluation of the NAEP achievement levels. COSDAM oversees the development of NAEP achievement levels. Members will discuss the subjects and grades to be included in the evaluation. This part of the meeting must be conducted in closed session because the solicitation has not been released. Public disclosure of this information would likely have an adverse financial effect on the NAEP program and would provide an advantage to potential bidders attending an open meeting. Discussion of this information would be likely to significantly impede implementation of a proposed agency action if conducted in open session. Such matters are protected by exemption 9(B) of section 552b(c) of Title 5 U.S.C.</P>
        <P>On August 3, 2012 from 12:45 p.m. to 1:45 p.m. the full Board will meet in closed session to receive and discuss results of the NAEP 2011 Writing Report Card at grades 8 and 12. The briefing will include secure items and embargoed assessment data and results that cannot be discussed in an open meeting prior to their official release. Premature disclosure of these results would significantly impede implementation of the NAEP assessment program, and is therefore protected by exemption 9(B) of section 552b(c) of Title 5 United States Code.</P>
        <P>After the closed session, the Board will meet in the following open sessions: From 2:00 p.m. to 3:15 p.m., the Board will receive a briefing on the Common Core State Standards and Assessments from the PARCC Assessment Consortium and the Smarter Balanced Assessment Consortium. From 3:15 p.m. to 4:00 p.m., the Board will receive a briefing on the Race to the Top Implementation and NAEP. The August 3, 2012 session of the Board meeting is scheduled to adjourn at 4:00 p.m.</P>
        <P>On August 4, 2012, the Nominations Committee will meet in closed session from 7:15 a.m. to 8:15 a.m. to discuss potential candidates for Board terms beginning October 1, 2013. The Committee discussions pertain solely to internal personnel rules and practices of an agency and information of a personal nature where disclosure would constitute an unwarranted invasion of personal privacy. As such, the discussions are protected by exemptions 2 and 6 of section 552b(c) of Title 5 of the United States Code.</P>
        <P>On August 4, from 8:30 a.m. to 10:30 a.m. the full Board will meet in open session to discuss its ongoing work on Making a Difference, Reporting NAEP 12th Grade Academic Preparedness Research, Parent Engagement, and NAEP and Common Core State Standards and Assessments. The Board will also discuss plans for the Board's 25th Anniversary. From 10:45 a.m. to 12:00 p.m. the Board will receive Committee reports and take action on Committee recommendations. The August 4, 2012 meeting is scheduled to adjourn at 12:00 p.m.</P>
        <P>Detailed minutes of the meeting, including summaries of the activities of the closed sessions and related matters that are informative to the public and consistent with the policy of section 5 U.S.C. 552b(c) will be available to the public within 14 days of the meeting. Records are kept of all Board proceedings and are available for public inspection at the U.S. Department of Education, National Assessment Governing Board, Suite #825, 800 North Capitol Street NW., Washington, DC, from 9:00 a.m. to 5:00 p.m. Eastern Time, Monday through Friday.</P>
        <P>
          <E T="03">Electronic Access to This Document:</E>You may view this document, as well as all other documents of this Department published in the<E T="04">Federal Register,</E>in<PRTPAGE P="43067"/>text or Adobe Portable Document Format (PDF) on the Internet at the following site:<E T="03">http://www.ed.gov/news/fedregister/index.html.</E>To use PDF you must have Adobe Acrobat Reader, which is available free at this site. If you have questions about using PDF, call the U.S. Government Printing Office (GPO), toll free at 1-866-512-1800; or in the Washington, DC, area at (202) 512-0000.</P>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>

          <P>The official version of this document is the document published in the<E T="04">Federal Register.</E>Free Internet access to the official edition of the<E T="04">Federal Register</E>and the Code of Federal Regulations is available on GPO Access at:<E T="03">www.gpoaccess.gov/nara/index.html.</E>
          </P>
        </NOTE>
        <SIG>
          <DATED>Dated: July 17, 2012.</DATED>
          <NAME>Mary Crovo,</NAME>
          <TITLE>Deputy Executive Director, National Assessment Governing Board (NAGB), U.S. Department of Education.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17802 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4000-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Office of Energy Efficiency and Renewable Energy</SUBAGY>
        <SUBJECT>State Energy Advisory Board</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of Energy Efficiency and Renewable Energy, Department of Energy.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of open teleconference.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This notice announces a teleconference call of the State Energy Advisory Board (STEAB). The Federal Advisory Committee Act (Pub. L. 92-463; 86 Stat.770) requires that public notice of these meetings be announced in the<E T="04">Federal Register</E>.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Thursday, August 16, 2012, 3:30 p.m.-4:00 p.m. (EST). To receive the call-in number and passcode, please contact the Board's Designated Federal Officer (DFO) at the address or phone number listed below.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Gil Sperling, STEAB Designated Federal Officer, U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, 1000 Independence Ave. SW., Washington, DC 20585. Phone number: (202) 287-1644.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P SOURCE="NPAR">
          <E T="03">Purpose of the Board:</E>To make recommendations to the Assistant Secretary for the Office of Energy Efficiency and Renewable Energy regarding goals and objectives, programmatic and administrative policies, and to otherwise carry out the Board's responsibilities as designated in the State Energy Efficiency Programs Improvement Act of 1990 (Pub. L. 101-440).</P>
        <P>
          <E T="03">Tentative Agenda:</E>Receive an update on the activities of the STEAB's Task Forces, review letters and resolutions transmitted to EERE on behalf of the STEAB, and provide an update to the Board on routine business matters and other topics of interest.</P>
        <P>
          <E T="03">Public Participation:</E>The meeting is open to the public. Written statements may be filed with the Board either before or after the meeting. Members of the public who wish to make oral statements pertaining to agenda items should contact Gil Sperling at the address or telephone number listed above. Requests to make oral comments must be received five days prior to the meeting; reasonable provisions will be made to include requested topic(s) on the agenda. The Chair of the Board is empowered to conduct the meeting in a fashion that will facilitate the orderly conduct of business.</P>
        <P>
          <E T="03">Minutes:</E>The minutes of the meeting will be available for public review and copying within 60 days on the STEAB Web site at:<E T="03">www.steab.org.</E>
        </P>
        <SIG>
          <DATED>Issued at Washington, DC, on July 13, 2012.</DATED>
          <NAME>LaTanya R. Butler,</NAME>
          <TITLE>Acting Deputy Committee Management Officer.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17877 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6450-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>U.S. Energy Information Administration</SUBAGY>
        <SUBJECT>Proposed Agency Information Collection</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>U.S. Energy Information Administration (EIA), Department of Energy (DOE).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Agency Information Collection Activities: Proposed Information Collection; Notice and Request for Comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The EIA is soliciting comments on the proposed reinstatement, and three-year approval to the Form GC-859, “Nuclear Fuel Data Survey” (previously designated as the Form RW-859, “Nuclear Fuel Data Survey”) that EIA is developing for submission to the Office of Management and Budget (OMB) pursuant to the Paperwork Reduction Act of 1995. The Nuclear Waste Policy Act of 1982 (42 U.S.C. 10101<E T="03">et seq.</E>) required that the DOE enter into Standard Contracts with all generators or owners of spent nuclear fuel and high-level radioactive waste of domestic origin in 1983. This data collection evolved from an Appendix to this Standard Contract. Appendix B to the Standard Contract required that spent nuclear fuel discharge, storage, and projection information be collected annually. The annual version of the Form RW-859 survey was collected for the survey years from 1983 through 1995. Due to budgetary constraints, the survey was collected periodically for survey years 1998 and 2002, covering multi-year periods. The survey containing data as of December 31, 2002 was collected during 2003 and is the most recent data on spent nuclear fuel discharges and storage available within DOE. Lack of funding resulted in the form being discontinued in 2009. With the transfer of certain functions between Offices of the DOE and with the need to collect data for other Offices within DOE, the data collection authorization is now under the auspices of the Office of the General Counsel (GC) and the form will be redesignated as the Form GC-859.</P>
          <P>Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>Comments regarding this proposed information collection must be received by September 21, 2012. If you anticipate difficulty in submitting comments within that period, contact the person listed in<E T="02">ADDRESSES</E>as soon as possible.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Send comments to Marta Gospodarczyk. To ensure receipt of the comments by the due date, submission by Fax (202-586-3045) or email (<E T="03">marta.gospodarczyk@eia.gov</E>) is recommended. The mailing address is Office of Electricity, Coal, Nuclear, and Renewables Analysis, EI-34, Forrestal Building, U.S. Department of Energy, 1000 Independence Ave. SW., Washington, DC 20585. Alternatively, Ms. Gospodarczyk may be contacted by telephone at 202-586-0527.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Requests for additional information or copies of any forms and instructions<PRTPAGE P="43068"/>should be directed to Ms. Gospodarczyk at the address listed above. Additionally, forms and instructions may be viewed at<E T="03">http://www.eia.gov/survey/#GC-859</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>This information collection request contains:</P>
        <P>(1) OMB No. 1901-0287;</P>
        <P>(2)<E T="03">Information Collection Request Title:</E>Form GC-859, “Nuclear Fuel Data Survey”;</P>
        <P>(3)<E T="03">Type of Request:</E>Reinstatement with changes of a previously approved collection for which approval has been discontinued;</P>
        <P>(4a)<E T="03">Purpose:</E>
        </P>
        <P>The Federal Energy Administration Act of 1974 (Pub. L. 93-275, 15 U.S.C. 761 et seq.) and the DOE Organization Act (Pub. L. 95-91, 42 U.S.C. 7101 et seq.) require the EIA to carry out a centralized, comprehensive, and unified energy information program. This program collects, evaluates, assembles, analyzes, and disseminates information on energy resource reserves, production, demand, technology, and related economic and statistical information. This information is used to assess the adequacy of energy resources to meet near and longer term domestic demands.</P>
        <P>The EIA, as part of its effort to comply with the Paperwork Reduction Act of 1995 (Pub. L. 104-13, 44 U.S.C. chapter 35), provides the general public and other Federal agencies with opportunities to comment on collections of energy information conducted by or in conjunction with the EIA. Any comments received help the EIA to prepare data requests that maximize the utility of the information collected, and to assess the impact of collection requirements on the public. Also, the EIA will later seek approval by the Office of Management and Budget (OMB) under Section 3507(a) of the Paperwork Reduction Act of 1995.</P>
        <P>The Nuclear Waste Policy Act of 1982 (42 U.S.C. 10101<E T="03">et seq.</E>) required that the DOE enter into Standard Contracts with all generators or owners of spent nuclear fuel and high-level radioactive waste of domestic origin. Form GC-859 evolved from an appendix to this Standard Contract.</P>
        <P>Appendix B to the Standard Contract, originally titled “Ten Year Discharge Forecast,” became the Form RW-859 “Nuclear Fuel Data Survey.” The Form RW-859 survey was collected annually for survey years from 1983 through 1995. It was again collected for survey years 1998 and 2002, covering a multi-year period. The Form RW-859 was last collected in 2003 and was discontinued on November 10, 2009. The survey containing data as of December 31, 2002 was the last collected and is the most recent data on nuclear fuel discharges and storage available within EIA. The EIA has collected the Form RW-859 survey for the DOE Office of Civilian Radioactive Waste Management (OCRWM). In 2009, the Obama Administration determined that all funding for OCRWM be eliminated from the Federal budget, leading to the dissolution of the OCRWM. Many of the activities previously performed by the OCRWM had to continue in lieu of these political developments. Activities were transferred to the Office of Standard Contract Management, which has been created within the Office of the General Counsel (GC). Thus, the form number was changed from the Form RW-859 to the Form GC-859.</P>
        <P>Form RW-859 Nuclear Fuel Data Survey form has been used to collect information on nuclear fuel use and spent fuel discharges from all utilities that operate commercial nuclear reactors and from all others that possess irradiated fuel from commercial nuclear reactors. The data collection provides stakeholders with detailed information concerning the spent nuclear fuel generated by the respondents (commercial utility generators of spent nuclear fuel and other owners of spent nuclear fuel within the U.S.). The new Form GC-859 will represent a change from previous versions of the Nuclear Fuel Data Survey. Recommendations developed by the president's Blue Ribbon Commission on America's Nuclear Energy Future have resulted in a need for more detailed data than that collected in previous surveys in order that personnel from the DOE Offices of Nuclear Energy (NE) and Environmental Management (EM), the national laboratories, and other data users can meet their research obligations.</P>

        <P>Please refer to the proposed forms and instructions for more information about the purpose, who must report, when to report, where to submit, the elements to be reported, detailed instructions, provisions for confidentiality, and uses (including possible non-statistical uses) of the information. For instructions on obtaining materials, see the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section.</P>
        <P>(4b)<E T="03">Proposed Changes to Information Collection:</E>
        </P>
        <P>The current Form GC-859 redesign effort and associated changes has several fundamental goals and objectives:</P>
        
        <FP SOURCE="FP-1">—Maintain the fidelity of collection of the information required by stakeholders, by continuing to collect quality data on reactors, historical spent fuel discharges, projections of spent fuel discharges, pool capacities and inventories, and special fuel and non-fuel forms relevant to user needs;</FP>
        <FP SOURCE="FP-1">—Simplify the process of data collection and validation, by enhancing the ability of respondents to provide data through electronic data transfer in any available format (spreadsheet, database, etc.);</FP>
        
        <P>The major changes to the Form GC-859 survey from the last data collection in 2003 include the following:</P>
        <P>The EIA has modified the structure of the Form GC-859 survey into separate schedules for the collection of utility, reactor, fuel, storage facility, non-fuel, and greater than class C (GTCC) low-level radioactive waste data. The redesign increases the visibility of storage facilities as individual entities, clarifies the collection of data on special fuel forms and non-fuel components, updates historical cycle assembly data, and collects new data on GTCC low-level waste.</P>
        <P>Instructions for responding to each schedule of the survey form, along with appropriate references and definitions, have been moved into the schedules. Instructions were previously detailed in an Appendix to the survey form. Appropriate data from the Standard Contract has also been included within the form schedules. The new form allows for multiple contact personnel, so that respondents may choose to submit reactor and storage facility data separately. Drop-down menus have been added throughout the form to aid the respondents. The Glossary has been revised and expanded. Respondents to this data collection are provided with data submitted on previous Nuclear Fuel Data surveys so that they may update historical data. The DOE last collected the survey containing data as of December 31, 2002. Current respondents will be provided with this 2002 survey data to update. Additional data from prior versions of the form will also be supplied where appropriate. Respondents will be allowed to modify, update, or correct historical data or supply complete historical data in any readily available format.</P>

        <P>The consolidation of all fuel data (metal content, enrichment, discharge burnup, cycle numbers and dates, fuel vendor, lattice type, assembly status code, storage location, special fuel forms) in a single survey schedule ensures consistent, non-repetitive data. Data on special fuel forms (consolidated fuel, fuel in canisters, fuel rods, fuel pieces) now supplements the basic fuel data, rather than being collected in separate sections as in previous surveys.<PRTPAGE P="43069"/>A major change to the spent fuel data is that respondents are no longer required to report assembly type codes for every discharged assembly. Previous surveys contained an Appendix of almost 300 different assembly codes from which the respondent had to choose, based on assembly manufacturer, design considerations, and characteristics. Respondents are now required to only report manufacturer and lattice (array) type, greatly reducing the time required to fill out this section.</P>
        <P>The fuel section now includes a requirement to collect complete fuel cycle history for every discharged assembly. Previously collected fuel data included fresh fuel assembly insertions and spent fuel discharges, so much of this historical data is already available and will be provided to the respondents.</P>
        <P>Data collection for pool storage and dry storage has been consolidated from two sections on the Form RW-859 survey to one on the Form GC-859 survey. Previous requirements to supply information on individual assemblies stored at all storage sites has been replaced by the addition of a column for storage site identifier in the fuel data section. A new requirement to report assemblies in multi-canister dry storage modules has been added.</P>
        <P>Non-fuel components data collection has been moved to a separate schedule. Based on discussions with industry personnel and comments submitted on previous surveys, data will now be collected by storage location: Components that are an integral part of an assembly, components stored in a single-element canister or container, and components stored separate from an assembly and uncanistered in the storage pool. Data on non-fuel components integral to an assembly are being collected for the first time.</P>
        <P>Another new addition to the Form GC-859 is a schedule for greater than class C (GTCC) low level radioactive waste (LLRW). This schedule will collect both packaged and projected inventory information for activated metals and process waste. This schedule is not mandatory, and only respondents who have readily available access to this data should report.</P>
        <P>Approximately 20 questions, tables, or sections have been deleted from this version of the form. Data on reinserted fuel, canister closure, and shipments and transfers of discharged fuel have been removed in the new version of the survey. The revised form eliminates the collection of duplicative information.</P>
        <P>A three-year clearance is being requested for this survey since no definitive plans have been made on when the next Form GC-859 survey will be collected. Respondents will be notified prior to the next data collection.</P>
        <P>(5)<E T="03">Estimated Number of Survey Respondents:</E>138 Surveys are expected to be filed for approximately 138 facilities. These facilities include 104 operating nuclear reactors, 16 permanently shut down nuclear reactors, 8 storage facilities, and 10 research/test reactors. Respondents other than operating nuclear reactors are only required to respond to the sections of the survey applicable to them;</P>
        <P>(6)<E T="03">Annual Estimated Number of Total Responses:</E>Current plans call for the survey to be collected once every five years, so respondents will only file the Form GC-859 once over the three-year approval period, for an average of<FR>1/3</FR>of a response per year from each respondent. Dividing the numbers in (5) by 3, EIA estimates an average of 34.667 responses annually from operating nuclear reactors, 5.333 responses annually from permanently shut down nuclear reactors, 2.667 responses annually from storage facilities, and 3.333 responses annually from research/test stations. For the three-year approval period, the annual estimate is 46 responses;</P>
        <P>(7)<E T="03">Estimated Number of Annual Burden Hours:</E>3106.7. The estimate by respondent category is 80 hours per response for operating nuclear reactors, 40 hours per response for permanently shut down nuclear reactors, and 20 hours per response for storage facilities and research/test reactors. The total of 3106.7 hours per year is obtained by multiplying the burden per response for each category by the corresponding annual responses in (6) and adding the burden estimates for each category.</P>
        <P>(8)<E T="03">Annual Estimated Reporting and Recordkeeping Cost Burden:</E>$0; EIA estimates that there are no additional costs to respondents associated with the burden hours.</P>
        <AUTH>
          <HD SOURCE="HED">Statutory Authority:</HD>
          <P>Section 13(b) of the Federal Energy Administration Act of 1974, Pub. L. 93-275, codified at 15 U.S.C. 772(b); Section 302 of the Nuclear Waste Policy Act of 1982, codified at 42 U.S.C. 10101.</P>
        </AUTH>
        <SIG>
          <DATED>Issued in Washington, DC, on July 11, 2012.</DATED>
          <NAME>Stephanie Brown,</NAME>
          <TITLE>Director, Office of Survey Development and Statistical Integration, U.S. Energy Information Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-17876 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6450-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <SUBJECT>Combined Notice of Filings #1</SUBJECT>
        <P>Take notice that the Commission received the following electric corporate filings:</P>
        
        <P>
          <E T="03">Docket Numbers:</E>EC12-117-000.</P>
        <P>
          <E T="03">Applicants:</E>Mission Funding Alpha.</P>
        <P>
          <E T="03">Description:</E>Application for Authorization for Disposition of Jurisdictional Facilities and Request for Expedited Action of Mission Funding Alpha.</P>
        <P>
          <E T="03">Filed Date:</E>7/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120713-5194.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/3/12.</P>
        
        <P>Take notice that the Commission received the following exempt wholesale generator filings:</P>
        
        <P>
          <E T="03">Docket Numbers:</E>EG12-87-000.</P>
        <P>
          <E T="03">Applicants:</E>Los Vientos Windpower IA, LLC.</P>
        <P>
          <E T="03">Description:</E>Self-Certification of Exempt Wholesale Generator of Los Vientos Windpower IA, LLC.</P>
        <P>
          <E T="03">Filed Date:</E>7/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120713-5139.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/3/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>EG12-88-000.</P>
        <P>
          <E T="03">Applicants:</E>Los Vientos Windpower IB, LLC.</P>
        <P>
          <E T="03">Description:</E>Self-Certification of Exempt Wholesale Generator Status of Los Vientos Windpower IB, LLC.</P>
        <P>
          <E T="03">Filed Date:</E>7/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120713-5140.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/3/12.</P>
        
        <P>Take notice that the Commission received the following electric rate filings:</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2002-001.</P>
        <P>
          <E T="03">Applicants:</E>PJM Interconnection, L.L.C.</P>
        <P>
          <E T="03">Description:</E>Errata to Original Service Agreement No. 3327 Queue Position T126 to be effective 5/11/2012.</P>
        <P>
          <E T="03">Filed Date:</E>7/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120713-5171.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/3/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2241-000.</P>
        <P>
          <E T="03">Applicants:</E>Carolina Power &amp; Light Company.</P>
        <P>
          <E T="03">Description:</E>Service Agreement No. 134 under Carolina Power and Light Company Joint OATT to be effective 7/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>7/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120713-5151.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/3/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2242-000.</P>
        <P>
          <E T="03">Applicants:</E>Midwest Independent Transmission System Operator, Inc.</P>
        <P>
          <E T="03">Description:</E>SA 2455 DEGS Wind-METC J056 GIA 7-13-2012 to be effective 7/14/2012.<PRTPAGE P="43070"/>
        </P>
        <P>
          <E T="03">Filed Date:</E>7/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120713-5173.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/3/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2243-000.</P>
        <P>
          <E T="03">Applicants:</E>PJM Interconnection, L.L.C.</P>
        <P>
          <E T="03">Description:</E>PJM Interconnection, L.L.C. submits Notice of Cancellation.</P>
        <P>
          <E T="03">Filed Date:</E>7/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120713-5179.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/3/12.</P>
        
        <P>The filings are accessible in the Commission's eLibrary system by clicking on the links or querying the docket number.</P>
        <P>Any person desiring to intervene or protest in any of the above proceedings must file in accordance with Rules 211 and 214 of the Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>

        <P>eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at:<E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: July 16, 2012.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-17821 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <SUBJECT>Combined Notice of Filings #2</SUBJECT>
        <P>Take notice that the Commission received the following electric corporate filings:</P>
        
        <P>
          <E T="03">Docket Numbers:</E>EC12-118-000.</P>
        <P>
          <E T="03">Applicants:</E>Hardee Power Partners Limited.</P>
        <P>
          <E T="03">Description:</E>Application for Authorization under Section 203 of the Federal Power Act and Request for Waivers and Expedited Action of Hardee Power Partners Limited.</P>
        <P>
          <E T="03">Filed Date:</E>7/16/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120716-5044.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/6/12.</P>
        
        
        <P>
          <E T="03">Docket Numbers:</E>EC12-119-000.</P>
        <P>
          <E T="03">Applicants:</E>FirstEnergy Generation Corp., American Transmission Systems, Incorporation.</P>
        <P>Description: Application for Authorization Under Section 203 of the Federal Power Act, Request for Expedited Action and Request for Waivers of FirstEnergy Generation Corp. and American Transmission Systems, Incorporated.</P>
        <P>
          <E T="03">Filed Date:</E>7/16/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120716-5102.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/6/12.</P>
        
        <P>Take notice that the Commission received the following electric rate filings:</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER10-2763-003; ER10-2732-003; ER10-2733-003; ER10-2734-003; ER10-2736-003; ER10-2737-003; ER10-2741-003; ER10-2749-003; ER10-2752-003.</P>
        <P>
          <E T="03">Applicants:</E>Bangor Hydro Electric Company.</P>
        <P>
          <E T="03">Description:</E>Notice of Changes in Status of Bangor Hydro Electric Company, et al.</P>
        <P>
          <E T="03">Filed Date:</E>7/16/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120716-5085.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/6/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER10-2881-004; ER10-2882-004; ER10-2883-004; ER10-2884-004; ER10-2885-004; ER10-2641-004; ER10-2663-004; ER10-2886-004.</P>
        <P>
          <E T="03">Applicants:</E>Alabama Power Company, Georgia Power Company, Mississippi Power Company, Southern Power Company, Gulf Power Company, Oleander Power Project, L.P., Southern Company—Florida LLC, Southern Turner Cimarron I, LLC.</P>
        <P>
          <E T="03">Description:</E>Notice of Non-Material Change in Status of Alabama Power Company, et al.</P>
        <P>
          <E T="03">Filed Date:</E>7/16/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120716-5092.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/6/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-1630-000.</P>
        <P>
          <E T="03">Applicants:</E>California Independent System Operator Corporation.</P>
        <P>
          <E T="03">Description:</E>Order 755 Compliance Filing of the California Independent System Operator Corporation—response to Commission June 8 2012 letter.</P>
        <P>
          <E T="03">Filed Date:</E>7/6/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120706-5126.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 7/30/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-1877-001.</P>
        <P>
          <E T="03">Applicants:</E>ISO New England Inc., Massachusetts Electric Company.</P>
        <P>
          <E T="03">Description:</E>OATT Attachment F Technical Corrections to be effective 6/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>7/16/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120716-5038.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 7/23/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-1999-001.</P>
        <P>
          <E T="03">Applicants:</E>MidAmerican Energy Company.</P>
        <P>
          <E T="03">Description:</E>Succession Agreement—Revised Certificate of Concurrence to be effective 2/21/2012.</P>
        <P>
          <E T="03">Filed Date:</E>7/16/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120716-5031.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/6/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2244-000.</P>
        <P>
          <E T="03">Applicants:</E>Intelligen Resources, L.P.</P>
        <P>
          <E T="03">Description:</E>Petition for Market-Based Rate Authority to be effective 7/17/2012.</P>
        <P>
          <E T="03">Filed Date:</E>7/16/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120716-5048.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 8/6/12.</P>
        
        <P>The filings are accessible in the Commission's eLibrary system by clicking on the links or querying the docket number.</P>
        <P>Any person desiring to intervene or protest in any of the above proceedings must file in accordance with Rules 211 and 214 of the Commission's Regulations (18 CFR 385.211 and § 385.214) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>

        <P>eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at:<E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: July 16, 2012.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-17822 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <SUBJECT>Combined Notice of Filings</SUBJECT>
        <P>Take notice that the Commission has received the following Natural Gas Pipeline Rate and Refund Report filings:</P>
        <HD SOURCE="HD1">Filings Instituting Proceedings</HD>
        <P>
          <E T="03">Docket Numbers:</E>RP12-862-000.</P>
        <P>
          <E T="03">Applicants:</E>Gulf South Pipeline Company, LP.</P>
        <P>
          <E T="03">Description:</E>Devon 34694-38 Amendment to neg rate agmt to be effective 7/12/2012.</P>
        <P>
          <E T="03">Filed Date:</E>7/11/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120711-5077.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 7/23/12.</P>

        <P>Any person desiring to intervene or protest in any of the above proceedings must file in accordance with Rules 211 and 214 of the Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.<PRTPAGE P="43071"/>
        </P>
        <P>The filings are accessible in the Commission's eLibrary system by clicking on the links or querying the docket number.</P>

        <P>eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, and service can be found at:<E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated July 12, 2012.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-17852 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <DEPDOC>[Docket No. EL12-84-000]</DEPDOC>
        <SUBJECT>MPS Customer Group v. Maine Public Service Company; Notice of Complaint</SUBJECT>
        <P>Take notice that on July 13, 2012, pursuant to sections 206 and 306 of the Federal Power Act, 16 U.S.C. 824e and 825e, and Rule 206 of the Rules of Practice and Procedure of the Federal Energy Regulatory Commission (Commission); 18 CFR 385.206, MPS Customer Group (Complainant) filed a formal complaint against Maine Public Service Company (MPS or Respondent) seeking an order to reduce the return on equity (ROE) used in calculating formula rates for transmission service under the MPS Open Access Transmission Tariff (OATT). Complainant asserts that the current ROE under the OATT is unjust and unreasonable.</P>
        <P>The Complainant certifies that copies of the complaint were served on the contacts for the Respondent.</P>
        <P>Any person desiring to intervene or to protest this filing must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding. Any person wishing to become a party must file a notice of intervention or motion to intervene, as appropriate. The Respondent's answer and all interventions, or protests must be filed on or before the comment date. The Respondent's answer, motions to intervene, and protests must be served on the Complainants.</P>

        <P>The Commission encourages electronic submission of protests and interventions in lieu of paper using the “eFiling” link at<E T="03">http://www.ferc.gov.</E>Persons unable to file electronically should submit an original and 14 copies of the protest or intervention to the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426.</P>
        <P>This filing is accessible on-line at<E T="03">http://www.ferc.gov,</E>using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please email F<E T="03">ERCOnlineSupport@ferc.gov,</E>or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <P>Comment Date: 5:00 p.m. Eastern Time on August 2, 2012.</P>
        <SIG>
          <DATED>Dated: July 16, 2012.</DATED>
          <NAME>Kimberly D. Bose,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-17773 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <DEPDOC>[Docket No. ER12-2253-000]</DEPDOC>
        <SUBJECT>Public Power &amp; Utility of Maryland, LLC; Supplemental Notice That Initial Market-Based Rate Filing Includes Request for Blanket Section 204 Authorization</SUBJECT>
        <P>This is a supplemental notice in the above-referenced proceeding, of Public Power &amp; Utility of Maryland, LLC's application for market-based rate authority, with an accompanying rate schedule, noting that such application includes a request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability.</P>
        <P>Any person desiring to intervene or to protest should file with the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant.</P>
        <P>Notice is hereby given that the deadline for filing protests with regard to the applicant's request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability is August 7, 2012.</P>

        <P>The Commission encourages electronic submission of protests and interventions in lieu of paper, using the FERC Online links at<E T="03">http://www.ferc.gov.</E>To facilitate electronic service, persons with Internet access who will eFile a document and/or be listed as a contact for an intervenor must create and validate an eRegistration account using the eRegistration link. Select the eFiling link to log on and submit the intervention or protests.</P>
        <P>Persons unable to file electronically should submit an original and 14 copies of the intervention or protest to the Federal Energy Regulatory Commission, 888 First St. NE., Washington, DC 20426.</P>

        <P>The filings in the above-referenced proceeding(s) are accessible in the Commission's eLibrary system by clicking on the appropriate link in the above list. They are also available for review in the Commission's Public Reference Room in Washington, DC. There is an eSubscription link on the Web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please email<E T="03">FERCOnlineSupport@ferc.gov.</E>or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: July 17, 2012.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-17820 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <DEPDOC>[Docket No. ER12-2252-000]</DEPDOC>
        <SUBJECT>Public Power, LLC of Pennsylvania; Supplemental Notice That Initial Market-Based Rate Filing Includes Request for Blanket Section 204 Authorization</SUBJECT>
        <P>This is a supplemental notice in the above-referenced proceeding, of Public Power, LLC of Pennsylvania's application for market-based rate authority, with an accompanying rate schedule, noting that such application includes a request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability.</P>

        <P>Any person desiring to intervene or to protest should file with the Federal<PRTPAGE P="43072"/>Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant.</P>
        <P>Notice is hereby given that the deadline for filing protests with regard to the applicant's request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability is August 7, 2012.</P>

        <P>The Commission encourages electronic submission of protests and interventions in lieu of paper, using the FERC Online links at<E T="03">http://www.ferc.gov.</E>To facilitate electronic service, persons with Internet access who will eFile a document and/or be listed as a contact for an intervenor must create and validate an eRegistration account using the eRegistration link. Select the eFiling link to log on and submit the intervention or protests.</P>
        <P>Persons unable to file electronically should submit an original and 14 copies of the intervention or protest to the Federal Energy Regulatory Commission, 888 First St. NE., Washington, DC 20426.</P>

        <P>The filings in the above-referenced proceeding(s) are accessible in the Commission's eLibrary system by clicking on the appropriate link in the above list. They are also available for review in the Commission's Public Reference Room in Washington, DC. There is an eSubscription link on the web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please email<E T="03">FERCOnlineSupport@ferc.gov.</E>or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: July 17, 2012.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-17827 Filed 7-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <DEPDOC>[Docket No. ER12-2251-000]</DEPDOC>
        <SUBJECT>Public Power &amp; Utility of NY, Inc.; Supplemental Notice That Initial Market-Based Rate Filing Includes Request for Blanket Section 204 Authorization</SUBJECT>
        <P>This is a supplemental notice in the above-referenced proceeding, of Public Power &amp; Utility of NY, Inc.'s application for market-based rate authority, with an accompanying rate schedule, noting that such application includes a request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability.</P>
        <P>Any person desiring to intervene or to protest should file with the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant.</P>
        <P>Notice is hereby given that the deadline for filing protests with regard to the applicant's request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability is August 7, 2012.</P>

        <P>The Commission encourages electronic submission of protests and interventions in lieu of paper, using the FERC Online links at<E T="03">http://www.ferc.gov.</E>To facilitate electronic service, persons with Internet access who will eFile a document and/or be listed as a contact for an intervenor must create and validate an eRegistration account using the eRegistration link. Select the eFiling link to log on and submit the intervention or protests.</P>
        <P>Persons unable to file electronically should submit an original and 14 copies of the intervention or protest to the Federal Energy Regulatory Commission, 888 First St. NE., Washington, DC 20426.</P>

        <P>The filings in the above-referenced proceeding(s) are accessible in the Commission's eLibrary system by clicking on the appropriate link in the above list. They are also available for review in the Commission's Public Reference Room in Washington, DC. There is an eSubscription link on the Web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any