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  <VOL>77</VOL>
  <NO>225</NO>
  <DATE>Wednesday, November 21, 2012</DATE>
  <UNITNAME>Contents</UNITNAME>
  <CNTNTS>
    <AGCY>
      <EAR>Agriculture</EAR>
      <PRTPAGE P="iii"/>
      <HD>Agriculture Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Forest Service</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Air Force</EAR>
      <HD>Air Force Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>U.S. Air Force Academy Board of Visitors,</SJDOC>
          <PGS>69811</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28290</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Alcohol Tobacco Firearms</EAR>
      <HD>Alcohol, Tobacco, Firearms, and Explosives Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Certification of Qualifying State Relief from Disabilities Program,</SJDOC>
          <PGS>69895-69896</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28226</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Relief of Disabilities,</SJDOC>
          <PGS>69895</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28225</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Consumer Financial Protection</EAR>
      <HD>Bureau of Consumer Financial Protection</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Consumer Leasing,</DOC>
          <PGS>69735-69736</PGS>
          <FRDOCBP D="1" T="21NOR1.sgm">2012-27996</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Truth in Lending,</DOC>
          <PGS>69736-69739</PGS>
          <FRDOCBP D="2" T="21NOR1.sgm">2012-27993</FRDOCBP>
          <FRDOCBP D="1" T="21NOR1.sgm">2012-27997</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Centers Medicare</EAR>
      <HD>Centers for Medicare &amp; Medicaid Services</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>69846-69848</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28379</FRDOCBP>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28380</FRDOCBP>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28381</FRDOCBP>
        </DOCENT>
        <SJ>Medicare Program:</SJ>
        <SJDENT>
          <SJDOC>Inpatient Hospital Deductible and Hospital and Extended Care Services Coinsurance Amounts for CY 2013,</SJDOC>
          <PGS>69848-69850</PGS>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28273</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Medicare Part B Monthly Actuarial Rates, Premium Rate, and Annual Deductible Beginning January 1, 2013,</SJDOC>
          <PGS>69850-69859</PGS>
          <FRDOCBP D="9" T="21NON1.sgm">2012-28275</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Part A Premiums for CY 2013 for Uninsured Aged and for Certain Disabled Individuals who have Exhausted Other Entitlement,</SJDOC>
          <PGS>69859-69861</PGS>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28274</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Children</EAR>
      <HD>Children and Families Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Parents and Children Together Evaluation,</SJDOC>
          <PGS>69861-69863</PGS>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28321</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Coast Guard</EAR>
      <HD>Coast Guard</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Drawbridge Operations:</SJ>
        <SJDENT>
          <SJDOC>Black River, La Crosse, WI,</SJDOC>
          <PGS>69759-69761</PGS>
          <FRDOCBP D="2" T="21NOR1.sgm">2012-28285</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Upper Mississippi River, Clinton, IA,</SJDOC>
          <PGS>69761</PGS>
          <FRDOCBP D="0" T="21NOR1.sgm">2012-28284</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Upper Mississippi River, Dubuque, IA,</SJDOC>
          <PGS>69759</PGS>
          <FRDOCBP D="0" T="21NOR1.sgm">2012-28282</FRDOCBP>
        </SJDENT>
        <SJ>Regulated Navigation Areas:</SJ>
        <SJDENT>
          <SJDOC>Recovery Operations, the Port of New York and New Jersey, NJ and NY,</SJDOC>
          <PGS>69761-69765</PGS>
          <FRDOCBP D="4" T="21NOR1.sgm">2012-28272</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Commerce</EAR>
      <HD>Commerce Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Foreign-Trade Zones Board</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Industry and Security Bureau</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>International Trade Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Institute of Standards and Technology</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Oceanic and Atmospheric Administration</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Commodity Futures</EAR>
      <HD>Commodity Futures Trading Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Procurement Contracts,</SJDOC>
          <PGS>69806-69807</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28234</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>69807</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28382</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Defense Department</EAR>
      <HD>Defense Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Air Force Department</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Navy Department</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Threat Reduction Advisory Committee,</SJDOC>
          <PGS>69807</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28241</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Privacy Act; Systems of Records,</DOC>
          <PGS>69807-69811</PGS>
          <FRDOCBP D="4" T="21NON1.sgm">2012-28240</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Department of Transportation</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Pipeline and Hazardous Materials Safety Administration</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Education Department</EAR>
      <HD>Education Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>DC Choice Evaluation,</SJDOC>
          <PGS>69812</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28317</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Assessment of Educational Progress 2014-16 System Clearance,</SJDOC>
          <PGS>69814</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28332</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Needs Assessment and Workplan Guide for Technical Assistance and Continuing Education Program,</SJDOC>
          <PGS>69813-69814</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28331</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>State Plan for Independent Living for State Independent Living Services and Center for Independent Living Programs,</SJDOC>
          <PGS>69812-69813</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28316</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>National Assessment Governing Board,</SJDOC>
          <PGS>69814-69816</PGS>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28314</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Employment and Training</EAR>
      <HD>Employment and Training Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Occupational Code Assignment,</SJDOC>
          <PGS>69897-69898</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28227</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Energy Department</EAR>
      <HD>Energy Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Energy Regulatory Commission</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Environmental Protection</EAR>
      <HD>Environmental Protection Agency</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Final Authorization of State Hazardous Waste Management Program Revisions:</SJ>
        <SJDENT>
          <SJDOC>Colorado,</SJDOC>
          <PGS>69765-69768</PGS>
          <FRDOCBP D="3" T="21NOR1.sgm">2012-28338</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Final Authorization of State Hazardous Waste Management Program Revisions:</SJ>
        <SJDENT>
          <SJDOC>Colorado,</SJDOC>
          <PGS>69788</PGS>
          <FRDOCBP D="0" T="21NOP1.sgm">2012-28337</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Access to Confidential Business Information:</SJ>
        <SJDENT>
          <SJDOC>Electronic Consulting Services, Inc., and its Identified Subcontractors, Cherokee Services Group and Dell Services Federal Government,</SJDOC>
          <PGS>69820-69821</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28096</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>69821-69824</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28208</FRDOCBP>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28315</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Certain New Chemicals; Receipt and Status Information,</DOC>
          <PGS>69824-69827</PGS>
          <FRDOCBP D="3" T="21NON1.sgm">2012-28206</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <PRTPAGE P="iv"/>
          <DOC>Grant Funding Guidance for State and Tribal Response Programs for FY2013 under CERCLA,</DOC>
          <PGS>69827-69837</PGS>
          <FRDOCBP D="10" T="21NON1.sgm">2012-28330</FRDOCBP>
        </DOCENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>SFIREG Full Committee,</SJDOC>
          <PGS>69837</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28085</FRDOCBP>
        </SJDENT>
        <SJ>Pesticide Experimental Use Permit Applications:</SJ>
        <SJDENT>
          <SJDOC>MON 87410 and MON 87411 Pesticide-Incorporated Protectant Corn Events,</SJDOC>
          <PGS>69838-69839</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28215</FRDOCBP>
        </SJDENT>
        <SJ>Registration Review Final Decisions:</SJ>
        <SJDENT>
          <SJDOC>Tralomethrin and Fenarimol,</SJDOC>
          <PGS>69839-69840</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28213</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Request to Voluntarily Cancel Iodomethane Pesticide Registrations and Amend a Registration,</DOC>
          <PGS>69840-69842</PGS>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28210</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Executive Office of the President</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Presidential Documents</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Export Import</EAR>
      <HD>Export-Import Bank</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>69842</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28417</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Aviation</EAR>
      <HD>Federal Aviation Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Airworthiness Directives:</SJ>
        <SJDENT>
          <SJDOC>Cessna Aircraft Company Airplanes,</SJDOC>
          <PGS>69742-69744</PGS>
          <FRDOCBP D="2" T="21NOR1.sgm">2012-27456</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>The Boeing Company Airplanes,</SJDOC>
          <PGS>69739-69742, 69744-69747</PGS>
          <FRDOCBP D="3" T="21NOR1.sgm">2012-27344</FRDOCBP>
          <FRDOCBP D="3" T="21NOR1.sgm">2012-27637</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>The Boeing Company Model Airplanes,</SJDOC>
          <PGS>69747-69754</PGS>
          <FRDOCBP D="7" T="21NOR1.sgm">2012-27636</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Aviation Rulemaking Advisory Committee,</SJDOC>
          <PGS>69916</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28292</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Communications</EAR>
      <HD>Federal Communications Commission</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Expanding the Economic and Innovation Opportunities of Spectrum Through Incentive Auctions,</DOC>
          <PGS>69934-69992</PGS>
          <FRDOCBP D="58" T="21NOP2.sgm">2012-27235</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>69842</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28347</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Energy</EAR>
      <HD>Federal Energy Regulatory Commission</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Promoting Transmission Investment Through Pricing Reform,</DOC>
          <PGS>69754-69759</PGS>
          <FRDOCBP D="5" T="21NOR1.sgm">2012-28231</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Enhanced Natural Gas Market Transparency,</DOC>
          <PGS>69781-69785</PGS>
          <FRDOCBP D="4" T="21NOP1.sgm">2012-28228</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Combined Filings,</DOC>
          <PGS>69816-69818</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28229</FRDOCBP>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28269</FRDOCBP>
        </DOCENT>
        <SJ>Initial Market-Based Rate Filings Including Requests for Blanket Section 204 Authorization:</SJ>
        <SJDENT>
          <SJDOC>Cirrus Wind 1, LLC,</SJDOC>
          <PGS>69819</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28270</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Proctor &amp; Gamble Paper Products Co.,</SJDOC>
          <PGS>69819-69820</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28268</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>QC Power Strategies Fund LLC,</SJDOC>
          <PGS>69819</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28271</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Maritime</EAR>
      <HD>Federal Maritime Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agreements Filed,</DOC>
          <PGS>69842</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28344</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Mine</EAR>
      <HD>Federal Mine Safety and Health Review Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>69843</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28393</FRDOCBP>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28394</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Motor</EAR>
      <HD>Federal Motor Carrier Safety Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Training Certification for Entry-Level Commercial Motor Vehicle Operators,</SJDOC>
          <PGS>69916-69918</PGS>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28306</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Motor Carrier Safety Advisory Committee,</SJDOC>
          <PGS>69918</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28336</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Railroad</EAR>
      <HD>Federal Railroad Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>69918-69919</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28421</FRDOCBP>
        </DOCENT>
        <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
        <SJDENT>
          <SJDOC>Chicago, IL to Omaha, NE, Regional Passenger Rail System Study,</SJDOC>
          <PGS>69920</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28302</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Chicago, IL to St. Louis, MO High Speed Rail Corridor Program, etc.,</SJDOC>
          <PGS>69920-69921</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28301</FRDOCBP>
        </SJDENT>
        <DOCENT>
          <DOC>Petitions for Waivers of Compliance,</DOC>
          <PGS>69921-69924</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28348</FRDOCBP>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28349</FRDOCBP>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28350</FRDOCBP>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28351</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Reserve</EAR>
      <HD>Federal Reserve System</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Consumer Leasing,</DOC>
          <PGS>69735-69736</PGS>
          <FRDOCBP D="1" T="21NOR1.sgm">2012-27996</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Truth in Lending,</DOC>
          <PGS>69736-69738</PGS>
          <FRDOCBP D="2" T="21NOR1.sgm">2012-27993</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>69843-69845</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28298</FRDOCBP>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28309</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Federal Retirement</EAR>
      <HD>Federal Retirement Thrift Investment Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>69845</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28433</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Fish</EAR>
      <HD>Fish and Wildlife Service</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <SJ>Endangered and Threatened Wildlife and Plants:</SJ>
        <SJDENT>
          <SJDOC>Review of Native Species that are Candidates for Listing as Endangered or Threatened; Annual Notice of Findings on Resubmitted Petitions; Annual Description of Progress on Listing Actions,</SJDOC>
          <PGS>69994-70060</PGS>
          <FRDOCBP D="66" T="21NOP3.sgm">2012-28050</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Endangered and Threatened Species:</SJ>
        <SJDENT>
          <SJDOC>Permit Applications,</SJDOC>
          <PGS>69890-69891</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28287</FRDOCBP>
        </SJDENT>
        <SJ>Endangered and Threatened Wildlife and Plants:</SJ>
        <SJDENT>
          <SJDOC>Permit Applications,</SJDOC>
          <PGS>69891-69893</PGS>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28300</FRDOCBP>
        </SJDENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Bristol Bay Federal Subsistence Regional Advisory Council,</SJDOC>
          <PGS>69893-69894</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28296</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>North Slope Federal Subsistence Regional Advisory Council,</SJDOC>
          <PGS>69893</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28297</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Food and Drug</EAR>
      <HD>Food and Drug Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Public Hearings:</SJ>
        <SJDENT>
          <SJDOC>Antiseptic Patient Preoperative Skin Preparation Products,</SJDOC>
          <PGS>69863-69865</PGS>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28357</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Foreign Trade</EAR>
      <HD>Foreign-Trade Zones Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Applications for Reorganizations/Expansions under Alternative Site Framework:</SJ>
        <SJDENT>
          <SJDOC>Foreign-Trade Zone 171, Liberty County, TX,</SJDOC>
          <PGS>69789</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28318</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Forest</EAR>
      <HD>Forest Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Bristol Bay Federal Subsistence Regional Advisory Council,</SJDOC>
          <PGS>69893-69894</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28296</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>North Slope Federal Subsistence Regional Advisory Council,</SJDOC>
          <PGS>69893</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28297</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>General Services</EAR>
      <HD>General Services Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Acquisition Regulations:</SJ>
        <SJDENT>
          <SJDOC>Administrative Matters; Correction,</SJDOC>
          <PGS>69768</PGS>
          <FRDOCBP D="0" T="21NOR1.sgm">2012-28291</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Health and Human</EAR>
      <HD>Health and Human Services Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Centers for Medicare &amp; Medicaid Services</P>
      </SEE>
      <SEE>
        <PRTPAGE P="v"/>
        <HD SOURCE="HED">See</HD>
        <P>Children and Families Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Food and Drug Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Indian Health Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Institutes of Health</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Final Effect of Designation of a Class of Employees for Addition to the Special Exposure Cohort,</DOC>
          <PGS>69845-69846</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28295</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Homeland</EAR>
      <HD>Homeland Security Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Coast Guard</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Housing</EAR>
      <HD>Housing and Urban Development Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Federal Housing Administration Healthcare Facility Documents,</SJDOC>
          <PGS>69870-69890</PGS>
          <FRDOCBP D="20" T="21NON1.sgm">2012-28308</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Indian Health</EAR>
      <HD>Indian Health Service</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Indian Health Service</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Indian Health Service Contract Health Services Report,</SJDOC>
          <PGS>69865-69866</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28236</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Industry</EAR>
      <HD>Industry and Security Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>President's Export Council Subcommittee on Export Administration,</SJDOC>
          <PGS>69789-69790</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28335</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Regulations and Procedures Technical Advisory Committee,</SJDOC>
          <PGS>69790</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28334</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Interior</EAR>
      <HD>Interior Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Fish and Wildlife Service</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Land Management Bureau</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>Internal Revenue</EAR>
      <HD>Internal Revenue Service</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals,</DOC>
          <PGS>69930-69931</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28244</FRDOCBP>
        </DOCENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Art Advisory Panel,</SJDOC>
          <PGS>69931</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28243</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>International Trade Adm</EAR>
      <HD>International Trade Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Antidumping Duty Administrative Reviews; Results, Extensions, Amendments, etc.:</SJ>
        <SJDENT>
          <SJDOC>Certain Hot-Rolled Carbon Steel Flat Products from People's Republic of China,</SJDOC>
          <PGS>69790-69792</PGS>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28313</FRDOCBP>
        </SJDENT>
        <SJ>Countervailing Duty Administrative Reviews; Results, Extensions, Amendments, etc.:</SJ>
        <SJDENT>
          <SJDOC>Certain Pasta from Italy,</SJDOC>
          <PGS>69793-69794</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28219</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Certain Pasta from Turkey,</SJDOC>
          <PGS>69792-69793</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28304</FRDOCBP>
        </SJDENT>
        <SJ>Membership Opportunities:</SJ>
        <SJDENT>
          <SJDOC>Manufacturing Council; Application Period Extension,</SJDOC>
          <PGS>69794-69795</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28235</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Justice Department</EAR>
      <HD>Justice Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Alcohol, Tobacco, Firearms, and Explosives Bureau</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Lodgings of Proposed Consent Decrees under the Clean Air Act,</DOC>
          <PGS>69894-69895</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28232</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Labor Department</EAR>
      <HD>Labor Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Employment and Training Administration</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Follow-Up Survey Information for Green Jobs and Health Care Impact Evaluation, American Recovery Reinvestment Act Grants,</SJDOC>
          <PGS>69896-69897</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28254</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Land</EAR>
      <HD>Land Management Bureau</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Filings of Plats of Surveys:</SJ>
        <SJDENT>
          <SJDOC>Alaska,</SJDOC>
          <PGS>69894</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28288</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR/>
      <HD>Mine Safety and Health Federal Review Commission</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Mine Safety and Health Review Commission</P>
      </SEE>
    </AGCY>
    <AGCY>
      <EAR>NASA</EAR>
      <HD>National Aeronautics and Space Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Privacy Act; Systems of Records,</DOC>
          <PGS>69898-69899</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28342</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Highway</EAR>
      <HD>National Highway Traffic Safety Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
        <SJDENT>
          <SJDOC>Production Plan Reports,</SJDOC>
          <PGS>69924-69925</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28305</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Institute</EAR>
      <HD>National Institute of Standards and Technology</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Malcolm Baldrige National Quality Award Board of Overseers,</SJDOC>
          <PGS>69795-69796</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28293</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Institute</EAR>
      <HD>National Institutes of Health</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Government-Owned Inventions; Availabilities for Licensing,</DOC>
          <PGS>69866-69869</PGS>
          <FRDOCBP D="3" T="21NON1.sgm">2012-28276</FRDOCBP>
        </DOCENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>National Advisory Council on Alcohol Abuse and Alcoholism, National Advisory Council on Drug Abuse, and National Cancer Advisory Board,</SJDOC>
          <PGS>69869</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28277</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Center for Complementary and Alternative Medicine,</SJDOC>
          <PGS>69869</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28278</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>National Heart, Lung, and Blood Institute,</SJDOC>
          <PGS>69869-69870</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28279</FRDOCBP>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28280</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Oceanic</EAR>
      <HD>National Oceanic and Atmospheric Administration</HD>
      <CAT>
        <HD>RULES</HD>
        <SJ>Groundfish Fisheries of the Exclusive Economic Zone off Alaska and Pacific Halibut Fisheries:</SJ>
        <SJDENT>
          <SJDOC>Observer Program,</SJDOC>
          <PGS>70062-70103</PGS>
          <FRDOCBP D="41" T="21NOR2.sgm">2012-28255</FRDOCBP>
        </SJDENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Fisheries of the Exclusive Economic Zone off Alaska:</SJ>
        <SJDENT>
          <SJDOC>Application for Exempted Fishing Permit,</SJDOC>
          <PGS>69796-69797</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28323</FRDOCBP>
        </SJDENT>
        <SJ>Takes of Marine Mammals Incidental to Specified Activities:</SJ>
        <SJDENT>
          <SJDOC>Pile Driving in Port Townsend Bay, WA,</SJDOC>
          <PGS>69797-69806</PGS>
          <FRDOCBP D="9" T="21NON1.sgm">2012-28345</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Science</EAR>
      <HD>National Science Foundation</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>69899</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28439</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>National Transportation</EAR>
      <HD>National Transportation Safety Board</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Public Conferences:</SJ>
        <SJDENT>
          <SJDOC>Geographic Information Systems in Transportation Safety,</SJDOC>
          <PGS>69899-69900</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28320</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Navy</EAR>
      <HD>Navy Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Intents to Grant Partially Exclusive Patent Licenses:</SJ>
        <SJDENT>
          <SJDOC>Jinga-hi, Inc.,</SJDOC>
          <PGS>69811-69812</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28281</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Nuclear Regulatory</EAR>
      <PRTPAGE P="vi"/>
      <HD>Nuclear Regulatory Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Advisory Commitee on Reactor Safeguards,</SJDOC>
          <PGS>69900-69901</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28307</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Overseas</EAR>
      <HD>Overseas Private Investment Corporation</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Meetings; Sunshine Act,</DOC>
          <PGS>69901</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28416</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Pipeline</EAR>
      <HD>Pipeline and Hazardous Materials Safety Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <DOCENT>
          <DOC>Assessments of Hazardous Materials Incident Data Collections, Analyses, Reportings, and Uses,</DOC>
          <PGS>69925-69926</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28245</FRDOCBP>
        </DOCENT>
        <DOCENT>
          <DOC>Compliance Date Extension for Air-Passenger Notification of Hazardous Material Restrictions,</DOC>
          <PGS>69926-69927</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28252</FRDOCBP>
        </DOCENT>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>International Standards on Transport of Dangerous Goods,</SJDOC>
          <PGS>69927</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28253</FRDOCBP>
        </SJDENT>
        <SJ>Safety Advisories:</SJ>
        <SJDENT>
          <SJDOC>Shippers and Carriers of Air Bags,</SJDOC>
          <PGS>69927-69928</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28238</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Presidential Documents</EAR>
      <HD>Presidential Documents</HD>
      <CAT>
        <HD>PROCLAMATIONS</HD>
        <SJ>Special Observances:</SJ>
        <SJDENT>
          <SJDOC>National Family Week (Proc. 8906),</SJDOC>
          <PGS>69733-69734</PGS>
          <FRDOCBP D="1" T="21NOD0.sgm">2012-28457</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Presidio</EAR>
      <HD>Presidio Trust</HD>
      <CAT>
        <HD>PROPOSED RULES</HD>
        <DOCENT>
          <DOC>Public Use Limit on Commercial Dog Walking; Revised Disposal Conditions,</DOC>
          <PGS>69785-69788</PGS>
          <FRDOCBP D="3" T="21NOP1.sgm">2012-28018</FRDOCBP>
        </DOCENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Securities</EAR>
      <HD>Securities and Exchange Commission</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Self-Regulatory Organizations; Proposed Rule Changes:</SJ>
        <SJDENT>
          <SJDOC>Chicago Board Options Exchange, Inc.,</SJDOC>
          <PGS>69903-69905, 69908-69910</PGS>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28261</FRDOCBP>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28262</FRDOCBP>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28264</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Fixed Income Clearing Corp.,</SJDOC>
          <PGS>69913-69915</PGS>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28263</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>International Securities Exchange, LLC,</SJDOC>
          <PGS>69905-69908, 69910-69911</PGS>
          <FRDOCBP D="3" T="21NON1.sgm">2012-28260</FRDOCBP>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28265</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NASDAQ Stock Market LLC,</SJDOC>
          <PGS>69911-69912</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28299</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>NYSE Arca, Inc.,</SJDOC>
          <PGS>69901-69903</PGS>
          <FRDOCBP D="2" T="21NON1.sgm">2012-28259</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Small Business</EAR>
      <HD>Small Business Administration</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Disaster Declarations:</SJ>
        <SJDENT>
          <SJDOC>New York; Amendment 2,</SJDOC>
          <PGS>69915</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28237</FRDOCBP>
        </SJDENT>
        <SJDENT>
          <SJDOC>Rhode Island; Amendment 1,</SJDOC>
          <PGS>69915</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28239</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>State Department</EAR>
      <HD>State Department</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>Advisory Committee on Historical Diplomatic Documentation,</SJDOC>
          <PGS>69915-69916</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28324</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>State Justice</EAR>
      <HD>State Justice Institute</HD>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>SJI Board of Directors,</SJDOC>
          <PGS>69916</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28294</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Surface Transportation</EAR>
      <HD>Surface Transportation Board</HD>
      <CAT>
        <HD>RULES</HD>
        <DOCENT>
          <DOC>Solid Waste Rail Transfer Facilities,</DOC>
          <PGS>69769-69780</PGS>
          <FRDOCBP D="11" T="21NOR1.sgm">2012-28196</FRDOCBP>
        </DOCENT>
      </CAT>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Acquisition and Operation Exemptions:</SJ>
        <SJDENT>
          <SJDOC>Transco Railway Products Inc. from D&amp;W Railroad LLC,</SJDOC>
          <PGS>69928-69929</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28289</FRDOCBP>
        </SJDENT>
        <SJ>Continuances in Control Exemptions:</SJ>
        <SJDENT>
          <SJDOC>Western Carolina Railway Service Corp., Steven C. and Cheryl R. Hawkins; Aiken Railway Co., LLC,</SJDOC>
          <PGS>69929</PGS>
          <FRDOCBP D="0" T="21NON1.sgm">2012-28328</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Transportation Department</EAR>
      <HD>Transportation Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Aviation Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Motor Carrier Safety Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Federal Railroad Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>National Highway Traffic Safety Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Pipeline and Hazardous Materials Safety Administration</P>
      </SEE>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Surface Transportation Board</P>
      </SEE>
      <CAT>
        <HD>RULES</HD>
        <SJ>Defense Production Act:</SJ>
        <SJDENT>
          <SJDOC>Prioritization and Allocation Authority Exercised by the Secretary of Transportation,</SJDOC>
          <PGS>69769</PGS>
          <FRDOCBP D="0" T="21NOR1.sgm">2012-28303</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <AGCY>
      <EAR>Treasury</EAR>
      <HD>Treasury Department</HD>
      <SEE>
        <HD SOURCE="HED">See</HD>
        <P>Internal Revenue Service</P>
      </SEE>
      <CAT>
        <HD>NOTICES</HD>
        <SJ>Meetings:</SJ>
        <SJDENT>
          <SJDOC>President's Advisory Council on Financial Capability,</SJDOC>
          <PGS>69929-69930</PGS>
          <FRDOCBP D="1" T="21NON1.sgm">2012-28311</FRDOCBP>
        </SJDENT>
      </CAT>
    </AGCY>
    <PTS>
      <HD SOURCE="HED">Separate Parts In This Issue</HD>
      <HD>Part II</HD>
      <DOCENT>
        <DOC>Federal Communications Commission,</DOC>
        <PGS>69934-69992</PGS>
        <FRDOCBP D="58" T="21NOP2.sgm">2012-27235</FRDOCBP>
      </DOCENT>
      <HD>Part III</HD>
      <DOCENT>
        <DOC>Interior Department, Fish and Wildlife Service,</DOC>
        <PGS>69994-70060</PGS>
        <FRDOCBP D="66" T="21NOP3.sgm">2012-28050</FRDOCBP>
      </DOCENT>
      <HD>Part IV</HD>
      <DOCENT>
        <DOC>Commerce Department, National Oceanic and Atmospheric Administration,</DOC>
        <PGS>70062-70103</PGS>
        <FRDOCBP D="41" T="21NOR2.sgm">2012-28255</FRDOCBP>
      </DOCENT>
    </PTS>
    <AIDS>
      <HD SOURCE="HED">Reader Aids</HD>
      <P>Consult the Reader Aids section at the end of this page for phone numbers, online resources, finding aids, reminders, and notice of recently enacted public laws.</P>
      
      <P>To subscribe to the Federal Register Table of Contents LISTSERV electronic mailing list, go to http://listserv.access.gpo.gov and select Online mailing list archives, FEDREGTOC-L, Join or leave the list (or change settings); then follow the instructions.</P>
    </AIDS>
  </CNTNTS>
  <VOL>77</VOL>
  <NO>225</NO>
  <DATE>Wednesday, November 21, 2012</DATE>
  <UNITNAME>Rules and Regulations</UNITNAME>
  <RULES>
    <RULE>
      <PREAMB>
        <PRTPAGE P="69735"/>
        <AGENCY TYPE="F">FEDERAL RESERVE SYSTEM</AGENCY>
        <CFR>12 CFR Part 213</CFR>
        <DEPDOC>[Docket No. R-1449]</DEPDOC>
        <RIN>RIN 7100-AD94</RIN>
        <AGENCY TYPE="O">BUREAU OF CONSUMER FINANCIAL PROTECTION</AGENCY>
        <CFR>12 CFR Part 1013</CFR>
        <DEPDOC>[Docket No. CFPB-2012-0042]</DEPDOC>
        <SUBJECT>Consumer Leasing (Regulation M)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Board of Governors of the Federal Reserve System (Board); and Bureau of Consumer Financial Protection (Bureau).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rules, official interpretations and commentary.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Board and the Bureau are publishing final rules amending the official interpretations and commentary for the agencies' regulations that implement the Consumer Leasing Act (CLA). Effective July 21, 2011, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) amended the CLA by increasing the threshold for exempt consumer leases from $25,000 to $50,000 and requiring that, on or after December 31, 2011, this threshold be adjusted annually by any annual percentage increase in the Consumer Price Index for Urban Wage Earners and Clerical Workers (CPI-W). Accordingly, the exemption threshold was adjusted to $51,800 effective January 1, 2012. Based on the annual percentage increase in the CPI-W as of June 1, 2012, the Board and the Bureau are adjusting the exemption threshold from $51,800 to $53,000, effective January 1, 2013.</P>

          <P>Because the Dodd-Frank Act also requires similar adjustments in the Truth in Lending Act's threshold for exempt consumer credit transactions, the Board and the Bureau are making similar amendments to each of their respective regulations implementing the Truth in Lending Act elsewhere in the<E T="04">Federal Register</E>.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This final rule is effective January 1, 2013.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P/>
          <P SOURCE="NPAR">
            <E T="03">Board:</E>Vivian W. Wong, Counsel, Division of Consumer and Community Affairs, Board of Governors of the Federal Reserve System, at (202) 452-3667; for users of Telecommunications Device for the Deaf (TDD) only, contact (202) 263-4869.</P>
          <P>
            <E T="03">Bureau:</E>David Friend, Counsel, Office of Regulations, Bureau of Consumer Financial Protection, at (202) 435-7700.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <P>The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act) increased the threshold in the Consumer Leasing Act (CLA) for exempt consumer leases from $25,000 to $50,000, effective July 21, 2011.<SU>1</SU>
          <FTREF/>In addition, the Dodd-Frank Act requires that this threshold be adjusted annually for inflation by the annual percentage increase in the Consumer Price Index for Urban Wage Earners and Clerical Workers (CPI-W), as published by the Bureau of Labor Statistics. In April 2011, the Board issued a final rule amending Regulation M (which implements the CLA) consistent with these provisions of the Dodd-Frank Act.<SU>2</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>Public Law 111-203 § 1100E, 124 Stat. 1376 (2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>76 FR 18349 (Apr. 4, 2011).</P>
        </FTNT>
        <P>Title X of the Dodd-Frank Act transferred rulemaking authority for a number of consumer financial protection laws from the Board to the Bureau, effective July 21, 2011. In connection with this transfer of rulemaking authority, the Bureau issued its own Regulation M implementing the CLA in an interim final rule, 12 CFR part 1013 (Bureau Interim Final Rule).<SU>3</SU>
          <FTREF/>The Bureau Interim Final Rule substantially duplicated the Board's Regulation M, including the revisions to the threshold for exempt transactions made by the Board in April 2011. Although the Bureau has the authority to issue rules to implement the CLA for most entities, the Board retains authority to issue rules under the CLA for certain motor vehicle dealers covered by section 1029(a) of the Dodd-Frank Act, and the Board's Regulation M continues to apply to those entities.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>3</SU>76 FR 78500 (Dec. 19, 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>Section 1029(a) of the Dodd-Frank Act states: “Except as permitted in subsection (b), the Bureau may not exercise any rulemaking, supervisory, enforcement, or any other authority * * * over a motor vehicle dealer that is predominantly engaged in the sale and servicing of motor vehicles, the leasing and servicing of motor vehicles, or both.” 12 U.S.C. 5519(a). Section 1029(b) of the Dodd-Frank Act states: “Subsection (a) shall not apply to any person, to the extent that such person (1) provides consumers with any services related to residential or commercial mortgages or self-financing transactions involving real property; (2) operates a line of business (A) that involves the extension of retail credit or retail leases involving motor vehicles; and (B) in which (i) the extension of retail credit or retail leases are provided directly to consumers; and (ii) the contract governing such extension of retail credit or retail leases is not routinely assigned to an unaffiliated third party finance or leasing source; or (3) offers or provides a consumer financial product or service not involving or related to the sale, financing, leasing, rental, repair, refurbishment, maintenance, or other servicing of motor vehicles, motor vehicle parts, or any related or ancillary product or service.” 12 U.S.C. 5519(b).</P>
        </FTNT>

        <P>Section 213.2(e)(1) of the Board's Regulation M and § 1013.2(e)(1) of the Bureau's Regulation M, and their accompanying commentaries, provide that the exemption threshold will be adjusted annually effective January 1 of each year based on any annual percentage increase in the CPI-W that was in effect on the preceding June 1. Any increase in the threshold amount will be rounded to the nearest $100 increment. For example, if the annual percentage increase in the CPI-W would result in a $950 increase in the threshold amount, the threshold amount will be increased by $1,000. However, if the annual percentage increase in the CPI-W would result in a $949 increase in the threshold amount, the threshold amount will be increased by $900.<E T="03">See</E>comments 2(e)-9 in Supplements I of 12 CFR part 213 and 12 CFR part 1013.</P>
        <HD SOURCE="HD1">II. Adjustment and Commentary Revision</HD>

        <P>Effective January 1, 2013, the adjusted exemption threshold amount is $53,000. This adjustment is based on the CPI-W index in effect on June 1, 2012, which was reported on May 15, 2012. The Bureau of Labor Statistics publishes consumer-based indices monthly, but does not report a CPI change on June 1; adjustments are reported in the middle of the month. The CPI-W is a subset of the CPI-U index (based on all urban<PRTPAGE P="69736"/>consumers) and represents approximately 28 percent of the U.S. population. The adjustment reflects a 2.4 percent increase in the CPI-W from April 2011 to April 2012 and is rounded to the nearest $100 increment. Accordingly, the Board and the Bureau are revising the commentaries to their respective regulations to add new subparagraph 2(e)-9.iv stating that, from January 1, 2013 through December 31, 2013, the threshold amount is $53,000. These revisions are effective January 1, 2013.</P>
        <HD SOURCE="HD1">III. Administrative Law Matters</HD>
        <HD SOURCE="HD2">Administrative Procedure Act</HD>
        <P>Under the Administrative Procedure Act, notice and opportunity for public comment are not required if the Board and the Bureau find that notice and public comment are impracticable, unnecessary, or contrary to the public interest. 5 U.S.C. 553(b)(B). This annual adjustment is required by statute. The amendment in this notice is technical and non-discretionary, and it applies the method previously established in the agencies' regulations for determining adjustments to the exemption threshold. For these reasons, the Board and the Bureau have determined that publishing a notice of proposed rulemaking and providing opportunity for public comment are unnecessary. Therefore, the amendments are adopted in final form.</P>
        <HD SOURCE="HD2">Regulatory Flexibility Act</HD>
        <P>The Regulatory Flexibility Act (RFA) does not apply to a rulemaking where a general notice of proposed rulemaking is not required. 5 U.S.C. 603 and 604. As noted previously, the agencies have determined that it is unnecessary to publish a general notice of proposed rulemaking for this joint final rule. Accordingly, the RFA's requirements relating to an initial and final regulatory flexibility analysis do not apply.</P>
        <HD SOURCE="HD2">Paperwork Reduction Act</HD>
        <P>In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. 3506; 5 CFR 1320), the agencies reviewed this final rule. No collections of information pursuant to the Paperwork Reduction Act are contained in the final rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>12 CFR Part 213</CFR>
          <P>Advertising, Consumer leasing, Consumer protection, Federal Reserve System, Reporting and recordkeeping requirements.</P>
          <CFR>12 CFR Part 1013</CFR>
          <P>Advertising, Consumer leasing, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Board of Governors of the Federal Reserve System</HD>
        <HD SOURCE="HD1">Text of Final Revisions</HD>
        <P>For the reasons set forth in the preamble, the Board amends Regulation M, 12 CFR part 213, as set forth below:</P>
        <REGTEXT PART="213" TITLE="12">
          <PART>
            <HD SOURCE="HED">PART 213—CONSUMER LEASING (REGULATION M)</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 213 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>15 U.S.C. 1604 and 1667f; Pub. L. 111-203 § 1100E, 124 Stat. 1376.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="213" TITLE="12">
          <AMDPAR>2. In Supplement I to Part 213, under<E T="03">Section 213.2—Definitions,</E>under<E T="03">2(e) Consumer Lease,</E>new paragraph 9.iv is added to read as follows:</AMDPAR>
          <HD SOURCE="HD1">Supplement I to Part 213—Official Staff Commentary to Regulation M</HD>
          <EXTRACT>
            <HD SOURCE="HD2">Section 213.2Definitions</HD>
            <STARS/>
            <P>
              <E T="03">2(e) Consumer Lease.</E>
            </P>
            <P>9.<E T="03">Threshold amount.</E>* * *</P>
            <P>iv. From January 1, 2013 through December 31, 2013, the threshold amount is $53,000.</P>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <HD SOURCE="HD1">Bureau of Consumer Financial Protection</HD>
        <HD SOURCE="HD1">Authority and Issuance</HD>
        <P>For the reasons set forth in the preamble, the Bureau amends Regulation M, 12 CFR part 1013, as set forth below:</P>
        <REGTEXT PART="1013" TITLE="12">
          <PART>
            <HD SOURCE="HED">PART 1013—CONSUMER LEASING (REGULATION M)</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 1013 is revised to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>15 U.S.C. 1604 and 1667f; Pub. L. 111-203 § 1100E, 124 Stat. 1376.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="1013" TITLE="12">
          <AMDPAR>2. In Supplement I to part 1013, under<E T="03">Section 1013.2—Definitions,</E>under<E T="03">2(e) Consumer Lease,</E>new paragraph 9.iv is added to read as follows:</AMDPAR>
          <HD SOURCE="HD1">Supplement I to Part 1013—Official Interpretations</HD>
          <STARS/>
          <EXTRACT>
            <HD SOURCE="HD2">Section 1013.2Definitions</HD>
            <STARS/>
            <P>
              <E T="03">2(e) Consumer Lease.</E>
            </P>
            <P>9.<E T="03">Threshold amount.</E>* * *</P>
            <P>iv. From January 1, 2013 through December 31, 2013, the threshold amount is $53,000.</P>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>By order of the Board of Governors of the Federal Reserve System, November 8, 2012.</DATED>
          <NAME>Robert deV. Frierson,</NAME>
          <TITLE>Secretary of the Board.</TITLE>
          
          <DATED>Dated: November 6, 2012.</DATED>
          <NAME>Richard Cordray,</NAME>
          <TITLE>Director, Bureau of Consumer Financial Protection.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-27996 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6210-01-P; 4810-AM-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL RESERVE SYSTEM</AGENCY>
        <CFR>12 CFR Part 226</CFR>
        <DEPDOC>[Docket No. 1450]</DEPDOC>
        <RIN>RIN 7100-AD94</RIN>
        <AGENCY TYPE="O">BUREAU OF CONSUMER FINANCIAL PROTECTION</AGENCY>
        <CFR>12 CFR Part 1026</CFR>
        <DEPDOC>[Docket No. CFPB-2012-0043]</DEPDOC>
        <SUBJECT>Truth in Lending (Regulation Z)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCIES:</HD>
          <P>Board of Governors of the Federal Reserve System (Board); and Bureau of Consumer Financial Protection (Bureau).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rules, official interpretations and commentary.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Board and the Bureau are publishing final rules amending the official interpretations and commentary for the agencies' regulations that implement the Truth in Lending Act (TILA). Effective July 21, 2011, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) amended TILA by increasing the threshold for exempt consumer credit transactions from $25,000 to $50,000 and requiring that, on or after December 31, 2011, this threshold be adjusted annually by any annual percentage increase in the Consumer Price Index for Urban Wage Earners and Clerical Workers (CPI-W). Accordingly, the exemption threshold was adjusted to $51,800 effective January 1, 2012. Based on the annual percentage increase in the CPI-W as of June 1, 2012, the Board and the Bureau are adjusting the exemption threshold from $51,800 to $53,000, effective January 1, 2013.</P>

          <P>Because the Dodd-Frank Act also requires similar adjustments in the Consumer Leasing Act's threshold for exempt consumer leases, the Board and the Bureau are making similar amendments to each of their respective regulations implementing the Consumer Leasing Act elsewhere in the<E T="04">Federal Register</E>.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This final rule is effective January 1, 2013.</P>
        </EFFDATE>
        <FURINF>
          <PRTPAGE P="69737"/>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P/>
          <P SOURCE="NPAR">
            <E T="03">Board:</E>Vivian W. Wong, Counsel, Division of Consumer and Community Affairs, Board of Governors of the Federal Reserve System, at (202) 452-3667; for users of Telecommunications Device for the Deaf (TDD) only, contact (202) 263-4869.</P>
          <P>
            <E T="03">Bureau:</E>David Friend, Counsel, Office of Regulations, Bureau of Consumer Financial Protection, at (202) 435-7700.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Background</HD>
        <P>The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act) increased the threshold in the Truth in Lending Act (TILA) for exempt consumer credit transactions<SU>1</SU>
          <FTREF/>from $25,000 to $50,000, effective July 21, 2011.<SU>2</SU>
          <FTREF/>In addition, the Dodd-Frank Act requires that this threshold be adjusted annually for inflation by the annual percentage increase in the Consumer Price Index for Urban Wage Earners and Clerical Workers (CPI-W), as published by the Bureau of Labor Statistics. In April 2011, the Board issued a final rule amending Regulation Z (which implements TILA) consistent with these provisions of the Dodd-Frank Act.<SU>3</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>1</SU>Although consumer credit transactions above the threshold are generally exempt, loans secured by real property or by personal property used or expected to be used as the principal dwelling of a consumer and private education loans are covered by TILA regardless of the loan amount.<E T="03">See</E>12 CFR 226.3(b)(1)(i) and 12 CFR 1026.3(b)(1)(i).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>Public Law 111-203 § 1100E, 124 Stat. 1376 (2010).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>76 FR 18354 (Apr. 4, 2011).</P>
        </FTNT>
        <P>Title X of the Dodd-Frank Act transferred rulemaking authority for a number of consumer financial protection laws from the Board to the Bureau, effective July 21, 2011. In connection with this transfer of rulemaking authority, the Bureau issued its own Regulation Z implementing TILA in an interim final rule, 12 CFR part 1026 (Bureau Interim Final Rule).<SU>4</SU>
          <FTREF/>The Bureau Interim Final Rule substantially duplicated the Board's Regulation Z, including the revisions to the threshold for exempt transactions made by the Board in April 2011. Although the Bureau has the authority to issue rules to implement TILA for most entities, the Board retains authority to issue rules under TILA for certain motor vehicle dealers covered by section 1029(a) of the Dodd-Frank Act, and the Board's Regulation Z continues to apply to those entities.<SU>5</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>76 FR 79768 (Dec. 22, 2011).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>5</SU>Section 1029(a) of the Dodd-Frank Act states: “Except as permitted in subsection (b), the Bureau may not exercise any rulemaking, supervisory, enforcement, or any other authority * * * over a motor vehicle dealer that is predominantly engaged in the sale and servicing of motor vehicles, the leasing and servicing of motor vehicles, or both.” 12 U.S.C. 5519(a). Section 1029(b) of the Dodd-Frank Act states: “Subsection (a) shall not apply to any person, to the extent that such person (1) provides consumers with any services related to residential or commercial mortgages or self-financing transactions involving real property; (2) operates a line of business (A) that involves the extension of retail credit or retail leases involving motor vehicles; and (B) in which (i) the extension of retail credit or retail leases are provided directly to consumers; and (ii) the contract governing such extension of retail credit or retail leases is not routinely assigned to an unaffiliated third party finance or leasing source; or (3) offers or provides a consumer financial product or service not involving or related to the sale, financing, leasing, rental, repair, refurbishment, maintenance, or other servicing of motor vehicles, motor vehicle parts, or any related or ancillary product or service.” 12 U.S.C. 5519(b).</P>
        </FTNT>

        <P>Section 226.3(b)(1)(ii) of the Board's Regulation Z and § 1026.3(b)(1)(ii) of the Bureau's Regulation Z, and their accompanying commentaries, provide that the exemption threshold will be adjusted annually effective January 1 of each year based on any annual percentage increase in the CPI-W that was in effect on the preceding June 1. Any increase in the threshold amount will be rounded to the nearest $100 increment. For example, if the annual percentage increase in the CPI-W would result in a $950 increase in the threshold amount, the threshold amount will be increased by $1,000. However, if the annual percentage increase in the CPI-W would result in a $949 increase in the threshold amount, the threshold amount will be increased by $900.<E T="03">See</E>comments 3(b)-1 in Supplements I of 12 CFR part 226 and 12 CFR part 1026.</P>
        <HD SOURCE="HD1">II. Adjustment and Commentary Revision</HD>
        <P>Effective January 1, 2013, the adjusted exemption threshold amount is $53,000. This adjustment is based on the CPI-W index in effect on June 1, 2012, which was reported on May 15, 2012. The Bureau of Labor Statistics publishes consumer-based indices monthly, but does not report a CPI change on June 1; adjustments are reported in the middle of the month. The CPI-W is a subset of the CPI-U index (based on all urban consumers) and represents approximately 28 percent of the U.S. population. The adjustment reflects a 2.4 percent increase in the CPI-W from April 2011 to April 2012 and is rounded to the nearest $100 increment. Accordingly, the Board and the Bureau are revising the commentaries to their respective regulations to add new subparagraph 3(b)-1.iv to state that, from January 1, 2013 through December 31, 2013, the threshold amount is $53,000. These revisions are effective January 1, 2013.</P>
        <HD SOURCE="HD1">III. Administrative Law Matters</HD>
        <HD SOURCE="HD2">Administrative Procedure Act</HD>
        <P>Under the Administrative Procedure Act, notice and opportunity for public comment are not required if the Board and the Bureau find that notice and public comment are impracticable, unnecessary, or contrary to the public interest. 5 U.S.C. 553(b)(B). This annual adjustment is required by statute. The amendment in this notice is technical and non-discretionary, and it applies the method previously established in the agencies' regulations for determining adjustments to the exemption threshold. For these reasons, the Board and the Bureau have determined that publishing a notice of proposed rulemaking and providing opportunity for public comment are unnecessary. Therefore, the amendments are adopted in final form.</P>
        <HD SOURCE="HD2">Regulatory Flexibility Act</HD>
        <P>The Regulatory Flexibility Act (RFA) does not apply to a rulemaking where a general notice of proposed rulemaking is not required. 5 U.S.C. 603 and 604. As noted previously, the agencies have determined that it is unnecessary to publish a general notice of proposed rulemaking for this joint final rule. Accordingly, the RFA's requirements relating to an initial and final regulatory flexibility analysis do not apply.</P>
        <HD SOURCE="HD2">Paperwork Reduction Act</HD>
        <P>In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. 3506; 5 CFR 1320), the agencies reviewed this final rule. No collections of information pursuant to the Paperwork Reduction Act are contained in the final rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects</HD>
          <CFR>12 CFR Part 226</CFR>
          <P>Advertising, Consumer protection, Federal Reserve System, Reporting and recordkeeping requirements, Truth in Lending.</P>
          <CFR>12 CFR Part 1026</CFR>
          <P>Advertising, Consumer protection, Credit, Credit unions, Mortgages, National banks, Reporting and recordkeeping requirements, Savings associations, Truth in Lending.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Board of Governors of the Federal Reserve System</HD>
        <HD SOURCE="HD1">Text of Final Revisions</HD>
        <P>For the reasons set forth in the preamble, the Board amends Regulation Z, 12 CFR part 226, as set forth below:</P>
        <REGTEXT PART="226" TITLE="12">
          <PART>
            <PRTPAGE P="69738"/>
            <HD SOURCE="HED">PART 226—TRUTH IN LENDING (REGULATION Z)</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 226 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>12 U.S.C. 3806; 15 U.S.C. 1604, 1637(c)(5), and 1639(l); Pub. L. 111-24 § 2, 123 Stat. 1734; Pub. L. 111-203, 124 Stat. 1376.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="226" TITLE="12">
          <AMDPAR>2. In Supplement I to part 226, under<E T="03">Section 226.3—Exempt Transactions,</E>under<E T="03">3(b) Credit over applicable threshold amount,</E>new paragraph 1.iv is added to read as follows:</AMDPAR>
          <HD SOURCE="HD1">Supplement I to Part 226—Official Staff Interpretations</HD>
          <STARS/>
          <SUBPART>
            <HD SOURCE="HED">Subpart A—General</HD>
            <STARS/>
          </SUBPART>
          <EXTRACT>
            <HD SOURCE="HD2">Section 226.3Exempt Transactions</HD>
            <STARS/>
            <P>
              <E T="03">3</E>(<E T="03">b</E>)<E T="03">Credit over applicable threshold amount.</E>
            </P>
            <P>1.<E T="03">Threshold amount.</E>* * *</P>
            <P>iv. From January 1, 2013 through December 31, 2013, the threshold amount is $53,000.</P>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <HD SOURCE="HD1">Bureau of Consumer Financial Protection</HD>
        <HD SOURCE="HD1">Authority and Issuance</HD>
        <P>For the reasons set forth in the preamble, the Bureau amends Regulation Z, 12 CFR part 1026, as set forth below:</P>
        <REGTEXT PART="1026" TITLE="12">
          <PART>
            <HD SOURCE="HED">PART 1026—TRUTH IN LENDING (REGULATION Z)</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 1026 is revised to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>12 U.S.C. 2601, 2603-2605, 2607, 2609, 2617, 5511, 5512, 5532, 5581; 15 U.S.C. 1601 et seq.</P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="1026" TITLE="12">
          <AMDPAR>2. In Supplement I to part 1026, under<E T="03">Section 1026.3—Exempt Transactions,</E>under<E T="03">3(b) Credit over applicable threshold amount,</E>new paragraph 1.iv is added to read as follows:</AMDPAR>
          <HD SOURCE="HD1">Supplement I to Part 1026—Official Interpretations</HD>
          <STARS/>
          <SUBPART>
            <HD SOURCE="HED">Subpart A—General</HD>
            <STARS/>
          </SUBPART>
          <EXTRACT>
            <HD SOURCE="HD2">Section 1026.3Exempt  Transactions</HD>
            <STARS/>
            <P>
              <E T="03">3</E>(<E T="03">b</E>)<E T="03">Credit over applicable threshold amount.</E>
            </P>
            <P>1.<E T="03">Threshold amount.</E>* * *</P>
            <P>iv. From January 1, 2013 through December 31, 2013, the threshold amount is $53,000.</P>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>By order of the Board of Governors of the Federal Reserve System, November 8, 2012.</DATED>
          <NAME>Robert deV. Frierson,</NAME>
          <TITLE>Secretary of the Board.</TITLE>
          <DATED>Dated: November 6, 2012.</DATED>
          <NAME>Richard Cordray,</NAME>
          <TITLE>Director, Bureau of Consumer Financial Protection.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-27993 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6210-01-P; 4810-AM-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">BUREAU OF CONSUMER FINANCIAL PROTECTION</AGENCY>
        <CFR>12 CFR Part 1026</CFR>
        <DEPDOC>[Docket No. CFPB-2012-0044]</DEPDOC>
        <SUBJECT>Truth in Lending (Regulation Z)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Bureau of Consumer Financial Protection.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule; official interpretation.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Bureau of Consumer Financial Protection (Bureau) is publishing a final rule amending the official interpretations for Regulation Z (Truth in Lending). The Bureau is required to adjust annually the dollar amount that triggers requirements for certain home mortgage loans bearing fees above a certain amount. The Home Ownership and Equity Protection Act of 1994 (HOEPA) sets forth rules for home-secured loans in which the total points and fees payable by the consumer at or before loan consummation exceed the greater of $400 or 8 percent of the total loan amount. In keeping with the statute, the Bureau has adjusted the $400 amount based on the annual percentage change reflected in the Consumer Price Index as reported on June 1, 2012. The adjusted dollar amount for 2013 is $625.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This final rule is effective January 1, 2013.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>David Friend, Counsel, Office of Regulations, at (202) 435-7700.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <P>The Truth in Lending Act (TILA; 15 U.S.C. 1601-1666j) requires creditors to disclose credit terms and the cost of consumer credit as an annual percentage rate. 15 U.S.C. 1638(a)(4). TILA requires additional disclosures for loans secured by a consumer's home, and permits consumers to cancel certain transactions that involve their principal dwelling. TILA is implemented by the Bureau's Regulation Z (12 CFR part 1026). Supplement I to Regulation Z contains the Bureau's official interpretations of the regulation, and provides guidance to creditors in applying the regulation to specific transactions.</P>
        <P>In 1995, the Board of Governors of the Federal Reserve System (Board) published amendments to Regulation Z implementing HOEPA, which amended TILA and was contained in the Riegle Community Development and Regulatory Improvement Act of 1994, Public Law 103-325, 108 Stat. 2160. These amendments, reflected in §§ 1026.32 and 1026.34 of the regulation, impose substantive limitations and additional disclosure requirements on certain closed-end home mortgage loans bearing rates or fees above a certain percentage or amount. As enacted, the statute requires creditors to comply with the HOEPA requirements if the total points and fees payable by the consumer at or before loan closing exceed the greater of $400 or 8 percent of the total loan amount. TILA and Regulation Z provide that the $400 figure shall be adjusted annually on January 1 by the annual percentage change in the Consumer Price Index (CPI) that was reported on the preceding June 1. 15 U.S.C. 1602(bb)(3); 12 CFR 1026.32(a)(1)(ii). The Board adjusted the $400 amount to $611 for the year 2012 on June 13, 2011. The responsibility for promulgating rules under TILA was transferred from the Board to the Bureau effective July 21, 2011.<SU>1</SU>
          <FTREF/>The Bureau restated Regulation Z on December 22, 2011, and the Bureau's Regulation Z is located at 12 CFR part 1026. 76 FR 79768 (Dec. 22, 2011).</P>
        <FTNT>
          <P>
            <SU>1</SU>
            <E T="03">See</E>sections 1061 and 1100A of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), Public Law 11-203, 124 Stat. 1376 (2010). Section 1029 of the Dodd-Frank Act excludes from this transfer of authority, subject to certain exceptions, any rulemaking authority over a motor vehicle dealer that is predominantly engaged in the sale and servicing of motor vehicles, the leasing and servicing of motor vehicles, or both.</P>
        </FTNT>

        <P>The Bureau of Labor Statistics (BLS) publishes consumer-based indices monthly, but does not report a CPI change on June 1; adjustments are reported in the middle of each month. The Bureau uses the Consumer Price Index for All Urban Consumers (CPI-U) index, which is based on all urban consumers and represents approximately 88 percent of the U.S. population, as the index for adjusting the $400 figure. The adjustment to the CPI-U index reported by BLS on May 15, 2012, was the CPI-U index in effect on June 1, and reflects the percentage change from April 2011 to April 2012. The adjustment to the $400 figure below reflects a 2.3 percent increase in the CPI-U index for this period and is<PRTPAGE P="69739"/>rounded to whole dollars for ease of compliance.</P>
        <P>The fee trigger being adjusted in this<E T="04">Federal Register</E>notice pursuant to TILA section 103(bb) is used in determining whether a loan is covered by § 1026.32. Such loans have generally been known as “HOEPA loans.” In July 2008, the Board revised Regulation Z to adopt additional protections for “higher-priced mortgage loans,” using its authority under TILA section 129(l)(2), since redesignated as section 129(p)(2). Those revisions define a class of dwelling-secured transactions, described in § 1026.35, using a threshold based on average market rates. The adjustment published today does not affect the triggers adopted in July 2008 by the Board for higher-priced mortgage loans.</P>

        <P>On July 9, 2012, the Bureau issued a proposed rule pursuant to,<E T="03">inter alia,</E>section 1431 of the Dodd-Frank Act, which revises the statutory fee trigger for HOEPA loans. The Bureau is mindful of the need to coordinate implementation of this final rule with the effective date of the final rule adopting revisions to the HOEPA fee trigger pursuant to the July 9, 2012 proposal. Accordingly, the adjustment to the fee trigger that is being published today will become effective on January 1, 2013 and will apply for one year, or until final rules the Bureau proposed on July 9, 2012 to implement section 1431 of the Dodd-Frank Act become effective, whichever is earlier.</P>
        <HD SOURCE="HD1">II. Adjustment and Commentary Revision</HD>
        <P>Effective January 1, 2013, for purposes of determining whether a home mortgage transaction is covered by § 1026.32 (based on the total points and fees payable by the consumer at or before loan closing), a loan is covered if the points and fees exceed the greater of $625 or 8 percent of the total loan amount. Comment 32(a)(1)(ii)-2, which lists the adjustments for each year, is amended to reflect the new dollar threshold amount for 2013.</P>
        <P>Under the Administrative Procedure Act, notice and opportunity for public comment are not required if the Bureau finds that notice and public comment are impracticable, unnecessary, or contrary to the public interest. 5 U.S.C. 553(b)(B). Because the timing and method of the adjustment are set by statute and are technical and non-discretionary, the Bureau finds that notice and public comment on the change are unnecessary. 5 U.S.C. 553(b)(B).</P>
        <P>Because no notice of proposed rulemaking is required, the Regulatory Flexibility Act does not apply. 5 U.S.C. 601(2). In any event, the Bureau certifies that this amendment to Regulation Z will not have a significant economic impact on a substantial number of small entities. The only change is to increase the threshold for transactions requiring HOEPA disclosures and protections to reflect the annual percentage increase in the CPI-U. This change is required by statute. Furthermore, the Bureau believes that the number of small entities that will be required to comply with Regulation Z's HOEPA protections solely due to this adjustment because they offer “HOEPA” loans is not substantial. In addition, for entities that already offer “HOEPA” loans in which the total points and fees payable by the consumer at or before loan consummation exceed the greater of $400 or 8 percent of the loan amount, whichever is less, the Bureau believes the economic impact to comply with Regulation Z for additional “HOEPA” loans in which the total points and fees payable by the consumer at or before loan consummation exceed the greater of $625 or 8 percent of the loan amount, whichever is less, will not be significant.</P>
        <HD SOURCE="HD1">List of Subjects in 12 CFR Part 1026</HD>
        <P>Advertising, Consumer protection, Credit, Credit unions, Mortgages, National banks, Reporting and recordkeeping requirements, Savings association, Truth in lending.</P>
        <HD SOURCE="HD1">Authority and Issuance</HD>
        <P>For the reasons set forth in the preamble, the Bureau amends Regulation Z, 12 CFR part 1026, as set forth below:</P>
        <REGTEXT PART="1026" TITLE="12">
          <PART>
            <HD SOURCE="HED">PART 1026—TRUTH IN LENDING (REGULATION Z)</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 1026 is revised to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>

            <P>12 U.S.C. 2601; 2603-2605, 2607, 2609, 2617, 5511, 5512, 5532, 5581; 15 U.S.C. 1601<E T="03">et seq.</E>
            </P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="1026" TITLE="12">
          <AMDPAR>2. In Supplement I to part 1026, under<E T="03">Section 1026.32—Requirements for Certain Closed-End Home Mortgages, 32(a) Coverage,</E>
            <E T="03">paragraph 32(a)(1)(ii),</E>paragraph 2 is amended by adding new paragraph 2.xviii to read as follows:</AMDPAR>
          <HD SOURCE="HD1">SUPPLEMENT I TO PART 1026—OFFICIAL INTERPRETATIONS</HD>
          <EXTRACT>
            <STARS/>
            <P>
              <E T="03">Section 1026.32—Requirements for Certain Closed-End Home Mortgages</E>
            </P>
            <P>32(a) Coverage.</P>
            <STARS/>
            <P>
              <E T="03">Paragraph 32(a)(1)(ii).</E>
            </P>
            <STARS/>
            <P>2.<E T="03">Annual adjustment of $400 amount.</E>* * *</P>
            <P>xviii. For 2013, $625, reflecting a 2.3 percent increase in the CPI-U from June 2011 to June 2012, rounded to the nearest whole dollar.</P>
            <STARS/>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Dated: November 6, 2012.</DATED>
          <NAME>Richard Cordray,</NAME>
          <TITLE>Director, Bureau of Consumer Financial Protection.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-27997 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4810-AM-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2012-0498; Directorate Identifier 2011-NM-212-AD; Amendment 39-17238; AD 2012-22-02]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; The Boeing Company Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are adopting a new airworthiness directive (AD) for certain The Boeing Company Model 747-400, -400D, and -400F series airplanes. This AD was prompted by reports of crown frame web cracking at left buttock line (LBL) 15.0, station (STA) 320. This AD requires measuring the web at STA 320 and, depending on findings, various inspections for cracks and missing fasteners, web and fastener replacement, and related investigative and corrective actions if necessary. We are issuing this AD to prevent complete fracture of the crown frame assembly, and consequent damage to the skin and in-flight decompression of the airplane.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD is effective December 26, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of a certain publication listed in the AD as of December 26, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>For service information identified in this AD, contact Boeing Commercial Airplanes, Attention: Data &amp; Services Management, P.O. Box 3707, MC 2H-65, Seattle, WA 98124-2207; telephone 206-544-5000, extension 1; fax 206-766-5680; Internet<E T="03">https://www.myboeingfleet.com.</E>You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, WA. For information on<PRTPAGE P="69740"/>the availability of this material at the FAA, call 425-227-1221.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the regulatory evaluation, any comments received, and other information. The address for the Docket Office (phone: 800-647-5527) is Document Management Facility, U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Bill Ashforth, Aerospace Engineer, Airframe Branch, ANM-120S, FAA, Seattle Aircraft Certification Office (ACO), 1601 Lind Avenue SW., Renton, WA 98057-3356; phone: 425-917-6432; fax: 425-917-6590; email:<E T="03">Bill.Ashforth@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to include an AD that would apply to the specified products. That NPRM published in the<E T="04">Federal Register</E>on June 12, 2012 (77 FR 34881). That NPRM proposed to require measuring the web at STA 320 and, depending on findings, various inspections for cracks and missing fasteners, web and fastener replacement, and related investigative and corrective actions if necessary.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. The following presents the comments received on the proposal (77 FR 34881, June 12, 2012), and the FAA's response to each comment.</P>
        <HD SOURCE="HD1">Support for the NPRM (77 FR 34881, June 12, 2012)</HD>
        <P>Mr. Caleb Berken stated that the fact that cracks have been seen in five of these airplanes is a little unnerving, but when it is considered that there are only 29 airplanes of this particular series (Model 747-400, -400D, and -400F series airplanes) currently in operation within the United States, these statistics become quite alarming. The commenter stated that he would like to put forth his full support for this proposed rule (77 FR 34881, June 12, 2012) to increase inspection and replacement of compromised parts that have developed within the crown frame web.</P>
        <HD SOURCE="HD1">Request To Provide Credit for Prior Actions</HD>
        <P>Boeing requested that we allow credit for work done prior to the effective date of the NPRM (77 FR 34881, June 12, 2012) using Boeing Service Bulletin 747-53A2784, dated August 27, 2009. Boeing stated that Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011 (which is the service information referenced in the NPRM (77 FR 34881, June 12, 2012)), states that “[n]o more work is necessary on airplanes changed in accordance with the original issue of this service bulletin.” Boeing stated that the inspections and corrective actions described in Boeing Service Bulletin 747-53A2784, dated August 27, 2009; and Revision 1, dated September 14, 2011; are structurally equivalent.</P>
        <P>We agree to add credit for prior actions because no more work is necessary on airplanes changed in accordance with Boeing Service Bulletin 747-53A2784, dated August 27, 2009. We have added new paragraph (l) to this AD to provide credit for actions required by paragraphs (g) through (j) of this AD, if those actions were performed before the effective date of this AD using Boeing Service Bulletin 747-53A2784, dated August 27, 2009. We have re-identified subsequent paragraphs accordingly.</P>
        <HD SOURCE="HD1">Request To Allow Deviation Authority</HD>
        <P>Boeing requested that paragraph (1)(3) of the NPRM (77 FR 34881, June 12, 2012) be revised to allow the Boeing Commercial Airplanes Organization Designation Authorization (ODA) to approve alternative methods of compliance (AMOCs) for both repairs and deviations to the modification that are described in either Boeing Service Bulletin 747-53A2784, dated August 27, 2009; or Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011. Boeing requested that we clarify that an AMOC can be approved for both repairs and deviations to the modification, and that the modification described in Boeing Service Bulletin 747-53A2784, dated August 27, 2009, satisfies the requirements of the modification described in Boeing Service Bulletin 747-53A2784 Revision 1, dated September 14, 2011.</P>
        <P>We partially agree. The Boeing ODA is not currently authorized to provide AMOC approval of deviations that occur when doing the modification. However, once the AD is issued, we might delegate approval authority to certain authorized representatives of the Boeing ODA to approve AMOCs for deviations during this modification. We have not changed the AD in this regard.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the relevant data, considered the comments received, and determined that air safety and the public interest require adopting the AD with the change described previously—and minor editorial changes. We have determined that these minor changes:</P>
        <P>• Αre consistent with the intent that was proposed in the NPRM (77 FR 34881, June 12, 2012) for correcting the unsafe condition; and</P>
        <P>• Do not add any additional burden upon the public than was already proposed in the NPRM (77 FR 34881, June 12, 2012).</P>
        <P>We also determined that these changes will not increase the economic burden on any operator or increase the scope of the AD.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD affects 29 airplanes of U.S. registry.</P>
        <P>We estimate the following costs to comply with this AD:</P>
        <GPOTABLE CDEF="s50,r100,xs60,r50,xs100" COLS="5" OPTS="L2,i1">
          <TTITLE>Estimated Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per product</CHED>
            <CHED H="1">Cost on U.S. operators</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Measurement</ENT>
            <ENT>1 work-hour × $85 per hour = $85</ENT>
            <ENT>$0</ENT>
            <ENT>$85</ENT>
            <ENT>$2,465.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Inspection and web replacement</ENT>
            <ENT>208 work-hours × $85 per hour = $17,680</ENT>
            <ENT>Up to $21,887</ENT>
            <ENT>Up to $39,567</ENT>
            <ENT>Up to $1,147,443.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Post-replacement inspection</ENT>
            <ENT>135 work-hours × $85 per hour = $11,475 per inspection cycle</ENT>
            <ENT>$0</ENT>
            <ENT>$11,475 per inspection cycle</ENT>
            <ENT>$332,775 per inspection cycle.</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="69741"/>
        <P>We have received no definitive data that would enable us to provide cost estimates for the on-condition crack repairs specified in this AD.</P>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify that this AD:</P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2012-22-02The Boeing Company:</E>Amendment 39-17238; Docket No. FAA-2012-0498; Directorate Identifier 2011-NM-212-AD.</FP>
            <HD SOURCE="HD1">(a) Effective Date</HD>
            <P>This AD is effective December 26, 2012.</P>
            <HD SOURCE="HD1">(b) Affected ADs</HD>
            <P>None.</P>
            <HD SOURCE="HD1">(c) Applicability</HD>
            <P>This AD applies to The Boeing Company Model 747-400, -400D, and -400F series airplanes, certificated in any category, as specified in Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011.</P>
            <HD SOURCE="HD1">(d) Subject</HD>
            <P>Joint Aircraft System Component (JASC)/Air Transport Association (ATA) of America Code 53, Fuselage.</P>
            <HD SOURCE="HD1">(e) Unsafe Condition</HD>
            <P>This AD was prompted by reports of crown frame web cracking at left buttock line (LBL) 15.0, station (STA) 320. We are issuing this AD to prevent complete fracture of the crown frame assembly, and consequent damage to the skin and in-flight decompression of the airplane.</P>
            <HD SOURCE="HD1">(f) Compliance</HD>
            <P>Comply with this AD within the compliance times specified, unless already done.</P>
            <HD SOURCE="HD1">(g) Crown Frame Web Measurement</HD>
            <P>At the applicable compliance time specified in paragraph 1.E., “Compliance,” of Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011, except as specified in paragraph (k)(1) of this AD, measure the thickness of the crown frame web at STA 320, in accordance with the Accomplishment Instructions of Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011. For airplanes with a 0.136- to 0.145-inch-thick web, no further action is required by this AD.</P>
            <HD SOURCE="HD1">(h) Detailed Inspection and Web Replacement With No Web Repair Doubler</HD>
            <P>For airplanes on which the web measures 0.078- to 0.083-inch-thick during the measurement required by paragraph (g) of this AD, and on which a repair doubler is not installed: At the applicable time specified in paragraph 1.E., “Compliance,” of Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011, except as specified in paragraph (k)(1) of this AD, do a detailed inspection for cracks and a general visual inspection for missing fasteners of the crown frame web at STA 320; and do all applicable related investigative and corrective actions; in accordance with the Accomplishment Instructions of Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011, except as specified in paragraph (k)(2) of this AD. Do the applicable related investigative and corrective actions at the applicable times specified in paragraph 1.E., “Compliance,” of Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011, except as specified in paragraph (k)(1) of this AD. Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011, provides options for accomplishing the actions that are required for airplanes on which no cracking is found in the crown frame web.</P>
            <HD SOURCE="HD1">(i) Detailed Inspection and Web Replacement With Web Repair Doubler</HD>
            <P>For airplanes on which the web measures 0.078- to 0.083-inch-thick during the measurement required by paragraph (g) of this AD, and on which a repair doubler is installed: At the applicable compliance time specified in paragraph 1.E., “Compliance,” of Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011, except as specified in paragraph (k)(1) of this AD, do the actions specified in paragraphs (i)(1) and (i)(2) of this AD, and do all applicable corrective actions, in accordance with the Accomplishment Instructions of Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011, except as specified in paragraph (k)(2) of this AD. Do all applicable corrective actions before further flight.</P>
            <P>(1) Replace the web with a new web and do all applicable related investigative actions.</P>
            <P>(2) Do a detailed inspection for cracks in the upper or lower chord of the crown frame web at STA 320.</P>
            <HD SOURCE="HD1">(j) Post-Replacement Repetitive Inspections of Replaced Web</HD>
            <P>Following any web replacement required by this AD, at the times specified in paragraph 1.E., “Compliance,” of Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011: Do a detailed inspection for cracks of the web, upper chord, lower chord, and lower chord splice, and do all applicable corrective actions, in accordance with the Accomplishment Instructions of Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011, except as specified in paragraph (k)(2) of this AD. Do all applicable corrective actions before further flight. If no crack is found, repeat the inspection thereafter at the intervals specified in paragraph 1.E., “Compliance,” of Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011. Accomplishment of the inspections required by AD 2009-19-05, Amendment 39-16022 (74 FR 48138, September 22, 2009), terminates the requirements of this paragraph.</P>
            <HD SOURCE="HD1">(k) Exceptions to the Service Information</HD>

            <P>(1) Where Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14,<PRTPAGE P="69742"/>2011, specifies a compliance time “after the original issue date of the service bulletin,” this AD requires compliance within the specified compliance time after the effective date of this AD.</P>
            <P>(2) Where Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011, specifies to contact Boeing for appropriate action, accomplish applicable actions before further flight using a method approved in accordance with the procedures specified in paragraph (m) of this AD.</P>
            <HD SOURCE="HD1">(l) Credit for Previous Actions</HD>
            <P>This paragraph provides credit for the actions required by paragraphs (g) through (j) of this AD, if those actions were performed before the effective date of this AD using Boeing Service Bulletin 747-53A2784, dated August 27, 2009.</P>
            <HD SOURCE="HD1">(m) Alternative Methods of Compliance (AMOCs)</HD>

            <P>(1) The Manager, Seattle Aircraft Certification Office (ACO), FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the ACO, send it to the attention of the person identified in the Related Information section of this AD. Information may be emailed to:<E T="03">9-ANM-Seattle-ACO-AMOC-Requests@faa.gov.</E>
            </P>
            <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
            <P>(3) An AMOC that provides an acceptable level of safety may be used for any repair required by this AD if it is approved by the Boeing Commercial Airplanes Organization Designation Authorization (ODA) that has been authorized by the Manager, Seattle ACO, to make those findings. For a repair method to be approved, the repair must meet the certification basis of the airplane, and the approval must specifically refer to this AD.</P>
            <HD SOURCE="HD1">(n) Related Information</HD>

            <P>For more information about this AD, Bill Ashforth, Aerospace Engineer, Airframe Branch, ANM-120S, FAA, Seattle Aircraft Certification Office (ACO), 1601 Lind Avenue SW., Renton, WA 98057-3356; phone: 425-917-6432; fax: 425-917-6590; email:<E T="03">Bill.Ashforth@faa.gov.</E>
            </P>
            <HD SOURCE="HD1">(o) Material Incorporated by Reference</HD>
            <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
            <P>(2) You must use this service information as applicable to do the actions required by this AD, unless the AD specifies otherwise.</P>
            <P>(i) Boeing Service Bulletin 747-53A2784, Revision 1, dated September 14, 2011.</P>
            <P>(ii) Reserved.</P>

            <P>(3) For Boeing service information identified in this AD, contact Boeing Commercial Airplanes, Attention: Data &amp; Services Management, P.O. Box 3707, MC 2H-65, Seattle, WA 98124-2207; telephone 206-544-5000, extension 1; fax 206-766-5680; Internet<E T="03">https://www.myboeingfleet.com.</E>
            </P>
            <P>(4) You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, WA. For information on the availability of this material at the FAA, call 425-227-1221.</P>

            <P>(5) You may view this service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202-741-6030, or go to:<E T="03">http://www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Renton, Washington, on October 19, 2012.</DATED>
          <NAME>Kalene C. Yanamura,</NAME>
          <TITLE>Acting Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-27637 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2010-1084; Directorate Identifier 2010-CE-056-AD; Amendment 39-17257; AD 2012-23-01]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; Cessna Aircraft Company Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are adopting a new airworthiness directive (AD) for all Cessna Aircraft Company (Cessna) Model 402C airplanes modified by Supplemental Type Certificate (STC) SA927NW and Model 414A airplanes modified by STC SA892NW. This AD was prompted by report of a Cessna Model 414A airplane modified by STC SA892NW that experienced an asymmetrical flap condition causing an uncommanded roll when the pilot set the flaps to the approach position. We are issuing this AD to prevent failure of the flap system, which could result in an asymmetrical flap condition. This condition could result in loss of control.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD is effective December 26, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of a certain publication listed in the AD as of December 26, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>For service information identified in this AD, contact Sierra Industries, Ltd, 122 Howard Langford Drive, Uvalde, Texas 78801; telephone: 888-835-9377; email:<E T="03">chip@sijet.com;</E>Internet:<E T="03">http://www.sijet.com/r-stol-high.</E>You may review copies of the referenced service information at the FAA, Small Airplane Directorate, 901 Locust, Kansas City, Missouri 64106. For information on the availability of this material at the FAA, call 816-329-4148.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the regulatory evaluation, any comments received, and other information. The address for the Docket Office (phone: 800-647-5527) is Document Management Facility, U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Michael A. Heusser, Program Manager, Fort Worth Airplane Certification Office, FAA, 2601 Meacham Blvd., Fort Worth, Texas 76137; phone: (817) 222-5038; fax: (817) 222-5160; email:<E T="03">michael.a.heusser@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a supplemental notice of proposed rulemaking (SNPRM) to amend 14 CFR part 39 to include an airworthiness directive (AD) that would apply to the specified products. That SNPRM published in the<E T="04">Federal Register</E>on August 23, 2012 (77 FR 50954). The original NPRM (75 FR 66700, October 29, 2010) proposed to require a complete inspection of the flap system and modification of the flap control system. The SNPRM (77 FR 50954, August 23, 2012) proposed to incorporate additional service information that addresses proper rigging procedures and corrective actions following additional inspection procedures.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. We received no comments on the SNPRM (77 FR 50954, August 23, 2012) or on the determination of the cost to the public.</P>
        <HD SOURCE="HD1">Conclusion</HD>

        <P>We reviewed the relevant data and determined that air safety and the public interest require adopting the AD<PRTPAGE P="69743"/>as proposed except for minor editorial changes. We have determined that these minor changes:</P>
        <P>• Are consistent with the intent that was proposed in the SNPRM (77 FR 50954, August 23, 2012) for correcting the unsafe condition; and</P>
        <P>• Do not add any additional burden upon the public than was already proposed in the SNPRM.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this proposed AD affects 150 airplanes of U.S. registry.</P>
        <P>We estimate the following costs to comply with this AD:</P>
        <GPOTABLE CDEF="s50,r50,12,12,12" COLS="5" OPTS="L2,i1">
          <TTITLE>Estimated Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per<LI>product</LI>
            </CHED>
            <CHED H="1">Cost on U.S.<LI>operators</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Inspect the flap system and modify/replace the flap preselect control cable</ENT>
            <ENT>25 work-hours × $85 per hour = $2,125</ENT>
            <ENT>$1,000</ENT>
            <ENT>$3,125</ENT>
            <ENT>$468,750</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify that this AD:</P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2012-23-01Cessna Aircraft Company:</E>Amendment 39-17257; Docket No. FAA-2010-1084; Directorate Identifier 2010-CE-056-AD.</FP>
            <HD SOURCE="HD1">(a) Effective Date</HD>
            <P>This AD is effective December 26, 2012.</P>
            <HD SOURCE="HD1">(b) Affected ADs</HD>
            <P>None.</P>
            <HD SOURCE="HD1">(c) Applicability</HD>
            <P>This AD applies to Cessna Aircraft Company (Cessna) Model 402C airplanes modified by Supplemental Type Certificate (STC) SA927NW and Model 414A airplanes modified by STC SA892NW, all serial numbers, that are certificated in any category.</P>
            <HD SOURCE="HD1">(d) Subject</HD>
            <P>Joint Aircraft System Component (JASC)/Air Transport Association (ATA) of America Code 57, Wings.</P>
            <HD SOURCE="HD1">(e) Unsafe Condition</HD>
            <P>This AD was prompted by a report of a Cessna Model 414A airplane modified by STC SA892NW that experienced an asymmetrical flap condition causing an uncommanded roll when the pilot set the flaps to the approach position. We are issuing this AD to prevent failure of the flap system, which could result in an asymmetrical flap condition. This condition could result in loss of control.</P>
            <HD SOURCE="HD1">(f) Compliance</HD>
            <P>Comply with this AD within the compliance times specified, unless already done.</P>
            <HD SOURCE="HD1">(g) Inspection of the Flap Control System</HD>
            <P>Within 60 days after December 26, 2012 (the effective date of this AD), do a complete inspection of the flap control system following the Inspection Instructions section of Sierra Industries, Ltd. Service Bulletin SI09-82 Series-1, Rev. A, dated June 12, 2012.</P>
            <HD SOURCE="HD1">(h) Modification of the Flap Control System</HD>
            <P>(1) If any damage to the flap bellcrank or bellcrank mounting structure is found in the inspection required in paragraph (g) of this AD, before further flight, repair the damage and modify the flap control system following the Accomplishment Instructions of Sierra Industries, Ltd. Service Bulletin SI09-82 Series-1, Rev. A, dated June 12, 2012.</P>
            <P>(2) If no damage to the flap bellcrank or bellcrank mounting structure is found in the inspection required in paragraph (g) of this AD, within 180 days after December 26, 2012 (the effective date of this AD), modify the flap control system following the Accomplishment Instructions of Sierra Industries, Ltd. Service Bulletin SI09-82 Series-1, Rev. A, dated June 12, 2012.</P>
            <HD SOURCE="HD1">(i) Instructions for Continued Airworthiness</HD>
            <P>Within 7 months after December 26, 2012 (the effective date of this AD), or during your next annual inspection, whichever occurs earlier, incorporate Sierra Industries, Ltd. Instructions for Continued Airworthiness, 82-1, Issue 1, dated June 12, 2012, into your FAA-approved maintenance program.</P>
            <HD SOURCE="HD1">(j) Alternative Methods of Compliance (AMOCs)</HD>
            <P>(1) The Manager, Fort Worth Airplane Certification Office (ACO), FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the ACO, send it to the attention of the person identified in the Related Information section of this AD.</P>
            <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
            <HD SOURCE="HD1">(k) Related Information</HD>

            <P>(1) For more information about this AD, contact Michael A. Heusser, Program Manager, Fort Worth ACO, FAA, 2601<PRTPAGE P="69744"/>Meacham Blvd., Fort Worth, Texas 76137; phone: (817) 222-5038; fax: (817) 222-5160; email:<E T="03">michael.a.heusser@faa.gov.</E>
            </P>

            <P>(2) For service information identified in this AD, contact Sierra Industries, Ltd., 122 Howard Langford Drive, Uvalde, Texas 78801; telephone: 888-835-9377; email:<E T="03">chip@sijet.com;</E>Internet:<E T="03">http://www.sijet.com/r-stol-high.</E>You may review copies of the service information at the FAA, Small Airplane Directorate, 901 Locust, Kansas City, Missouri 64106. For information on the availability of this material at the FAA, call 816-329-4148.</P>
            <HD SOURCE="HD1">(l) Material Incorporated by Reference</HD>
            <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
            <P>(2) You must use the service information as applicable to do the actions required by this AD, unless the AD specifies otherwise.</P>
            <P>(i) Sierra Industries, Ltd. Service Bulletin SI09-82 Series-1, Rev. A, dated June 12, 2012.</P>
            <P>(ii) Sierra Industries, Ltd. Instructions for Continued Airworthiness, 82-1, Issue 1, dated June 12, 2012.</P>

            <P>(3) For Sierra Industries, Ltd. service information identified in this AD, contact Sierra Industries, Ltd., 122 Howard Langford Drive, Uvalde, Texas 78801; telephone: 888-835-9377; email:<E T="03">chip@sijet.com;</E>Internet:<E T="03">http://www.sijet.com/r-stol-high.</E>
            </P>
            <P>(4) You may view this service information at FAA, Small Airplane Directorate, 901 Locust, Kansas City, Missouri 64106. For information on the availability of this material at the FAA, call 816-329-4148.</P>

            <P>(5) You may view this service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202-741-6030, or go to:<E T="03">http://www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Kansas City, Missouri, on November 5, 2012.</DATED>
          <NAME>Earl Lawrence,</NAME>
          <TITLE>Manager, Small Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-27456 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-1168; Directorate Identifier 2010-NM-239-AD; Amendment 39-17255; AD 2012-22-17]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; The Boeing Company Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are adopting a new airworthiness directive (AD) for certain The Boeing Company Model 767-200 and -300 series airplanes. This AD was prompted by reports of cracks in the inner chords at both left-side and right-side stations 859.5, 883.5, and 903.5. This AD requires repetitive inspections of the frame inner chord transition radius for cracks, and related investigative and corrective actions if necessary. We are issuing this AD to prevent large cracks in the frames and adjacent structure that can adversely affect the structural integrity of the airplane.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD is effective December 26, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of a certain publication listed in the AD as of December 26, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>For service information identified in this AD, contact Boeing Commercial Airplanes, Attention: Data &amp; Services Management, P.O. Box 3707, MC 2H-65, Seattle, WA 98124-2207; telephone 206-544-5000, extension 1; fax 206-766-5680; Internet<E T="03">https://www.myboeingfleet.com.</E>You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, WA. For information on the availability of this material at the FAA, call 425-227-1221.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the regulatory evaluation, any comments received, and other information. The address for the Docket Office (phone: 800-647-5527) is Document Management Facility, U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Berhane Alazar, Aerospace Engineer, Airframe Branch, ANM-120S, FAA, Seattle Aircraft Certification Office (ACO), 1601 Lind Avenue SW., Renton, WA 98057-3356; phone: 425-917-6577; fax: 425-917-6590; email:<E T="03">Berhane.Alazar@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to include an AD that would apply to the specified products. That NPRM published in the<E T="04">Federal Register</E>on November 9, 2011 (76 FR 69685). That NPRM proposed to require repetitive inspections of the frame inner chord transition radius for cracks, and related investigative and corrective actions if necessary.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. The following presents the comments received on the proposal (76 FR 69685, November 9, 2011) and the FAA's response to each comment.</P>
        <HD SOURCE="HD1">Statement of Intent To Comply With the NPRM (76 FR 69685, November 9, 2011)</HD>
        <P>American Airlines stated that it will incorporate the NPRM (76 FR 69685, November 9, 2011) requirements into its maintenance program and that any corrective actions will be performed at a time that is appropriate based on the compliance thresholds in the NPRM.</P>
        <HD SOURCE="HD1">Request To Revise Note 1 to Paragraph (g) of the NPRM (76 FR 69685, November 9, 2011)</HD>
        <P>Boeing requested that we revise the wording of Note 1 to paragraph (g) of the NPRM (76 FR 69685, November 9, 2011) to clarify that structural inspections of fuselage structure are mandated by AD 2003-18-10, Amendment 39-13301 (68 FR 53503, September 11, 2003). (AD 2003-18-10 requires revising the airworthiness limitations section of the maintenance planning data document to incorporate certain inspections and compliance times to detect fatigue cracking of principal structural elements.) Boeing stated that an alteration of these structural inspections will be required for repair(s) done in accordance with Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011. That service bulletin contains post-repair inspections that already provide alternative method of compliance (AMOC) coverage for the requirements of AD 2003-18-10.</P>

        <P>We disagree with the commenter's request. Paragraph F., “Approval,” of Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011, already contains approval of the inspections as an AMOC for the requirements of the pertinent paragraphs of AD 2003-18-10, Amendment 39-13301 (68 FR 53503, September 11, 2003). We have not changed the final rule in this regard.<PRTPAGE P="69745"/>
        </P>
        <HD SOURCE="HD1">Request To Exclude Certain Inspections</HD>
        <P>All Nippon Airways (ANA) requested that we include a statement in the proposed requirements of the NPRM (76 FR 69685, November 9, 2011) to give credit for the inspection at the locations where FAA-approved repairs have been accomplished for the subject cracking of the inner chords prior to the release of Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011. ANA stated that Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011, does not describe how operators treat the previously FAA-approved repairs and that a credit statement was included in the service information referenced in AD 2011-02-06, Amendment 39-16579 (76 FR 4224, January 25, 2011). ANA stated that it would have to obtain approvals for all previously FAA-approved repairs as AMOCs to the new AD; and considered this a huge burden that increases costs and work-hours.</P>
        <P>We disagree with the commenter's request. The structural issues in the identified unsafe condition for this AD are significantly different and more complex than those addressed by AD 2011-02-06, Amendment 39-16579 (76 FR 4224, January 25, 2011). We are unable to approve AMOCs for repairs that may have had previous FAA approvals without information as to how they mitigate the unsafe condition addressed in this AD. Under the provisions of paragraph (j) of this AD, we will consider requests for approval of an AMOC for previous repairs if sufficient data are submitted to substantiate that the repairs would provide an acceptable level of safety for the unsafe condition addressed in this AD. We have not changed the final rule in this regard.</P>
        <HD SOURCE="HD1">Request for Global Terminating Action and Delay of AD</HD>
        <P>Delta Airlines (Delta) requested that we revise the NPRM (76 FR 69685, November 9, 2011) to add the statement “FAA approved repairs for cracking at the subject locations prior to the release of this service bulletin (Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011), constitute terminating action for the inspections defined in this AD.” Delta stated that, if previously installed FAA-approved repairs are not approved as terminating action, then it would request that the AD effective date be three months after the release of the AD, rather than two or three weeks after the release of the AD. Delta asserted that this would allow additional time for Boeing and Aviation Partners Boeing to review and provide AMOC information for the large volume of previous repairs associated with this area.</P>
        <P>We disagree to add approval of a global terminating action for previously approved repairs. We are unable to approve a global terminating action for repairs that might have had previous FAA approvals without information as to how each repair mitigates the identified unsafe condition addressed in this AD. In addition, requirements that must be met for approvals of AMOC requests exceed those for repair approvals. We also disagree to delay the effective date of this AD. We considered that delaying issuance of this AD is inappropriate in light of the identified unsafe condition. We have not changed the final rule in this regard.</P>
        <HD SOURCE="HD1">Clarification of Effect of Winglet Installation</HD>

        <P>We have added new paragraph (c)(2) to this AD, which states that Supplemental Type Certificate (STC) ST01920SE (<E T="03">http://rgl.faa.gov/Regulatory_and_Guidance_Library/rgstc.nsf/0/082838ee177dbf62862576a4005cdfc0/$FILE/ST01920SE.pdf</E>) does not affect the ability to accomplish the actions required by this AD. Therefore, for airplanes on which STC ST01920SE is installed, a “change in product” AMOC approval request is not necessary to comply with the requirements of 14 CFR 39.17. For all other AMOC requests, the operator must request approval for an AMOC in accordance with the procedures specified in paragraph (j) of this AD.</P>
        <HD SOURCE="HD1">Change to Paragraph (j)(3) of This AD</HD>
        <P>We have removed the reference to Federal Aviation Regulations 14 CFR 25.571, Amendment 45 from this AD that was specified in paragraph (j)(3) of the NPRM (76 FR 69685, November 9, 2011). Removing this reference will neither increase the economic burden on any operator nor increase the scope of this AD.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the relevant data, considered the comments received, and determined that air safety and the public interest require adopting the AD with the changes described previously—and minor editorial changes. We have determined that these changes:</P>
        <P>• Are consistent with the intent that was proposed in the NPRM (76 FR 69685, November 9, 2011), for correcting the unsafe condition; and</P>
        <P>• Do not add any additional burden upon the public than was already proposed in the NPRM (76 FR 69685, November 9, 2011).</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD will affect 325 airplanes of U.S. registry.</P>
        <P>We estimate the following costs to comply with this AD:</P>
        <GPOTABLE CDEF="s50,r50,12,r50,r50" COLS="5" OPTS="L2,i1">
          <TTITLE>Estimated Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per product</CHED>
            <CHED H="1">Cost on U.S. operators</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Detailed or HFEC inspection</ENT>
            <ENT>23 or 26 work-hours × $85 per hour = $1,955 or 2,210 per inspection cycle</ENT>
            <ENT>$0</ENT>
            <ENT>$1,955 or $2,210 per inspection cycle</ENT>
            <ENT>Up to $718,250 per inspection cycle.</ENT>
          </ROW>
        </GPOTABLE>
        <P>We estimate the following costs to do any necessary repairs that would be required based on the results of the inspection. We have no way of determining the number of aircraft that might need these repairs.</P>
        <GPOTABLE CDEF="s50,r50,r50,r50" COLS="4" OPTS="L2,i1">
          <TTITLE>On-Condition Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per product</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Repair</ENT>
            <ENT>24 work-hours × $85 per hour = $2,040</ENT>
            <ENT>$383 to $8,327 per frame</ENT>
            <ENT>$2,423 to $10,367 per frame.</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="69746"/>
            <ENT I="01">On-condition detailed and HFEC inspections and measurement</ENT>
            <ENT>7 work-hours × $85 per hour = $595 per frame</ENT>
            <ENT>$0</ENT>
            <ENT>$595</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify that this AD:</P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>
        <P>(3) Will not affect intrastate aviation in Alaska, and</P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD):</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2012-22-17The Boeing Company:</E>Amendment 39-17255; Docket No. FAA-2011-1168; Directorate Identifier 2010-NM-239-AD.</FP>
            <HD SOURCE="HD1">(a) Effective Date</HD>
            <P>This AD is effective December 26, 2012.</P>
            <HD SOURCE="HD1">(b) Affected ADs</HD>
            <P>None.</P>
            <HD SOURCE="HD1">(c) Applicability</HD>
            <P>(1) This AD applies to The Boeing Company Model 767-200 and -300 series airplanes, certificated in any category, as identified in Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011.</P>
            <P>(2) Supplemental Type Certificate (STC) ST01920SE (<E T="03">http://rgl.faa.gov/Regulatory_and_Guidance_Library/rgstc.nsf/0/082838ee177dbf62862576a4005cdfc0/$FILE/ST01920SE.pdf</E>) does not affect the ability to accomplish the actions required by this AD. Therefore, for airplanes on which STC ST01920SE is installed, a “change in product” alternative method of compliance (AMOC) approval request is not necessary to comply with the requirements of 14 CFR 39.17. For all other AMOC requests, the operator must request approval for an AMOC in accordance with the procedures specified in paragraph (j) of this AD.</P>
            <HD SOURCE="HD1">(d) Subject</HD>
            <P>Joint Aircraft System Component (JASC)/Air Transport Association (ATA) of America Code 53, Fuselage.</P>
            <HD SOURCE="HD1">(e) Unsafe Condition</HD>
            <P>This AD was prompted by reports of cracks in the inner chords at both left-side and right-side stations 859.5, 883.5, and 903.5. We are issuing this AD to prevent large cracks in the frames and adjacent structure that can adversely affect the structural integrity of the airplane.</P>
            <HD SOURCE="HD1">(f) Compliance</HD>
            <P>Comply with this AD within the compliance times specified, unless already done.</P>
            <HD SOURCE="HD1">(g) Repetitive Inspections, Related Investigative Actions, and Corrective Actions</HD>
            <P>Except as required by paragraph (h)(2) of this AD, at the times specified in paragraph 1.E., “Compliance,” of Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011: Perform a detailed inspection or a surface high frequency eddy current (HFEC) inspection for cracking in the frame inner chord transition radius at stations 859.5, 883.5, and 903.5, as applicable, left buttock line and right buttock line 89, below water line 200; and do all applicable related investigative and corrective actions; in accordance with the Accomplishment Instructions of Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011; except as required by paragraph (h)(1) of this AD. Do all applicable related investigative and corrective actions before further flight. If no cracking is found, repeat the inspections thereafter at the applicable interval specified in paragraph 1.E., “Compliance,” of Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011.</P>
            <NOTE>
              <HD SOURCE="HED">Note 1 to paragraph (g) of this AD:</HD>
              <P>The post-repair inspections specified in Tables 2, 4, 6, and 8 of paragraph 1.E., “Compliance,” of Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011, may be used in support of compliance with paragraph (c)(2) of Section 121.1109 or 129.109 of the Federal Aviation Regulations (14 CFR 121.1109(c)(2) or 14 CFR 129.109(c)(2)).</P>
            </NOTE>
            <HD SOURCE="HD1">(h) Exceptions to the Service Information</HD>
            <P>(1) If any cracking is found during any inspection required by this AD, and Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011, specifies to contact Boeing for appropriate action: Before further flight, repair the cracking using a method approved in accordance with the procedures specified in paragraph (j) of this AD.</P>
            <P>(2) Where Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011, specifies a compliance time after the date on that service bulletin, this AD requires compliance within the specified compliance time after the effective date of this AD.</P>
            <HD SOURCE="HD1">(i) No Reporting Required</HD>
            <P>Although Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011, specifies to submit certain information to the manufacturer, this AD does not include that requirement.</P>
            <HD SOURCE="HD1">(j) Alternative Methods of Compliance (AMOCs)</HD>

            <P>(1) The Manager, Seattle Aircraft Certification Office (ACO), FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector<PRTPAGE P="69747"/>or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the ACO, send it to the attention of the person identified in the Related Information section of this AD. Information may be emailed to:<E T="03">9-ANM-Seattle-ACO-AMOC-Requests@faa.gov.</E>
            </P>
            <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
            <P>(3) An AMOC that provides an acceptable level of safety may be used for any repair required by this AD if it is approved by the Boeing Commercial Airplanes Organization Designation Authorization (ODA) that has been authorized by the Manager, Seattle ACO, to make those findings. For a repair method to be approved, the repair must meet the certification basis of the airplane, and the approval must specifically refer to this AD.</P>
            <HD SOURCE="HD1">(k) Related Information</HD>

            <P>For more information about this AD, contact Berhane Alazar, Aerospace Engineer, Airframe Branch, ANM-120S, FAA, ACO, 1601 Lind Avenue SW., Renton, WA 98057-3356; phone: 425-917-6577; fax: 425-917-6590; email:<E T="03">Berhane.Alazar@faa.gov.</E>
            </P>
            <HD SOURCE="HD1">(l) Material Incorporated by Reference</HD>
            <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
            <P>(2) You must use this service information as applicable to do the actions required by this AD, unless the AD specifies otherwise.</P>
            <P>(i) Boeing Service Bulletin 767-53A0209, Revision 1, dated July 27, 2011.</P>
            <P>(ii) Reserved.</P>

            <P>(3) For service information identified in this AD, contact Boeing Commercial Airplanes, Attention: Data &amp; Services Management, P.O. Box 3707, MC 2H-65, Seattle, WA 98124-2207; telephone 206-544-5000, extension 1; fax 206-766-5680; Internet<E T="03">https://www.myboeingfleet.com.</E>
            </P>
            <P>(4) You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, WA. For information on the availability of this material at the FAA, call 425-227-1221.</P>

            <P>(5) You may also review copies of the service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202-741-6030, or go to:<E T="03">http://www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Renton, Washington, on October 31, 2012.</DATED>
          <NAME>Ali Bahrami,</NAME>
          <TITLE>Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-27344 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Federal Aviation Administration</SUBAGY>
        <CFR>14 CFR Part 39</CFR>
        <DEPDOC>[Docket No. FAA-2011-0722; Directorate Identifier 2010-NM-262-AD; Amendment 39-17260; AD 2012-23-04]</DEPDOC>
        <RIN>RIN 2120-AA64</RIN>
        <SUBJECT>Airworthiness Directives; The Boeing Company Model Airplanes</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Aviation Administration (FAA), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>We are superseding an existing airworthiness directive (AD) for certain The Boeing Company Model 737-100 and -200 series airplanes. The existing AD currently requires various inspections for cracks in the outboard chord of the frame at body station (BS) 727 and in the outboard chord of stringer (S) 18A, and repair or replacement of cracked parts. This new AD adds airplanes to the applicability statement in the existing AD and adds inspections for cracks in the BS 727 frame outboard chords and the radius of the auxiliary chord, for certain airplanes. This new AD also removes the inspections of the outboard chord of S-18A required by the existing AD. This AD was prompted by several reports of fatigue cracking in the frame outboard chord at BS 727 and in the radius of the auxiliary chord on airplanes that were not affected by the existing AD. We are issuing this AD to detect and correct fatigue cracking of the outboard and auxiliary chords, which could result in reduced structural integrity of the outboard chord and consequent rapid decompression of the airplane.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This AD is effective December 26, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of a certain publication listed in the AD as of December 26, 2012.</P>
          <P>The Director of the Federal Register approved the incorporation by reference of certain other publications listed in this AD as of August 18, 1995 (60 FR 36981, July 19, 1995).</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>For service information identified in this AD, contact Boeing Commercial Airplanes, Attention: Data &amp; Services Management, P.O. Box 3707, MC 2H-65, Seattle, Washington 98124-2207; telephone 206-544-5000, extension 1; fax 206-766-5680; Internet<E T="03">https://www.myboeingfleet.com.</E>You may review copies of the referenced service information at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>
        </ADD>
        <HD SOURCE="HD1">Examining the AD Docket</HD>
        <P>You may examine the AD docket on the Internet at<E T="03">http://www.regulations.gov;</E>or in person at the Docket Management Facility between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this AD, the regulatory evaluation, any comments received, and other information. The address for the Docket Office (phone: 800-647-5527) is Document Management Facility, U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.</P>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Alan Pohl, Aerospace Engineer, Airframe Branch, ANM-120S, FAA, Seattle Aircraft Certification Office, 1601 Lind Avenue SW., Renton, Washington 98057-3356; phone (425) 917-6450; fax (425) 917-6590; email<E T="03">alan.pohl@faa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Discussion</HD>

        <P>We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to supersede AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995). That AD applies to the specified products. The NPRM published in the<E T="04">Federal Register</E>on August 5, 2011 (76 FR 47522). That NPRM proposed to continue to require various inspections for cracks in the outboard chord of the frame at BS 727, and repair or replacement of cracked parts. That NPRM also proposed to add airplanes to the applicability statement in the existing AD and add inspections for cracks in the BS 727 frame outboard chords and the radius of the auxiliary chord, for certain airplanes. That NPRM also proposed to remove the inspections of the outboard chord of S-18A required by the existing AD.</P>
        <HD SOURCE="HD1">Comments</HD>
        <P>We gave the public the opportunity to participate in developing this AD. The following presents the comments received on the proposal (76 FR 47522, August 5, 2011) and the FAA's response to each comment.</P>
        <HD SOURCE="HD1">Support for NPRM (76 FR 47522, August 5, 2011)</HD>

        <P>Europe Airpost has no objection to the NRPM (76 FR 47522, August 5, 2011), and noted that it has already implemented the procedures in Boeing<PRTPAGE P="69748"/>Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, into its maintenance program.</P>
        <HD SOURCE="HD1">Request To Remove “Total” From Compliance Time</HD>
        <P>Southwest Airlines (SWA) asked that paragraph (o) of the NPRM (76 FR 47522, August 5, 2011), which specifies the compliance time as “Before the accumulation of 50,000 total flight cycles, but fewer than or equal to 60,000 total flight cycles, after accomplishing the modification of the outboard chord of the frame * * *” be changed to delete the word “total.” SWA states that this would eliminate any confusion as to whether the subject inspection is to be done between 50,000 and 60,000 total airplane flight cycles, or between 50,000 and 60,000 flight cycles after the modification installation.</P>
        <P>We agree with the commenter. The intent of paragraph (o) of this AD is to do the inspection between 50,000 and 60,000 flight cycles after accomplishing the modification. We have changed paragraph (o) of this AD accordingly. In addition, for clarification, we have removed “total” from paragraphs (g), (h)(1), (h)(2), (h)(3), and (h)(4) of this AD.</P>
        <HD SOURCE="HD1">Request To Clarify Certain Compliance Times</HD>
        <P>Boeing asked that we clarify the compliance time for the inspection specified in paragraph (i)(1) of the NPRM (76 FR 47522, August 5, 2011). Boeing stated that paragraph (c)(1) of AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995), states “Inspect prior to the accumulation of 4,500 flight cycles after the effective date of this AD.” The new language in paragraph (i)(1) of the NPRM states “Inspect prior within 4,500 flight cycles after August 18, 1995.” Boeing noted that this looks like a typographical error.</P>
        <P>We find that there is a terminology error in paragraph (c)(1) of the existing AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995), and in paragraph (i)(1) of this AD. We have corrected that paragraph to read: “Inspect within 4,500 flight cycles after August 18, 1995 * * *.” We have also corrected similar terminology in paragraphs (i)(2), (i)(3), and (i)(4) of this AD.</P>
        <P>Boeing also asked that we clarify the compliance time specified in paragraph (n) of the NPRM (76 FR 47522, August 5, 2011). Boeing stated that Table 3 of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, specifies “total airplane flight cycles after replacement” and paragraph (g) of the NPRM addresses previously replaced frame upper outboard chords for comparison. Boeing added that paragraphs (n)(1)(i) and (n)(1)(ii) of the NPRM identify the threshold for a replaced frame upper outboard chord in terms of “total flight cycles,” but Table 3 of that service bulletin identifies the threshold based on cycles “after chord replacement.”</P>
        <P>We agree that the compliance time specified in paragraphs (n)(1)(i) and (n)(1)(ii) of this AD should be expressed in terms of flight cycles after replacement of the outboard chords, as identified in Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, not total flight cycles on the airplane. We have clarified the compliance time in paragraphs (n)(1)(i) and (n)(1)(ii) of this AD accordingly.</P>
        <HD SOURCE="HD1">Request To Include Repair Instructions</HD>
        <P>Boeing asked that we include repair instructions in paragraph (o) of the NPRM (76 FR 47522, August 5, 2011) for crack findings during the open-hole eddy current inspection. Boeing notes that no repair instructions are provided. Boeing suggests the following be added for the repair: “Except as required by paragraph (p) of this AD, if any crack is found during the inspection required by this paragraph, before further flight, repair in accordance with Part 3 or Part 4, as applicable, of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006.”</P>
        <P>We agree with the commenter for the reason provided. In paragraph (o) of the NPRM (76 FR 47522, August 5, 2011), we inadvertently omitted the repair language specified in paragraphs (l) through (n) of the NPRM from paragraph (o) of the NPRM. In the preamble of the NPRM in the “Relevant Service Information” section, we described additional inspections, and repair or replacement if necessary. Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, contains repair instructions in Part 3 and Part 4. Therefore, we have added the text “* * * repair in accordance with Part 3 or Part 4 * * *.” to paragraph (o) of this AD. Paragraph (p) of this AD already contains a reference to paragraph (o) of this AD for the exception to the repair procedure.</P>
        <HD SOURCE="HD1">Request To Clarify Repair Instructions</HD>
        <P>Boeing asked that we clarify the repair instructions specified in paragraph (l) of the NPRM (76 FR 47522, August 5, 2011) for cracks found in the auxiliary chord. Boeing stated that paragraph (l) of the NPRM specifies “If any crack is found, before further flight, repair in accordance with the requirements in paragraph (p) of this AD.” Boeing noted that paragraph (p) of the NPRM directs the reader to paragraph (s) of the NPRM for an alternative method of compliance (AMOC) if Part 3 or Part 4 of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, cannot be accomplished. Boeing added that neither Part 3 nor Part 4 provide repair instructions for the auxiliary chord. Boeing added that paragraph (n) of the NPRM provides clear instructions for accomplishing the crack repair.</P>
        <P>We acknowledge the commenter's concerns. The inspection identified in paragraph (l) of this AD is required to detect cracks in the auxiliary chord radius of the frame at BS 727. The inspection identified in paragraph (n) of this AD is required to detect cracks in the forward flange of the outboard chord at BS 727. The repair instructions for those areas are specified in different parts of the Accomplishment Instructions of the service information; therefore, the repair identified in paragraph (n) of this AD should not refer to the same repair instructions as those identified in paragraph (l) of this AD. Since Parts 3 and 4 of the Accomplishment Instructions of the service information do not provide repair instructions for the auxiliary chord, we have clarified the repair instructions in paragraph (l) of this AD by changing the reference from paragraph (p) to paragraph (s) of this AD. In addition, we have removed the reference to paragraph (l) from paragraph (p) of this AD for further clarification.</P>
        <HD SOURCE="HD1">Request To Clarify When Time-Limited Repairs Are Required for Certain Airplanes</HD>

        <P>Boeing asked that we clarify when time-limited repairs, as specified in paragraph (q) of the NPRM (76 FR 47522, August 5, 2011), installed in accordance with Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, must be replaced. Boeing stated that paragraph (q) of the NPRM identifies replacement for time-limited repairs installed in accordance with Boeing Alert Service Bulletin 737-53A1166, dated June 30, 1994; or Boeing Service Bulletin 737-53A1166, Revision 1, dated May 25, 1995; but does not provide a compliance time for time-limited repairs installed in accordance with Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006. Boeing added that the compliance time specified in Table 6 of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, is not to exceed<PRTPAGE P="69749"/>4,500 flight cycles from the time of the installation.</P>
        <P>We agree to clarify paragraph (q) of this AD. In the NPRM (76 FR 47522, August 5, 2011), we did not refer to airplanes identified in Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, as airplanes affected by paragraph (q) of this AD. However, Step 3.b. of “Part 4—STA 727 Frame Outboard Chord Time-Limited Repair” of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, specifies doing the replacement of the time-limited repair at the time specified in paragraph 1.E., “Compliance,” of that service bulletin revision (i.e., 4,500 flight cycles after the time-limited replacement). Therefore, we have determined that Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, should be added to paragraph (q) of this AD as a reference for airplanes affected by that paragraph.</P>
        <HD SOURCE="HD1">Request To Clarify Affected Airplanes</HD>
        <P>Boeing asked that the affected airplanes be added to paragraph (j) of the NPRM (76 FR 47522, August 5, 2011). Boeing stated that paragraph (h) of the NPRM identifies the affected airplanes, and that paragraph (j) of the NPRM has similar requirements and should match paragraph (h) of the NPRM.</P>
        <P>We agree that the affected airplane models should be added to paragraph (j) of this AD for clarification and consistency. We have changed that paragraph to include the affected airplane models.</P>
        <P>Boeing also asked that we clarify paragraphs (g), (h), (i), and (j) of the NPRM (76 FR 47522, August 5, 2011), by specifying that the airplanes affected by those paragraphs, which are restated from AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995), are only those Model 737-100 and -200 series airplanes having line numbers 1 through 999 inclusive. Boeing stated that the NPRM requirements do not differentiate for Model 737-200 series airplanes having line numbers beyond 999 and do not identify Model 737-200C series airplanes.</P>
        <P>We agree that the restated requirements specified in this AD only affect Model 737 airplanes having line numbers 1 through 999 inclusive. We have added that clarification to paragraphs (g), (h), (i), and (j) of this AD.</P>
        <HD SOURCE="HD1">Request To Clarify Affected Airplanes Relative to Supplemental Structural Inspection Document (SSID) Inspections</HD>
        <P>Boeing asked that we provide clarification of certain affected airplanes in paragraph (s)(5) of the NPRM (76 FR 47522, August 5, 2011). Boeing stated that AD 2008-08-23, Amendment 39-15477 (73 FR 21237, April 21, 2008), only applies to Model 737-200C series airplanes. Boeing added that Boeing SSID D6-37089, Revision E, dated May 1, 2007, applies to Model 737-100, -200, and -200C series airplanes. Boeing also asked that we clarify that AD 2008-09-13, Amendment 39-15494 (73 FR 24164, May 2, 2008), is only applicable to Model 737-300, -400, and -500 series airplanes. Boeing stated that paragraph (s)(5) of the NPRM refers to Boeing 737-400/500/600 SSID D6-82669, dated May 1, 2007, but noted that Model 737-600 is a next generation (NG) airplane, not a 737 “Classic” airplane.</P>
        <P>Boeing also asked that the structurally significant item (SSI) F-29 SSID inspections (which describe visual and eddy current inspections of the BS 727 bulkhead outer chord) in paragraph (s)(5) of the NPRM (76 FR 47522, August 5, 2011) refer to Appendix A of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, for consistency. Boeing states that currently paragraph 1.F. of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, refers to table 1 of Appendix A.</P>
        <P>We agree that some clarifications are necessary for the reasons provided by the commenter. Therefore, we have included the appropriate information in paragraph (s)(5) of this AD. We clarified that AD 2008-08-23, Amendment 39-15477 (73 FR 21237, April 21, 2008), applies to Model 737-200C series airplanes. We changed the reference to “Boeing 737-400/500/600 SSID” to the correct reference, which is “Boeing 737-300/400/500 SSID.” In addition, we added a reference to Appendix A, Table 1, of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, for the SSI F-29 SSID inspections.</P>
        <HD SOURCE="HD1">Request To Clarify Actions Required for Affected Airplanes</HD>
        <P>Boeing asked that we clarify actions to be taken for airplanes affected by both the restated requirements and the new requirements of the NPRM (76 FR 47522, August 5, 2011). Boeing stated that paragraphs (g) through (j) of the NPRM are identified as applicable to Model 737-100 and -200 series airplanes; and paragraphs (m) and (n) of the NPRM are applicable to airplanes identified in Tables 2 and 3, respectively, of paragraph 1.E., “Compliance,” of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006. Boeing noted that Model 737-100 and -200 series airplanes (having line numbers 1 through 999 inclusive) are identified in Groups 1, 2, and 3 of that service bulletin; both tables 2 and 3 of that service bulletin identify Groups 1, 2, and 3. Boeing added that Model 737-100 and -200 series airplanes have threshold and repetitive inspection requirements from both the restated and the new requirements of the NPRM.</P>
        <P>We agree with the commenter that some clarification is necessary. We have changed paragraphs (m) and (n) of this AD (new requirements) to include the statement that accomplishing the new inspections in each paragraph ends the corresponding retained inspections in paragraphs (g) through (j) of this AD.</P>
        <HD SOURCE="HD1">Request To Clarify Revised Paragraph Identifiers</HD>
        <P>Boeing asked that we clarify the “Revised paragraph identifiers” table in the preamble of the NPRM (76 FR 47522, August 5, 2011). Boeing states that paragraph (g) of AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995), corresponds to the new paragraph (r) of the NPRM (optional terminating action), not the new paragraph (l) of the NPRM, which is related to auxiliary chord inspections. Boeing also asked that we clarify that the terminating action specified in paragraphs (h) and (j) of the NPRM refers to the terminating action in paragraph (r) of this AD instead of paragraph (l) of this AD.</P>
        <P>We agree that there is an error in the “Revised paragraph identifiers” table in the preamble of the NPRM. Paragraph (g) of AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995), pertains to the terminating action in paragraph (r) of this AD; however, since that section of the preamble does not reappear in the final rule, no change to the AD is necessary. We also agree that the terminating action reference in paragraphs (h) and (j) of this AD should refer to paragraph (r) of this AD. We have changed paragraphs (h) and (j) of the final rule accordingly.</P>
        <HD SOURCE="HD1">Request To Correct Certain Paragraph References</HD>

        <P>Boeing asked that we correct the references to paragraphs (l)(1)(i) and (l)(1)(ii) of the NPRM (76 FR 47522, August 5, 2011) specified in paragraph (k)(1) of the NPRM to instead refer to paragraphs (k)(1)(i) and (k)(1)(ii) of the<PRTPAGE P="69750"/>NPRM. Boeing stated that paragraph (l) of the NPRM is related to auxiliary chord inspections, while paragraphs (k)(1)(i) and (k)(1)(ii) of the NPRM relate to the subject crack finding in paragraph (k)(1) of the NPRM.</P>
        <P>We agree there is a typographical error in paragraph (k)(1) of the NPRM (76 FR47522, August 5, 2011). Paragraph (l) of the NPRM does not include any subparagraphs and should not have been referenced in paragraph (k)(1) of the NPRM. We have corrected paragraph (k)(1) of the final rule accordingly to refer to paragraph (k)(1)(i) or (k)(1)(ii) of this AD.</P>
        <P>In addition, we have clarified paragraph (r) of this AD by referring to inspection paragraphs (g) through (o) of this AD and removing references to paragraphs (p) and (q) of this AD.</P>
        <HD SOURCE="HD1">Clarification of Service Information Reference</HD>
        <P>We have removed the service information referenced in paragraph (k)(2) of the NPRM (76 FR47522, August 5, 2011) because it is redundant to the service information specified in paragraph (k) of the NPRM. Paragraph (k) of the final rule specifies to accomplish (k)(1) or (k)(2) of the final rule in accordance with the service information specified in paragraph (k) of the final rule.</P>
        <HD SOURCE="HD1">Conclusion</HD>
        <P>We reviewed the relevant data, considered the comments received, and determined that air safety and the public interest require adopting the AD with the changes described previously—and minor editorial changes. We have determined that these minor changes:</P>
        <P>• Are consistent with the intent that was proposed in the NPRM (76 FR 47522, August 5, 2011) for correcting the unsafe condition; and</P>
        <P>• Do not add any additional burden upon the public than was already proposed in the NPRM (76 FR 47522, August 5, 2011).</P>
        <P>We also determined that these changes will not increase the economic burden on any operator or increase the scope of the AD.</P>
        <HD SOURCE="HD1">Costs of Compliance</HD>
        <P>We estimate that this AD affects 574 airplanes of U.S. registry.</P>
        <P>We estimate the following costs to comply with this AD:</P>
        <GPOTABLE CDEF="s100,r100,10,r50,10,xs120" COLS="6" OPTS="L2,i1">
          <TTITLE>Estimated Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per<LI>product</LI>
            </CHED>
            <CHED H="1">Number of<LI>U.S.</LI>
              <LI>airplanes</LI>
            </CHED>
            <CHED H="1">Cost on U.S. operators</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Various inspections (retained actions from AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995))</ENT>
            <ENT>4 work-hours × $85 per hour = $340 per inspection cycle</ENT>
            <ENT>$0</ENT>
            <ENT>$340 per inspection cycle</ENT>
            <ENT>296</ENT>
            <ENT>$100,640 per inspection cycle.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Ultrasonic inspection (new action)</ENT>
            <ENT>13 work-hours × $85 per hour = $1,105 per inspection cycle</ENT>
            <ENT>0</ENT>
            <ENT>$1,105 per inspection cycle</ENT>
            <ENT>574</ENT>
            <ENT>$634,270 per inspection cycle.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Detailed and HFEC inspections (new actions)</ENT>
            <ENT>13 work-hours × $85 per hour = $1,105 per inspection cycle</ENT>
            <ENT>0</ENT>
            <ENT>$1,105 per inspection cycle</ENT>
            <ENT>574</ENT>
            <ENT>$634,270 per inspection cycle.</ENT>
          </ROW>
        </GPOTABLE>
        <P>We estimate the following costs to do any necessary repairs that would be required based on the results of the inspections. We have no way of determining the number of aircraft that might need these repairs:</P>
        <GPOTABLE CDEF="s100,r100,10,10" COLS="4" OPTS="L2,i1">
          <TTITLE>On-Condition Costs</TTITLE>
          <BOXHD>
            <CHED H="1">Action</CHED>
            <CHED H="1">Labor cost</CHED>
            <CHED H="1">Parts cost</CHED>
            <CHED H="1">Cost per product</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Optional modification (retained action from AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995))</ENT>
            <ENT>50 work-hours × $85 per hour = $4,250</ENT>
            <ENT>$3,680</ENT>
            <ENT>$7,930</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Repair of cracking of the outboard chord frame</ENT>
            <ENT>514 work hours × $85 per hour = $42,690</ENT>
            <ENT>13,586</ENT>
            <ENT>57,276</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Time-limited repair cracking of the outboard chord frame</ENT>
            <ENT>63 work hours × $85 per hour = $5,355</ENT>
            <ENT>2,732</ENT>
            <ENT>8,087</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Repair of cracking of the outboard chord</ENT>
            <ENT>49 work hours × $85 per hour = $4,165</ENT>
            <ENT>4,255</ENT>
            <ENT>8,420</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Authority for This Rulemaking</HD>
        <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, Section 106, describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
        <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701, “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
        <HD SOURCE="HD1">Regulatory Findings</HD>
        <P>We have determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
        <P>For the reasons discussed above, I certify that this AD:</P>
        <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
        <P>(2) Is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979),</P>

        <P>(3) Will not affect intrastate aviation in Alaska, and<PRTPAGE P="69751"/>
        </P>
        <P>(4) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
          <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
        </LSTSUB>
        <HD SOURCE="HD1">Adoption of the Amendment</HD>
        <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
        <REGTEXT PART="39" TITLE="14">
          <PART>
            <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>49 U.S.C. 106(g), 40113, 44701.</P>
          </AUTH>
        </REGTEXT>
        <REGTEXT PART="39" TITLE="14">
          <SECTION>
            <SECTNO>§ 39.13</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. The FAA amends § 39.13 by removing airworthiness directive (AD) 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995), and adding the following new AD:</AMDPAR>
          
          <EXTRACT>
            <FP SOURCE="FP-2">
              <E T="04">2012-23-04The Boeing Company:</E>Amendment 39-17260; Docket No. FAA-2011-0722; Directorate Identifier 2010-NM-262-AD.</FP>
            <HD SOURCE="HD1">(a) Effective Date</HD>
            <P>This airworthiness directive (AD) is effective December 26, 2012.</P>
            <HD SOURCE="HD1">(b) Affected ADs</HD>
            <P>This AD supersedes AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995).</P>
            <HD SOURCE="HD1">(c) Applicability</HD>
            <P>This AD applies to all The Boeing Company Model 737-100, -200, -200C, -300, -400, and -500 series airplanes, certificated in any category.</P>
            <HD SOURCE="HD1">(d) Subject</HD>
            <P>Joint Aircraft System Component (JASC)/Air Transport Association (ATA) of America Code 53, Fuselage.</P>
            <HD SOURCE="HD1">(e) Unsafe Condition</HD>
            <P>This AD was prompted by several reports of fatigue cracking in the frame outboard chord at body station (BS) 727, and cracks in the radius of the auxiliary chord on airplanes that were not affected by the existing AD (60 FR 36981, July 19, 1995). We are issuing this AD to detect and correct fatigue cracking of the outboard and auxiliary chords, which could result in reduced structural integrity of the outboard chord and consequent rapid decompression of the airplane.</P>
            <HD SOURCE="HD1">(f) Compliance</HD>
            <P>Comply with this AD within the compliance times specified, unless already done.</P>
            <HD SOURCE="HD1">(g) Retained Initial Inspection: BS 727 Frame Chord Has Been Replaced</HD>
            <P>This paragraph restates the requirements of paragraph (a) of AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995), with revised service information. For Model 737-100 and -200 series airplanes having line numbers 1 through 999 inclusive, on which the BS 727 frame upper outboard chord has been replaced as specified in Boeing Service Bulletin 737-53-1088: Prior to the accumulation of 30,000 flight cycles since replacement of the upper outboard chord, or within 4,500 flight cycles after August 18, 1995 (the effective date of AD 95-12-17) whichever occurs later, perform close visual, pulse echo shear wave (PESW), and high frequency eddy current (HFEC) inspections to detect cracks in the outboard chord of the frame at BS 727, in accordance with Part I of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, dated June 30, 1994; Boeing Service Bulletin 737-53A1166, Revision 1, dated May 25, 1995; or Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006; as applicable. As of the effective date of this AD, use only Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, to accomplish the actions required by this paragraph.</P>
            <HD SOURCE="HD1">(h) Retained Repetitive Inspections: BS 727 Frame Chord Has Been Replaced</HD>
            <P>This paragraph restates the requirements of paragraph (b) of AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995), with revised service information. For Model 737-100 and -200 series airplanes having line numbers 1 through 999 inclusive, on which the BS 727 frame upper outboard chord has been replaced as specified in Boeing Service Bulletin 737-53-1088: Repeat the inspections required by paragraph (g) of this AD at the time specified in paragraphs (h)(1), (h)(2), (h)(3), and (h)(4) of this AD, as applicable, until the optional terminating action described in paragraph (r) of this AD is accomplished.</P>
            <P>(1) If, at the time of the most recent inspection required by paragraph (g) or (h) of this AD, the airplane has accumulated 27,000 or more flight cycles, but fewer than 50,000 flight cycles since the replacement of the outboard chord: Perform the next inspection within 15,000 flight cycles. Repeat the inspection thereafter at intervals not to exceed 15,000 flight cycles until the airplane has accumulated 50,000 or more flight cycles since the replacement of the outboard chord. Do the inspections required by paragraph (h)(2) of this AD at the time specified.</P>
            <P>(2) If, at the time of the most recent inspection required by paragraph (g) or (h) of this AD, the airplane has accumulated 50,000 or more flight cycles, but fewer than 60,000 flight cycles, since the replacement of the outboard chord: Perform the next inspection within 7,500 flight cycles. Repeat the inspection thereafter at intervals not to exceed 7,500 flight cycles until the airplane has accumulated 60,000 or more flight cycles since the replacement of the outboard chord. Do the inspections required by paragraph (h)(3) of this AD at the time specified.</P>
            <P>(3) If, at the time of the most recent inspection required by paragraph (g) or (h) of this AD, the airplane has accumulated 60,000 or more flight cycles, but fewer than 70,000 flight cycles, since the replacement of the outboard chord: Perform the next inspection within 5,000 flight cycles. Repeat the inspection thereafter at intervals not to exceed 5,000 flight cycles until the airplane has accumulated 70,000 or more flight cycles since the replacement of the outboard chord. Do the inspections required by paragraph (h)(4) of this AD at the time specified.</P>
            <P>(4) If, at the time of the most recent inspection required by paragraph (g) or (h) of this AD, the airplane has accumulated 70,000 or more flight cycles since replacement of the outboard chord: Perform the next inspection within 3,000 flight cycles. Repeat the inspection thereafter at intervals not to exceed 3,000 flight cycles.</P>
            <HD SOURCE="HD1">(i) Retained Initial Inspection: BS 727 Frame Chord Has Not Been Replaced or Only Lower Outboard Chord Has Been Replaced</HD>
            <P>This paragraph restates the requirements of paragraph (c) of AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995), with revised service information. For Model 737-100 and -200 series airplanes having line numbers 1 through 999 inclusive, on which the BS 727 frame outboard chord has not been replaced, or on which only the lower outboard chord has been replaced as specified in Boeing Service Bulletin 737-53-1088: Perform close visual, PESW, and HFEC inspections to detect cracks in the outboard chord of the frame at BS 727, in accordance with Part I of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, dated June 30, 1994; Boeing Service Bulletin 737-53A1166, Revision 1, dated May 25, 1995; or Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006; as applicable. As of the effective date of this AD, use only Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, to accomplish the actions required by this paragraph. Perform these inspections initially at the time specified in paragraph (i)(1), (i)(2), (i)(3), or (i)(4) of this AD, as applicable.</P>
            <P>(1) For airplanes that have accumulated 27,000 or more total flight cycles, but fewer than 50,000 total flight cycles, as of August 18, 1995 (the effective date of AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995)): Inspect within 4,500 flight cycles after August 18, 1995.</P>
            <P>(2) For airplanes that have accumulated 50,000 or more total flight cycles, but fewer than 60,000 total flight cycles, as of August 18, 1995 (the effective date of AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995)): Inspect within 2,500 flight cycles after August 18, 1995.</P>
            <P>(3) For airplanes that have accumulated 60,000 or more total flight cycles, but fewer than 70,000 total flight cycles as of August 18, 1995 (the effective date of AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995)): Inspect within 1,500 flight cycles after August 18, 1995.</P>

            <P>(4) For airplanes that have accumulated 70,000 or more total flight cycles as of August 18, 1995 (the effective date of AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995)): Inspect within 500 flight cycles or 90<PRTPAGE P="69752"/>days after August 18, 1995, whichever occurs first.</P>
            <HD SOURCE="HD1">(j) Retained Repetitive Inspections: BS 727 Frame Chord Has Been Replaced or Only Lower Outboard Chord Has Been Replaced</HD>
            <P>This paragraph restates the requirements of paragraph (d) of AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995), with revised service information. For Model 737-100 and -200 series airplanes having line numbers 1 through 999 inclusive, on which the BS 727 frame outboard chord has not been replaced, or on which only the lower outboard chord has been replaced as specified in Boeing Service Bulletin 737-53-1088: Repeat the inspections required by paragraph (i) of this AD at the time specified in paragraphs (j)(1), (j)(2), (j)(3), and (j)(4) of this AD, as applicable, until the optional terminating action described in paragraph (r) of this AD is accomplished.</P>
            <P>(1) If, at the time of the most recent inspection required by paragraph (i) or (j) of this AD, the airplane has accumulated 27,000 or more total flight cycles, but fewer than 50,000 total flight cycles: Perform the next inspection within 15,000 flight cycles. Repeat the inspection thereafter at intervals not to exceed 15,000 flight cycles until the airplane has accumulated 50,000 or more total flight cycles. Do the inspections required by paragraph (j)(2) of this AD at the time specified.</P>
            <P>(2) If, at the time of the most recent inspection required by paragraph (i) or (j) of this AD, the airplane has accumulated 50,000 or more total flight cycles, but fewer than 60,000 total flight cycles: Perform the next inspection within 7,500 flight cycles. Repeat the inspection thereafter at intervals not to exceed 7,500 flight cycles until the airplane has accumulated 60,000 or more total flight cycles. Do the inspections required by paragraph (j)(3) of this AD at the time specified.</P>
            <P>(3) If, at the time of the most recent inspection required by paragraph (i) or (j) of this AD, the airplane has accumulated 60,000 or more total flight cycles, but fewer than 70,000 total flight cycles: Perform the next inspection within 5,000 flight cycles. Repeat the inspection thereafter at intervals not to exceed 5,000 flight cycles until the airplane has accumulated 70,000 or more total flight cycles. Do the inspections required by paragraph (j)(4) of this AD at the time specified.</P>
            <P>(4) If, at the time of the most recent inspection required by paragraph (i) or (j) of this AD, the airplane has accumulated 70,000 or more total flight cycles: Perform the next inspection within 3,000 flight cycles. Repeat the inspection thereafter at intervals not to exceed 3,000 flight cycles.</P>
            <HD SOURCE="HD1">(k) Retained Repair, Replacement, and Additional Inspections</HD>
            <P>This paragraph restates the requirements of paragraph (f) of AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995), with revised service information. If any crack is found in the outboard chord of the frame at BS 727 during any inspection required by paragraphs (g) through (j) of this AD, accomplish paragraph (k)(1) or (k)(2) of this AD, as applicable, in accordance with Boeing Alert Service Bulletin 737-53A1166, dated June 30, 1994; Boeing Service Bulletin 737-53A1166, Revision 1, dated May 25, 1995; or Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006; as applicable. As of the effective date of this AD, use only Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, to accomplish the actions required by this paragraph.</P>
            <NOTE>
              <HD SOURCE="HED">Note 1 to paragraph (k) of this AD:</HD>
              <P>Boeing Alert Service Bulletin 737-53A1166, dated June 30, 1994; Boeing Service Bulletin 737-53A1166, Revision 1, dated May 25, 1995; and Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006; refer to either Boeing Service Bulletin 737-53-1088, dated December 14, 1989; or Boeing Service Bulletin 737-53-1088, Revision 1, dated May 25, 2006; as an additional source of guidance for procedures to replace the chord.</P>
            </NOTE>
            <P>(1) For any crack that extends from the forward edge of the chord or from the forward fastener hole, but that does not extend past the second fastener hole, accomplish the actions specified in either paragraph (k)(1)(i) or (k)(1)(ii) of this AD. Thereafter, perform initial and repetitive inspections in accordance with paragraphs (g) and (h) of this AD.</P>
            <P>(i) Prior to further flight, install the time limited repair. Within 4,500 flight cycles or within 18 months after accomplishing the time-limited repair, whichever occurs first, replace the outboard chord. Or</P>
            <P>(ii) Prior to further flight, replace the outboard chord.</P>
            <P>(2) For any crack that extends from the forward edge of the chord, or from the forward fastener hole, and that extends past the second fastener hole, prior to further flight, replace the outboard chord. Thereafter, perform initial and repetitive inspections in accordance with paragraphs (g) and (h) of this AD.</P>
            <HD SOURCE="HD1">(l) New Initial and Repetitive Inspections: BS 727 Auxiliary Chord</HD>
            <P>For airplanes identified in table 5 of paragraph 1.E., “Compliance,” of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006: Before the accumulation of 27,000 total flight cycles, or within 5,000 flight cycles after the effective date of this AD, whichever occurs later, do internal detailed and HFEC inspections to detect cracks in the auxiliary chord radius of the frame at BS 727, in accordance with Part 1 of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006. Repeat the inspections thereafter at intervals not to exceed 15,000 flight cycles until the optional terminating action described in paragraph (r) of this AD is accomplished. If any crack is found, before further flight, repair in accordance with the requirements of paragraph (s) of this AD.</P>
            <HD SOURCE="HD1">(m) New Initial and Repetitive Inspections: BS 727 Frame Chord Has Not Been Replaced and Has Not Been Modified</HD>
            <P>For airplanes identified in table 2 of paragraph 1.E., “Compliance,” of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006: Do the applicable inspections required by paragraph (m)(1) or (m)(2) of this AD at the time specified, in accordance with Part 1 of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006. Except as required by paragraph (p) of this AD, if any crack is found during any inspection required by paragraph (m)(1) or (m)(2) of this AD, before further flight, repair in accordance with Part 3 or Part 4 of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, as applicable. Repeat the inspections until the optional terminating action described in paragraph (r) of this AD is accomplished. Accomplishing the inspections in this paragraph ends the inspections required by paragraphs (i) and (j) of this AD.</P>
            <P>(1) For airplanes on which the inspections specified in Boeing Alert Service Bulletin 737-53A1166, dated June 30, 1994; or Boeing Service Bulletin 737-53A1166, Revision 1, dated May 25, 1995; have not been performed as of the effective date of this AD: Do the inspections required by paragraphs (m)(1)(i) and (m)(1)(ii) of this AD at the time specified.</P>
            <P>(i) Before the accumulation of 27,000 total flight cycles, or within 5,000 flight cycles after the effective date of this AD, whichever occurs later: Do ultrasonic and surface HFEC inspections to detect cracks in the forward flange of the outboard chord of the frame at BS 727. Repeat the inspections thereafter at intervals not to exceed 5,000 flight cycles.</P>
            <P>(ii) Before the accumulation of 27,000 total flight cycles, or within 10,000 flight cycles after the effective date of this AD, whichever occurs later: Do an open hole eddy current inspection to detect cracks in the forward flange of the outboard chord of the frame at BS 727. Repeat the inspection thereafter at intervals not to exceed 15,000 flight cycles.</P>
            <P>(2) For airplanes on which the inspections specified in Boeing Alert Service Bulletin 737-53A1166, dated June 30, 1994; or Boeing Service Bulletin 737-53A1166, Revision 1, dated May 25, 1995; have been performed as of the effective date of this AD: Repeat the applicable inspection specified in paragraphs (m)(1)(i) and (m)(1)(ii) of this AD thereafter at intervals not to exceed 5,000 flight cycles for the ultrasonic and surface HFEC inspections, and at intervals not to exceed 15,000 flight cycles for the open hole eddy current inspection.</P>
            <HD SOURCE="HD1">(n) New Initial and Repetitive Inspections: BS 727 Frame Chord Has Been Replaced and Has Not Been Modified</HD>

            <P>For airplanes identified in table 3 of paragraph 1.E., “Compliance,” of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006: Do the applicable inspections required by paragraph (n)(1) or (n)(2) of this AD at the time specified, in accordance with Part 1 of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006. Except as required by paragraph (p) of this AD, if any crack is found during any inspection required by paragraph (n)(1) or (n)(2) of this AD, before<PRTPAGE P="69753"/>further flight, repair in accordance with Part 3 or Part 4, as applicable, of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006. Repeat the inspections until the optional terminating action described in paragraph (r) of this AD is accomplished. Accomplishing the inspections in this paragraph ends the inspections required by paragraphs (g) and (h) of this AD. The detailed and eddy current inspections of the outboard chord of S-18A specified in Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, are not required by this AD.</P>
            <P>(1) For airplanes on which the inspections specified in Boeing Alert Service Bulletin 737-53A1166, dated June 30, 1994; or Boeing Service Bulletin 737-53A1166, Revision 1, dated May 25, 1995; have not been done as of the effective date of this AD: Do the inspections required by paragraphs (n)(1)(i) and (n)(1)(ii) of this AD at the time specified.</P>
            <P>(i) Within 27,000 flight cycles since replacement of the upper outboard chord, or within 5,000 flight cycles after the effective date of this AD, whichever occurs later: Do ultrasonic, low frequency eddy current, and edge HFEC inspections to detect cracks in the forward flange of the outboard chord of the frame at BS 727. Repeat the inspections thereafter at intervals not to exceed 5,000 flight cycles.</P>
            <P>(ii) Within 27,000 flight cycles since replacement of the upper outboard chord, or within 10,000 flight cycles after the effective date of this AD, whichever occurs later: Do an open hole eddy current inspection to detect cracks in the forward flange of the outboard chord of the frame at BS 727. Repeat the inspections thereafter at intervals not to exceed 15,000 flight cycles.</P>
            <P>(2) For airplanes on which the inspections specified in Boeing Alert Service Bulletin 737-53A1166, dated June 30, 1994; or Boeing Service Bulletin 737-53A1166, Revision 1, dated May 25, 1995; have been done as of the effective date of this AD: Repeat the applicable inspection specified in paragraphs (n)(1)(i) and (n)(1)(ii) of this AD thereafter at intervals not to exceed 5,000 flight cycles for the ultrasonic, low frequency eddy current, and edge HFEC inspections, and at intervals not to exceed 15,000 flight cycles for the open hole eddy current inspection.</P>
            <HD SOURCE="HD1">(o) New One-Time Inspection: BS 727 Frame Chord Has Been Modified</HD>
            <P>For airplanes identified in table 4 of paragraph 1.E., “Compliance,” of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006: Within 60,000 flight cycles after accomplishing the modification of the outboard chord of the frame at BS 727 at S-18A, but no earlier than 50,000 flight cycles after accomplishing the modification; do a one-time follow-on open hole eddy current inspection to detect cracks in the modified chord, in accordance with Part 8 of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006. Except as required by paragraph (p) of this AD, if any crack is found during the inspection required by this paragraph, before further flight, repair in accordance with Part 3 or Part 4, as applicable, of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006.</P>
            <HD SOURCE="HD1">(p) New Repairs</HD>
            <P>If any crack is found during any inspection required by paragraphs (m), (n), or (o) of this AD, and the repairs specified in Part 3 and Part 4 of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, cannot be installed using the procedures identified in this service bulletin: Before further flight, repair using a method approved in accordance with the procedures specified in paragraph (s) of this AD.</P>
            <HD SOURCE="HD1">(q) New Replacement of Time-Limited Repair</HD>
            <P>For any airplane on which a time-limited repair is installed on the outboard chord of the frame at body station BS 727 as specified in Boeing Alert Service Bulletin 737-53A1166, dated June 30, 1994; Boeing Service Bulletin 737-53A1166, Revision 1, dated May 25, 1995; or Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006: Within 4,500 flight cycles after installation of the repair, or within 6 months after the effective date of this AD, whichever occurs later, replace the repair in accordance with Part 9 of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006.</P>
            <HD SOURCE="HD1">(r) New Optional Terminating Action</HD>
            <P>Accomplishment of the applicable action specified in paragraph (r)(1) or (r)(2) of this AD, in accordance with Part 2 of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, dated June 30, 1994; Part II of the Accomplishment Instructions of Boeing Service Bulletin 737-53A1166, Revision 1, dated May 25, 1995; or Part 6 of the Accomplishment Instructions of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006; constitutes terminating action for the inspections required by paragraphs (g) through (o) this AD.</P>
            <P>(1) Installation of the preventative modification.</P>
            <P>(2) Replacement of the cracked chord and installation of the preventative modification.</P>
            <HD SOURCE="HD1">(s) Alternative Methods of Compliance (AMOCs)</HD>

            <P>(1) The Manager, Seattle Aircraft Certification Office (ACO), FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or local Flight Standards District Office, as appropriate. If sending information directly to the manager of the ACO, send it to the attention of the person identified in the Related Information section of this AD. Information may be emailed to:<E T="03">9-ANM-Seattle-ACO-AMOC-Requests@faa.gov</E>.</P>
            <P>(2) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the local flight standards district office/certificate holding district office.</P>
            <P>(3) An AMOC that provides an acceptable level of safety may be used for any repair required by this AD if it is approved by the Boeing Commercial Airplanes Organization Designation Authorization (ODA) that has been authorized by the Manager, Seattle ACO, to make those findings. For a repair method to be approved, the repair must meet the certification basis of the airplane, and the approval must specifically refer to this AD.</P>
            <P>(4) AMOCs approved previously in accordance with AD 95-12-17, Amendment 39-9268 (60 FR 36981, July 19, 1995), are approved as AMOCs for the corresponding provisions of this AD.</P>
            <P>(5) For airplanes identified in Tables 2, 3, and 5 of paragraph 1.E., “Compliance” of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006: The Manager, Seattle ACO, approves the inspection methods, thresholds, and repetitive intervals defined in Appendix A, Table 1, of Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006, as an AMOC for the inspections of the structurally significant items (SSIs) identified in paragraphs (s)(5)(i) and (s)(5)(ii) of this AD. This approval applies only to SSIs F-29A and F-29B of the applicable supplemental structural inspection document (SSID) and only for the portions of the BS 727 outer chord that have been inspected or that have been repaired or modified in accordance with Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006. All provisions of ADs 2008-08-23, Amendment 39-15477 (73 FR 21237, April 21, 2008); and 2008-09-13, Amendment 39-15494 (73 FR 24164, May 2, 2008); that are not specifically referenced in this paragraph remain fully applicable and must be done. If operators choose this AMOC, they must revise their FAA-approved maintenance or inspection program to incorporate the alternative inspections in this paragraph.</P>
            <P>(i) Inspections of SSIs F-29A and F-29B required by paragraphs (g) and (h) of AD 2008-08-23, Amendment 39-15477 (73 FR 21237, April 21, 2008), which applies to Model 737-200C series airplanes (Boeing 737-100/200/200C SSID D6-37089, Revision E, dated May 1, 2007).</P>
            <P>(ii) Inspections of SSIs F-29A and F-29B required by paragraphs (g) and (h) of AD 2008-09-13, Amendment 39-15494 (73 FR 24164, May 2, 2008), which applies to Model 737-300, -400, and -500 series airplanes (Boeing 737-300/400/500 SSID D6-82669, dated May 1, 2007).</P>
            <HD SOURCE="HD1">(t) Related Information</HD>

            <P>For more information about this AD, contact Alan Pohl, Aerospace Engineer, Airframe Branch, ANM-120S, FAA, Seattle ACO, 1601 Lind Avenue SW., Renton, Washington 98057-3356; phone: (425) 917-6450; fax: (425) 917-6590; email:<E T="03">alan.pohl@faa.gov.</E>
            </P>
            <HD SOURCE="HD1">(u) Material Incorporated by Reference</HD>

            <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.<PRTPAGE P="69754"/>
            </P>
            <P>(2) You must use this service information as applicable to do the actions required by this AD, unless the AD specifies otherwise.</P>
            <P>(3) The following service information was approved for IBR on December 26, 2012.</P>
            <P>(i) Boeing Alert Service Bulletin 737-53A1166, Revision 2, dated May 25, 2006.</P>
            <P>(ii) Reserved.</P>
            <P>(4) The following service information was approved for IBR on August 18, 1995 (60 FR 36981, July 19, 1995).</P>
            <P>(i) Boeing Alert Service Bulletin 737-53A1166, dated June 30, 1994, including Addendum, approved for IBR August 18, 1995 (60 FR 36981, July 19, 1995).</P>
            <P>(ii) Boeing Service Bulletin 737-53A1166, Revision 1, dated May 25, 1995, including Addendum, approved for IBR August 18, 1995 (60 FR 36981, July 19, 1995).</P>

            <P>(5) For Boeing service information identified in this AD, contact Boeing Commercial Airplanes, Attention: Data &amp; Services Management, P.O. Box 3707, MC 2H-65, Seattle, Washington 98124-2207; telephone 206-544-5000, extension 1; fax 206-766-5680; Internet<E T="03">https://www.myboeingfleet.com.</E>
            </P>
            <P>(6) You may view this service information at FAA, Transport Airplane Directorate, 1601 Lind Avenue SW., Renton, Washington. For information on the availability of this material at the FAA, call 425-227-1221.</P>

            <P>(7) You may view this service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202-741-6030, or go to:<E T="03">http://www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
            </P>
          </EXTRACT>
        </REGTEXT>
        <SIG>
          <DATED>Issued in Renton, Washington, on October 16, 2012.</DATED>
          <NAME>John P. Piccola,</NAME>
          <TITLE>Acting Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-27636 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-13-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <CFR>18 CFR Parts 2 and 35</CFR>
        <DEPDOC>[Docket No. RM11-26-000]</DEPDOC>
        <SUBJECT>Promoting Transmission Investment Through Pricing Reform</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Energy Regulatory Commission, DOE.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Policy statement.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Commission issues this policy statement to provide guidance regarding its evaluation of applications for electric transmission incentives under section 219 of the Federal Power Act. In the six years since the Commission implemented section 219 by issuing Order No. 679, the Commission has acted on numerous applications for transmission incentives. The Commission has now determined it would be beneficial to provide additional guidance and clarity with respect to certain aspects of its transmission incentives policies under section 219 of the Federal Power Act and Order No. 679. In particular, the Commission: reframes its nexus test to focus more directly on the requirements of Order No. 679; expects applicants to take all reasonable steps to mitigate the risks of a project, including requesting those incentives designed to reduce the risk of a project, before seeking an incentive return on equity (ROE) based on a project's risks and challenges; provides general guidance that may inform applications for an incentive ROE based on a project's risks and challenges; and promotes additional transparency with respect to the impacts of the Commission's incentives policies. The Commission finds that the additional guidance provided through this policy statement is necessary to encourage transmission infrastructure investment while maintaining just and reasonable rates, consistent with section 219 of the Federal Power Act. The Commission will apply this policy statement on a prospective basis to incentive applications received after the date of its issuance.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Effective November 15, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <FP SOURCE="FP-1">David Borden, Office of Energy Policy and Innovation, 888 First Street NE., Washington, DC 20426, (202) 502-8734,<E T="03">david.borden@ferc.gov.</E>
          </FP>
          

          <FP SOURCE="FP-1">Andrew Weinstein, Office of General Counsel, 888 First Street NE., Washington, DC 20426, (202) 502-6230,<E T="03">andrew.weinstein@ferc.gov.</E>
          </FP>
          
          <EXTRACT>
            <FP SOURCE="FP-1">
              <E T="03">Before Commissioners:</E>Jon Wellinghoff, Chairman; Philip D. Moeller, John R. Norris, and Cheryl A. LaFleur.</FP>
          </EXTRACT>
          <HD SOURCE="HD1">Policy Statement</HD>
          <HD SOURCE="HD2">(Issued November 15, 2012)</HD>
          <P>1. The Commission issues this policy statement to provide guidance regarding its evaluation of applications for electric transmission incentives under section 219 of the Federal Power Act (FPA).<SU>1</SU>
            <FTREF/>In the six years since the Commission implemented section 219 by issuing Order No. 679,<SU>2</SU>
            <FTREF/>the Commission has acted on numerous applications for transmission incentives. The Commission has now determined it would be beneficial to provide additional guidance and clarity with respect to certain aspects of its transmission incentives policies under section 219 of the Federal Power Act and Order No. 679. In particular, the Commission: reframes the nexus test to focus more directly on the requirements of Order No. 679; expects applicants to take all reasonable steps to mitigate the risks of a project, including requesting those incentives designed to reduce the risk of a project, before seeking an incentive return on equity (ROE) based on a project's risks and challenges; provides general guidance that may inform applications for an incentive ROE based on a project's risks and challenges; and promotes additional transparency with respect to the impacts of the Commission's incentives policies. The Commission finds that the additional guidance provided through this policy statement is necessary to encourage transmission infrastructure investment while maintaining just and reasonable rates, consistent with section 219 of the FPA. The Commission will apply this policy statement on a prospective basis to incentive applications received after the date of its issuance.</P>
          <FTNT>
            <P>
              <SU>1</SU>16 U.S.C. 824s (2006).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>2</SU>
              <E T="03">Promoting Transmission Investment through Pricing Reform,</E>Order No. 679, 71 FR 43294 (Jul. 31, 2006), FERC Stats. &amp; Regs. ¶ 31,222 (2006),<E T="03">order on reh'g,</E>Order No. 679-A, 72 FR 1152 (Jan. 10, 2007), FERC Stats. &amp; Regs. ¶ 31,236,<E T="03">order on reh'g,</E>119 FERC ¶ 61,062 (2007).</P>
          </FTNT>
          <HD SOURCE="HD1">I. Background</HD>
          <P>2. Section 1241 of the Energy Policy Act of 2005 added a new section 219 to the FPA. The Commission implemented section 219 by issuing Order No. 679, which established by rule incentive-based rate treatments for investment in electric transmission infrastructure for the purpose of benefiting consumers by ensuring reliability and reducing the cost of delivered power by reducing transmission congestion. Since the issuance of Order No. 679, the Commission has evaluated more than 85 applications representing over $60 billion in potential transmission investment.</P>

          <P>3. On May 19, 2011, the Commission issued a notice of inquiry (NOI) seeking public comment regarding the scope and implementation of the Commission's incentives policies. The Commission received over 1,500 pages of comments reflecting a wide range of perspectives on the Commission's incentives policies. The Commission appreciates the robust participation by the diverse group of commenters, and has carefully considered the comments received in formulating this policy statement. The Commission's issuance of this policy statement is driven by its experience applying its incentives policies to individual incentive<PRTPAGE P="69755"/>applications and comments received in response to the NOI.</P>
          <HD SOURCE="HD1">II. Policy Statement</HD>
          <P>4. As noted above, the Commission through this policy statement provides additional guidance with respect to certain aspects of its incentives policies. Specifically, the Commission: reframes the nexus test to focus more directly on the requirements of Order No. 679; expects applicants to take all reasonable steps to mitigate the risks of a project, including requesting those incentives designed to reduce the risk of a project, before seeking an incentive ROE based on a project's risks and challenges; provides general guidance that may inform applications for an incentive ROE based on a project's risks and challenges; and promotes additional transparency with respect to the impacts of the Commission's incentives policies. Each of these issues and the Commission's corresponding clarifications are discussed further below.</P>
          <P>5. We note that many aspects of the Commission's incentives policies are not addressed in this policy statement. For example, in Order No. 679, the Commission stated that applicants could seek incentives thereunder regardless of their ownership structure,<SU>3</SU>
            <FTREF/>and that the Commission would evaluate incentive applications on a case-by-case basis.<SU>4</SU>
            <FTREF/>The Commission also established rebuttable presumptions to assist in determining whether proposed facilities satisfy the statutory threshold of section 219.<SU>5</SU>
            <FTREF/>In Order No. 679 and subsequent cases applying incentives policies, the Commission has addressed the granting of incentive ROEs that are not based on the risks and challenges of a project, such as incentive ROEs for RTO membership or Transco formation. With respect to aspects of the Commission's incentives policies not addressed in this policy statement, we decline to provide additional guidance at this time.</P>
          <FTNT>
            <P>
              <SU>3</SU>Order No. 679, FERC Stats. &amp; Regs. ¶ 31,222 at P 4. Section 219(b)(1) requires that the Commission establish rules for incentives, “* * * regardless of the ownership of the facilities.” 16 U.S.C. 824s(b)(1).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>4</SU>Order No. 679, FERC Stats. &amp; Regs. ¶ 31,222 at P 43.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>5</SU>
              <E T="03">Id.</E>P 58.</P>
          </FTNT>
          <HD SOURCE="HD2">A. Application of the Nexus Test</HD>
          <P>6. Order No. 679 established the “nexus test,” which requires applicants to demonstrate a connection between the incentive(s) requested under Order No. 679 and the proposed investment, and that the incentive(s) requested address the risks and challenges that a project faces. In Order No. 679, the Commission stated that each incentive:</P>
          
          <EXTRACT/>
          <EXTRACT>
            <P>“* * * will be rationally tailored to the risks and challenges faced in constructing new transmission. Not every incentive will be available for every new investment.</P>
            <P>Rather, each applicant must demonstrate that there is a nexus between the incentive sought and the investment being made. Our reforms therefore continue to meet the just and reasonable standard by achieving the proper balance between consumer and investor interests on the facts of a particular case and considering the fact that our traditional policies have not adequately encouraged the construction of new transmission.”<SU>6</SU>
              <FTREF/>
            </P>
            <FTNT>
              <P>
                <SU>6</SU>
                <E T="03">Id.</E>P 26.</P>
            </FTNT>
          </EXTRACT>
          
          <P>7. The Commission refined the nexus test in Order No. 679-A, finding that, in applying the nexus test, the Commission should look at whether the total package of incentives is rationally tailored to the risks and challenges of constructing new transmission.<SU>7</SU>
            <FTREF/>The Commission stated that this approach would protect consumers by recognizing that requested incentives that reduce risk might obviate the need for an incentive ROE based on a project's risks and challenges, or otherwise justify a lower incentive ROE based on a project's risks and challenges.</P>
          <FTNT>
            <P>

              <SU>7</SU>Order No. 679-A, FERC Stats. &amp; Regs. ¶ 31,236 at P 27.<E T="03">See also</E>18 CFR 35.35(d) (2006) (“Incentive-based rate treatments for transmission infrastructure investment. * * * The applicant must demonstrate that the facilities for which it seeks incentives either ensure reliability or reduce the cost of delivered power by reducing transmission congestion consistent with the requirements of section 219, that the total package of incentives is tailored to address the demonstrable risks or challenges faced by the applicant in undertaking the project, and that resulting rates are just and reasonable.* * *”)</P>
          </FTNT>

          <P>8. Subsequent to Order No. 679 and Order No. 679-A, the Commission further refined its application of the nexus test by clarifying that the determination of whether a project is “routine” or “non-routine” is particularly probative in evaluating whether the nexus test was satisfied. In<E T="03">Baltimore Gas and Electric Company,</E>the Commission concluded that, once an applicant demonstrates that a project is not routine, the nexus test is satisfied and the project is deemed to face risks and challenges that merit incentive(s).<SU>8</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>8</SU>120 FERC ¶ 61,084, at PP 52-54 (2007) (<E T="03">BG&amp;E</E>).</P>
          </FTNT>

          <P>9. The Commission recognizes that there are a wide range of views on its application of the nexus test and, in particular, the Commission's use of the routine/non-routine analysis as a proxy for the nexus test. Most commenters in the NOI are supportive of the nexus test's focus on evaluating risks and challenges to determine whether a project merits incentives. Some commenters offer additional criteria for assessing risks and challenges, while others are more critical of the nexus test and assert that it is insufficient and requires change. With respect to the Commission's use of the routine/non-routine analysis in reviewing incentive applications since<E T="03">BG&amp;E,</E>some commenters support the continued use of the routine/non-routine analysis, while others seek more clarity from the Commission.</P>
          <P>10. Based on experience to date with the application of Order No. 679, the Commission now believes it is essential to re-frame its application of the nexus test to focus more directly on the requirements adopted in Order Nos. 679 and 679-A.<SU>9</SU>

            <FTREF/>The Commission will no longer rely on the routine/non-routine analysis adopted in<E T="03">BG&amp;E</E>as a proxy for the nexus test. While prior orders found that analysis probative, based on our experience to date applying our incentives policies and the comments received in response to the NOI, we believe it is necessary to analyze the need for each individual incentive, and the total package of incentives, instead of relying on a proxy. Consistent with Order No. 679-A, the Commission will continue to require applicants seeking incentives to demonstrate how the total package of incentives requested is tailored to address demonstrable risks and challenges. Applicants “must provide sufficient explanation and support to allow the Commission to evaluate each element of the package and the interrelationship of all elements of the package. If some of the incentives would reduce the risks of the project, that fact will be taken into account in any request for an enhanced ROE.”<SU>10</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>9</SU>18 CFR 35.35(d).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>10</SU>Order No. 679-A, FERC Stats. &amp; Regs. ¶ 31,236 at P 27.</P>
          </FTNT>
          <HD SOURCE="HD2">B. Risk-Reducing Incentives</HD>

          <P>11. The Commission authorizes a company's base ROE utilizing a range of reasonableness resulting from a discounted cash flow (DCF) analysis that is applied to a selected proxy group representing firms of comparable risk. The resulting base ROE authorized by the Commission is designed to account for many of the risks associated with transmission investment and to support that investment. Nonetheless, the Commission recognizes that there may be risks associated with investment in particular transmission projects that are not accounted for in the base ROE. In Order No. 679, the Commission recognized that some transmission incentives—such as recovery of 100 percent of Construction Work in<PRTPAGE P="69756"/>Progress (CWIP), recovery of 100 percent of pre-commercial costs as an expense or as a regulatory asset, and recovery of 100 percent of prudently incurred costs of transmission facilities that are abandoned for reasons beyond the applicant's control—reduce the financial and regulatory risks associated with transmission investment.<SU>11</SU>
            <FTREF/>The Commission reaffirms in this policy statement that these risk-reducing incentives may mitigate risk not accounted for in the base ROE, and we therefore expect incentives applicants to first examine the use of risk-reducing incentives before seeking an incentive ROE based on a project's risks and challenges.<SU>12</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>11</SU>
              <E T="03">See</E>Order No. 679, FERC Stats. &amp; Regs. ¶ 31,222 at PP 115, 117, and 163.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>12</SU>The Commission clarifies that placing a priority on risk-reducing incentives does not require separate applications for risk-reducing incentives and an incentive ROE based on a project's risks and challenges. Rather, in a single application an applicant could first demonstrate how risk-reducing incentives are utilized and then seek to demonstrate, as discussed further below, that remaining risks and challenges merit an incentive ROE based on the project's risks and challenges.</P>
          </FTNT>
          <P>12. The CWIP and pre-commercial cost incentives both serve as useful tools to ease the financial pressures associated with transmission development by providing up-front regulatory certainty, rate stability and improved cash flow, which in turn can result in higher credit ratings and lower capital costs.<SU>13</SU>
            <FTREF/>Specifically, the CWIP incentive addresses timing issues associated with the recovery of financing costs for large transmission investments and allows recovery of a return on construction costs during the construction period rather than delaying cost recovery until the plant is placed into service. The Commission has also found that allowing companies to include 100 percent of CWIP in rate base would result in greater rate stability for customers by reducing the “rate shock” when certain large-scale transmission projects come on line.<SU>14</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>13</SU>
              <E T="03">See</E>Order No. 679, FERC Stats. &amp; Regs. ¶ 31,222 at PP 115, 117, and 163.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>14</SU>
              <E T="03">See, e.g., PJM Interconnection, L.L.C. and Pub. Serv. Elec. and Gas Co.,</E>135 FERC ¶ 61,229 (2011).<E T="03">See also PPL Elec. Utils. Corp.,</E>123 FERC ¶ 61,068, at P 43 (2008),<E T="03">reh'g denied</E>124 FERC ¶ 61,229.</P>
          </FTNT>
          <P>13. Regarding 100 percent recovery of pre-commercial cost as an incentive, the Commission has permitted recipients of this incentive to expense and recover pre-commercial costs that would otherwise be capitalized in CWIP, thus providing for earlier cost recovery and improving early stage project cash flows. The Commission has also made deferred cost recovery available to applicants to address cost recovery restrictions at the state level and to provide greater flexibility for applicants to recover costs, recognizing that deferred cost recovery is intended to “* * * increase the certainty of cost recovery to encourage more transmission investment.”<SU>15</SU>
            <FTREF/>The Commission also recognizes the usefulness of deferred cost recovery of pre-commercial costs for applicants who do not have a formula rate in effect prior to incurring pre-commercial costs, by allowing the applicant to defer all such costs not included in CWIP as a regulatory asset until the applicant has a formula rate in effect for cost recovery.<SU>16</SU>
            <FTREF/>The Commission has previously found that this incentive provides up-front regulatory certainty and can reduce interest expense, improve coverage ratios, and assist in the construction of transmission projects.<SU>17</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>15</SU>Order No. 679,<E T="03">FERC</E>Stats. &amp; Regs. ¶ 31,222 at PP 175, 178.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>16</SU>
              <E T="03">See, e.g., Atlantic Grid,</E>135 FERC ¶ 61,144 (2011). Like the pre-commercial cost incentive, all transmission incentives are intended to be available to all existing utilities and non-incumbent utilities.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>17</SU>
              <E T="03">See, e.g., DATC Midwest Holdings, L.L.C.,</E>139 FERC ¶ 61,224 (2012).</P>
          </FTNT>
          <P>14. Regarding the incentive that allows for 100 percent recovery of prudently incurred costs of transmission facilities that are abandoned for reasons beyond the control of the transmission owner, the Commission has found this incentive reduces the regulatory risk of non-recovery of prudently incurred costs.<SU>18</SU>
            <FTREF/>The Commission has previously stated that, in addition to the challenges presented by the scope and size of a project, factors like various federal and state siting approvals introduce a significant element of risk. Granting this incentive ameliorates such risk by providing companies with more certainty during the pre-construction and construction periods.<SU>19</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>18</SU>Order No. 679, FERC Stats. &amp; Regs. ¶ 31,222 at P 163.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>19</SU>
              <E T="03">See, e.g., PJM Interconnection, L.L.C. and Pub. Serv. Elec. and Gas Co.,</E>135 FERC ¶ 61,229 (2011).</P>
          </FTNT>
          <P>15. In the NOI, numerous commenters discuss the interplay of risk-reducing incentives on the need for and appropriate level of an incentive ROE. For example, Certain State and Consumer-Owned Entities state that if a project's risks exceed the risk that is accounted for in the base ROE, incentives may be appropriate.<SU>20</SU>
            <FTREF/>Other commenters state that the Commission should strike an appropriate balance between consumer and investor interests, and that if incentives are compounded without consideration of the reduced risk effect of some of the incentives, this approach tips the risk in favor of the investor and to the detriment of the transmission customer. Numerous commenters also argue that risk-reducing incentives mitigate the need for an incentive ROE based on a project's risks and challenges to attract investment. For example, Joint Commenters<SU>21</SU>
            <FTREF/>note that the biggest risks for transmission projects relate to siting and permitting delays, cash flow shortage, or abandonment concerns, but argue that, even where the level of these risks is unusually high, they can be mitigated by granting risk-reducing incentives. Joint Commenters further contend that, when incentives are appropriate, risk-reducing incentives should be the first (and often the only) incentives considered.<SU>22</SU>
            <FTREF/>Other commenters point out that risk also is mitigated through the assurance of cost recovery at the state level.</P>
          <FTNT>
            <P>
              <SU>20</SU>Certain State and Consumer-Owned Entities September 12, 2011 Comments at 39. Certain State and Consumer-Owned Entities include Connecticut Public Utilities Regulatory Authority, Attorney General for the State of Connecticut, Connecticut Office of Consumer Counsel, Attorney General for the State of Delaware, Delaware Public Service Commission, Public Advocate of Delaware, Attorney General for the State of Illinois, Maine Public Utilities Commission, Attorney General for the Commonwealth of Massachusetts, Massachusetts Department of Public Utilities, Massachusetts Municipal Wholesale Electric Company, New England Conference of Public Utilities Commissioners, Attorney General for the State of New Hampshire, New Hampshire Electric Cooperative, Inc., New Hampshire Office of Consumer Advocate, New Hampshire Public Utilities Commission, Rhode Island Public Utilities Commission and Division of Public Utilities and Carriers, Attorney General for the State of Rhode Island, Vermont Department of Public Service, and Vermont Public Service Board.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>21</SU>Joint Commenters include Joint Comments of American Forest &amp; Paper Association, American Public Power Association, California Municipal Utilities Association, California Public Utilities Commission, City and County of San Francisco, Connecticut Office of Consumer Counsel, Electricity Consumers Resource Council, Indiana Utility Regulatory Commission, Maryland Office of People's Counsel, Modesto Irrigation District, Montana Public Service Commission, National Association of State Utility Consumer Advocates, New England Conference of Public Utilities Commissioners, New Hampshire Public Utilities Commission, New Jersey Board of Public Utilities, New Jersey Division of Rate Counsel, Northern California Power Agency, Office of the Nevada Attorney General, Bureau of Consumer Protection, Office of the Ohio Consumers' Counsel, Old Dominion Electric Cooperative, Organization of MISO States, Pennsylvania Office of Consumer Advocate, Public Power Council, Public Service Commission of the State of New York, Public Service Commission of Wisconsin, Sacramento Municipal Utility District, South Dakota Public Utilities Commission, State of Maine, Office of the Public Advocate, Transmission Agency of Northern California, the Vermont Department of Public Service, and the Vermont Public Service Board.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>22</SU>Joint Commenters September 12, 2011 Comments at 80.</P>
          </FTNT>

          <P>16. In Order No. 679-A, the Commission stated that a project that receives risk-reducing transmission incentives, like those discussed above,<PRTPAGE P="69757"/>would likely face lower risks. Therefore, that project may not warrant an incentive ROE, or may warrant a lower incentive ROE, based on the project's risks and challenges.<SU>23</SU>
            <FTREF/>Based on the Commission's experience under Order No. 679, and after careful consideration of comments on the NOI as to the benefits of risk-reducing incentives, the Commission clarifies that many risks not accounted for in the base ROE can be alleviated through risk-reducing incentives such as those discussed earlier in this section. In cases where an incentive ROE based on risks and challenges is requested in combination with risk-reducing incentives, the Commission must carefully apply its total package analysis to ensure that the effect of the risk-reducing incentives is appropriately accounted for in determining whether an incentive ROE based on risks and challenges is warranted, and if warranted, what level is appropriate. For this reason, the Commission expects incentives applicants to seek to reduce the risk of transmission investment not otherwise accounted for in its base ROE by using risk-reducing incentives before seeking an incentive ROE based on a project's risks and challenges.<SU>24</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>23</SU>Order No. 679-A, FERC Stats. &amp; Regs. ¶ 31,236 at P 27.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>24</SU>The Commission appreciates that non-incumbents seeking incentives may face challenges implementing some risk-reducing incentives because they may not have the appropriate rate structures in place under which to effectuate these transmission incentives. In such instances, the Commission anticipates subsequent section 205 filings by non-incumbent incentive applicants for cost recovery. As noted above, all transmission incentives are intended to be available to all existing utilities and non-incumbent utilities.</P>
          </FTNT>
          <HD SOURCE="HD2">C. Incentive ROEs Based on Project Risks and Challenges</HD>
          <P>17. Some commenters in the NOI suggest that the Commission specifically identify project characteristics or risks and challenges that would merit an incentive ROE. We decline to do so. Instead, we will continue to allow applicants the flexibility necessary to demonstrate why their projects may merit an incentive ROE, and at what level, based on those project's risks and challenges, but we provide general guidance below that may inform applications for this type of transmission incentive.</P>
          <HD SOURCE="HD3">1. Showings and Commitments for Remaining Risks and Challenges</HD>
          <P>18. As discussed above, many of the risks not captured by traditional ratemaking policies can be addressed through risk-reducing incentives. While the record in the NOI proceeding does not show that incentive ROEs have resulted in significant rate increases for consumers,<SU>25</SU>
            <FTREF/>incentive ROEs likely put more upward pressure on transmission rates than risk-reducing incentives. Therefore incentive applicants should first examine risk-reducing incentives.</P>
          <FTNT>
            <P>
              <SU>25</SU>
              <E T="03">See,</E>ITC Holdings Corp. September 12, 2011 Comments at 16: “The incentives granted to transmission projects have had generally positive, not negative, effects on consumer rates and service, especially when improved reliability, reduced congestion and access to a more diverse supply of generation, including renewable resources, are taken into account. One reason for this is that the cost of transmission incentives is small compared to the cost of energy, distribution and congestion.”</P>
          </FTNT>
          <P>19. However, a project may face certain risks and challenges that may not be addressed through either the traditional ratemaking policies or risk-reducing incentives. In such instances, an incentive ROE based on a project's risks and challenges may be appropriate.<SU>26</SU>
            <FTREF/>Based on the Commission's experience under Order No. 679 and the comments received on the NOI, the Commission expects applicants seeking an incentive ROE based on a project's risks and challenges to make the following four showings as part of their application for that incentive.</P>
          <FTNT>
            <P>
              <SU>26</SU>Order No. 679, FERC Stats. &amp; Regs. ¶ 31,222 at P 94.</P>
          </FTNT>
          <HD SOURCE="HD3">a. Identification of Risks and Challenges</HD>
          <P>20. When applying for an incentive ROE based on the project's risks and challenges, applicants will first be expected to demonstrate that the proposed project faces risks and challenges that are not either already accounted for in the applicant's base ROE or addressed through risk-reducing incentives. To make this demonstration, the Commission suggests that applicants identify risks and challenges specific to the project for which an incentive ROE is being requested.</P>
          <P>21. Investments in the following types of transmission projects<SU>27</SU>
            <FTREF/>may face the types of risks and challenges that may warrant an incentive ROE based on the project's risks and challenges that are not either already accounted for in the applicant's base ROE or could be addressed through risk-reducing incentives:</P>
          <FTNT>
            <P>
              <SU>27</SU>These investments could include both investment in new transmission facilities, as well as investment in transmission upgrades, retrofits, and projects that modernize the existing transmission grid.</P>
          </FTNT>
          <P>1. Projects to relieve chronic or severe grid congestion that has had demonstrated cost impacts to consumers;</P>
          <P>2. Projects that unlock location constrained generation resources that previously had limited or no access to the wholesale electricity markets;</P>
          <P>3. Projects that apply new technologies to facilitate more efficient and reliable usage and operation of existing or new facilities.<SU>28</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>28</SU>Examples of projects that meet this description include those that create additional incremental capacity without significant construction (e.g., through the use of dynamic line rating), that allow for more efficient balancing of variable energy resources, and/or that provide increased grid stability. In addition, the Commission is concerned that its current practice of granting incentive ROEs and risk-reducing incentives may not be effectively encouraging the deployment of new technologies or the employment of practices that provide demonstrated benefits to consumers. Accordingly, the Commission remains open to alternative incentive proposals aimed at supporting projects that achieve these ends.</P>
          </FTNT>
          <P>22. This list is not exhaustive, but rather indicative of the types of projects that the Commission believes, based on its experience and expertise with respect to industry trends and system investment needs, may warrant an incentive ROE based on the project's risks and challenges. More generally, the Commission anticipates that applicants will seek an incentive ROE based on a project's risks and challenges for projects that provide demonstrable consumer benefits by making the transmission grid more efficient, reliable, and cost-effective. Thus, consistent with our statements in Order No. 679, we note that reliability-driven projects may be considered for an incentive ROE based on a project's risks and challenges, but only if they present specific risks and challenges not otherwise mitigated by available risk-reducing incentives.<SU>29</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>29</SU>Order No. 679, FERC Stats. &amp; Regs. ¶ 31,222 at P 94.</P>
          </FTNT>
          <P>23. Under our current incentive policies, the Commission considers an applicant's proposed use of an advanced transmission technology both: (1) as part of the overall nexus analysis, accounting for the risks and challenges associated with utilizing such advanced technology into that overall nexus analysis;<SU>30</SU>
            <FTREF/>and (2) where an applicant seeks a stand-alone incentive ROE based on its utilization of an advanced technology.<SU>31</SU>
            <FTREF/>The Commission<PRTPAGE P="69758"/>continues to encourage the deployment of advanced technologies that “increase the capacity, efficiency, or reliability of an existing or new transmission facility.”<SU>32</SU>
            <FTREF/>However, the Commission is concerned that its current approach may contribute to confusion, including with respect to the distinct standards that the Commission applies in these two contexts. To address this concern, the Commission will no longer consider requests under Order No. 679 for a stand-alone incentive ROE based on an applicant's utilization of an advanced technology. Instead, as noted above, the Commission will consider transmission projects that apply advanced technologies as indicative of the types of projects facing risks and challenges that may warrant an incentive ROE. As a result, we will consider deployment of advanced technologies as part of the overall nexus analysis when an incentive ROE is sought.</P>
          <FTNT>
            <P>
              <SU>30</SU>
              <E T="03">See Tallgrass Transmission, LLC,</E>125 FERC ¶ 61,248, at P 59 (2008) (“[t]he associated challenges can be incorporated into the overall nexus analysis, but the technology does not, in and of itself, appear to justify a separate advanced technology adder.”);<E T="03">RITELine Indiana &amp; Illinois LLC,</E>137 FERC ¶ 61,039 at P 62 (2011).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>31</SU>
              <E T="03">See The United Illuminating Co.,</E>126 FERC ¶ 61,043, at P 14 (2009) (“In reviewing requests for separate adders for advanced technology, the Commission reviews record evidence to decide if the proposed technology warrants a separate adder because it reflects a new or innovative domestic use of the technology that will improve reliability, reduce congestion, or improve technology.”).<E T="03">See<PRTPAGE/>also NSTAR Elec. Co.,</E>127 FERC ¶ 61,052 at P 27 (2009).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>32</SU>Order No. 679, FERC Stats. &amp; Regs. ¶ 31,222 at P 298.</P>
          </FTNT>
          <HD SOURCE="HD3">b. Minimization of Risks</HD>
          <P>24. The Commission expects an applicant that requests an incentive ROE based on a project's risks and challenges to demonstrate that it is taking appropriate steps and using appropriate mechanisms to minimize its risks during project development. For example, risks may be reduced through the risk-reducing incentives described in section II.B, or through mitigating costs by implementing best practices in their project management and procurement procedures. Applicants should consider taking measures tailored to mitigate the various risks associated with their transmission projects and to identify such measures in their applications. For example, applicants may take measures to mitigate risks associated with siting and environmental impacts by pursuing joint ownership arrangements. The Commission encourages incentives applicants to participate in joint ownership arrangements and agrees with commenters to the NOI that such arrangements can be beneficial by diversifying financial risk across multiple owners and minimizing siting risks.<SU>33</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>

              <SU>33</SU>Order No. 679, FERC Stats. &amp; Regs. ¶ 31,222 at PP 354, 357; Order No. 679-A FERC Stats. &amp; Regs. ¶ 31,236, at P 102.<E T="03">See also Central Maine Power Company,</E>125 FERC ¶ 61,182, at P 61 (2008);<E T="03">Xcel Energy,</E>121 FERC ¶ 61,284 at P 55 (2007). Evidence regarding whether an applicant for incentives considered joint ownership arrangements may be relevant in assessing whether the applicant took appropriate steps to minimize its risks during project development.</P>
          </FTNT>
          <HD SOURCE="HD3">c. Consideration of Alternatives</HD>
          <P>25. The Commission expects applicants for an incentive ROE based on a project's risks and challenges to demonstrate that alternatives to the project have been, or will be, considered in either a relevant transmission planning process or another appropriate forum. Such a showing should help identify the demonstrable consumer benefits of the proposed project and its role in promoting a more efficient, reliable and cost-effective transmission system.<SU>34</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>34</SU>This showing draws on recommendations made by commenters in the NOI, who suggested that the Commission require an assessment of lower cost alternatives to any proposed transmission project as part of a filing requesting transmission incentives.</P>
          </FTNT>
          <P>26. The Commission appreciates that there may be timing challenges for applicants making this showing, and thus the Commission will be flexible in the approaches it allows for applicants to make this showing. In particular, this showing could be satisfied through participation in open processes that are already in existence. For example:</P>
          <P>1. The applicant could show that its project was, or will be, considered in an Order No. 890 or Order No. 1000-compliant transmission planning process that provides the opportunity for projects to be compared against transmission or non-transmission alternatives.<SU>35</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>35</SU>In making this showing, the applicant need not show that its project was selected in a regional transmission plan for purposes of cost allocation. Instead, the focus would be on whether the project was or will be considered in a process where it could be compared to other projects and shown to be preferable to any alternatives that were evaluated.</P>
          </FTNT>
          <P>2. The applicant could show that its project was considered by a local regulatory body, such as a state utility commission, that evaluated alternatives to its proposed project (transmission or non-transmission alternatives) and determined that the proposed transmission project is preferable to the alternatives evaluated.</P>
          <P>27. The above approaches should not be seen as exclusive, however, and the Commission will remain open to alternative methods to making this showing.<SU>36</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>36</SU>For example, projects that are required to complete an environmental impact statement (EIS) may submit the analysis on the consideration of alternatives, per the requirements of the EIS, as making such a showing.</P>
          </FTNT>
          <HD SOURCE="HD3">d. Commitment to Cost Estimates</HD>
          <P>28. Finally, the Commission expects applicants for an incentive ROE based on a project's risks and challenges to commit to limiting the application of the incentive ROE based on a project's risks and challenges to a cost estimate. For example, the Commission has approved an applicant's proposal to limit the incentive ROE based on a project's risks and challenges to the cost estimate utilized at the time of RTO approval.<SU>37</SU>
            <FTREF/>Our intent is not to be prescriptive as to how applicants might structure this commitment; instead, the Commission is open to approaches that control transmission development costs and provide more transparency regarding how incentives will be applied to costs beyond initial estimates.<SU>38</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>37</SU>
              <E T="03">RITELine Illinois &amp; Indiana LLC,</E>137 FERC ¶ 61,039, at P 5 (2011).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>38</SU>Concern about the effects of allowing transmission incentives to be applied to costs over those estimated was expressed by a number of commenters in the NOI proceeding.</P>
          </FTNT>
          <P>29. The Commission recognizes the challenges of determining the appropriate cost estimate for a project. For example, most applicants seek incentives from the Commission at a relatively early stage in the project development process, often before state siting or other processes raise challenges that can impact the design and ultimate cost of a project. One option may be for applicants to commit to limiting the application of an incentive ROE based on a project's risks and challenges to the last cost estimate relied upon to include or retain the project in a regional transmission planning process.<SU>39</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>39</SU>If factors outside applicant's control cause significant deviation from the cost estimate upon which the ROE incentive was initially granted, the Commission can revisit that cost estimate (e.g., a regional planner requires significant acceleration of a project construction timeline).</P>
          </FTNT>
          <P>30. The Southwest Power Pool Regional State Committee (SPP RSC) in its comments on the NOI identifies a definitive cost estimate that would serve as the initial threshold limit for an incentive ROE, a 10% dead-band above or below the definitive cost estimate around which changes in costs are shared equally between shareholders and customers, and a provision for addressing cost increases that are outside the control of the transmission owner.<SU>40</SU>
            <FTREF/>The Commission believes that aspects of the SPP RSC proposal highlighted here may provide useful guidance to applicants when seeking incentive ROEs based on a project's risks and challenges.</P>
          <FTNT>
            <P>
              <SU>40</SU>SPP RSC September 12 Comments at 5, 12-13.</P>
          </FTNT>
          <HD SOURCE="HD1">III. Conclusion</HD>

          <P>31. As noted above, the Commission is relying on its experience and expertise with respect to industry trends and system investment needs to provide additional guidance and clarity through this policy statement. Six years after<PRTPAGE P="69759"/>issuing Order No. 679, the Commission believes that it is appropriate and in the public interest to evaluate the impacts of its incentives policy and give guidance as to how the Commission will implement that incentives policy going forward. In order to further the mandate of FPA section 219 and encourage transmission investment in the future, the Commission will continue to monitor its incentives policy and may identify new policy issues, trends, and developments in transmission investment that may warrant modifications to the Commission's incentives policy. As part of this effort, the Commission will continually assess measures to further transparency in its incentives policy and the impacts of that policy on consumers.</P>
          <HD SOURCE="HD1">IV. Document Availability</HD>

          <P>32. In addition to publishing the full text of this document in the<E T="04">Federal Register</E>, the Commission provides all interested persons an opportunity to view and/or print the contents of this document via the Internet through FERC's Home Page (<E T="03">http://www.ferc.gov</E>) and in FERC's Public Reference Room during normal business hours (8:30 a.m. to 5:00 p.m. Eastern time) at 888 First Street NE., Room 2A, Washington, DC 20426.</P>
          <P>33. From FERC's Home Page on the Internet, this information is available on eLibrary. The full text of this document is available on eLibrary in PDF and Microsoft Word format for viewing, printing, and/or downloading. To access this document in eLibrary, type the docket number excluding the last three digits of this document in the docket number field.</P>

          <P>34. User assistance is available for eLibrary and the FERC's Web site during normal business hours from FERC Online Support at 202-502-6652 (toll free at 1-866-208-3676) or email at<E T="03">ferconlinesupport@ferc.gov,</E>or the Public Reference Room at (202) 502-8371, TTY (202) 502-8659. Email the Public Reference Room at<E T="03">public.referenceroom@ferc.gov.</E>
          </P>
          <SIG>
            <P>By the Commission. Commissioner Clark is not participating.</P>
            <NAME>Nathaniel J. Davis, Sr.,</NAME>
            <TITLE>Deputy Secretary.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28231 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2012-1002]</DEPDOC>
        <SUBJECT>Drawbridge Operation Regulation; Upper Mississippi River, Dubuque, IA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of temporary deviation from regulations.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard has issued a temporary deviation from the operating schedule that governs the Illinois Central Railroad Drawbridge across the Upper Mississippi River, mile 579.9, at Dubuque, Iowa. The deviation is necessary to allow the bridge owner time to perform preventive maintenance that is essential to the continued safe operation of the drawbridge. Maintenance is scheduled in the winter when there is less impact on navigation, instead of scheduling work in the summer, when river traffic increases. This deviation allows the bridge to open on signal if at least 24 hours advance notice is given.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This deviation is effective from 7 a.m., December 16, 2012, to 7 a.m. March 4, 2013.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble as being available in the docket are part of docket USCG-2012-1002 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2012-1002 in the “Search” box and then clicking “Search”. They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Eric A. Washburn, Bridge Administrator, Western Rivers, Coast Guard; telephone 314-269-2378, email<E T="03">Eric.Washburn@uscg.mil</E>. If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Chicago, Central &amp; Pacific Railroad requested a temporary deviation for the Illinois Central Railroad Drawbridge across the Upper Mississippi River, mile 579.9, at Dubuque, Iowa, to open on signal if at least 24 hours advance notice is given in order to facilitate needed bridge maintenance and repairs. The Rock Illinois Central Railroad Drawbridge currently operates in accordance with 33 CFR 117.5, which states the general requirement that drawbridges must open promptly and fully for the passage of vessels when a request to open is given in accordance with the subpart. In order to facilitate the needed bridge work, the drawbridge must be kept in the closed-to-navigation position. This deviation allows the bridge to open on signal if at least 24 hours advance notice is given from 7 a.m. December 16, 2012 until 7 a.m., March 4, 2013.</P>
        <P>There are no alternate routes for vessels transiting this section of the Upper Mississippi River.</P>
        <P>The Illinois Central Railroad Drawbridge, in the closed-to-navigation position, provides a vertical clearance of 19.9 feet above normal pool. Navigation on the waterway consists primarily of commercial tows and recreational watercraft. The drawbridge will open if at least 24-hours advance notice is given. This temporary deviation has been coordinated with waterway users. No objections were received.</P>
        <P>In accordance with 33 CFR 117.35(e), the drawbridge must return to its regular operating schedule immediately at the end of the effective period of this temporary deviation. This deviation from the operating regulations is authorized under 33 CFR 117.35.</P>
        <SIG>
          <DATED>Dated: November 8, 2012.</DATED>
          <NAME>Eric A. Washburn,</NAME>
          <TITLE>Bridge Administrator, Western Rivers.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28282 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2011-0937]</DEPDOC>
        <RIN>RIN 1625-AA09</RIN>
        <SUBJECT>Drawbridge Operation Regulation; Black River, La Crosse, WI</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Coast Guard is modifying the operating schedule that governs the Canadian Pacific Railroad Drawbridge across the Black River at Mile 1.0 near La Crosse, Wisconsin. The drawspan shall immediately open upon demand once the vessel requiring an opening establishes contact with the remote operator located in Minneapolis,<PRTPAGE P="69760"/>Minnesota, via radiotelephone on VHF-FM Channel 16, or by standard telephone calling (507) 895-6087. The remote drawbridge operator will ensure the drawspan can safely be opened, immediate move it to the open to navigation position, and then maintain constant contact with the vessel until it has completely transited the bridge.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective November 21, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Comments and related materials received from the public, as well as documents mentioned in this preamble as being available in the docket, are part of docket USCG-2011-0937 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2011-0937 in the “Keyword” box, and then clicking “Search.” This material is also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Eric A. Washburn, Bridge Administrator, Western Rivers, Coast Guard; telephone 314-269-2378, email<E T="03">Eric.Washburn@uscg.mil.</E>If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">A. Regulatory History and Information</HD>

        <P>On November 14, 2011, we published a notice of proposed rulemaking (NPRM) entitled Drawbridge Operation Regulation; Black River, La Crosse, Wisconsin, in the<E T="04">Federal Register</E>(76 FR 70384). We received no comments on the rule. A public meeting was held on November 29, 2011, in La Crosse, Wisconsin, at which no objections were presented against the rule. On June 15, 2012, through July 15, 2012, we authorized a test deviation period to gauge the effects of the rule on the waterway users. No objections were presented during or after the test deviation period.</P>
        <HD SOURCE="HD1">B. Basis and Purpose</HD>
        <P>The Black River is a navigable waterway of the United States from its mouth at mile 698.2 of the Upper Mississippi River, to approximately mile 3.0. Heavy recreational vessel traffic can be found along the length of the river and commercial navigation primarily operates up to mile 1.4. Inthis reach commercial barge operations handle cement, chemical, and fuel products at various loading terminals. A large recreational vessel manufacturer and marine repair facility are also located within this stretch of river.</P>
        <P>In order to reduce wait time for requested drawbridge openings, while also reducing operating costs, Canadian Pacific requested a change to operation of this drawbridge. Canadian Pacific proposed that the drawbridge be operated via a procedure where vessels contact a remote drawbridge operator through VHF-FM Channel 16 or telephone (507) 895-6087 and request an opening. The remote operator would then ensure that no trains are in the block and then open the drawspan as appropriate. Once opened to navigation, the drawbridge would remain raised until the remote operator verifies safe passage of the vessel by means of radio or telephone confirmation with the passing vessel, video monitoring, and boat detection equipment.</P>
        <HD SOURCE="HD1">C. Discussion of Comments, Changes and the Final Rule</HD>
        <P>The Coast Guard provided a comment period of 60 days in which no comments were received.</P>
        <HD SOURCE="HD1">D. Regulatory Analyses</HD>
        <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on a number of these statutes or executive orders.</P>
        <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under that Order.</P>
        <P>The impact of this regulatory action upon the current regulatory text is that it communicates a change in the procedure to open the drawbridge. Specifically, this action changes the regulatory text from “The draw of the CP Rail railroad bridge, mile 1.0 at La Crosse, shall open on signal if at least two hours notice is given” to “The drawspan of the Canadian Pacific Railroad Bridge, mile 1.0, at La Crosse, Wisconsin is operated by a remote operator located at the Canadian Pacific Railway Minneapolis Operations Center, in Minneapolis, Minnesota. Drawspan shall open upon demand by contacting remote operator via VHF-FM Channel 16 or telephone (507) 895-6087.”</P>
        <HD SOURCE="HD2">2. Impact on Small Entities</HD>
        <P>The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612, as amended, requires federal agencies to consider the potential impact of regulations on small entities during rulemaking. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000. The Coast Guard received no comments from the Small Business Administration on this rule. The Coast Guard certifies under 5 U.S.C. 605(b) that this rule would not have a significant economic impact on a substantial number of small entities.</P>
        <P>This action is based on the expected reduction in wait time for drawspan openings and will not impact the local businesses, organizations, or government entities in the community.</P>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it would not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes. The Coast Guard provided a comment period of 60 days in which no comments were received.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. The Administrator of the Office of Information and Regulatory Affairs has not designated it as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211. The Coast Guard provided a comment period of 60 days in which no comments were received.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>

        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards. The Coast Guard provided a<PRTPAGE P="69761"/>comment period of 60 days in which no comments were received.</P>
        <HD SOURCE="HD2">14. Environment</HD>
        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01, and Commandant Instruction M16475.lD, which guides the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded that this action is one of a category of actions which do not individually or cumulatively have a significant effect on the human environment. This rule is categorically excluded, under figure 2-1, paragraph (32)(e), of the Instruction.</P>
        <P>Under figure 2-1, paragraph (32)(e), of the Instruction, an environmental analysis checklist and a categorical exclusion determination are not required for this rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 117</HD>
          <P>Bridges.</P>
        </LSTSUB>
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 117 as follows:</P>
        <REGTEXT PART="117" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 117—DRAWBRIDGE OPERATION REGULATIONS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 117 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 499; 33 CFR 1.05-1; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
          
        </REGTEXT>
        <REGTEXT PART="117" TITLE="33">
          <AMDPAR>2. Revise § 117.1081 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 117.1081</SECTNO>
            <SUBJECT>Black River.</SUBJECT>
            <P>The drawspan of the Canadian Pacific Railroad Bridge, mile 1.0, at La Crosse, Wisconsin is operated by remote operator located at the Canadian Pacific Railway Minneapolis Operations Center, in Minneapolis, Minnesota. Drawspan shall open upon demand by contacting remote operator via VHF-FM Channel 16 or telephone (507) 895-6087.</P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: October 31, 2012.</DATED>
          <NAME>Roy A. Nash,</NAME>
          <TITLE>Rear Admiral, Commander, U.S. Coast Guard, Eighth Coast Guard District.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28285 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 117</CFR>
        <DEPDOC>[Docket No. USCG-2012-0995]</DEPDOC>
        <SUBJECT>Drawbridge Operation Regulation; Upper Mississippi River, Clinton, IA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of temporary deviation from regulations.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Coast Guard has issued a temporary deviation from the operating schedule that governs the Clinton Railroad Drawbridge across the Upper Mississippi River, mile 518.0, at Clinton, Iowa. The deviation is necessary to allow time for performing needed maintenance and repairs to the bridge. This deviation allows the bridge to open on signal if at least 24 hours advance notice is given.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This deviation is effective from 12:01 a.m. December 15, 2012, until 9 a.m., March 15, 2013.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble as being available in the docket are part of docket USCG-2012-0995 and are available online by going to<E T="03">http://www.regulations.gov,</E>inserting USCG-2012-0995 in the “Search” box and then clicking “Search”. They are also available for inspection or copying at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this temporary deviation, call or email Eric A. Washburn, Bridge Administrator, Western Rivers, Coast Guard; telephone (314) 269-2378 or<E T="03">eric.washburn@uscg.mil</E>. If you have questions on viewing the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <P>The Union Pacific Railroad Company requested a temporary deviation for the Clinton Railroad Drawbridge, mile 518.0, at Clinton, Iowa, across the Upper Mississippi to open on signal if at least 24 hours advance notice is given in order to facilitate needed bridge maintenance and repairs. The Clinton Railroad Drawbridge currently operates in accordance with 33 CFR 117.5, which states the general requirement that drawbridges shall open promptly and fully for the passage of vessels when a request to open is given in accordance with the subpart. In order to facilitate the needed bridge work, the drawbridge must be kept in the closed-to-navigation position. This deviation allows the bridge to open on signal if at least 24 hours advance notice is given from 12:01 a.m. December 15, 2012, until 9 a.m., March 15, 2013.</P>
        <P>There are no alternate routes for vessels transiting this section of the Upper Mississippi River.</P>
        <P>The Clinton Railroad Drawbridge, in the closed-to-navigation position, provides a vertical clearance of 18.7 feet above normal pool. Navigation on the waterway consists primarily of commercial tows and recreational watercraft. This temporary deviation has been coordinated with waterway users. No objections were received.</P>
        <P>In accordance with 33 CFR 117.35(e), the drawbridge must return to its regular operating schedule immediately at the end of the effective period of this temporary deviation. This deviation from the operating regulations is authorized under 33 CFR 117.35.</P>
        <SIG>
          <DATED>Dated: November 8, 2012.</DATED>
          <NAME>Eric A. Washburn,</NAME>
          <TITLE>Bridge Administrator, Western Rivers.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28284 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
        <SUBAGY>Coast Guard</SUBAGY>
        <CFR>33 CFR Part 165</CFR>
        <DEPDOC>[Docket Number USCG-2012-1009]</DEPDOC>
        <RIN>RIN 1625-AA11</RIN>
        <SUBJECT>Regulated Navigation Area; Recovery Operations, the Port of New York and New Jersey, NJ and NY</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Coast Guard, DHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Temporary interim rule and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Coast Guard is establishing a temporary Regulated Navigation Area (RNA) encompassing all waters of the Sector New York and Captain of the Port (COTP) New York Zone south of the George Washington Bridge at mile 11.0 on the Hudson River and west of the Hell Gate Railroad bridge at mile 8.2 on the East River. This action is necessary to prevent maritime traffic from interfering with spilled oil recovery operations, removal of sunken recreational vessels, debris, and cargo containers, and to ensure the safety of the response crews on scene. It will do<PRTPAGE P="69762"/>so by prohibiting vessels from entering or remaining in the RNA unless authorized by the COTP or his Designated Representative.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>This rule is effective with actual notice for purposes of enforcement from November 9, 2012 through February 1, 2013, and effective in the Code of Federal Regulations from November 21, 2012 through February 1, 2013. Comments and related material must be received by the Coast Guard on or before December 7, 2012. Requests for public meetings must be received by the Coast Guard on or before December 7, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Documents mentioned in this preamble are part of Docket Number USCG-2012-1009. To view documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>type the docket number in the “SEARCH” box and click “SEARCH.” Click on “Open Docket Folder” on the line associated with this rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
          <P>You may submit comments, identified by docket number, using any one of the following methods:</P>
          <P>(1)<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
          </P>
          <P>(2)<E T="03">Fax:</E>(202) 493-2251.</P>
          <P>(3)<E T="03">Mail or Delivery:</E>Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001. Deliveries accepted between 9 a.m. and 5 p.m., Monday through Friday, except federal holidays. The telephone number is 202-366-9329.</P>

          <P>See the “Public Participation and Request for Comments” portion of the<E T="02">SUPPLEMENTARY INFORMATION</E>section below for further instructions on submitting comments. To avoid duplication, please use only one of these three methods.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>If you have questions on this rule, call or email Mr. Jeff Yunker, Waterways Management Division at Coast Guard Sector New York, telephone (718) 354-4195, email<E T="03">Jeff.M.Yunker@uscg.mil</E>or Lieutenant Isaac Slavitt, First Coast Guard District Waterways Management Division, Boston, MA, telephone (617) 223-8385, email<E T="03">Isaac.M.Slavitt@uscg.mil.</E>If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone (202) 366-9826.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <EXTRACT>
          <HD SOURCE="HD1">Table of Acronyms</HD>
          <FP SOURCE="FP-1">APAAdministrative Procedure Act</FP>
          <FP SOURCE="FP-1">DHSDepartment of Homeland Security</FP>
          <FP SOURCE="FP-1">FR<E T="04">Federal Register</E>
          </FP>
          <FP SOURCE="FP-1">NPRMNotice of Proposed Rulemaking</FP>
        </EXTRACT>
        <HD SOURCE="HD1">A. Public Participation and Request for Comments</HD>

        <P>We encourage you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted without change to<E T="03">http://www.regulations.gov</E>and will include any personal information you have provided.</P>
        <HD SOURCE="HD2">1. Submitting Comments</HD>

        <P>If you submit a comment, please include the docket number for this rulemaking, indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You may submit your comments and material online at<E T="03">http://www.regulations.gov,</E>or by fax, mail, or hand delivery, but please use only one of these means. If you submit a comment online, it will be considered received by the Coast Guard when you successfully transmit the comment. If you fax, hand deliver, or mail your comment, it will be considered as having been received by the Coast Guard when it is received at the Docket Management Facility. We recommend that you include your name and a mailing address, an email address, or a telephone number in the body of your document so that we can contact you if we have questions regarding your submission.</P>
        <P>To submit your comment online, go to<E T="03">http://www.regulations.gov,</E>type the docket number in the “SEARCH” box and click “SEARCH.” Click on “Submit a Comment” on the line associated with this rulemaking.</P>
        <P>If you submit your comments by mail or hand delivery, submit them in an unbound format, no larger than 8<FR>1/2</FR>by 11 inches, suitable for copying and electronic filing. If you submit comments by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during the comment period and may change the rule based on your comments.</P>
        <HD SOURCE="HD2">2. Viewing Comments and Documents</HD>

        <P>To view comments, as well as documents mentioned in this preamble as being available in the docket, go to<E T="03">http://www.regulations.gov,</E>type the docket number in the “SEARCH” box and click “SEARCH.” Click on Open Docket Folder on the line associated with this rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        <HD SOURCE="HD2">3. Privacy Act</HD>

        <P>Anyone can search the electronic form of comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review a Privacy Act notice regarding our public dockets in the January 17, 2008, issue of the<E T="04">Federal Register</E>(73 FR 3316).</P>
        <HD SOURCE="HD2">4. Public Meeting</HD>

        <P>We do not now plan to hold a public meeting. But you may submit a request for one, using one of the methods specified under<E T="02">ADDRESSES</E>. Please explain why you believe a public meeting would be beneficial. If we determine that one would aid this rulemaking, we will hold one at a time and place announced by a later notice in the<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">B. Regulatory History and Information</HD>

        <P>The Coast Guard is issuing this temporary interim rule without prior notice and opportunity to comment pursuant to authority under the Administrative Procedure Act (APA) (5 U.S.C. 553). Section 553(b) provides that a general notice of proposed rulemaking (NPRM) must be published “unless persons subject thereto are named and either personally served or otherwise have actual notice thereof in accordance with law.” This rule identifies the persons who will be subject to the RNA regulation: All mariners in or seeking to enter a defined area of the Sector New York and COTP New York zone between November 9, 2012, and February 1, 2013. Section 553(b)(B) authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because publishing a NPRM would be contrary to public interest since immediate<PRTPAGE P="69763"/>action is necessary to protect vessels, persons, port infrastructure, and salvage crews in the Port of New York and New Jersey from hazards created by multiple oil spill recovery operations, debris, cargo container, and recreational vessel salvage and retrieval operations.</P>

        <P>Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the<E T="04">Federal Register</E>. Normal notice and comment procedures cannot be followed due to the immediate threat of collision and/or exposure to hazardous pollutants posed by the sunken containers, vessels, and other floating debris and associated pollution response and recovery operations associated with the post-storm recovery from Hurricane Sandy.</P>
        <HD SOURCE="HD1">C. Basis and Purpose</HD>
        <P>Under the Ports and Waterways Safety Act, the Coast Guard has the authority to establish RNAs in defined water areas that are determined to have hazardous conditions and in which vessel traffic can be regulated in the interest of safety.</P>
        <P>The oil pollution response and recovery operations of sunken vessels, cargo containers, and debris involves large machinery and construction vessel operations above and in the navigable waters of the Port of New York and New Jersey pose hazards to waterway users. The ongoing operations are, by their nature, hazardous and pose risks both to recreational and commercial traffic as well as the response and recovery crews. In order to mitigate the inherent risks involved in these operations, it is necessary to control vessel movement through the area.</P>
        <P>The purpose of this rule is to ensure the safety of waterway users, the public, and pollution response and recovery workers for the duration of the response and recovery operations during the effective period. The RNA will also protect recovery vessels desiring to transit the Arthur Kill by ensuring that vessels are only permitted to transit at no-wake speed.</P>
        <HD SOURCE="HD1">D. Discussion of the Interim Rule</HD>
        <P>The Coast Guard is establishing a temporary RNA encompassing all waters of the Sector New York and COTP zone, codified at 33 CFR 3.05-30, south of the George Washington Bridge at mile 11.0 on the Hudson River and west of the Hell Gate Railroad Bridge at mile 8.2 on the East River. This temporary RNA was necessitated by Hurricane Sandy, which struck the New York City area in late October 2012 and which caused damage requiring immediate cleanup efforts.</P>
        <P>The COTP New York is enforcing a RNA in the vicinity of current oil spill response and debris recovery operations due to post Hurricane Sandy conditions. The recovery of spilled oil, debris, vessels, and cargo containers involves large machinery and construction vessel operations above and upon the navigable waters of the Port of New York and New Jersey. These operations are sensitive to water movement, and wake from passing vessels could pose significant risk of injury or death to response and recovery workers. Certain portions of the waterway within the RNA must be closed to vessel traffic due to the quantity of sunken vessels and or floating debris. The ongoing recovery operations are, by their nature, hazardous and pose risks to all vessel traffic. In order to mitigate the inherent risks involved in the operations, it is necessary to control vessel movement through the area.</P>
        <P>This action is intended to restrict vessel traffic on the Arthur Kill, Buttermilk Channel, Great Kills Harbor north of (pa) 40-32-01.290N, 074-08-30.895W (Great Kills Harbor Channel Buoy 9 LLNR 35488) and (pa) 40-32-02.854N, 074-08-28.532W (Great Kills Harbor Channel Buoy 10 LLNR 35490), Sheepshead Bay west of (pa) 40-34-53.198N, 073-55-51.984W (Sheepshead Bay Lighted Buoy 12 LLNR 34370), and Jamaica Bay east of the Gil Hodges Memorial/Marine Parkway Bridge at mile 3.0. Vessels may be restricted from additional areas as necessary due to the dynamic nature of this response and recovery operation.</P>
        <P>These operations are tentatively scheduled to take place starting on November 9, 2012 and lasting through February 1, 2013. Vessels required to participate in the Vessel Movement Reporting System codified at 33 CFR 161 Subpart B are required to transit the Arthur Kill at No Wake speed.</P>

        <P>The COTP will cause notice of enforcement or suspension of enforcement of this RNA to be made by all appropriate means to achieve the widest distribution among the affected segments of the public. Such means of notification will include, but is not limited to, Marine Information Broadcasts, Local Notice to Mariners, and at<E T="03">http://homeport.uscg.mil/newyork.</E>
        </P>
        <HD SOURCE="HD1">E. Regulatory Analyses</HD>
        <P>We developed this temporary rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on these statutes and executive orders.</P>
        <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>
        <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders.</P>
        <HD SOURCE="HD2">2. Impact on Small Entities</HD>
        <P>The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612, as amended, requires federal agencies to consider the potential impact of regulations on small entities during rulemaking. The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
        <P>This temporary rule will affect the following entities, some of which may be small entities: The owners or operators of vessels intending to transit or anchor in a portion of the waters of the Sector New York and COTP New York zone during the effective period.</P>

        <P>This RNA will not have a significant economic impact on a substantial number of small entities for the following reasons: The RNA will only require authorized vessels to transit at no-wake speed when transiting the Arthur Kill. Vessels can transit through Anchorage Channel and the East River to bypass Buttermilk Channel. Great Kills Harbor and Sheepshead Bay are already effectively closed due to the quantity of sunken vessels and debris in the waterways. Also, due to the extent of continuing debris reports received by the U.S. Coast Guard and U.S. Army Corps of Engineers (USACE), the COTP has determined that the local waters are not safe for recreational vessel transits after daylight hours and Arthur Kill, Buttermilk Channel, Great Kills Harbor north of (pa) 40-32-01.290N, 074-08-30.895W (Great Kills Harbor Channel Buoy 9 LLNR 35488) and (pa) 40-32-02.854N, 074-08-28.532W (Great Kills Harbor Channel Buoy 10 LLNR 35490), Sheepshead Bay west of (pa) 40-34-53.198N, 073-55-51.984W (Sheepshead Bay Lighted Buoy 12 LLNR 34370), and Jamaica Bay east of the Gil Hodges Memorial/Marine Parkway Bridge at mile 3.0 are not safe for recreational vessel transits at any time. The RNA will only be in effect until response and recovery operations are complete. Portions of the RNA will be opened to vessel traffic as soon as the COTP New<PRTPAGE P="69764"/>York deems it safe to do so. We will issue maritime advisories widely available to users of the port updating the status and locations of all waters restricted to vessel transits as they become available.</P>
        <HD SOURCE="HD2">3. Assistance for Small Entities</HD>

        <P>Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Public Law 104-121), we want to assist small entities in understanding this rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>, above.</P>
        <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
        <HD SOURCE="HD2">4. Collection of Information</HD>
        <P>This rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
        <HD SOURCE="HD2">5. Federalism</HD>
        <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this rule under that Order and determined that this rule does not have implications for federalism.</P>
        <HD SOURCE="HD2">6. Protest Activities</HD>

        <P>The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the<E T="02">FOR FURTHER INFORMATION CONTACT</E>section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.</P>
        <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>
        <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
        <HD SOURCE="HD2">8. Taking of Private Property</HD>
        <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference With Constitutionally Protected Property Rights.</P>
        <HD SOURCE="HD2">9. Civil Justice Reform</HD>
        <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
        <HD SOURCE="HD2">10. Protection of Children From Environmental Health Risks</HD>
        <P>We have analyzed this rule under Executive Order 13045, Protection of Children From Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
        <HD SOURCE="HD2">11. Indian Tribal Governments</HD>
        <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination With Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
        <HD SOURCE="HD2">12. Energy Effects</HD>
        <P>This action is not a “significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use.</P>
        <HD SOURCE="HD2">13. Technical Standards</HD>
        <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
        <HD SOURCE="HD2">14. Environment</HD>

        <P>We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This temporary rule involves a RNA which requires vessels to transit at No Wake speed and restricts some areas to vessel transits during Hurricane Sandy response and recovery operations. This temporary rule is categorically excluded from further review under paragraph 34(g) of Figure 2-1 of the Commandant Instruction. An environmental analysis checklist supporting this determination and a Categorical Exclusion Determination will be available in the docket where indicated under<E T="02">ADDRESSES</E>. We seek any comments or information that may lead to the discovery of a significant environmental impact from this rule.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
          <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
        </LSTSUB>
        
        <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
        <REGTEXT PART="165" TITLE="33">
          <PART>
            <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
          </PART>
          <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.l04-1, 6.04-6, 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="165" TITLE="33">
          <AMDPAR>2. Add § 165.T01-1009 to read as follows:</AMDPAR>
          <SECTION>
            <SECTNO>§ 165.T01-1009</SECTNO>
            <SUBJECT>Safety Zone; Recovery Operations, the Port of New York and New Jersey, NJ and NY.</SUBJECT>
            <P>(a)<E T="03">Regulated Navigation Area.</E>The following area is a Regulated Navigation Area (RNA): All navigable waters of the Sector New York and Captain of the Port (COTP) Zone defined in 33 CFR 3.05-30, south of the George Washington Bridge at mile 11.0 on the Hudson River and west of the Hell Gate Railroad Bridge at mile 8.2 on the East River.</P>
            <P>(b)<E T="03">Effective dates and enforcement periods.</E>This rule is effective and will be enforced with actual notice from<PRTPAGE P="69765"/>November 9, 2012 through February 1, 2013, except that enforcement may be suspended in accordance with paragraph (d)(8) of this section.</P>
            <P>(c)<E T="03">Definitions.</E>The following definitions apply to this section:</P>
            <P>
              <E T="03">Designated representative</E>means any Coast Guard commissioned, warrant or petty officer of the U.S. Coast Guard who has been designated by the COTP Sector New York, to act on his or her behalf. The designated representative may be on an official patrol vessel or may be on shore and will communicate with vessels via VHF-FM radio or loudhailer. In addition, members of the Coast Guard Auxiliary may be present to inform vessel operators of this regulation.</P>
            <P>
              <E T="03">Official patrol vessel</E>means any Coast Guard, Coast Guard Auxiliary, state, or local law enforcement vessels assigned or approved by the COTP.</P>
            <P>(d)<E T="03">Regulations.</E>(1) The general regulations contained in 33 CFR 165.13, as well as the following regulations, apply.</P>
            <P>(2) During periods of enforcement, all vessels must transit at a No-wake speed to minimize surge when transiting the Arthur Kill.</P>
            <P>(3) During periods of enforcement, all persons and vessels given permission to enter or operate in the RNA must comply with the instructions of the COTP or the designated representative. Upon being hailed by an official patrol vessel by siren, radio, flashing light, or other means, the operator of a vessel must proceed as directed.</P>
            <P>(4) During periods of enforcement, no vessels are authorized to transit or operate within Buttermilk Channel, within Great Kills Harbor north of (pa) 40-32-01.290N, 074-08-30.895W (Great Kills Harbor Channel Buoy 9 LLNR 35488) and (pa) 40-32-02.854N, 074-08-28.532W (Great Kills Harbor Channel Buoy 10 LLNR 35490), within Sheepshead Bay west of (pa) 40-34-53.198N, 073-55-51.984W (Sheepshead Bay Lighted Buoy 12 LLNR 34370), and within Jamaica Bay east of the Gil Hodges Memorial/Marine Parkway Bridge at mile 3.0.</P>
            <P>(5) Vessel operators required to participate in the Vessel Movement Reporting System codified at 33 CFR part 161, subpart B, and desiring to enter or operate within the RNA must contact the COTP or the designated representative via VHF channel 11 or 16 or 718-354-4088 (Sector New York Vessel Traffic Center) to obtain permission to do so.</P>
            <P>(6) Recreational vessel operators desiring to enter or operate within the RNA must contact the COTP or the designated representative via VHF channel 16 or 718-354-4353 (Sector New York Command Center) to obtain permission to do so, and will be permitted to enter or operate within the RNA only during daylight hours.</P>
            <P>(7) The COTP may impose additional requirements within the RNA due to unforeseen changes to the response and recovery operations.</P>

            <P>(8) The COTP will make notice of specific waterway closures and restrictions, and of any suspension of enforcement, by all means available to affect the widest public distribution including, but not limited to, Marine Information Broadcasts, Local Notice to Mariners, and at<E T="03">http://homeport.uscg.mil/newyork.</E>
            </P>
          </SECTION>
        </REGTEXT>
        <SIG>
          <DATED>Dated: November 9, 2012.</DATED>
          <NAME>D.B. Abel,</NAME>
          <TITLE>Rear Admiral, U.S. Coast Guard, Commander, First Coast Guard District.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28272 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 9110-04-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 271</CFR>
        <DEPDOC>[EPA-R08-RCRA-2012-0396; FRL-9753-6]</DEPDOC>
        <SUBJECT>Colorado: Final Authorization of State Hazardous Waste Management Program Revisions</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Solid Waste Disposal Act, as amended, commonly referred to as the Resource Conservation and Recovery Act (RCRA), allows the Environmental Protection Agency (EPA) to authorize states to operate their hazardous waste management programs in lieu of the federal program. Colorado has applied to the EPA for final authorization of changes to its hazardous waste program under RCRA. The EPA has determined that these changes satisfy all requirements needed to qualify for final authorization, and is authorizing the state's changes through this final action.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>

          <P>This final authorization will become effective on January 22, 2013 unless the EPA receives adverse written comments by December 21, 2012. If adverse written comments are received, the EPA will publish a timely withdrawal of this final rule in the<E T="04">Federal Register</E>and inform the public that this authorization will not take effect.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by Docket No. EPA-R08-RCRA-2012-0396, by any of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
          <P>•<E T="03">Email: lin.moye@epa.gov.</E>
          </P>
          <P>•<E T="03">Fax:</E>(303) 312-6341.</P>
          <P>•<E T="03">Mail:</E>Moye Lin, Region 8, Resource Conservation and Recovery Program, U.S. EPA, Region 8, 1595 Wynkoop Street, Denver, Colorado 80202-1129, phone number: (303) 312-6667.</P>
          <P>•<E T="03">Hand Delivery or Courier:</E>Deliver your comments to Moye Lin, Region 8, Resource Conservation and Recovery Program, Mailcode 8P-R, U.S. EPA, Region 8, 1595 Wynkoop Street, Denver, Colorado 80202-1129. Deliveries are accepted only during the Regional Office's normal hours of operation, 9:00 a.m. to 3:00 p.m. Special arrangements should be made for deliveries of boxed information. The public is welcome to view Docket ID No. EPA-R08-RCRA-2012-0396 at the Region 8 EPA Library, 1595 Wynkoop Street, Denver, Colorado 80202-1129 during the Library's normal hours of operation, Monday through Thursday, 8:00 a.m. to 4:00 p.m., excluding federal holidays.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-R08-RCRA-2012-0396. The EPA's policy is that all comments received will be included in the public docket without change, including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information, disclosure of which is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected from disclosure through<E T="03">http://www.regulations.gov,</E>or email. The federal Web site,<E T="03">http://www.regulations.gov,</E>is an “anonymous access” system, which means the EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an email comment directly to the EPA without going through<E T="03">http://www.regulations.gov,</E>your email address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, the EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If the EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, the EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or<PRTPAGE P="69766"/>viruses. For additional information about the EPA's public docket, visit the EPA Docket Center homepage at<E T="03">http://www.epa.gov/epahome/dockets.htm.</E>
          </P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information may not be publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available either electronically through<E T="03">http://www.regulations.gov</E>or in hard copy from 9:00 a.m. to 3:00 p.m., Monday through Thursday at the EPA Region 8 Library at the address and contact above, or the Colorado Department of Public Health and Environment, 4300 Cherry Creek Drive South, Denver, Colorado 80246-1530, contact: Randy Perila, phone number (303) 692-3364. The public is advised to call in advance to verify business hours.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Moye Lin, (303) 312-6667,<E T="03">Lin.Moye@epa.gov</E>or Randy Perila, (303) 692-3364,<E T="03">randy.perila@state.co.us.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">A. Why are revisions to State programs necessary?</HD>
        <P>States that have received final authorization from the EPA under RCRA section 3006(b), 42 U.S.C. 6926(b), must maintain a hazardous waste program that is equivalent to, consistent with, and no less stringent than the federal program. As the federal program changes, states must change their programs and ask the EPA to authorize the changes. Changes to state programs may be necessary when federal or state statutory or regulatory authority is modified or when certain other changes occur. Most commonly, states must change their programs because of changes to the EPA's regulations in 40 Code of Federal Regulations (CFR) parts 124, 260 through 266, 268, 270, 273, and 279.</P>
        <HD SOURCE="HD1">B. What decisions have we made in this rule?</HD>
        <P>We conclude that Colorado's application to revise its authorized program meets all of the statutory and regulatory requirements established by RCRA. Therefore, we grant Colorado Final Authorization to operate its hazardous waste program with the changes described in the authorization application. Colorado has responsibility for permitting Treatment, Storage, and Disposal Facilities (TSDFs) within its borders, except in Indian country, and for carrying out the aspects of the RCRA program described in its revised program application, subject to the limitations of the Hazardous and Solid Waste Amendments of 1984 (HSWA). New federal requirements and prohibitions imposed by federal regulations that the EPA promulgates under the authority of HSWA take effect in authorized states before they are authorized for the requirements. Thus, the EPA will implement those requirements and prohibitions in Colorado including issuing permits, until Colorado is authorized to do so.</P>
        <HD SOURCE="HD1">C. What is the effect of today's authorization decision?</HD>
        <P>This decision means that a facility in Colorado subject to RCRA will now have to comply with the authorized state requirements instead of the equivalent federal requirements in order to comply with RCRA. Colorado has enforcement responsibilities under its state hazardous waste program for violations of such program, but the EPA retains its authority under RCRA sections 3007, 3008, 3013, and 7003, which include, among others, authority to: (1) Conduct inspections, and require monitoring, tests, analyses, or reports; (2) enforce RCRA requirements, suspend or revoke permits, and, (3) take enforcement action regardless of whether Colorado has taken its own actions.</P>
        <P>This action does not impose additional requirements on the regulated community because the regulations for which Colorado is being authorized by this action are already effective under state law, and are not changed by this action.</P>
        <HD SOURCE="HD1">D. Why wasn't there a proposed rule before today's rule?</HD>

        <P>The EPA did not publish a proposal before this rule because we view this as a routine program change. We are providing an opportunity for the public to comment now. In addition to this rule, we are publishing a separate document that proposes to authorize the state program changes in the proposed rules section of today's<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">E. What happens if the EPA receives comments that oppose this action?</HD>

        <P>If the EPA receives comments that oppose this authorization, we will withdraw this rule by publishing a document in the<E T="04">Federal Register</E>before the rule becomes effective. We will then address all public comments in a later<E T="04">Federal Register</E>notice. You may not have another opportunity to comment. If you want to comment on this authorization, you must do so at this time.</P>

        <P>If we receive comments that oppose only the authorization of a particular change to the Colorado hazardous waste program, we will withdraw only that part of this rule, but the authorization of the program changes that the comments do not oppose will become effective on the date specified in this document. The<E T="04">Federal Register</E>withdrawal document will specify which part of the authorization will become effective, and which part is being withdrawn.</P>
        <HD SOURCE="HD1">F. For what has Colorado previously been authorized?</HD>
        <P>Colorado initially received final authorization on October 19, 1984, effective November 2, 1984 (49 FR 41036), to implement the RCRA hazardous waste management program. We granted authorization for changes to the state's program on: October 24, 1986, effective November 7, 1986 (51 FR 37729); May 15, 1989, effective July 14, 1989 (54 FR 20847); May 10, 1991, effective July 9, 1991 (56 FR 21601); April 7, 1994, effective June 6, 1994 (59 FR 16568); November 14, 2003, effective January 13, 2004 (68 FR 64550) and March 12, 2008 (73 FR 13141) effective May 12, 2008; August 12, 2009, effective October, 13, 2009 (74 FR 40518).</P>
        <HD SOURCE="HD1">G. What changes are we approving with today's action?</HD>

        <P>Colorado submitted a final complete program application on December 21, 2011, seeking authorization of their changes in accordance with 40 CFR 271.21. Colorado's revisions consist of regulations that govern Federal Hazardous Waste revisions promulgated from January 8, 2010 through June 4, 2010 (RCRA Clusters XX). In addition, approval today is granted for revisions submitted in a prior application. We now make a final decision, subject to receipt of written comments that oppose this action; that Colorado's hazardous waste program revisions satisfy all of the requirements necessary to qualify for final authorization. Therefore, we grant Colorado final authorization for the following program changes (the federal citation followed by the analog from the Code of Colorado Regulations (6 CCR 7007-3), revised through December 30, 2011):<PRTPAGE P="69767"/>
        </P>
        <GPOTABLE CDEF="s50,r50,r150" COLS="3" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Description of Federal<LI>requirement (include checklist #, if relevant)</LI>
            </CHED>
            <CHED H="1">
              <E T="02">Federal Register</E>date and page (and/or RCRA<LI>statutory authority )</LI>
            </CHED>
            <CHED H="1">Analogous state authority</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Land Disposal Restrictions Phase III (Checklist 151)</ENT>
            <ENT>61 FR 15566-15660 April 8, 1996; 61 FR 15660-15668 April 8, 1996; 61 FR 19117 April 30, 1996; 61 FR 33680-33690 June 28, 1996; 61 FR 36419-36421 July 10, 1996; 61 FR 43924-43931 August 26, 1996; 62 FR 7502-7600 February 19, 1997</ENT>
            <ENT>Colorado Hazardous Regulations, 6 CCR 1007-3 effective December 30, 2011; 268.1(c)(3)-(c)(3)(ii), 268.1(c)(4), 268.1(c)(4)(i)-(iv), 268.1(e)(3), 268.1(e)(4), 268.2(f), 268.2(i), 268.2(j), 268.3(a)-(c), 268.3(c)(1)-(6), 268.7(a), 268.7(a)(3)(ii), 268.7(b)(3)(ii), 268.7(b)(4)(iv)-(v), 268.8, 268.9(a) &amp; (d), 268.9(d)(1)(i)-(ii), 268.39(a)-(g), 268.40(a), 268.40(e), 268.40(g), 268.40 Table, 268.42 Table 1, 268.48(a) Table UTS, Appendix XI.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2. Chlorinated Aliphatics Listing and LDRs for Newly Identified Wastes (Checklist 189)</ENT>
            <ENT>65 FR 67068-67133, November 8, 2000</ENT>
            <ENT>Colorado Hazardous Regulations, 6 CCR 1007-3 effective December 30, 2011; 261.32, 261 Appendix VII &amp; VIII, 268.33(a), 268.33(b) intro, 268.(b)(1)-(5), 268.33(c), 268.33(d) intro, 268.33(d)(1) &amp; (2), 268.40/Table, 268.40(a)/Table.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3. OECD Requirements; Export Shipments of Spent Lead-Acid Batteries (Checklist 222)</ENT>
            <ENT>75 FR 1236-1262, January 8, 2010</ENT>
            <ENT>Colorado Hazardous Regulations, 6 CCR 1007-3 effective December 30, 2011; 262.10(d), 262.55, 262.58(a), 262.58(a)(1) &amp; (2), 262.58(b), 262.80(a), 262.80(a)(1) &amp; (2), 262.80(b), 262.81, 262.82(a), 262.82(a)(1), 262.82(a)(1)(i) &amp; (ii), 262.82(a)(2) including Note to Paragraph (a)(2), 262.82(a)(2)(i) &amp; (ii), 262.82(a)(2)(ii)(A) &amp; (B), 262.82(a)(2)(iii), 262.82(a)(3), 262.82(a)(3)(i) including Note to Paragraph (a)(3)(i), 262.82(a)(3)(ii) including Note to Paragraph (a)(3)(ii), 262.82(a)(4), 262.82(a)(4)(i) &amp; (ii), 262.82(b), 262.82(b)(1) &amp; (2), including Note to Paragraph (b)(2), 262.82(b)(3), 262.82(c), 262.82(c)(1), 262.82(c)(1)(i) &amp; (ii), 262.82(c)(2), 262.82(d), 262.82(d)(1) &amp; (2), 262.82(e), 262.82(e)(1) &amp; (2), 262.82(f), 262.82(f)(1)-(4), 262.82(f)(5), 262.82(f)(5)(i) &amp; (ii), 262.82(g), 262.83(a), 262.83(b), 262.83(b)(1), 262.83(b)(1)(i)-(iii), 262.83(b)(2), 262.83(b)(2)(i) &amp; (ii), 262.83(c) &amp; (d), 262.83(d)(1)-(14) including Note to Paragraph (d)(14), 262.83(e), 262.84(a), 262.84(a)(1) &amp; (2), 262.84(b), 262.84(b)(1)-(7), 262.84(c)-(e), 262.85(a) &amp; (b), 262.85(b)(1)-(4), 262.85(c), 262.85(c)(1) &amp; (2), 262.85(d) &amp; (e) including Note to Paragraph (e), 262.85(f) &amp; (g) including Note to Paragraph (g), 262.86(a) &amp; (b), 262.87(a), 262.87(a)(1)-(5), 262.87(a)(5)(i) &amp; (ii), 262.87(a)(6), 262.87(b), 262.87(b)(1)-(3), 262.87(c), 262.87(c)(1), 262.87(c)(1)(i)-(iv), 262.87(c)(2), 262.88, 262.89(a), 262.89(a)(1), 262.89(a)(2), 262.89(b)-(d), 263.10(d), 264.12(a)(2), 264.71(a)(3), 264.71(d), 265.12(a)(2), 265.71(a)(3), 265.71(d), 267.80(a)table.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">4. Hazardous Waste Technical Corrections and Clarifications (Checklist 223)</ENT>
            <ENT>75 FR 12989-13009, March18, 2010, 75 FR 31716-31717, June 4, 2010</ENT>
            <ENT>Colorado Hazardous Regulations, 6 CCR 1007-3 effective December 30, 2011; 262.23(f), 262.23(f)(1), 262.23(f)(1)(i)-(ii), 262.23(f)(2)-(4).</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">H. Where are the revised State rules different from the Federal rules?</HD>
        <P>Colorado has requirements that are more stringent than the federal rules at 262.55, Colorado requires an exception report be filed with the Colorado Department of Public Health and Environment in addition to the required submission to the EPA Office of Enforcement and Compliance Assurance. Colorado is more stringent in Checklist 151. Colorado has not adopted a state analog to 40 CFR 268.1(c)(3). Colorado does not allow for the disposal of hazardous waste in underground injection wells. Pursuant to state law, Section 25-15-205(3), C.R.S., the disposal of liquid hazardous waste in Colorado is strictly prohibited. This prohibition includes the disposal of hazardous waste in injection wells.</P>
        <P>Colorado is broader-in-scope than the federal rules at: 261.32 (K140) and 261 Appendix VII (K901 &amp; K902), 261 Appendix VIII (P909, P910 and P911) and 268.40/table (K140, U408, K901, K902, P910 &amp;P911).</P>
        <HD SOURCE="HD1">I. Who issues and administers permits after the authorization takes effect?</HD>
        <P>Colorado will issue permits for all the provisions for which it is authorized and will administer the permits it issues. The EPA will continue to administer any RCRA hazardous waste permits or portions of permits that were issued prior to the effective date of this authorization until Colorado has equivalent instruments in place. We will not issue any new permits or new portions of permits for the provisions listed in the Table in this document after the effective date of this authorization. The EPA will continue to implement and issue permits for HSWA requirements for which Colorado is not yet authorized.</P>
        <HD SOURCE="HD1">J. How does today's action affect Indian Country (18 U.S.C. 1151) in Colorado?</HD>
        <P>Colorado is not authorized to carry out its hazardous waste program in Indian country, as defined in 18 U.S.C. 1151. This includes: (1) Lands within the exterior boundaries of the following Indian reservations located within or abutting the state of Colorado, (a) Southern Ute Indian Reservation and (b) Ute Mountain Ute Indian Reservation; (2) any land held in trust by the United States for an Indian tribe, and (3) any other areas that are “Indian country” within the meaning of 18 U.S.C. 1151.</P>
        <P>Therefore, this program revision does not extend to Indian country where the EPA will continue to implement and administer the RCRA program.</P>
        <HD SOURCE="HD1">K. What is codification and is the EPA codifying Colorado's hazardous waste program as authorized in this rule?</HD>

        <P>Codification is the process of placing the state's statutes and regulations that comprise the state's authorized hazardous waste program into the CFR, which occurs when the EPA references the authorized state rules in 40 CFR part 272. We reserve the amendment of 40 CFR part 272, subpart G, for this authorization of Colorado's program changes until a later date. The EPA is not codifying the rules documented in<PRTPAGE P="69768"/>this<E T="04">Federal Register</E>notice in this authorization application.</P>
        <HD SOURCE="HD1">L. Statutory and Executive Order Reviews</HD>

        <P>The Office of Management and Budget (OMB) has exempted this action from the requirements of Executive Order 12866 (58 FR 51735, October 4, 1993) and, therefore, this action is not subject to review by OMB. This action authorizes Colorado state requirements for the purpose of RCRA 3006, and imposes no additional requirements beyond those imposed by Colorado state law. Accordingly, I certify that this action will not have a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601<E T="03">et seq.</E>). Because this action authorizes pre-existing requirements under state law and does not impose any additional enforceable duty beyond that required by state law, it does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4). For the same reason, this action also does not significantly or uniquely affect the communities of Tribal governments, as specified by Executive Order 13175 (65 FR 67249, November 9, 2000). This action will not have substantial direct effects on the states, on the relationship between the national government and the states, or on the distribution of power and responsibilities among the various levels of government, as specified in Executive Order 13132 (64 FR 43255, August 10, 1999), because it merely authorizes state requirements as part of the state RCRA hazardous waste program without altering the relationship or the distribution of power and responsibilities established by RCRA. This action also is not subject to Executive Order 13045 (62 FR 19885, April 23, 1997), because it is not economically significant and it does not make decisions based on environmental health or safety risks. This rule is not subject to Executive Order 13211, “Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use” (66 FR 28355 (May 22, 2001)) because it is not a significant regulatory action under Executive Order 12866.</P>
        <P>Under RCRA 3006(b), the EPA grants a state's application for authorization as long as the state meets the criteria required by RCRA. It would thus be inconsistent with applicable law for the EPA, when it reviews a state authorization application, to require the use of any particular voluntary consensus standard in place of another standard that otherwise satisfies the requirements of RCRA. Thus, the requirements of section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) do not apply. As required by section 3 of Executive Order 12988 (61 FR 4729, February 7, 1996), in issuing this rule, the EPA has taken the necessary steps to eliminate drafting errors and ambiguity, minimize potential litigation, and provide a clear legal standard for affected conduct. The EPA has complied with Executive Order 12630 (53 FR 8859, March 15, 1988) by examining the takings implications of the rule in accordance with the “Attorney General's Supplemental Guidelines for the Evaluation of Risk and Avoidance of Unanticipated Takings” issued under the Executive Order. This rule does not impose an information collection burden under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.).</P>

        <P>The Congressional Review Act, 5 U.S.C. 801 et seq., as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. The EPA will submit a report containing this document and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication in the<E T="04">Federal Register</E>. A major rule cannot take effect until 60 days after it is published in the<E T="04">Federal Register</E>. This action is not a “major rule” as defined by 5 U.S.C. 804(2). This action will be effective<E T="03">January 22, 2013.</E>
        </P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 40 CFR Part 271</HD>
          <P>Environmental protection, Administrative practice and procedure, Confidential business information, Hazardous waste, Hazardous waste transportation, Indian lands, Intergovernmental relations, Penalties, Reporting and recordkeeping requirements.</P>
        </LSTSUB>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>This action is issued under the authority of sections 2002(a), 3006, and 7004(b) of the Solid Waste Disposal Act as amended 42 U.S.C. 6912(a), 6926, 6974(b).</P>
        </AUTH>
        <SIG>
          <DATED>Dated: September 21, 2012.</DATED>
          <NAME>James B. Martin,</NAME>
          <TITLE>Regional Administrator, Region 8.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28338 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="N">GENERAL SERVICES ADMINISTRATION</AGENCY>
        <CFR>48 CFR Part 504</CFR>
        <DEPDOC>[GSAR Change 55; GSAR Case 2006-G510; Docket 2008-0007; Sequence 13]</DEPDOC>
        <RIN>RIN 3090-AI72</RIN>
        <SUBJECT>General Services Administration Acquisition Regulation (GSAR); Rewrite of Part 504, Administrative Matters; Correction</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of Acquisition Policy, General Services Administration (GSA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Correcting amendment.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The General Services Administration (GSA) published a document in the<E T="04">Federal Register</E>on October 1, 2012 (77 FR 59790), revising Administrative Matters. The final rule contained a typographical error which needs to be corrected.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective date:</E>November 21, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Ms. Dana Munson, Procurement Analyst, at 202-357-9652, for clarification of content. For information pertaining to status or publication schedules, contact the Regulatory Secretariat Division (MVCB), 1275 First Street, 7th Floor, Washington, DC 20417, 202-501-4755. Please cite GSAR Case 2006-G510.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The final rule published in the<E T="04">Federal Register</E>at 77 FR 59790 on October 1, 2012 contained a typographical error. This notice is to correct the error in the Code of Federal Regulations.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subject in 48 CFR Part 504</HD>
          <P>Government procurement.</P>
        </LSTSUB>
        
        <P>Accordingly, 48 CFR part 504 is corrected by making the following correcting amendment:</P>
        <REGTEXT PART="504" TITLE="48">
          <PART>
            <HD SOURCE="HED">PART 504—ADMINISTRATIVE MATTERS</HD>
          </PART>
          <AMDPAR>1. The authority citation for 48 CFR part 504 continues to read as follows:</AMDPAR>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>40 U.S.C. 121(c).</P>
          </AUTH>
        </REGTEXT>
        
        <REGTEXT PART="504" TITLE="48">
          <SECTION>
            <SECTNO>504.604</SECTNO>
            <SUBJECT>[Amended]</SUBJECT>
          </SECTION>
          <AMDPAR>2. Amend section 504.604, in paragraph (a)(3) by removing the word “must”.</AMDPAR>
        </REGTEXT>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Joseph A. Neurauter,</NAME>
          <TITLE>Senior Procurement Executive/Deputy Chief Acquisition Officer, Office of Acquisition Policy, General Services Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28291 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6820-61-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <PRTPAGE P="69769"/>
        <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <CFR>49 CFR Part 33</CFR>
        <DEPDOC>[Docket No. OST 2010-0298]</DEPDOC>
        <RIN>RIN 2105-AD83</RIN>
        <SUBJECT>Prioritization and Allocation Authority Exercised by the Secretary of Transportation Under the Defense Production Act</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of the Secretary of Transportation (OST), DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Confirmation of effective date.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>On October 1, 2012, the Department published a final rule requesting comment at 77 FR 59793 to clarify the priorities and allocation authorities exercised by the Secretary of Transportation (Secretary) under title I of the Defense Production Act of 1950 and to establish the administrative procedures by which the Secretary will exercise this authority. In the final rule, the Department requested comment on certain revised definitions found in 49 CFR 33.20. No comments were received by the comment closing date of October 31, 2012. As a result, this document confirms that the October 1 final rule will not be changed and its effective date is November 30, 2012.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>This document confirms that the Department's final rule at 77 FR 59793 is effective on November 30, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Donna L. O'Berry, Office of the General Counsel, Department of Transportation, 1200 New Jersey Avenue SE., Room W96-320, Washington, DC 20590; telephone: (202) 366-6136; email:<E T="03">donna.o'berry@dot.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>As the Department received no comments on its final rule published on October 1, 2012, we are making no changes to the rule and its effective date is November 30, 2012.</P>
        <SIG>
          <DATED>Issued in Washington, DC, on November 14, 2012.</DATED>
          <NAME>Ronald Jackson,</NAME>
          <TITLE>Assistant General Counsel for Operations.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28303 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4910-9X-P</BILCOD>
    </RULE>
    <RULE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
        <SUBAGY>Surface Transportation Board</SUBAGY>
        <CFR>49 CFR Part 1155</CFR>
        <DEPDOC>[Docket No. EP 684]</DEPDOC>
        <SUBJECT>Solid Waste Rail Transfer Facilities</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Surface Transportation Board, DOT.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Final rules.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>These final rules govern land-use-exemption permits for solid waste rail transfer facilities. The Clean Railroads Act of 2008 amended the U.S. Code to restrict the jurisdiction of the Surface Transportation Board over solid waste rail transfer facilities. The Act also added three new statutory provisions that address the Board's regulation of such facilities, which is now limited to issuance of “land-use-exemption permits” in certain circumstances. In 2009, as required by the Act, the Board issued interim rules. In 2011, based on the comments received and further evaluation, the Board revised the 2009 Rules and sought comments on the changes. After further evaluation and review of the comments received on the 2011 Rules, the Board now adopts the 2011 Rules as final rules with minor modification.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>These rules will be effective on December 21, 2012.</P>
        </EFFDATE>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Lucille Marvin, The Office of Public Assistance, Governmental Affairs, and Compliance, (202) 245-0238. Assistance for the hearing impaired is available through the Federal Information Relay Service (FIRS) at (800) 877-8339.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The Clean Railroads Act of 2008, Public Law 110-432, 122 Stat. 4848, (CRA) amended 49 U.S.C. 10501(c)(2) to restrict the jurisdiction of the Surface Transportation Board (Board or STB) over solid waste rail transfer facilities. The CRA also added three new statutory provisions—49 U.S.C. 10908-10910—that address the Board's regulation of such facilities, which is now limited to issuance of “land-use-exemption permits” in certain circumstances. Under the CRA, a solid waste rail transfer facility must comply with all applicable federal and state requirements respecting the prevention and abatement of pollution, the protection and restoration of the environment, and the protection of public health and safety, in the same manner as any similar solid waste management facility not owned or operated by or on behalf of a rail carrier, except for laws affecting the siting of the facility that are covered by the land-use-exemption permit. As required by the CRA, the Board issued interim rules in a decision served January 14, 2009.<E T="03">Solid Waste Rail Transfer Facilities</E>(<E T="03">2009 Decision</E>), EP 684 (STB served Jan. 14, 2009). Those interim rules were published in the<E T="04">Federal Register</E>on January 27, 2009 (74 FR 4714) (2009 Rules). Based on the comments received and further evaluation, the Board served a decision on March 11, 2011, which revised the 2009 Rules and sought comments on the changes.<E T="03">Solid Waste Rail Transfer Facilities</E>(<E T="03">2011 Decision</E>), EP 684 (STB served Mar. 11, 2011). The revised interim rules were published in the<E T="04">Federal Register</E>on March 24, 2011 (76 FR 16538) (2011 Rules). After further evaluation and review of the comments received on the 2011 Rules, the Board now adopts the 2011 Rules as final rules with minor modifications. The final rules are set forth below.</P>

        <P>Under 49 U.S.C. 10501(a), the Board has jurisdiction over “transportation by rail carrier.” Section 10501(b), as modified by the ICC Termination Act of 1995 (ICCTA), Public Law 104-88, 109 Stat. 803 (1995), provides that both “[t]he jurisdiction of the Board over transportation by rail carriers” (which includes the carriers' rail facilities,<E T="03">see</E>49 U.S.C. 10102(9)), and “the remedies provided under [49 U.S.C. 10101-11908]” are “exclusive,” and “preempt the remedies provided under Federal or State law.” Prior to enactment of the CRA, the Board's preemptive jurisdiction extended to solid waste rail transfer facilities owned or operated by rail carriers. Accordingly, state permitting or preclearance requirements (including environmental, zoning, and often land-use requirements) that, by their nature, could be used to deny a railroad the right to conduct its operations or proceed with transportation activities at rail transfer facilities, including solid waste rail transfer facilities, as authorized by the Board, were preempted.<E T="03">See</E>49 U.S.C. 10501(b);<E T="03">N.Y. Susquehanna &amp; W. Ry.</E>v.<E T="03">Jackson,</E>500 F.3d 238, 252-55 (3d Cir. 2007);<E T="03">Green Mountain R.R.</E>v.<E T="03">Vermont,</E>404 F.3d 638, 641-43 (2d Cir. 2005). Other state actions related to these facilities were preempted if, as applied, they would have the effect of unreasonably burdening or interfering with transportation by rail carrier.<E T="03">See N.Y. Susquehanna,</E>500 F.3d at 252;<E T="03">Green Mountain,</E>404 F.3d at 643.</P>

        <P>The CRA modified the Board's jurisdiction over solid waste rail transfer facilities. The CRA provides that solid waste rail transfer facilities, as defined in 49 U.S.C. 10908(e)(1)(H), must now<PRTPAGE P="69770"/>comply with all applicable Federal and state requirements (including environmental requirements) that apply to similar solid waste management facilities that are not owned or operated by or on behalf of a rail carrier, except as otherwise provided in the CRA.<SU>1</SU>
          <FTREF/>The CRA gives the Board the authority, if petitioned, to issue land-use-exemption permits that preempt state and local laws and regulations “affecting the siting” of such facilities (except to the extent that the Board requires the facility to comply with such provisions). 49 U.S.C. 10909(f).<SU>2</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>The CRA does not affect the Board's jurisdiction, or the scope of Federal preemption, over a rail carrier's transportation-related activities involving commodities other than solid waste. 49 U.S.C. 10908(d).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>2</SU>The<E T="03">2009 Decision</E>and the<E T="03">2011 Decision</E>contain further discussion of the CRA and the Board's initial and subsequent implementation of the legislation.</P>
        </FTNT>
        <HD SOURCE="HD1">The Final Rules</HD>
        <P>The Board received comments on the 2011 Rules.<SU>3</SU>
          <FTREF/>We now adopt final rules based on suggestions made in the parties' comments and on the Board's review of the revised interim regulations. We address the comments received on the 2011 Rules and our revisions made in response to the comments below. The final rules are in full below.</P>
        <FTNT>
          <P>
            <SU>3</SU>The Board received comments and replies from the following: Connecticut Department of Environmental Protection (CTEP); National Solid Wastes Management Association, et al. (NSWMA); Association of American Railroads (AAR); Atlantic County Utilities Authority (ACUA); New Jersey Department of Environmental Protection and New Jersey Meadowlands Commission (collectively, NJDEP); and the Township of Bensalem, Bucks County, Pennsylvania (Bensalem). Additionally, after the deadline for initial comments, the Board received comments from the Rhode Island Resource Recovery Corporation (RIRRC). As no party would be prejudiced, we will accept this late filing.</P>
        </FTNT>
        <HD SOURCE="HD2">A. Environmental Impact Statement (EIS) Notice</HD>
        <P>In the<E T="03">2011 Decision,</E>slip op. at 7-8, the Board concluded that an EIS generally should be prepared for each land-use-exemption-permit application. NSWMA argues that, consequently, the Board should add separate environmental notice procedures to the CRA rules to allow for full public participation during the early stages of the Board's environmental review, including “scoping”—the process that determines the issues to be addressed in an EIS.<SU>4</SU>
          <FTREF/>NSWMA points out that 49 CFR 1105.10(a) of the Board's environmental rules requires an applicant for a Board action that warrants an EIS to give the Board's Office of Environmental Analysis (OEA) six months' notice prior to filing its application, but does not require the applicant to serve the notice on affected state and local agencies or otherwise publish it.<SU>5</SU>
          <FTREF/>NSWMA is concerned that, unless state and local officials are served with the § 1105.10(a) notice when it is filed at the Board, these public officials will lose the opportunity to participate meaningfully in “key EIS scoping proceedings” for projects seeking land-use-exemption permits.<SU>6</SU>
          <FTREF/>NSWMA contrasts the absence of advance environmental notice in the interim and revised interim CRA rules with the advance notice that the Board requires for applications for a land-use-exemption permit.<SU>7</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>4</SU>NSWMA's Comments 2-4; CTEP's Comments 1 (adopting NSWMA's comments).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>5</SU>We note that the 6-month prefiling requirement that NSWMA relies on is frequently waived.<E T="03">See</E>49 CFR 1105.10(c)(2);<E T="03">see, e.g., Tongue River R.R.—Rail Construction &amp; Operation—In Custer, Powder River &amp; Rosebud Cntys., Mont.,</E>FD 30186, letter from Victoria Rutson, Director, Office of Environmental Analysis (Oct. 18, 2012);<E T="03">R.J. Corman R.R.—Construction &amp; Operation Exemption—In Clearfield Cnty., Pa.,</E>FD 35116, letter from Victoria Rutson, Director, Office of Environmental Analysis (Jan. 24, 2008). As a practical matter, many applicants do not have their projects adequately developed to allow the environmental review to begin months in advance of the filing of an application.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>NSWMA's Comments 3.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>7</SU>Pursuant to 49 CFR 1155.20(a)(2) and 1155.22(b) of the 2011 Rules, the Notice of Intent and Application must each be served on the governor, municipality, state, and any relevant Federal or state regional planning entity where the facility is located. The Notice of Intent must also be published at least once during each of three consecutive weeks in a newspaper of general circulation in the county in which the facility is located. 49 CFR 1155.20(a)(2).</P>
        </FTNT>

        <P>We reject NSWMA's assertion that the Board's procedures do not give regional, state or local officials a meaningful opportunity to participate at the early stages of the EIS process and that additional notice is necessary. The Board's existing procedures provide that consultation letters are sent by the Board to potentially interested or affected Federal, state, and local agencies, soliciting their comments on possible environmental impacts, prior to publication of a Notice of Intent to Prepare an EIS.<E T="03">See Policy Statement on Use of Third-Party Contracting in Preparation of Envtl. Documentation,</E>5 S.T.B. 467 (2001);<E T="03">see also</E>40 CFR 1501.2(d)(2). Thus, the Board's existing procedures give public officials the opportunity for early input into the process of developing the scope of the Draft EIS. But the opportunity for early participation in the environmental review process does not stop there. The Notice of Intent to Prepare an EIS, which includes a description of the proposed action and provides a period for written comments on the draft scope of the EIS, is then published in the<E T="04">Federal Register</E>and served. 49 CFR 1105.10(a)(2). The scoping process also typically includes a meeting in the project area that gives state and local officials and members of the public an opportunity to be heard. The Board issues a final scope of study for the EIS only after considering the scoping comments.<SU>8</SU>
          <FTREF/>Therefore, we find that no additional notice is necessary.</P>
        <FTNT>
          <P>
            <SU>8</SU>Opportunities for public input on environmental issues continue throughout the duration of the proceeding. Following scoping, the Board prepares a Draft EIS, which is made available for review and comment by the public, government agencies, and other interested parties (typically for 45 days). Thereafter, a Final EIS is issued that considers comments on the Draft EIS, sets forth any additional analyses, and makes final environmental recommendations for the Board to consider in reaching its final decision. Finally, our CRA procedures specifically allow for final public comments following the conclusion of the environmental review on how the information developed during the environmental review should be weighed with transportation and other concerns. 49 CFR 1155.23(b).</P>
        </FTNT>
        <P>NSWMA also is concerned that state and local officials and the public will not receive notice of requests submitted by applicants to OEA seeking to reclassify the requirement that an EIS be prepared in particular cases under 49 CFR 1155.24(a)<SU>9</SU>

          <FTREF/>and 1105.6(d) because such requests are not published in the<E T="04">Federal Register</E>.<SU>10</SU>
          <FTREF/>We do not believe that<E T="04">Federal Register</E>publication is necessary. Section 1105.6(d) of the Code of Federal Regulations has been in effect since 1991.<E T="03">See Implementation of Envtl. Laws,</E>EP 55 (Sub-No. 22A) (ICC served July 31, 1991); 56 FR 36104 (July 31, 1991). In recent years, OEA has received a number of reclassification requests. For example, rail construction cases normally require preparation of an EIS. Nevertheless, in certain rail construction cases where there is little potential for significant environmental impacts, applicants have requested that OEA reclassify the level of environmental review to allow for the preparation of a more limited Environmental Assessment rather than an EIS. Until now, however, we have not received any suggestions that<PRTPAGE P="69771"/>
          <E T="04">Federal Register</E>publication is needed to provide adequate notice of a request to reclassify the level of environmental review for a proposed action.</P>
        <FTNT>
          <P>

            <SU>9</SU>We note that, contrary to AAR's assertion in its reply brief, a written request to reclassify pursuant to §§ 1155.24(a) and 1105.6(d) is distinct from a petition for waiver pursuant to § 1155.22(d)(4). (<E T="03">See</E>AAR's Reply Comments 9 n.5.) A petition for waiver of regulations pertaining to applications for land-use-exemption permits must be issued by the Director of the Office of Proceedings. 49 CFR 1155.22(d)(4). Requests to reclassify the environmental review requirements must be decided by the Director of OEA. 49 CFR 1155.24(a) (“OEA may reclassify the environmental review requirements * * *, pursuant to 49 CFR 1105.6(d).”); 49 CFR 1105.2 (“The [Director] of [OEA] * * * is delegated the authority * * * to render initial decisions on requests for waiver or modification of any of these rules for individual proceedings * * * .”).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>10</SU>NSWMA's Comments 3.</P>
        </FTNT>

        <P>Our CRA rules are designed to give interested state and local officials and the public the ability to protect their interest in having the Board conduct an appropriate level of environmental review of applications for land use exemption permits. Sections 1155.20(a)(2) and 1155.22(b) will provide for notice to agencies and interested persons in the project area that an application for a particular land use exemption permit is to be filed. Once a case is docketed at the Board, interested persons and agencies can keep track of the status of the case, including requests to reclassify the level of environmental review and any responses, by checking the Board's Web site. Moreover, state and local environmental officials are likely to have advance notice of proposed solid waste rail transfer facilities because these facilities would have to comply with the same applicable Federal and state requirements as non-rail solid waste management facilities, except for laws affecting siting that are covered by the application for a land-use-exemption permit. Finally, even if a request for reclassification of the EIS requirement is granted, state and local officials and the public have numerous opportunities during the environmental review process to argue to the Board that the environmental impacts of the project will be significant enough to require the preparation of an EIS.<E T="03">See supra</E>n.8. When information emerges during the environmental review process to indicate that a proposed action could result in potentially significant environmental impacts, the Board will heighten the level of environmental review as appropriate.<E T="03">See Norfolk S. Ry.—Joint Control &amp; Operating/Pooling Agreements—Pan Am S., LLC,</E>FD 35147 et al., slip op. at 2-3 (STB served Sept. 25, 2008) (suspending procedural schedule to prepare an Environmental Assessment in case where it had been originally determined that no environmental review was necessary).</P>
        <HD SOURCE="HD2">B. EIS Requirements</HD>
        <P>NJDEP argues that 49 CFR 1155.21(c) does not reflect the Board's determination in 49 CFR 1155.24(a) that an EIS generally should be prepared for each land-use-exemption-permit application.<SU>11</SU>
          <FTREF/>Section 1155.21(c) states that an “applicant shall certify that it has submitted an Environmental and/or Historic Report * * * if an Environmental and/or Historic Report is required.” 49 CFR 1155.21(c).<SU>12</SU>
          <FTREF/>NJDEP asks that the Board remove the clause “if an Environmental and/or Historic Report is required” from this section.</P>
        <FTNT>
          <P>
            <SU>11</SU>NJDEP's Comments 3.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>12</SU>We have made minor editorial changes to the 2011 Rules, including capitalizing “Environmental Report” and “Historic Report” consistently throughout.</P>
        </FTNT>

        <P>It would be inappropriate to grant NJDEP's request. As the Board specifically stated in the<E T="03">2011 Decision,</E>slip op. at 25-26 (citing 49 CFR 1105.10(d)), applicants need not file Environmental and/or Historic Reports describing the potential environmental impacts of their proposals if third-party contractors are used to assist the environmental staff in preparing the Board's environmental documentation, which generally will be an EIS. Thus, the 2011 Rules properly made clear that, even when a third-party contractor is used and Environmental and/or Historic Reports are not required from the applicant, the Board can still prepare an EIS.</P>
        <P>NJDEP also argues that the clause in § 1155.21(c) stating “if an Environmental and/or Historic Report is required” conflicts with 49 CFR 1155.20(c). The latter section states that “[a]pplicant must also submit an Environmental and/or Historic Report containing the information described at 49 CFR 1155.[24](b),<SU>13</SU>
          <FTREF/>1105.7, and 1105.8, to the extent applicable, at least 45 days prior to filing an application.”<SU>14</SU>
          <FTREF/>Although § 1155.20(c) does not include the language “if an Environmental and/or Historic Report is required,” it does specifically acknowledge later in that section that the “reporting requirements that would otherwise apply are waived * * * if the applicant or the Board hires a third-party consultant.” Thus, there is no conflict between the two sections. Nevertheless, for clarity, we will add a reference in § 1155.21(c) to § 1155.20(c).</P>
        <FTNT>
          <P>

            <SU>13</SU>The 2011 Rules inadvertently cited to 49 CFR 1155.25(b) rather than 49 CFR 1155.24(b). We have revised the final rules to cite the correct regulation.<E T="03">See infra</E>note 31 and accompanying text.</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>14</SU>In response to several comments on the 2009 Rules, the Board noted in the<E T="03">2011 Decision</E>that, although 49 CFR 1105.7 does not address issues specific to solid waste management, much of the information in the environmental reporting rules does apply to solid waste rail transfer facilities. Thus, the Board concluded that it would “continue to require applicants to comply with the environmental reporting requirements in 49 CFR 1105.7 to the extent applicable.”<E T="03">2011 Decision,</E>slip op. at 25. Several provisions of these rules also contain the proviso that Environmental Reports should contain the information described at § 1105.7, to the extent applicable. 49 CFR 1155.20(c), 1155.24(b). We have revised § 1155.21(c) to add “to the extent applicable” to comport with § 1155.20(c), § 1155.24(b) and our discussion in the<E T="03">2011 Decision.</E>
          </P>
        </FTNT>
        <HD SOURCE="HD2">C. Interpretation of 49 U.S.C. 10910</HD>
        <P>In the<E T="03">2011 Decision,</E>the Board added a procedural requirement that applicants and interested parties state whether the law affecting siting from which exemption is sought is an environmental, public health, or public safety standard that falls under the traditional police powers of the state, and if not, to explain why not.<E T="03">2011 Decision,</E>slip op. at 5; 49 CFR 1155.21(a)(7). The Board reasoned that this information was necessary because of 49 U.S.C. 10910 and the Board's standard for review in revised 49 CFR 1155.26(b)(6),<SU>15</SU>

          <FTREF/>and stated that, if a law affecting siting is covered by 49 U.S.C. 10910, the Board will not issue a land-use-exemption permit unless the applicant has shown that compliance with that law meets the unreasonable burden or discrimination test.<E T="03">2011 Decision,</E>slip op. at 5</P>
        <FTNT>
          <P>
            <SU>15</SU>Section 1155.26(b)(6) of the 2011 Rules, which was also located in the Board's 2009 Rules at 49 CFR 1155.27(b)(4), states that “[a] land-use-exemption permit will not exempt a state requirement that a rail carrier comply with an environmental, public health, or public safety standard that falls under the traditional police powers of the state unless the requirement is unreasonably burdensome to interstate commerce or discriminates against rail carriers.”</P>
        </FTNT>

        <P>The procedural requirement in § 1155.21(a)(7), and the Board's substantive standard of review found at § 1155.26(b)(6), were based on the Board's interpretation of § 10910, which provides that “[n]othing in section 10908 or 10909 is intended to affect the traditional police powers of the State to require a rail carrier to comply with State and local environmental, public health, and public safety standards that are not unreasonably burdensome and do not discriminate against rail carriers.” When the 2009 Rules and 2011 Rules were issued, the Board read § 10910 as confirming judicial and Board precedent establishing that, notwithstanding the express Federal preemption in 49 U.S.C. 10501(b), state and local bodies nonetheless retain police powers to protect the public health and safety, so long as the state and local regulations do not serve to regulate railroad operations or unreasonably interfere with interstate commerce.<E T="03">E.g., N.Y. Susquehanna,</E>500 F.3d at 252-55;<E T="03">Green Mountain,</E>404 F.3d at 643. Consistent with this precedent, the Board, notwithstanding the separate express preemption provisions of § 10909, interpreted the CRA as preserving the state's historic police powers to protect public health and safety where the law in question does not unreasonably burden interstate<PRTPAGE P="69772"/>commerce or discriminate against rail transportation.</P>
        <P>AAR, however, argues that the Board misinterpreted 49 U.S.C. 10910 and that the Board can issue a land-use-exemption permit under section 10909 even if the law affecting siting falls under the state's traditional police powers and the requirement does not unreasonably burden interstate commerce or discriminate against rail carriers.<SU>16</SU>
          <FTREF/>AAR points to the balancing of interests contemplated by section 10909(c) and (d), which, it claims, suggests that no single factor, such as the absence of an undue burden on interstate commerce, requires denial of a land-use-exemption permit. It further argues that section 10909(f) provides the Board with express authority to preempt “all” state laws affecting siting of a solid waste rail transfer facility, including those that might otherwise fall under the traditional police powers of the state. Arguing that the specific provisions of § 10909 dictate the proper interpretation of section 10910, AAR believes that section 10910 should be read to state that “[Other than with respect to state laws and requirements affecting siting, n]othing in section 10908 or 10909 is intended to affect the traditional police powers of the State to require a rail carrier to comply with State and local environmental, public health, and public safety standards that are not unreasonably burdensome and do not discriminate against rail carriers.”<SU>17</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>16</SU>AAR also claims that our interpretation of section 10910 in the<E T="03">2011 Decision</E>conflicts with our interpretation of that section in the<E T="03">2009 Decision.</E>(AAR's Comments 4.) Given our decision here, there is no need to address this argument.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>17</SU>AAR's Comments 6 n.5, 20 n.12.</P>
        </FTNT>

        <P>We find that both AAR's interpretation of section 10910 and the one originally adopted by the Board are plausible readings of the statute. The statute is ambiguous, and the Board has struggled to interpret a number of its provisions, including section 10910. At this juncture, however, we need not resolve the statutory ambiguity by definitively choosing one interpretation of section 10910 over the other. We do not need to interpret section 10910 definitively in order to effectively carry out the intent of Congress in the CRA. As AAR acknowledges, the Board has the discretion<E T="03">not</E>to preempt a law affecting siting.<SU>18</SU>
          <FTREF/>Therefore, the difficult question regarding the preemptive effect of section 10910 would only arise in the event that an applicant for a land-use-exemption permit were to make a persuasive case that the Board should preempt a law affecting siting promulgated under the state's traditional police powers that does not impose an unreasonable burden on interstate commerce and was not being used to discriminate against a rail carrier. We cannot predict whether this scenario will come before the Board. Should the situation described above arise in the future, the Board will, as appropriate, examine the meaning of section 10910 in the context of that specific factual dispute and the particular state law in question. Accordingly, we will remove interim rule § 1155.26(b)(6) from our final rules.<SU>19</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>18</SU>AAR's Comments 6 n.5 (<E T="03">citing</E>49 U.S.C. 10909(f) (“An exemption may require compliance with such State laws, regulations, orders, or other requirements.”)).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>19</SU>Former § 1155.26(b)(7) is now renumbered as § 1155.26(b)(6) in the final rules.</P>
        </FTNT>

        <P>With respect to the procedural requirement in § 1155.21(a)(7) of our interim rules, the information requested in that rule would assist the Board in deciding whether to issue a land-use-exemption permit. The CRA specifically permits the Board to “consider and give due weight to” six enumerated factors, as well as “any other relevant factors, as determined by the Board.” 49 U.S.C. 10909(d). Although AAR disagreed with the statutory interpretation of section 10910 in the<E T="03">2011 Decision,</E>it did not specifically object to the imposition of a procedural requirement requesting information on whether the law from which exemption is sought is a public health or safety standard that falls under the traditional police powers of the state. In fact, AAR acknowledged that the extent of the burden placed on interstate commerce, and whether the law discriminates against rail carriers, are factors in deciding whether to issue a preemptive land-use-exemption permit.<SU>20</SU>
          <FTREF/>We will thus continue to require the information requested in 49 CFR 1155.21(a)(7).</P>
        <FTNT>
          <P>
            <SU>20</SU>AAR's Comments 14-15.</P>
        </FTNT>
        <HD SOURCE="HD2">D. Effect of Land-Use-Exemption Permit</HD>

        <P>NJDEP believes that 49 CFR 1155.26(d) of the 2011 Rules does not reflect the Board's intent. Specifically, NJDEP points to the Board's statement in the<E T="03">2011 Decision</E>that “[u]ltimately, a land-use-exemption permit would only exempt a facility from complying with laws, regulations, and orders affecting the siting that are specified in the permit. The Board will require the applicant to comply with all other laws, regulations, orders, or other requirements affecting the siting of a facility.”<E T="03">2011 Decision,</E>slip op. at 5. NJDEP argues that this statement conflicts with § 1155.26(d) of our 2011 Rules, which states in relevant part that “a Board-issued land-use-exemption permit will require compliance with such state laws, regulations, orders, or other requirements not otherwise expressly exempted in the permit unless the Board determines otherwise.” 49 CFR 1155.26(d). NJDEP believes that the qualifier at the end of this section should be removed. We agree that the language of this section does not reflect the fact that a land-use-exemption permit will exempt only those laws specified in the permit, and will reword that section in order to clarify the effect of a permit. Section 1155.26(d) will now state as follows: “If the Board grants a land-use-exemption permit for a solid waste rail transfer facility, such permit would only exempt a facility from complying with state laws, regulations, orders, or other requirements affecting the siting of a facility that are specified therein. The permit will require compliance with all other state laws, regulations, orders, or other requirements not otherwise expressly exempted in the permit.”</P>
        <HD SOURCE="HD2">E. The Process To Come Before the Board</HD>
        <P>CTEP and NSWMA request that the Board require, as a prerequisite, that an applicant seek state or local approval under the challenged laws and rules before they can be included on the list to be preempted under 49 CFR 1155.21(7), unless it is ineffective or demonstrably futile to do so.<SU>21</SU>
          <FTREF/>This request was also adopted by ACUA, Bensalem, and RIRRC.<SU>22</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>21</SU>CTEP's Comments 1; NSWMA's Comments 4.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>22</SU>ACUA's Comments 1; Bensalem's Comments 1; RIRRC's Comments 1.</P>
        </FTNT>
        <P>As the Board previously explained in the<E T="03">2011 Decision,</E>slip op. at 10, this suggestion conflicts with the language of the CRA, which explains that a rail carrier that owns or operates a facility may come before the Board prior to seeking a siting determination from the state.<E T="03">See</E>49 U.S.C. 10909(a)(1). Thus, we will not adopt the proposed change.</P>
        <HD SOURCE="HD2">F. Definition of “State Requirements”</HD>
        <P>ACUA notes that, pursuant to 49 CFR 1155.2(e), “[s]tate requirements * * * does not include the laws, regulations, ordinances, orders, or other requirements of a political subdivision of a state, including a locality or municipality, unless a state expressly delegates such authority to such political subdivision.”<SU>23</SU>

          <FTREF/>ACUA states that “it should be noted that in New Jersey, and perhaps other states, delegation of state authority may be to<PRTPAGE P="69773"/>an entity other than a `locality or municipality' and that a utility authority may * * * constitute a political subdivision.”<SU>24</SU>
          <FTREF/>Section 1155.2(e) mirrors the language of 49 U.S.C. 10908(e)(3), the plain language of which indicates that a political subdivision of a state includes a locality or municipality, but may also include other entities. We will continue to follow the language of the statute.</P>
        <FTNT>
          <P>
            <SU>23</SU>ACUA's Comments 1.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>24</SU>ACUA's Comments 1.</P>
        </FTNT>
        <P>ACUA also states that “entities such as County Utilities Authorities in New Jersey which have been designated as the implementation agency for the State Solid Waste Management Plan should be entitled to notice at each level of the process.”<SU>25</SU>
          <FTREF/>In response to the comment, we will broaden the list of entities that are required to receive service of applications for land-use-exemption permits and related Notices of Intent to include any agency designated as the implementation agency for the solid waste management plan of the state in which the solid waste rail transfer facility is located or proposed to be located. We have adjusted 49 CFR 1155.20(a)(2)(ii), 1155.22(b), 1155.22(d)(4), 1155.25(a), and 1155.25(b) accordingly.</P>
        <FTNT>
          <P>
            <SU>25</SU>ACUA's Comments 1.</P>
        </FTNT>
        <HD SOURCE="HD2">G. Other Comments</HD>
        <P>AAR suggests that we add language to 49 CFR 1155.2(a)(10)(ii)(B). Specifically, AAR argues that instead of stating “a facility where solid waste is transferred or transloaded solely from a tank truck directly to a rail tank car,”, that section should read “to or from a tank truck directly to a rail tank car,”.<SU>26</SU>
          <FTREF/>The language of that section, however, mirrors the language of 49 U.S.C. 10908(e)(1)(H)(ii)(II).<SU>27</SU>
          <FTREF/>We will continue to follow the language of the statute.</P>
        <FTNT>
          <P>
            <SU>26</SU>AAR's Comments 20.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>27</SU>Section 1155.2(a)(10)(ii)(B) of the 2011 Rules erroneously quoted the CRA with respect to the word “solely.” We are correcting that here so that the final rule mirrors the CRA.</P>
        </FTNT>
        <P>AAR also proposes that we modify the language of 49 CFR 1155.20(a) and 1155.22(a) so that an applicant need not file a Notice of Intent if it is required to submit an application due to a governor's petition pursuant to 49 CFR 1155.13. AAR argues that the petition would provide sufficient notice of intent.<SU>28</SU>
          <FTREF/>As such, AAR requests that the Board revise the language of § 1155.20(a) to “Except where an application is required by Subpart B, [a]n applicant * * * shall give its Notice of Intent to file a land-use-exemption-permit application by complying with the following procedures * * * .” Similarly, AAR requests that the Board revise the language of § 1155.22(a) to “Except where an application is required by Subpart B, [t]he applicant shall tender with its application an affidavit attesting to its compliance with the notice requirements of 49 CFR 1155.20.” We decline to adopt AAR's proposed changes. We believe that all applicants, including those who are required to file an application pursuant to a governor's petition, should comply with the application procedures, including the Notice of Intent provisions, provided in Subpart C. A Notice of Intent under Subpart C provides broader notice than a petition under Subpart B,<SU>29</SU>
          <FTREF/>and it also serves to notify the Board and all parties that the application process is commencing.</P>
        <FTNT>
          <P>
            <SU>28</SU>AAR's Comments 20.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>29</SU>Under Subpart C, 49 CFR 1155.20 provides that an applicant shall serve its Notice of Intent on the Board; the governor of the state where the facility is located; the municipality, state, and any relevant political subdivision of a state or federal or state regional planning entity in the jurisdiction of which the facility is located; and the appropriate managing government agencies responsible for the groups of land listed in 49 U.S.C. 10909(c)(2). Additionally, the applicant must publish its Notice of Intent at least once during each of three consecutive weeks in a newspaper of general circulation in each county in which any part of the facility is located. By contrast, under Subpart B, 49 CFR 1155.11 provides that a petition filed by the governor be filed with the Board; served on the rail carrier that owns or operates the facility; and served on the facility, if its address is different than that of the rail carrier's.</P>
        </FTNT>
        <P>AAR also notes that the schedule in 49 CFR 1155.26(a)(2) omits the deadlines for the Notice of Intent.<SU>30</SU>
          <FTREF/>We will add language to § 1155.26(a)(2) to account for the deadlines for the Notice of Intent.</P>
        <FTNT>
          <P>
            <SU>30</SU>AAR's Comments 21.</P>
        </FTNT>
        <P>Both AAR and NJDEP accurately note that certain references in the revised interim rules to 49 CFR 1155.25 are in error.<SU>31</SU>
          <FTREF/>Section 1155.21(c) should read “[t]he applicant shall certify that it has submitted an Environmental and/or Historic Report containing the information in 49 CFR 1155.24(b), 1105.7, and 1105.8 * * * .” Similarly, the first sentence of § 1155.20(c) has been revised to read “[a]pplicant must also submit an Environmental and/or Historic Report containing the information described at 49 CFR 1155.24(b), 1105.7, and 1105.8 * * * .” Finally, the citation at the end of § 1155.20(c) has been changed to 49 CFR 1155.24(c).</P>
        <FTNT>
          <P>
            <SU>31</SU>AAR's Comments 20; NJDEP's Comments 4.</P>
        </FTNT>
        <P>ACUA poses a question regarding 49 CFR 1155.12(b), which pertains to facilities which were in existence on October 16, 2008, but have since ceased operations. Assuming a facility can prove it was operating as a solid waste rail transfer facility on October 16, 2008, and has since ceased operations, ACUA wonders whether § 1155.12(b) would render the facility, should it seek to restore operations, subject to review as a proposed facility. ACUA also asks under what circumstances, if any, a facility which “no longer operates as such” may allege continuous operations to maintain its exemption. We will not address those issues in this proceeding because the answers would depend on the factual circumstances of the particular case.</P>
        <HD SOURCE="HD1">Paperwork Reduction, Regulatory Flexibility, and Environmental Certifications</HD>
        <P>In the<E T="03">2011 Decision,</E>published in the<E T="04">Federal Register</E>at 76 FR 16538 on March 24, 2011, the Board sought comments pursuant to the Paperwork Reduction Act (PRA), 44 U.S.C. 3501-3549, and Office of Management and Budget (OMB) regulations at 5 CFR 1320.11, regarding: (1) Whether the collection of information associated with the land-use-exemption permit application is necessary for the proper performance of the functions of the Board, including whether the collection has practical utility; (2) the accuracy of the Board's burden estimates; (3) ways to enhance the quality, utility, and clarity of the information collected; and (4) ways to minimize the burden of the collection of information on the respondents, including the use of automated collection techniques or other forms of information technology, when appropriate. No comments related to these questions were received.</P>
        <P>The proposed rules were submitted to OMB for review as required under the PRA, 44 U.S.C. 3507(d), and 5 CFR 1320.11. No comments were received from OMB, which approved the collection, titled “Applications for Land-Use-Exemption Permits,” and assigned it Control No. 2140-0018. Unless renewed, OMB approval expires June 30, 2014. The display of a currently valid OMB control number for this collection is required by law. Under the PRA and 5 CFR 1320.11, an agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless the collection displays a currently valid OMB control number.</P>

        <P>In accordance with the Regulatory Flexibility Act at 5 U.S.C. 605(b), we certify that the final rules will not have a significant economic impact on a substantial number of small entities. The basis for this determination is as follows. While applicants for land-use-exemption permits could be small entities, as defined in 13 CFR part 121,<PRTPAGE P="69774"/>under neither the statute nor the final rules could the Board, on its own, require a party to apply for a Board permit.<E T="03">See</E>49 U.S.C. 10908(b)(2)(B), 10909(a). In general, that decision is solely within the control of the entity. The one exception is that a governor of the state in which an existing facility is located could petition the Board, under 49 U.S.C. 10908(b)(2)(B) and 49 CFR part 1155 subpart B, to require that facility to obtain a land-use-exemption permit in order for it to continue to operate. Even in that circumstance, the authority lies with the state governors—not the Board—to initiate the Board's processes. In all other scenarios, a party can avoid being subject to the Board's rules regarding land-use-exemption permits by complying with state requirements. Therefore, the final rules will not circumscribe or mandate the conduct of a substantial number of small entities.</P>

        <P>Moreover, any burdens imposed on small entities come from the plain language of the CRA and the requirements that Congress has imposed on this agency. In revising our 2009 Rules and 2011 Rules, we have attempted to simplify the process wherever possible. Finally, we have provided a waiver provision that could mitigate any negative impacts on small entities. Our rules specifically provide that an applicant may request a waiver of any particular part of the application procedures.<E T="03">See</E>49 CFR 1155.22(d)(4).</P>
        <P>This action will not significantly affect either the quality of the human environment or the conservation of energy resources.</P>
        <P>
          <E T="03">It is ordered:</E>
        </P>
        <P>1. The rules set forth below are adopted as final rules.</P>
        <P>2. Notice of this decision will be published in the<E T="04">Federal Register</E>. The final rules will be effective on December 21, 2012.</P>
        <P>3. A copy of this decision will be served upon the Chief Counsel for Advocacy, Office of Advocacy, U.S. Small Business Administration.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 49 CFR Part 1155</HD>
          <P>Administrative practice and procedure.</P>
        </LSTSUB>
        <SIG>
          <DATED>Decided: November 14, 2012.</DATED>
          
          <P>By the Board, Chairman Elliott, Vice Chairman Mulvey, and Commissioner Begeman.</P>
          <NAME>Jeffrey Herzig,</NAME>
          <TITLE>Clearance Clerk.</TITLE>
        </SIG>
        
        <P>For the reasons set forth in the preamble, the Surface Transportation Board revises part 1155 of title 49, chapter X, of the Code of Federal Regulations to read as follows:</P>
        <REGTEXT PART="1155" TITLE="49">
          <PART>
            <HD SOURCE="HED">PART 1155—SOLID WASTE RAIL TRANSFER FACILITIES</HD>
            
            <CONTENTS>
              <SUBPART>
                <HD SOURCE="HED">Subpart A—General</HD>
                <SECHD>Sec.</SECHD>
                <SECTNO>1155.1</SECTNO>
                <SUBJECT>Purpose and scope.</SUBJECT>
                <SECTNO>1155.2</SECTNO>
                <SUBJECT>Definitions.</SUBJECT>
              </SUBPART>
              <SUBPART>
                <HD SOURCE="HED">Subpart B—Procedures Governing Petitions To Require a Facility in Existence on October 16, 2008, To Apply for a Land-Use-Exemption Permit</HD>
                <SECTNO>1155.10</SECTNO>
                <SUBJECT>Contents of petition.</SUBJECT>
                <SECTNO>1155.11</SECTNO>
                <SUBJECT>Filing and service of petition.</SUBJECT>
                <SECTNO>1155.12</SECTNO>
                <SUBJECT>Participation in petition procedures.</SUBJECT>
                <SECTNO>1155.13</SECTNO>
                <SUBJECT>Board determination with respect to a Governor's petition.</SUBJECT>
              </SUBPART>
              <SUBPART>
                <HD SOURCE="HED">Subpart C—Procedures Governing Applications for a Land-Use-Exemption Permit</HD>
                <SECTNO>1155.20</SECTNO>
                <SUBJECT>Notice of intent to apply for a land-use-exemption permit.</SUBJECT>
                <SECTNO>1155.21</SECTNO>
                <SUBJECT>Contents of application.</SUBJECT>
                <SECTNO>1155.22</SECTNO>
                <SUBJECT>Filings and service of application.</SUBJECT>
                <SECTNO>1155.23</SECTNO>
                <SUBJECT>Participation in application proceedings.</SUBJECT>
                <SECTNO>1155.24</SECTNO>
                <SUBJECT>Environmental review.</SUBJECT>
                <SECTNO>1155.25</SECTNO>
                <SUBJECT>Transfer and termination of a land-use-exemption permit.</SUBJECT>
                <SECTNO>1155.26</SECTNO>
                <SUBJECT>Board determinations under 49 U.S.C. 10909.</SUBJECT>
                <SECTNO>1155.27</SECTNO>
                <SUBJECT>Petitions to modify, amend, or revoke a land-use-exemption permit.</SUBJECT>
              </SUBPART>
              <SUBPART>
                <HD SOURCE="HED">Appendix A to Part 1155—Form Notice of Intent To Apply</HD>
              </SUBPART>
              <SUBPART>
                <HD SOURCE="HED">Appendix B to Part 1155—Form Federal Register Notice</HD>
              </SUBPART>
            </CONTENTS>
            
            <AUTH>
              <HD SOURCE="HED">Authority:</HD>
              <P>49 U.S.C. 721(a), 10908, 10909, 10910.</P>
            </AUTH>
          </PART>
          <PART>
            <HD SOURCE="HED">PART 1155—SOLID WASTE RAIL TRANSFER FACILITIES</HD>
            <SUBPART>
              <HD SOURCE="HED">Subpart A—General</HD>
              <SECTION>
                <SECTNO>§ 1155.1</SECTNO>
                <SUBJECT>Purpose and scope.</SUBJECT>
                <P>49 U.S.C. 10501(c)(2)(B) excludes solid waste rail transfer facilities from the Board's jurisdiction except as provided under 49 U.S.C. 10908 and 10909. Sections 10908 and 10909 provide the Board authority to issue land-use-exemption permits for solid waste rail transfer facilities when certain conditions are met. The regulations in this part concern land-use-exemption permits and the Board's standard for review.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1155.2</SECTNO>
                <SUBJECT>Definitions.</SUBJECT>
                <P>(a) Unless otherwise provided in the text of these regulations, the following definitions apply in this part:</P>
                <P>(1)<E T="03">Commercial and retail waste</E>means material discarded by stores, offices, restaurants, warehouses, nonmanufacturing activities at industrial facilities, and other similar establishments or facilities.</P>
                <P>(2)<E T="03">Construction and demolition debris</E>means waste building materials, packaging, and rubble resulting from construction, remodeling, repair, and demolition operations on pavements, houses, commercial buildings, and other structures.</P>
                <P>(3)<E T="03">Environmental Impact Statement or “EIS”</E>means the detailed written statement required by the National Environmental Policy Act, 42 U.S.C. 4332(2)(c), for a major federal action significantly affecting the quality of the human environment.</P>
                <P>(4)<E T="03">Household waste</E>means material discarded by residential dwellings, hotels, motels, and other similar permanent or temporary housing establishments or facilities.</P>
                <P>(5)<E T="03">Industrial waste</E>means the solid waste generated by manufacturing and industrial and research and development processes and operations, including contaminated soil, nonhazardous oil spill cleanup waste and dry nonhazardous pesticides and chemical waste, but does not include hazardous waste regulated under subtitle C of the Solid Waste Disposal Act (42 U.S.C. 6921<E T="03">et seq.</E>), mining or oil and gas waste.</P>
                <P>(6)<E T="03">Institutional waste</E>means material discarded by schools, nonmedical waste discarded by hospitals, material discarded by nonmanufacturing activities at prisons and government facilities, and material discarded by other similar establishments or facilities.</P>
                <P>(7)<E T="03">Municipal solid waste</E>means household waste, commercial and retail waste, and institutional waste.</P>
                <P>(8)<E T="03">Office of Environmental Analysis or “OEA”</E>means the Board staff that prepares the Board's environmental documents and analyses.</P>
                <P>(9)<E T="03">Solid waste</E>means construction and demolition debris; municipal solid waste; household waste; commercial and retail waste; institutional waste; sludge; industrial waste; and other solid waste, as determined appropriate by the Board, but not waste generated by a rail carrier during track, track structure, or right-of-way construction, maintenance, or repair (including railroad ties and line-side poles), or waste generated as a result of a railroad accident, incident, or derailment.</P>
                <P>(10)<E T="03">Solid waste rail transfer facility</E>—</P>

                <P>(i) Means the portion of a facility owned or operated by or on behalf of a rail carrier (as defined in 49 U.S.C. 10102) where solid waste, as a commodity to be transported for a charge, is collected, stored, separated, processed, treated, managed, disposed of, or transferred, when the activity<PRTPAGE P="69775"/>takes place outside of original shipping containers; but</P>
                <P>(ii) Does not include—</P>
                <P>(A) The portion of a facility to the extent that activities taking place at such portion are comprised solely of the railroad transportation of solid waste after the solid waste is loaded for shipment on or in a rail car, including railroad transportation for the purpose of interchanging railroad cars containing solid waste shipments; or</P>
                <P>(B) A facility where solid waste is solely transferred or transloaded from a tank truck directly to a rail tank car.</P>
                <P>(11)<E T="03">Sludge</E>means any solid, semi-solid, or liquid waste generated from a municipal, commercial, or industrial wastewater treatment plant, water supply treatment plant, or air pollution control facility exclusive of the treated effluent from a wastewater treatment plant.</P>
                <P>(b)<E T="03">Exceptions.</E>Notwithstanding paragraph (a) of this section, the terms<E T="03">household waste, commercial and retail waste,</E>and<E T="03">institutional waste</E>do not include yard waste and refuse-derived fuel; used oil; wood pallets; clean wood; medical or infectious waste; or motor vehicles (including motor vehicle parts or vehicle fluff).</P>
                <P>(c)<E T="03">Land-use-exemption permit</E>means the authorization issued by the Board pursuant to the authority of 49 U.S.C. 10909(a) and includes the term “siting permit” in 49 U.S.C. 10909(e).</P>
                <P>(d)<E T="03">State laws, regulations, orders, or other requirements affecting the siting of a facility,</E>as used in 49 U.S.C. 10909(f) and 49 CFR 1155.27(d), include the requirements of a state or a political subdivision of a state, including a locality or municipality, affecting the siting of a facility.</P>
                <P>(e)<E T="03">State requirement,</E>as used in 49 U.S.C. 10908 does not include the laws, regulations, ordinances, orders, or other requirements of a political subdivision of a state, including a locality or municipality, unless a state expressly delegates such authority to such political subdivision.</P>
              </SECTION>
            </SUBPART>
            <SUBPART>
              <HD SOURCE="HED">Subpart B—Procedures Governing Petitions To Require a Facility in Existence on October 16, 2008, To Apply for a Land-Use-Exemption Permit</HD>
              <SECTION>
                <SECTNO>§ 1155.10</SECTNO>
                <SUBJECT>Contents of petition.</SUBJECT>
                <P>A petition to require a solid waste rail transfer facility in existence on October 16, 2008, to apply for a land-use-exemption permit, submitted by the Governor of the state or that Governor's designee, shall contain the following information:</P>
                <P>(a) The Governor's name.</P>
                <P>(b) The state's name and the name of any agency filing on behalf of the Governor.</P>
                <P>(c) The full address of the solid waste rail transfer facility, or, if not available, the city, state, and United States Postal Service ZIP code.</P>
                <P>(d) The name of the rail carrier that owns or operates the facility or the rail carrier on whose behalf the facility is operated.</P>
                <P>(e) A good-faith certification that the facility qualified as a solid waste rail transfer facility as defined in 49 U.S.C. 10908(e)(1)(H) and 49 CFR 1155.2, on October 16, 2008.</P>
                <P>(f) Relief sought (that the rail carrier that owns or operates the facility be required to apply for a land-use-exemption permit).</P>
                <P>(g) Name, title, and address of representative of petitioner to whom correspondence should be sent.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1155.11</SECTNO>
                <SUBJECT>Filing and service of petition.</SUBJECT>
                <P>(a) When the petition is filed with the Board, the petitioner shall serve concurrently, by first class mail, a copy of the petition on the rail carrier that owns or operates the solid waste rail transfer facility and on the facility if the address is different than the rail carrier's address. A copy of the certificate of service shall be filed with the Board at the same time.</P>
                <P>(b) Upon the filing of a petition, the Board will review the petition and determine whether it conforms to all applicable regulations. If the petition is substantially incomplete or is otherwise defective, the Board will reject the petition without prejudice for stated reasons by order within 15 days from the date of filing of the petition.</P>
                <P>(c) If the petition is rejected, a revised petition may be resubmitted, and the Board will determine whether the resubmitted application conforms with all prescribed regulations.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1155.12</SECTNO>
                <SUBJECT>Participation in petition proceedings.</SUBJECT>
                <P>(a) An interested person may file a reply to the petition challenging any of the information contained in the petition that is required by 49 CFR 1155.10(c) through (e) and may offer evidence to support its contention. The petitioner will have an opportunity to file a rebuttal.</P>
                <P>(b) A facility can acknowledge that it was a solid waste rail transfer facility on October 16, 2008, but no longer operates as such and therefore is not required to seek a land-use-exemption permit. To do so, a facility must file with the Board a certification stating that it:</P>
                <P>(1) No longer operates as a solid waste transfer facility;</P>
                <P>(2) Understands that by certifying that it no longer operates as a solid waste transfer facility, it no longer qualifies as a facility in existence on October 16, 2008 for purposes of the Clean Railroad Act and these regulations; and</P>
                <P>(3) Understands that if it seeks a land-use-exemption permit in the future, it would be required to do so as a proposed facility.</P>
                <P>(c)<E T="03">Filing and service of replies.</E>(1) Any reply shall be filed with the Board (the Chief, Section of Administration, Office of Proceedings, Surface Transportation Board, 395 E Street SW., Washington, DC 20423) within 20 days of the filing with the Board of the petition.</P>
                <P>(2) A copy of the reply shall be served on petitioner or its representative at the time of filing with the Board. Each filing shall contain a certificate of service.</P>
                <P>(3) Any rebuttal to a reply shall be filed and served by petitioner no later than 30 days after the filing of the petition.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1155.13</SECTNO>
                <SUBJECT>Board determination with respect to a Governor's petition.</SUBJECT>
                <P>The Board shall accept the Governor's complete petition on a finding that the facility qualified as a solid waste rail transfer facility, as defined in 49 U.S.C. 10908(e)(1)(H) and 49 CFR 1155.2, on October 16, 2008. If the Board finds that the facility currently does not qualify for or require a land-use-exemption permit, any future use of the facility as a solid waste rail transfer facility would require an application for a land-use-exemption permit as a proposed facility and/or the proper state permits. In a decision granting the Governor's petition, the Board shall require that the rail carrier that owns or operates the facility, or the operator of the facility, file a land-use-exemption-permit application within 120 days of the service date of the decision.</P>
              </SECTION>
            </SUBPART>
            <SUBPART>
              <HD SOURCE="HED">Subpart C—Procedures Governing Applications for a Land-Use-Exemption Permit</HD>
              <SECTION>
                <SECTNO>§ 1155.20</SECTNO>
                <SUBJECT>Notice of intent to apply for a land-use-exemption permit.</SUBJECT>
                <P>(a)<E T="03">Filing and publication requirements.</E>An applicant (i.e., a solid waste rail transfer facility, or the rail carrier that owns or operates the facility) shall give its Notice of Intent to file a land-use-exemption-permit application by complying with the following procedures:</P>
                <P>(1)<E T="03">Filing.</E>Applicant must serve its Notice of Intent on the Board in the format prescribed in Appendix A to this part. The Notice of Intent shall be filed in accordance with the time<PRTPAGE P="69776"/>requirements of paragraph (b) of this section.</P>
                <P>(2)<E T="03">Service.</E>Applicant must serve, by first-class mail (unless otherwise specified), its Notice of Intent upon:</P>
                <P>(i) The Governor of the state where the facility is located;</P>
                <P>(ii) The municipality, the state, and any relevant political subdivision of a state or federal or state regional planning entity in the jurisdiction of which the solid waste rail transfer facility is located or proposed to be located; and</P>
                <P>(iii) The appropriate managing government agencies responsible for the groups of land listed in 49 U.S.C. 10909(c)(2).</P>
                <P>(3)<E T="03">Newspaper publication.</E>Applicant must publish its Notice of Intent at least once during each of 3 consecutive weeks in a newspaper of general circulation in each county in which any part of the proposed or existing facility is located.</P>
                <P>(b)<E T="03">Time limits.</E>(1) The Notice of Intent must be served on the parties discussed above at least 15 days, but not more than 30 days, prior to the filing of the land-use-exemption-permit application;</P>
                <P>(2) The three required newspaper Notices must be published within the 30-day period prior to the filing of the application; and</P>
                <P>(3) The Notice of Intent must be filed with the Board either concurrently with service on the required parties or when the Notice is first published (whichever occurs first).</P>
                <P>(c)<E T="03">Environmental and Historic Reports.</E>Applicant must also submit an Environmental and/or Historic Report containing the information described at 49 CFR 1155.24(b), 1105.7, and 1105.8, to the extent applicable, at least 45 days prior to filing an application. OEA may reject any report that it deems inadequate. The environmental and historic reporting requirements that would otherwise apply are waived, however, if the applicant or the Board hires a third-party consultant, OEA approves the scope of the consultant's work, and the consultant works under OEA's supervision to prepare an EIS or other environmental documentation. In such a case, the consultant acts on behalf of the Board, working under OEA's direction to collect the needed environmental information and compile it into an EIS or other appropriate environmental documentation.<E T="03">See</E>49 U.S.C. 10909(h); 49 CFR 1155.24(c).</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1155.21</SECTNO>
                <SUBJECT>Contents of application.</SUBJECT>
                <P>Applications for land-use-exemption permits for the facility, and any proposed future expansion within 10 years of the application date, shall contain the following information, including supporting documentation:</P>
                <P>(a)<E T="03">General.</E>(1) Exact name of applicant.</P>
                <P>(2) Whether applicant is a common carrier by railroad subject to 49 U.S.C. Subtitle IV, chapter 105.</P>
                <P>(3) Summary of why a land-use-exemption permit is being sought.</P>
                <P>(4) The full address of the solid waste rail transfer facility, or, if not available, the city, state, and United States Postal Service ZIP code.</P>
                <P>(5) The name of the rail carrier that owns or operates the facility or the rail carrier on whose behalf the facility is operated, the line of railroad serving the facility, the milepost location of the facility, and the milepost and names of the stations that the facility is located between.</P>
                <P>(6) Name, title, and address of representative of applicant to whom comments should be sent.</P>
                <P>(7) Copies of the specific state, local, or municipal laws, regulations, orders, or other requirements affecting the siting of the solid waste rail transfer facility from which the applicant requests entire or partial exemption, any publicly available material providing the criteria for the application of the state, local, or municipal laws, regulations, orders, or other requirements affecting the siting, and a description of any action that the state, local, or municipal authority has taken affecting the siting of the facility. The applicant shall state whether each law, regulation, order or other requirement from which an exemption is sought is an environmental, public health, or public safety standard that falls under the traditional police powers of the state. If the applicant states that the requirement is not such a standard, it shall explain the reasons for its statement.</P>
                <P>(8) Certification that the laws, regulations, orders or other requirements from which the applicant requests exemption are not based on federal laws, regulations, orders, or other requirements.</P>
                <P>(9) Certification that the facility complies with all state, local, or municipal laws, regulations, orders, or other requirements affecting the siting of the facility except for those from which it seeks exemption.</P>
                <P>(10) Certification that the applicant has applied or will apply for the appropriate state permits not affecting siting.</P>
                <P>(11) For facilities not in existence as of October 16, 2008, certification that the facility is not proposed to be located on land within any unit of or land affiliated with the National Park System, the National Wildlife Refuge System, the National Wilderness Preservation System, the National Trails System, the National Wild and Scenic Rivers System, a National Reserve, or a National Monument. For facilities in existence as of October 16, 2008, state whether the facility is located in any of these types of lands.</P>
                <P>(12) For facilities not in existence as of October 16, 2008, certification that the facility is not proposed to be located on lands referenced in The Highlands Conservation Act, Public Law No. 108-421, for which a state has implemented a conservation management plan, or, that the facility is consistent with the restrictions implemented by the applicable state under The Highlands Conservation Act, Public Law No. 108-421, placed on its proposed location. For facilities in existence as of October 16, 2008, state whether the facility is located on any of these lands, and, if so, address whether the facility is consistent with the restrictions placed on the location by the applicable state under that law.</P>
                <P>(13) An explanation of how the facility comes within the Board's jurisdiction under 49 U.S.C. 10501.</P>
                <P>(14) The owner and operator of the facility.</P>
                <P>(15) The interest of the rail carrier in the facility.</P>
                <P>(16) An explanation of how the facility meets the definition of a solid waste rail transfer facility at 49 U.S.C. 10909(e)(1)(H).</P>
                <P>(17) A statement whether the applicant has sought permission from the applicable state, local, or municipal authority with respect to some or all of the facility in its application and received an unsatisfactory result affecting the siting of the facility. The applicant shall provide information about the unsatisfactory result and shall include all relevant orders, decisions, or other notices of the denial.</P>
                <P>(18) A detailed description of the operations and activities that will occur/are occurring at the facility.</P>

                <P>(19) Detailed map showing the subject facility on sheets not larger than 11x17 inches, drawn to scale, and with the scale shown thereon. The map must show, in clear relief, the exact location of the facility on the rail line and its relation to other rail lines in the area, highways, water routes, population centers, and any geographic features that should be considered in determining whether the facility would pose an unreasonable risk to public health, safety, or the environment, pursuant to 49 U.S.C. 10909(c)(1).<PRTPAGE P="69777"/>
                </P>
                <P>(20) Detailed drawing of the subject facility on sheets not larger than 11x17 inches, drawn to scale, and with the scale shown thereon. The drawing must show, in clear relief, the exact boundaries of the facility, structures at the facility, the location and type of the operations taking place at the facility, the proposed traffic configuration for the solid waste entering and leaving the facility, reasonable future expansion planned for the next 10 years that the applicant requests to be included in the land-use-exemption permit, any geographic features that should be considered in determining whether the facility would pose an unreasonable risk to public health, safety, or the environment, pursuant to 49 U.S.C. 10909(c)(1), and any other information that the applicant believes would be relevant.</P>
                <P>(21) A detailed justification for why any future expansion planned for the next 10 years should be covered by the land-use-exemption permit.</P>
                <P>(b)<E T="03">Statement.</E>A statement that sets forth, based on currently available information, the reasons why the Board should grant a land-use-exemption permit to the applicant under the standards in 49 U.S.C. 10909(c), (d) and the regulations in this part. Specifically, the applicant shall include an explanation of whether the laws, regulations, or other requirements affecting siting of the facility from which exemption is sought, on their face or as applied, unreasonably burden the interstate transportation of solid waste by railroad or discriminate against the railroad transportation of solid waste and a solid waste rail transfer facility, and, if so, why.</P>
                <P>(c)<E T="03">Environmental impact.</E>The applicant shall certify that it has submitted an Environmental and/or Historic Report containing the information in 49 CFR 1155.24(b), 1105.7, and 1105.8, to the extent applicable, if an Environmental and/or Historic Report is required.<E T="03">See</E>49 CFR 1155.20(c).</P>
                <P>(d)<E T="03">Additional information.</E>The applicant shall submit such additional information to support its application as the Board may require.</P>
                <P>(e)<E T="03">Draft</E>
                  <E T="7462">Federal Register</E>
                  <E T="03">Notice.</E>The applicant shall submit a draft notice of its application to be published by the Board. In addition to the regular number of copies that must be filed with the Board, the applicant must submit a copy of the draft notice as data contained on a computer diskette compatible with the Board's current word processing capabilities. The Board will publish the notice in the<E T="04">Federal Register</E>within 20 days of the application's filing with the Board. The draft notice shall be in the form set forth in Appendix B to this part.</P>
                <P>(f)<E T="03">Verification.</E>The original application shall be executed and verified in the form set forth below by an officer of the applicant having knowledge of the facts and matters relied upon.</P>
                <HD SOURCE="HD3">Verification</HD>
                <P>State of ____ ss.</P>
                <P>County of ____</P>
                <P>______ (Name of affiant) makes oath and says that (s)he is the ____ (title of affiant) of the ____ (name of applicant) applicant herein; that (s)he has been authorized by the applicant (or as appropriate, a court) to verify and file with the Surface Transportation Board the foregoing application in Finance Docket No. __ (Sub-No. __); that (s)he has carefully examined all of the statements in the application as well as the exhibits attached thereto and made a part thereof; that (s)he has knowledge of the facts and matters relied upon in the application; and that all representations set forth therein are true and correct to the best of his/her knowledge, information, and belief.</P>
                
                <FP>(Signature)</FP>
                
                <P>Subscribed and sworn to before me ____ in and for the State and County above named, this __ day of __, 20__.</P>
                
                <P>My commission expires ____</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1155.22</SECTNO>
                <SUBJECT>Filings and service of application.</SUBJECT>
                <P>(a) The applicant shall tender with its application an affidavit attesting to its compliance with the notice requirements of 49 CFR 1155.20. The affidavit shall include the dates of service, posting, and newspaper publication of the Notice of Intent.</P>
                <P>(b) When the application is filed with the Board, the applicant shall serve concurrently, by first-class mail, a copy on the Governor of the state where the facility is located; the municipality, the state, and any relevant political subdivision of a state or federal or state regional planning entity of the jurisdiction in which the solid waste rail transfer facility is located or proposed to be located; and the appropriate managing government agencies responsible for the groups of land listed in 49 U.S.C. 10909(c)(2). A copy of the certificate of service shall be filed with the Board at the same time.</P>
                <P>(c) The applicant shall promptly furnish by first class mail a copy of the application to any interested person proposing to file a comment upon request. A copy of the certificate of service shall be filed with the Board at the same time.</P>

                <P>(d)(1) Upon the filing of a land-use-exemption-permit application, the Board will review the application and determine whether it conforms to all applicable regulations. If the application is substantially incomplete or is otherwise defective, the Board shall reject the application for stated reasons by order within 20 days from the date of filing of the application. If the Board does not reject the application, notice of the filing of the application shall be published in the<E T="04">Federal Register</E>by the Board, through the Director of the Office of Proceedings, within 20 days of the filing of the application.</P>
                <P>(2) If the application is rejected, a revised application may be submitted and the Board will determine whether the resubmitted application conforms with all prescribed regulations. A properly revised application submitted within 60 days of the order rejecting the incomplete or improper application need not be subject to new notice and publication under § 1155.20, unless the defect causing the rejection was in the notice and/or publication. A revised application submitted after such 60-day period must be newly published and noticed.</P>
                <P>(3) The resubmission of a complete and properly filed land-use-exemption-permit application shall be considered a de novo filing for the purposes of computation of the time periods prescribed in the regulations contained in this part.</P>
                <P>(4) An applicant may seek waiver of specific regulations listed in subpart C of this part by filing a petition for waiver with the Board. When the petition is filed with the Board, the applicant shall serve, by first-class mail, a copy on the Governor of the state where the facility is located; the municipality, the state, and any relevant political subdivision of a state or federal or state regional planning entity of the jurisdiction in which the solid waste rail transfer facility is located or proposed to be located; and the appropriate managing government agencies responsible for the groups of land listed in 49 U.S.C. 10909(c)(2). A copy of the certificate of service shall be filed with the Board at the same time. A decision by the Director of the Office of Proceedings granting or denying a waiver petition will be issued within 30 days of the date the petition is filed. Appeals from the Director's decision will be decided by the entire Board. If waiver is not obtained prior to the filing of the application, the application may be subject to rejection.</P>
              </SECTION>
              <SECTION>
                <PRTPAGE P="69778"/>
                <SECTNO>§ 1155.23</SECTNO>
                <SUBJECT>Participation in application proceedings.</SUBJECT>
                <P>(a)<E T="03">Initial comments.</E>Interested persons may become parties to a land-use-exemption-permit proceeding by filing initial comments with the Board within 45 days of the filing of the application. Comments should contain the following information, as appropriate:</P>
                <P>(1) Name, address, and organizational affiliation.</P>
                <P>(2) A statement describing commenter's interest in the proceeding, including information concerning any organization or public interest it represents.</P>
                <P>(3) Reasons, in general, why commenter supports or opposes the application, taking into account the standards for the Board's review and consideration set forth in 49 U.S.C. 10909(c), (d) and this part.</P>
                <P>(4) Any rebuttal to the evidence and argument submitted by applicant.</P>
                <P>(b)<E T="03">Final comments.</E>Interested persons, including the applicant, within 30 days after the close of OEA's environmental review, may comment on how the information developed during OEA's environmental review concerning the considerations at 49 U.S.C. 10909(d)(1) through (5) should be weighed with the remaining transportation and other relevant considerations at 49 U.S.C. 10909(d)(6) through (7). The parties will have an additional 15 days to respond to other parties' arguments. All pleadings shall be limited to weighing the information developed during OEA's environmental review with transportation and other concerns, and should not be directed towards the adequacy of OEA's environmental review. (Interested persons may comment on the adequacy of OEA's environmental review during the normal comment period for the EIS as provided in 49 CFR 1105.10(a)(4).<E T="03">See</E>49 CFR 1155.24(a).) All comments under this paragraph shall contain the information required in paragraphs (a)(1) through (2) of this section.</P>
                <P>(c)<E T="03">Filing and service of comments and replies (including evidence and argument).</E>(1) Initial comments shall be filed with the Board (addressed to the Chief, Section of Administration, Office of Proceedings, Surface Transportation Board, 395 E Street SW., Washington, DC 20423) within 45 days of the filing with the Board of a land-use-exemption-permit application. An original and 10 copies of each comment shall be filed with the Board. A copy of each comment shall be served on applicant or its representative at the time of filing with the Board. Each filing shall contain a certificate of service.</P>
                <P>(2) Final comments shall be filed and served on all parties within 30 days of the close of the environmental review. An original and 10 copies of such comments shall be filed with the Board. A copy of each comment shall be served on applicant or its representative at the time of filing with the Board. Each filing shall contain a certificate of service.</P>
                <P>(3) Replies to final comments shall be filed and served on all parties no later than 45 days after the close of the environmental review. An original and 10 copies of such replies shall be filed with the Board. A copy of each reply to comments shall be served on applicant or its representative at the time of filing with the Board. Each filing shall contain a certificate of service.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1155.24</SECTNO>
                <SUBJECT>Environmental review.</SUBJECT>
                <P>(a) A land-use-exemption permit generally will require the preparation of an EIS. OEA may reclassify the environmental review requirements of land-use-exemption proceedings on a case-by-case basis, pursuant to 49 CFR 1105.6(d).</P>
                <P>(b) An applicant for a land-use-exemption permit must submit an Environmental Report, at least 45 days prior to filing a land-use-exemption-permit application, containing the information described at 49 CFR 1105.7 to the extent applicable to solid waste rail transfer facilities. Applicants shall concurrently file a Historic Report containing the information at 49 CFR 1105.8 if applicable. The Environmental Report must also contain a discussion of the five factors for consideration listed at 49 U.S.C. 10909(d)(1) through (5) and address any associated environmental impacts as they relate to the facility for which a land-use-exemption permit is sought.</P>

                <P>(c) The Board strongly encourages applicants to use third-party contractors to assist OEA in preparing the appropriate environmental documentation in land-use-exemption-permit proceedings.<E T="03">See</E>49 CFR 1105.10(d). The environmental reporting requirements outlined above that would otherwise apply are waived if an applicant hires a third-party contractor, OEA approves the scope of the contractor's work, and the contractor works under OEA's direct supervision.<E T="03">See</E>49 CFR 1105.10(d). If an applicant does not hire an independent third-party contractor, the Board may hire a third-party contractor and charge the costs for the contractor to the applicant.<E T="03">See</E>49 U.S.C. 10909(h).</P>
                <P>(d) The Board's procedures set forth in 49 CFR 1105.10 for implementation of environmental laws are controlling unless superseded by provisions in this Part.</P>
                <P>(e) An applicant for a land-use-exemption permit must follow the Board's procedures at 49 CFR 1105.9 for compliance with the Coastal Zone Management Act, 16 U.S.C. 1451 through 1465, if that act is applicable.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1155.25</SECTNO>
                <SUBJECT>Transfer and termination of a land-use-exemption permit.</SUBJECT>

                <P>(a) A land-use-exemption permit may be transferred from a rail carrier to an acquiring rail carrier without the need for a new application for a land-use-exemption permit if the rail line associated with the solid waste rail transfer facility is transferred to another rail carrier or to an entity formed to become a rail carrier pursuant to authority granted by the Board under 49 U.S.C. 10901, 10902, or 11323. When seeking Board authority under 49 U.S.C. 10901, 10902, or 11323, the applicant(s) shall specifically advise the Board, the municipality, the state, and any relevant political subdivision of a state or federal or state regional planning entity of the jurisdiction in which the solid waste rail transfer facility is located, of the intended transfer. The<E T="04">Federal Register</E>notice concerning the acquisition shall include a statement that a solid waste rail transfer facility with a Board-issued land-use-exemption permit is included in the acquisition.</P>

                <P>(b) When a carrier plans to cease using a facility as a solid waste rail transfer facility, or when a facility is transferred to any party in any manner other than that described in paragraph (a) of this section, the entity that received the land-use-exemption permit must notify the Board, the municipality, the state, and any relevant political subdivision of a state or federal or state regional planning entity of the jurisdiction in which the solid waste rail transfer facility is located, in writing no later than 60 days prior to the proposed cessation or transfer. Upon receipt of that notice, the Board will publish notice in the<E T="04">Federal Register</E>that the land-use-exemption permit will be terminated on the 60th day unless otherwise ordered by the Board.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1155.26</SECTNO>
                <SUBJECT>Board determinations under 49 U.S.C. 10909.</SUBJECT>
                <P>(a)<E T="03">Schedule.</E>(1) The schedule in paragraph (a)(2) of this section shall govern the process for Board consideration and decisions in land-use-exemption-permit application proceedings from the time the application is filed until the time of the Board's decision on the merits:</P>

                <P>(2) At least 45 days prior to filing of application—Environmental Report<PRTPAGE P="69779"/>(and/or Historic Report, if applicable) filed and environmental process initiated pursuant to 49 CFR 1155.24. Within 30 days prior to filing of application—Notice of Intent filed with the Board pursuant to the deadlines and requirements described in 49 CFR 1155.20(b)(3).</P>
                <P>(i) Day 0—Application filed.</P>

                <P>(ii) Day 20—Due date for Notice of Application to be published in the<E T="04">Federal Register</E>.</P>
                <P>(iii) Day 45—Due date for initial comments.</P>
                <P>(iv) 30 days after the Final EIS (or other final environmental documentation) is issued by OEA—Due date for final comments.</P>
                <P>(v) 45 days after the Final EIS (or other final environmental documentation) is issued by OEA—Due date for replies to final comments.</P>
                <P>(3) A decision on the merits will be due 90 days after a full record is developed.</P>
                <P>(b)<E T="03">Standard for review.</E>(1) The Board will issue a land-use-exemption permit only if it determines that the facility at the existing or proposed location would not pose an unreasonable risk to public health, safety, or the environment. In deciding whether a solid waste rail transfer facility that is or proposed to be constructed or operated by or on behalf of a rail carrier poses an unreasonable risk to public health, safety, or the environment, the Board shall weigh the particular facility's potential benefits to and the adverse impacts on public health, public safety, the environment, interstate commerce, and transportation of solid waste by rail.</P>
                <P>(2) The Board will not grant a land-use-exemption permit for a solid waste rail transfer facility proposed to be located on land within any unit of or land affiliated with the National Park System, the National Wildlife Refuge System, the National Wilderness Preservation System, the National Trails System, the National Wild and Scenic Rivers System, a National Reserve, or a National Monument.</P>
                <P>(3) The Board will not grant a land-use-exemption permit for a solid waste rail transfer facility proposed to be located on land within any unit of or land affiliated with lands referenced in The Highlands Conservation Act, Public Law No. 108-421, for which a state has implemented a conservation management plan, if operation of the facility would be inconsistent with restrictions placed on such land.</P>
                <P>(4) The Board will reject an application from a person who is not a rail carrier, but is instead operating on behalf of a rail carrier unless;</P>
                <P>(i) The applicant has sought permission from the applicable state, local, or municipal authority with respect to some or all of the property in the application and received an unsatisfactory result affecting the siting of the facility, or</P>
                <P>(ii) The Governor of the state has petitioned the Board to require the facility to apply under subpart B of this part.</P>
                <P>(5) The Board will issue a land-use-exemption permit to an applicant that has received an unsatisfactory result from a state, local or municipal authority affecting the siting of the facility only if it finds that the laws, regulations, or other requirements affect the siting of the facility, on their face or as applied, either;</P>
                <P>(i) Unreasonably burden the interstate transportation of solid waste by railroad, or</P>
                <P>(ii) Discriminate against the railroad transportation of solid waste and a solid waste rail transfer facility.</P>
                <P>(6) A land-use-exemption permit will only exempt state, local, or municipal laws, regulations, orders, other requirements, or portions thereof, affecting the siting of the solid waste rail transfer facility.</P>
                <P>(c)<E T="03">Considerations.</E>As required by 49 U.S.C. 10909(d), the Board will consider and give due weight to the following, as applicable:</P>
                <P>(1) The land-use, zoning, and siting regulations or solid waste planning requirements of the state or state subdivision in which the facility is or will be located that are applicable to solid waste transfer facilities, including those that are not owned or operated by or on behalf of a rail carrier;</P>
                <P>(2) The land-use, zoning, and siting regulations or solid waste planning requirements applicable to the property where the solid waste rail transfer facility is proposed to be located;</P>
                <P>(3) Regional transportation planning requirements developed pursuant to federal and state law;</P>
                <P>(4) Regional solid waste disposal plans developed pursuant to federal or state law;</P>
                <P>(5) Any federal and state environmental protection laws or regulations applicable to the site;</P>
                <P>(6) Any unreasonable burdens imposed on the interstate transportation of solid waste by railroad, or the potential for discrimination against the railroad transportation of solid waste, a solid waste rail transfer facility, or a rail carrier that owns or operates such a facility; and</P>
                <P>(7) Any other relevant factors, as determined by the Board.</P>
                <P>(d)<E T="03">Permits.</E>If the Board grants a land-use-exemption permit for a solid waste rail transfer facility, such permit will only exempt a facility from complying with state laws, regulations, orders, or other requirements affecting the siting of the facility that are specified therein. The permit will require compliance with all other state laws, regulations, orders, or other requirements not otherwise expressly exempted in the permit.</P>
              </SECTION>
              <SECTION>
                <SECTNO>§ 1155.27</SECTNO>
                <SUBJECT>Petitions to modify, amend, or revoke a land-use-exemption permit.</SUBJECT>
                <P>
                  <E T="03">General rule.</E>Petitions to modify, amend, or revoke land-use-exemption permits shall be decided in accordance with the Board's normal standard of review for petitions to reopen administratively final Board actions at 49 CFR 1115.4. The petition must demonstrate material error, new evidence, or substantially changed circumstances that warrant the requested action, and is subject to these additional conditions:</P>
                <P>(a) An entity that petitions for a modification or amendment requesting an expansion of federal preemption or the facility's operations or physical size is subject to the notice and application requirements in this subpart C. The language of the notifications shall be modified to note that the petition is for a modification or amendment.</P>
                <P>(b) The Board will approve or deny petitions to modify, amend, or revoke a land-use-exemption permit within 90 days after the full record for the petition is developed.</P>
                <HD SOURCE="HD1">Appendix A to Part 1155—Form Notice of Intent To Apply</HD>
                <EXTRACT>
                  <P>Docket No. FD __(Sub-No. __)</P>
                  <P>Notice of Intent to apply for a land-use-exemption permit for a solid waste rail transfer facility.</P>
                  <P>(Name of Applicant) gives notice that on or about (insert date application will be filed with the Board) it intends to file with the Surface Transportation Board, 395 E Street SW., Washington, DC 20423, an application for a land-use-exemption permit for a solid waste rail transfer facility as defined in 49 U.S.C. 10908(e)(1)(H) and 49 CFR 1155.2. The solid waste rail transfer facility, owned by (name of owner), and operated by (name of operator), is located at (full address, or, if not available, provide city, state, and United States Postal Service ZIP code). The solid waste rail transfer facility is located on a (name of rail carrier) line of railroad known as ____ at milepost ____ between (station name) at milepost ____ and (station name) at milepost ____.</P>

                  <P>The reason(s) for the proposed permit application is (are) ____ (explain briefly and clearly the activities undertaken, or proposed to be undertaken, by the applicant at the solid waste rail transfer facility. Describe the specific state and local laws,<PRTPAGE P="69780"/>regulations, orders or other requirements affecting siting from which the applicant requests entire or partial exemption and any action that the state, local, or municipal authority has taken affecting the siting of the facility. Also, if applicant is not the rail carrier, provide the name of the rail carrier that owns or operates the facility or has the facility operated on its behalf.)</P>
                  <P>(Include this paragraph for facilities not in existence on October 16, 2008). Applicant certifies that, based on information in its possession, the facility is not proposed to be located on land within any unit of or land affiliated with the National Park System, the National Wildlife Refuge System, the National Wilderness Preservation System, the National Trails System, the National Wild and Scenic Rivers System, a National Reserve, or a National Monument. Applicant further certifies that the facility is not proposed to be located on lands referenced in The Highlands Conservation Act, Public Law 108-421, for which a state has implemented a conservation management plan (or, The facility is consistent with the restrictions implemented by (state) under The Highlands Conservation Act, Public Law 108-421, placed at its proposed location). Any relevant documentation in the railroad's possession on these issues will be made available promptly to those requesting it.</P>
                  <P>(For facilities already in existence on October 16, 2008, address the extent to which the facility is or is not located in any of these types of lands, and to the extent that it is so located address any relevant criteria, and so certify.)</P>
                  <P>The application containing the information set forth at 49 CFR 1155.21 will include the applicant's case for the granting of the land-use-exemption permit. Any interested person, after the application is filed on (insert date), may file with the Surface Transportation Board initial comments concerning the application within 45 days after the application is filed.</P>
                  <P>The party's initial comments should contain that party's initial arguments in support or opposition based on the information available at that point including the following, as appropriate:</P>
                  <P>(1) Name, address, and organizational affiliation.</P>
                  <P>(2) A statement describing commenter's interest in the proceeding, including information concerning the organization or public interest the commenter represents.</P>
                  <P>(3) Specific reasons why commenter supports or opposes the application, taking into account the standards for the Board's review and consideration provided in 49 U.S.C. 10909(c), (d), and the Board's regulations at 49 CFR 1155.27.</P>
                  <P>(4) If the applicant files under 49 CFR 1155.22, specific reasons why commenter supports or opposes the Board's accepting the application.</P>
                  <P>(5) Any rebuttal of material submitted by applicant.</P>
                  <P>The parties' initial comments will be considered by the Board in determining what disposition to make of the application. Parties seeking further information concerning the filing of comments should refer to 49 CFR 1155.24.</P>

                  <P>Interested persons also will have the opportunity to provide detailed comments during the Board's environmental review under the National Environmental Policy Act. 49 CFR 1105.10 and 49 CFR 1155.25. Questions concerning the environmental review process or potential environmental issues may be directed to the Board's Office of Environmental Analysis (OEA). After the close of the environmental review, interested parties may file final comments on how the information developed during the environmental review should be weighed by the Board in determining whether to grant the requested land-use-exemption permit.<E T="03">See</E>49 CFR part 1155 for details on these processes.</P>

                  <P>All comments should indicate the proceeding designation Docket No. FD __ (Sub-No. __). Initial comments must be filed with the Chief, Section of Administration, Office of Proceedings, Surface Transportation Board, 395 E Street SW., Washington, DC 20423, no later than (insert the date 45 days after the date applicant intends to file its application). A copy of each comment shall be served upon the representative of the applicant (insert name, address, and phone number). Except as otherwise set forth in 49 CFR part 1155, each document filed with the Board must be served on all parties to the land-use-exemption-permit proceeding.<E T="03">See</E>49 CFR 1104.12(a).</P>
                  <P>Persons seeking further information concerning land-use-exemption-permit procedures may contact the Surface Transportation Board or refer to 49 U.S.C. 10908, 10909, and the full land-use-exemption-permit regulations at 49 CFR part 1155.</P>

                  <P>A copy of the application will be available for public inspection on or after (insert date the land-use-exemption-permit application is to be filed with Board) and will be available on the Board's Web site at<E T="03">http://www.stb.dot.gov</E>. The applicant shall furnish a copy of the application to any interested person proposing to file a comment, upon request.</P>
                </EXTRACT>
                <APPENDIX>
                  <HD SOURCE="HED">Appendix B to Part 1155—Form Federal Register Notice</HD>
                  <P>Docket No. FD __ (Sub-No. __)</P>
                  <P>Notice of Application for a land-use-exemption permit for a solid waste rail transfer facility.</P>
                  <P>On (insert date application was filed with the Board) (name of applicant) filed with the Surface Transportation Board, 395 E Street SW., Washington, DC 20423, an application for a land-use-exemption permit for a solid waste rail transfer facility. The solid waste rail transfer facility, owned by (name of owner), and operated by (name of operator), is located at (full address, or, if not available, provide city, state, and United States Postal Service ZIP code). The solid waste rail transfer facility is located on a line of (name of rail carrier) railroad known as ____ at milepost ____ between (station name) at milepost ____ and (station name) at milepost ____. The application explains why applicant believes its request for a land-use-exemption permit should be granted.</P>
                  <P>(Include this paragraph for facilities not in existence on October 16, 2008). The facility is not proposed to be located on land within any unit of or land affiliated with the National Park System, the National Wildlife Refuge System, the National Wilderness Preservation System, the National Trails System, the National Wild and Scenic Rivers System, a National Reserve, or a National Monument. The facility is not proposed to be located on lands referenced in The Highlands Conservation Act, Public Law No. 108-421, for which a state has implemented a conservation management plan (or, The facility is consistent with the restrictions implemented by (state) under The Highlands Conservation Act, Public Law 108-421, placed on its proposed location). Any relevant documentation in the railroad's possession will be made available promptly to those requesting it.</P>
                  <P>(For facilities already in existence on October 16, 2008, address the extent to which the facility is or is not located in any of these types of lands, and to the extent that it is so located address any relevant criteria, and so certify.)</P>
                  <P>Any interested person may file with the Surface Transportation Board initial comments concerning the application within 45 days of the filing of the application. Persons seeking information concerning the filing of initial comments should refer to 49 CFR 1155.23.</P>
                  <P>All comments should indicate the proceeding designation Finance Docket No. __ (Sub-No. __). Initial comments must be filed with the Chief, Section of Administration, Office of Proceedings, Surface Transportation Board, 395 E Street SW., Washington, DC 20423, no later than (insert the date 45 days after the date applicant intends to file its application). A copy of each comment shall be served upon the representative of the applicant (insert name, address, and phone number). Except as otherwise set forth in 49 CFR part 1155, each document filed with the Board must be served on all parties to the land-use-exemption-permit proceeding. 49 CFR 1104.12(a).</P>
                  <P>Persons seeking further information concerning land-use-exemption-permit procedures may contact the Surface Transportation Board or refer to 49 U.S.C. 10908, 10909, 10910, and the Board's implementing land-use-exemption-permit regulations at 49 CFR part 1155.</P>
                  <P>A copy of the application is available for public inspection. The applicant shall furnish a copy of the application to any interested person proposing to file a comment, upon request.</P>

                  <P>Questions concerning the environmental review process or potential environmental issues may be directed to the Board's Office of Environmental Analysis (OEA). After the close of the environmental review, interested parties may file final comments on how the information developed during the environmental review should be weighed by the Board in determining whether to grant the requested land-use-exemption permit.<E T="03">See</E>49 CFR part 1155 for details on these processes.</P>
                </APPENDIX>
              </SECTION>
            </SUBPART>
          </PART>
        </REGTEXT>
        
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28196 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4915-01-P</BILCOD>
    </RULE>
  </RULES>
  <VOL>77</VOL>
  <NO>225</NO>
  <DATE>Wednesday, November 21, 2012</DATE>
  <UNITNAME>Proposed Rules</UNITNAME>
  <PRORULES>
    <PRORULE>
      <PREAMB>
        <PRTPAGE P="69781"/>
        <AGENCY TYPE="F">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <CFR>18 CFR Part 152</CFR>
        <DEPDOC>[Docket No. RM13-1-000]</DEPDOC>
        <SUBJECT>Enhanced Natural Gas Market Transparency</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Energy Regulatory Commission, DOE.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Inquiry.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Federal Energy Regulatory Commission (Commission) seeks comments on what changes, if any, should be made to its regulations under the natural gas market transparency provisions of section 23 of the Natural Gas Act (NGA), as adopted in the Energy Policy Act of 2005 (EPAct 2005). In particular, the Commission is considering the extent to which quarterly reporting of every natural gas transaction within the Commission's NGA jurisdiction that entails physical delivery for the next day (i.e., next day gas) or for the next month (i.e., next month gas) would provide useful information for improving natural gas market transparency.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments are due January 22, 2013.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>You may submit comments, identified by docket number an in accordance with the requirements posted on the Commission's Web site,<E T="03">http://www.ferc.gov</E>. Comments may be submitted by any of the following methods:</P>
          <P>•<E T="03">Agency Web Site:</E>Documents created electronically using word processing software should be filed in native applications or print-to-PDF format and not in a scanned format, at<E T="03">http://www.ferc.gov/docs-filings/efiling.asp</E>.</P>
          <P>•<E T="03">Mail/Hand Delivery:</E>Commenters unable to file comments electronically must mail or hand deliver an original and copy of their comments to: Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street NE., Washington, DC 20426.</P>
          <P>
            <E T="03">Instructions:</E>For detailed instructions on submitting comments and additional information on the rulemaking process, see the Comment Procedures Section of this document.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Jamie Marcos (Legal Information), Office of Enforcement, Federal Energy Regulatory Commission, 888 First Street  NE., Washington, DC 20426, (202) 502-6628,<E T="03">Jamie.Marcos@ferc.gov</E>.</P>

          <P>Kamaria Martin (Technical Information), Office of Enforcement, Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, (202) 502-8015,<E T="03">Kamaria.Martin@ferc.gov</E>.</P>
          <FP>Issued November 15, 2012.</FP>
          <P>1. In this Notice of Inquiry, the Federal Energy Regulatory Commission (Commission) seeks comments on what changes, if any, should be made to its regulations under the natural gas market transparency provisions of section 23 of the Natural Gas Act (NGA), as adopted in the Energy Policy Act of 2005 (EPAct 2005).<SU>1</SU>
            <FTREF/>In particular, the Commission is considering the extent to which quarterly reporting of every natural gas transaction within the Commission's NGA jurisdiction that entails physical delivery for the next day (i.e., next day gas) or for the next month (i.e., next month gas)<SU>2</SU>
            <FTREF/>would provide useful information for improving natural gas market transparency.</P>
          <FTNT>
            <P>

              <SU>1</SU>Energy Policy Act of 2005, Public Law 109-5, § 316, 119 Stat. 594 (2005) (EPAct 2005) (<E T="03">codified as</E>15 U.S.C. 717t-2).</P>
          </FTNT>
          <FTNT>
            <P>

              <SU>2</SU>Under section 1(b) of the NGA, the Commission has jurisdiction to regulate the transportation and sale for resale of natural gas in interstate commerce and any natural gas company engaged in such transportation or sale. 15 U.S.C. 717(b). The Commission's jurisdiction, however, does not extend to “first sales” removed from the Commission's NGA section 1(b) jurisdiction by the Wellhead Decontrol Act of 1989, sales of imported natural gas, sales of imported liquefied natural gas, and sales and transportation by NGA section 1(b)-(d) entities.<E T="03">See infra</E>n.25.</P>
          </FTNT>
          <P>2. The Commission is considering amending its regulations pursuant to the natural gas market transparency provisions added to the NGA by EPAct 2005.<SU>3</SU>
            <FTREF/>Section 23 of the NGA directs the Commission “to facilitate price transparency in markets for the sale or transportation of physical natural gas in interstate commerce” and states that the Commission may obtain “information about the availability and prices of natural gas sold at wholesale and in interstate commerce” from “any market participant.”<SU>4</SU>
            <FTREF/>Thus, section 23 grants the Commission the authority to require submission of information regarding the availability and prices of wholesale physical natural gas in interstate commerce as it is considering in this Notice of Inquiry. In addition, section 4A of the NGA states that “[i]t shall be unlawful for any entity, directly or indirectly, to use or employ, in connection with the purchase or sale of natural gas * * * subject to the jurisdiction of the Commission, any manipulative or deceptive device or contrivance * * * in contravention of such rules and regulations as the Commission may prescribe as necessary in the public interest or for the protection of natural gas ratepayers.”<SU>5</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>3</SU>EPAct 2005 § 316 (<E T="03">codified as</E>15 U.S.C. 717t-2).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>4</SU>Natural Gas Act § 23, 15 U.S.C. 717t-2 (2006) (NGA § 23). Section 23 of the NGA states: “[(a)](2) The Commission may prescribe such rules as the Commission determines necessary and appropriate to carry out the purposes of this section. The rules shall provide for the dissemination, on a timely basis, of information about the availability and prices of natural gas sold at wholesale and in interstate commerce to the Commission, State commissions, buyers and sellers of wholesale natural gas, and the public.</P>
            <P>[(a)](3) The Commission may—(A) obtain the information described in paragraph (2) from any market participant; and (B) rely on entities other than the Commission to receive and make public the information, subject to the disclosure rules in subsection (b). * * *</P>
            <P>(b)(1) Rules described in subsection (a)(2), if adopted, shall exempt from disclosure information the Commission determines would, if disclosed, be detrimental to the operation of an effective market or jeopardize system security.</P>
            <P>[(b)](2) In determining the information to be made available under this section and the time to make the information available, the Commission shall seek to ensure that consumers and competitive markets are protected from the adverse effects of potential collusion or other anticompetitive behaviors that can be facilitated by untimely public disclosure of transaction-specific information.” NGA § 23.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>5</SU>Natural Gas Act § 4A, 15 U.S.C. 717C-1 (2006) (NGA § 4A).</P>
          </FTNT>
          <P>3. This Notice of Inquiry will assist the Commission in determining whether additional changes should be made to its regulations under the natural gas market transparency provisions of section 23 of the NGA, as adopted in the EPAct 2005,<SU>6</SU>
            <FTREF/>and the appropriate scope and particulars of any such changes.</P>
          <FTNT>
            <P>
              <SU>6</SU>EPAct 2005, Public Law 109-58, 119 Stat. 594.</P>
          </FTNT>
          <PRTPAGE P="69782"/>
          <HD SOURCE="HD1">I. Background</HD>
          <HD SOURCE="HD2">A. Commission Authority</HD>
          <P>4. EPAct 2005 amended the NGA by adding the natural gas market transparency provisions at section 23.<SU>7</SU>

            <FTREF/>Section 23 of the NGA directs the Commission “to facilitate price transparency” and grants it the authority to “prescribe such rules as the Commission determines necessary and appropriate to carry out the purposes of this section [23]” and to obtain “information about the availability and prices” from “any market participant,” except for natural gas producers, processors, or users with a<E T="03">de minimis</E>market presence of natural gas sold at wholesale in interstate commerce.<SU>8</SU>
            <FTREF/>In so doing, NGA section 23 requires that the Commission consider the degree of price transparency provided by existing price publishers and trade processing services, and rely on such publishers and services to the maximum extent possible. In addition, any rules issued pursuant to NGA section 23 must provide for “the dissemination, on a timely basis, of information about the availability and prices of natural gas sold at wholesale and in interstate commerce to the Commission, State commissions, buyers and sellers of wholesale natural gas, and the public.”<SU>9</SU>
            <FTREF/>However, NGA section 23 also directs the Commission to exempt from disclosure information that, if disclosed, would be “detrimental to the operation of an effective market or [that would] jeopardize system security,” and “to ensure that consumers and competitive markets are protected from the adverse effects of potential collusion or other anticompetitive behaviors that can be facilitated by untimely public disclosure of proprietary trading information.”<SU>10</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>7</SU>
              <E T="03">See</E>EPAct 2005 § 316 (<E T="03">codified as</E>15 U.S.C. 717t-2). EPAct 2005 similarly amended the Federal Power Act.<E T="03">See</E>EPAct 2005 § 1281 (<E T="03">codified as</E>16 U.S.C. 824t) (amending the FPA to add the Electricity Market Transparency Rules in section 220).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>8</SU>NGA § 23.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>9</SU>
              <E T="03">Id.</E>§ 23(a)(2).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>10</SU>
              <E T="03">Id.</E>§ 23(b).</P>
          </FTNT>
          <P>5. In 2006 after EPAct 2005 added section 23 to the NGA, Commission staff conducted an extensive outreach effort to formulate options for implementing EPAct 2005's transparency provisions for wholesale natural gas and electric markets. As a result, the Commission used its new transparency authority to adopt additional filing and posting requirements for the sale or transportation of physical natural gas in interstate commerce in Order Nos. 704, 720, and 720-A.<SU>11</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>11</SU>
              <E T="03">Transparency Provisions of Section 23 of the Natural Gas Act,</E>Order No. 704, FERC Stats. &amp; Regs. ¶ 31,260 (2007),<E T="03">order on reh'g,</E>Order No. 704-A, 73 FR 55726 (Sept. 26, 2008), FERC Stats. &amp; Regs. ¶ 31,275 (2008),<E T="03">order dismissing reh'g and clarification,</E>Order No. 704-B, 125 FERC ¶ 61,302 (2008) (Order No. 704) (“Without confidence in the basic processes of price formation, market participants cannot have faith in the value of their transactions, the public cannot believe that the prices they see are fair, and it is more difficult for the Commission to ensure that jurisdictional prices are `just and reasonable.'”);<E T="03">see also Pipeline Posting Requirements under Section 23 of the Natural Gas Act,</E>Order No. 720, 73 FR 73494 (Dec. 2, 2008), FERC Stats. &amp; Regs. ¶ 31,283, at P 3 (2008),<E T="03">order on reh'g,</E>Order No. 720-A, 130 FERC ¶ 61,040 (2010) (Order No. 720). The Commission has also exercised its authority to issue rules pursuant the Electric Market Transparency Rules in section 220 of the Federal Power Act.<E T="03">See Electricity Market Transparency Provisions of Section 220 of the Federal Power Act,</E>Order No. 768, 77 FR 61896 (Oct. 11, 2012), FERC Stats. &amp; Regs. ¶ 31,336 (2012) (Order No. 768) (extending Electric Quarterly Report filing requirements additional market participants that are exempt from the Commission jurisdiction under section 205 of the Federal Power Act).</P>
          </FTNT>

          <P>6. Specifically, Order No. 704 requires that “any buyer or seller of more than a<E T="03">de minimis</E>volume of natural gas report volumes of relevant transactions in an annual filing using a new Form No. 552.”<SU>12</SU>
            <FTREF/>In issuing Order No. 704, the Commission explained that the “final rule will facilitate transparency of the price formation process in natural gas markets by collecting information to understand in broad terms the size of the natural gas market and the use of fixed prices and of index prices.”<SU>13</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>12</SU>Order No. 704, FERC Stats. &amp; Regs. ¶ 31,260 at PP 2-3.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>13</SU>
              <E T="03">Id.</E>P 7.</P>
          </FTNT>
          <P>7. In Order No. 720, the Commission required, pursuant to NGA section 23, major non-interstate pipelines to post scheduled flow information and information for each receipt and delivery point with a design capacity greater than 15,000 MMBtu per day.<SU>14</SU>
            <FTREF/>Order No. 720 also requires interstate pipelines to post information regarding no-notice service.<SU>15</SU>

            <FTREF/>The Commission also issued Order No. 720-A, which broadly affirmed Order No. 720, but granted certain requests for rehearing and clarification, including a finding that major non-interstate pipelines must post scheduled flow data for virtual or pooling points, subject to certain conditions. On appeal in<E T="03">Texas Pipeline Association</E>v.<E T="03">FERC,</E>the Fifth Circuit Court of Appeals vacated Order Nos. 720 and 720-A as the reporting requirements contained therein applied to major non-interstate pipelines.<SU>16</SU>
            <FTREF/>However, the court's decision did not disrupt the reporting and posting obligations of interstate pipelines.<SU>17</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>14</SU>Order No. 720, FERC Stats. &amp; Regs. ¶ 31,283 at P 1.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>15</SU>
              <E T="03">Id.</E>
            </P>
          </FTNT>
          <FTNT>
            <P>
              <SU>16</SU>
              <E T="03">Texas Pipeline Ass'n</E>v.<E T="03">FERC,</E>661 F.3d 258 (5th Cir. 2011).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>17</SU>Order Granting Motion to Clarify Opinion,<E T="03">Texas Pipelines Ass'n</E>v.<E T="03">FERC,</E>661 F.3d 258 (Dec. 20. 2011).</P>
          </FTNT>
          <P>8. In addition to adding the natural gas market transparency provisions to the NGA, EPAct 2005 also added section 4A, which prohibits market manipulation in the natural gas markets and authorized the Commission to prescribe rules “as necessary in the public interest or for the protection of natural gas ratepayers.”<SU>18</SU>
            <FTREF/>Pursuant to section 4A, the Commission issued Order No. 670, which added Part 1c to the Commission's regulations<SU>19</SU>
            <FTREF/>setting forth rules that prohibit market manipulation in the natural gas market.<SU>20</SU>
            <FTREF/>Since issuing Order No. 670, the Commission has increased its efforts to prevent and detect market manipulation. As part of that effort, the Commission has sought to increase price transparency in the natural gas and electric markets to deter manipulative activities<SU>21</SU>
            <FTREF/>and to obtain additional market information to be able to better detect potential manipulative activities.<SU>22</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>
              <SU>18</SU>EPAct 2005 § 315 (<E T="03">codified as</E>15 U.S.C. 717c).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>19</SU>18 CFR Part 1c (2012).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>20</SU>
              <E T="03">Prohibition of Energy Market Manipulation,</E>Order No. 670, FERC Stats. &amp; Regs. ¶ 31,202 (2006).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>21</SU>
              <E T="03">See, e.g</E>
              <E T="03">.,</E>Order No. 704, FERC Stats. &amp; Regs. ¶ 31,260, Order No. 720, FERC Stats. &amp; Regs. ¶ 31,283, Order No. 768, FERC Stats. &amp; Regs. ¶ 31,336.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>22</SU>
              <E T="03">See, e.g</E>
              <E T="03">.,</E>Order No. 768;<E T="03">Enhancement of Electricity Market Surveillance and Analysis through Ongoing Electronic Delivery of Data from Regional Transmission Organizations and Independent System Operators,</E>Order No. 760, 77 FR 26674, FERC Stats. &amp; Regs. ¶ 31,330 (2012) (requiring each regional transmission organization and independent system operator to electronically deliver to the Commission, on an ongoing basis, data related to the markets that it administers.)</P>
          </FTNT>

          <P>9. While Order Nos. 704 and 720 began the Commission's effort to facilitate price transparency in the natural gas markets as directed by Congress in EPAct 2005, the Commission has identified additional areas of the natural gas market in which it believes increased transparency may be necessary for market participants to better understand the market activities that produce the prices that are reported to indices. The additional information that may be necessary to facilitate price transparency may also assist the Commission in detecting, and ultimately deterring, market manipulation in the natural gas markets. As a result, the Commission is now seeking comments on whether it should amend its regulations to further facilitate price transparency in the natural gas markets. In particular, the<PRTPAGE P="69783"/>Commission is considering proposing to require all market participants engaged in sales of wholesale physical natural gas in interstate commerce to report quarterly to the Commission every natural gas transaction within the Commission's NGA jurisdiction that entails physical delivery for the next day (i.e., next day gas) or for the next month (i.e., next month gas).</P>
          <HD SOURCE="HD2">B. Areas Identified To Increase Price Transparency in the Natural Gas Markets</HD>
          <P>10. The Commission recognizes that some data are currently available to assess the validity of price signals to the market and the incentives for natural gas market manipulation. In particular, under Order No. 704, natural gas market participants that buy or sell above 2.2 Bcf annually of wholesale natural gas for next day delivery or next month delivery are required to report annually through Form No. 552 their annual sales and purchase volumes, by product (i.e., gas for next day vs. next month delivery) and by transaction type (e.g., fixed and index priced), and whether the specific transaction was reported to natural gas index price publishers. These data may be reported either by individual company affiliates as their traded volumes or by their parent company as rolled-up aggregate volumes. The data reported through Form No. 552 are publicly available.<SU>23</SU>
            <FTREF/>In addition to the Form No. 552 data, the Commission receives tick data from the Intercontinental Exchange (ICE) for physical and financial natural gas transactions and natural gas futures tick data from NYMEX.<SU>24</SU>

            <FTREF/>These tick data are also available to market participants. The Commission and market participants also have access to some information about the transactions that contribute to the formation of the daily and monthly indices reported by<E T="03">Platts</E>and the daily indices reported by<E T="03">Natural Gas Intelligence.</E>Additionally, the Commission surveys publicly available scheduled flows on natural gas pipelines to discern fundamental activities underpinning regional prices.</P>
          <FTNT>
            <P>
              <SU>23</SU>Order No. 704, FERC Stats. &amp; Regs. ¶ 31,260.</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>24</SU>“Tick data” refers to market data that shows the price and volume of every consummated trade.</P>
          </FTNT>
          <P>11. However, the information that is currently available does not provide full market visibility or price transparency. Much of the data that is currently available is aggregated and does not provide transaction-specific details. For example, the transactional details of off-exchange transactions of physical natural gas are unavailable. Similarly, the data available through Form No. 552 reporting do not include information on price, date, location, or counterparty. The buyers and sellers who report through Form No. 552 are only required to report those monthly transactions that are conducted during bid week for next calendar month delivery. And, while buyers and sellers report whether a transaction was reported to an index publisher, they do not identify the index publisher to whom the transaction was reported. Moreover, the publicly available information on scheduled natural gas pipeline flows is also only available in an aggregated format.</P>
          <P>12. The Commission is considering amending its regulations to provide greater natural gas market transparency and to assist the Commission in detecting potential manipulation. Specifically, the Commission is considering whether requiring all market participants engaged in sales of wholesale physical natural gas in interstate commerce to report quarterly to the Commission every natural gas transaction within the Commission's NGA jurisdiction that entails physical delivery for the next day (i.e., next day gas) or for the next month (i.e., next month gas) will improve natural gas market transparency.<SU>25</SU>
            <FTREF/>In particular, the Commission is considering requiring market participants to report the following data elements for all jurisdictional transactions that entail physical delivery for the next day (i.e., next day gas) or for the next month (i.e., next month gas), in a standardized, electronic format and on a quarterly basis: Name, address, and contact information of the trading company, name and location of its holding company, product traded (i.e., next day-delivery natural gas and next month-delivery natural gas), trade execution method (i.e., exchange or off-exchange, and name of exchange or broker) and settlement type (e.g., fixed or index priced), volume (in MMBtu) of natural gas traded, location (hub), price, and date and time of the transaction, name of the counterparty, and the name(s) of the Index publisher(s) to which each transaction was reported.</P>
          <FTNT>
            <P>
              <SU>25</SU>As noted above,<E T="03">supra</E>n.2, the Commission has jurisdiction to regulate the transportation and sale for resale of natural gas in interstate commerce and any natural gas company engaged in such transportation or sale. 15 U.S.C. 717(b). The Commission's jurisdiction, however, does not extend to “first sales” removed from the Commission's NGA section 1(b) jurisdiction by the Wellhead Decontrol Act of 1989, and sales and transportation by NGA sections 1(c) and (d) entities. The term “first sale” is defined in section 2(21) of the Natural Gas Policy Act of 1978. Section 2(21) sets forth a general rule that all sales in the chain from the producer to the ultimate consumer are “first sales” until the gas is purchased by an interstate pipeline, an intrastate pipeline, or an LDC. If an interstate pipeline, intrastate pipeline, or LDC purchases the gas, no subsequent sale of that gas is a “first sale.” In addition, sales by an interstate pipeline, intrastate pipeline, LDC, or their affiliates are not “first sales,” unless the sale is attributable to volumes produced by the pipeline, LDC or any affiliate.<E T="03">See In the Matter of Amendments to Blanket Sales Certificates,</E>107 FERC ¶ 61,174, at PP 19-28 (2004). NGA section 3(b)(1) also provides that the importation of natural gas from a nation with which there is in effect a free trade agreement and the importation of liquefied natural gas shall be treated as a first sale within the meaning of NGPA section 2(21). 15 U.S.C. 717b(b)(1). The Commission is not currently considering requiring reporting of those sales of natural gas that have been excluded from its NGA section 1(b) jurisdiction.</P>
          </FTNT>
          <P>13. As the Commission is considering whether it should amend its regulations pursuant to NGA section 23, it is also considering whether it should disseminate any transactional data that it would collect publicly to comply with section 23's requirement that any rules issued pursuant to section 23 provide for timely public dissemination of information about the availability and prices of natural gas.<SU>26</SU>
            <FTREF/>Specifically, the Commission is considering releasing the transactional information to the public on a quarterly basis, one month after it is reported to the Commission.</P>
          <FTNT>
            <P>
              <SU>26</SU>NGA § 23(a)(2).</P>
          </FTNT>
          <P>14. The Commission believes such regular reporting of every natural gas transaction within the Commission's NGA jurisdiction that entails physical delivery for the next day or for the next month would facilitate price transparency in the natural gas market by enabling buyers and sellers of natural gas to better understand the trading and prices that contribute to the daily and monthly indices. Market participants lack a complete understanding of the actions that produce the prices that are reported to the indices. Increased confidence in these indices requires greater transparency to assure prices are a result of fundamental supply and demand forces and not the result of manipulation or other abusive market conduct.</P>
          <P>15. Furthermore, obtaining such information would significantly increase the information available to the Commission concerning transactions in the natural gas markets thereby enhancing its ability to identify the potential for manipulation in the natural gas markets, to examine more efficiently the manipulative behavior, and to assess the effects of manipulation.</P>
          <HD SOURCE="HD1">II. Questions</HD>

          <P>16. The Commission invites all comments on the best approaches to enhance the Commission's surveillance of natural gas markets and transparency. In particular, the Commission requests<PRTPAGE P="69784"/>comment as to what extent market transparency would be enhanced by requiring market participants to report the transactional data it is considering. The Commission also asks commenters to respond to the following questions.</P>
          <HD SOURCE="HD2">(A) Questions Related to the Type of Transactional Information the Commission Should Consider Requiring Market Participants To Report</HD>
          <P>17. Data received through exchanges and collected through other Commission reports neither provide full market visibility necessary for surveillance purposes nor facilitate price transparency, because much of it is only available in an aggregate format without transaction-specific details. Thus, the Commission is considering requiring market participants to report key data elements for all jurisdictional sales of wholesale physical natural gas in interstate commerce that entail physical delivery for the next day (i.e., next day gas) or for the next month (i.e., next month gas), in a standardized, electronic format and on a quarterly basis. Such key elements could include name, address and contact information of the trading company, name and location of its holding company, product traded (i.e., next day-delivery natural gas and next month-delivery natural gas), trade execution method (i.e., exchange or off-exchange, and name of exchange or broker) and settlement type (e.g., fixed or index priced), volume (in MMBtu) of natural gas traded, location (hub), price, and date and time of the transaction, name of the counterparty, and the name(s) of the Index publisher(s) to which each transaction was reported. With this context, the Commission requests comments on the following questions:</P>
          <P>(1) What specific data elements should the Commission require to be filed? Should the key data elements noted above be required to be included in such submission or are there additional data elements the Commission should require? Explain why or why not. Are there data elements that the Commission should not require to be reported for commercial or burden reasons? If so, explain why.</P>
          <P>(2) Should the Commission collect this data on a quarterly basis? If not, which other reporting frequency should be considered by the Commission and why (i.e. monthly, semi-annually, annually)?</P>
          <P>(3) Should the Commission limit the transactional reporting requirements being considered to near-term delivery (i.e., next-day and next-month delivery physical natural gas products) or should the Commission consider reporting requirements for other products as well (i.e., intra-day, balance of month, other non-next day delivery strips, exercised next-month gas options, and/or futures that have delivery obligations beyond prompt month)? Explain why or why not.</P>
          <HD SOURCE="HD2">(B) Questions Related to Possible Public Dissemination</HD>
          <P>18. In order to satisfy section 23's requirement that the information obtained through rules issued pursuant to section 23 be publicly disseminated on a timely basis,<SU>27</SU>
            <FTREF/>the Commission is considering whether and how to publicly disseminate any transactional data collected. In particular, the Commission is considering releasing all of the information submitted quarterly, one month after it is submitted to the Commission. For example, transactions completed from January 1 through March 31 would be reported by May 1. Data collected through this process would provide a timely retrospective view of the trading activities. Thus, the Commission requests comment on the following questions:</P>
          <FTNT>
            <P>

              <SU>27</SU>NGA § 23(a)(2). Section 23 also requires the Commission to consider whether public dissemination of this information could be detrimental to the operation of an effective market or jeopardize system security.<E T="03">Id.</E>§ 23(b)(1). Moreover, the Commission must also seek to ensure that consumers and competitive markets are protected from the adverse effects of anticompetitive behavior that could be facilitated by untimely disclosure of transactional information.<E T="03">Id.</E>§ 23(b)(2).</P>
          </FTNT>
          <P>(1) Which of the key data elements mentioned above in paragraph 17, if any, should be made public? Explain why the Commission should or should not make certain data elements public.</P>
          <P>(2) Should the Commission mask, aggregate, or modify the reported data in any manner prior to public dissemination? Explain why the collected data should or should not be masked, aggregated, or modified.</P>
          <P>(3) If commercial sensitivity is an issue, is there an appropriate time lag for making information available (i.e., one month, two months)? What are the competitive impacts of publicly disseminating the transactional data being considered by the Commission on a lagged basis? Would public disclosure of transactional data negatively affect the competitiveness of market participants? Provide a detailed explanation as to why public disclosure of transactional data would or would not negatively affect the competitiveness of market participants.</P>
          <HD SOURCE="HD2">(C) Questions Related to the Scope of the Transactional Reporting Requirement Being Considered by the Commission</HD>
          <P>19. As noted above, the Commission is considering limiting the scope of the reporting requirement to only natural gas sales within the Commission's NGA section 1(b) jurisdiction that entail physical delivery for the next day or next month. Under section 1(b) of the NGA, the Commission has jurisdiction to regulate the transportation and sale for resale of natural gas in interstate commerce and any natural gas company engaged in such transportation or sale.<SU>28</SU>
            <FTREF/>The Commission's jurisdiction, however, does not extend to “first sales,” which were removed from the Commission's NGA section 1(b) jurisdiction by the Wellhead Decontrol Act, and sales and transportation by NGA section 1(c)-(d) entities.<SU>29</SU>
            <FTREF/>Thus, the Commission is considering not requiring reporting of information relating to transactions that are outside of the Commission's NGA section 1(b) jurisdiction. The Commission, therefore, requests comment on the following questions:</P>
          <FTNT>
            <P>
              <SU>28</SU>15 U.S.C. 717(b).</P>
          </FTNT>
          <FTNT>
            <P>
              <SU>29</SU>
              <E T="03">See supra</E>n.25.</P>
          </FTNT>
          <P>(1) Should the Commission consider including all sales “at wholesale and in interstate commerce”<SU>30</SU>
            <FTREF/>in the reporting requirement being considered by the Commission, including any such sales removed from the Commission's NGA section 1(b) jurisdiction by the Wellhead Decontrol Act of 1989? Explain why or why not.</P>
          <FTNT>
            <P>
              <SU>30</SU>NGA § 23(a)(2).</P>
          </FTNT>
          <P>(2) How could the Commission minimize any difficulties in determining whether a sale is subject to the Commission's NGA section 1(b) jurisdiction?</P>
          <P>(3) What would be the commercial impacts, if any, of limiting the reporting requirement to sales subject to the Commission's NGA section 1(b) jurisdiction? Would the benefits of increased market transparency from requiring the reporting of jurisdictional sales outweigh any disadvantages of limiting the reporting requirement to such sales?</P>
          <HD SOURCE="HD2">(D) Questions Regarding the Burden to Market Participants</HD>

          <P>20. The Commission recognizes that there would be some burden to market participants in instituting this requirement to report transactional data as discussed in this Notice of Inquiry. As such, the Commission is considering several conditions to the reporting requirements that would help to<PRTPAGE P="69785"/>alleviate some of the burden. For example, the Commission recognizes that companies already gather data and report in Form No. 552, the Annual Report of Natural Gas Transactions, which requires reporting of information on an annual, aggregated basis that is similar to the information that the Commission is now, in this Notice of Inquiry, considering to require be reported on a quarterly, transaction-specific basis. However, after several years of receiving and analyzing annual, aggregated information through Form No. 552, the Commission believes that it may be necessary for market participants to report more granular transaction-specific information on a more frequent basis to increase natural gas price transparency and to assist in the Commission's surveillance efforts. Therefore, in order to alleviate any additional burden to market participants, the Commission is considering discontinuing the existing public data reporting requirements through Form No. 552, after a full year of individual transactions data are reported to the Commission. Additionally, the Commission is considering instituting a<E T="03">de minimis</E>volume for which market participants are required to report to the Commission.</P>

          <P>(1) What would the burden be on market participants to adapt their existing systems to be able to provide the information in compliance with new reporting requirements for market participants engaged in sales of wholesale physical natural gas in interstate commerce above a<E T="03">de minimis</E>volume to report to the Commission every natural gas trade within the Commission's NGA jurisdiction that entails physical delivery for the next day (i.e., next day gas) or for the next month (i.e., next month gas)? Estimate the incremental burden of reporting such transactional data on a quarterly basis given that much of the same information is currently gathered for and reported annually through Form No. 552. Estimate the initial reporting burdens (start up time and resources) as well as the ongoing reporting burden that would be necessary for market participants to comply with the reporting requirement being considered, the percentage of those additional costs compared with normal business operation costs, and provide an explanation and support for any estimate. Is there an additional burden for those market participants who do not report to index publishers versus those who do?</P>
          <P>(2) If the Commission decides to require transaction-specific reporting as it is considering in this Notice of Inquiry, should the Commission discontinue the existing public data reporting requirements through Form No. 552, initiated by Order No. 704, after a full year of individual transaction data are reported to the Commission? What would be the benefits and drawbacks with regard to market transparency of collecting only one or both data sets?</P>

          <P>(3) Should the Commission establish a threshold up to which market participants with a<E T="03">de minimis</E>market presence would not be subject to the reporting requirements? The Annual Report of Natural Gas Transactions, Form No. 552, collects information from market participants that sold and purchased 2.2 Bcf or more of physical gas in the reporting year. Should the Commission establish a similar threshold for the reporting requirements being considered in this NOI? If so, what is a reasonable threshold and on what basis should it be established (i.e., by total quarterly sales and purchases, prior year's annual sales and purchases)?</P>
          <HD SOURCE="HD1">III. Comment Procedures</HD>
          <P>21. The Commission invites interested persons to submit comments on the matters and issues proposed in this notice to be adopted, including any related matters or alternative proposals that commenters may wish to discuss. Comments are due January 22, 2013. Comments must refer to Docket No. RM13-1-000, and must include the commenter's name, the organization they represent, if applicable, and their address in their comments.</P>

          <P>22. The Commission encourages comments to be filed electronically via the eFiling link on the Commission's Web site at<E T="03">http://www.ferc.gov.</E>The Commission accepts most standard word processing formats. Documents created electronically using word processing software should be filed in native applications or print-to-PDF format and not in a scanned format. Commenters filing electronically do not need to make a paper filing.</P>
          <P>23. Commenters that are not able to file comments electronically must mail or hand deliver an original and copy of their comments to: Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street NE., Washington, DC 20426.</P>
          <P>24. All comments will be placed in the Commission's public files and may be viewed, printed, or downloaded remotely as described in the Document Availability section below. Commenters on this proposal are not required to serve copies of their comments on other commenters.</P>
          <HD SOURCE="HD1">IV. Document Availability</HD>

          <P>25. In addition to publishing the full text of this document in the<E T="04">Federal Register</E>, the Commission provides all interested persons an opportunity to view and/or print the contents of this document via the Internet through FERC's Home Page (<E T="03">http://www.ferc.gov</E>) and in FERC's Public Reference Room during normal business hours (8:30 a.m. to 5:00 p.m. Eastern time) at 888 First Street, NE., Room 2A, Washington, DC 20426.</P>
          <P>26. From FERC's Home Page on the Internet, this information is available on eLibrary. The full text of this document is available on eLibrary in PDF and Microsoft Word format for viewing, printing, and/or downloading. To access this document in eLibrary, type the docket number excluding the last three digits of this document in the docket number field.</P>

          <P>27. User assistance is available for eLibrary and the FERC's Web site during normal business hours from FERC Online Support at 202-502-6652 (toll free at 1-866-208-3676) or email at<E T="03">ferconlinesupport@ferc.gov,</E>or the Public Reference Room at (202) 502-8371, TTY (202) 502-8659. Email the Public Reference Room at<E T="03">public.referenceroom@ferc.gov.</E>
          </P>
          <SIG>
            <P>By direction of the Commission.</P>
            <NAME>Nathaniel J. Davis, Sr.,</NAME>
            <TITLE>Deputy Secretary.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28228 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">THE PRESIDIO TRUST</AGENCY>
        <CFR>36 CFR Part 1002</CFR>
        <SUBJECT>Public Use Limit on Commercial Dog Walking; Revised Disposal Conditions</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>The Presidio Trust.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule and request for comments.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Presidio Trust (Trust) is proposing a public use limit on persons who are walking four or more dogs at one time in Area B of the Presidio of San Francisco (Presidio) for consideration (Commercial Dog Walkers). The limit will require any person walking four or more dogs at one time for consideration in Area B to possess a valid Commercial Dog Walking permit obtained from the City and County of San Francisco (City). Commercial Dog Walkers with four or more dogs at one time in Area B will be required to comply with the terms and<PRTPAGE P="69786"/>conditions of the City permit as well as those rules and regulations otherwise applicable to Area B of the Presidio. The Trust is also proposing that throughout Area B, all pet walkers, whether or not for consideration, shall remove pet excrement and deposit it in refuse containers. The Trust invites comments on the proposals.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Public comment will be accepted through January 25, 2013.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Electronic comments may be sent to<E T="03">jpelka@presidiotrust.gov.</E>Written comments may be mailed or hand delivered to John Pelka, The Presidio Trust, 103 Montgomery Street, P.O. Box 29052, San Francisco, CA 94129. All written comments submitted to the Trust will be considered, and these proposals may be modified accordingly. The final decision of the Trust will be published in the<E T="04">Federal Register</E>.</P>
          <P>
            <E T="03">Public Availability of Comments:</E>If individuals submitting comments request that their address or other contact information be withheld from public disclosure, it will be honored to the extent allowable by law. Such requests must be stated prominently at the beginning of the comments. The Trust will make available for public inspection all submissions from organizations or businesses and from persons identifying themselves as representatives or officials of organizations and businesses.</P>
          <P>Anonymous comments may not be considered.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Joshua Steinberger, 415.561.5300.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>In addition to a community of 8,000 people who live, work, or attend school in the Presidio, many visitors use the park daily for an array of recreational, educational, cultural and stewardship activities. The Trust's responsibilities for Area B include the avoidance of conflicts among the many different users of the Presidio, equitable allocation and use of facilities, ensuring public safety, and protecting resources. A public use limit in Area B that is based upon the possession of a valid City permit, which sets basic insurance, training, and safety standards and limits the number of dogs a Commercial Dog Walker may walk at once in City parks and other designated areas, will assist in implementing these responsibilities, as will a requirement throughout Area B that pet excrement be removed and deposited in refuse containers.</P>
        <HD SOURCE="HD1">1. Limitation on Walking Dogs for Consideration</HD>
        <P>Administrative jurisdiction over the former U.S. Army base known as the Presidio of San Francisco is divided between the Trust and the National Park Service (NPS). The Trust oversees the interior 1100 acres, Area B, and the NPS oversees 300 acres along the waterfront, Area A, of the national park site. Under 36 CFR 1001.5, the Presidio Trust Board of Directors (Board) may impose reasonable public use limits in Area B, given a determination that such action is necessary to maintain public health and safety, to protect environmental or scenic values, to protect natural or cultural resources, or to avoid conflict among visitor use activities.</P>
        <P>According to the City, approximately 110,000 households in San Francisco own dogs, and an estimated one-third of these households employ the services of dog walkers to care for and exercise their dogs. There are 70 dog walkers or dog walking services on the City Animal Care and Control Department's dog walking and professional services referral list, and there also may be dog walkers who provide their services for consideration but do not have a business license and are unlisted. Although the Trust does not maintain official statistics on the use of the Presidio by dog walking businesses, Trust staff frequently observe and receive reports of dog walkers with four or more dogs in a number of areas in Area B, in particular along the corridor adjoining West Pacific Avenue from the Broadway Gate to the 14th Avenue Gate, as well as the areas east of the Ecology Trail in the Tennessee Hollow Watershed. By both direct observation and through reports from the public, the Trust is aware that dogs brought into the Presidio in these numbers have been responsible for damage to resources, threats to public safety, and visitor conflict.</P>

        <P>The City recently adopted an ordinance to license and to regulate dog walkers who conduct their business in a multitude of areas within the boundaries of the City and may begin enforcing the ordinance as early as January 1, 2013.<E T="03">San Francisco Health Code Article 39: Commercial Dog Walking.</E>The City permit requirement applies to any person walking four or more dogs at any one time, for some sort of payment on City park property (broadly defined to include, among other areas, all grounds and other property under the management of the Recreation and Park Commission) as well as certain open spaces, certain properties under the jurisdiction of the San Francisco Port Commission, and designated properties under control of the Public Utilities Commission (PUC). Under Article 39, among other requirements Commercial Dog Walkers must be trained or meet minimum experience requirements, be free of convictions related to animal cruelty within the previous five years, carry $1 million in general liability insurance, provide sufficient drinking water for the dogs in their charge, transport dogs in a safe manner, and have proper dog walking safety equipment as specified by the City's Director of Public Works.</P>
        <P>The Trust currently does not impose restrictions specific to Commercial Dog Walkers in Area B. Given the extremely broad geographical reach (parks, open spaces, Port lands, and PUC properties) of the City's ordinance, the Trust reasonably anticipates a certain number of Commercial Dog Walkers who would otherwise fall under the City's ordinance will walk their dogs in Area B in order to avoid the permit fees, requirements, and limit on the number of dogs they may walk on City lands covered by the ordinance. This is particularly to be expected because the NPS is also considering restrictions on commercial dog walking in Area A of the Presidio. This increase in dogs in Area B will inevitably affect the use and enjoyment of the Presidio by other users, will increase damages to resources, and will increase the cost of park maintenance and operations. The Trust must provide for the safe enjoyment of all park users, protect resources, and control its operations and maintenance costs, and is therefore undertaking this public use limit in response to the changing circumstances in the surrounding area.</P>

        <P>The Trust believes that no less restrictive measures are reasonably available to the Trust that would achieve the same results—that is, appropriate behavior to the benefit of other dog walkers and other park users, the protection of natural and cultural resources, and the reduction of expenditures for maintenance that would otherwise be necessitated by unlimited use by Commercial Dog Walkers. Nor could any such less restrictive measures, even if they were to exist, take advantage of the substantial amount of feedback from diverse constituencies that went into drafting and refining the City's ordinance. Honoring the City's existing permitting system is less restrictive than creating a new system because it avoids imposing additional administrative and financial burdens on Commercial Dog Walkers.<PRTPAGE P="69787"/>
        </P>
        <P>Commercial Dog Walkers with four or more dogs at one time in Area B will be subject to the terms and conditions of the City permits, including the maximum number of dogs allowed at one time. A Commercial Dog Walker will be obliged to carry his or her permit while walking four or more dogs at one time and to produce the permit for inspection upon request by an officer with law enforcement authority in Area B. Anyone violating the limitation could face punishment as provided by law.</P>
        <P>The limitation would go into effect following the operative date of the City's Commercial Dog Walking ordinance. Prior to implementation, the Trust will conduct a public outreach and education campaign to alert Commercial Dog Walkers and others about the use limitation. The Trust will also post signs and provide handouts to notify park users of the restriction in areas where dog walking is a high-use activity.</P>

        <P>In its draft Dog Management Plan/Environmental Impact Statement (EIS), which is currently being supplemented, the NPS has proposed a permitting system for commercial and private dog walkers who walk four or more dogs at one time in the Golden Gate National Recreation Area (GGNRA).<E T="03">Draft EIS Appendix F: Special Use Permit.</E>The NPS permitting system will not be implemented until a rulemaking process is completed and a comprehensive special regulation for dog walking at GGNRA is adopted. Upon the completion of the NPS rulemaking, the Trust may amend its own use limitation for Commercial Dog Walkers to recognize GGNRA permits as valid within Area B among other permits, to accept GGNRA permits exclusively, or otherwise in response to new circumstances.</P>
        <P>In fulfilling its responsibilities and exercising its independent jurisdiction under the Presidio Trust Act, 16 U.S.C. 460bb appendix, the Trust intends to monitor closely the City's implementation of its ordinance and permit system. The Trust intends to evaluate periodically whether honoring Commercial Dog Walker permits issued by the City continues to serve the purpose of avoiding conflict among visitor uses and enhancing health and safety and resource protection, and the Trust will take action to revise its regulations in this regard should changes be appropriate. Although the Trust will honor City-issued permits, the Trust retains its independent authority to define the requirements for Commercial Dog Walkers within Area B of the Presidio.</P>
        <HD SOURCE="HD1">2. Requirement To Remove Pet Excrement</HD>
        <P>Under 36 CFR 1002.15(a)(5), the Board may establish pet excrement disposal conditions. The Trust is proposing a rule amendment that will require all persons controlling pets to remove pet excrement and deposit it in a refuse container. This rule will apply to all individuals whether or not they are engaged in commercial activities or meet the definition of Commercial Dog Walker under the City ordinance and permit system.</P>
        <P>The Trust's Interim Compendium currently requires pet excrement to be removed only in areas designated by appropriate signage. Pet excrement is a recognized health hazard, may deface or damage cultural and natural resources, and is widely considered to be a deterrent to use of park facilities. The Trust sees no benefit in limiting the removal requirement to specific areas in which signs are posted and believes that its stewardship responsibilities would be best served by extending the removal requirement to the entirety of Area B. Accordingly, in order to avoid conflict among visitor uses, and enhance health and safety and resource protection, the Trust is proposing this rule.</P>
        <P>
          <E T="03">Regulatory Impact:</E>The proposed amendments will not have an annual effect of $100 million or more on the economy nor adversely affect productivity, competition, jobs, prices, the environment, public health or safety, or State or local governments. The proposed rule will not interfere with an action taken or planned by another agency or raise new legal or policy issues. In short, little or no effect on the national economy will result from adoption of the proposed rule. Because the proposed rule is not “economically significant,” they are not subject to review by the Office of Management and Budget under Executive Order 12866 or Executive Order 13536. The proposed rule is not a “major rule” under the Congressional review provisions of the Small Business Regulatory Enforcement Fairness Act, 5 U.S.C. 801<E T="03">et seq.</E>
        </P>

        <P>The Trust has determined and certifies pursuant to the Regulatory Flexibility Act, 5 U.S.C. 601<E T="03">et seq.,</E>that the proposed rule will not have a significant economic effect on a substantial number of small entities.</P>

        <P>The Trust has determined and certifies pursuant to the Unfunded Mandates Reform Act, 2 U.S.C. 1502<E T="03">et seq.,</E>that this rule will not impose a cost of $100 million or more in any given year on local, State, or tribal governments or private entities.</P>
        <P>
          <E T="03">Environmental Impact:</E>The Trust's National Environmental Policy Act (NEPA) Regulations contain categories of actions that do not require an environmental assessment or environmental impact statement. 36 CFR part 1010. 36 CFR 1010.7(a)(31) provides that “minor changes in programs and regulations pertaining to visitor activities” may be categorically excluded under the NEPA. The proposed rule will improve visitor and dog safety and protect resources in Area B. However, dog walking use in Area A could slightly increase as those who walk dogs for consideration, despite the additional travel time and fees for parking, may take their dogs to walk in Crissy Field or other areas where permits are not currently required by the NPS. Any environmental impact will be short-term, however, until such time as the NPS permit provisions for dog walkers in Area A are in place. No extraordinary circumstances as listed in § 1010.7(b) are involved that may have a significant environmental effect. Therefore, the regulatory actions are categorically excluded from further NEPA review. The Trust has prepared a Project Screening Form to determine that the regulatory actions will have no significant effect on the environment, which is part of the administrative record on this matter. The Project Screening Form is available for public inspection at the offices of the Presidio Trust, 103 Montgomery Street, The Presidio, San Francisco, CA 94129, between the hours of 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.</P>
        <P>
          <E T="03">Other Authorities:</E>The Trust has drafted and reviewed the proposed rule in light of<E T="03">Executive Order 12988</E>and has determined that they meet the applicable standards provided in secs. 3(a) and (b) of that Order.</P>
        <LSTSUB>
          <HD SOURCE="HED">List of Subjects in 36 CFR Part 1002</HD>
          <P>National parks, Natural resources, Public lands, Recreation and recreation areas.</P>
        </LSTSUB>
        
        <P>For the reasons set forth in the preamble, part 1002 of Title 36 of the Code of Federal Regulations is proposed to be amended as set forth below:</P>
        <PART>
          <HD SOURCE="HED">PART 1002—RESOURCE PROTECTION, PUBLIC USE AND RECREATION</HD>
          <P>1. The authority citation for part 1002 continues to read as follows:</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>Pub. L. 104-333, 110 Stat. 4097 (16 U.S.C. 460bb note).</P>
          </AUTH>
          
          <P>2. In § 1002.15, revise paragraph (a)(5) and add paragraph (f) to read as follows:</P>
          <SECTION>
            <PRTPAGE P="69788"/>
            <SECTNO>§ 1002.15</SECTNO>
            <SUBJECT>Pets.</SUBJECT>
            <P>(a) * * *</P>
            <P>(5) In all areas of the Presidio administered by the Presidio Trust, pet excrement shall be removed and deposited in a refuse container by the person(s) controlling the pet(s).</P>
            <STARS/>
            <P>(f) The walking of four or more dogs at one time by any one person for consideration is prohibited within the area administered by the Presidio Trust unless:</P>
            <P>(1) That person has been issued a currently valid permit under Article 39 of the San Francisco Health Code.</P>
            <P>(2) The walking of four or more dogs is done pursuant to the terms and conditions of that permit as well as in compliance with all laws and regulations in effect in the area administered by the Presidio Trust; and</P>
            <P>(3) The permit is produced for inspection upon request by an officer with law enforcement authority in the area administered by the Presidio Trust.</P>
          </SECTION>
          <SIG>
            <DATED>Dated: November 13, 2012.</DATED>
            <NAME>Karen A. Cook,</NAME>
            <TITLE>General Counsel.</TITLE>
          </SIG>
        </PART>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28018 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4310-4R-P</BILCOD>
    </PRORULE>
    <PRORULE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <CFR>40 CFR Part 271</CFR>
        <DEPDOC>[EPA-R08-RCRA-2012-0396; FRL-9753-5]</DEPDOC>
        <SUBJECT>Colorado: Final Authorization of State Hazardous Waste Management Program Revisions</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Proposed rule.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The state of Colorado has applied to the EPA for final authorization of changes to its hazardous waste program under the Resource Conservation and Recovery Act (RCRA). The EPA proposes to grant final authorization to the hazardous waste program changes submitted by the state of Colorado. In the “Rules and Regulations” section of this<E T="04">Federal Register</E>, the EPA is authorizing the changes in a final rule. The EPA did not propose the rule prior to issuing the final rule because the Agency believes this action is not controversial and does not expect comments that oppose it. We have explained the reasons for this authorization in the preamble to the final rule. Unless we receive written comments that oppose this authorization during the comment period, the final rule will become effective on the date it establishes, and the EPA will not take further action on this proposal. If the Agency receives comments that oppose this action, the EPA will publish a document in the<E T="04">Federal Register</E>withdrawing this rule before it takes effect. The EPA will then address public comments in a later, final rule, based on this proposal. Any parties interested in commenting on this action must do so at this time. The EPA may not provide further opportunity for comment.</P>
        </SUM>
        <EFFDATE>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before December 21, 2012.</P>
        </EFFDATE>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by Docket ID No. EPA-R08-RCRA-2012-0396, by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the on-line instructions for submitting comments.</P>
          <P>•<E T="03">Email:</E>
            <E T="03">lin.moye@epa.gov</E>.</P>
          <P>•<E T="03">Fax:</E>(303) 312-6341.</P>
          <P>•<E T="03">Mail:</E>Send written comments to Moye Lin, Resource Conservation and Recovery Program, EPA Region 8, Mailcode 8P-R 1595 Wynkoop Street, Denver, Colorado 80202-1129, phone number: (303) 312-6667.</P>
          <P>•<E T="03">Hand Delivery or Courier:</E>Deliver your comments to Moye Lin, Resource Conservation and Recovery Program, EPA Region 8, Mailcode 8P-R, 1595 Wynkoop Street, Denver, Colorado 80202-1129. Deliveries are accepted only during the Regional Office's normal hours of operation, 9:00 a.m. to 3:00 p.m. Special arrangements should be made for deliveries of boxed information. The public is welcome to view Docket ID No. EPA-R08-RCRA-2012-0396 at the Region 8 EPA Library, 1595 Wynkoop Street, Denver, Colorado 80202-1129 during the Library's normal hours of operation, Monday through Thursday, 8:00 a.m. to 4:00 p.m., excluding federal holidays.</P>
          <P>
            <E T="03">Instructions:</E>Direct your comments to Docket ID No. EPA-R08-RCRA-2012-0396. The EPA's policy is that all comments received will be included in the public docket without change, including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information, the disclosure of which is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through<E T="03">http://www.regulations.gov,</E>or email. The federal web site<E T="03">http://www.regulations.gov</E>is an “anonymous access” system, which means the EPA will not know your identity or contact information unless you provide it in the body of your comment. If you email your comment directly to the EPA rather than going through<E T="03">http://www.regulations.gov,</E>your email address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, the EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If the EPA cannot read your comment due to technical difficulties, and cannot contact you for clarification, the EPA may not be able to consider your comment. Electronic files should avoid the use of special characters or any form of encryption, and be free of any defects or viruses. For additional information about the EPA's public docket, visit the EPA Docket Center homepage at<E T="03">http://www.epa.gov/epahome/dockets.htm.</E>
          </P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the<E T="03">http://www.regulations.gov</E>index. Although listed in the index, some information may not be publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available either electronically through<E T="03">http://www.regulations.gov</E>or in hard copy from 8:00 a.m. to 4:00 p.m., Monday through Thursday at the EPA Region 8 Library at the address listed above, or the Colorado Department of Public Health and Environment, 4300 Cherry Creek Drive South, Denver, Colorado 80222-1530, contact: Randy Perila, phone number (303) 692-3364.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Moye Lin, (303) 312-6667,<E T="03">Lin.Moye@epa.gov</E>or Randy Perila, (303) 692-3364,<E T="03">randy.perila@state.co.us</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>For additional information, please see the final rule published in the “Rules and Regulations” section of this<E T="04">Federal Register</E>.</P>
        <SIG>
          <DATED>Dated: September 21, 2012.</DATED>
          <NAME>James B. Martin,</NAME>
          <TITLE>Regional Administrator, Region 8.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28337 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </PRORULE>
  </PRORULES>
  <VOL>77</VOL>
  <NO>225</NO>
  <DATE>Wednesday, November 21, 2012</DATE>
  <UNITNAME>Notices</UNITNAME>
  <NOTICES>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="69789"/>
        <AGENCY TYPE="F">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
        <DEPDOC>[B-85-2012]</DEPDOC>
        <SUBJECT>Foreign-Trade Zone 171—Liberty County, TX; Application for Reorganization/Expansion Under Alternative Site Framework</SUBJECT>
        <P>An application has been submitted to the Foreign-Trade Zones (FTZ) Board (the Board) by the Liberty County Economic Development Corporation, grantee of FTZ 171, requesting authority to reorganize and expand the zone under the alternative site framework (ASF) adopted by the Board (15 CFR Sec. 400.2(c)). The ASF is an option for grantees for the establishment or reorganization of zones and can permit significantly greater flexibility in the designation of new subzones or “usage-driven” FTZ sites for operators/users located within a grantee's “service area” in the context of the Board's standard 2,000-acre activation limit for a zone. The application was submitted pursuant to the Foreign-Trade Zones Act, as amended (19 U.S.C. 81a-81u), and the regulations of the Board (15 CFR part 400). It was formally docketed on November 15, 2012.</P>

        <P>FTZ 171 was approved by the Board on January 4, 1991 (Board Order 501, 56 FR 1166, 1/1/91), and expanded on August 9, 1999 (Board Order 1049, 64 FR 46181, 8/24/99), on April 15, 2002 (Board Order 1225, 67 FR 20087, 4/24/02), and on July 22, 2004 (Board Order 1343, 69 FR 45673-45674, 7/30/04). The current zone includes the following sites:<E T="03">Site 1</E>(150 acres)—City of Cleveland's International Industrial Park on Highway FM 2025 west of U.S. Highway 59, Cleveland;<E T="03">Site 2</E>(45 acres)—Port of Liberty County Industrial Park located on Trinity River, Liberty;<E T="03">Site 3</E>(27 acres)—Port of Liberty County Industrial Park located on the Trinity River some 2 miles south of U.S. Highway 90, Liberty;<E T="03">Site 4</E>(24 acres)—within the Cleveland Municipal Airport facility, Highway FM 787, Liberty;<E T="03">Site 5</E>(583.081 acres)—Sjolander Plastics Storage Railyard facility, adjacent to Highway 146, approximately 2 miles south of Dayton;<E T="03">Site 6</E>(200 acres, 3 parcels)—within the western portion of the 15,000-acre Cedar Crossing Industrial Park, located between West Bay Road and FM 1405, Baytown;<E T="03">Site 7</E>(199.55 acres)—75 South Industrial Park, adjacent to Highway 75 and Interstate 45, Huntsville (Walker County);<E T="03">Site 8</E>(103.15 acres)—75 North Industrial Park, adjacent to Highway 75 and Interstate 45, Huntsville (Walker County); and,<E T="03">Site 9</E>(2.77 acres)—M&amp;M Designs Industrial Park, 1981 Quality Boulevard, Hunstville (Walker County).</P>
        <P>The grantee's proposed service area under the ASF would be the Counties of Liberty and Chambers, Texas, as described in the application. If approved, the grantee would be able to serve sites throughout the service area based on companies' needs for FTZ designation. The proposed service area is within and adjacent to the Houston Customs and Border Protection port of entry. The grantee proposes to retain its existing sites located in Walker County.</P>

        <P>The applicant is requesting authority to reorganize its existing zone project to include existing Sites 4, 5, 6, 7 and 8 as “magnet” sites. The applicant is also requesting approval of a new magnet site:<E T="03">Proposed Site 10</E>(745.959 acres)—AmeriPort Industrial Park located at South FM 565 between FM 1405 and Grand Parkway 99 in Baytown (Chambers County). The applicant is also requesting that Sites 1, 2, 3 and 9 be removed from the zone.</P>
        <P>In accordance with the Board's regulations, Camille Evans of the FTZ Staff is designated examiner to evaluate and analyze the facts and information presented in the application and case record and to report findings and recommendations to the Board.</P>
        <P>Public comment is invited from interested parties. Submissions shall be addressed to the Board's Executive Secretary at the address below. The closing period for their receipt is January 22, 2013. Rebuttal comments in response to material submitted during the foregoing period may be submitted during the subsequent 15-day period to February 4, 2013.</P>

        <P>A copy of the application will be available for public inspection at the Office of the Executive Secretary, Foreign-Trade Zones Board, Room 21013, U.S. Department of Commerce, 1401 Constitution Avenue NW., Washington, DC 20230-0002, and in the “Reading Room” section of the Board's Web site, which is accessible via<E T="03">www.trade.gov/ftz.</E>For further information, contact Camille Evans at<E T="03">Camille.Evans@trade.gov</E>or (202) 482-2350.</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Andrew McGilvray,</NAME>
          <TITLE>Executive Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28318 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Bureau of Industry and Security</SUBAGY>
        <SUBJECT>President's Export Council Subcommittee on Export Administration; Notice of Partially Closed Meeting</SUBJECT>
        <P>The President's Export Council Subcommittee on Export Administration (PECSEA) will meet on December 7, 2012, 1:00 p.m., at the U.S. Department of Commerce, Herbert C. Hoover Building, Room 4830, 14th Street between Pennsylvania and Constitution Avenues, NW., Washington, DC. The PECSEA provides advice on matters pertinent to those portions of the Export Administration Act, as amended, that deal with United States policies of encouraging trade with all countries with which the United States has diplomatic or trading relations and of controlling trade for national security and foreign policy reasons.</P>
        <HD SOURCE="HD1">Agenda</HD>
        <HD SOURCE="HD2">Closed Session</HD>
        <P>1. Discussion of matters determined to be exempt from the provisions relating to public meetings found in 5 U.S.C. app. 2 10(a)(1) and 10(a)(3).</P>
        <HD SOURCE="HD2">Open Session</HD>
        <P>2. Opening remarks by the Chairman and Vice Chairman.</P>
        <P>3. President's Export Council Update.</P>
        <P>4. Export Control Reform Update.</P>
        <P>5. Briefing by Small Business Administration.<PRTPAGE P="69790"/>
        </P>
        <P>6. Presentation of Papers or Comments by the Public.</P>
        <P>7. Working Group Updates.</P>

        <P>The open session will be accessible via teleconference to 25 participants on a first come, first serve basis. To join the conference, submit inquiries to Ms. Yvette Springer at<E T="03">Yvette.Springer@bis.doc.gov</E>no later than November 30, 2012.</P>
        <P>A limited number of seats will be available for the public session. Reservations are not accepted. To the extent that time permits, members of the public may present oral statements to the Committee. The public may submit written statements at any time before or after the meeting. However, to facilitate the distribution of public presentation materials to the Committee members, the Committee suggests that presenters forward the public presentation materials prior to the meeting to Ms. Springer via email.</P>
        <P>The Assistant Secretary for Administration, with the concurrence of the delegate of the General Counsel, formally determined on October 31, 2012, pursuant to Section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. app. 2 (10)(d)), that the portion of the meeting dealing with pre-decisional changes to the Commerce Control List and U.S. export control policies shall be exempt from the provisions relating to public meetings found in 5 U.S.C. app. 2 10(a)(1) and 10(a)(3). The remaining portions of the meeting will be open to the public.</P>
        <P>For more information, call Yvette Springer at (202) 482-2813.</P>
        <SIG>
          <DATED>Dated: November 16, 2012.</DATED>
          <NAME>Kevin J. Wolf,</NAME>
          <TITLE>Assistant Secretary for Export Administration.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28335 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-JT-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>Bureau of Industry and Security</SUBAGY>
        <SUBJECT>Regulations and Procedures Technical Advisory Committee; Notice of Partially Closed Meeting</SUBJECT>
        <P>The Regulations and Procedures Technical Advisory Committee (RPTAC) will meet December 5, 2012, 9:00 a.m., Room 3884, in the Herbert C. Hoover Building, 14th Street between Constitution and Pennsylvania Avenues NW., Washington, DC The Committee advises the Office of the Assistant Secretary for Export Administration on implementation of the Export Administration Regulations (EAR) and provides for continuing review to update the EAR as needed.</P>
        <HD SOURCE="HD1">Agenda</HD>
        <HD SOURCE="HD2">Public Session</HD>
        <P>1. Opening remarks by the Chairman.</P>
        <P>2. Opening remarks by Bureau of Industry and Security.</P>
        <P>3. Export Enforcement update.</P>
        <P>4. Regulations update.</P>
        <P>5. Working group reports.</P>
        <P>6. Automated Export System (AES) update.</P>
        <P>7. Presentation of papers or comments by the Public.</P>
        <HD SOURCE="HD2">Closed Session</HD>
        <P>8. Discussion of matters determined to be exempt from the provisions relating to public meetings found in 5 U.S.C. app. 2 §§ 10(a)(1) and 10(a)(3).</P>

        <P>The open session will be accessible via teleconference to 25 participants on a first come, first serve basis. To join the conference, submit inquiries to Ms. Yvette Springer at<E T="03">Yvette.Springer@bis.doc.gov</E>no later than November 28, 2012.</P>
        <P>A limited number of seats will be available for the public session. Reservations are not accepted. To the extent that time permits, members of the public may present oral statements to the Committee. The public may submit written statements at any time before or after the meeting. However, to facilitate the distribution of public presentation materials to the Committee members, the Committee suggests that presenters forward the public presentation materials prior to the meeting to Ms. Springer via email.</P>
        <P>The Assistant Secretary for Administration, with the concurrence of the delegate of the General Counsel, formally determined on October 19, 2012, pursuant to Section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. app. 2 § (10)(d)), that the portion of the meeting dealing with pre-decisional changes to the Commerce Control List and U.S. export control policies shall be exempt from the provisions relating to public meetings found in 5 U.S.C. app. 2 §§ 10(a)(1) and 10(a)(3). The remaining portions of the meeting will be open to the public.</P>
        <P>For more information, call Yvette Springer at (202) 482-2813.</P>
        <SIG>
          <DATED>Dated: November 16, 2012.</DATED>
          <NAME>Yvette Springer,</NAME>
          <TITLE>Committee Liaison Officer.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28334 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-JT-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>International Trade Administration</SUBAGY>
        <DEPDOC>[A-570-865]</DEPDOC>
        <SUBJECT>Certain Hot-Rolled Carbon Steel Flat Products From the People's Republic of China: Final Results and Final No Shipments Determination of Antidumping Duty Administrative Review; 2010-2011</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Import Administration, International Trade Administration, Department of Commerce.</P>
        </AGY>
        
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>On August 1, 2012, the Department of Commerce (the “Department”) published the<E T="03">Preliminary Results</E>of the 2010-2011 administrative review of the antidumping duty order on certain hot-rolled carbon steel flat products (“hot-rolled steel”) from the People's Republic of China (“PRC”). The period of review (“POR”) is November 1, 2010, through October 31, 2011. We gave interested parties an opportunity to comment on the<E T="03">Preliminary Results,</E>but none were received. The final weighted-average dumping margin for the PRC-wide entity is listed in the “Final Results of Review” section below.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>November 21, 2012.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Steven Hampton, AD/CVD Operations, Office 9, Import Administration, International Trade Administration, Department of Commerce, 14th Street and Constitution Avenue NW., Washington, DC 20230; telephone: (202) 482-0116.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>On August 1, 2012, the Department published the<E T="03">Preliminary Results</E>of the administrative review of the antidumping duty order on hot-rolled steel from the PRC.<SU>1</SU>
          <FTREF/>We invited interested parties to comment on the<E T="03">Preliminary Results,</E>but none were received. The Department has conducted this administrative review in accordance with section 751(a) of the Tariff Act of 1930, as amended (“the Act”).</P>
        <FTNT>
          <P>
            <SU>1</SU>
            <E T="03">See Certain Hot-Rolled Carbon Steel Flat Products From the People's Republic of China: Preliminary Results of 2010-2011 Antidumping Duty Administrative Review and Intent To Rescind in Part,</E>77 FR 45576 (August 1, 2012) (“<E T="03">Preliminary Results</E>”).</P>
        </FTNT>
        <HD SOURCE="HD1">Scope of the Order</HD>

        <P>The merchandise subject to the order is certain hot-rolled carbon steel flat products. The product is currently<PRTPAGE P="69791"/>classified under the Harmonized Tariff Schedule of the United States (“HTSUS”) subheadings: 7208.10.15.00, 7208.10.30.00, 7208.10.60.00, 7208.25.30.00, 7208.25.60.00, 7208.26.00.30, 7208.26.00.60, 7208.27.00.30, 7208.27.00.60, 7208.36.00.30, 7208.36.00.60, 7208.37.00.30, 7208.37.00.60, 7208.38.00.15, 7208.38.00.30, 7208.38.00.90, 7208.39.00.15, 7208.39.00.30, 7208.39.00.90, 7208.40.60.30, 7208.40.60.60, 7208.53.00.00, 7208.54.00.00, 7208.90.00.00, 7211.14.00.90, 7211.19.15.00, 7211.19.20.00, 7211.19.30.00, 7211.19.45.00, 7211.19.60.00, 7211.19.75.30, 7211.19.75.60, and 7211.19.75.90. Certain hot-rolled carbon steel flat products covered by the order, including: vacuum degassed fully stabilized; high strength low alloy; and the substrate for motor lamination steel may also enter under the following tariff numbers: 7225.11.00.00, 7225.19.00.00, 7225.30.30.50, 7225.30.70.00, 7225.40.70.00, 7225.99.00.90, 7226.11.10.00, 7226.11.90.30, 7226.11.90.60, 7226.19.10.00, 7226.19.90.00, 7226.91.50.00, 7226.91.70.00, 7226.91.80.00, and 7226.99.00.00. Subject merchandise may also enter under 7210.70.30.00, 7210.90.90.00, 7211.14.00.30, 7212.40.10.00, 7212.40.50.00, and 7212.50.00.00. Although these HTSUS subheadings are provided for convenience and customs purposes, the written product description available in<E T="03">Antidumping Duty Order: Certain Hot-Rolled Carbon Steel Flat Products from the People's Republic of China,</E>66 FR 59561 (November 29, 2001), remains dispositive.</P>
        <HD SOURCE="HD1">Final Determination of No Shipments</HD>
        <P>In the<E T="03">Preliminary Results,</E>the Department preliminarily determined to rescind the review with respect to Baosteel<SU>2</SU>
          <FTREF/>because it had reported and submitted timely-filed certifications that it had no sales of subject merchandise to the United States during the POR.<SU>3</SU>

          <FTREF/>We stated, consistent with the recently announced refinement to its assessment practice in non-market economy (“NME”) cases, that the Department would not rescind the review in these circumstances but, rather, would complete the review with respect to Baosteel and issue appropriate instructions to U.S. Customs and Border Protection (“CBP”) based on the final results of the review. As stated above, we did not receive any comments on our<E T="03">Preliminary Results</E>nor did we receive information from CBP indicating that there were reviewable transactions from Baosteel during the POR. Therefore, we continue to determine that Baosteel had no reviewable transactions of subject merchandise during the POR. Consistent with our “automatic assessment” clarification, the Department will issue appropriate instructions to CBP based on our final results.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>2</SU>Collectively, Baosteel Group Corporation, Shanghai Baosteel International Economic &amp; Trading Co., Ltd., and Baoshan Iron &amp; Steel Co., Ltd.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>
            <E T="03">See Preliminary Results,</E>77 FR at 45577.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>
            <E T="03">See Non-Market Economy Antidumping Proceedings: Assessment of Antidumping Duties,</E>76 FR 65694 (October 24, 2011) (“<E T="03">Assessment Practice Refinement</E>”).<E T="03">See also</E>the “Assessment” section of this notice, below.</P>
        </FTNT>
        <HD SOURCE="HD1">PRC-Wide Entity</HD>
        <P>In the<E T="03">Preliminary Results,</E>the Department noted that Hunan Valin Xiangtan Iron &amp; Steel (“Hunan Valin”) does not have a separate rate, and that it is therefore under review as part of the PRC-wide entity.<SU>5</SU>

          <FTREF/>Although Hunan Valin reported that it had no sales of subject merchandise to the United States during the POR, the Department does not find that the PRC-wide entity, of which Hunan Valin is part, had no shipments during the POR. After issuing the<E T="03">Preliminary Results,</E>the Department did not receive any comments from interested parties. Therefore, for these final results, in accordance with section 776(a) and (b) of the Act, and as explained in more detail in the<E T="03">Preliminary Results,</E>the Department continues to find that because Angang Group International (“Angang”), as part of the PRC-wide entity, failed to submit any response to the Department's questionnaire it is appropriate to rely on the facts otherwise available to determine a margin for the PRC-wide entity and to assign to the PRC-wide entity the highest-rate and the only rate ever determined for the PRC-wide entity on the record of this proceeding,<E T="03">i.e.,</E>90.83%.<SU>6</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>5</SU>
            <E T="03">See Preliminary Results,</E>77 FR at 45578.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>6</SU>
            <E T="03">See Final Determination of Sales at Less Than Fair Value: Certain Hot-Rolled Carbon Steel Flat Products From the People's Republic of China,</E>66 FR 49632 (September 28, 2001).</P>
        </FTNT>
        <HD SOURCE="HD1">Final Results of Review</HD>
        <P>The weighted-average dumping margins for the POR are as<FTREF/>follows:</P>
        <FTNT>
          <P>
            <SU>7</SU>The PRC-wide entity includes, Angang; Bengang Steel Plates Co., Ltd.; Benxi Iron and Steel Group Co., Ltd.; Daye Special Steel Co., Ltd.; Dongbei Special Steel Group; Dongguang Bo Yunte Metal Co., Ltd.; Dongyang Global Strip Steel Co., Ltd.; Haverer Group Ltd.; Hebei Iron and Steel Int'l; Hunan Valin; Jinan Iron &amp; Steel Co., Ltd.; Shenzhen Zhaoheng Specialty Steel Co.; Union Steel China; Xinyu Iron &amp; Steel Co., Ltd., and Zhejiang Shenghua Steel Co., Ltd.</P>
        </FTNT>
        <GPOTABLE CDEF="s50,12" COLS="2" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Exporter</CHED>
            <CHED H="1">Weighted-average margin</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">PRC-wide Entity<SU>7</SU>
            </ENT>
            <ENT>90.83%</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Assessment</HD>

        <P>Upon issuance of the final results, the Department will determine, and CBP shall assess, antidumping duties on all appropriate entries. The Department intends to issue assessment instructions to CBP 15 days after the date of publication of the final results of review. The Department recently announced a refinement to its assessment practice in NME cases.<E T="03">See Assessment Practice Refinement.</E>Pursuant to this refinement in practice, for entries that were not reported in the U.S. sales databases submitted by companies individually examined during this review, the Department will instruct CBP to liquidate such entries at the NME-wide rate. In addition, if the Department determines that an exporter under review had no shipments of the subject merchandise, any suspended entries that entered under that exporter's case number (<E T="03">i.e.,</E>at that exporter's rate) will be liquidated at the NME-wide rate.<SU>8</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>8</SU>
            <E T="03">See Assessment Practice Refinement,</E>76 FR at 65694.</P>
        </FTNT>
        <HD SOURCE="HD1">Cash Deposit Requirements</HD>
        <P>The following cash deposit requirements will be effective upon publication of the final results of this administrative review for all shipments of the subject merchandise from the PRC entered, or withdrawn from warehouse, for consumption on or after the publication date, as provided by section 751(a)(2)(C) of the Act: (1) For previously investigated or reviewed PRC and non-PRC exporters not listed above that have separate rates, the cash deposit rate will continue to be the exporter-specific rate published for the most recent period; (2) for all PRC exporters of subject merchandise which have not been found to be entitled to a separate rate, the cash deposit rate will be the PRC-wide rate of 90.83 percent; and (3) for all non-PRC exporters of subject merchandise which have not received their own rate, the cash deposit rate will be the rate applicable to the PRC exporters that supplied that non-PRC exporter. These deposit requirements, when imposed, shall remain in effect until further notice.</P>
        <HD SOURCE="HD1">Notifications</HD>

        <P>This notice serves as a final reminder to importers of their responsibility under 19 CFR 351.402(f)(2) to file a certificate regarding the reimbursement<PRTPAGE P="69792"/>of antidumping duties prior to liquidation of the relevant entries during this POR. Failure to comply with this requirement could result in the Department's presumption that reimbursement of antidumping duties has occurred and the subsequent assessment of doubled antidumping duties.</P>
        <P>This notice also serves as a reminder to parties subject to the administrative protective order (“APO”) of their responsibility concerning the disposition of proprietary information disclosed under APO in accordance with 19 CFR 351.305(a)(3). Timely notification of the destruction of APO materials or conversion to judicial protective order is hereby requested. Failure to comply with the regulations and the terms of an APO is a sanctionable violation.</P>
        <P>We are issuing and publishing these results and this notice in accordance with sections 751(a)(1) and 777(i) of the Act and 19 CFR 351.213(d)(4).</P>
        <SIG>
          <DATED>Dated: November 13, 2012.</DATED>
          <NAME>Ronald K. Lorentzen,</NAME>
          <TITLE>Acting Assistant Secretary for Import Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28313 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>International Trade Administration</SUBAGY>
        <DEPDOC>[C-489-806]</DEPDOC>
        <SUBJECT>Certain Pasta From Turkey: Final Results of Countervailing Duty Administrative Review; 2010</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Import Administration, International Trade Administration, Department of Commerce.</P>
        </AGY>
        
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>On August 3, 2012, the Department of Commerce (“the Department”) published in the<E T="04">Federal Register</E>its preliminary results of administrative review of the countervailing duty order on certain pasta from Turkey for the period January 1, 2010, through December 31, 2010. We received no comments on those preliminary results and we continue to determine that Marsan Gida Sanayi ve Ticaret A.Ş. (“Marsan”), Birlik Pazarlama Sanayi ve Ticaret A.Ş. (“Birlik”), and Bellini Gida Sanayi A.Ş. (“Bellini”) received<E T="03">de minimis</E>countervailable subsidies during the period of review.<SU>1</SU>
            <FTREF/>
          </P>
          <FTNT>
            <P>

              <SU>1</SU>We have also assigned a rate to Istanbul Gida Dis Ticaret A.Ş. (“Istanbul Gida”), which is cross-owned with Birlik and Bellini and produced the subject merchandise during the period of review.<E T="03">See Certain Pasta From Turkey: Preliminary Results of Countervailing Duty Administrative Review,</E>77 FR 46386 (August 3, 2012) (“<E T="03">Preliminary Results</E>”) at 46387.</P>
          </FTNT>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>November 21, 2012.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>David Layton or Christopher Siepmann, AD/CVD Operations, Office 1, Import Administration, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue NW., Washington, DC 20230; telephone: (202) 482-0371 and (202) 482-7958, respectively.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>

        <P>The Department published the preliminary results of this administrative review on August 3, 2012.<E T="03">See Preliminary Results.</E>
        </P>

        <P>We invited interested parties to file comments following the release of the<E T="03">Preliminary Results.</E>No comments were received.</P>
        <HD SOURCE="HD1">Period of Review</HD>
        <P>The period of review (“POR”) for which we are measuring subsidies is from January 1, 2010, through December 31, 2010.<SU>2</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>2</SU>While the initiation notice correctly identified the period of review as January 1, 2010 through December 31, 2010, we note that our extension of the time limit for the preliminary results incorrectly identified the period of review as January 1, 2011 through December 31, 2011.<E T="03">See Certain Pasta From Turkey: Extension of Time Limit for the Preliminary Results of the Countervailing Duty Administrative Review,</E>77 FR 11065 (February 24, 2012).</P>
        </FTNT>
        <HD SOURCE="HD1">Scope of Order</HD>

        <P>The merchandise subject to the order is pasta. The product is currently classified under the Harmonized Tariff Schedule of the United States (“HTS”) item numbers 1902.19.20. Although the HTS numbers are provided for convenience and customs purposes, the written product description, available in<E T="03">Notice of Countervailing Duty Order: Certain Pasta from Turkey,</E>61 FR 38546 (July 24, 1996), remains dispositive.</P>
        <HD SOURCE="HD1">Final Results of Review</HD>
        <P>We have made no changes to our findings announced in the<E T="03">Preliminary Results. See Preliminary Results; see also</E>Memorandum from Christopher Siepmann, International Trade Compliance Analyst to Susan Kuhbach, Office Director, “Preliminary Results Calculation Memorandum for Marsan Gida Sanayi ve Ticaret A.Ş. (“Marsan”), Birlik Pazarlama Sanayi ve Ticaret A.Ş. (“Birlik”), Bellini Gida Sanayi A.Ş. (“Bellini”), and Marsa Yag Sanayi ve Ticaret A.Ş. (“Marsa Yag”)” (July 27, 2012).</P>

        <P>For the period January 1, 2010, through December 31, 2010, we find the following<E T="03">ad valorem</E>subsidy rates:</P>
        <GPOTABLE CDEF="s60,r60" COLS="2" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Exporter/manufacturer</CHED>
            <CHED H="1">Net subsidy rate</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Marsan Gida Sanayi ve Ticaret A.Ş</ENT>
            <ENT>0.15 (<E T="03">de minimis</E>).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Istanbul Gida Dis Ticaret A.Ş./Birlik Pazarlama Sanayi ve Ticaret A.Scedil;./Bellini Gida Sanayi A.Ş</ENT>
            <ENT>0.28 (<E T="03">de minimis</E>).</ENT>
          </ROW>
        </GPOTABLE>
        <P>Marsan's final cash deposit rate is a “combination rate” pursuant to 19 CFR 351.107(b). It applies only to subject merchandise exported by Marsan and produced by Birlik and/or Bellini.</P>
        <HD SOURCE="HD1">Assessment Rates</HD>
        <P>Because Marsan, Birlik, Bellini and Istanbul Gida received<E T="03">de minimis</E>countervailable subsidies during the POR, the Department will instruct U.S. Customs and Border Protection (“CBP”) to liquidate without regard to countervailing duties shipments of subject merchandise (a) exported by Marsan and produced by Birlik and/or Bellini, or (b) exported by Istanbul Gida, Birlik or Bellini, and entered, or withdrawn from warehouse, for consumption from January 1, 2010, through December 31, 2010.</P>
        <P>For all other combinations or companies, as appropriate, that were not reviewed, the Department will direct CBP to assess countervailing duties on all entries between January 1, 2010, and December 31, 2010, at the rates in effect at the time of entry.</P>
        <HD SOURCE="HD1">Cash Deposit Instructions</HD>
        <P>Because Marsan, Birlik, Bellini and Istanbul Gida have<E T="03">de minimis</E>countervailable subsidy rates, the Department will instruct CBP to continue to suspend liquidation of entries, but to collect no cash deposits of estimated countervailing duties for the combination and companies described above on all shipments of the subject merchandise that are entered, or withdrawn from warehouse, for consumption on or after the date of publication of the final results of this administrative review.</P>

        <P>Also, for all other combinations or companies, we will instruct CBP to collect cash deposits of estimated countervailing duties at the most recent company-specific or all-others rate applicable to the company. The cash deposit rates for all companies not covered by this review are not changed by the results of this review.<PRTPAGE P="69793"/>
        </P>
        <HD SOURCE="HD1">Administrative Protective Order</HD>
        <P>This notice serves as a reminder to parties subject to administrative protective order (“APO”) of their responsibility concerning the disposition of proprietary information disclosed under APO in accordance with 19 CFR 351.305(a)(3). Timely written notification of return or destruction of APO materials or conversion to judicial protective order is hereby requested. Failure to comply with the regulations and the terms of an APO is a sanctionable violation.</P>
        <P>We are issuing and publishing these results in accordance with sections 751(a)(1) and 777(i)(1) of the Tariff Act of 1930, as amended.</P>
        <SIG>
          <DATED>Dated: November 14, 2012.</DATED>
          <NAME>Ronald K. Lorentzen,</NAME>
          <TITLE>Acting Assistant Secretary for Import Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28304 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>International Trade Administration</SUBAGY>
        <DEPDOC>[C-475-819]</DEPDOC>
        <SUBJECT>Certain Pasta From Italy; Final Results of Countervailing Duty Administrative Review; 2010</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Import Administration, International Trade Administration, Department of Commerce.</P>
        </AGY>
        
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>On August 1, 2012, the Department of Commerce (the “Department”) published in the<E T="04">Federal Register</E>its preliminary results of administrative review of the countervailing duty order on certain pasta from Italy for the period January 1, 2010, through December 31, 2010. We received no comments on those preliminary results and we continue to determine that Molino e Pastificio Tomasello S.p.A. (“Tomasello”) received countervailable subsidies during the period of review.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>
            <E T="03">Effective Date:</E>November 21, 2012.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Joseph Shuler, AD/CVD Operations, Office 1, Import Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue NW., Washington, DC 20230; telephone (202) 482-1293.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>

        <P>The Department published the preliminary results of this administrative review on August 1, 2012.<E T="03">See Certain Pasta From Italy: Preliminary Results of the 15th (2010) Countervailing Duty Administrative Review and Rescission, In Part,</E>77 FR 45582 (August 1, 2012) (“<E T="03">Preliminary Results”</E>). We invited interested parties to file comments following the release of the<E T="03">Preliminary Results.</E>No comments were received.</P>
        <HD SOURCE="HD1">Period of Review</HD>
        <P>The period for which we are measuring subsidies is January 1, 2010, through December 31, 2010.</P>
        <HD SOURCE="HD1">Certification of Organic Pasta</HD>
        <P>As discussed further under “Scope of the Order,” pasta from Italy that is certified as organic by European Union authorized agents and accompanied by a U.S. Department of Agriculture's National Organic Program import certificate is excluded from the order.</P>
        <HD SOURCE="HD1">Scope of the Order</HD>
        <P>Imports covered by the order are shipments of certain non-egg dry pasta in packages of five pounds four ounces or less, whether or not enriched or fortified or containing milk or other optional ingredients such as chopped vegetables, vegetable purees, milk, gluten, diastasis, vitamins, coloring and flavorings, and up to two percent egg white. The pasta covered by the scope of the order is typically sold in the retail market, in fiberboard or cardboard cartons, or polyethylene or polypropylene bags of varying dimensions.</P>

        <P>Excluded from the scope of the order are refrigerated, frozen, or canned pastas, as well as all forms of egg pasta, with the exception of non-egg dry pasta containing up to two percent egg white. Also excluded are imports of organic pasta from Italy that are certified by a European Union authorized body and accompanied by a National Organic Program import certificate for organic products.<E T="03">See</E>Memorandum from Yasmin Nair to Susan Kuhbach, entitled “Recognition of EU Organic Certifying Agents for Certifying Organic Pasta from Italy,” dated October 10, 2012, which is on file in the Department's CRU. Pursuant to the Department's May 12, 2011 changed circumstances review, effective January 1, 2009, gluten-free pasta is also excluded from the scope of the countervailing duty order.<E T="03">See Certain Pasta From Italy: Final Results of Countervailing Duty Changed Circumstances Review and Revocation, In Part,</E>76 FR 27634 (May 12, 2011).</P>
        <P>The merchandise subject to review is currently classifiable under items 1901.90.90.95 and 1902.19.20 of the Harmonized Tariff Schedule of the United States (“HTSUS”). Although the HTSUS subheadings are provided for convenience and customs purposes, the written description of the merchandise subject to the order is dispositive.</P>
        <HD SOURCE="HD1">Use of Facts Otherwise Available and Adverse Inferences</HD>
        <P>Sections 776(a)(1) and (2) of the Tariff Act of 1930, as amended (“the Act”), provide that the Department shall apply “facts otherwise available” if necessary information is not on the record or an interested party or any other person: (A) Withholds information that has been requested; (B) fails to provide information within the deadlines established, or in the form and manner requested by the Department, subject to subsections (c)(1) and (e) of section 782 of the Act; (C) significantly impedes a proceeding; or (D) provides information that cannot be verified as provided by section 782(i) of the Act. Section 776(b) of the Act further provides that the Department may use an adverse inference in applying the facts otherwise available when a party has failed to cooperate by not acting to the best of its ability to comply with a request for information.</P>
        <P>As explained in our<E T="03">Preliminary Results,</E>we find that the Government of Italy (“GOI”) failed to respond to our request for usage information regarding Measure 3.14 of the POR Sicilia 2000/2006. Therefore, consistent with section 776(a)(2)(B) of the Act, we have relied on facts otherwise available. Furthermore, because the GOI failed to provide this information, which was in its possession, we determine that the GOI did not act to the best of its ability. Consequently, an adverse inference is warranted in accordance with section 776(b) of the Act. As adverse facts available, we determine that the assistance received by Tomasello under Measure 3.14 of the POR Sicilia 2000/2006 is specific within the meaning of section 771(5A) of the Act.<E T="03">See Preliminary Results,</E>77 FR at 45585.</P>
        <HD SOURCE="HD1">Final Results of Review</HD>
        <P>We have made no changes to our findings announced in the<E T="03">Preliminary Results. See</E>
          <E T="03">Preliminary Results,</E>77 FR at 45586;<E T="03">see also</E>Memorandum from Joseph Shuler, International Trade Analyst, to the File, “2010 Preliminary Results Calculation Memorandum for Molino e Pastificio Tomasello, S.p.A.,” dated July 24, 2012.</P>

        <P>For the period January 1, 2010, through December 31, 2010, we find that the<E T="03">ad valorem</E>net subsidy rate for Tomasello to be:<PRTPAGE P="69794"/>
        </P>
        <GPOTABLE CDEF="s50,12C" COLS="2" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Producer/Exporter</CHED>
            <CHED H="1">Net subsidy rate<LI>(percent)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Molino e Pastificio Tomasello S.p.A.</ENT>
            <ENT>2.49</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Assessment Rates</HD>
        <P>Consistent with 19 CFR 351.212(b), the Department intends to issue assessment instructions to U.S. Customs and Border Protection (“CBP”) fifteen days after the date of publication of these final results. For Tomasello, the Department will instruct CBP to assess countervailing duties at the net subsidy rate listed above.</P>
        <P>For all other companies that were not reviewed (except Barilla G. e R. F.lli S.p.A., and Gruppo Agricoltura Sana S.r.l., which are excluded from the order, and Pasta Lensi S.r.l., which was revoked from the order), the Department has directed CBP to assess countervailing duties on all entries between January 1, 2010, and December 31, 2010, at the rates in effect at the time of entry.</P>
        <HD SOURCE="HD1">Cash Deposit Instructions</HD>
        <P>For Tomasello, the Department intends to instruct CBP to collect cash deposits of estimated countervailing duties in the amounts shown above.</P>
        <P>For all non-reviewed firms (except Barilla G. e R. F.lli S.p.A. and Gruppo Agricoltura Sana S.r.l., which are excluded from the order, and Pasta Lensi S.r.l. which was revoked from the order), we will instruct CBP to collect cash deposits of estimated countervailing duties at the most recent company-specific or all-others rate applicable to the company. The cash deposit rates for all companies not covered by this review are not changed by the results of this review.</P>
        <HD SOURCE="HD1">Administrative Protective Order</HD>
        <P>This notice serves as a reminder to parties subject to administrative protective order (“APO”) of their responsibility concerning the disposition of proprietary information disclosed under APO in accordance with 19 CFR 351.305(a)(3). Timely written notification of return or destruction of APO materials or conversion to judicial protective order is hereby requested. Failure to comply with the regulations and the terms of an APO is a sanctionable violation.</P>
        <P>We are issuing and publishing these results in accordance with sections 751(a)(1) and 777(i)(1) of the Act.</P>
        <SIG>
          <DATED>Dated: November 13, 2012.</DATED>
          <NAME>Ronald K. Lorentzen,</NAME>
          <TITLE>Acting Assistant Secretary  for Import Administration.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28219 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>International Trade Administration</SUBAGY>
        <SUBJECT>Manufacturing Council</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>International Trade Administration, U.S. Department of Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of Extension of the Application Period for Membership on the Manufacturing Council.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>On September 14, 2012, the Department of Commerce's International Trade Administration (ITA) published a notice in the<E T="04">Federal Register</E>(77 FR 56811) soliciting applications for appointment of 25 members of the Manufacturing Council (Council) for a two-year term to begin in fall 2012. The September 14, 2012 notice provided that all applications must be received by the Office of Advisory Committees of the Department of Commerce by close of business on November 2, 2012. This notice extends the application period in order to provide the public with an additional opportunity to submit applications. The eligibility and evaluation criteria contained in the September 14, 2012 notice shall continue to apply. The purpose of the Council is to advise the Secretary of Commerce on matters relating to the competitiveness of the U.S. manufacturing sector and to provide a forum for regular communication between Government and the manufacturing sector.</P>
        </SUM>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Please submit application information via email to<E T="03">oacie@trade.gov</E>or by mail to Jennifer Pilat, Office of Advisory Committees, Manufacturing Council Executive Secretariat, U.S. Department of Commerce, Room 4043, 1401 Constitution Avenue NW., Washington, DC 20230.</P>
        </ADD>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>All applications for immediate consideration for appointment must be received by the Office of Advisory Committees by close of business on Tuesday, November 27, 2012. After that date, ITA will continue to accept applications under this notice for a period of up to two years from the deadline to fill any vacancies that may arise.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Jennifer Pilat, Manufacturing Council Executive Secretariat, Room 4043, 1401 Constitution Avenue NW., Washington, DC 20230, telephone: 202-482-4501, email:<E T="03">jennifer.pilat@trade.gov.</E>
          </P>
          <P>Please visit the Manufacturing Council Web site at:<E T="03">http://www.manufacturing.gov/council/index.asp?dName=council.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Office of Advisory Committees is extending the application deadline for the appointment of 25 members of the Council for a two-year term to begin fall 2012. The Council was rechartered most recently on April 5, 2012.</P>
        <P>The criteria and procedures for selecting the members contained in the September 14, 2012 notice continue to apply and are republished herein for convenience.</P>
        <P>Members will be selected in accordance with applicable Department of Commerce guidelines based on his or her ability to advise the Secretary of Commerce on matters relating to the U.S. manufacturing sector, to act as a liaison among the stakeholders represented by the membership, and to provide a forum for those stakeholders on current and emerging issues in the manufacturing sector. In assessing this ability, the Department will consider such factors as, but not limited to, the candidate's proven experience in promoting, developing and marketing programs in support of manufacturing industries, job creation in the manufacturing sector, or the candidate's proven abilities to manage manufacturing organizations. Given the duties and objectives of the Council, the Department particularly seeks applicants who are active manufacturing executives (Chief Executive Officer, President, or a comparable level of responsibility) that are leaders within their local manufacturing communities and industry sectors. The Council's membership shall reflect the diversity of American manufacturing by representing a balanced cross-section of the U.S. manufacturing industry in terms of industry sectors, geographic locations, demographics, and company size, particularly seeking the representation of small- and medium-sized enterprises.</P>

        <P>During the 2012-2014 charter term of the Manufacturing Council, the Assistant Secretary of Commerce for Manufacturing and Services intends to establish a new Economic Security Commission Subcommittee. The purpose of this subcommittee will be to examine factors that impact the long-term strategic challenges faced by the manufacturing sector in the United<PRTPAGE P="69795"/>States. As indicated below, applicants are encouraged to highlight in their submissions any interest in and experience relevant to the work of this subcommittee.</P>
        <P>The Secretary of Commerce appoints all Council members. All Council members serve at the discretion of the Secretary of Commerce. Council members shall serve in a representative capacity, representing the views and interests of a U.S. entity in the manufacturing industry and its particular sector. For the purposes of eligibility, a U.S. entity is defined as a firm incorporated in the United States (or an unincorporated firm with its principal place of business in the United States) that is controlled by U.S. citizens or by another U.S. entity. An entity is not a U.S. entity if 50 percent plus one share of its stock (if a corporation, or a similar ownership interest of an unincorporated entity) is controlled, directly or indirectly, by non-U.S. citizens or non-U.S. entities.</P>
        <P>As noted above, Council members serve in a representative capacity, expressing the views and interests of a U.S. entity; they are, therefore, not Special Government Employees. Council members receive no compensation for their participation in Council activities. Members participating in Council meetings and events are responsible for their travel, living and other personal expenses. Meetings are held regularly and not less than annually, usually in Washington, DC. Members are required to attend a majority of the Council's meetings.</P>
        <P>To be considered for membership, please provide the following:</P>
        <P>1. Name and title of the individual requesting consideration.</P>
        <P>2. A sponsor letter from the applicant on his or her entity's letterhead or, if the applicant is to represent an entity other than his or her employer, a letter from the entity to be represented, containing a brief statement of why the applicant should be considered for membership on the Council. This sponsor letter should also address the applicant's manufacturing-related experience, including any manufacturing trade policy experience.</P>
        <P>3. The applicant's personal resume.</P>
        <P>4. An affirmative statement that the applicant meets all eligibility criteria.</P>
        <P>5. An affirmative statement that the applicant is not required to register as a foreign agent under the Foreign Agents Registration Act of 1938, as amended.</P>
        <P>6. An affirmative statement that the applicant is not a federally registered lobbyist, and that the applicant understands that, if appointed, the applicant will not be allowed to continue to serve as a Council member if the applicant becomes a federally registered lobbyist.</P>
        <P>7. Information regarding the control of the entity to be represented, including the governing structure and stock holdings, as appropriate, demonstrating compliance with the criteria set forth above.</P>
        <P>8. The entity's size, place of incorporation or principal place of business, ownership, product or service line and major markets in which the entity operates.</P>
        <P>9. Please include all relevant contact information such as mailing address, fax, email, phone number, and support staff information where relevant.</P>
        <P>10. Please indicate if the applicant has an interest in serving on the Economic Security Commission subcommittee, if appointed, and highlight any experience relevant to the work of the subcommittee.</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Elizabeth Emanuel,</NAME>
          <TITLE>Executive Secretary, Manufacturing Council.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28235 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-DR-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Institute of Standards and Technology</SUBAGY>
        <SUBJECT>Malcolm Baldrige National Quality Award Board of Overseers</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Institute of Standards and Technology, Department of Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of open meeting.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Board of Overseers of the Malcolm Baldrige National Quality Award (Board of Overseers) will meet in open session on Wednesday, December 12, 2012. The purpose of this meeting is to discuss and review information received from the National Institute of Standards and Technology and from the Chair of the Judges' Panel of the Malcolm Baldrige National Quality Award. The agenda will include: Report from the Judges' Panel, Baldrige Performance Excellence Program (BPEP) Update, Baldrige Program Business Plan Status Report, Baldrige Performance Excellence Criteria Changes for 2013, and Recommendations for the NIST Director.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meeting will convene Wednesday, December 12, 2012, at 8:30 a.m. Eastern Time and adjourn at 3:00 p.m. Eastern Time on Wednesday, December 12, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>The meeting will be held at the National Institute of Standards and Technology, 100 Bureau Drive, Gaithersburg, Maryland 20899. Please note admittance instructions under the<E T="02">SUPPLEMENTARY INFORMATION</E>section of this notice.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Dr. Harry Hertz, Director, Baldrige Performance Excellence Program, National Institute of Standards and Technology, 100 Bureau Drive, Mail Stop 1020, Gaithersburg, Maryland 20899-1020, telephone number (301) 975-2361, or by email at:<E T="03">harry.hertz@nist.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>15 U.S.C. 3711a(d)(2)(B) and the Federal Advisory Committee Act, as amended, 5 U.S.C. App.</P>
        </AUTH>
        
        <P>Pursuant to the Federal Advisory Committee Act, as amended, 5 U.S.C. App., the Board of Overseers will meet in open session on Wednesday, December 12, 2012. The Board of Overseers is composed of 12 members prominent in the fields of quality, innovation, and performance management and appointed by the Secretary of Commerce, assembled to advise the Secretary of Commerce on the conduct of the Malcolm Baldrige National Quality Award. The agenda will include: Report from the Judges' Panel, Baldrige Performance Excellence Program Update, Baldrige Program Business Plan Status Report, Baldrige Performance Excellence Criteria Changes for 2013, and Recommendations for the NIST Director.</P>

        <P>Individuals and representatives of organizations who would like to offer comments and suggestions related to the Board's affairs are invited to request a place on the agenda. On December 12, 2012 approximately one-half hour will be reserved in the afternoon for public comments, and speaking times will be assigned on a first-come, first-served basis. The amount of time per speaker will be determined by the number of requests received, but is likely to be about 3 minutes each. The exact time for public comments will be included in the final agenda that will be posted on the Baldrige Web site at<E T="03">http://www.nist.gov/baldrige/community/overseers.cfm</E>. Questions from the public will not be considered during this period. Speakers who wish to expand upon their oral statements, those who had wished to speak, but could not be accommodated on the agenda, and those who were unable to attend in person are invited to submit written statements to the Baldrige Performance Excellence Program, NIST, 100 Bureau Drive, Mail Stop 1020, Gaithersburg, Maryland 20899-1020, via<PRTPAGE P="69796"/>fax at 301-975-4967 or electronically by email to<E T="03">nancy.young@nist.gov</E>
        </P>

        <P>All visitors to the National Institute of Standards and Technology site will have to pre-register to be admitted. Please submit your name, time of arrival, email address and phone number to Nancy Young no later than Wednesday, December 5, 2012, and she will provide you with instructions for admittance. Non-U.S. citizens must also submit their passport number, country of citizenship, title, employer/sponsor, address and telephone. Ms. Young's email address is<E T="03">nancy.young@nist.gov</E>and her phone number is (301) 975-2361.</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Phillip Singerman,</NAME>
          <TITLE>Associate Director for Innovation &amp; Industry Services.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28293 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-13-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>RIN 0648-XC309</RIN>
        <SUBJECT>Fisheries of the Exclusive Economic Zone Off Alaska; Application for an Exempted Fishing Permit</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice; public comment on an application for exempted fishing permit.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This notice announces receipt of an application and the public comment period for an exempted fishing permit (EFP) from Mr. John Gauvin of Gauvin and Associates, LLC. If granted, this permit would allow the applicant to develop and test a salmon excluder device for the Central Gulf of Alaska pollock trawl fishery. This activity is intended to promote the objectives of the Fishery Management Plan for Groundfish of the Gulf of Alaska (FMP) by reducing salmon bycatch in the Central Gulf of Alaska pollock trawl fishery.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received by 5 p.m., Alaska local time (A.l.t.), December 14, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments on this document, identified by NOAA-NMFS-2012-0208, by any of the following methods:</P>
          <P>•<E T="03">Electronic Submissions:</E>Submit all electronic public comments via the Federal eRulemaking Portal Web site at<E T="03">http://www.regulations.gov.</E>To submit comments via the e-Rulemaking Portal, first click the “submit a comment” icon, then enter NOAA-NMFS-2012-0208 in the keyword search. Locate the document you wish to comment on from the resulting list and click on the “Submit a Comment” icon on the right of that line.</P>
          <P>•<E T="03">Mail:</E>Address written comments to Glenn Merrill, Assistant Regional Administrator, Sustainable Fisheries Division, Alaska Region NMFS, Attn: Ellen Sebastian. Mail comments to P.O. Box 21668, Juneau, AK 99802-1668.</P>
          <P>•<E T="03">Fax:</E>Address written comments to Glenn Merrill, Assistant Regional Administrator, Sustainable Fisheries Division, Alaska Region NMFS, Attn: Ellen Sebastian. Fax comments to 907-586-7557.</P>
          <P>•<E T="03">Hand delivery to the Federal Building:</E>Address written comments to Glenn Merrill, Assistant Regional Administrator, Sustainable Fisheries Division, Alaska Region NMFS, Attn: Ellen Sebastian. Deliver comments to 709 West 9th Street, Room 420A, Juneau, AK.</P>

          <P>Comments must be submitted by one of the above methods to ensure that the comments are received, documented, and considered by NMFS. Comments sent by any other method, to any other address or individual, or received after the end of the comment period, may not be considered. All comments received are a part of the public record and will generally be posted for public viewing on<E T="03">www.regulations.gov</E>without change. All personal identifying information (e.g., name, address) submitted voluntarily by the sender will be publicly accessible. Do not submit confidential business information, or otherwise sensitive or protected information. NMFS will accept anonymous comments (enter “N/A” in the required fields if you wish to remain anonymous). Attachments to electronic comments will be accepted in Microsoft Word or Excel, WordPerfect, or Adobe PDF file formats only.</P>

          <P>Electronic copies of the EFP application and the environmental assessment (EA) may be obtained from<E T="03">http://www.regulations.gov</E>or from the Alaska Region Web site at<E T="03">http://www.alaskafisheries.noaa.gov.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Jeff Hartman, 907-586-7228.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>NMFS manages the domestic groundfish fisheries in the Gulf of Alaska (GOA) under the FMP. The North Pacific Fishery Management Council (Council) prepared the FMP under the Magnuson-Stevens Fishery Conservation and Management Act. Regulations governing the groundfish fisheries of the GOA appear at 50 CFR parts 600 and 679. The FMP and the implementing regulations at §§ 600.745(b) and 679.6 authorize issuance of EFPs to allow fishing that would otherwise be prohibited. Procedures for issuing EFPs are contained in the implementing regulations.</P>

        <P>NMFS received an application for an EFP from Mr. Gauvin in September 2012. The purposes of the EFP research would be to improve the performance of the salmon excluder device developed under EFP 11-01, from 2011 to 2012, and to validate the performance of this device for pollock trawl gear used in the Central GOA. The goal is to develop a device for pollock trawl gear that reduces salmon bycatch without significantly lowering catch rates of pollock. Previous EFP applications, permits and final reports for salmon excluder experiments conducted in Alaska are available at:<E T="03">https://alaskafisheries.noaa.gov/ram/efp.htm.</E>
        </P>
        <P>The EFP would allow for development and testing of the salmon excluder device for two years from January 2013 through December 2014, during the pollock A through D seasons. Testing in each season would allow the device to be used under salmon occurrence and pollock fishing practices specific to each season. Testing in the A season would catch primarily Chinook salmon and roe-bearing pollock, while testing in the B through D seasons would catch Chinook salmon and pollock that are not likely to be roe-bearing. EFP fishing would be conducted by one to two vessels in each season.</P>

        <P>To test the salmon excluder device, exemptions would be necessary from regulations for Central GOA Chinook salmon prohibited species catch (PSC) limits, retention requirements and trip limits for pollock, halibut PSC limits, selected observer requirements, closures for the pollock directed fishery, and specified total allowable catch amounts (TACs) for pollock. The taking of Chinook salmon during the experiment is crucial for determining the effectiveness of the salmon excluder device to allow Chinook salmon to escape from a pelagic trawl cod end. Chinook salmon taken during the experiment would not be counted toward the Chinook salmon PSC limits under § 679.21(h)(2)(i). The amount of Chinook salmon bycatch by the pollock trawl fishery during the EFP period could potentially approach the Central GOA Chinook salmon PSC limits of 18,316 Chinook salmon. If the EFP Chinook salmon were counted toward the Chinook salmon PSC limits, those<PRTPAGE P="69797"/>limits would impede the ability of the participating trawl vessels from obtaining a sufficient sample size of Chinook salmon required for testing the salmon excluder device and may cause the closure of the Central GOA pollock fishery. Information regarding the Chinook salmon PSC limits for Central and Western GOA established under Amendment 93 was published in the<E T="04">Federal Register</E>on July 20, 2012 (77FR 42629).</P>

        <P>Up to 2,400 Chinook would be required for each year (2013 and 2014) in the A through D seasons, for a total of 4,800 Chinook salmon over the two-year EFP. The experimental design requires this quantity of salmon to ensure statistically valid results. The applicant also has requested an exemption from inseason pollock closures (§ 679.7(a)(2)), maximum retainable amounts for pollock (§ 679.20(d)(1)(iii)(B)), halibut PSC limits (§ 679.21(d)(3)), daily pollock trip landing and retention limits (§ 679.7(b)(2)(i) and (b)(2)(ii)), selected observer requirements (§ 679.50), and proposed observer requirements. Additional exemptions from 50 CFR part 679 are anticipated for amendments to observer regulations, following the publication of the final rule to restructure the North Pacific Groundfish Observer Program (Observer Program). The proposed rule was published in the<E T="04">Federal Register</E>on April 18, 2012 (77 FR 23326). Implementation of the restructured Observer Program is scheduled for January 2013.</P>
        <P>EFP fishing would be conducted by one or two pelagic trawl catcher vessels. These vessels would be exempted from selected observer requirements at § 679.50. The applicants would use “sea samplers” who are NMFS-trained observers. They would not be deployed as NMFS observers, however, at the time of the EFP fishing. The “sea samplers” would conduct the EFP data collection, collect tissue samples for genetic assessment of stock of origin, and perform other observer duties that normally would be required for vessels directed fishing for pollock.</P>
        <P>Groundfish taken under the EFP would be exempt from the TACs specified in the annual harvest specifications (§ 679.20). A total of 2,400 metric tons (mt) of groundfish (primarily pollock) would be taken during each of the two years (2013 through 2014) for a total of 4,800 mt over the duration of the EFP. Approximately 2,304 mt of the groundfish harvested each year from the EFP is expected to be pollock. The experimental design requires this quantity of pollock to ensure a statistically adequate sample size for measuring pollock escapement through the salmon excluder device.</P>
        <P>Because very little groundfish incidental catch occurs in the pollock fishery, the harvest of other groundfish species during the EFP fishing is expected to be no greater than approximately 4 percent of the groundfish taken during the fishery (96 mt per year). The majority of these other groundfish species harvested under the EFP likely would be only small amounts of arrowtooth flounder, Pacific cod, shallow-water flatfish, deep-water flatfish, and rex sole.</P>
        <P>The applicant reports that EFP fishing under this permit is likely to incidentally harvest up to approximately 4.0 mt of halibut each year. If the permit is issued, NMFS would exempt the vessels participating in the EFP from halibut PSC limits at § 679.21, and as specified in the GOA 2013 and 2014 annual harvest specifications. A catch of 4.0 mt of halibut for this EFP would represent approximately 0.2% of the annual GOA trawl apportionment.</P>
        <P>The experiment will not be conducted in Steller sea lion critical habitat, but will be in locations that historically produce high concentrations of Chinook salmon during pollock fishing, to ensure a statistically adequate sample size. In particular, some of the locations north, west, and east of Kodiak are ideal for conducting the experiment by ensuring that the vessel encounters sufficient concentrations of salmon and pollock for addressing experimental design criteria.</P>

        <P>The activities under the EFP are not expected to have a significant impact on the human environment as analyzed in the EA for this action (see<E T="02">ADDRESSES</E>). The EFP would be subject to modifications pending any new relevant information regarding the 2013 or 2014 fishery, including pollock harvest specifications.</P>
        <P>In accordance with § 679.6, NMFS has determined that the proposal warrants further consideration and has forwarded the application to the Council to initiate consultation. The Director of the Alaska Fisheries Science Center reviewed the EFP, determined that the research proposal represents a valid scientific study, and has expressed support for continuing this trawl bycatch research in the GOA. The Council will consider the EFP application during its meeting held December 3 through 12, 2012, at the Hilton Hotel in Anchorage, AK. The applicant has been invited to appear in support of the application.</P>
        <HD SOURCE="HD1">Public Comments</HD>

        <P>Public comments are being solicited on the application and the EA through the end of the comment period stated in this notice. To be considered, comments must be received by 5 p.m. A.l.t. on the last day of the comment period; that does not mean postmarked or otherwise transmitted by that date. Copies of the application and EA are available for review from NMFS (see<E T="02">ADDRESSES</E>). Interested persons also may comment on the application and on the EA at the December 2012 Council meeting during public testimony.</P>

        <P>Information regarding the meeting is available at the Council's Web site at<E T="03">http://www.alaskafisheries.noaa.gov/npfmc/</E>.</P>
        <AUTH>
          <HD SOURCE="HED">Authority:</HD>
          <P>16 U.S.C. 1801<E T="03">et seq.</E>
          </P>
        </AUTH>
        <SIG>
          <DATED>Dated: November 16, 2012.</DATED>
          <NAME>Emily H. Menashes,</NAME>
          <TITLE>Deputy Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28323 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
        <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
        <RIN>RIN 0648-XB041</RIN>
        <SUBJECT>Small Takes of Marine Mammals Incidental to Specified Activities; Pile Driving in Port Townsend Bay, WA</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice; issuance of incidental harassment authorization.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Pursuant to the Marine Mammal Protection Act (MMPA) as amended, NMFS provides notice that we have issued an Incidental Harassment Authorization (IHA) to the Washington State Department of Transportation Ferries Division (WDF) to incidentally harass, by Level B harassment only, 11 species of marine mammals during the transfer span replacement project at the Port Townsend ferry terminal in Port Townsend Bay, Washington.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This authorization is effective from November 12, 2012, through February 15, 2013.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>An electronic copy of the IHA and related documents are available by writing to Michael Payne, Chief, Permits and Conservation Division, Office of Protected Resources, National Marine Fisheries Service, 1315<PRTPAGE P="69798"/>East-West Highway, Silver Spring, MD 20910-3225.</P>

          <P>An electronic copy of the application containing a list of the references used in this document may be obtained by visiting the Internet at:<E T="03">http://www.nmfs.noaa.gov/pr/permits/incidental.htm.</E>For members of the public who are unable to view these documents on the Internet, a copy may be obtained by writing to the address specified above or telephoning the contact listed below (see<E T="02">FOR FURTHER INFORMATION CONTACT</E>). Documents cited in this notice may also be viewed, by appointment, during regular business hours, at the aforementioned address.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Brian D. Hopper, Office of Protected Resources, NMFS, (301) 427-8401.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Background</HD>
        <P>Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361<E T="03">et seq.</E>) direct the Secretary of Commerce to allow, upon request, the incidental, but not intentional, taking of small numbers of marine mammals by U.S. citizens who engage in a specified activity (other than commercial fishing) within a specific geographical region if certain findings are made and either regulations are issued or, if the taking is limited to harassment, a notice of a proposed authorization is provided to the public for review.</P>
        <P>Authorization for incidental takings shall be granted if NMFS finds that the taking will have a negligible impact on the species or stock(s), will not have an unmitigable adverse impact on the availability of the species or stock(s) for subsistence uses (where relevant), and if the permissible methods of taking and requirements pertaining to the mitigation, monitoring and reporting of such takings are set forth. NMFS has defined “negligible impact” in 50 CFR 216.103 as “* * * an impact resulting from the specified activity that cannot be reasonably expected to, and is not reasonably likely to, adversely affect the species or stock through effects on annual rates of recruitment or survival.”</P>
        <P>Section 101(a)(5)(D) of the MMPA established an expedited process by which citizens of the United States can apply for an authorization to incidentally take small numbers of marine mammals by harassment. Section 101(a)(5)(D) further established a 45-day time limit for NMFS' review of an application, followed by a 30-day public notice and comment period on any proposed authorizations for the incidental harassment of marine mammals. Within 45 days of the close of the comment period, NMFS must either issue or deny the authorization.</P>
        <P>Except with respect to certain activities not pertinent here, the MMPA defines “harassment” as: any act of pursuit, torment, or annoyance which (i) has the potential to injure a marine mammal or marine mammal stock in the wild [Level A harassment]; or (ii) has the potential to disturb a marine mammal or marine mammal stock in the wild by causing disruption of behavioral patterns, including, but not limited to, migration, breathing, nursing, breeding, feeding, or sheltering [Level B harassment].</P>
        <HD SOURCE="HD1">Summary of Request</HD>

        <P>In August 2011, NMFS received an application from WSF, requesting an IHA for the take, by Level B harassment, of small numbers of harbor porpoises (<E T="03">Phocoena phocoena</E>), Dall's porpoises (<E T="03">Phocoenoides dalli</E>), Pacific white-sided dolphins (<E T="03">Lagenorhynchus obliquidens</E>), killer whales (<E T="03">Orcinus orca</E>), gray whales (<E T="03">Eschrichtius robustus</E>), humpback whales (<E T="03">Megaptera novaeangliae</E>), minke whales (<E T="03">Balaenoptera acutorostrata</E>), Pacific harbor seals (<E T="03">Phoca vitulina richardii</E>), California sea lions (<E T="03">Zalophus californianus</E>), northern elephant seals (<E T="03">Mirounga angustirostris</E>) and Steller sea lions (<E T="03">Eumatopius jubatus</E>) incidental to pile driving activities conducted during the replacement of a transfer span at the Port Townsend ferry terminal, which is located inside Port Townsend Bay in northern Puget Sound (see Figure 1-9 in the WSF IHA application). Upon receipt of additional information and a revised application (submitted October 2011), NMFS determined the application complete and adequate on January 5, 2012.</P>
        <P>The applicant's project will replace the current cable-lift transfer span at Slip 1 of the Port Townsend ferry terminal with a hydraulic lift H span (see Figure 1-3 in the WSF IHA application). The project will include removal of the existing transfer span, lift towers, tower foundations, and a portion of the bridge seat and replace them with a new transfer span, bridge seat, and lift cylinder shafts. During the project, up to 56 piles will be removed (40 timber and 16 steel), and require installation of up to 26 piles (16 steel, 8 temporary H-piles, and 2 cylinder shaft casings). Because elevated sound levels from pile driving have the potential to result in marine mammal harassment, NMFS issued an IHA for take incidental to the specified activity.</P>
        <HD SOURCE="HD1">Description of the Specified Activity</HD>
        <P>The project will replace an aging cable-lift transfer span with a new hydraulic lift span at the Port Townsend ferry terminal in northern Puget Sound, Washington. Transfer spans are moveable traffic bridges that connect ferries with the terminal dock, allowing the transfer span to be raised or lowered depending on the daily tide levels (see Figure 1-2 in WSF's IHA application). The new hydraulic lifts, or H-spans, will be operated vertically by two hydraulic cylinders located under the offshore ends of the transfer span. The proposed project will involve the removal of the existing transfer span, lift towers, tower foundations, and a portion of the bridge seat. Once the old structures are removed, they will be replaced with a new transfer span, bridge seat, and lift cylinder shafts (see Appendix A of the IHA application).</P>
        <P>To replace the aging transfer span, 40 timber piles and 16 steel piles (four 30-inch and four 24-inch wingwall steel piles, and eight temporary piles) will be removed using a vibratory hammer. The vibratory hammer will then be used to install up to 8 steel piles (five 30-inch and up to three 24-inch), up to 8 temporary steel piles, up to 8 piles for the new wingwall fender panels and reaction frames (up to four 24-inch and up to four 30-inch), and two 80-inch cylinder shafts that will house the hydraulic lifts. The use of an impact hammer will be limited to the “proofing” of five 30-inch piles and three 24-inch piles in order to drive them the last two feet into the substrate. A breakdown of pile types and associated activity are shown in Table 1.</P>
        <GPOTABLE CDEF="s50,r50,r50,10" COLS="4" OPTS="L2,i1">
          <TTITLE>Table 1—Summary of Total Pile Removal and Installation Activities</TTITLE>
          <BOXHD>
            <CHED H="1">Activity</CHED>
            <CHED H="1">Number of piles<LI>(maximum)</LI>
            </CHED>
            <CHED H="1">Total time to<LI>remove/install</LI>
            </CHED>
            <CHED H="1">Days to<LI>complete</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Removal of timber piles</ENT>
            <ENT>40</ENT>
            <ENT>10 hrs.</ENT>
            <ENT>2</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Removal of steel wingwall piles</ENT>
            <ENT>16</ENT>
            <ENT>4 hrs.</ENT>
            <ENT>4</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Install steel piles</ENT>
            <ENT>8 (5 30-inch and up to 3 24-inch)</ENT>
            <ENT>2 hrs. 40 min.</ENT>
            <ENT>3</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Install temporary piles</ENT>
            <ENT>8</ENT>
            <ENT>2 hrs.</ENT>
            <ENT>2</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="69799"/>
            <ENT I="01">Install wingwall piles</ENT>
            <ENT>8</ENT>
            <ENT>2 hrs. 40 min.</ENT>
            <ENT>3</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Install cylinder shaft casing</ENT>
            <ENT>2 (80-inch)</ENT>
            <ENT>40 min.</ENT>
            <ENT>2</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Proofing of steel piles</ENT>
            <ENT>8</ENT>
            <ENT>1 hr. 20 min.</ENT>
            <ENT>2</ENT>
          </ROW>
        </GPOTABLE>
        <P>Of the eight 24- and 30-inch steel piles, three 24-inch piles will be installed to support the platform for the new Hydraulic Power Unit (HPU) and five 30-inch piles would be installed for the new bridge seat. Up to eight temporary steel piles will be installed using a vibratory hammer to support a template for construction of the cylinder shafts. The vibratory hammer will then be used to install the two 80-inch hollow steel cylinder shafts. The final eight 24- and 30-inch steel piles will be installed using a vibratory hammer for the new wingwall reaction frames and wingwall fender panels at the terminus of the transfer span.</P>
        <P>Although the exact duration of pile driving will vary depending on the installation procedures and geotechnical conditions, the applicant estimates that the 16 24- to 30-inch permanent piles will each require 20 minutes of vibratory installation. Five 30-inch piles and up to three 24-inch piles will each require 10 minutes of impact driving or “proofing” to verify capacity. The vibratory driving of eight temporary piles that support the template for the hydraulic cylinder shafts will each require 15 minutes to install because it will not be necessary to drive these piles as deep as the permanent piles. The two 80-inch cylinder shaft casing will take approximately 20 minutes each to install using a vibratory hammer. All piles will be installed with an APE Model 400 (or equivalent) vibratory hammer; however, it will be necessary to proof the five 30-inch bridge seat piles and three 24-inch HPU support piles using an impact hammer. Proofing will require 10 minutes of impact pile driving for each of these eight piles to verify load-bearing capacity. Sound attenuation devices, such as a bubble curtain, will be used during impact hammering. The wingwall temporary piles and the 80-inch cylinder shafts will be driven solely with a vibratory hammer.</P>
        <P>In addition to pile installation, a total of 56 piles will be removed using vibratory extraction or a crane. These consist of the 16 steel piles and 40 old timber piles. If a timber pile breaks below the mudline—something older timber piles are prone to do—pile stubs will be removed with a clamshell bucket, but noise associated with this activity is expected to be negligible. Once piles and fragments of piles are removed, they will be loaded onto a barge or container and disposed of at an approved offsite location. There could be barges in the water to support these pile removal activities; however, these will be concentrated in the direct vicinity of the ferry terminal. Because direct pull and clamshell pile removal, and use of barges do not release loud sounds into the environment, marine mammal harassment from these activities is not anticipated.</P>
        <HD SOURCE="HD2">Region of Activity</HD>
        <P>The activity will occur at the Port Townsend ferry terminal located in northern Puget Sound inside Port Townsend Bay.</P>
        <HD SOURCE="HD2">Dates and Duration of Activity</HD>
        <P>The Washington Department of Fish and Wildlife's recommended in-water work window for this area is July 16 through February 15. Timing restrictions such as this are used to avoid in-water work when ESA-listed salmonid species are most likely to be present. Proposed pile installation and removal activities are scheduled to occur between November 12, 2012, and February 15, 2013, in agreement with the state's recommendation. The on-site work will last approximately 16 weeks with actual pile removal and driving activities taking place approximately 25 percent of that time (approximately 4 weeks).</P>
        <HD SOURCE="HD2">Sound Propagation</HD>

        <P>Detailed descriptions of sound propagation and sound sources were provided in the<E T="04">Federal Register</E>notice (77 FR 39471, July 3, 2012). Significant sound sources during in-water construction activities associated with the project include vibratory pile removal and pile installation using both vibratory and impact pile driving.</P>
        <P>Since 1997, NMFS has used generic sound exposure thresholds as guidelines to estimate when harassment may occur. Current practice regarding exposure of marine mammals to sound defines thresholds as follows: Cetaceans and pinnipeds exposed to sound levels of 180 and 190 dB root mean square (rms; note that all underwater sound levels in this document are referenced to a pressure of 1 µPa) or above, respectively, are considered to have been taken by Level A (i.e., injurious) harassment, while behavioral harassment (Level B) is considered to have occurred when marine mammals are exposed to sounds at or above 120 dB rms for continuous sound (such as will be produced by the WSF activities) and 160 dB rms for pulsed sound, but below injurious thresholds. For airborne sound, pinniped disturbance has been documented at 100 dB (unweighted) for pinnipeds in general, and at 90 dB (unweighted) for harbor seals (note that all airborne sound levels in this document are referenced to a pressure of 20 µPa).</P>

        <P>Data from other Washington State Ferries projects were used for the noise analysis of vibratory removal of 12-inch timber piles as well as the vibratory removal and driving of 30-inch and 24-inch hollow steel piles (Laughlin, 2005; Laughlin, 2010; Laughlin, 2011). Due to the lack of information related to the vibratory driving of 80-inch hollow steel cylinder shafts, noise levels recorded for a project using similar equipment in Richmond, California were used to estimate sound levels (CalTrans, 2007). For impact pile driving, WSF relied on measurements for steel piles at other Puget Sound ferry terminal locations (Laughlin, 2005). Sound levels for impact and vibratory pile driving are shown in Table 2. Ambient underwater sound levels in the vicinity of Port Townsend were measured in April 2010 (Stockham<E T="03">et al.,</E>2010). These data show that local background levels are below 120 dB (50th percentile between 100 and 104 dB), at least during April; therefore, the Level B harassment threshold for continuous sound sources (120 dB) was not adjusted for this location. WSF conducted a site specific vibratory test pile project in coordination with NMFS at the Port Townsend Ferry Terminal to determine the distances at which vibratory pile removal or driving attenuate down to the 120 dB threshold (i.e., the threshold level used to measure Level B harassment for continuous sounds). The site specific test allowed physical factors in Port Townsend Bay that can<PRTPAGE P="69800"/>influence sound attenuation rates to be taken into account, such as absorption in seawater, absorption in the sub-bottom, scattering from inhomogeneities (lack of uniformity) in the water column and from surface and bottom roughness and water depth (bathymetry). During the test, two hollow steel piles, one 36-inch and one 30-inch, were driven and removed using a vibratory hammer. An array of hydrophones measured in-water noise during the test project. Vibratory driving of the 36-inch steel pile generated 159 to 177 dB rms at 10 m, and vibratory driving of the 30-inch steel pile generated 164 to 174 dB rms at 10 m. Vibratory removal of the 30-inch steel pile generated 171 dB rms at 10 m. Based on these results, the sound generated from vibratory installation and removal of 30-inch piles may take up to 4.2 miles (6.8 km) to attenuate to below 120 dB. Because of the project area's location in a semi-enclosed bay, sound transmission will be stopped by land masses much earlier in certain directions.</P>
        <P>In-air sound from pile driving also has the potential to affect marine mammals (specifically, pinnipeds) that are hauled out or at the water's surface. As a result, WSF analyzed the potential for pinnipeds hauled out or swimming at the surface near the ferry terminal to be exposed to airborne SPLs that could result in Level B behavioral harassment. The distance to the 90 dB Level B threshold for airborne sound was estimated to be 81 m, which is less than the distance to the nearest known haul out site 3 km away (Kilisut Harbor spit). Although there are no pinniped haul-out sites near the project area, animals could be exposed when swimming at the surface with their heads above the water; however, the airborne sound harassment zone is smaller than and encompassed by the underwater sound harassment zones for both vibratory and impact pile driving.</P>
        <GPOTABLE CDEF="s50,r50,8,8,8,r50" COLS="6" OPTS="L2,i1">
          <TTITLE>Table 2—Distances to Harassment Thresholds (Vibratory Hammer)</TTITLE>
          <BOXHD>
            <CHED H="1">Pile type and size</CHED>
            <CHED H="1">Hammer type</CHED>
            <CHED H="1">Sound levels (rms)</CHED>
            <CHED H="2">190 dB</CHED>
            <CHED H="2">180 dB</CHED>
            <CHED H="2">160 dB</CHED>
            <CHED H="2">120 dB</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Timber (removal)</ENT>
            <ENT>Vibratory</ENT>
            <ENT>n/a</ENT>
            <ENT>n/a</ENT>
            <ENT>n/a</ENT>
            <ENT>2.2 km (1.4 miles).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">24-inch steel (removal)</ENT>
            <ENT>Vibratory</ENT>
            <ENT>n/a</ENT>
            <ENT>n/a</ENT>
            <ENT>n/a</ENT>
            <ENT>4 km (2.4 miles).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">24-inch steel (install)</ENT>
            <ENT>Vibratory</ENT>
            <ENT>n/a</ENT>
            <ENT>n/a</ENT>
            <ENT>n/a</ENT>
            <ENT>6.3 km (3.9 miles).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">30-inch steel (removal)</ENT>
            <ENT>Vibratory</ENT>
            <ENT>n/a</ENT>
            <ENT>n/a</ENT>
            <ENT>n/a</ENT>
            <ENT>18.5 km (15.6 miles).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">30-inch steel (install)</ENT>
            <ENT>Vibratory</ENT>
            <ENT>n/a</ENT>
            <ENT>n/a</ENT>
            <ENT>n/a</ENT>
            <ENT>39.8 km (24.7 miles).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">80-inch steel (install)</ENT>
            <ENT>Vibratory</ENT>
            <ENT>n/a</ENT>
            <ENT>n/a</ENT>
            <ENT>n/a</ENT>
            <ENT>50 km (31 miles).</ENT>
          </ROW>
        </GPOTABLE>
        <GPOTABLE CDEF="s50,r50,10,10,10" COLS="5" OPTS="L2,i1">
          <TTITLE>Table 3—Distances to Harassment Thresholds Without Mitigation (Impact Hammer)</TTITLE>
          <BOXHD>
            <CHED H="1">Pile type and size</CHED>
            <CHED H="1">Hammer type</CHED>
            <CHED H="1">Sound levels (rms)</CHED>
            <CHED H="2">190 dB</CHED>
            <CHED H="2">180 dB</CHED>
            <CHED H="2">160 dB</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">30-inch steel</ENT>
            <ENT>Impact</ENT>
            <ENT>5 m</ENT>
            <ENT>22 m</ENT>
            <ENT>465 m</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">Comments and Responses</HD>

        <P>We published a notice of receipt of the Navy's application and proposed IHA in the<E T="04">Federal Register</E>on July 3, 2012 (77 FR 39471). During the 30-day comment period, NMFS received a letter from the Marine Mammal Commission (Commission) and a letter from a member of the public. The letter from a member of the public did not contain substantive comments. The comments from the Commission, and our responses, are provided here. All measures proposed in the initial<E T="04">Federal Register</E>notice are included within the authorization and NMFS has determined that they will effect the least practicable impact on the species or stocks and their habitats.</P>
        <P>
          <E T="03">Comment 1:</E>The Commission recommends that we require WSF to implement ramp-up procedures after 15 minutes if pile-driving or -removal activities were delayed or shut down because of the presence of a marine mammal within or approaching the exclusion zone and observers did not see that marine mammal leave the zone.</P>
        <P>
          <E T="03">Response:</E>We disagree with this recommendation. The Commission cites several reasons why marine mammals may remain in the exclusion zone after shutdown and yet be undetected by observers during the 15 minute clearance period (e.g., perception and availability bias). While this is possible in theory, we find it extremely unlikely that an animal could remain undetected in such a small zone and under typical conditions in Port Townsend Bay. The exclusion zone has a 22 m radial distance, and typical observation conditions in Port Townsend Bay are excellent. We believe the possibility of a marine mammal remaining undetected in the exclusion zone, in relatively shallow water, for greater than 15 minutes is discountable. A requirement to implement ramp-up after every shutdown or delay less than 30 minutes in duration would be impracticable, resulting in significant construction delays and therefore extending the overall time required for the project, and thus the number of days during which disturbance of marine mammals could occur.</P>
        <P>
          <E T="03">Comment 2:</E>The Commission recommends that we require WSF to monitor before, during, and after all ramp-ups of vibratory and impact pile driving to gather the data needed to determine the effectiveness of this technique as a mitigation measure.</P>
        <P>
          <E T="03">Response:</E>We disagree that WSF needs to monitor for marine mammals before, during, and after all ramp-ups. Protected species observers will be on-site and monitoring for marine mammals at least 30 minutes prior to, during, and after all impact driving (including during ramp-ups) and at least two full days per week during all vibratory pile driving. We believe that monitoring for all impact driving and at least two days per week of vibratory pile driving days per week will allow for adequate data collection and interpretation of how marine mammals are behaving in response to pile driving, including during ramp-ups.</P>
        <P>
          <E T="03">Comment 3:</E>The Commission recommends that we require WSF to monitor the Level A and B harassment zones to detect the presence and characterize the behavior of marine mammals during all pile-driving and<PRTPAGE P="69801"/>removal activities that use a vibratory or impact hammer.</P>
        <P>
          <E T="03">Response:</E>As stated in the proposed IHA, marine mammal monitoring will occur 30 minutes before, during, and 30 minutes after all impact pile driving activities. In addition, at least two NMFS-approved protected species observers will conduct behavioral monitoring out to 1,900 m during all vibratory pile driving for the first two weeks of activity to validate take estimates and evaluate the behavioral impacts pile driving has on marine mammals out to the Level B harassment isopleth. NMFS believes this is an adequate effort of monitoring because sounds from vibratory pile driving will not exceed the Level A harassment threshold and sounds from impact pile driving only exceed the Level A harassment threshold 22 m from the source.</P>
        <HD SOURCE="HD1">Description of Marine Mammals in the Area of the Specified Activity</HD>

        <P>Due to Port Townsend's location on the boundary between two inland water regions, 11 marine mammal species may occur at some time of year in the vicinity of the ferry terminal: Harbor porpoise, Dall's porpoise, Pacific white-sided dolphin, killer whale, gray, whale, humpback whale, minke whale, Pacific harbor seal, California sea lion, northern elephant seal, and Steller sea lion. The Steller sea lion, Southern Resident killer whale, and humpback whale are the only marine mammals that may occur in the vicinity of the ferry terminal that are listed under the ESA; the Southern Resident killer whale and humpback whale are listed as endangered and the eastern distinct population segment (DPS) of Steller sea lion is listed as threatened. All marine mammal species are protected under the MMPA. The<E T="04">Federal Register</E>notice (77 FR 39471, July 3, 2012) summarizes the population status and abundance of these species and provides detailed life history information.</P>
        <HD SOURCE="HD1">Potential Effects of the Specified Activity on Marine Mammals</HD>

        <P>Impact and vibratory pile driving are the construction activities associated with the proposed action with the potential to take marine mammals. Elevated in-water sound levels from pile driving in the proposed project area may temporarily impact marine mammal behavior. However, elevated in-air sound levels are not expected to affect marine mammals because the nearest pinniped haul-out is approximately 3 km away and the zone of harassment for airborne sound is encompassed within the zones of harassment for underwater sound. The<E T="04">Federal Register</E>notice (77 FR 39471, July 3, 2012) provides a detailed description of marine mammal hearing and of the potential effects of these construction activities on marine mammals.</P>
        <HD SOURCE="HD1">Anticipated Effects on Habitat</HD>

        <P>The proposed activities at the Port Townsend ferry terminal would not result in permanent impacts to habitats used directly by marine mammals, such as haul-out sites, but may have potential short-term impacts to food sources such as forage fish and salmonids. There are no rookeries or major haul-out sites within 3 km, foraging hotspots, or other bottom features of significant biological importance to marine mammals that may be present in the vicinity of the project area. Therefore, the main impact issue associated with the proposed activity would be temporarily elevated sound levels and the associated direct effects on marine mammals, as discussed previously in this document. The most likely impact to marine mammal habitat occurs from the effects of pile removal and installation on likely marine mammal prey (i.e., fish) near the ferry terminal and minor impacts to the immediate substrate during removal and installation of piles during the transfer span replacement project. In addition, removal of the 40 creosote-treated wood piles from the marine environment will have long-term benefits due to improvements in water and sediment quality. The<E T="04">Federal Register</E>notice (77 FR 39471, July 3, 2012) describes these potential impacts in greater detail.</P>
        <HD SOURCE="HD1">Mitigation</HD>
        <P>In order to issue an IHA under section 101(a)(5)(D) of the MMPA, NMFS must, where applicable, set forth the permissible methods of taking pursuant to such activity, and other means of effecting the least practicable adverse impact on such species or stock and its habitat, paying particular attention to rookeries, mating grounds, and areas of similar significance, and on the availability of such species or stock for taking for certain subsistence uses (where relevant).</P>
        <P>The applicant will implement the following mitigation measures to minimize adverse impacts to marine mammals:</P>
        <HD SOURCE="HD2">Temporal Restrictions</HD>
        <P>The Washington Department of Fish and Wildlife recommends an in-water work window of July 16 through February 15, annually. This work window was designed to avoid in-water work when ESA-listed salmonids are most likely to be present, but may also be beneficial to marine mammals that prey on salmon. Actual construction activities will take place from November 12, 2012, through February 15, 2013, which ensures that these activities do not coincide with salmonid use of the action area. The daily construction work window for in-water work will begin no sooner than 30 minutes after sunrise and will end at sunset (or shortly after sunset) when visibility decreases to the point where effective marine mammal monitoring is no longer possible.</P>
        <HD SOURCE="HD2">Use of Noise Attenuation During Pile Driving With Impact Hammer</HD>
        <P>To the extent possible, a vibratory hammer would be used to drive all piles. It is anticipated that an impact hammer will be necessary to “proof” five 30-inch hollow steel piles. During impact pile driving, a bubble curtain will be used as an attenuation device to reduce hydroacoustic sound levels and avoid the potential for injury. In the event that hydroacoustic monitoring during in-water construction activities involving impact pile driving indicates that the proper attenuation is not being achieved, the proposed harassment and exclusion zones (described next) will be modified to account for the reduced attenuation.</P>
        <HD SOURCE="HD2">Establishment of an Exclusion Zone</HD>
        <P>During impact pile driving, WSF will establish a marine mammal exclusion zone of 22 m around each pile to avoid exposure to sounds at or above 180 dB. The 190 dB (pinniped) injury isopleth is contained within the 22 m exclusion zone. The exclusion zone will be monitored during all impact pile driving to ensure that no marine mammals enter the 22 m radius. The purpose of this area is to prevent Level A harassment (injury) of any marine mammal species. Typically, an exclusion zone for vibratory pile driving is unnecessary to prevent Level A harassment, as source levels would not exceed the Level A harassment threshold; however, in response to a recommendation from the Marine Mammal Commission, a 5 m exclusion zone will be established during vibratory pile driving of the two 80-inch piles.</P>
        <HD SOURCE="HD2">Pile Driving Shut Down and Delay Procedures</HD>

        <P>Monitoring will be initiated 30 minutes prior to the commencement of pile driving activities. If a protected species observer sees a marine mammal within or approaching the exclusion zone prior to start of impact pile driving, the observer will notify the on-site construction manager (or other<PRTPAGE P="69802"/>authorized individual), who will then be required to delay pile driving until the marine mammal has moved outside of the exclusion zone or if the animal has not been resighted within 15 minutes. If a marine mammal is sighted within or on a path toward the exclusion zone during pile driving, pile driving will cease until that animal has cleared and is on a path away from the exclusion zone or 15 minutes has lapsed since the last sighting.</P>
        <HD SOURCE="HD2">Soft-Start Procedures</HD>
        <P>A “soft-start” technique will be used at the beginning of each day's pile installation or removal, or if installation or removal has ceased for more than one hour, to allow any marine mammal that may be in the immediate area to leave before the pile hammer reaches full energy. For vibratory pile driving, the soft-start procedure requires contractors to initiate noise from the vibratory hammer for 15 seconds at 40-60 percent reduced energy followed by a 1-minute waiting period. The procedure will be repeated two additional times before full energy may be achieved. For impact hammering, contractors will be required to provide an initial set of three strikes from the impact hammer at 40 percent energy, followed by a 1-minute waiting period, then two subsequent three-strike sets.</P>
        <HD SOURCE="HD2">In-Water Pile Driving Weather Delays</HD>
        <P>Should environmental conditions (e.g., fog, high sea state, poor lighting) obscure the harassment zone, pile driving will be suspended until visibility returns.</P>
        <P>NMFS has carefully evaluated the applicant's proposed mitigation measures and considered a range of other measures in the context of ensuring that NMFS prescribes the means of effecting the least practicable adverse impact on the affected marine mammal species and stocks and their habitat. Our evaluation of potential measures included consideration of the following factors in relation to one another: (1) The manner in which, and the degree to which, the successful implementation of the measure is expected to minimize adverse impacts to marine mammals; (2) the proven or likely efficacy of the specific measure to minimize adverse impacts as planned; and (3) the practicability of the measure for applicant implementation, including consideration of personnel safety, and practicality of implementation.</P>
        <P>Based on our evaluation of the applicant's proposed measures, NMFS has determined that the proposed mitigation measures provide the means of effecting the least practicable adverse impacts on marine mammals species or stocks and their habitat, paying particular attention to rookeries, mating grounds, and areas of similar significance.</P>
        <HD SOURCE="HD1">Monitoring and Reporting</HD>
        <P>In order to issue an IHA for an activity, section 101(a)(5)(D) of the MMPA states that NMFS must, where applicable, set forth “requirements pertaining to the monitoring and reporting of such taking”. The MMPA implementing regulations at 50 CFR 216.104 (a)(13) indicate that requests for IHAs must include the suggested means of accomplishing the necessary monitoring and reporting that will result in increased knowledge of the species and of the level of taking or impacts on populations of marine mammals that are expected to be present.</P>
        <P>WSF has developed a monitoring plan that includes monitoring the harassment and exclusion zones during pile driving and collecting sighting data for each marine mammal species observed during in-water construction activities. To implement this plan, qualified marine mammals observers will be on-site at all times during pile removal and installation. WSF must designate at least one biologically-trained, on-site individual, approved in advance by NMFS, to monitor the area for marine mammals 30 minutes before, during, and 20 minutes after all impact pile driving activities and call for shut down if any marine mammal is observed within or approaching the designated exclusion zone (preliminarily set at 22 m for impact pile driving and 5 m for vibratory installation of the 80-inch piles). In addition, at least two NMFS-approved protected species observers would conduct behavioral monitoring at least two days per week to estimate take and evaluate the behavioral impacts pile driving has on marine mammals out to the Level B harassment isopleths. Note that for impact hammering, this distance is about 465 m. For vibratory hammering, this estimated distance is about 6.8 km. Protected species observers will be provided with the equipment necessary to effectively monitor for marine mammals (for example, high-quality binoculars, spotting scopes, compass, and range-finder) in order to determine if animals have entered into the exclusion zone or Level B harassment isopleth and to record species, behaviors, and responses to pile driving.</P>

        <P>WSF will also conduct acoustic monitoring during vibratory pile installation of 24-inch and 80-inch steel piles. Acoustic monitoring during timber pile removal and installation and removal of 30-inch steel piles will not be conducted because data from these activities was collected in 2010 during the Port Townsend test pile driving project (Laughlin, 2010; Stockham<E T="03">et al.,</E>2010) and during a 2010 dolphin replacement project in Port Townsend.</P>
        <P>Protected species observers will be required to submit a report to NMFS within 120 days of expiration of the IHA or completion of pile driving, whichever comes first. The report would include data from marine mammal sightings (such as species, group size, and behavior), any observed reactions to construction, distance to operating pile hammer, and construction activities occurring at time of sighting.</P>
        <HD SOURCE="HD1">Estimated Take by Incidental Harassment</HD>
        <P>Except with respect to certain activities not pertinent here, the MMPA defines “harassment” as: any act of pursuit, torment, or annoyance which (i) has the potential to injure a marine mammal or marine mammal stock in the wild [Level A harassment]; or (ii) has the potential to disturb a marine mammal or marine mammal stock in the wild by causing disruption of behavioral patterns, including, but not limited to, migration, breathing, nursing, breeding, feeding, or sheltering [Level B harassment].</P>
        <P>All anticipated takes will be by Level B harassment, involving temporary, short-term modifications of behavior by small numbers of marine mammals within the action area. Marine mammals may also temporarily avoid the area during construction. The planned mitigation and monitoring measures are expected to avoid injurious or lethal takes such that take by Level A harassment, serious injury or mortality is considered remote.</P>
        <P>If a marine mammal responds to an underwater sound by changing its behavior (e.g., through relatively minor changes in locomotion direction/speed or vocalization behavior), the response may or may not constitute taking at the individual level, and is typically unlikely to affect the stock or the species as a whole. However, if a sound source displaces marine mammals from an important feeding or breeding area for a prolonged period, impacts on animals or on the stock or species could potentially be significant (Lusseau and Bejder, 2007; Weilgart, 2007).</P>

        <P>Given the many uncertainties in predicting the quantity and types of impacts of sound on marine mammals, it is common practice to estimate take based on how many animals are likely to be present within a particular distance of a given activity, or exposed<PRTPAGE P="69803"/>to a particular level of sound. Typically, potential takes are estimated by multiplying the ensonified area by the local marine mammal densities of the species that may occur within that zone. There are no density estimates for any Puget Sound population of marine mammals. As a result, for this IHA, takes were estimated using local marine mammal data sets (e.g., Orca Network, state and federal agencies), opinions from state and federal agencies, and incidental observations from WSF biologists. For example, between 1990 and 2005, an average of 1.75 killer whale groups were reported in the quadrant that includes Port Townsend, with most sightings occurring between September and December, and March. On the basis of that information, an estimated amount of potential takes for killer whales is presented here. However, while a pod of killer whales could potentially visit again during the project timeframe, and thus be taken, it is more likely that they would not.</P>
        <P>The project area is not believed to be particularly important habitat for marine mammals, although harbor seals are year-round residents and have a known haul-out site within 3 km of Port Townsend (haul-out sites for other pinniped species are located at a distance of 7 km or greater from the project site). Therefore, behavioral disturbances that could result from anthropogenic sound associated with the proposed activities are expected to affect only a relatively small number of individual marine mammals, although those effects could be recurring if the same individuals remain in the project vicinity.</P>
        <P>WSF requested authorization for the potential taking of small numbers of Steller sea lions, California sea lions, harbor seals, northern elephant seals, killer whales, Dall's porpoises, harbor porpoises, Pacific white-sided dolphins, gray whales, humpback whales, and minke whales in Port Townsend Bay and Admiralty Inlet that may result from pile removal and installation during construction activities associated with the transfer span replacement project described previously in this document. Based on comments received from the Marine Mammal Commission, the takes requested for harbor seals, California sea lions, Steller sea lions, and harbor porpoise have been corrected to account for the number of days during which the activity will occur instead of the number of hours extrapolated to days. The corrected numbers are reflected in the following paragraphs. The takes requested are expected to have no more than a minor effect on individual animals and no effect at the population level for these species. Any effects experienced by individual marine mammals are anticipated to be limited to short-term disturbance of normal behavior or temporary displacement of animals near the source of the sound.</P>

        <P>Current NMFS practice regarding exposure of marine mammals to anthropogenic noise is that in order to avoid the potential for injury (PTS), cetaceans and pinnipeds should not be exposed to impulsive sounds of 180 and 190 dB or above, respectively. This level is considered precautionary as it is likely that more intense sounds would be required before injury would actually occur (Southall<E T="03">et al.,</E>2007). Potential for behavioral harassment (Level B) is considered to have occurred when marine mammals are exposed to sounds at or above 160 dB for impulse sounds (such as impact pile driving) and 120 dB for non-pulse noise (such as vibratory pile driving), but below the aforementioned thresholds. These levels are also considered precautionary.</P>

        <P>Based on empirical measurements taken by WSDOT and Caltrans (which are presented in the<E T="03">Description of Specified Activities</E>section above), estimated distances to NMFS' current harassment threshold sound levels from pile driving during the proposed construction activities are presented in Table 4. The 22 m distance to the Level A harassment threshold and the establishment of a 5 m exclusion zone for vibratory installation of the 80-inch piles provides protected species observers a reasonably sized area to monitor during impact pile driving. Monitoring these zones and implementing mitigation measures will prevent marine mammals from being exposed to sound levels that reach the Level A harassment threshold.</P>
        <GPOTABLE CDEF="s50,r50,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE>Table 4—Distances to NMFS' Marine Mammal Harassment Thresholds (Without Attenuation)</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">Level A (190/180 dB)</CHED>
            <CHED H="1">Level B harassment<LI>(160 dB)</LI>
            </CHED>
            <CHED H="1">Level B harassment (120 dB)</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Impact hammering</ENT>
            <ENT>22 m</ENT>
            <ENT>465 m</ENT>
            <ENT>n/a</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Vibratory hammering</ENT>
            <ENT>5 m (80-inch piles only)</ENT>
            <ENT>n/a</ENT>
            <ENT>6.8 km</ENT>
          </ROW>
        </GPOTABLE>

        <P>For each of the 11 marine mammal species that may occur within the proposed action area, incidental take was determined by estimating the likelihood of a marine mammal being present with the Zone of Influence (ZOI) during pile driving activities (Table 5). Typically, incidental take is estimated by multiplying the area of the ZOI by the local animal density. This provides an estimate of the number of animals that might occupy the ZOI at any time; however, there are no density estimates for marine mammal populations in Puget Sound. Therefore, the take requests were estimated using local marine mammal data sets (e.g., Orca Network, state and federal agencies), opinions from state and federal agencies, and incidental observations from WSF biologists. Expected marine mammal presence was determined by past observation and general abundance near the Port Townsend ferry terminal during the construction work window. Distances to the applicable NMFS thresholds for Level A and Level B harassment take for each type of pile (vibratory and impact) were presented in Section 1.6.6 in the IHA application. These distances were used to calculate the various ZOIs or area ensonified by sounds at or greater than threshold. For example, for the Level A threshold, the estimated distance to the 180 dB isopleth was 22 m for impact pile driving, which equates to a 1,520 square meter ZOI. The distance to the 160 dB isopleths during impact pile driving was estimated at 465 m, which equates to a 0.45 square km (only half the area is water). The distance to the 120 dB threshold for vibratory pile driving was estimated at 6.8 km, which equates to a ZOI of approximately 42 square km in water. Both of these areas will be monitored during construction to report actual marine mammal takes by Level B harassment.<PRTPAGE P="69804"/>
        </P>
        <GPOTABLE CDEF="s60,12,12,12" COLS="4" OPTS="L2,i1">
          <TTITLE>Table 5—Population Abundance Estimates, Total Authorized Take, and the Percentage of the Population or Stock That May Be Exposed to Sounds Resulting in Level B Harassment During the Proposed Ferry Terminal Replacement Project</TTITLE>
          <BOXHD>
            <CHED H="1">Species</CHED>
            <CHED H="1">Abundance</CHED>
            <CHED H="1">Take authorization</CHED>
            <CHED H="1">Percentage of population or stock</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Gray Whale</ENT>
            <ENT>20,000</ENT>
            <ENT>2</ENT>
            <ENT>0.01</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Humpback Whale</ENT>
            <ENT>1,100</ENT>
            <ENT>2</ENT>
            <ENT>0.18</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Minke Whale</ENT>
            <ENT>1,000</ENT>
            <ENT>2</ENT>
            <ENT>0.2</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Killer Whale (Transient)</ENT>
            <ENT>314</ENT>
            <ENT>3</ENT>
            <ENT>1</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Killer Whale (Southern Resident)</ENT>
            <ENT>86</ENT>
            <ENT>27</ENT>
            <ENT>31</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Harbor Porpoise</ENT>
            <ENT>10,682</ENT>
            <ENT>306</ENT>
            <ENT>2.8</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Dall's Porpoise</ENT>
            <ENT>57,000</ENT>
            <ENT>9</ENT>
            <ENT>0.02</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Pacific White-sided Dolphin</ENT>
            <ENT>25,233</ENT>
            <ENT>10</ENT>
            <ENT>0.04</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Harbor Seal</ENT>
            <ENT>14,612</ENT>
            <ENT>180</ENT>
            <ENT>1.2</ENT>
          </ROW>
          <ROW>
            <ENT I="01">California Sea Lion</ENT>
            <ENT>238,000</ENT>
            <ENT>108</ENT>
            <ENT>0.04</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Northern Elephant Seal</ENT>
            <ENT>101,000</ENT>
            <ENT>5</ENT>
            <ENT>0.005</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Steller Sea Lion (eastern DPS)</ENT>
            <ENT>48,500</ENT>
            <ENT>90</ENT>
            <ENT>0.19</ENT>
          </ROW>
        </GPOTABLE>
        <P>Airborne noises can affect pinnipeds, especially resting seals hauled out on rocks or sand spits. The airborne 90 dB Level B threshold for hauled out harbor seals was estimated at 81 m, and the airborne 100 dB Level B threshold for other pinnipeds was estimated at 17 m. No haulout sites are within the disturbance threshold distances; the nearest harbor seal haulout is approximately 3 km from the ferry terminal. In addition, the airborne noise harassment ZOI is smaller than both the impact and vibratory hammer underwater noise harassment ZOIs, and therefore is encompassed in the underwater noise take estimates.</P>

        <P>Surveys conducted during the fall/winter of 2009/2010 by biologists contracted by the Snohomish Public Utility District recorded about 10 harbor seals per day (Tollit<E T="03">et al.,</E>2010). The applicant estimates that the total number of pile driving and removal hours would not exceed 18 eight-hour work days; therefore, the estimated number of seals that could be harassed would be 180. The survey conducted by Tollit<E T="03">et al.</E>(2010) also recorded sightings of California sea lions passing Admiralty Head (located directly across Admiralty Inlet from Port Townsend) and reported six animals over the course of 88 days between October 2009 and February 2010. Similarly, the Washington Department of Fish and Wildlife recorded eight California sea lions in Admiralty Inlet during vessel-based surveys in Puget Sound between 1992 and 2004. Based on the results from these surveys, WSF estimates that up to six California sea lions could enter the 160 dB harassment zone per day, or a total of 108 during the 18 eight-hour work days that would involve in-water pile installation and removal activities. These surveys did not, however, report any sightings of northern elephant seals in Admiralty Inlet. Wintering elephant seals haul out on Protection Island, which is 12 km to the west of Port Townsend, and Smith and Minor Islands 24 km to the north, but may forage as far south as Admiralty Inlet. Therefore, it is possible that elephant seals could enter Port Townsend Bay during the proposed activity at the ferry terminal, and WSF believes that a couple northern elephant seals could be exposed to sound from pile driving and removal activities each day, especially since they are capable of spending prolonged periods below the water where they cannot be detected. Based on these considerations, WSF requests a total of 5 northern elephant seal takes by Level B harassment during the three eight-hour work days that involve pile driving and removal. Among pinnipeds, Steller sea lions are relatively common in Admiralty Inlet during the winter as they move between the Strait of Juan de Fuca and Puget Sound; hauling out at Craven Rock east of Marrowstone Island, or on channel buoys. The survey conducted by Tollit<E T="03">et al.</E>(2010) recorded nearly 800 Steller sea lions over 88 days, or about 9 Steller sea lions per day. Considering that pile driving activities are expected to take about 18 work days to complete, WSF estimates that 90 Steller sea lions could be exposed to sound resulting in Level B harassment.</P>

        <P>Take estimates for cetaceans also relied on recent survey data because density estimates for the inland waters of Washington are not available. Harbor porpoises are frequently observed in Admiralty Inlet, Tollit<E T="03">et al.</E>(2010) recorded over 1,500 harbor porpoises during 88 survey days between October 2009 and February 2010, or approximately 17 per day. WSF estimates that pile driving activities will take about 18 work days to complete; therefore, approximately 306 harbor porpoises may be exposed to sound levels resulting in Level B harassment during this period. The survey by Tollit<E T="03">et al.</E>(2010) did not positively identify any Dall's porpoises, and their preference for deeper waters and spatial distribution in Puget Sound make it unlikely that Dall's porpoises transiting through Admiralty Inlet would regularly enter the shallow waters of Port Townsend Bay; however, it is possible for Dall's porpoises to approach close enough to the proposed pile-driving activity to be exposed to sound resulting in Level B harassment. Therefore, based on an average winter group size of three animals (PSAMP data), WSF estimates that three Dall's porpoise may enter the Level B harassment zone three times during pile driving activities, and request a total of nine Dall's porpoise takes by Level B harassment.</P>

        <P>The inland distribution of Pacific white-sided dolphins is largely limited to the Strait of Juan de Fuca and Haro Strait on the west side of the San Juan Islands. Because these dolphins appear confined to the deeper channels of the inland waters of Washington State, they may occur in Admiralty Inlet, but are unlikely to enter the shallower waters of Port Townsend Bay. In addition, these animals move to warmer waters in the fall and winter and may be entirely absent from the area during the proposed ferry terminal replacement project. Without better evidence on the reports of Pacific white-sided dolphins sighted in Admiralty Inlet during the winter or on the likelihood of these dolphins occurring in the vicinity of the ferry terminal, WSF requests 10 takes of Pacific white-sided dolphins by Level B harassment, which is based on their average group size exposed to one day of pile driving activity. Similar to Pacific white-sided dolphins, killer<PRTPAGE P="69805"/>whales are not expected to be present near Port Townsend during the proposed fall/winter activity period. Transient killer whale rarely occur in Puget Sound, and Southern Resident killer whales spend much of the winter in the vicinity of the Fraser River; however, based on the unpredictable nature of transient movements and past records of Southern Resident sightings, it is possible that a pod of killer whales could pass through Admiralty Inlet and be within the Level B harassment zone. For example, Tollit<E T="03">et al.</E>(2010) did report three sightings of Southern Resident killer whales passing Admiralty Head in October 2009, and one group of transients passed by in December 2009 (neither group entered Port Townsend Bay). Therefore, WSF requests 30 killer whale takes by Level B harassment, which equates to one group of three transients plus the 27 animals that comprise J pod—the Southern Resident pod most likely to occur in Puget Sound during the proposed activity period.</P>
        <P>The IHA application also requests takes of three species of baleen whale—gray whale, humpback whale, and minke whale. Gray whales generally enter the inland waters of Washington from March through May and sightings during the fall and winter are infrequent. However, because gray whales that enter Puget Sound tend to localize around Admiralty Inlet and Possession Sound, the possibility of a gray whale occurring in the vicinity of Port Townsend Bay during the proposed pile driving activity cannot be discounted. Therefore, based on the average gray whale group size, WSF requests two gray whale takes by Level B harassment. Humpback whales are also occasionally observed in Puget Sound, but most sightings occur during the summer months and nearly all recent winter and fall sightings have been confined to the vicinity of the San Juan Islands. Although humpback whales are not expected in the vicinity of Port Townsend Bay during the proposed action, the possibility of a sighting cannot be fully discounted. Based on the average group size, WSF requests two humpback whale takes by Level B harassment. Minke whales are also very rare in Puget Sound during the winter; however, of the few reported sightings in Puget Sound, most have occurred in the vicinity of Admiralty Inlet. Given the rarity of these animals in winter, WSF only anticipates that minke whales would make an occasional transit, if any, of Admiralty Inlet during the proposed activity with the remote possibility of one or two whales entering Port Townsend Bay. Therefore, based on these considerations, WSF requests two minke whale takes by Level B harassment.</P>
        <P>To summarize, WSF requests, and NMFS authorizes, takes of 180 harbor seals, 108 California sea lions, 5 northern elephant seals, 90 Steller sea lions, 306 harbor porpoises, 9 Dall's porpoises, 10 Pacific white-sided dolphins, 3 transient killer whales, 27 Southern Resident killer whales, 2 gray whales, 2 humpback whales, and 2 minke whales. These numbers do not take the required mitigation measures into consideration, and are likely overestimates because they represent the maximum number of animals expected to occur within the Level B harassment isopleth. The actual number of animals that may be harassed is likely to be less.</P>
        <HD SOURCE="HD1">Negligible Impact Determination</HD>
        <P>NMFS has defined “negligible impact” in 50 CFR 216.103 as “* * * an impact resulting from the specified activity that cannot be reasonably expected to, and is not reasonably likely to, adversely affect the species or stock through effects on annual rates of recruitment or survival.” In making a negligible impact determination, NMFS considers a number of factors which include, but are not limited to, number of anticipated injuries or mortalities (none of which would be authorized here), number, nature, intensity, and duration of Level B harassment, and the context in which takes occur.</P>
        <P>Marine mammals would not be exposed to activities or sound levels which would result in injury (PTS), serious injury, or mortality. Pile driving would occur in shallow coastal waters of Port Townsend Bay. The action area (waters around the ferry terminal) is not considered significant feeding or reproductive habitat for pinnipeds. The closest haul-out is 3 km away, which is outside the project area's largest harassment zone for airborne noise. Any marine mammals—most likely pinnipeds—approaching the action area would likely be traveling or opportunistically foraging.</P>
        <P>Marine mammals may be temporarily impacted by pile driving noise. However, marine mammals are expected to avoid the area to some degree, thereby potentially reducing exposure and impacts. Pile driving activities are expected to occur for approximately 4 weeks. Although marine mammal prey species may be affected by pile driving activities, any impacts would be short in duration and limited to the immediate vicinity of the ferry terminal. NMFS expects that any fish that exhibit behavioral responses (i.e., avoidance) while in-water construction activities occur would resume normal behavior following the cessation of the activity. Furthermore, Puget Sound is a highly populated and industrialized area, so animals are likely tolerant or habituated to anthropogenic disturbance, including low level vibratory pile driving operations, and noise from other anthropogenic sources (such as vessels) may mask construction related sounds. There are no known areas within Port Townsend Bay where any of these species concentrate specifically for breeding or feeding. Based on all the information considered, there is no anticipated effect on annual rates of recruitment or survival of affected marine mammals. Accordingly, the activity will have a negligible impact on the affected species or stocks of marine mammals.</P>
        <HD SOURCE="HD1">Small Numbers Determination</HD>
        <P>The amount of take WSF requested for each species, and NMFS authorizes, is considered small (less than five percent) relative to the estimated populations or stocks of 14,612 Pacific harbor seals, 238,000 California sea lions, 101,000 northern elephant seals, 48,500 Steller sea lions, 10,632 harbor porpoises, 57,000 Dall's porpoises, 25,233 Pacific white-sided dolphins, 314 transient killer whales, 20,000 gray whales, 1,100 humpback whales, and 1,000 minke whales.</P>
        <P>The request of up to 27 takes of Southern Resident killer whales by Level B harassment represents a larger percentage (31%) of the population; this number was estimated because Southern Resident killer whales travel in large groups. Although killer whales are unlikely to occur in the vicinity of the ferry terminal during pile driving, if they were to appear, it may be as a full group or pod, which necessitates the need for a larger number of takes requested.</P>

        <P>Based on the analysis contained herein of the likely effects of the specified activity on marine mammals and their habitat, and taking into consideration the implementation of the mitigation and monitoring measures, NMFS determines that the proposed pile removal and installation would result in the incidental take of small numbers of marine mammals, by Level B harassment only, and that the total taking would have a negligible impact on the affected species or stocks.<PRTPAGE P="69806"/>
        </P>
        <HD SOURCE="HD1">Impact on Availability of Affected Species for Taking for Subsistence Uses</HD>
        <P>There are no relevant subsistence uses of marine mammals implicated by this action.</P>
        <HD SOURCE="HD1">Endangered Species Act (ESA)</HD>
        <P>The Southern Resident killer whale and humpback whale are listed as endangered under the ESA and the eastern distinct population segment (DPS) of Steller sea lion is currently listed as threatened, but NMFS has proposed delisting of the eastern DPS (77 FR 23209, April 18, 2012). These species may occur within the action area. NMFS' Office of Protected Resources initiated formal consultation on the issuance of an IHA under section 101(a)(5)(A) of the MMPA for the takes of Southern Resident killer whales, humpback whales, and the eastern DPS of Steller sea lions. This consultation is complete, with the determination in a Biological Opinion that the activity is not likely to jeopardize the continued existence of the eastern DPS of Steller sea lions, Southern Resident killer whales, and humpback whales. In addition, the activity will not destroy or adversely modify designated critical habitat for Southern Resident killer whales.</P>
        <HD SOURCE="HD1">National Environmental Policy Act (NEPA)</HD>

        <P>In compliance with the National Environmental Policy Act of 1969 (42 U.S.C. 4321<E T="03">et seq.</E>), as implemented by the regulations published by the Council on Environmental Quality (40 CFR parts 1500-1508), and NOAA Administrative Order 216-6, NMFS prepared an Environmental Assessment (EA) to consider the direct, indirect, and cumulative effects to marine mammals and other applicable environmental resources resulting from issuance of a one-year IHA and the potential issuance of additional authorizations for incidental harassment for the ongoing project. NMFS has made a Finding of No Significant Impact (FONSI) and, therefore, it is not necessary to prepare an environmental impact statement for the issuance of an IHA to WSF for this activity.</P>
        <P>As a result of these determinations, NMFS has issued an IHA to the WSF to incidentally take marine mammals during in-water construction activities associated with the Port Townsend ferry terminal transfer span replacement project in Port Townsend, WA, provided the previously mentioned mitigation, monitoring, and reporting requirements are incorporated.</P>
        <SIG>
          <DATED>Dated: November 9, 2012.</DATED>
          <NAME>Helen M. Golde,</NAME>
          <TITLE>Acting Director, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28345 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3510-22-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">COMMODITY FUTURES TRADING COMMISSION</AGENCY>
        <SUBJECT>Agency Information Collection Activities: Notice of Intent To Renew Collection, Procurement Contracts</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Commodity Futures Trading Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Commodity Futures Trading Commission (“the Commission”) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (PRA),<E T="03">44 U.S.C. 3501 et seq.,</E>Federal agencies are required to publish notice in the<E T="04">Federal Register</E>concerning each proposed collection of information, and to allow 60 days for comment in response to the notice. This notice solicits comments on the extension of requirements relating to information collected to assist the Commission in soliciting and awarding contracts, OMB Control No. 3038-0031.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be submitted on or before January 22, 2013.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Comments may be mailed to Sonda Owens, Financial Management Branch, U.S. Commodity Futures Trading Commission, 1155 21st Street NW., Washington, DC 20581.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Sonda Owens, (202) 418-5182; FAX (202) 418-54149; email:<E T="03">sowens@cftc.gov</E>.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>Under the PRA, Federal agencies must obtain approval from the Office of Management and Budget (OMB) for each collection of information they conduct or sponsor. “Collection of information” is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and includes agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. Section 3506(c)(2)(A) of the PRA, 44 U.S.C. 3506(c)(2)(A), requires Federal agencies to provide a 60-day notice in the<E T="04">Federal Register</E>concerning each proposed collection of information, including each proposed extension of an existing collection of information, before submitting the collection to OMB for approval. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. To comply with this requirement, the Commission is publishing notice of the proposed collection of information listed below.</P>
        <P>With respect to the following collection of information, the Commission invites comments on:</P>
        <P>• Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information will have a practical use;</P>
        <P>• The accuracy of the Commission's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;</P>
        <P>• Ways to enhance the quality of, usefulness, and clarity of the information to be collected; and</P>

        <P>• Ways to minimize the burden of collection of information on those who are to respond, including through the use of appropriate electronic, mechanical, or other technological collection techniques or other forms of information technology;<E T="03">e.g.,</E>permitting electronic submission of responses.</P>
        <HD SOURCE="HD1">Procurement Contracts, OMB Control No. 3038-0031—Extension</HD>
        <P>The information collection consists of procurement activities relating to solicitations, amendments to solicitations, requests for quotations, construction contracts, awards of contracts, performance bonds, and payment information for individuals (vendors) or contractors engaged in providing supplies or services.</P>
        <P>The Commission estimates the burden of this collection of information as follows:</P>
        <GPOTABLE CDEF="s50,r50,12C,12C,12C" COLS="5" OPTS="L2,i1">
          <TTITLE>Estimated Annual Reporting Burden</TTITLE>
          <BOXHD>
            <CHED H="1">Annual number of<LI>respondents</LI>
            </CHED>
            <CHED H="1">Frequency or<LI>response</LI>
            </CHED>
            <CHED H="1">Total annual responses</CHED>
            <CHED H="1">Hours per<LI>response</LI>
            </CHED>
            <CHED H="1">Total hours</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">364</ENT>
            <ENT>Annually</ENT>
            <ENT>364</ENT>
            <ENT>2</ENT>
            <ENT>728</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="69807"/>
        <P>There are no capital costs or operating and maintenance costs associated with this collection.</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Sauntia S. Warfield,</NAME>
          <TITLE>Assistant Secretary of the Commission.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28234 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">COMMODITY FUTURES TRADING COMMISSION</AGENCY>
        <SUBJECT>Sunshine Act Meeting</SUBJECT>
        <P>This notice that an emergency meeting was held is published pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, 5 U.S.C. 552b.</P>
        <PREAMHD>
          <HD SOURCE="HED">AGENCY HOLDING THE MEETINGS:</HD>
          <P>Commodity Futures Trading Commission.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">TIMES AND DATES:</HD>
          <P>The Commission held an emergency closed meeting on November 14, 2011 at 2:15 p.m. The Commission, by a recorded unanimous vote of those members attending, determined that agency business required that business of the agency required that the meeting be held at that time. Commissioner Chilton did not participate.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PLACE:</HD>
          <P>Three Lafayette Center, 1155 21st St. NW., Washington, DC, 9th Floor Commission Conference Room.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">STATUS:</HD>
          <P>Closed.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">MATTERS CONSIDERED:</HD>
          <P>Litigation matters</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION:</HD>
          <P>Sauntia S. Warfield, Assistant Secretary of the Commission, 202-418-5084.</P>
        </PREAMHD>
        <SIG>
          <NAME>Sauntia S. Warfield,</NAME>
          <TITLE>Assistant Secretary of the Commission.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28382 Filed 11-19-12; 11:15 am]</FRDOC>
      <BILCOD>BILLING CODE 6351-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <SUBJECT>Threat Reduction Advisory Committee; Notice of Federal Advisory Committee Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of Defense, Office of the Under Secretary of Defense (Acquisition, Technology and Logistics).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Federal Advisory Committee Meeting Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Under the provisions of the Federal Advisory Committee Act of 1972 (5 U.S.C., Appendix, as amended) and the Government in the Sunshine Act of 1976 (5 U.S.C. 552b, as amended) the Department of Defense announces the following Federal advisory committee meeting of the Threat Reduction Advisory Committee (hereafter referred to as “the Committee”).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Thursday, December 6, from 8:30 a.m. to 5:00 p.m. and Friday, December 7, 2012, 8:30 a.m. to 4:00 p.m.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Conference Room 3A912A, The Pentagon.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Mr. William Hostyn, DoD, Defense Threat Reduction Agency/J2/5/8R-ACP, 8725 John J. Kingman Road, MS 6201, Fort Belvoir, VA 22060-6201. Email:<E T="03">william.hostyn@dtra.mil</E>. Phone: (703) 767-4453. Fax: (703) 767-4206.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P SOURCE="NPAR">
          <E T="03">Purpose of Meeting:</E>To obtain, review and evaluate classified information related to the Committee's mission to advise on technology security, combating weapons of mass destruction (C-WMD), counter terrorism and counter proliferation.</P>
        <P>
          <E T="03">Agenda:</E>Beginning at 8:30 a.m., December 6, and through the end of the meeting on December 7, the committee will receive classified Combating Weapons of Mass Destruction (C-WMD) briefings from the Department of Defense and the Intelligence Community. The committee will also hold classified discussions on Middle East WMD concerns, Addressing C-WMD Capabilities Needs and Gaps for 2020, the Cooperative Threat Reduction Program and the Way Forward, the Global C-WMD Awareness System, and Securing Special Nuclear Materials.</P>
        <P>
          <E T="03">Meeting Accessibility:</E>Pursuant to 5 U.S.C. 552b, as amended, and 41 CFR 102-3.155, the Department of Defense has determined that the meeting shall be closed to the public. The Under Secretary of Defense for Acquisition, Technology and Logistics, in consultation with the DoD FACA Attorney, has determined in writing that the public interest requires all sessions of this meeting be closed to the public because the discussions will be concerned with classified information and matters covered by Title 5, United States Code, Section 552b(c)(1) and are inextricably intertwined with the unclassified material which cannot reasonably be segregated into separate discussions without disclosing secret material.</P>
        <P>
          <E T="03">Committee's Designated Federal Officer or Point of Contact:</E>Mr. William Hostyn, DoD, Defense Threat Reduction Agency/J/2/5/8R-ACP, 8725 John J. Kingman Road, MS 6201, Fort Belvoir, VA 22060-6201.Email:<E T="03">william.hostyn@dtra.mil</E>. Phone: (703) 767-4453. Fax: (703) 767-4206.</P>
        <P>
          <E T="03">Written Statements:</E>Pursuant to 41 CFR 102-3.105(j) and 102-3.140 and section 10(a)(3) of the Federal Advisory Committee Act of 1972, the public or interested organizations may submit written statements to the membership of the Committee at any time or in response to the stated agenda of a planned meeting. Written statements should be submitted to the Committee's Designated Federal Officer. The Designated Federal Officer's contact information is listed in the paragraph immediately above or it can be obtained from the General Services Administration's FACA Database—<E T="03">https://www.fido.gov/facadatabase/public.asp.</E>
        </P>
        <P>Written statements that do not pertain to a scheduled meeting of the Committee may be submitted at any time. However, if individual comments pertain to a specific topic being discussed at a planned meeting then these statements must be submitted no later than five business days prior to the meeting in question. The Designated Federal Officer will review all submitted written statements and provide copies to all committee members.</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Aaron Siegel,</NAME>
          <TITLE>Alternate OSD Federal Register Liaison Officer,Department of Defense.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28241 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 5001-06-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Office of the Secretary</SUBAGY>
        <DEPDOC>[Docket ID DoD-2012-OS-0143]</DEPDOC>
        <SUBJECT>Privacy Act of 1974; System of Records</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Office of the Secretary of Defense, DoD.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice to alter a system of records.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Office of the Secretary of Defense proposes to alter a system of records in its inventory of record systems subject to the Privacy Act of 1974 (5 U.S.C. 552a), as amended.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This proposed action will be effective on December 24, 2012 unless comments are received which result in a contrary determination. Comments will be accepted on or before December 21, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>You may submit comments, identified by docket number and title, by any of the following methods:<PRTPAGE P="69808"/>
          </P>
          <P>•<E T="03">Federal Rulemaking Portal:</E>
            <E T="03">http://www.regulations.gov</E>. Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Federal Docket Management System Office, 4800 Mark Center Drive, East Tower, 2nd Floor, Suite 02G09, Alexandria, VA 22350-3100.</P>
          <P>
            <E T="03">Instructions:</E>All submissions received must include the agency name and docket number for this<E T="04">Federal Register</E>document. The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing on the Internet at<E T="03">http://www.regulations.gov</E>as they are received without change, including any personal identifiers or contact information.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Ms. Cindy Allard, Chief, OSD/JS Privacy Office, Freedom of Information Directorate, Washington Headquarters Services, 1155 Defense Pentagon, Washington, DC 20301-1155, or by phone at (571) 372-0461.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>

        <P>The Office of the Secretary of Defense notices for systems of records subject to the Privacy Act of 1974 (5 U.S.C. 552a), as amended, have been published in the<E T="04">Federal Register</E>and are available from the address in<E T="02">FOR FURTHER INFORMATION CONTACT</E>. The proposed system report, as required by 5 U.S.C. 552a(r) of the Privacy Act of 1974, as amended, was submitted on November 15, 2012, to the House Committee on Oversight and Government Reform, the Senate Committee on Governmental Affairs, and the Office of Management and Budget (OMB) pursuant to paragraph 4c of Appendix I to OMB Circular No. A-130, “Federal Agency Responsibilities for Maintaining Records About Individuals,” dated February 8, 1996 (February 20, 1996, 61 FR 6427).</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Aaron Siegel,</NAME>
          <TITLE>Alternate OSD Federal Register Liaison Officer, Department of Defense.</TITLE>
        </SIG>
        <PRIACT>
          <HD SOURCE="HD1">DMDC 02 DoD</HD>
          <HD SOURCE="HD2">System name:</HD>
          <P>Defense Enrollment Eligibility Recording System (DEERS), (August 3, 2011, 76 FR 46757).</P>
          <HD SOURCE="HD2">Changes:</HD>
          <STARS/>
          <HD SOURCE="HD2">System name:</HD>
          <P>Delete entry and replace with “Defense Enrollment Eligibility Reporting System (DEERS).”</P>
          <STARS/>
          <HD SOURCE="HD2">Categories of individuals covered by the system:</HD>
          <P>Delete entry and replace with “Members, former members, retirees, civilian employees (includes non-appropriated fund) and contractor employees of the DoD and all of the Uniformed Services; Presidential appointees of all Federal Government agencies; Medal of Honor recipients; U.S. Military Academy students; non-Federal agency civilian associates (e.g., American Red Cross paid employees, non-DoD contract employees); DoD local national hires; DoD beneficiaries; dependents; prior military eligible for Department of Veterans Affairs (VA) benefits; VA beneficiaries; beneficiaries of Servicemembers' Group Life Insurance (SGLI)/Family SGLI (FSGLI); members of the public treated for a medical emergency in a DoD or joint DoD/VA medical facility; and individuals who require a Common Access Card to access DoD applications (i.e., Department of Homeland Security employees, and state National Guard Employees).”</P>
          <HD SOURCE="HD2">Categories of records in the system:</HD>
          <P>Delete entry and replace with “Individual's name; Service or Social Security Number (SSN); DoD ID number; enrollment number; relationship of beneficiary to sponsor; residence address; date of birth; gender; mother's maiden name, branch of Service; dates of beginning and ending eligibility; number of family members of sponsor; multiple birth code/birth order; primary unit duty location of sponsor; race and ethnic origin; occupation; rank/pay grade; character of service; reenlistment eligibility; entitlement conditions; activations and deployments; disability documentation; wounded, ill and injured identification information; other health information, i.e., tumor/reportable disease registry; Medicare eligibility and enrollment data; primary and secondary fingerprints and photographs; blood test results; Deoxyribonucleic Acid (DNA); dental care eligibility codes and dental x-rays; and Foreign National Identification Numbers.</P>
          <P>Patient registration data for shared DoD/VA beneficiary populations, including VA Integration Control Number (ICN), VA patient type, patient category code and patient category name of sponsor and beneficiary, patient location Defense Medical Information System, patient location date, identity and relationship data, command interest code and name, command security code and name, medical fly status code. Catastrophic Cap and Deductible (CCD) transactions, including monetary amounts; CHAMPUS/TRICARE claim records containing enrollee, participant and health care facility, provider data such as, cause of treatment, amount of payment, name and Social Security or tax identification number of providers or potential providers of care; citizenship data/country of birth; civil service employee employment information (agency and bureau, pay plan and grade, nature of action code and nature of action effective date, occupation series, dates of promotion and expected return from overseas, service computation date); claims data; compensation data; contractor fee payment data; date of separation of former enlisted and officer personnel; third party health insurance information on dependents; SGLI/FSGLI beneficiaries information and amounts of coverage; demographic data (kept on others beyond beneficiaries) date of birth, home of record state, sex, race, education level; VA disability payment records; digital signatures where appropriate to assert validity of data; email (home/work); emergency contact person information; care giver information; immunization data; Information Assurance (IA) Work Force information; language data; military personnel information (rank, assignment/deployment, length of service, military occupation, education, and benefit usage); pharmacy benefits; reason leaving military service or DoD civilian service; Reserve member's civilian occupation and employment information; education benefit eligibility and usage; special military pay information; SGLI/FGLI; stored documents for proofing identity and association; workforces information (e.g., acquisition, first responders); Privacy Act audit logs.”</P>
          <HD SOURCE="HD2">Authority for maintenance of the system:</HD>

          <P>Delete entry and replace with “5 U.S.C. App. 3, Inspector General Act of 1978; 5 U.S.C. Chapter 90, Federal Long-Term Care Insurance; 10 U.S.C. 136, Under Secretary of Defense for Personnel and Readiness; 10 U.S.C. Chapter 53, Miscellaneous Rights and Benefits; 10 U.S.C. Chapter 54, Commissary and Exchange Benefits; 10 U.S.C. Chapter 55 Medical and Dental Care; 10 U.S.C. Chapter 58, Benefits and Services for Members being Separated or Recently Separated; 10 U.S.C. Chapter 75, Deceased Personnel; 10 U.S.C. 2358, Research and Development Projects; 20 U.S.C. 1070a(f)(4), Higher Education Opportunity Act; 31 U.S.C. 3512(c), Executive Agency Accounting and Other Financial Management; 42 U.S.C. 18001 note, Patient Protection and Affordable Care Act (Public Law<PRTPAGE P="69809"/>111-148); 42 U.S.C. 1973ff, Federal Responsibilities; 50 U.S.C. Chapter 23, Internal Security; DoD Directive 1000.04, Federal Voting Assistance Program (FVAP); DoD Instruction 1100.13, Surveys of DoD Personnel; DoD Instruction 1341.2, DEERS Procedures; DoD Instruction 3001.02, Personnel Accountability in Conjunction with Natural or Manmade Disasters; Homeland Security Presidential Directive 12, Policy for a Common Identification Standard for Federal Employees and Contractors; 38 CFR part 9.20, Traumatic injury protection; 38 U.S.C. Chapter 19, Subchapter III, Service members' Group Life Insurance; 42 U.S.C. 18001 note, Patient Protection and Affordable Care Act (Pub. L. 111-148); and E.O. 9397 (SSN), as amended.”</P>
          <HD SOURCE="HD2">Purpose(s):</HD>
          <P>Delete entry and replace with “To provide a database for determining eligibility for DoD entitlements and privileges; to support DoD health care management programs, to include research and analytical projects, through TRICARE Management Activity; to provide identification of deceased members; to record the issuance of DoD badges and identification cards, i.e., Common Access Cards (CAC) or beneficiary identification cards; and to detect fraud and abuse of the benefit programs by claimants and providers to include appropriate collection actions arising out of any debts incurred as a consequence of such programs.</P>
          <P>To authenticate and identify DoD affiliated personnel (e.g., contractors); to grant physical and logical access to DoD facilities; to assess manpower, support personnel and readiness functions; to perform statistical analyses; identify current DoD civilian and military personnel for purposes of detecting fraud and abuse of benefit programs; to register current DoD civilian and military personnel and their authorized dependents for purposes of obtaining medical examination, treatment or other benefits to which they are entitled; to ensure benefit eligibility is retained after separation from the military; information will be used by agency officials and employees, or authorized contractors, and other DoD Components for personnel and manpower studies; to assist in recruiting prior-service personnel; and to notify military members eligible to vote about information for registration and voting procedures.</P>
          <P>To provide appropriate contact information of DoD Personnel and beneficiaries for the purpose of conducting surveys authorized by the Department of Defense. Authorized surveys are used as a management tool for statistical analysis, policy planning, reporting, evaluation of program effectiveness, conducting research, to provide direct feedback on key strategic indicators, and for other policy planning purposes.</P>
          <P>To maintain the Servicemembers' Group Life Insurance (SGLI) and Family SGLI (FSGLI) coverage elections and beneficiaries' information. To provide rosters of DoD affiliated persons at the time of an official declared natural or man-made disaster.”</P>
          <HD SOURCE="HD2">Routine uses of records maintained in the system, including categories of users and the purposes of such uses:</HD>
          <P>Delete entry and replace with “In addition to those disclosures generally permitted under 5 U.S.C. 552a(b) of the Privacy Act of 1974, as amended, these records may specifically be disclosed outside the DoD as a routine use pursuant to 5 U.S.C. 552a(b)(3) as follows:</P>
          <P>1. To the Office of Disability and Insurance Security Programs, for the purpose of expediting disability processing of wounded military service members and veterans.</P>
          <P>2. To other Federal agencies and state, local and territorial governments to identify fraud and abuse of the Federal agency's programs and to identify debtors and collect debts and overpayment in the DoD health care programs.</P>
          <P>3. To each of the fifty states and the District of Columbia for the purpose of determining the extent to which state Medicaid beneficiaries may be eligible for Uniformed Services health care benefits, including CHAMPUS, TRICARE, and to recover Medicaid monies from the CHAMPUS program.</P>
          <P>4. To provide dental care providers assurance of treatment.</P>
          <P>5. To Federal agencies and/or their contractors, the Transportation Security Administration and other federal transportation agencies, for purposes of authenticating the identity of individuals who, incident to the conduct of official business, present the Common Access Card or other valid identification as proof of identity to gain physical or logical access to government and contractor facilities, locations, networks, systems, or programs.</P>
          <P>6. To State and local child support enforcement agencies for purposes of providing information, consistent with the requirements of 29 U.S.C. 1169(a), 42 U.S.C. 666(a)(19), and E.O. 12953 and in response to a National Medical Support Notice (NMSN) (or equivalent notice if based upon the statutory authority for the NMSN), regarding the military status of identified individuals and whether, and for what period of time, the children of such individuals are or were eligible for DoD health care coverage. NOTE: Information requested by the States is not disclosed when it would contravene U.S. national policy or security interests (42 U.S.C. 653(e)).</P>
          <P>7. To the Department of Health and Human Services (HHS):</P>

          <P>a. For purposes of providing information, consistent with the requirements of 42 U.S.C. 653 and in response to an HHS request, regarding the military status of identified individuals and whether the children of such individuals are or were eligible for DoD healthcare coverage and for what period of time they were eligible.<E T="04">Note:</E>Information requested by HHS is not disclosed when it would contravene U.S. national policy or security interests (42 U.S.C. 653(e)).</P>
          <P>b. For purposes of providing information so that specified Medicare determinations, specifically late enrollment and waiver of penalty, can be made for eligible (1) DoD military retirees and (2) spouses (or former spouses) and/or dependents of either military retirees or active duty military personnel, pursuant to section 625 of the Medicare Prescription Drug, Improvement, and Modernization Act of 2002 (as codified at 42 U.S.C. 1395p and 1395r).</P>
          <P>c. To the Office of Child Support Enforcement, Federal Parent Locator Service, pursuant to 42 U.S.C. 653 and 653a; to assist in locating individuals for the purpose of establishing parentage; establishing, setting the amount of, modifying, or enforcing child support obligations; or enforcing child custody or visitation orders; the relationship to a child receiving benefits provided by a third party and the name and SSN of those third party providers who have a legal responsibility. Identifying delinquent obligors will allow state child support enforcement agencies to commence wage withholding or other enforcement actions against the obligors.</P>
          <P>d. For purposes of providing information to the Centers for Medicare and Medicaid Services (CMS) to account for the impact of DoD healthcare on local reimbursement rates for the Medicare Advantage program as required in 42 CFR 422.306.</P>
          <P>8. To the American Red Cross for purposes of providing emergency notification and assistance to members of the Armed Forces, retirees, family members or survivors.</P>
          <P>9. To the Department of Veterans Affairs (DVA):<PRTPAGE P="69810"/>
          </P>
          <P>a. To provide uniformed service personnel, pay and wounded, ill and injured identification data for present and former uniformed service personnel for the purpose of evaluating use of veterans' benefits, validating benefit eligibility and maintaining the health and well-being of veterans and their family members.</P>
          <P>b. To provide identifying uniformed service personnel data to the DVA and its insurance program contractor for the purpose of conducting outreach and administration of benefits to qualified Service Members, Veterans and their dependents (38 U.S.C. 1977), notifying separating eligible Reservists of their right to apply for Veteran's Group Life Insurance coverage under the Veterans Benefits Improvement Act of 1996 (38 U.S.C. 1968) and for DVA to administer the Traumatic Servicemember's Group Life Insurance (TSGLI) (Traumatic Injury Protection Rider to Servicemember's Group Life Insurance (TSGLI), 38 CFR part 9.20).</P>
          <P>c. To register eligible veterans and their dependents for DVA programs.</P>
          <P>d. To provide former uniformed service personnel and survivor's financial benefit data to DVA for the purpose of identifying retired pay and survivor benefit payments for use in the administration of the DVA's Compensation and Pension Program (38 U.S.C. 5106). The information is to be used to process all DVA award actions more efficiently, reduce subsequent overpayment collection actions, and minimize erroneous payments.</P>
          <P>e. To provide identifying uniformed service personnel data to the DVA for the purpose of notifying such personnel of information relating to educational assistance as required by the Veterans Programs Enhancement Act of 1998 (38 U.S.C. 3011 and 3034).</P>
          <P>f. Providing to the Veterans Benefits Administration, DVA uniformed service personnel and financial data for the purpose of determining initial eligibility and any changes in eligibility status to insure proper payment of benefits for GI Bill education and training benefits by the DVA under the Montgomery GI Bill (10 U.S.C., Chapter 1606—Selected Reserve and 38 U.S.C., Chapter 30—Active Duty), the REAP educational benefit (Title 10 U.S.C., Chapter 1607), and the National Call to Service enlistment educational benefit (10 U.S.C., Chapter 510), the Post 9/11 GI Bill (38 U.S.C., Chapter 33) and The Transferability of Education Assistance to Family Members. The administrative responsibilities designated to both agencies by the law require that data be exchanged in administering the programs.</P>
          <P>10. To Federally Funded Research Centers and grantees for the purpose of performing research on manpower problems for statistical analyses.</P>
          <P>11. To consumer reporting agencies to obtain current addresses of separated uniformed services personnel to notify them of potential benefits eligibility.</P>
          <P>12. To Defense contractors to monitor the employment of former DoD employees and uniformed service personnel subject to the provisions of 41 U.S.C. 423.</P>
          <P>13. To Federal and quasi Federal agencies, territorial, state, and local governments to support personnel functions requiring data on prior uniformed service personnel credit for their employees or for job applications. To determine continued eligibility and help eliminate fraud and abuse in benefit programs and to collect debts and over payments owed to these programs. Information released includes name, SSN, and military or civilian address of individuals. To detect fraud, waste and abuse pursuant to the authority contained in the Inspector General Act of 1978, as amended (Pub. L. 95-452) for the purpose of determining eligibility for, and/or continued compliance with, any Federal benefit program requirements.</P>
          <P>14. To Federal and quasi Federal agencies, territorial, state and local governments, and contractors and grantees for the purpose of supporting research studies concerned with the health and well-being of active duty, reserve, and retired uniformed service personnel or veterans, to include family members. DMDC will disclose information from this system of records for research purposes when DMDC:</P>
          <P>a. Has determined that the use or disclosure does not violate legal or policy limitations under which the record was provided, collected, or obtained;</P>
          <P>b. Has determined that the research purpose (1) cannot be reasonably accomplished unless the record is provided in individually identifiable form, and (2) warrants the risk to the privacy of the individual that additional exposure of the record might bring;</P>
          <P>c. Has required the recipient to (1) establish reasonable administrative, technical, and physical safeguards to prevent unauthorized use or disclosure of the record, and (2) remove or destroy the information that identifies the individual at the earliest time at which removal or destruction can be accomplished consistent with the purpose of the research project, unless the recipient has presented adequate justification of a research or health nature for retaining such information, and (3) make no further use or disclosure of the record except (A) in emergency circumstances affecting the health or safety of any individual, (B) for use in another research project, under these same conditions, and with written authorization of the Department, (C) for disclosure to a properly identified person for the purpose of an audit related to the research project, if information that would enable research subjects to be identified is removed or destroyed at the earliest opportunity consistent with the purpose of the audit, or (D) when required by law;</P>
          <P>d. Has secured a written statement attesting to the recipients' understanding of, and willingness to abide by these provisions.</P>
          <P>15. To Federal and State agencies for purposes of obtaining socioeconomic information on uniformed service personnel so that analytical studies can be conducted with a view to assessing the present needs and future requirements of such personnel.</P>
          <P>16. To Federal and State agencies to validate demographic data (e.g., SSN, citizenship status, date and place of birth, etc.) for individuals in DMDC personnel and pay files so that accurate information is available in support of DoD requirements.</P>
          <P>17. To the Bureau of Citizenship and Immigration Services, Department of Homeland Security, for purposes of facilitating the verification of individuals who may be eligible for expedited naturalization (Pub. L. 108-136, Section 1701, and E.O. 13269, Expedited Naturalization).</P>
          <P>18. To the Department of Homeland Security for the conduct of studies related to the health and well-being of Coast Guard members and to authenticate and identify Coast Guard personnel.</P>
          <P>19. To Coast Guard recruiters in the performance of their assigned duties.</P>
          <P>20. To Federal Agencies, to include OPM, United States Postal Service, Executive Office of the President and Administrative Office of the Courts; Department of Health and Human Services; Department of Education; Department of Veterans Affairs to conduct computer matching programs regulated by the Privacy Act of 1974, as amended (5 U.S.C. 552a), for the purpose of:</P>

          <P>a. Providing all members of the Reserve Component of the Armed Forces to be matched against the Federal agencies for identifying those Reserve Component Service members that are also Federal civil service employees with eligibility for the Federal Employees Health Benefits (FEHB) program. This disclosure by the Federal<PRTPAGE P="69811"/>agencies will provide the DoD with the FEHB program eligibility and Federal employment information necessary to determine initial and continuing eligibility for the TRICARE Reserve Select (TRS) program and the TRICARE Retired Reserve (TRR) program (collectively referred to as purchased TRICARE programs). Reserve Component members who are not eligible for FEHB program are eligible for TRS (section 1076d of title 10) or TRR (section 1076e of title 10).</P>
          <P>b. Providing all members of the Reserve Component of the Armed Forces to be matched against the Federal agencies for the purpose of identifying the Ready Reserve Component Service members who are also employed by the Federal Government in a civilian position, so that reserve status can be terminated if necessary. To accomplish an emergency mobilization, individuals occupying critical civilian positions cannot be mobilized as Reservists.</P>
          <P>c. Providing to the Department of Education for the purpose of identifying dependent children of those Armed Forces members killed in Operation Iraqi Freedom and Operation Enduring Freedom (OIF/OEF), Iraq and Afghanistan Only, for possible benefits.</P>
          <P>d. Providing to the Centers for Medicaid and Medicare Services, Department of Health and Human Service, for the purpose of identifying DoD eligible beneficiaries both over and under the age of 65 who are Medicare eligible. Current law requires TMA to discontinue military health care benefits to Military Heath Services beneficiaries who are Medicare eligible unless they are enrolled in Medicare Part B.</P>
          <P>e. Providing to the Veterans Benefits Administration, DVA uniformed service data for the purpose of determining eligibility and any changes in eligibility status to insure proper administration of benefits for GI Bill education and training benefits under the Montgomery GI Bill (10 U.S.C., Chapter 1606—Selected Reserve and 38 U.S.C., Chapter 30—Active Duty), the Post 9/11 GI Bill (38 U.S.C., Chapter 33).</P>
          <P>f. Providing to the Centers for Medicaid and Medicare Services, Department of Health and Human Services, for the purpose of verifying individual's healthcare eligibility status, in accordance with the Affordable Care Act. Data provided to CMS will be used to make eligibility determinations for insurance affordability programs, administered by Medicaid, the Children's Health Insurance Program (CHIP), the Basic Health Program (BHP) and the American Health Benefit Exchange.</P>
          <P>21. To Federal and contractor medical personnel at joint DoD/VA health care clinics, for purposes of authenticating the identity of individuals who are registered as patients at the clinic and maintaining, through the correlation of DoD ID number and Integration Control Number (ICN), a shared population of DoD and VA beneficiaries who are users of the clinic.</P>
          <P>The DoD Blanket Routine Uses published at the beginning of the Office of the Secretary of Defense (OSD) compilation of systems of records notices may apply to this system.”</P>
          <STARS/>
        </PRIACT>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28240 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 5001-06-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Department of the Air Force</SUBAGY>
        <SUBJECT>U.S. Air Force Academy Board of Visitors; Notice of Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>U.S. Air Force Academy Board of Visitors.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Meeting Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with 10 U.S.C. 9355, the U.S. Air Force Academy (USAFA) Board of Visitors (BoV) will hold a meeting in the Capitol Building, Senate Visitor Center, Conference Rooms 208-209 Washington, DC on December 7, 2012. The meeting will begin at 9:30 a.m. The purpose of this meeting is to review morale and discipline, social climate, curriculum, instruction, infrastructure, fiscal affairs, academic methods, and other matters relating to the Academy. Specific topics for this meeting include the Superintendent's Update; a Character Update; a Development of a USAFA Second Lieutenant brief; the Subcommittee Out-briefs; and an Admissions brief. In accordance with 5 U.S.C. 552b, as amended, and 41 CFR 102-3.155, the Administrative Assistant to the Secretary of the Air Force, in consultation with the Office of the Air Force General Counsel, has determined in writing that the public interest requires one session of this meeting shall be closed to the public because they will involve matters covered by subsection (c)(6) of 5 U.S.C. 552b.</P>
          <P>Public attendance at the open portions of this USAFA BoV meeting shall be accommodated on a first-come, first-served basis up to the reasonable and safe capacity of the meeting room. In addition, any member of the public wishing to provide input to the USAFA BoV should submit a written statement in accordance with 41 CFR 102-3.140(c) and section 10(a)(3) of the Federal Advisory Committee Act and the procedures described in this paragraph. Written statements must address the following details: the issue, discussion, and a recommended course of action. Supporting documentation may also be included as needed to establish the appropriate historical context and provide any necessary background information. Written statements can be submitted to the Designated Federal Officer (DFO) at the Air Force address detailed below at any time. However, if a written statement is not received at least 10 calendar days before the first day of the meeting which is the subject of this notice, then it may not be provided to, or considered by, the BoV until its next open meeting. The DFO will review all timely submissions with the BoV Chairman and ensure they are provided to members of the BoV before the meeting that is the subject of this notice. For the benefit of the public, rosters that list the names of BoV members and any releasable materials presented during the open portions of this BoV meeting shall be made available upon request.</P>
          <P>If, after review of timely submitted written comments, the BoV Chairman and DFO deem appropriate, they may choose to invite the submitter of the written comments to orally present the issue during an open portion of the BoV meeting that is the subject of this notice. Members of the BoV may also petition the Chairman to allow specific personnel to make oral presentations before the BoV. In accordance with 41 CFR 102-3.140(d), any oral presentations before the BoV shall be in accordance with agency guidelines provided pursuant to a written invitation and this paragraph. Direct questioning of BoV members or meeting participants by the public is not permitted except with the approval of the DFO and Chairman.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>For additional information or to attend this BoV meeting, contact Capt Bobby Hale, Accessions and Training Division, AF/A1PT, 1040 Air Force Pentagon, Washington, DC 20330, (703) 695-4066.</P>
          <SIG>
            <NAME>Bao-Anh “Anh” Trinh,</NAME>
            <TITLE>Air Force Federal Register Officer.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28290 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 5001-10-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF DEFENSE</AGENCY>
        <SUBAGY>Department of the Navy</SUBAGY>
        <SUBJECT>Notice of Intent To Grant Partially Exclusive Patent License; Jinga-hi, Inc.</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of the Navy, DoD.</P>
        </AGY>
        <ACT>
          <PRTPAGE P="69812"/>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Department of the Navy herby gives notice of its intent to grant to Jinga-hi, Inc., a revocable, nonassignable, partially exclusive license in the United States to practice the Government-owned inventions described in U.S. Patent No. 7,420,366: Coupled Nonlinear Sensor System.//U.S. Patent No. 7,714,671: Wideband Nonlinear “Channelizer” for Rapid Processing of Static and Time-varying Signals.//U.S. Patent No. 7,777,535: Coupled Nonlinear Elements for Frequency Down-conversion Systems and Methods.//U.S. Patent No. 7,902,931: Wideband Nonlinear Circuits for Implementation in Frequency Channel.//U.S. Patent No. 8,165,557: Frequency Down-conversion System Using Arrays of Coupled Non-linear Elements.//U.S. Patent No. 8,174,325: Adaptive Injection-locked Oscillator Array for Broad Spectrum RF Analysis.//U.S. Patent No. and 8207763: Non-linear Channelizer Device with Wideband, High-frequency Operation and Channel Reconfigurability.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Anyone wishing to object to the grant of this license must file written objections along with supporting evidence, if any, no later than December 6, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Written objections are to be filed with the Office of Research and Technology Applications, Space and Naval Warfare Systems Center Pacific, Code 72120, 53560 Hull St, Bldg A33 Room 2531, San Diego, CA 92152-5001.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Brian Suh, Office of Research and Technology Applications, Space and Naval Warfare Systems Center Pacific, Code 72120, 53560 Hull St, Bldg A33 Room 2531, San Diego, CA 92152-5001, telephone 619-553-5118, Email:<E T="03">brian.suh@navy.mil</E>.</P>
          <AUTH>
            <HD SOURCE="HED">Authority:</HD>
            <P>35 U.S.C. 207, 37 CFR part 404.</P>
          </AUTH>
          <SIG>
            <DATED>Dated: November 14, 2012,</DATED>
            <NAME>C. K. Chiappetta,</NAME>
            <TITLE>Lieutenant Commander, Office of the Judge Advocate General, U.S. Navy, Federal Register Liaison Officer.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28281 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 3810-FF-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
        <DEPDOC>[Docket No.: ED-2012-ICCD-0055]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities; Comment Request; DC Choice Evaluation</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Institute of Education Sciences (IES), Department of Education (ED).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. chapter 3501<E T="03">et seq.</E>), ED is proposing a new information collection.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Interested persons are invited to submit comments on or before January 22, 2013.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Comments submitted in response to this notice should be submitted electronically through the Federal eRulemaking Portal at<E T="03">http://www.regulations.gov</E>by selecting Docket ID number ED-2012-ICCD-0055 or via postal mail, commercial delivery, or hand delivery.<E T="03">Please note that comments submitted by fax or email and those submitted after the comment period will not be accepted.</E>Written requests for information or comments submitted by postal mail or delivery should be addressed to the Director of the Information Collection Clearance Division, U.S. Department of Education, 400 Maryland Avenue SW, LBJ, Room 2E117, Washington, DC 20202-4537.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Electronically mail<E T="03">ICDocketMgr@ed.gov.</E>Please do not send comments here.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Department of Education (ED), in accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)), provides the general public and Federal agencies with an opportunity to comment on proposed, revised, and continuing collections of information. This helps the Department assess the impact of its information collection requirements and minimize the public's reporting burden. It also helps the public understand the Department's information collection requirements and provide the requested data in the desired format. ED is soliciting comments on the proposed information collection request (ICR) that is described below. The Department of Education is especially interested in public comment addressing the following issues: (1) is this collection necessary to the proper functions of the Department; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the Department enhance the quality, utility, and clarity of the information to be collected; and (5) how might the Department minimize the burden of this collection on the respondents, including through the use of information technology. Please note that written comments received in response to this notice will be considered public records.</P>
        <P>
          <E T="03">Title of Collection:</E>DC Choice Evaluation.</P>
        <P>
          <E T="03">OMB Control Number:</E>Pending.</P>
        <P>
          <E T="03">Type of Review:</E>New collection; request for a new OMB Control Number.</P>
        <P>
          <E T="03">Respondents/Affected Public:</E>State, Local, or Tribal Governments.</P>
        <P>
          <E T="03">Total Estimated Number of Annual Responses:</E>3,059.</P>
        <P>
          <E T="03">Total Estimated Number of Annual Burden Hours:</E>984.</P>
        <P>
          <E T="03">Abstract:</E>The Institute of Education Sciences at the U.S. Department of Education is conducting a congressionally mandated evaluation of the newly re-authorized program providing private school scholarships to low-income residents of Washington, DC. As was the case for the prior evaluation of the program, the foundation of the new evaluation will be a randomized control trial comparing outcomes of eligible applicants (students and their parents) assigned by lottery to receive or not receive a scholarship. This design is consistent with the requirement for a rigorous evaluation as well as the need to fairly allocate the scholarships if the program is oversubscribed. The study will include the administration of annual academic assessments and surveys of students, parents, and principals.</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Darrin A. King,</NAME>
          <TITLE>Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28317 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4000-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
        <DEPDOC>[Docket No. ED-2012-ICCD-0054]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Comment Request; State Plan for Independent Living (SPIL) for the State Independent Living Services and Center for Independent Living Programs</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of Education (ED), Office of Special Education and Rehabilitative Services (OSERS).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>In accordance with the Paperwork Reduction of 1995 (44 U.S.C. chapter 3501<E T="03">et seq.</E>), ED is proposing an extension of an existing information collection.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Interested persons are invited to submit comments on or before December 21, 2012.</P>
        </DATES>
        <ADD>
          <PRTPAGE P="69813"/>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Comments submitted in response to this notice should be submitted electronically through the Federal eRulemaking Portal at<E T="03">http://www.regulations.gov</E>by selecting Docket ID number ED-2012-ICCD-0054 or via postal mail, commercial delivery, or hand delivery.<E T="03">Please note that comments submitted by fax or email and those submitted after the comment period will not be accepted.</E>Written requests for information or comments submitted by postal mail or delivery should be addressed to the Director of the Information Collection Clearance Division, U.S. Department of Education, 400 Maryland Avenue SW, LBJ, Room 2E117, Washington, DC 20202-4537.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Electronically mail<E T="03">ICDocketMgr@ed.gov.</E>Please do not send comments here.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Department of Education (ED), in accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)), provides the general public and Federal agencies with an opportunity to comment on proposed, revised, and continuing collections of information. This helps the Department assess the impact of its information collection requirements and minimize the public's reporting burden. It also helps the public understand the Department's information collection requirements and provide the requested data in the desired format. ED is soliciting comments on the proposed information collection request (ICR) that is described below. The Department of Education is especially interested in public comment addressing the following issues: (1) Is this collection necessary to the proper functions of the Department; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the Department enhance the quality, utility, and clarity of the information to be collected; and (5) how might the Department minimize the burden of this collection on the respondents, including through the use of information technology. Please note that written comments received in response to this notice will be considered public records.</P>
        <P>
          <E T="03">Title of Collection:</E>State Plan for Independent Living (SPIL) for the State Independent Living Services and Center for Independent Living Programs.</P>
        <P>
          <E T="03">OMB Control Number:</E>1820-0527 .</P>
        <P>
          <E T="03">Type of Review:</E>Extension of an existing information collection.</P>
        <P>
          <E T="03">Respondents/Affected Public:</E>State, Local, or Tribal Governments.</P>
        <P>
          <E T="03">Total Estimated Number of Annual Responses:</E>56.</P>
        <P>
          <E T="03">Total Estimated Number of Annual Burden Hours:</E>3,360.</P>
        <P>
          <E T="03">Abstract:</E>States wishing to receive funding under the State Independent Living Services and Centers for Independent Living programs must submit an approvable three-year State Plan for Independent Living (SPIL) to the Rehabilitation Services Administration. The purpose of these programs is to promote the independent living philosophy based on consumer control, peer support, self-help, self-determination, equal access and individual and systems advocacy to maximize the leadership, empowerment, independence and productivity of individuals with significant disabilities and to promote and maximize the integration and full inclusion of individuals with significant disabilities into the mainstream of American society. The SPIL encompasses the activities planned by the state to achieve its specified independent living objectives and reflects the state's commitment to comply with all applicable statutory and regulatory requirements during the three years covered by the plan.</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Darrin A. King,</NAME>
          <TITLE>Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28316 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4000-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
        <DEPDOC>[Docket No.: ED-2012-ICCD-0056]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Comment Request; Needs Assessment and Workplan Guide for the Technical Assistance and Continuing Education Program</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of Education (ED), Office of Special Education and Rehabilitative Services (OSERS)</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. chapter 3501<E T="03">et seq.</E>), ED is proposing a new FRSS generic clearance.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Interested persons are invited to submit comments on or before December 21, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Comments submitted in response to this notice should be submitted electronically through the Federal eRulemaking Portal at<E T="03">http://www.regulations.gov</E>by selecting Docket ID number ED-2012-ICCD-0056 or via postal mail, commercial delivery, or hand delivery.<E T="03">Please note that comments submitted by fax or email and those submitted after the comment period will not be accepted.</E>Written requests for information or comments submitted by postal mail or delivery should be addressed to the Director of the Information Collection Clearance Division, U.S. Department of Education, 400 Maryland Avenue SW., LBJ, Room 2E117, Washington, DC 20202-4537.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Electronically mail<E T="03">ICDocketMgr@ed.gov</E>. Please do not send comments here.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Department of Education (ED), in accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)), provides the general public and Federal agencies with an opportunity to comment on proposed, revised, and continuing collections of information. This helps the Department assess the impact of its information collection requirements and minimize the public's reporting burden. It also helps the public understand the Department's information collection requirements and provide the requested data in the desired format. ED is soliciting comments on the proposed information collection request (ICR) that is described below. The Department of Education is especially interested in public comment addressing the following issues: (1) Is this collection necessary to the proper functions of the Department; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the Department enhance the quality, utility, and clarity of the information to be collected; and (5) how might the Department minimize the burden of this collection on the respondents, including through the use of information technology. Please note that written comments received in response to this notice will be considered public records.</P>
        <P>
          <E T="03">Title of Collection:</E>Needs Assessment and Workplan Guide for the Technical Assistance and Continuing Education Program.</P>
        <P>
          <E T="03">OMB Control Number:</E>1820-0690.</P>
        <P>
          <E T="03">Type of Review:</E>Revision of an existing collection of information.</P>
        <P>
          <E T="03">Respondents/Affected Public:</E>State, Local, or Tribal Governments.</P>
        <P>
          <E T="03">Total Estimated Number of Annual Responses:</E>10.</P>
        <P>
          <E T="03">Total Estimated Number of Annual Burden Hours:</E>817.<PRTPAGE P="69814"/>
        </P>
        <P>
          <E T="03">Abstract:</E>Technical Assistance and Continuing Education Centers are required to conduct needs assessments of state vocational rehabilitation agencies and their partners in their regions, create workplans to address the needs they identify, and evaluate the technical assistance and continuing education provided to address those needs. This guide establishes the requirements for, and information to be reported about, those activities.</P>
        <SIG>
          <DATED>Dated: November 16, 2012.</DATED>
          <NAME>Darrin A. King,</NAME>
          <TITLE>Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28331 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4000-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
        <DEPDOC>[Docket No.: ED-2012-ICCD-0057]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities; Comment Request; National Assessment of Educational Progress (NAEP) 2014-16 System Clearance</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Department of Education (ED), Institute of Education Sciences (IES).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice</P>
        </ACT>.<SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. chapter 3501<E T="03">et seq.</E>), ED is proposing an extension of an existing information collection.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Interested persons are invited to submit comments on or before January 22, 2013.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Comments submitted in response to this notice should be submitted electronically through the Federal eRulemaking Portal at<E T="03">http://www.regulations.gov</E>by selecting Docket ID number ED-2012-ICCD-0057 or via postal mail, commercial delivery, or hand delivery. Please note that comments submitted by fax or email and those submitted after the comment period will not be accepted. Written requests for information or comments submitted by postal mail or delivery should be addressed to the Director of the Information Collection Clearance Division, U.S. Department of Education, 400 Maryland Avenue SW., LBJ, Room 2E117, Washington, DC 20202-4537.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Electronically mail<E T="03">ICDocketMgr@ed.gov</E>. Please do not send comments here.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The Department of Education (ED), in accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)), provides the general public and Federal agencies with an opportunity to comment on proposed, revised, and continuing collections of information. This helps the Department assess the impact of its information collection requirements and minimize the public's reporting burden. It also helps the public understand the Department's information collection requirements and provide the requested data in the desired format. ED is soliciting comments on the proposed information collection request (ICR) that is described below. The Department of Education is especially interested in public comment addressing the following issues: (1) Is this collection necessary to the proper functions of the Department; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the Department enhance the quality, utility, and clarity of the information to be collected; and (5) how might the Department minimize the burden of this collection on the respondents, including through the use of information technology. Please note that written comments received in response to this notice will be considered public records.</P>
        <P>
          <E T="03">Title of Collection:</E>National Assessment of Educational Progress (NAEP) 2014-16 System Clearance.</P>
        <P>
          <E T="03">OMB Control Number:</E>1850-0790.</P>
        <P>
          <E T="03">Type of Review:</E>Revision of an existing information collection.</P>
        <P>
          <E T="03">Respondents/Affected Public:</E>State, Local, or Tribal Governments.</P>
        <P>
          <E T="03">Total Estimated Number of Annual Responses:</E>1,609,126.</P>
        <P>
          <E T="03">Total Estimated Number of Annual Burden Hours:</E>758,329.</P>
        <P>
          <E T="03">Abstract:</E>The National Center for Education Statistics is requesting a three year generic system clearance for the National Assessment of Education Progress (NAEP) to be administered in the 2014-2016 timeframe. The primary reason for the system clearance request is that it enables NAEP to meet its large and complex assessment reporting schedules and deliverables through a more efficient clearance process. NAEP is a federally authorized survey of student achievement at grades 4, 8, and 12 in various subject areas, such as mathematics, reading, writing, science, U.S. history, civics, geography, economics, technology and engineering literacy, and the arts. The National Assessment of Educational Progress Authorization Act (Pub. L. 107-279 Title III, section 303) requires the assessment to collect data on specified student groups and characteristics, including information organized by race/ethnicity, gender, socio-economic status, disability, and limited English proficiency. It requires fair and accurate presentation of achievement data and permits the collection of background, noncognitive, or descriptive information that is related to academic achievement and aids in fair reporting of results. The intent of the law is to provide representative sample data on student achievement for the nation, the states, and subpopulations of students and to monitor progress over time. The nature of NAEP is that burden alternates from a relatively low burden in national-level administration years to a substantial burden increase in state-level administration years when the sample has to allow for estimates for individual states and some of the large urban districts. Consequently, the estimated respondent burden is substantially lower for the 2014 and 2016 versus the 2015 administration of NAEP. The NAEP results will be reported to the public through the Nations Report Card as well as other online NAEP tools.</P>
        <SIG>
          <DATED>Dated: November 16, 2012.</DATED>
          <NAME>Darrin A. King,</NAME>
          <TITLE>Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28332 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4000-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
        <SUBJECT>National Assessment Governing Board; Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>U.S. Department of Education, National Assessment Governing Board.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of open and closed meeting sessions.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This notice sets forth the schedule and proposed agenda for the upcoming meeting of the National Assessment Governing Board (Board) and also describes the specific functions of the Board. Notice of this meeting is required under Section 10(a)(2) of the Federal Advisory Committee Act. This notice is issued to provide members of the general public with an opportunity to attend and/or provide comments. Individuals who will need special accommodations in order to attend the meeting (e.g. interpreting services, assistive listening devices, materials in alternative format) should notify Munira Mwalimu at 202-357-6938 or at<E T="03">Munira.Mwalimu@ed.gov</E>no later than November 19, 2012. We will attempt to meet requests after this date but cannot guarantee availability of the requested accommodation. The meeting site is accessible to individuals with disabilities.</P>
        </SUM>
        <DATES>
          <PRTPAGE P="69815"/>
          <HD SOURCE="HED">DATES:</HD>
          <P>November 29-December 1, 2012.</P>
          <P>
            <E T="03">Times:</E>
          </P>
          <P>
            <E T="03">November 29:</E>Committee Meetings:</P>
          <P>
            <E T="03">Ad Hoc Committee on NAEP Background Information:</E>2:00 p.m.-4:00 p.m.</P>
          <P>
            <E T="03">Executive Committee:</E>Open Session: 4:30 p.m.-5:30 p.m.; Closed Session: 5:30 p.m.-6:00 p.m.</P>
          <P>
            <E T="03">November 30: Full Board and Committee Meetings:</E>
          </P>
          <P>
            <E T="03">Full Board:</E>Open Session: 8:30 a.m.-9:20 a.m.; Closed Session: 12:15 p.m.-1:45 p.m.; Open Session: 2:00 p.m.-4:15 p.m.</P>
          <P>
            <E T="03">Committee Meetings:</E>
          </P>
          <P>
            <E T="03">Assessment Development Committee (ADC):</E>Open Session: 9:30 a.m.-10:40 a.m.; Closed Session: 10:40 a.m.-12:00 p.m.</P>
          <P>
            <E T="03">Reporting and Dissemination Committee (R&amp;D):</E>Open Session: 9:30 a.m.-12:00 p.m.</P>
          <P>
            <E T="03">Committee on Standards, Design and Methodology (COSDAM):</E>Open Session: 9:30 a.m. -10:45 a.m.; Closed Session: 10:45 a.m.-11:50 p.m.; Open Session: 11:50 a.m.-12:00 p.m.</P>
          <P>
            <E T="03">December 1: Full Board and Committee Meetings:</E>
          </P>
          <P>
            <E T="03">Nominations Committee:</E>Closed Session: 7:15 a.m.-8:15 a.m.</P>
          <P>
            <E T="03">Full Board:</E>Closed Session: 8:30 a.m.-10:00 a.m.; Open Session: 10:15 a.m.-12:00 p.m.</P>
          <P>
            <E T="03">Location:</E>St. Regis Hotel, 923 16th and K Streets NW., Washington, DC 20006.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Munira Mwalimu, Executive Officer, National Assessment Governing Board, 800 North Capitol Street NW., Suite 825, Washington, DC 20002-4233, Telephone: (202) 357-6938.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P>The National Assessment Governing Board (Board) is established under section 412 of the National Education Statistics Act of 1994, as amended.</P>
        <P>The Board is established to formulate policy guidelines for the National Assessment of Educational Progress (NAEP). The Board's responsibilities include the following: selecting subject areas to be assessed, developing assessment frameworks and specifications, developing appropriate student achievement levels for each grade and subject tested, developing standards and procedures for interstate and national comparisons, developing guidelines for reporting and disseminating results, and releasing initial NAEP results to the public.</P>
        <P>On November 29, 2012, the Ad Hoc Committee on Background Information will meet in open session from 2:00 p.m. to 4:00 p.m. The Executive Committee will convene in open session from 4:30 p.m. to 5:30 p.m. and thereafter in closed session from 5:30 p.m. to 6:00 p.m.</P>

        <P>During the closed session, the Executive Committee will receive and discuss the current procurement plans and independent government cost estimates from the National Center for Education Statistics (NCES) staff for proposed item development, data collection, scoring and analysis, and reporting of National Assessment of Educational Progress (NAEP) results for 2013-2017, and their implications on future NAEP activities. The discussion of independent government cost estimates for the NAEP 2013-2017 contracts is necessary for ensuring that NAEP contracts meet congressionally mandated goals and adhere to Board policies on NAEP Assessments available at<E T="03">www.nagb.org/policies.html</E>. This part of the meeting must be conducted in closed session because public disclosure of this information would likely have an adverse financial effect on the NAEP program by providing contractors attending an unfair advantage in procurement and contract negotiations for NAEP. Discussion of this information would be likely to significantly impede implementation of a proposed agency action if conducted in open session. Such matters are protected by exemption 9(B) of section 552b(c) of Title 5 U.S.C.</P>
        <P>On November 30, 2012, the full Board will meet in open session from 8:30 a.m. to 9:20 a.m., followed by a closed session from 12:15 p.m. to 1:45 p.m., and an open session from 2:00 p.m. to 4:15 p.m.</P>
        <P>From 8:30 a.m. to 9:20 a.m. on November 30, the Board will review and approve the November 29-December 1, 2012 meeting agenda and meeting minutes from the August 2012 Board meeting. Thereafter, the Chairman will introduce new Board members followed by remarks from the new members and the Chairman.</P>
        <P>On November 30, 2012 from 8:50 a.m. to 9:20 a.m., the Executive Director of the Governing Board will provide a report to the Board, followed by updates from the Commissioner of the National Center for Education Statistics (NCES) and the Director of the Institute of Education Sciences (IES). Following these sessions, the Board will recess for Committee meetings from 9:30 a.m. to 12:00 p.m. The Reporting and Dissemination Committee will meet in open session and the Assessment Development Committee and the Committee on Standards, Design and Methodology will meet in open and closed sessions as described below.</P>
        <P>On November 30, 2012, the Assessment Development Committee will meet in open session from 9:30 a.m. to 10:40 a.m. and in closed session from 10:40 a.m. to 12:00 p.m. During the closed session, ADC members will review secure science interactive computer tasks (ICTs) and test items for the 2014 pilot test in preparation for the 2015 NAEP science assessment. The review of secure ICTs for grades 4, 8, and 12 must be conducted in closed session because the ADC members will be provided with secure items and materials which are not yet available for release to the general public. Premature disclosure of the secure test items and materials would compromise the integrity and substantially impede implementation of the secure NAEP assessments and is therefore protected by exemption 9(B) of section 552b(c) of Title 5 of the United States Code.</P>
        <P>The Committee on Standards, Design and Methodology (COSDAM) will meet in open session from 9:30 a.m. to 10:45 a.m. and thereafter in closed session from 10:45 a.m. to 11:50 a.m., followed by an open session from 11:50 a.m. to 12:00 p.m. During the closed session, COSDAM members will receive an embargoed technical briefing on preliminary results of the linking study at grade 8 in mathematics and science. The linking study was conducted in 2012 between NAEP and the Trends in International Mathematics and Science (TIMSS) assessments. These data have not yet been released and therefore cannot be disclosed to the general public at this time. Premature disclosure of these secure data would significantly impede implementation of the NAEP and TIMSS assessments and reporting, and is therefore protected by exemption 9(B) of section 552b(c) of Title 5 U.S.C.</P>

        <P>Following the Committee meetings, on November 30, 2012 from 12:15 p.m. to 1:45 p.m. the full Board will meet in closed session to receive two briefings—a linking study of NAEP and TIMSS, and results of the Mathematics Curriculum Study. For the NAEP/TIMSS linking study, the Board will receive an embargoed briefing on preliminary results. For the mathematics curriculum study, the Board will receive an embargoed briefing on the results from the 2005 High School Transcript Mathematics Curriculum Study of 12th graders. The briefings will include secure test items, embargoed assessment data, and results that cannot be discussed in an open meeting prior to their official release. Premature disclosure of these results would significantly impede implementation of the NAEP and TIMSS assessment program, and is<PRTPAGE P="69816"/>therefore protected by exemption 9(B) of section 552b(c) of Title 5 United States Code.</P>
        <P>After the November 30 closed general session, the Board will meet in open session. From 2:00 p.m. to 2:45 p.m., the Board will receive the annual briefing on the Governing Board and Council of Chief State School Officers (CCSSO) Policy Task Force. From 2:45 p.m. to 3:30 p.m., the Board will receive a demonstration of the online Grade 12 Preparedness Technical Report and a briefing on plans for future research studies. Thereafter, from 3:45 p.m. to 4:15 p.m., Board members will receive their annual ethics briefing from the Office of General Counsel. The November 30, 2012 Board meeting is scheduled to adjourn at 4:15 p.m.</P>
        <P>On December 1, 2012, the Nominations Committee will meet in closed session from 7:15 a.m. to 8:15 a.m. to discuss potential candidates for Board terms beginning October 1, 2013. The Committee discussions pertain solely to internal personnel rules and practices of an agency and information of a personal nature where disclosure would constitute an unwarranted invasion of personal privacy. As such, the discussions are protected by exemptions 2 and 6 of section 552b(c) of Title 5 of the United States Code.</P>
        <P>On December 1, 2012 from 8:30 a.m. to 10:00 a.m. the full Board will receive a demonstration of computer-based tasks and test materials for the NAEP 2014 Technology and Engineering Literacy (TEL) Assessment at grade 8. During this closed session, Board members will be provided with specific test materials for review which are not yet available for release to the general public. Premature disclosure of these secure test items and materials would compromise the integrity and substantially impede implementation of the NAEP assessment and is therefore protected by exemption 9(B) of section 552b(c) of Title 5 of the United States Code.</P>
        <P>Following this closed session, the full Board will meet in open session to discuss its ongoing work on Making a Difference Initiatives which includes plans for the 2013 Education Summit for Parent Leaders. From 10:45 a.m. to 12:00 p.m. the Board will receive Committee reports and take action on Committee recommendations. The December 1, 2012 meeting is scheduled to adjourn at 12:00 p.m.</P>
        <P>A verbatim transcript of the meeting, including summaries of the activities of the closed sessions and related matters that are informative to the public and consistent with the policy of section 5 U.S.C. 552b(c) will be available to the public within 14 days of the meeting. Records are kept of all Board proceedings and are available for public inspection at the U.S. Department of Education, National Assessment Governing Board, Suite #825, 800 North Capitol Street NW., Washington, DC, from 9:00 a.m. to 5:00 p.m. Eastern Time, Monday through Friday.</P>

        <P>Electronic Access to This Document: You may view this document, as well as all other documents of this Department published in the<E T="04">Federal Register</E>, in text or Adobe Portable Document Format (PDF) on the Internet at the following site:<E T="03">http://www.ed.gov/news/fedregister/index.html.</E>To use PDF you must have Adobe Acrobat Reader, which is available free at this site. If you have questions about using PDF, call the U.S. Government Printing Office (GPO), toll free at 1-866-512-1800; or in the Washington, DC, area at (202) 512-0000. Note: The official version of this document is the document published in the<E T="04">Federal Register</E>. Free Internet access to the official edition of the<E T="04">Federal Register</E>and the Code of Federal Regulations is available on GPO Access at:<E T="03">www.gpoaccess.gov/nara/index.html.</E>
        </P>
        <SIG>
          <DATED>Dated: November 16, 2012.</DATED>
          <NAME>Cornelia Orr,</NAME>
          <TITLE>Executive Director, National Assessment Governing Board (NAGB), U. S. Department of Education.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28314 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4000-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <SUBJECT>Combined Notice of Filings</SUBJECT>
        <P>Take notice that the Commission has received the following Natural Gas Pipeline Rate and Refund Report filings:</P>
        <HD SOURCE="HD1">Filings Instituting Proceedings</HD>
        <P>
          <E T="03">Docket Numbers:</E>RP13-275-000.</P>
        <P>
          <E T="03">Applicants:</E>Rockies Express Pipeline LLC.</P>
        <P>
          <E T="03">Description:</E>Neg Rate 2012-11-13 ConocoPhillips to be effective 11/13/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5248.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 11/26/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP13-276-000.</P>
        <P>
          <E T="03">Applicants:</E>Maritimes &amp; Northeast Pipeline, L.L.C.</P>
        <P>
          <E T="03">Description:</E>Negotiated Rate Agreement—Barclays to be effective 12/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5253.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 11/26/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>RP13-277-000.</P>
        <P>
          <E T="03">Applicants:</E>DCP Midstream, LP, DCP South Central Texas LLC.</P>
        <P>
          <E T="03">Description:</E>Joint Petition of DCP Midstream, LP and DCP South Central Texas LLC for Temporary Waiver of Capacity Release Regulations and Policies.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5319.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 11/26/12.</P>
        <P>Any person desiring to intervene or protest in any of the above proceedings must file in accordance with Rules 211 and 214 of the Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>
        <HD SOURCE="HD1">Filings in Existing Proceedings</HD>
        <P>
          <E T="03">Docket Numbers:</E>RP13-254-001.</P>
        <P>
          <E T="03">Applicants:</E>Millennium Pipeline Company, LLC.</P>
        <P>
          <E T="03">Description:</E>Negotiated Rate Service Agmts No. 5582, 135770—Amendment to be effective 11/1/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5377.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. ET 11/26/12.</P>
        
        <P>Any person desiring to protest in any the above proceedings must file in accordance with Rule 211 of the Commission's Regulations (18 CFR § 385.211) on or before 5:00 p.m. Eastern time on the specified comment date.</P>
        <P>The filings are accessible in the Commission's eLibrary system by clicking on the links or querying the docket number.</P>

        <P>eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, and service can be found at:<E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: November 14, 2012.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28229 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <SUBJECT>Combined Notice of Filings #1</SUBJECT>
        <P>Take notice that the Commission received the following electric corporate filings:</P>
        <P>
          <E T="03">Docket Numbers:</E>EC13-37-000.<PRTPAGE P="69817"/>
        </P>
        <P>
          <E T="03">Applicants:</E>Montana Alberta Tie Ltd.</P>
        <P>
          <E T="03">Description:</E>Application for Approval of Internal Reorganization under Section 203 of the FPA of Montana Alberta Tie Ltd.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5479.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>EC13-38-000.</P>
        <P>
          <E T="03">Applicants:</E>Grand Ridge Energy LLC, Grand Ridge Energy II LLC, Grand Ridge Energy III LLC, Grand Ridge Energy IV LLC.</P>
        <P>
          <E T="03">Description:</E>Application for Authorization Under Section 203 of the Federal Power Act and Request for Waivers and Expedited Action of Grand Ridge Energy LLC, et. al.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5480.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>Take notice that the Commission received the following exempt wholesale generator filings:</P>
        <P>
          <E T="03">Docket Numbers:</E>EG13-10-000.</P>
        <P>
          <E T="03">Applicants:</E>Grand Ridge Energy IV LLC.</P>
        <P>
          <E T="03">Description:</E>Notice of Self-Certification of Exempt Wholesale Generator Status of Grand Ridge Energy IV LLC.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5461.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>Take notice that the Commission received the following electric rate filings:</P>
        <P>
          <E T="03">Docket Numbers:</E>ER12-2710-000.</P>
        <P>
          <E T="03">Applicants:</E>FirstEnergy Generation Corporation.</P>
        <P>
          <E T="03">Description:</E>Informational Filing of FirstEnergy Generation Corporation regarding Deactivation Avoidable Cost Rate of Eastlake generating unit number 1.</P>
        <P>
          <E T="03">Filed Date:</E>7/10/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120710-5162.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2710-000.</P>
        <P>
          <E T="03">Applicants:</E>FirstEnergy Generation Corporation.</P>
        <P>
          <E T="03">Description:</E>Informational Filing of FirstEnergy Generation Corporation regarding Deactivation Avoidable Cost Rate of Eastlake generating unit number 2.</P>
        <P>
          <E T="03">Filed Date:</E>7/10/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120710-5163.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2710-000.</P>
        <P>
          <E T="03">Applicants:</E>FirstEnergy Generation Corporation.</P>
        <P>
          <E T="03">Description:</E>Informational Filing of FirstEnergy Generation Corporation regarding Deactivation Avoidable Cost Rate of Eastlake generating unit number 3.</P>
        <P>
          <E T="03">Filed Date:</E>7/10/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120710-5164.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2710-000.</P>
        <P>
          <E T="03">Applicants:</E>FirstEnergy Generation Corporation.</P>
        <P>
          <E T="03">Description:</E>Informational Filing of FirstEnergy Generation Corporation regarding Deactivation Avoidable Cost Rate of Ashtabula generating unit number 5.</P>
        <P>
          <E T="03">Filed Date:</E>7/10/12.</P>
        <P>
          <E T="03">Accession Number:</E>20120710-5165.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2710-000.</P>
        <P>
          <E T="03">Applicants:</E>FirstEnergy Generation Corporation.</P>
        <P>
          <E T="03">Description:</E>Informational Filing of FirstEnergy Generation Corporation regarding Deactivation Avoidable Cost Rate of Lake Shore generating Unit Number 18.</P>
        <P>
          <E T="03">Filed Date:</E>7/10/12</P>
        <P>Accession Number: 20120710-5166.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2710-000.</P>
        <P>
          <E T="03">Applicants:</E>FirstEnergy Generation Corporation.</P>
        <P>
          <E T="03">Description:</E>Correction to July 10, 2012 Informational Filing of FirstEnergy Generation Corporation regarding Deactivation Avoidable Cost Rate of Lake Shore generating unit number 18.</P>
        <P>
          <E T="03">Filed Date:</E>10/31/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121031-5399.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2710-000.</P>
        <P>
          <E T="03">Applicants:</E>FirstEnergy Generation Corporation.</P>
        <P>
          <E T="03">Description:</E>Correction to July 10, 2012 Informational Filing of FirstEnergy Generation Corporation regarding Deactivation Avoidable Cost Rate of Eastlake generating unit number 2.</P>
        <P>
          <E T="03">Filed Date:</E>10/31/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121031-5402.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2710-000.</P>
        <P>
          <E T="03">Applicants:</E>FirstEnergy Generation Corporation.</P>
        <P>
          <E T="03">Description:</E>Correction to July 10, 2012 Informational Filing of FirstEnergy Generation Corporation regarding Deactivation Avoidable Cost Rate of Eastlake generating unit number 1.</P>
        <P>
          <E T="03">Filed Date:</E>10/31/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121031-5403.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2710-000.</P>
        <P>
          <E T="03">Applicants:</E>FirstEnergy Generation Corporation.</P>
        <P>
          <E T="03">Description:</E>Correction to July 10, 2012 Informational Filing of FirstEnergy Generation Corporation regarding Deactivation Avoidable Cost Rate of Eastlake generating unit number 3.</P>
        <P>
          <E T="03">Filed Date:</E>10/31/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121031-5404.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER12-2710-000.</P>
        <P>
          <E T="03">Applicants:</E>FirstEnergy Generation Corporation.</P>
        <P>
          <E T="03">Description:</E>Correction to July 10, 2012 Informational Filing of FirstEnergy Generation Corporation regarding Deactivation Avoidable Cost Rate of Ashtabula generating unit number 5.</P>
        <P>
          <E T="03">Filed Date:</E>10/31/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121031-5405.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-353-000.</P>
        <P>
          <E T="03">Applicants:</E>Alcoa Power Generating Inc.</P>
        <P>
          <E T="03">Description:</E>APGI-SMT Interconnection Agreement to be effective 11/14/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5228.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-354-000.</P>
        <P>
          <E T="03">Applicants:</E>QC Power Strategies Fund LLC.</P>
        <P>
          <E T="03">Description:</E>QCP Initial Tariff to be effective 11/15/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5232.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-355-000.</P>
        <P>
          <E T="03">Applicants:</E>Alcoa Power Generating Inc.</P>
        <P>
          <E T="03">Description:</E>APGI-TVA Interconnection Agreement to be effective 11/14/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5237.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-356-000.</P>
        <P>
          <E T="03">Applicants:</E>ISO New England Inc.</P>
        <P>
          <E T="03">Description:</E>Gas Pipeline Information Sharing to be effective 12/7/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5290.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-357-000.</P>
        <P>
          <E T="03">Applicants:</E>Cirrus Wind 1, LLC.</P>
        <P>
          <E T="03">Description:</E>MBR Tariff to be effective 12/6/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5335.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-358-000.</P>
        <P>
          <E T="03">Applicants:</E>Smoky Mountain Transmission LLC.</P>
        <P>
          <E T="03">Description:</E>Baseline New to be effective 12/31/9998.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5391.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-359-000.</P>
        <P>
          <E T="03">Applicants:</E>Dominion Energy Brayton Point, LLC.</P>
        <P>
          <E T="03">Description:</E>New Baseline Refile to be effective 11/14/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5421.<PRTPAGE P="69818"/>
        </P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-360-000.</P>
        <P>
          <E T="03">Applicants:</E>Grand Ridge Energy LLC.</P>
        <P>
          <E T="03">Description:</E>Filing of Amended Co-Tenancy, and Shared Facilities Agreement to be effective 11/14/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5435.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-361-000.</P>
        <P>
          <E T="03">Applicants:</E>Grand Ridge Energy II LLC.</P>
        <P>
          <E T="03">Description:</E>Filing of Amended Co-Tenancy, and Shared Facilities Agreement to be effective 11/14/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5444.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-362-000.</P>
        <P>
          <E T="03">Applicants:</E>Grand Ridge Energy III LLC.</P>
        <P>
          <E T="03">Description:</E>Filing of Amended Co-Tenancy, and Shared Facilities Agreement to be effective 11/14/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5446.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-363-000.</P>
        <P>
          <E T="03">Applicants:</E>Grand Ridge Energy IV LLC.</P>
        <P>
          <E T="03">Description:</E>Filing of Amended Co-Tenancy, and Shared Facilities Agreement to be effective 11/14/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5459.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-365-000.</P>
        <P>
          <E T="03">Applicants:</E>Constellation Energy Commodities Group, Inc.</P>
        <P>
          <E T="03">Description:</E>Reassignment Tariff to be effective 11/14/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5471.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-366-000.</P>
        <P>
          <E T="03">Applicants:</E>Southwest Power Pool, Inc.</P>
        <P>
          <E T="03">Description:</E>Order No. 1000 Compliance Filing—Part 1 of 2—OATT to be effective 12/31/9998.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5472.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/27/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-367-000.</P>
        <P>
          <E T="03">Applicants:</E>Southwest Power Pool, Inc.</P>
        <P>
          <E T="03">Description:</E>Order No. 1000 Compliance Filing—Part 2 of 2—Membership Agreement to be effective 12/31/9998.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5473.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/27/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-368-000.</P>
        <P>
          <E T="03">Applicants:</E>The Procter &amp; Gamble Paper Products Company.</P>
        <P>
          <E T="03">Description:</E>MBRA Tariff to be effective 1/14/2013.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5474.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-369-000.</P>
        <P>
          <E T="03">Applicants:</E>Smoky Mountain Transmission LLC.</P>
        <P>
          <E T="03">Description:</E>Normal filing to be effective 12/31/9998.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5475.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-370-000.</P>
        <P>
          <E T="03">Applicants:</E>Kansas City Power &amp; Light Company.</P>
        <P>
          <E T="03">Description:</E>KCP&amp;L Rate Schedule 132 to be effective 11/13/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/14/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121114-5002.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-371-000.</P>
        <P>
          <E T="03">Applicants:</E>Southern California Edison Company.</P>
        <P>
          <E T="03">Description:</E>SGIA and Distribution Service Agreement with Central Antelope Dry Ranch B to be effective 11/15/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/14/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121114-5004.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-372-000.</P>
        <P>
          <E T="03">Applicants:</E>Southern California Edison Company.</P>
        <P>
          <E T="03">Description:</E>SGIA and Distribution Service Agreement with Lancaster Dry Farm Ranch B to be effective 11/15/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/14/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121114-5005.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-373-000.</P>
        <P>
          <E T="03">Applicants:</E>Dynegy Marketing and Trade, LLC.</P>
        <P>
          <E T="03">Description:</E>Dynegy Marketing and Trade, LLC submits Request for Additional Cost Recovery under Section III.A.15, Appendix A to the ISO New England Inc. Tariff.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5477.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-374-000.</P>
        <P>
          <E T="03">Applicants:</E>Grand Ridge Energy V LLC.</P>
        <P>
          <E T="03">Description:</E>Filing of Amended Co-Tenancy, and Shared Facilities Agreement to be effective 11/14/2012.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5498.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-375-000.</P>
        <P>
          <E T="03">Applicants:</E>Tucson Electric Power Company.</P>
        <P>Description: Tucson Electric Power Company submits tariff filing per 35.13(a)(2)(iii): Southwest Reserve Sharing Group Operating Procedures 4 and 12 to be effective 1/16/2013.</P>
        <P>
          <E T="03">Filed Date:</E>11/14/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121114-5075.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ER13-376-000.</P>
        <P>
          <E T="03">Applicants:</E>Arizona Public Service Company.</P>
        <P>
          <E T="03">Description:</E>Cancellation of APS Service Agreement No. 312—Perrin Ranch LGIA to be effective 1/14/2013.</P>
        <P>
          <E T="03">Filed Date:</E>11/14/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121114-5096.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/5/12.</P>
        
        <P>Take notice that the Commission received the following electric securities filings:</P>
        
        <P>
          <E T="03">Docket Numbers:</E>ES13-9-000.</P>
        <P>
          <E T="03">Applicants:</E>Montana Alberta Tie Ltd, MATL LLP.</P>
        <P>
          <E T="03">Description:</E>Application Under Section 204 of the Federal Power Act of Montana Alberta Tie Ltd, et al.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5482.</P>
        <P>
          <E T="03">Comments Due:</E>5 p.m. e.t. 12/4/12.</P>
        
        <P>Take notice that the Commission received the following qualifying facility filings:</P>
        
        <P>
          <E T="03">Docket Numbers:</E>QF13-84-000.</P>
        <P>
          <E T="03">Applicants:</E>Brigham Young University—Idaho.</P>
        <P>
          <E T="03">Description:</E>Brigham Young University—Idaho submits FERC Form 556 Notice of Certification of Qualifying Facility Status for a Small Power Production or Cogeneration Facility.</P>
        <P>
          <E T="03">Filed Date:</E>11/13/12.</P>
        <P>
          <E T="03">Accession Number:</E>20121113-5488.</P>
        <P>
          <E T="03">Comments Due:</E>None Applicable.</P>
        
        <P>The filings are accessible in the Commission's eLibrary system by clicking on the links or querying the docket number.</P>
        <P>Any person desiring to intervene or protest in any of the above proceedings must file in accordance with Rules 211 and 214 of the Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>

        <P>eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at:<E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: November 14, 2012.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28269 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="69819"/>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <DEPDOC>[ Docket No. ER13-354-000]</DEPDOC>
        <SUBJECT>QC Power Strategies Fund LLC; Supplemental Notice That Initial Market-Based Rate Filing Includes Request for Blanket Section 204 Authorization</SUBJECT>
        <P>This is a supplemental notice in the above-referenced proceeding, of QC Power Strategies Fund LLC's application for market-based rate authority, with an accompanying rate schedule, noting that such application includes a request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability.</P>
        <P>Any person desiring to intervene or to protest should file with the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant.</P>
        <P>Notice is hereby given that the deadline for filing protests with regard to the applicant's request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability is December 5, 2012.</P>

        <P>The Commission encourages electronic submission of protests and interventions in lieu of paper, using the FERC Online links at<E T="03">http://www.ferc.gov.</E>To facilitate electronic service, persons with Internet access who will eFile a document and/or be listed as a contact for an intervenor must create and validate an eRegistration account using the eRegistration link. Select the eFiling link to log on and submit the intervention or protests.</P>
        <P>Persons unable to file electronically should submit an original and 14 copies of the intervention or protest to the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426.</P>

        <P>The filings in the above-referenced proceeding(s) are accessible in the Commission's eLibrary system by clicking on the appropriate link in the above list. They are also available for review in the Commission's Public Reference Room in Washington, DC. There is an eSubscription link on the Web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please email<E T="03">FERCOnlineSupport@ferc.gov.</E>or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28271 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <DEPDOC>[Docket No. ER13-357-000]</DEPDOC>
        <SUBJECT>Cirrus Wind 1, LLC; Supplemental Notice That Initial Market-Based Rate Filing Includes Request for Blanket Section 204 Authorization</SUBJECT>
        <P>This is a supplemental notice in the above-referenced proceeding, of Cirrus Wind 1, LLC's application for market-based rate authority, with an accompanying rate schedule, noting that such application includes a request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability.</P>
        <P>Any person desiring to intervene or to protest should file with the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant.</P>
        <P>Notice is hereby given that the deadline for filing protests with regard to the applicant's request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability is December 5, 2012.</P>

        <P>The Commission encourages electronic submission of protests and interventions in lieu of paper, using the FERC Online links at<E T="03">http://www.ferc.gov.</E>To facilitate electronic service, persons with Internet access who will eFile a document and/or be listed as a contact for an intervenor must create and validate an eRegistration account using the eRegistration link. Select the eFiling link to log on and submit the intervention or protests.</P>
        <P>Persons unable to file electronically should submit an original and 14 copies of the intervention or protest to the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426.</P>

        <P>The filings in the above-referenced proceeding(s) are accessible in the Commission's eLibrary system by clicking on the appropriate link in the above list. They are also available for review in the Commission's Public Reference Room in Washington, DC. There is an eSubscription link on the Web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please email<E T="03">FERCOnlineSupport@ferc.gov.</E>or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28270 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
        <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
        <DEPDOC>[Docket No. ER13-368-000]</DEPDOC>
        <SUBJECT>The Proctor &amp; Gamble Paper Products Company; Supplemental Notice That Initial Market-Based Rate Filing Includes Request for Blanket Section 204 Authorization</SUBJECT>
        <P>This is a supplemental notice in the above-referenced proceeding, of The Proctor &amp; Gamble Paper Products Company's application for market-based rate authority, with an accompanying rate schedule, noting that such application includes a request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability.</P>
        <P>Any person desiring to intervene or to protest should file with the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant.</P>
        <P>Notice is hereby given that the deadline for filing protests with regard to the applicant's request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability is December 5, 2012.</P>

        <P>The Commission encourages electronic submission of protests and interventions in lieu of paper, using the FERC Online links at<E T="03">http://www.ferc.gov.</E>To facilitate electronic service, persons with Internet access<PRTPAGE P="69820"/>who will eFile a document and/or be listed as a contact for an intervenor must create and validate an eRegistration account using the eRegistration link. Select the eFiling link to log on and submit the intervention or protests.</P>
        <P>Persons unable to file electronically should submit an original and 14 copies of the intervention or protest to the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426.</P>

        <P>The filings in the above-referenced proceeding(s) are accessible in the Commission's eLibrary system by clicking on the appropriate link in the above list. They are also available for review in the Commission's Public Reference Room in Washington, DC. There is an eSubscription link on the Web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please email<E T="03">FERCOnlineSupport@ferc.gov.</E>or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Nathaniel J. Davis, Sr.,</NAME>
          <TITLE>Deputy Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28268 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6717-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-HQ-OPPT-2003-0004; FRL-9367-1]</DEPDOC>
        <SUBJECT>Access to Confidential Business Information by Electronic Consulting Services, Inc., and Its Identified Subcontractors, Cherokee Services Group and Dell Services Federal Government</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>EPA has authorized its contractor, Electronic Consulting Services, Inc. (ECS) of Fairfax, VA and its identified subcontractors, Cherokee Services Group of Catoosa, OK and Dell Services Federal Government of Fairfax, VA to access information which has been submitted to EPA under all sections of the Toxic Substances Control Act (TSCA). Some of the information may be claimed or determined to be Confidential Business Information (CBI).</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Access to the confidential data will occur no sooner than November 28, 2012.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P/>
          <P>
            <E T="03">For technical information contact:</E>Holly Fenderson, Enterprise Desktop Solution Division (2832T), Office of Environmental Information, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (202) 566-1793; fax number: (202) 566-1790; email address:<E T="03">fenderson.holly@epa.gov.</E>
          </P>
          <P>
            <E T="03">For general information contact:</E>The TSCA-Hotline, ABVI-Goodwill, 422 South Clinton Ave., Rochester, NY 14620; telephone number: (202) 554-1404; email address:<E T="03">TSCA-Hotline@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this notice apply to me?</HD>

        <P>This action is directed to the public in general. This action may, however, be of interest to all who manufacture, process, or distribute industrial chemicals. Since other entities may also be interested, the Agency has not attempted to describe all the specific entities that may be affected by this action. If you have any questions regarding the applicability of this action to a particular entity, consult the technical person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD2">B. How can I get copies of this document and other related information?</HD>

        <P>EPA has established a docket for this action under docket identification (ID) number EPA-HQ-OPPT-2003-0004. All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov.</E>Although listed in the index, some information is not publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available electronically at<E T="03">http://www.regulations.gov,</E>or, if only available in hard copy, at the OPPT Docket. The OPPT Docket is located in the EPA Docket Center (EPA/DC) at Rm. 3334, EPA West Bldg., 1301 Constitution Ave. NW., Washington, DC. The EPA/DC Public Reading Room hours of operation are 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number of the EPA/DC Public Reading Room is (202) 566-1744, and the telephone number for the OPPT Docket is (202) 566-0280. Docket visitors are required to show photographic identification, pass through a metal detector, and sign the EPA visitor log. All visitor bags are processed through an X-ray machine and subject to search. Visitors will be provided an EPA/DC badge that must be visible at all times in the building and returned upon departure.</P>
        <HD SOURCE="HD1">II. What action is the agency taking?</HD>
        <P>Under EPA contract number GS-35F-0601K, Order Number EP-G12H-00442, contractor ECS of 2750 Prosperity Ave., Suite 600, Fairfax, VA; and its identified subcontractors: Cherokee Services Group of 777 W. Cherokee Street, Catoosa, OK and Dell Services Federal Government of 8270 Willow Oaks Corporate Drive, Fairfax, VA will assist the Office of Pollution Prevention and Toxics (OPPT) by providing services and support to meet the needs of all EPA users. EPA users include standard, power, high computing, and shared computer as well as remote users and users at alternate work locations. The service providers (SP) will provide support for EPA hardware endpoints including but not limited to desktops, laptops, thin clients and scientific computers, PCs used as laboratory instrument controllers and software will be included in the scope of support only, if the High Computing Users Optional Contract Line Item (CLIN) is exercised; access to EPA server resources, data, systems, printers, and peripherals.</P>
        <P>SPs will also provide support for EPA operating systems (OSs), Commercial Off the Shelf (COTS) software and custom developed software; access to the EPA wide area network (WAN) and the Internet; technical refresh of EPAs computing endpoints; Assistive Technology Center Support; and Training and Conference Room Support. The SPs will also provide services to complete installation, implementation, provisioning, maintenance, deprovisioning, decommission, removal and disposal of IT infrastructure through EPA's Office of Administration and Resources Management (OARM).</P>

        <P>The Federal disposal requirements as described herein on a continuing basis are in response to EPA user requirements. SPs will also maintain an awareness of the quality, efficiency and cost-effectiveness of all services provided, with a continuing emphasis on devising and developing better methods and/or procedures to provide the IT infrastructure required by the EPA user community to meet present and future needs in support of EPA's mission. Furthermore, the SPs will provide services for coordination of procurement by EPA Federal staff through EPA's Program Offices and the EPA designated hardware provider. Finally, the SP will be required to coordinate and collaborate with other<PRTPAGE P="69821"/>EPA infrastructure IT service providers (e.g. VoIP, PBX, switches, routers, hubs, Wireless LANs, network wiring, mobile telephone services, landline telephones, audio/video equipment and services). In accordance with 40 CFR 2.306(j), EPA has determined that under EPA contract number GS-35F-0601K, Order Number EP-G12H-00442, ECS and its identified subcontractors will require access to CBI submitted to EPA under all sections of TSCA to perform successfully the duties specified under the contract. ECS and its identified subcontractors' personnel will be given access to information submitted to EPA under all sections of TSCA. Some of the information may be claimed or determined to be CBI.</P>

        <P>EPA is issuing this notice to inform all submitters of information under all sections of TSCA that EPA may provide ECS and its identified subcontractors access to these CBI materials on a need-to-know basis only. All access to TSCA CBI under this contract will take place at EPA Headquarters and the Research Triangle Park facilities in accordance with EPA's<E T="03">TSCA CBI Protection Manual.</E>
        </P>
        <P>Access to TSCA data, including CBI, will continue until September 30, 2016. If the contract is extended, this access will also continue for the duration of the extended contract without further notice.</P>
        <P>ECS and its identified subcontractors' personnel will be required to sign nondisclosure agreements and will be briefed on appropriate security procedures before they are permitted access to TSCA CBI.</P>
        <HD SOURCE="HD1">List of Subjects</HD>
        <P>Environmental protection, Confidential business information.</P>
        <SIG>
          <DATED>Dated: November 14, 2012.</DATED>
          <NAME>Matthew G. Leopard,</NAME>
          <TITLE>Director, Information Management Division, Office of Pollution Prevention and Toxics.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28096 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[FRL-9365-2]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities; Proposed Renewal of Several Currently Approved Collections; Comment Request</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In compliance with the Paperwork Reduction Act (PRA), this document announces that EPA is planning to submit requests to renew several currently approved Information Collection Request (ICR) to the Office of Management and Budget (OMB). The ICRs are identified in this document by their corresponding titles, EPA ICR numbers, OMB Control numbers, and related docket identification (ID) numbers. Before submitting these ICRs to OMB for review and approval, EPA is soliciting comments on specific aspects of the information collection activities that are summarized in this document. The ICRs and accompanying material are available for public review and comment in the relevant dockets identified in this document for the ICR.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before January 22, 2013.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by the docket identification (ID) number for the corresponding ICR as identified in this document, by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the online instructions for submitting comments. Do not submit electronically any information you consider to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute.</P>
          <P>•<E T="03">Mail:</E>OPP Docket, Environmental Protection Agency Docket Center (EPA/DC), (28221T), 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001.</P>
          <P>•<E T="03">Hand Delivery:</E>To make special arrangements for hand delivery or delivery of boxed information, please follow the instructions at<E T="03">http://www.epa.gov/dockets/contacts.htm.</E>
          </P>

          <P>Additional instructions on commenting or visiting the docket, along with more information about dockets generally, is available at<E T="03">http://www.epa.gov/dockets.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Scott Drewes, Field and External Affairs (7506P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (703) 347-0107; fax number: (703) 308-5884; email address:<E T="03">drewes.scott@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. What information is EPA particularly interested in?</HD>
        <P>Pursuant to PRA section 3506(c)(2)(A) (44 U.S.C. 3506(c)(2)(A)), EPA specifically solicits comments and information to enable it to:</P>
        <P>1. Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the Agency, including whether the information will have practical utility.</P>
        <P>2. Evaluate the accuracy of the Agency's estimates of the burden of the proposed collection of information, including the validity of the methodology and assumptions used.</P>
        <P>3. Enhance the quality, utility, and clarity of the information to be collected.</P>
        <P>4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses. In particular, EPA is requesting comments from very small businesses (those that employ less than 25) on examples of specific additional efforts that EPA could make to reduce the paperwork burden for very small businesses affected by this collection.</P>
        <HD SOURCE="HD1">II. What should I consider when I prepare my comments for EPA?</HD>
        <P>You may find the following suggestions helpful for preparing your comments:</P>
        <P>1. Explain your views as clearly as possible and provide specific examples.</P>
        <P>2. Describe any assumptions that you used.</P>
        <P>3. Provide copies of any technical information and/or data you used that support your views.</P>
        <P>4. If you estimate potential burden or costs, explain how you arrived at the estimate that you provide.</P>
        <P>5. Submit your comments by the deadline identified under<E T="02">DATES</E>.</P>
        <P>6. Identify the docket ID number assigned to the ICR action in the subject line on the first page of your response. You may also provide the ICR title and related EPA and OMB numbers.</P>
        <HD SOURCE="HD1">III. What do I need to know about PRA?</HD>

        <P>An Agency may not conduct or sponsor and a person is not required to respond to a collection of information subject to PRA approval unless it displays a currently valid OMB control number. The OMB control numbers for the EPA regulations in title 40 of the Code of Federal Regulations (CFR), after appearing in the preamble of the final rule, are further displayed either by publication in the<E T="04">Federal Register</E>or by other appropriate means, such as on the related collection instruments or form, if applicable. The display of OMB control numbers for certain EPA regulations is consolidated in a list at 40 CFR 9.1.</P>

        <P>As used in the PRA context, burden is defined in 5 CFR 1320.3(b).<PRTPAGE P="69822"/>
        </P>
        <HD SOURCE="HD1">IV. Which ICRs are being renewed?</HD>
        <P>EPA is planning to submit a number of currently approved ICRs to OMB for review and approval under PRA. In addition to specifically identifying the ICRs by title and corresponding ICR, OMB and docket ID numbers, this unit provides a brief summary of the information collection activity and the Agency's estimated burden. The Supporting Statement for each ICR, a copy of which is available in the corresponding docket, provides a more detailed explanation.</P>
        <HD SOURCE="HD2">A. Docket ID Number EPA-HQ-OPP-2012-0544</HD>
        <P>
          <E T="03">Title:</E>Notice of Supplemental Distribution of a Registered Pesticide Product.</P>
        <P>
          <E T="03">ICR number:</E>EPA ICR No. 0278.11.</P>
        <P>
          <E T="03">OMB control number:</E>OMB Control No. 2070-0044.</P>
        <P>
          <E T="03">ICR status:</E>The approval for this ICR is scheduled to expire on July 31, 2013.</P>
        <P>
          <E T="03">Abstract:</E>This information collection activity provides EPA with notification of supplemental registration of distributors of pesticide products. EPA is responsible for the regulation of pesticides as mandated by the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA), as amended. Section 3(e) of FIFRA (see 7 U.S.C. 136a(e)), allows pesticide registrants to distribute or sell a registered pesticide product under a different name instead of or in addition to the name under the original registration. Such distribution and sale is termed “supplemental distribution” and the product is termed a “distributor product.” EPA requires the pesticide registrant to submit a supplemental statement (EPA Form 8570-5, Notice of Supplemental Distribution of a Registered Pesticide Product) when the registrant has entered into an agreement with a second company that will distribute the registrant's product under the second company's name and product name.</P>
        <P>
          <E T="03">Burden statement:</E>The annual public reporting and recordkeeping burden for this collection of information is estimated to average 0.32 hours per response. The ICR, a copy of which is available in the docket, provides a detailed explanation of this estimate, which is only briefly summarized here:</P>
        <P>
          <E T="03">Respondents/Affected entities:</E>Entities potentially affected by this ICR include those identified in the North American Industrial Classification System (NAICS) code 325320 as businesses participating in this program as pesticide and other agricultural chemical manufacturing.</P>
        <P>
          <E T="03">Estimated total number of potential respondents:</E>1,451.</P>
        <P>
          <E T="03">Frequency of response:</E>On occasion.</P>
        <P>
          <E T="03">Estimated total average number of responses for each respondent:</E>1.</P>
        <P>
          <E T="03">Estimated total annual burden hours:</E>387 hours.</P>
        <P>
          <E T="03">Estimated total annual costs:</E>$34,505. This includes an estimated burden cost of $34,505 and an estimated cost of $0 for non-burden hour paperwork costs, e.g., investment or maintenance and operational costs.</P>
        <P>
          <E T="03">Changes in the estimates from the last approval:</E>The renewal of this ICR will result in an overall decrease of 68 hours in the total estimated respondent burden identified in the currently approved ICR. This decrease reflects the decrease in the number of applications the Agency expects to receive in the next 3 years. This change is an adjustment.</P>
        <HD SOURCE="HD2">B. Docket ID Number EPA-HQ-OPP-2012-0737</HD>
        <P>
          <E T="03">Title:</E>Standards for Pesticide Containers and Containment.</P>
        <P>
          <E T="03">ICR number:</E>EPA ICR No. 1632.04.</P>
        <P>
          <E T="03">OMB control number:</E>OMB Control No. 2070-0133.</P>
        <P>
          <E T="03">ICR status:</E>The approval for this ICR is scheduled to expire on July 31, 2013.</P>
        <P>
          <E T="03">Abstract:</E>This information collection request covers the information collection activities associated with the container design and residue removal requirements and containment structure requirements. With respect to the container design and residue removal requirements, the information collection activities are associated with the requirement that businesses subject to the container regulations (pesticide registrants) and repackaging regulations (pesticide registrants and refillers) maintain records of test data, cleaning procedures, certain data when a container is refilled, and other supporting information. These records are subject to both call-in by EPA and on-site inspection by EPA and its representatives. EPA has not established a regular schedule for the collection of these records, and there is no reporting.</P>
        <P>With respect to the containment structure requirements, the information collection activities are associated with the requirement that businesses subject to the containment structure regulations maintain records of the: (1) Monthly inspection and maintenance of each containment structure and all stationary bulk containers; (2) duration over which non-stationary bulk containers holding pesticide and not protected by a secondary containment unit remain at the same location; and (3) construction date of the containment structure.</P>
        <P>The businesses subject to the containment structure regulations include agrichemical retailers and refilling establishments, custom blenders, and commercial applicators of agricultural pesticides. The records have to be maintained by the owners and operators of such businesses. There is no regular schedule for the collection of either of these records, nor does EPA anticipate a call-in of records at some future date. Instead, the records would be available to inspectors to ensure that businesses are in compliance with containment requirements. These inspections are generally conducted by the states, which enforce FIFRA regulations through cooperative agreements with EPA.</P>
        <P>
          <E T="03">Burden statement:</E>The annual public reporting and recordkeeping burden for this collection of information is estimated to average from 2 to 7.5 hours per response. The ICR, a copy of which is available in the docket, provides a detailed explanation of this estimate, which is only briefly summarized here:</P>
        <P>
          <E T="03">Respondents/Affected entities:</E>Entities potentially affected by this ICR include pesticide registrants and businesses which formulate pesticide products or pesticide formulation intermediates (NAICS code 325320), farm supply wholesalers (NAICS code 422910), swimming pool applicators (classified under NAICS codes 561790, 453998, and 235990), and agricultural (aerial and ground) commercial applicators (classified under NAICS code 115112).</P>
        <P>
          <E T="03">Estimated total number of potential respondents:</E>23,586.</P>
        <P>
          <E T="03">Frequency of response:</E>On occasion.</P>
        <P>
          <E T="03">Estimated total average number of responses for each respondent:</E>1.</P>
        <P>
          <E T="03">Estimated total annual burden hours:</E>169,660 hours.</P>
        <P>
          <E T="03">Estimated total annual costs:</E>$6,248,079. This includes an estimated burden cost of $5,561,578 for container regulations and an estimated cost of $686,501 for containment regulations.</P>
        <P>
          <E T="03">Changes in the estimates from the last approval:</E>The renewal of this ICR will result in an overall decrease of 4,890.5 hours in the total estimated respondent burden identified in the currently approved ICR. This decrease reflects three revisions to the estimated annual burden. First, EPA received very few waiver requests for complying with the non-refillable container regulations, so the estimated rate of registrants requesting waivers decreased from 5% to 1%. The decrease in waiver requests resulted in a corresponding decrease in the associated burden. Second, since registrant repackaging activities are similar to the repackaging activities conducted by refillers and swimming pool supply companies, EPA increased<PRTPAGE P="69823"/>the average annual burden per registrant respondent from 1 hour to 7.5 hours per respondent to be consistent with the average burden per refiller or swimming pool supply company. Third, for entities subject to the containment requirements, some activities in the previous ICR were completed by the compliance date of August 16, 2009. This ICR is focusing only on the ongoing annual information collection activities for the containment requirements, resulting in a corresponding decrease in the estimated annual burden per respondent from the previous ICR. This change is an adjustment.</P>
        <HD SOURCE="HD2">C. Docket ID Number EPA-HQ-OPP-2012-0744</HD>
        <P>
          <E T="03">Title:</E>Tolerance Petitions for Pesticides on Food/Feed Crops and New Inert Ingredients.</P>
        <P>
          <E T="03">ICR number:</E>EPA ICR No. 0597.11.</P>
        <P>
          <E T="03">OMB control number:</E>OMB Control No. 2070-0024.</P>
        <P>
          <E T="03">ICR status:</E>The approval for this ICR is scheduled to expire on July 31, 2013.</P>
        <P>
          <E T="03">Abstract:</E>The use of pesticides to increase crop production often results in pesticide residues in or on the crop. To protect the public health from unsafe pesticide residues, EPA sets limits on the nature and level of residues permitted pursuant to section 408 of the Federal Food, Drug, and Cosmetic Act (FFDCA). A pesticide may not be used on food or feed crops unless the Agency has established a tolerance (maximum residue limit) for the pesticide residues on that crop or established an exemption from the requirement to have a tolerance.</P>
        <P>Under the law, EPA is responsible for ensuring that the maximum residue levels likely to be found in or on food/feed are safe for human consumption through a careful review and evaluation of residue chemistry and toxicology data. In addition, EPA must ensure that adequate enforcement of the tolerance can be achieved through the testing of submitted analytical methods. If the data are adequate for EPA to determine that there is a reasonable certainty that no harm will result from aggregate exposure, the Agency will establish the tolerance or grant an exemption from the requirement of a tolerance.</P>
        <P>This ICR only applies to the information collection activities associated with the submission of a petition for a tolerance action. While EPA is authorized to set pesticide tolerances, the Food and Drug Administration (FDA) is responsible for their enforcement. Food or feed commodities found to contain pesticide residues in excess of established tolerances are considered adulterated, and are subject to seizure by FDA, and may result in civil penalties.</P>
        <P>Trade secret or CBI is frequently submitted to EPA in support of a tolerance petition because submissions usually include the manufacturing process, product formulation, and supporting data. When such information is provided to the Agency, the information is protected from disclosure under FIFRA section 10. CBI data submitted to the EPA is handled strictly in accordance with the provisions of the FIFRA Confidential Business Information Security Manual.</P>
        <P>
          <E T="03">Burden statement:</E>The annual public reporting and recordkeeping burden for this collection of information is estimated to average from 1,726 hours for each petitioner response and 1,739 hours for each IR-4 response. The ICR, a copy of which is available in the docket, provides a detailed explanation of this estimate, which is only briefly summarized here:</P>
        <P>
          <E T="03">Respondents/Affected entities:</E>Entities potentially affected by this ICR include anyone who files a petition asking EPA to take a specific tolerance action. While any entity can file a petition with EPA, petitions typically come from those businesses engaged in the manufacturing of pesticides and the Interregional Research Project No. 4 (IR-4). The NAICS codes for the most frequent type of respondent are 325320 (pesticide and other agricultural chemical manufacturing) and 541600 (management, scientific, and technical consulting services).</P>
        <P>
          <E T="03">Estimated total number of potential respondents:</E>137.</P>
        <P>
          <E T="03">Frequency of response:</E>On occasion.</P>
        <P>
          <E T="03">Estimated total average number of responses for each respondent:</E>1.</P>
        <P>
          <E T="03">Estimated total annual burden hours:</E>236,800 hours.</P>
        <P>
          <E T="03">Estimated total annual costs:</E>$21,280,921. This is the estimated burden cost; there is no cost for capital investment or maintenance and operational costs in this information collection.</P>
        <P>
          <E T="03">Changes in the estimates from the last approval:</E>The renewal of this ICR will result in an overall increase of 58,515 hours in the total estimated respondent burden identified in the currently approved ICR. This increase reflects EPA's updating of burden estimate to account for an increase from 103 to 137 in the estimated average number of tolerance petitions submitted annually, which resulted in a change to the annual burden hours for respondents from 178,285 in the previous renewal to 236,800 in the current renewal. This change is an adjustment.</P>
        <HD SOURCE="HD1">V. What is the next step in the process for these ICRs?</HD>

        <P>EPA will consider the comments received and amend the individual ICRs as appropriate. The final ICR packages will then be submitted to OMB for review and approval pursuant to 5 CFR 1320.12. EPA will issue another<E T="04">Federal Register</E>document pursuant to 5 CFR 1320.5(a)(1)(iv) to announce the submission of these ICRs to OMB and the opportunity for the public to submit additional comments for OMB consideration. If you have any questions about any of these ICRs or the approval process in general, please contact the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD1">List of Subjects</HD>
        <P>Environmental protection, Reporting and recordkeeping requirements.</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>James Jones,</NAME>
          <TITLE>Acting Assistant Administrator, Office of Chemical Safety and Pollution Prevention.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28315 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-HQ-OPP-2012-0631; FRL-9361-9]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities; Proposed Collection; Comment Request</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In compliance with the Paperwork Reduction Act (PRA), this document announces that EPA is planning to submit a request for a new Information Collection Request (ICR) to the Office of Management and Budget (OMB). This ICR is entitled: “Pesticide Spray Drift Reduction Technologies,” and identified by EPA ICR No. 2472.01 and OMB Control No. 2070-NEW. Before submitting the ICR to OMB for review and approval, EPA is soliciting comments on specific aspects of the proposed information collection that is summarized in this document. The ICR and accompanying material are available in the docket for public review and comment.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before January 22, 2013.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by docket identification (ID) number EPA-HQ-OPP-2012-0631 by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the online<PRTPAGE P="69824"/>instructions for submitting comments. Do not submit electronically any information you consider to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute.</P>
          <P>•<E T="03">Mail:</E>OPP Docket, Environmental Protection Agency Docket Center (EPA/DC), (28221T), 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001.</P>
          <P>•<E T="03">Hand Delivery:</E>To make special arrangements for hand delivery or delivery of boxed information, please follow the instructions at<E T="03">http://www.epa.gov/dockets/contacts.htm.</E>
          </P>

          <P>Additional instructions on commenting or visiting the docket, along with more information about dockets generally, is available at<E T="03">http://www.epa.gov/dockets.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Kathryn Boyle, Field and External Affairs Division, (7506P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (703) 305-6304; fax number: (703) 305-5884; email address:<E T="03">boyle.kathryn@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. What information is EPA particularly interested in?</HD>
        <P>Pursuant to PRA section 3506(c)(2)(A) (44 U.S.C. 3506(c)(2)(A)), EPA specifically solicits comments and information to enable it to:</P>
        <P>1. Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the Agency, including whether the information will have practical utility.</P>
        <P>2. Evaluate the accuracy of the Agency's estimates of the burden of the proposed collection of information, including the validity of the methodology and assumptions used.</P>
        <P>3. Enhance the quality, utility, and clarity of the information to be collected.</P>
        <P>4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses. In particular, EPA is requesting comments from very small businesses (those that employ less than 25) on examples of specific additional efforts that EPA could make to reduce the paperwork burden for very small businesses affected by this collection.</P>
        <HD SOURCE="HD1">II. What information collection activity or ICR does this action apply to?</HD>
        <P>
          <E T="03">Affected entities:</E>Entities potentially affected by the voluntary collection activities under this ICR include pesticide application equipment manufacturers, chemical manufacturers, pesticide registrants, university researchers, and others who have an interest in reducing spray drift. The North American Industrial Classification System (NAICS) code for the principal respondents is:</P>
        <GPOTABLE CDEF="s100,7" COLS="2" OPTS="L2,p1,8/9,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1"/>
          </BOXHD>
          <ROW>
            <ENT I="01">Producers of pesticide products</ENT>
            <ENT>32532</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Crop Production</ENT>
            <ENT>111</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Research and Development in the Physical, Engineering, Life Sciences</ENT>
            <ENT>541710</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Colleges, universities, and professional schools</ENT>
            <ENT>611310</ENT>
          </ROW>
        </GPOTABLE>
        <P>This listing is not intended to be exhaustive, but rather provides a guide for readers regarding entities likely to be affected by this action.</P>
        <P>
          <E T="03">Title:</E>Pesticide Spray Drift Reduction Technologies.</P>
        <P>
          <E T="03">ICR number:</E>EPA ICR No. 2472.01.</P>
        <P>
          <E T="03">OMB control number:</E>OMB Control No. 2070-NEW.</P>
        <P>
          <E T="03">ICR status:</E>This ICR is for a new information collection activity. An Agency may not conduct or sponsor, and a person is not required to respond to, a collection of information, unless it displays a currently valid OMB control number. The OMB control numbers for EPA's regulations in title 40 of the Code of Federal Regulations (CFR), after appearing in the<E T="04">Federal Register</E>when approved, are listed in 40 CFR part 9, are displayed either by publication in the<E T="04">Federal Register</E>or by other appropriate means, such as on the related collection instrument or form, if applicable. The display of OMB control numbers for certain EPA regulations is consolidated in 40 CFR part 9.</P>
        <P>
          <E T="03">Abstract:</E>EPA intends to initiate a voluntary information collection for research to verify the effectiveness of application technologies for agricultural pesticide sprays that have the potential to significantly reduce pesticide spray drift. The focus of this research is on technologies, including spray nozzles, shrouds and shields, and drift reducing adjuvant chemicals used for aerial or groundboom applications to row and field crops. Collectively these technologies are referred to as drift reduction technologies (DRTs). The voluntary program would encourage the identification and use of DRTs that can substantially reduce drift of pesticide spray droplets from the target application site (e.g., a corn field) downwind to non-target areas. Exposures and adverse effects to humans, wildlife, and crops and other vegetation from pesticide spray drift are well recognized. Published research suggests 1-10% or more of applied agricultural pesticide sprays drift from the target field. EPA believes there are application technologies that have the potential to significantly reduce the amount of spray drift. As these technologies are identified, their drift-reducing potential needs to be verified.</P>
        <P>
          <E T="03">Burden statement:</E>The average cost per response is $10,476. Burden is defined in 5 CFR 1320.3(b).</P>
        <P>The ICR, which is available in the docket along with other related materials, provides a detailed explanation of the collection activities and the burden estimate that is only briefly summarized here:</P>
        <P>
          <E T="03">Estimated total number of potential respondents:</E>12 companies.</P>
        <P>
          <E T="03">Frequency of response:</E>On occasion.</P>
        <P>
          <E T="03">Estimated total average number of responses for each respondent:</E>1 or 2 submissions by each company.</P>
        <P>
          <E T="03">Estimated total annual costs:</E>$73,000. There are no costs for capital investment or maintenance and operational costs.</P>
        <HD SOURCE="HD1">III. What is the next step in the process for this ICR?</HD>

        <P>EPA will consider the comments received and amend the ICR as appropriate. The final ICR package will then be submitted to OMB for review and approval pursuant to 5 CFR 1320.12. EPA will issue another<E T="04">Federal Register</E>notice pursuant to 5 CFR 1320.5(a)(1)(iv) to announce the submission of the ICR to OMB and the opportunity to submit additional comments to OMB. If you have any questions about this ICR or the approval process, please contact the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD1">List of Subjects</HD>
        <P>Environmental protection, Reporting and recordkeeping requirements.</P>
        <SIG>
          <DATED>Dated: November 5, 2012.</DATED>
          <NAME>James Jones,</NAME>
          <TITLE>Assistant Administrator, Office of Chemical Safety and Pollution Prevention.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28208 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-HQ-OPPT-2012-0805; FRL-9367-7]</DEPDOC>
        <SUBJECT>Certain New Chemicals; Receipt and Status Information</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <PRTPAGE P="69825"/>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Toxic Substances Control Act (TSCA) requires any person who intends to manufacture (defined by statute to include import) a new chemical (i.e., a chemical not on the TSCA Chemical Substances Inventory (TSCA Inventory)) to notify EPA and comply with the statutory provisions pertaining to the manufacture of new chemicals. In addition under TSCA, EPA is required to publish in the<E T="04">Federal Register</E>a notice of receipt of a premanufacture notice (PMN) or an application for a test marketing exemption (TME), and to publish in the<E T="04">Federal Register</E>periodic status reports on the new chemicals under review and the receipt of notices of commencement (NOC) to manufacture those chemicals. This document, which covers the period from October 1, 2012 to October 12, 2012, and provides the required notice and status report, consists of the PMNs pending or expired, and the NOC to manufacture a new chemical that the Agency has received under TSCA section 5 during this time period.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments identified by the specific PMN number or TME number, must be received on or before December 21, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by docket identification (ID) number EPA-HQ-OPPT-2012-0805, and the specific PMN number or TME number for the chemical related to your comment, by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the online instructions for submitting comments.</P>
          <P>•<E T="03">Mail:</E>Document Control Office (7407M), Office of Pollution Prevention and Toxics (OPPT), Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001.</P>
          <P>•<E T="03">Hand Delivery:</E>OPPT Document Control Office (DCO), EPA East Bldg., Rm. 6428, 1201 Constitution Ave. NW., Washington, DC. The DCO is open from 8 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The telephone number for the DCO is (202) 564-8930. Such deliveries are only accepted during the DCO's normal hours of operation, and special arrangements should be made for deliveries of boxed information.</P>
          <P>
            <E T="03">Instructions:</E>EPA's policy is that all comments received will be included in the docket without change and may be made available online at<E T="03">http://www.regulations.gov,</E>including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through regulations.gov or email. The regulations.gov Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an email comment directly to EPA without going through regulations.gov, your email address will be automatically captured and included as part of the comment that is placed in the docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.</P>
          <P>
            <E T="03">Docket:</E>All documents in the docket are listed in the docket index available at<E T="03">http://www.regulations.gov.</E>Although listed in the index, some information is not publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available electronically at<E T="03">http://www.regulations.gov,</E>or, if only available in hard copy, at the OPPT Docket. The OPPT Docket is located in the EPA Docket Center (EPA/DC) at Rm. 3334, EPA West Bldg., 1301 Constitution Ave. NW., Washington, DC. The EPA/DC Public Reading Room hours of operation are 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number of the EPA/DC Public Reading Room is (202) 566-1744, and the telephone number for the OPPT Docket is (202) 566-0280. Docket visitors are required to show photographic identification, pass through a metal detector, and sign the EPA visitor log. All visitor bags are processed through an X-ray machine and subject to search. Visitors will be provided an EPA/DC badge that must be visible at all times in the building and returned upon departure.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P/>
          <P>
            <E T="03">For technical information contact:</E>Bernice Mudd, Information Management Division (7407M), Office of Pollution Prevention and Toxics, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (202) 564-8951; fax number: (202) 564-8955; email address:<E T="03">mudd.bernice@epa.gov.</E>
          </P>
          <P>
            <E T="03">For general information contact:</E>The TSCA-Hotline, ABVI-Goodwill, 422 South Clinton Ave., Rochester, NY 14620; telephone number: (202) 554-1404; email address:<E T="03">TSCA-Hotline@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>
        <P>This action is directed to the public in general. As such, the Agency has not attempted to describe the specific entities that this action may apply to. Although others may be affected, this action applies directly to the submitter of the PMNs addressed in this action.</P>
        <HD SOURCE="HD2">B. What should I consider as I prepare my comments for EPA?</HD>
        <P>1.<E T="03">Submitting CBI.</E>Do not submit this information to EPA through regulations.gov or email. Clearly mark the part or all of the information that you claim to be CBI. For CBI information in a disk or CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as CBI and then identify electronically within the disk or CD-ROM the specific information that is claimed as CBI. In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.</P>
        <P>2.<E T="03">Tips for preparing your comments.</E>When submitting comments, remember to:</P>

        <P>i. Identify the document by docket ID number and other identifying information (subject heading,<E T="04">Federal Register</E>date and page number).</P>
        <P>ii. Follow directions. The Agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.</P>
        <P>iii. Explain why you agree or disagree; suggest alternatives and substitute language for your requested changes.</P>
        <P>iv. Describe any assumptions and provide any technical information and/or data that you used.</P>

        <P>v. If you estimate potential costs or burdens, explain how you arrived at your estimate in sufficient detail to allow for it to be reproduced.<PRTPAGE P="69826"/>
        </P>
        <P>vi. Provide specific examples to illustrate your concerns and suggest alternatives.</P>
        <P>vii. Explain your views as clearly as possible, avoiding the use of profanity or personal threats.</P>
        <P>viii. Make sure to submit your comments by the comment period deadline identified.</P>
        <HD SOURCE="HD1">II. Why is EPA taking this action?</HD>

        <P>EPA classifies a chemical substance as either an “existing” chemical or a “new” chemical. Any chemical substance that is not on EPA's TSCA Inventory is classified as a “new chemical,” while those that are on the TSCA Inventory are classified as an “existing chemical.” For more information about the TSCA Inventory go to:<E T="03">http://www.epa.gov/opptintr/newchems/pubs/inventory.htm.</E>Anyone who plans to manufacture or import a new chemical substance for a non-exempt commercial purpose is required by TSCA section 5 to provide EPA with a PMN, before initiating the activity. Section 5(h)(1) of TSCA authorizes EPA to allow persons, upon application, to manufacture (includes import) or process a new chemical substance, or a chemical substance subject to a significant new use rule (SNUR) issued under TSCA section 5(a), for “test marketing” purposes, which is referred to as a test marketing exemption, or TME. For more information about the requirements applicable to a new chemical go to:<E T="03">http://www.epa.gov/oppt/newchems.</E>
        </P>

        <P>Under TSCA sections 5(d)(2) and 5(d)(3), EPA is required to publish in the<E T="04">Federal Register</E>a notice of receipt of a PMN or an application for a TME and to publish in the<E T="04">Federal Register</E>periodic status reports on the new chemicals under review and the receipt of NOCs to manufacture those chemicals. This status report, which covers the period from October 1, 2012 to October 12, 2012, consists of the PMNs pending or expired, and the NOCs to manufacture a new chemical that the Agency has received under TSCA section 5 during this time period.</P>
        <HD SOURCE="HD1">III. Receipt and Status Reports</HD>
        <P>In Table I. of this unit, EPA provides the following information (to the extent that such information is not claimed as CBI) on the PMNs received by EPA during this period: The EPA case number assigned to the PMN, the date the PMN was received by EPA, the projected end date for EPA's review of the PMN, the submitting manufacturer/importer, the potential uses identified by the manufacturer/importer in the PMN, and the chemical identity.</P>
        <GPOTABLE CDEF="xs48,9,9,r50,r100,r100" COLS="6" OPTS="L2,i1">
          <TTITLE>Table I—20 PMNs Received From October 1, 2012 to October 12, 2012</TTITLE>
          <BOXHD>
            <CHED H="1">Case No.</CHED>
            <CHED H="1">Received date</CHED>
            <CHED H="1">Projected<LI>notice end</LI>
              <LI>date</LI>
            </CHED>
            <CHED H="1">Manufacturer/<LI>importer</LI>
            </CHED>
            <CHED H="1">Use</CHED>
            <CHED H="1">Chemical</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">P-13-0001</ENT>
            <ENT>10/1/2012</ENT>
            <ENT>12/29/2012</ENT>
            <ENT>CBI</ENT>
            <ENT>(G) Pigment dispersant</ENT>
            <ENT>(G) Vegetable-oil fatty acids, conjugated, polymers with substituted propanoic acid, polyol, anhydride, polyethylene glycol, propylene glycol and trimethylolpropane.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0002</ENT>
            <ENT>10/1/2012</ENT>
            <ENT>12/29/2012</ENT>
            <ENT>CBI</ENT>
            <ENT>(S) Emulsion stabilizer</ENT>
            <ENT>(G) Substituted polyhydroxy aromatic compound.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0003</ENT>
            <ENT>10/1/2012</ENT>
            <ENT>12/29/2012</ENT>
            <ENT>CBI</ENT>
            <ENT>(G) Part of adhesive system</ENT>
            <ENT>(G) Castor oil, polymer with glycol and phthalic anhydride.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0004</ENT>
            <ENT>10/1/2012</ENT>
            <ENT>12/29/2012</ENT>
            <ENT>H.B. Fuller Company</ENT>
            <ENT>(G) Industrial adhesive</ENT>
            <ENT>(G) Dicarboxylic acid polymer with aliphatic glycols, and 1,1′-methylenebis[isocyanatobenzene].</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0005</ENT>
            <ENT>10/2/2012</ENT>
            <ENT>12/30/2012</ENT>
            <ENT>H.B. Fuller Company</ENT>
            <ENT>(G) Adhesive for flexible film laminating</ENT>
            <ENT>(G) Dicarboxylic acid polymer with aliphatic glycols, and 1,1′- methylenebis [isocyanatobenzene].</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0006</ENT>
            <ENT>10/2/2012</ENT>
            <ENT>12/30/2012</ENT>
            <ENT>CBI</ENT>
            <ENT>(S) Rheology modifier</ENT>
            <ENT>(G) Rubber epoxy adduct.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0007</ENT>
            <ENT>10/3/2012</ENT>
            <ENT>12/31/2012</ENT>
            <ENT>DIC International (USA) LLC</ENT>
            <ENT>(S) Polymer resin for spray paint/coatings</ENT>
            <ENT>(G) Acrylic acids, polymer with methacrylate esters, styrene and tert-bubenzene carboperoxoate-initiated, compounds with amine.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0008</ENT>
            <ENT>10/3/2012</ENT>
            <ENT>12/31/2012</ENT>
            <ENT>CBI</ENT>
            <ENT>(S) Flame retardant used in the manufacture of plastics.; flame retardant used in paints and varnishes</ENT>
            <ENT>(G) Melamine polyphosphate.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0009</ENT>
            <ENT>10/4/2012</ENT>
            <ENT>1/1/2013</ENT>
            <ENT>CBI</ENT>
            <ENT>(G) Photoinitiated resin for ultra violet or electro beams curable clear coatings, overprint varnishes, laminating adhesives and inks</ENT>
            <ENT>(G) Acrylate functional aliphatic isocyanate polymer blocked with hydroxy aromatic monomer.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0010</ENT>
            <ENT>10/4/2012</ENT>
            <ENT>1/1/2013</ENT>
            <ENT>Eastman Chemical Company</ENT>
            <ENT>(G) Chemical intermediate</ENT>
            <ENT>(S) 1,4-cyclohexanedicarboxylic acid, 1,4-dimethyl ester, hydrogenolysis products.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0011</ENT>
            <ENT>10/4/2012</ENT>
            <ENT>1/1/2013</ENT>
            <ENT>Huntsman Corporation</ENT>
            <ENT>(S) Antistatic finish for synthetic fibers</ENT>
            <ENT>(G) Hydroxy-functional epoxyamine polyglycol ester.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0012</ENT>
            <ENT>10/4/2012</ENT>
            <ENT>1/1/2013</ENT>
            <ENT>Mane, USA</ENT>
            <ENT>(S) Fragrance ingredient</ENT>
            <ENT>(S) 2-octenenitrile,3,5,7-trimethyl-.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0013</ENT>
            <ENT>10/5/2012</ENT>
            <ENT>1/2/2013</ENT>
            <ENT>Dow Chemical Company</ENT>
            <ENT>(G) Open-non dispersive use</ENT>
            <ENT>(G) Polyurethane polymer.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0014</ENT>
            <ENT>10/8/2012</ENT>
            <ENT>1/5/2013</ENT>
            <ENT>CBI</ENT>
            <ENT>(G) Dispersant</ENT>
            <ENT>(G) Substituted carboxylic acid, compound with hetermonocyclic polymer with substituted carboxylic acid, substituted heteromonocycle and heteromonocycle.</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="69827"/>
            <ENT I="01">P-13-0015</ENT>
            <ENT>10/9/2012</ENT>
            <ENT>1/6/2013</ENT>
            <ENT>CBI</ENT>
            <ENT>(S) Industrial inkjet ink manufacture</ENT>
            <ENT>(S) Phenol, 4,4′-(1-methylethylidene)bis-, polymer with 2-(chloromethyl)oxirane, .alpha.-.omega.-hydroxypoly(oxy-1,4-butanediyl), 1,1′-methylenebis[4-isocyanatocyclohexane] and 2,2'-(methylimino)bis[ethanol], iso-bu alochol.-blocked, phosphate (salts).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0016</ENT>
            <ENT>10/9/2012</ENT>
            <ENT>1/6/2013</ENT>
            <ENT>CBI</ENT>
            <ENT>(S) Thermoplastic polyurethane for coatins/mouldings</ENT>
            <ENT>(S) 1,4-butanediol, polymer with 1,4-diisocyanatobenzene and -hydro—hydroxypoly(oxy-1,4-butanediyl).</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0017</ENT>
            <ENT>10/10/2012</ENT>
            <ENT>1/7/2013</ENT>
            <ENT>DIC International (USA) LLC</ENT>
            <ENT>(S) Polymer resin for spray paint/coatings</ENT>
            <ENT>(G) Acrylated silicone polymer.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0018</ENT>
            <ENT>10/10/2012</ENT>
            <ENT>1/7/2013</ENT>
            <ENT>CBI</ENT>
            <ENT>(G) Stabilizing agent for polymers</ENT>
            <ENT>(G) Trisodium diethylene triaminepolycarboxylate.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0019</ENT>
            <ENT>10/11/2012</ENT>
            <ENT>1/8/2013</ENT>
            <ENT>Henkel Corporation</ENT>
            <ENT>(S) Crosslinker in moisture cure sealant formulaion</ENT>
            <ENT>(G) Acetonoximino silane.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-13-0020</ENT>
            <ENT>10/11/2012</ENT>
            <ENT>1/8/2013</ENT>
            <ENT>Zeon Chemicals Incorporated</ENT>
            <ENT>(S) Polymer for injection molds; polymer modifier; film extrusion</ENT>
            <ENT>(G) Polycycloolefin polymer.</ENT>
          </ROW>
        </GPOTABLE>
        <P>In Table II. of this unit, EPA provides the following information (to the extent that such information is not claimed as CBI) on the NOCs received by EPA during this period: The EPA case number assigned to the NOC, the date the NOC was received by EPA, the projected end date for EPA's review of the NOC, and chemical identity.</P>
        <GPOTABLE CDEF="s50,10,10,r250" COLS="4" OPTS="L2,i1">
          <TTITLE>Table II—12 NOCs Received From October 1, 2012 to October 12, 2012</TTITLE>
          <BOXHD>
            <CHED H="1">Case No.</CHED>
            <CHED H="1">Received date</CHED>
            <CHED H="1">Commencement notice end date</CHED>
            <CHED H="1">Chemical</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">P-09-0111</ENT>
            <ENT>10/2/2012</ENT>
            <ENT>12/16/2011</ENT>
            <ENT>(G) Alkoxysilane functional acrylic resin.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-11-0087</ENT>
            <ENT>10/2/2012</ENT>
            <ENT>9/7/2012</ENT>
            <ENT>(G) Polyfluoroalkyl phosphoric acid salt, aqueous solution.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-11-0433</ENT>
            <ENT>10/9/2012</ENT>
            <ENT>9/22/2012</ENT>
            <ENT>(G) Substituted amino polymer, with substituted amine salt and salted acrylate.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-12-0013</ENT>
            <ENT>10/2/2012</ENT>
            <ENT>6/19/2012</ENT>
            <ENT>(G) Crosslinked polyalkyl methacrylate.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-12-0094</ENT>
            <ENT>10/10/2012</ENT>
            <ENT>9/28/2012</ENT>
            <ENT>(G) Polyether polyurethane dispersion.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-12-0104</ENT>
            <ENT>10/4/2012</ENT>
            <ENT>9/28/2012</ENT>
            <ENT>(G) Mixture of isomers of condensation products of substituted diazotized aminoanilines.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-12-0156</ENT>
            <ENT>10/4/2012</ENT>
            <ENT>9/21/2012</ENT>
            <ENT>(G) Water soluble modified linseed oil.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-12-0235</ENT>
            <ENT>10/2/2012</ENT>
            <ENT>9/20/2012</ENT>
            <ENT>(G) Polyesterurethane.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-12-0392</ENT>
            <ENT>10/5/2012</ENT>
            <ENT>10/4/2012</ENT>
            <ENT>(G) Mix of isomers of substituted cyclohexyl carboxaldehyde.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-12-0426</ENT>
            <ENT>10/11/2012</ENT>
            <ENT>9/28/2012</ENT>
            <ENT>(S) Aluminate(1-), tetrafluoro-, cesium, (t-4)-.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-12-0442</ENT>
            <ENT>10/8/2012</ENT>
            <ENT>10/1/2012</ENT>
            <ENT>(G) Carboxylic acid, alkenyl ester, polymers with alkyl acrylate, me methacrylate and polyethylene glycol hydrogen sulfate substituted alkyl branched alkoxy methyl substituted (alkoxy)alkyl ethers salts.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">P-12-0454</ENT>
            <ENT>10/9/2012</ENT>
            <ENT>10/8/2012</ENT>
            <ENT>(G) Modified lignocellulose.</ENT>
          </ROW>
        </GPOTABLE>
        <P>If you are interested in information that is not included in these tables, you may contact EPA as described in Unit II. to access additional non-CBI information that may be available.</P>
        <HD SOURCE="HD1">List of Subjects</HD>
        <P>Environmental protection, Chemicals, Hazardous substances, Imports, Notice of commencement, Premanufacturer, Reporting and recordkeeping requirements, Test marketing exemptions.</P>
        <SIG>
          <DATED>Dated: October 23, 2012.</DATED>
          <NAME>Chandler Sirmon,</NAME>
          <TITLE>Director, Information Management Division, Office of Pollution Prevention and Toxics.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28206 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[FRL-9753-9]</DEPDOC>
        <SUBJECT>Comprehensive Environmental Response, Compensation and Liability Act (CERCLA) or Superfund; Notice of Grant Funding Guidance for State and Tribal Response Programs for FY2013</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Environmental Protection Agency (EPA) will begin to accept requests, from December 1, 2012 through January 31, 2013, for grants to supplement State and Tribal Response Programs. This notice provides guidance on eligibility for funding, use of funding, grant mechanisms and process for awarding funding, the allocation system for distribution of funding, and terms and reporting under these grants. EPA has consulted with state and tribal officials in developing this guidance.</P>

          <P>The primary goal of this funding is to ensure that state and tribal response programs include, or are taking reasonable steps to include, certain elements and a public record. Another goal is to provide funding for other activities that increase the number of response actions conducted or overseen by a state or tribal response program. This funding is not intended to supplant<PRTPAGE P="69828"/>current state or tribal funding for their response programs. Instead, it is to supplement their funding to increase their response capacity.</P>
          <P>For fiscal year 2013, EPA will consider funding requests up to a maximum of $1.1 million per state or tribe. Subject to the availability of funds, EPA regional personnel will be available to provide technical assistance to states and tribes as they apply for and carry out these grants.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This action is effective as of December 1, 2012. EPA expects to make non-competitive grant awards to states and tribes which apply during fiscal year 2013.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>

          <P>Mailing addresses for EPA Regional Offices and EPA Headquarters can be located at<E T="03">www.epa.gov/brownfields</E>and at the end of this Notice.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>EPA's Office of Solid Waste and Emergency Response, Office of Brownfields and Land Revitalization, (202) 566-2892 or the applicable EPA Regional Office listed at the end this Notice.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. General Information</HD>
        <P>Section 128(a) of the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA), as amended, authorizes a noncompetitive $50 million grant program to establish and enhance state<SU>1</SU>
          <FTREF/>and tribal<SU>2</SU>
          <FTREF/>response programs. CERCLA 128(a) response program grants are funded with categorical<SU>3</SU>
          <FTREF/>State and Tribal Assistance Grant (STAG) appropriations. Section 128(a) cooperative agreements are awarded and administered by the EPA regional offices. Generally, these response programs address the assessment, cleanup, and redevelopment of brownfields sites and other sites with actual or perceived contamination. This document provides guidance that will enable states and tribes to apply for and use Fiscal Year 2013 section 128(a) funds.<SU>4</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>
            <SU>1</SU>The term “state” is defined in this document as defined in CERCLA section 101(27).</P>
        </FTNT>
        <FTNT>
          <P>

            <SU>2</SU>The term “Indian tribe” is defined in this document as it is defined in CERCLA section 101(36). Intertribal consortia, as defined in the<E T="04">Federal Register</E>Notice at 67 FR 67181, Nov. 4, 2002, are also eligible for funding under CERCLA section 128(a).</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>3</SU>Categorical grants are issued by the U.S. Congress to fund state and local governments for narrowly defined purposes.</P>
        </FTNT>
        <FTNT>
          <P>
            <SU>4</SU>The Agency may waive any provision of this guidance that is not required by statute, regulation, Executive Order or overriding Agency policies.</P>
        </FTNT>
        <P>The Catalogue of Federal Domestic Assistance entry for the section 128(a) State and Tribal Response Program cooperative agreements is 66.817. This grant program is eligible to be included in state and tribal Performance Partnership Grants under 40 CFR part 35 subparts A and B, with the exception of funds used to capitalize a revolving loan fund for brownfield remediation under section 104(k)(3); or purchase insurance or develop a risk sharing pool, an indemnity pool, or insurance mechanism to provide financing for response actions under a State or Tribal response program.</P>
        <P>Requests for funding will be accepted from December 1, 2012 through January 31, 2013. Requests EPA receives after January 31, 2013 will not be considered for FY2013 funding. Information that must be submitted with the funding request is listed in Section VIII of this guidance. States or tribes that do not submit the request in the appropriate manner may forfeit their ability to receive funds. First time requestors are strongly encouraged to contact their Regional EPA Brownfields contacts, listed at the end of this guidance, prior to submitting their funding request.</P>
        <P>Requests submitted by the January 31, 2013 request deadline are preliminary; final cooperative agreement work plans and budgets will be negotiated with the regional offices once final funding allocation determinations are made. As in previous years, EPA will place special emphasis on reviewing a cooperative agreement recipient's use of prior section 128(a) funding in making allocation decisions and unexpended balances are subject to 40 CFR 35.118 and 40 CFR35.518 to the extent consistent with this guidance.</P>

        <P>States and tribes requesting funds are required to provide a Dun and Bradstreet Data Universal Numbering System (DUNS) number with their cooperative agreement's final package. For more information, please go to<E T="03">www.grants.gov</E>.</P>
        <HD SOURCE="HD1">II. Background</HD>
        <P>State and tribal response programs oversee assessment and cleanup activities at the majority of brownfields sites across the country. The depth and breadth of state and tribal response programs vary. Some focus on CERCLA related activities, while others are multi-faceted, for example, addressing sites regulated by both CERCLA and the Resource Conservation and Recovery Act (RCRA). Many state programs also offer accompanying financial incentive programs to spur cleanup and redevelopment. In enacting CERCLA section 128(a),<SU>5</SU>
          <FTREF/>Congress recognized the accomplishments of state and tribal response programs in cleaning up and redeveloping brownfields sites. Section 128(a) also provides EPA with an opportunity to strengthen its partnership with states and tribes.</P>
        <FTNT>
          <P>
            <SU>5</SU>Section 128(a) was added to CERCLA in 2002 by the Small Business Liability Relief and Brownfields Revitalization Act (Brownfield Amendments).</P>
        </FTNT>
        <P>This funding is intended for those states and tribes with overall management and administrative capacity within their government required to administer a federal grant. The primary goal of this funding is to ensure that state and tribal response programs include, or are taking reasonable steps to include, certain elements of an environmental response program and that the response program establishes and maintains a public record of sites addressed.</P>
        <P>Subject to the availability of funds, EPA regional personnel will be available to provide technical assistance to states and tribes as they apply for and carry out section 128(a) cooperative agreements.</P>
        <HD SOURCE="HD1">III. Eligibility for Funding</HD>
        <P>To be eligible for funding under CERCLA section 128(a), a state or tribe must:</P>

        <P>1. Demonstrate that its response program includes, or is taking reasonable steps to include, the four elements of a response program, described in Section V of this guidance;<E T="03">or</E>be a party to voluntary response program Memorandum of Agreement (VRP MOA)<SU>6</SU>
          <FTREF/>with EPA;</P>
        <FTNT>
          <P>
            <SU>6</SU>States or tribes that are parties to VRP MOAs and that maintain and make available a public record are automatically eligible for section 128(a) funding.</P>
        </FTNT>
        <P>AND</P>
        <P>2. Maintain and make available to the public a record of sites at which response actions have been completed in the previous year and are planned to be addressed in the upcoming year, see CERCLA section 128(b)(1)(C).</P>
        <HD SOURCE="HD1">IV. Matching Funds/Cost-Share</HD>
        <P>States and tribes are<E T="03">not</E>required to provide matching funds for cooperative agreements awarded under section 128(a), with the exception of the section 128(a) funds a state or tribe uses to capitalize a Brownfields Revolving Loan Fund under CERCLA section 104(k)(3).</P>
        <HD SOURCE="HD1">V. The Four Elements—Section 128(a)</HD>

        <P>Section 128(a) recipients that do not have a VRP MOA with EPA must demonstrate that their response program includes, or is taking reasonable steps to include, the four elements.<PRTPAGE P="69829"/>Achievement of the four elements should be viewed as a priority. Section 128(a) authorizes funding for activities necessary to establish and enhance the four elements, and to establish and maintain the public record requirement.</P>
        <P>The four elements of a response program are described below:</P>
        <P>1.<E T="03">Timely survey and inventory of brownfields sites in state or tribal land.</E>EPA's goal in funding activities under this element is to enable the state or tribe to establish or enhance a system or process that will provide a reasonable estimate of the number, likely locations, and the general characteristics of brownfields sites in their state or tribal lands. EPA recognizes the varied scope of state and tribal response programs and will not require states and tribes to develop a “list” of brownfields sites. However, at a minimum, the state or tribe should develop and/or maintain a system or process that can provide a reasonable estimate of the number, likely location, and general characteristics of brownfields sites within their state or tribal lands. Inventories should evolve to a prioritization of sites based on community needs, planning priorities, and protection of human health and the environment. Particular attention should focus on those communities with limited capacity to compete for, and manage a competitive brownfield assessment, revolving loan, and cleanup grant.</P>
        <P>Given funding limitations, EPA will negotiate work plans with states and tribes to achieve this goal efficiently and effectively, and within a realistic time frame. For example, many of EPA's Brownfields Assessment cooperative agreement recipients conduct inventories of brownfields sites in their communities or jurisdictions. EPA encourages states and tribes to work with these cooperative agreement recipients to obtain the information that they have gathered and include it in their survey and inventory.</P>
        <P>2.<E T="03">Oversight and enforcement authorities or other mechanisms and resources.</E>EPA's goal in funding activities under this element is to have state and tribal response programs that include oversight and enforcement authorities or other mechanisms, and resources that are adequate to ensure that:</P>
        <P>a. A response action will protect human health and the environment, and be conducted in accordance with applicable laws; and</P>
        <P>b. The state or tribe will complete the necessary response activities if the person conducting the response activities fails to complete the necessary response activities (this includes operation and maintenance and/or long-term monitoring activities).</P>
        <P>3.<E T="03">Mechanisms and resources to provide meaningful opportunities for public participation.</E>
          <SU>7</SU>

          <FTREF/>EPA's goal in funding activities under this element is to have states and tribes include in their response program mechanisms and resources for meaningful public participation, at the local level, including,<E T="03">at a minimum:</E>
        </P>
        <FTNT>
          <P>

            <SU>7</SU>States and tribes establishing this element may find useful information on public participation on EPA's community involvement Web site at<E T="03">http://www.epa.gov/superfund/community/policies.htm.</E>
          </P>
        </FTNT>
        <P>a. Public access to documents and related materials that a state, tribe, or party conducting the cleanup is relying on or developing in making cleanup decisions or conducting site activities;</P>
        <P>b. Prior notice and opportunity for meaningful public comment on cleanup plans and site activities including the input into the prioritization of sites; and</P>
        <P>c. A mechanism by which a person who is, or may be, affected by a release or threatened release of a hazardous substance, pollutant, or contaminant at a brownfields site—located in the community in which the person works or resides—may request that a site assessment be conducted. The appropriate state or tribal official must consider this request and appropriately respond.</P>
        <P>4.<E T="03">Mechanisms for approval of a cleanup plan, and verification and certification that cleanup is complete.</E>EPA's goal in funding activities under this element is to have states and tribes include in their response program mechanisms to approve cleanup plans and to verify that response actions are complete, including a requirement for certification or similar documentation from the state, the tribe, or a licensed site professional that the response action is complete. Written approval by a state or tribal response program official of a proposed cleanup plan is an example of an approval mechanism.</P>
        <HD SOURCE="HD1">VI. Public Record Requirement</HD>
        <P>In order to be eligible for section 128(a) funding, states and tribes (including those with MOAs) must establish and maintain a public record system, described below, in order to receive funds. The public record should be made available to the public in an effort to provide a mechanism for meaningful public participation (refer to Section V. 3 above). Specifically, under section 128(b)(1)(C), states and tribes must:</P>
        <P>1. Maintain and update, at least annually or more often as appropriate, a record of sites that includes the name and location of sites at which response actions have been completed during the previous year;</P>
        <P>2. Maintain and update, at least annually or more often as appropriate, a record of sites that includes the name and location of sites at which response actions are planned to be addressed in the next year; and</P>
        <P>3. Identify in the public record whether or not the site, upon completion of the response action, will be suitable for unrestricted use. If not, the public record must identify the institutional controls relied on in the remedy and include relevant information concerning the entity that will be responsible for oversight, monitoring, and/or maintenance of the institutional and engineering controls; and how the responsible entity is implementing those activities (see Section VI.C).</P>
        <P>Section 128(a) funds may be used to maintain and make available a public record system that meets the requirements discussed above.</P>
        <HD SOURCE="HD2">A. Distinguishing the “Survey and Inventory” Element From the “Public Record”</HD>
        <P>It is important to note that the public record requirement differs from the “timely survey and inventory” element described in the “Four Elements” section above. The public record addresses sites at which response actions have been completed in the previous year and are planned to be addressed in the upcoming year. In contrast, the “timely survey and inventory” element, described above, refers to identifying brownfields sites regardless of planned or completed actions there.</P>
        <HD SOURCE="HD2">B. Making the Public Record Easily Accessible</HD>

        <P>EPA's goal is to enable states and tribes to make the public record and other information, such as information from the “survey and inventory” element, easily accessible. For this reason, EPA will allow states and tribes to use section 128(a) funding to make the public record, as well as other information, such as information from the “survey and inventory” element, available to the public via the internet or other means. For example, the Agency would support funding state and tribal efforts to include detailed location information in the public record such as the street address, and latitude and longitude information for<PRTPAGE P="69830"/>each site.<SU>8</SU>
          <FTREF/>States and tribes should ensure that all affected communities have appropriate access to the public record including making it available on-line, in print at libraries, or other community gathering places.</P>
        <FTNT>
          <P>

            <SU>8</SU>For further information on latitude and longitude information, please see EPA's data standards Web site available at<E T="03">http://iaspub.epa.gov/sor_internet/registry/datastds/findadatastandard/epaapproved/latitudelongitude</E>.</P>
        </FTNT>
        <P>In an effort to reduce cooperative agreement reporting requirements and increase public access to the public record, EPA encourages states and tribes to place their public record on the Internet. If a state or tribe places the public record on the internet, maintains the substantive requirements of the public record, and provides EPA with the link to that site, EPA will, for purposes of cooperative agreement funding only, deem the public record reporting requirement met.</P>
        <HD SOURCE="HD2">C. Long-Term Maintenance of the Public Record</HD>
        <P>EPA encourages states and tribes to maintain public record information, including data on institutional controls, on a long term basis (more than one year) for sites at which a response action has been completed. Subject to EPA regional office approval, states or tribes may include development and operation of systems that ensure long term maintenance of the public record, including information on institutional controls (such as ensuring the entity responsible for oversight, monitoring, and/or maintenance of the institutional and engineering controls is implementing those activities) in their work plans.<SU>9</SU>
          <FTREF/>
        </P>
        <FTNT>
          <P>

            <SU>9</SU>States and tribes may find useful information on institutional controls on the EPA's institutional controls Web site at<E T="03">http://www.epa.gov/superfund/policy/ic/index.htm</E>
          </P>
        </FTNT>
        <HD SOURCE="HD1">VII. Use of Funding</HD>
        <HD SOURCE="HD2">A. Overview</HD>
        <P>Section 128(a)(1)(B) describes the eligible uses of cooperative agreement funds by states and tribes. In general, a state or tribe may use a cooperative agreement to “establish or enhance” their response programs, including elements of the response program that include activities related to responses at brownfields sites with petroleum contamination. Eligible activities include, but are not limited to, the following:</P>
        <P>• Developing legislation, regulations, procedures, ordinances, guidance, etc. that establish or enhance the administrative and legal structure of their response programs;</P>
        <P>• Establishing and maintaining the required public record described in Section VI of this guidance;</P>
        <P>• Operation, maintenance and long-term monitoring of institutional controls and engineering controls;</P>
        <P>• Conducting site-specific activities, such as assessment or cleanup, provided such activities establish and/or enhance the response program and are tied to the four elements. In addition to the requirement under CERCLA section 128(a)(2)(C)(ii) to provide for public comment on cleanup plans and site activities, EPA strongly encourages states and tribes to seek public input regarding the priority of sites to be addressed and solicit input from local communities, especially potential environmental justice communities, communities with a health risk related to exposure to hazardous waste or other public health concerns, economically disadvantaged or remote areas, and communities with limited experience working with government agencies. EPA will not provide section 128(a) funds solely for assessment or cleanup of specific brownfields sites; site-specific activities must be part of an overall section 128(a) work plan that includes funding for other activities that establish or enhance the four elements;</P>
        <P>• Capitalizing a revolving loan fund (RLF) for brownfields cleanup under CERCLA section 104(k)(3). These RLFs are subject to the same statutory requirements and cooperative agreement terms and conditions applicable to RLFs awarded under section 104(k)(3). Requirements include a 20 percent match (can be in the form of a contribution of money, labor, material, or services from a non-federal source) on the amount of section 128(a) funds used for the RLF, a prohibition on using EPA cooperative agreement funds for administrative costs relating to the RLF, and a prohibition on using RLF loans or subgrants for response costs at a site for which the recipient may be potentially liable under section 107 of CERCLA. Other prohibitions contained in CERCLA section 104(k)(4) also apply; and</P>
        <P>• Purchasing environmental insurance or developing a risk-sharing pool, indemnity pool, or insurance mechanism to provide financing for response actions under a state or tribal response program.</P>
        <HD SOURCE="HD2">B. Uses Related to “Establishing” a State or Tribal Response Program</HD>
        <P>Under CERCLA section 128(a), “establish” includes activities necessary to build the foundation for the four elements of a state or tribal response program and the public record requirement. For example, a state or tribal response program may use section 128(a) funds to develop regulations, ordinances, procedures, and/or guidance. For more developed state or tribal response programs, “establish” may also include activities that keep their program at a level that meets the four elements and maintains a public record required as a condition of funding under CERCLA section 128(b)(1)(C).</P>
        <HD SOURCE="HD2">C. Uses Related to “Enhancing” a State or Tribal Response Program</HD>
        <P>Under CERCLA section 128(a), “enhance” is related to activities that add to or improve a state or tribal response program or increase the number of sites at which response actions are conducted under a state or tribal response program.</P>
        <P>The exact “enhancement” uses that may be allowable depend upon the work plan negotiated between the EPA regional office and the state or tribe. For example, regional offices and states or tribes may agree that section 128(a) funds may be used for outreach and training directly related to increasing awareness of its response program, and improving the skills of program staff. It may also include developing better coordination and understanding of other state response programs, e.g., RCRA or Underground Storage Tanks (USTs). As another example, states and tribal response programs enhancement activities can include outreach to local communities to increase their awareness and knowledge regarding the importance of monitoring engineering and institutional controls. Other “enhancement” uses may be allowable as well.</P>
        <HD SOURCE="HD2">D. Uses Related to Site-Specific Activities</HD>
        <HD SOURCE="HD3">1. Uses for Site-Specific Activities</HD>

        <P>States and tribes may use section 128(a) funds for site-specific activities that improve state or tribal capacity. The amount grantees may request for site-specific assessments and cleanups may not exceed 50% of the total amount of funding. A grantee may request a waiver to exceed the 50% of annual funding for site specific activities. In order for EPA to consider the waiver, the total amount of the request may not exceed the grantee's prior year's funding level. The funding request must include a brief justification describing the reason(s) for spending more than 50% of an annual allocation on site-specific activities. An applicant must include the following information in the written justification:<PRTPAGE P="69831"/>
        </P>
        <P>• Total amount requested for eligible brownfield site-specific activities;</P>
        <P>• Percentage of the eligible brownfield site-specific activities (assuming waiver is approved) in the total budget;</P>
        <P>• Site specific activities that will be covered by this funding. If known, provide site specific information and describe the development or enhancement of your state/tribal site specific program. Further explain how the community will be (or has been) involved in prioritization of site work and especially those sites where there is a potential or known significant environmental impact to the community;</P>
        <P>• Please explain how this shift in funding will not negatively impact the core programmatic capacity (i.e., the ability to establish/enhance four elements of a response program) and how related activities will be maintained in spite of an increase in site-specific work. Grantees must demonstrate that they have adequate funding from other sources to effectively carry out work on the four elements for EPA to grant a waiver of the 50% limit on using 128(a) funds for site-specific activities;</P>
        <P>• Describe how this shift in funding towards site-specific work is more appropriate for your response program rather than a request for an increase in overall funding;</P>
        <P>• Please explain whether the sites to be addressed are those for which the affected community(ies) has requested work be conducted (refer to Section VII.A Overview of Funding for more information).</P>
        <P>EPA Headquarters will base approval of waivers on the information that is included in the justification along with the request for funding, as well as other information available to the Agency. EPA's Regional Brownfield Coordinators will inform grantees of the Agency's final decision(s).</P>
        <HD SOURCE="HD3">2. Uses Related to Site-Specific Assessment and Cleanup Activities</HD>
        <P>Site-specific assessment and cleanup activities should establish and/or enhance the response program and be tied to the four elements. Site-specific assessments and cleanups must comply with all applicable laws and are subject to the following restrictions:</P>
        <P>a. Section 128(a) funds can only be used for assessments or cleanups at sites that meet the definition of a brownfields site at CERCLA section 101(39). EPA encourages states and tribes to use site-specific funding to perform assessment (e.g., phase II and phase III assessments) and cleanup activities that will lead more quickly to the reuse of sites Furthermore, states and tribes that perform site-specific activities should plan to engage the targeted community in the project. For example, Community Relations Plans (CRP) could be developed to address reasonable notice to the public concerning the cleanup, and provide opportunities for the public to comment on the cleanup. States and tribes should work towards securing additional funding for site-specific activities by leveraging resources from other sources such as businesses, non-profit organizations, education and training providers, and/or federal, state, tribal, and local governments;</P>
        <P>b. Absent EPA approval, no more than $200,000 per site assessment can be funded with section 128(a) funds, and no more than $200,000 per site cleanup can be funded with section 128(a) funds;</P>
        <P>c. Absent EPA approval, the state/tribe may not use funds awarded under this agreement to assess and clean up sites owned or operated by the recipient; and</P>
        <P>d. Assessments and cleanups cannot be conducted at sites where the state/tribe is a potentially responsible party pursuant to CERCLA section 107, except:</P>
        <P>• At brownfields sites contaminated by a controlled substance as defined in CERCLA section 101(39)(D)(ii)(I); or</P>
        <P>• When the recipient would satisfy all of the elements set forth in CERCLA section 101(40) to qualify as a bona fide prospective purchaser except that the date of acquisition of the property was on or before January 11, 2002.</P>
        <P>Subgrants cannot be provided to entities that may be potentially responsible parties (pursuant to CERCLA section 107) at the site for which the assessment or cleanup activities are proposed to be conducted, except:</P>
        <P>1. At brownfields sites contaminated by a controlled substance as defined in CERCLA section 101(39)(D)(ii)(I); or</P>
        <P>2. When the recipient would satisfy all of the elements set forth in CERCLA section 101(40) to qualify as a bona fide prospective purchaser except that the date of acquisition of the property was on or before January 11, 2002.</P>
        <HD SOURCE="HD3">3. Uses Related to Site-Specific Activities at Petroleum Brownfields Sites</HD>
        <P>States and tribes may use section 128(a) funds for activities that establish and enhance their response programs including addressing petroleum brownfield sites. Specifically, the costs of site-specific activities, such as site assessments or cleanup at petroleum contaminated brownfields sites, defined at CERCLA section 101(39)(D)(ii)(II), are eligible and are allowable if the activity is included in the work plan negotiated between the EPA regional office and the state or tribe. Section 128(a) funds used to capitalize a Brownfields RLF may be used at brownfields sites contaminated by petroleum to the extent allowed under CERCLA section 104(k)(3).</P>
        <HD SOURCE="HD3">4. Other Eligible Uses of Funding</HD>
        <P>Other eligible uses of funds for site-specific related include, but are not limited to, the following activities:</P>
        <P>• Technical assistance to federal brownfields cooperative agreement recipients;</P>
        <P>• Development and/or review of quality assurance project plans (QAPPs); and</P>
        <P>• Entering data into the ACRES database.</P>
        <HD SOURCE="HD2">E. Uses Related to Activities at “Non-Brownfields” Sites</HD>

        <P>Costs incurred for activities at non-brownfields sites, e.g., oversight, may be eligible and allowable if such activities are included in the state's or tribe's work plan. These costs need not be incurred in connection with a brownfields site to be eligible, but must be authorized under the state's or tribe's work plan to be allowable. Other uses may be eligible and allowable as well, depending upon the work plan negotiated between the EPA regional office and the state or tribe.<E T="03">However, assessment and cleanup activities may only be conducted on eligible brownfields sites, as defined in CERCLA section 101(39).</E>
        </P>
        <HD SOURCE="HD1">VIII. General Programmatic Guidelines for 128(a) Grant Funding Requests</HD>
        <P>Funding authorized under CERCLA section 128(a) is awarded through a cooperative agreement<SU>10</SU>

          <FTREF/>between EPA and a state or a tribe. The program is administered under the general EPA grant and cooperative agreement regulations for states, tribes, and local governments found in the Code of Federal Regulations at 40 CFR Part 31 as well as applicable provisions of 40 CFR Part 35 Subparts A and B. Under these regulations, the cooperative agreement recipient for section 128(a) grant program is the government to which a cooperative agreement is awarded and which is accountable for the use of the funds provided. The cooperative agreement recipient is the entire legal<PRTPAGE P="69832"/>entity even if only a particular component of the entity is designated in the cooperative agreement award document. Further, unexpended balances of cooperative agreement funds are subject to 40 CFR 35.118 and 40 CFR 35.518 to the extent consistent with this guidance. EPA allocates funds to state and tribal response programs under 40 CFR 35.420 and 40 CFR 35.737.</P>
        <FTNT>
          <P>
            <SU>10</SU>A cooperative agreement is an agreement to a state/tribe that includes substantial involvement by EPA on activities described in the work plan which may include technical assistance, collaboration on program priorities, etc.</P>
        </FTNT>
        <HD SOURCE="HD2">A. One Application per State or Tribe</HD>

        <P>Subject to the availability of funds, EPA regional offices will negotiate and enter into section 128(a) cooperative agreements with eligible and interested states or tribes.<E T="03">EPA will accept only one application from each eligible state or tribe.</E>
        </P>
        <HD SOURCE="HD2">B. Define the State or Tribal Response Program</HD>
        <P>States and tribes must define in their work plan the “section 128(a) response program(s)” to which the funds will be applied, and may designate a component of the state or tribe that will be EPA's primary point of contact for negotiations on their proposed work plan. When EPA funds the section 128(a) cooperative agreement, states and tribes may distribute these funds among the appropriate state and tribal agencies that are part of the section 128(a) response program. This distribution must be clearly outlined in their annual work plan.</P>
        <HD SOURCE="HD2">C. Separate Cooperative Agreements for the Capitalization of RLFs Using Section 128(a) Funds</HD>
        <P>If a portion of the section 128(a) grant funds requested will be used to capitalize a revolving loan fund for cleanup, pursuant to section 104(k)(3), two separate cooperative agreements must be awarded, i.e., one for the RLF and one for non-RLF uses. States and tribes may, however, submit one initial request for funding, delineating the RLF as a proposed use. Section 128(a) funds used to capitalize an RLF are not eligible for inclusion into a Performance Partnership Grant (PPG).</P>
        <HD SOURCE="HD2">D. Authority To Manage a Revolving Loan Fund Program</HD>

        <P>If a state or tribe chooses to use its section 128(a) funds to capitalize a revolving loan fund program, the state or tribe must have the authority to manage the program,<E T="03">e.g.,</E>issue loans. If the agency/department listed as the point of contact for the section 128(a) cooperative agreement does not have this authority, it must be able to demonstrate that another state or tribal agency does have the authority to manage the RLF and is willing to do so.</P>
        <HD SOURCE="HD2">E. Section 128(a) Cooperative Agreements Can Be Part of a Performance Partnership Grant (PPG)</HD>
        <P>States and tribes may include section 128(a) cooperative agreements in their PPG 69 FR 51,756 (2004). Section 128(a) funds used to capitalize an RLF or purchase insurance or develop a risk sharing pool, an indemnity pool, or insurance mechanism to provide financing for response actions under a state or tribal response program are not eligible for inclusion in the PPG.</P>
        <HD SOURCE="HD2">F. Project Period</HD>
        <P>EPA regional offices will determine the project period for each cooperative agreement. These may be for multiple years depending on the regional office's cooperative agreement policies. Each cooperative agreement must have an annual budget period tied to an annual work plan. Pre-award costs are subject to 40 CFR 35.113 and 40 CFR 35.513.</P>
        <HD SOURCE="HD2">G. Demonstrating the Four Elements</HD>

        <P>As part of the annual work plan negotiation process, states or tribes that do<E T="03">not</E>have VRP MOAs must demonstrate that their program includes, or is taking reasonable steps to include, the four elements described in Section V. EPA will not fund, in future years, state or tribal response program annual work plans if EPA determines that these requirements are not met or reasonable progress is not being made. EPA may base this determination on the information the state or tribe provides to support its work plan, or on EPA's review of the state or tribal response program.</P>
        <HD SOURCE="HD2">H. Establishing and Maintaining the Public Record</HD>
        <P>Prior to funding a state's or tribe's annual work plan, EPA regional offices will verify and document that a public record, as described in Section VI and below, exists and is being maintained.<SU>11</SU>
          <FTREF/>Specifically for:</P>
        <FTNT>
          <P>
            <SU>11</SU>For purposes of cooperative agreement funding, the state's or tribe's public record applies to that state's or tribe's response program(s) that utilized the section 128(a) funding.</P>
        </FTNT>

        <P>• States or tribes that received initial funding prior to FY12: Requests for FY13 funds will not be accepted from states or tribes that fail to demonstrate, by the January 31, 2013 request deadline, that they established and are maintaining a public record. (<E T="04">Note</E>, this would potentially impact any state or tribe that had a term and condition placed on their FY12 cooperative agreement that prohibited drawdown of FY12 funds prior to meeting public record requirement). States or tribes in this situation will not be prevented from drawing down their prior year funds once the public record requirement is met; and</P>
        <P>• States or tribes that received initial funding in FY12: By the time of the actual FY13 award, the state or tribe must demonstrate that they established and maintained the public record (those states and tribes that do not meet this requirement will have a term and condition placed on their FY13 cooperative agreement that prevents the drawdown of FY13 funds until the public record requirement is met).</P>
        <HD SOURCE="HD2">I. Demonstration of Significant Utilization of Prior Years' Funding</HD>
        <P>States and tribes should be aware that EPA and its Congressional appropriations committees place significant emphasis on the utilization of prior years' funding. Unused funds from prior years will be considered in the allocation process. Existing balances of cooperative agreement funds as reflected in EPA's Financial Data Warehouse could support an allocation amount below a grantee's request for funding or, if appropriate deobligation and reallocation by EPA Regions as provided for in 40 CFR 35.118 and 40 CFR 35.518 . Grantees should include a detailed explanation and justification of funds that remain in EPA's Financial Data Warehouse from prior years (that are related to response program activities or brownfield related activities).</P>
        <P>EPA Regional staff will review EPA's Financial Database Warehouse to identify the amount of remaining prior year(s) funds. The cooperative agreement recipient should work, as early as possible, with both their own finance department, and with their Regional Project Officer to reconcile any discrepancy between the amount of unspent funds showing in EPA's system, and the amount reflected in the recipient's records. The recipient should obtain concurrence from the Region on the amount of unspent funds requiring justification by the deadline for this request for funding.</P>
        <HD SOURCE="HD2">J. Optional: Explanation of Overall Program Impacts of Possible Funding Reductions</HD>

        <P>Please explain the programmatic effects of a reduction (to your current funding amount) on significant activities of your response program. Specifically, at what amount (e.g., percentage of your current funding level) would your response program experience core programmatic impacts such as a reduction in staff, a decrease in oversight activities, or other impacts<PRTPAGE P="69833"/>to the environment and health of the communities the program serves, etc.? An EPA Region may require that this information be submitted as part of the request for funding in order to fully understand the individual program impacts associated with decreased funding. These impacts will be considered as part of the decision for the final allocation.</P>
        <HD SOURCE="HD2">K. Allocation System and Process for Distribution of Funds</HD>
        <P>EPA regional offices will work with interested states and tribes to develop their preliminary work plans and funding requests. Final cooperative agreement work plans and budgets will be negotiated with the regional office once final allocation determinations are made. Please refer to process flow chart below (dates are estimates and subject to change):</P>
        <GPH DEEP="107" SPAN="3">
          <GID>EN21NO12.000</GID>
        </GPH>
        <P>For Fiscal Year 2013, EPA will consider funding requests up to a maximum of $1.1 million per state or tribe. Please note the CERCLA 128(a) annual program's budget has remained static while demand for funding continues to increase every year.<SU>12</SU>
          <FTREF/>Therefore, it is likely that the FY13 state and tribal individual funding amounts will be less than the FY12 individual funding amounts.</P>
        <FTNT>
          <P>
            <SU>12</SU>FY12 the EPA received $57.4 Million in requests for funding from States and Tribes under CERCLA 128(a). The FY12 enacted budget was $49.3 Million. The resulting budget shortfall was approximately $8.1 Million.</P>
        </FTNT>
        <P>After the January 31, 2013, request deadline, EPA's Regional Offices will submit summaries of state and tribal requests to EPA Headquarters. Before submitting requests to EPA Headquarters, regional offices may take into account additional factors when determining recommended allocation amounts. Such factors include, but are not limited to, the depth and breadth of the state or tribal program; scope of the perceived need for the funding, e.g., size of state or tribal jurisdiction or the proposed work plan balanced against capacity of the program, amount of current year funding, funds remaining from prior years, etc.</P>
        <P>After receipt of the regional recommendations, EPA Headquarters will consolidate requests and allocate funds accordingly.</P>
        <HD SOURCE="HD1">IX. Information To Be Submitted With the Funding Request</HD>
        <HD SOURCE="HD2">A. Demonstration of Significant Utilization of Prior Years' Funding</HD>
        <P>States and tribes requesting section 128(a) FY13 funds must submit the following information, as applicable, to their regional brownfield contact on or before January 31, 2013. If a grantee wishes to avoid an allocation reduction, when submitting a request for FY13 funds, include a detailed explanation and justification of funds that remain in EPA's financial Data Warehouse from prior years (that are related to response program activities or brownfield related activities).</P>
        <P>For those states and tribes that received section 128(a) funds, you must provide the amount of prior years' funding including funds that recipients have not received in payments (i.e., funds EPA has obligated for grants that remain in EPA's Financial Data Warehouse). EPA will take into account these funds in the allocation process when determining the recipient's programmatic needs under 40 CFR 35.420 and 40 CFR 35.737.</P>
        <HD SOURCE="HD2">B. Summary of Planned Use of FY12 Funding</HD>
        <P>All states and tribes requesting FY13 funds must submit a summary of the planned use of the funds with associated dollar amounts. Please provide the request in the chart below. The amount of funding requested should be an amount that can be reasonably spent in one year. It is likely that the FY13 state and tribal individual funding amounts will be less than the FY12 individual funding amounts. The requestor should work, as early as possible, with their EPA Regional Program contact to ensure that the funding amount requested and related activities are reasonable.</P>
        <GPOTABLE CDEF="s50,12,12,r100" COLS="4" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Funding use</CHED>
            <CHED H="1">FY12 Awarded</CHED>
            <CHED H="1">FY13<LI>Requested</LI>
            </CHED>
            <CHED H="1">Summary of intended use<LI>(example uses)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Establish or enhance the four elements:</ENT>
            <ENT>$XX,XXX</ENT>
            <ENT>$XX,XXX</ENT>
          </ROW>
          <ROW>
            <ENT I="03">1. Timely survey and inventory of brownfields sites;</ENT>
            <ENT/>
            <ENT/>
            <ENT>1. Examples:<LI O="oi2">• Inventory and prioritize brownfields sites.</LI>
              <LI O="oi2">• Institutional control (IC)/engineering control (EC) tracking.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="03">2. Oversight and enforcement authorities or other mechanisms;</ENT>
            <ENT/>
            <ENT/>
            <ENT>2. Examples:<LI O="oi2">• Develop/enhance ordinances, regulations, procedures for response programs.</LI>
            </ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="69834"/>
            <ENT I="03">3. Mechanisms and resources to provide meaningful opportunities for public participation;</ENT>
            <ENT/>
            <ENT/>
            <ENT>3. Examples:<LI O="oi2">• Develop a community involvement process.</LI>
              <LI O="oi2">• Fund an outreach coordinator.</LI>
              <LI O="oi2">• Issue public notices of site activities.</LI>
              <LI O="oi2">• Develop a process to seek public input from local communities, especially potential environmental justice communities, communities with a health risk related to exposure to hazardous waste or other public health concerns, economically disadvantaged or remote areas, and communities with limited experience working with government agencies to prioritize sites to be addressed.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="03">4. Mechanisms or approval of a cleanup plan and verification and certification that cleanup is complete</ENT>
            <ENT/>
            <ENT/>
            <ENT>4. Examples:<LI O="oi2">• Review cleanup plans and verify completed actions.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">Establish and maintain the public record</ENT>
            <ENT>XX,XXX</ENT>
            <ENT>XX,XXX</ENT>
            <ENT O="oi2">• Maintain public record.<LI O="oi2">• Create Web site for public record.</LI>
              <LI O="oi2">• Disseminate public information on how to access the public record.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">Enhance the response program</ENT>
            <ENT>XX,XXX</ENT>
            <ENT>XX,XXX</ENT>
            <ENT O="oi2">• Provide oversight of site assessments and cleanups.<LI O="oi2">• Attend training and conferences on brownfields cleanup technologies &amp; other brownfields topics.</LI>
              <LI O="oi2">• Update and enhance program management activities.</LI>
              <LI O="oi2">• Negotiate/oversee contracts for response programs.</LI>
              <LI O="oi2">• Enhance program management &amp; tracking systems.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">Site-specific activities<E T="03">(amount requested should be incidental to the workplan, see Section VI.D for more information on what activities should be considered when calculating site specific activities)</E>
            </ENT>
            <ENT>XX,XXX</ENT>
            <ENT>XX,XXX</ENT>
            <ENT O="oi2">• Perform site assessments and cleanups.<LI O="oi2">• Develop QAPPs.</LI>
              <LI O="oi2">• Prepare Property Profile Forms/input data into ACRES database for these sites.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">Environmental insurance</ENT>
            <ENT>XX,XXX</ENT>
            <ENT>XX,XXX</ENT>
            <ENT O="oi2">• Review potential uses of environmental insurance.<LI O="oi2">• Manage an insurance risk pool.</LI>
            </ENT>
          </ROW>
          <ROW>
            <ENT I="01">Revolving loan fund</ENT>
            <ENT>XX,XXX</ENT>
            <ENT>XX,XXX</ENT>
            <ENT O="oi2">• Create a cleanup revolving loan fund.</ENT>
          </ROW>
          <ROW>
            <ENT I="05">Total funding</ENT>
            <ENT>XXX,XXX</ENT>
            <ENT>XXX,XXX</ENT>
            <ENT O="oi2">Performance Partnership Grant? Yes □ No □</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">X. Terms and Reporting</HD>
        <P>Cooperative agreements for state and tribal response programs will include programmatic and administrative terms and conditions. These terms and conditions will describe EPA's substantial involvement including technical assistance and collaboration on program development and site-specific activities. Each of the subsections below summarizes the basic terms and conditions, and related reporting that will be required if a cooperative agreement with EPA is awarded.</P>
        <HD SOURCE="HD2">A. Progress Reports</HD>

        <P>In accordance with 40 CFR 31.40, state and tribes must provide progress reports as provided in the terms and conditions of the cooperative agreement negotiated with EPA regional offices. State and tribal costs for complying with reporting requirements are an eligible expense under the section 128(a) cooperative agreement. As a minimum, state or tribal progress reports must include both a narrative discussion and performance data relating to the state's or tribe's accomplishments and environmental outputs associated with the approved budget and workplan, and should provide an accounting of section 128(a) funding. If applicable, the state or tribe must include information on activities related to establishing or enhancing the four elements of the state's or tribe's response program. All recipients must provide information relating to establishing or, if already established, maintaining the public record.<E T="03">Depending upon the activities included in the state's or tribe's work plan,</E>an EPA regional office may request that a progress report include:</P>
        <P>
          <E T="03">1. Reporting interim and final progress reports.</E>Reports must prominently display the following three relevant Essential Elements as reflected in the current EPA strategic plan:<E T="03">Strategic Plan Goal 3:</E>Cleaning Up Communities and Advancing Sustainable Development,<E T="03">Strategic Plan Objective 3.1:</E>Promote Sustainable and Livable Communities, and<E T="03">Work plan Commitments and Timeframes.</E>EPA's strategic plan on the internet:<E T="03">http://www.epa.gov/planandbudget/strategicplan.html.</E>
        </P>
        <P>2.<E T="03">Reporting environmental insurance.</E>Recipients with work plans that include funding for<E T="03">environmental insurance</E>must report:</P>
        <P>• Number and description of insurance policies purchased (<E T="03">e.g.,</E>type of coverage provided; dollar limits of coverage; any buffers or deductibles; category and identity of insured persons; premium; first dollar or umbrella; site specific or blanket; occurrence or claims made, etc.);</P>
        <P>• The number of sites covered by the insurance;</P>
        <P>• The amount of funds spent on environmental insurance (<E T="03">e.g.,</E>amount dedicated to insurance program, or to insurance premiums); and</P>
        <P>• The amount of claims paid by insurers to policy holders.</P>
        <P>3.<E T="03">Reporting for site-specific assessment or cleanup activities.</E>Recipients with work plans that include funding for<E T="03">brownfields site assessment or cleanup</E>must input information required by the OMB-approved Property Profile Form into the Assessment Cleanup and Redevelopment Exchange System (ACRES) database for each site assessment and cleanup. In addition, recipients must report how they provide the affected community with prior notice and opportunity for meaningful participation as per CERCLA section 128(a)(2)(C)(ii) on proposed cleanup plans and site activities. For example, EPA strongly encourages states and tribes to seek public input regarding the priority of sites to be addressed and<PRTPAGE P="69835"/>solicit input from local communities, especially potential environmental justice communities, communities with a health risk related to exposure to hazardous waste or other public health concerns, economically disadvantaged or remote areas, and communities with limited experience working with government agencies.</P>
        <P>4.<E T="03">Reporting for other site-specific activities.</E>Recipients with work plans that include funding for<E T="03">other site-specific related activities</E>must include a description of the site-specific activities and the number of sites at which the activity was conducted. For example:</P>
        <P>• Number and frequency of oversight audits of licensed site professional certified cleanups;</P>
        <P>• Number and frequency of state/tribal oversight audits conducted;</P>
        <P>• Number of sites where staff conducted audits, provided technical assistance, or conducted other oversight activities; and</P>
        <P>• Number of staff conducting oversight audits, providing technical assistance, or conducting other oversight activities.</P>
        <P>5.<E T="03">Reporting required when using funding for an RLF.</E>Recipients with work plans that include funding for revolving loan fund (RLF) must include the information required by the terms and conditions for progress reporting under CERCLA section 104(k)(3) RLF cooperative agreements.</P>
        <P>6.<E T="03">Reporting for Non-MOA states and tribes.</E>All recipients<E T="03">without</E>a VRP MOA must report activities related to establishing or enhancing the four elements of the state's or tribe's response program. For each element state/tribes must report how they are maintaining the element or how they are taking reasonable steps to establish or enhance the element as negotiated in individual state/tribal work plans. For example, pursuant to CERCLA section 128(a)(2)(B), reports on the oversight and enforcement authorities/mechanisms element<E T="03">may</E>include:</P>
        <P>• A narrative description and copies of applicable documents developed or under development to enable the response program to conduct enforcement and oversight at sites. For example:</P>
        <P>○ Legal authorities and mechanisms (e.g., statutes, regulations, orders, agreements); and</P>
        <P>○ Policies and procedures to implement legal authorities; and other mechanisms;</P>
        <P>• A description of the resources and staff allocated/to be allocated to the response program to conduct oversight and enforcement at sites as a result of the cooperative agreement;</P>
        <P>• A narrative description of how these authorities or other mechanisms, and resources, are adequate to ensure that:</P>
        <P>○ A response action will protect human health and the environment; and be conducted in accordance with applicable federal and state law; and if the person conducting the response action fails to complete the necessary response activities, including operation and maintenance or long-term monitoring activities, the necessary response activities are completed; and</P>
        <P>• A narrative description and copy of appropriate documents demonstrating the exercise of oversight and enforcement authorities by the response program at a brownfields site.</P>
        <P>The regional offices may also request other information be added to the progress reports, as appropriate, to properly document activities described by the cooperative agreement work plan.</P>
        <P>EPA regions may allow states or tribes to provide performance data in appropriate electronic format.</P>
        <P>The regional offices will forward progress reports to EPA Headquarters, if requested. This information may be used to develop national reports on the outcomes of CERCLA section 128(a) funding to states and tribes.</P>
        <HD SOURCE="HD2">B. Reporting of Program Activity Levels</HD>

        <P>States and tribes must report, by January 31, 2013, a summary of the<E T="03">previous federal fiscal year's</E>work (October 1, 2011 through September 30, 2012). The following information must be submitted to your regional project officer:</P>
        <P>• Environmental programs where CERCLA 128(a) funds are used to support capacity building (general program support, non-site-specific work). Indicate as appropriate from the following:</P>
        
        <FP SOURCE="FP-1">—Brownfields</FP>
        <FP SOURCE="FP-1">—Underground Storage Tanks/Leaking Underground Storage Tanks</FP>
        <FP SOURCE="FP-1">—Federal Facilities</FP>
        <FP SOURCE="FP-1">—Solid Waste</FP>
        <FP SOURCE="FP-1">—Superfund</FP>
        <FP SOURCE="FP-1">—Hazardous Waste Facilities</FP>
        <FP SOURCE="FP-1">—VCP (Voluntary Cleanup Program, Independent Cleanup Program, etc.)</FP>
        <FP SOURCE="FP-1">—Other __;</FP>
        <P>• Number of properties (or sites) enrolled in a response program during FY12;</P>
        <P>• Number of properties (or sites) where documentation indicates that cleanup work is complete and all required institutional controls (IC's) are in place, or not required;</P>
        <P>• Total number of acres associated with properties (or sites) in the previous bullet; and</P>
        <P>• Number of properties where assistance was provided, but the property was not enrolled in the response program (OPTIONAL).</P>
        <P>EPA may require states/tribes to report specific performance measures related to the four elements which can be aggregated for national reporting to Congress.</P>
        <P>For example:</P>
        <P>1. Timely survey and inventory—estimated number of brownfields sites in the state or on tribal land;</P>
        <P>2. Oversight and enforcement authorities/mechanisms—number of active cleanups and percentage that received oversight; percentage of active cleanups not in compliance with the cleanup workplan and that received communications from recipient regarding non-compliance;</P>
        <P>3. Public participation—percentage of sites in the response program where public meetings/notices were conducted regarding the cleanup plan and/or other site activities; number of requests and responses to site assessment requests; and</P>
        <P>4. Cleanup approval/certification mechanisms—total number of “no further action” letters or total number of certificate of completions.</P>
        <NOTE>
          <HD SOURCE="HED">Note:</HD>
          <P>This reporting requirement may include activities not funded with CERCLA Section 128(a) funding, because this information may be used by EPA to evaluate whether recipients have met or are taking reasonable steps to meet the four elements of a response program pursuant to CERCLA Section 128(a)(2).</P>
        </NOTE>
        <HD SOURCE="HD2">C. Reporting of Public Record</HD>
        <P>All recipients must report, as specified in the terms and conditions of their cooperative agreement, information related to establishing, or if already established, maintaining the public record, described above. States and tribes can refer to an already existing public record, e.g., Web site or other public database to meet the public record requirement. Recipients reporting may only be required to demonstrate that the public record (a) exists and is up-to-date, and (b) is adequate. A public record may include the following information:</P>
        <P>A list of sites at which response actions have been completed including:</P>
        <P>• Date the response action was completed;</P>
        <P>• Site name;</P>
        <P>• Name of owner at time of cleanup, if known;</P>
        <P>• Location of the site (street address, and latitude and longitude);</P>
        <P>• Whether an institutional control is in place;</P>

        <P>• Type of institutional control in place (e.g., deed restriction, zoning<PRTPAGE P="69836"/>restriction, local ordinance, state registries of contaminated property, deed notices, advisories, etc.);</P>
        <P>• Nature of the contamination at the site (e.g., hazardous substances, contaminants or pollutants, petroleum contamination, etc.); and</P>
        <P>• Size of the site in acres.</P>
        <P>A list of sites planned to be addressed by the state or tribal response program including:</P>
        <P>• Site name and the name of owner at time of cleanup, if known;</P>
        <P>• Location of the site (street address, and latitude and longitude);</P>
        <P>• To the extent known, whether an institutional control is in place;</P>
        <P>• Type of the institutional control in place (<E T="03">e.g.,</E>deed restriction, zoning restriction, local ordinance, state registries of contaminated property, deed notices, advisories, etc.);</P>

        <P>• To the extent known, the nature of the contamination at the site (<E T="03">e.g.,</E>hazardous substances, contaminants, or pollutants, petroleum contamination, etc.); and</P>
        <P>• Size of the site in acres</P>
        <HD SOURCE="HD2">D. Award Administration Information</HD>
        <HD SOURCE="HD3">1. Subaward and Executive Compensation Reporting</HD>
        <P>Applicants must ensure that they have the necessary processes and systems in place to comply with the subaward and executive total compensation reporting requirements established under OMB guidance at 2 CFR Part 170, unless they qualify for an exception from the requirements, should they be selected for funding.</P>
        <HD SOURCE="HD3">2. Central Contractor Registration (CCR)/System for Award Management (SAM) and Data Universal Numbering System (DUNS) Requirements</HD>
        <P>Unless exempt from these requirements under OMB guidance at 2 CFR Part 25 (e.g., individuals), applicants must:</P>

        <P>• Register in the CCR/SAM prior to submitting an application or proposal under this announcement. CCR/SAM information can be found at<E T="03">https://www.sam.gov/portal/public/SAM/;</E>
        </P>
        <P>• Maintain an active CCR/SAM registration with current information at all times during which it has an active Federal award or an application or proposal under consideration by an agency, and</P>

        <P>• Provide its DUNS number in each application or proposal it submits to the agency. Applicants can receive a DUNS number, at no cost, by visiting the D&amp;B Web site at:<E T="03">https://iupdate.dnb.com/iUpdate/companylookup.htm.</E>
        </P>

        <P>Failure to comply with these requirements will affect the applicant's ability to receive funding. Please note that the CCR has been replaced by the System for Award Management (SAM). To learn more about SAM, go to SAM.gov or<E T="03">https://www.sam.gov/portal/public/SAM/.</E>
        </P>
        <HD SOURCE="HD3">3. Use of Funds</HD>
        <P>An applicant that receives an award under this announcement is expected to manage assistance agreement funds efficiently and effectively, and make sufficient progress towards completing the project activities described in the work-plan in a timely manner. The assistance agreement will include terms/conditions implementing this requirement.</P>
        <GPOTABLE CDEF="s50,r100,r100" COLS="3" OPTS="L2,tp0,i1">
          <TTITLE>Regional State and Tribal Brownfields Contacts</TTITLE>
          <BOXHD>
            <CHED H="1">Region</CHED>
            <CHED H="1">State</CHED>
            <CHED H="1">Tribal</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">1—CT, ME, MA, NH, RI, VT</ENT>
            <ENT>James Byrne, 5 Post Office Square, Suite 100 (OSRR07-2), Boston, MA 02109-3912, Phone (617) 918-1389 Fax (617) 918-1291</ENT>
            <ENT>AmyJean McKeown, 5 Post Office Square, Suite 100 (OSRR07-2), Boston, MA 02109-3912, Phone (617) 918-1248 Fax (617) 918-1291.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">2—NJ, NY, PR, VI</ENT>
            <ENT>Alison Devine, 290 Broadway, 18th Floor, New York, NY 10007-1866, Phone (212) 637-4158 Fax (212) 637-3083</ENT>
            <ENT>Alison Devine, 290 Broadway, 18th Floor, New York, NY 10007-1866, Phone (212) 637-4158 Fax (212) 637-4158.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">3—DE, DC, MD, PA, VA, WV</ENT>
            <ENT>Janice Bartel, 1650 Arch Street (3HS51), Philadelphia, PA 19103, Phone (215) 814-5394 Fax (215) 814-3015</ENT>
            <ENT/>
          </ROW>
          <ROW>
            <ENT I="01">4—AL, FL, GA, KY, MS, NC, SC, TN</ENT>
            <ENT>Nicole Comick-Bates, 61 Forsyth Street, S.W, 10TH FL (9T25), Atlanta, GA 30303-8909, Phone (404) 562-9966 Fax (404) 562-8788</ENT>
            <ENT>Cindy J. Nolan, 61 Forsyth Street SW., 10TH FL (9T25), Atlanta, GA 30303-8909, Phone (404) 562-8425 Fax (404) 562-8788.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">5—IL, IN, MI, MN, OH, WI</ENT>
            <ENT>Jan Pels, 77 West Jackson Boulevard (SE-7J), Chicago, IL 60604-3507, Phone (312) 886-3009 Fax (312) 692-2161</ENT>
            <ENT>Jane Neumann, 77 West Jackson Boulevard (SE-7J), Chicago, IL 60604-3507, Phone (312) 353-0123 Fax (312) 697-2649.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">6—AR, LA, NM, OK, TX</ENT>
            <ENT>Amber Perry, 1445 Ross Avenue, Suite 1200 (6SF), Dallas, TX 75202-2733, Phone (214) 665-3172 Fax (214) 665-6660</ENT>
            <ENT>Amber Perry, 1445 Ross Avenue, Suite 1200 (6SF), Dallas, TX 75202-2733, Phone (214) 665-3172 Fax (214) 665-6660.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">7—IA, KS, MO, NE</ENT>
            <ENT>Susan Klein, 11201 Renner Boulevard (SUPRSTAR), Lenexa, KS 66219, Phone (913) 551-7786 Fax (913) 551-9786</ENT>
            <ENT>Susan Klein, 11201 Renner Boulevard (SUPRSTAR), Lenexa, KS 66219, Phone (913) 551-7786 Fax (913) 551-9798.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">8—CO, MT, ND, SD, UT, WY</ENT>
            <ENT>Christina Wilson, 1595 Wynkoop Street (EPR-B), Denver, CO 80202-1129, Phone (303) 312-6706 Fax (303) 312-6065</ENT>
            <ENT>Barbara Benoy, 1595 Wynkoop Street (8EPR-SA), Denver, CO 80202-1129, Phone (303) 312-6760 Fax (303) 312-6962.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">9—AZ, CA, HI, NV, AS, GU</ENT>
            <ENT>Eugenia Chow, 75 Hawthorne St. (SFD-6-1), San Francisco, CA 94105, Phone (415) 972-3160 Fax (415) 947-3520</ENT>
            <ENT>Glenn Kistner, 75 Hawthorne St. (SFD-6-1), San Francisco, CA 94105, Phone (415) 972-3004 Fax (415) 947-3520.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">10—AK, ID, OR, WA</ENT>
            <ENT>Mary K. Goolie, 222 West 7th Avenue #19 (AOO), Anchorage, AK 99513, Phone ((907) 271-3414 Fax (907) 271-3424</ENT>
            <ENT>Mary K. Goolie, 222 West 7th Avenue #19 (AOO), Anchorage, AK 99513, Phone ((907) 271-3414 Fax (907) 271-3424.</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">XI. Statutory and Executive Order Reviews</HD>

        <P>Under Executive Order 12866 (58 FR 51735, October 4, 1993), this action is not a “significant regulatory action” and is therefore not subject to review under Executive Orders 12866 and 13563 (76 FR 3821, January 21, 2011). Because this action is not subject to notice and comment requirements under the Administrative Procedures Act or any other statute, it is not subject to the Regulatory Flexibility Act (5 U.S.C. 601 et seq.) or Sections 202 and 205 of the Unfunded Mandates Reform Act of 1999 (UMRA) (Pub.L. 104-4). In addition, this action does not significantly or uniquely affect small governments. This<PRTPAGE P="69837"/>action does not create new binding legal requirements that substantially and directly affect Tribes under Executive Order 13175 (63 FR 67249, November 9, 2000). This action does not have significant Federalism implications under Executive Order 13132 (64 FR 43255, August 10, 1999). Because this final rule has been exempted from review under Executive Order 12866, this final rule is not subject to Executive Order 13211, entitled Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use (66 FR 28355, May 22, 2001) or Executive Order 13045, entitled Protection of Children from Environmental Health Risks and Safety Risks (62 FR 19885, April 23, 1997). This final rule does not contain any information collections subject to OMB approval under the Paperwork Reduction Act (PRA), 44 U.S.C. 3501 et seq., nor does it require any special considerations under Executive Order 12898, entitled Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations (59 FR 7629, February 16, 1994). This action does not involve technical standards; thus, the requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) do not apply. The Congressional Review Act, 5 U.S.C. 801 et seq., generally provides that before certain actions may take effect, the agency promulgating the action must submit a report, which includes a copy of the action, to each House of the Congress and to the Comptroller General of the United States. Because this final action does not contain legally binding requirements, it is not subject to the Congressional Review Act.</P>
        <SIG>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>David R. Lloyd,</NAME>
          <TITLE>Director, Office of Brownfields and Land Revitalization, Office of Solid Waste and Emergency Response.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28330 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-HQ-OPP-2012-0003; FRL-9368-6]</DEPDOC>
        <SUBJECT>SFIREG Full Committee; Notice of Public Meeting</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>The Association of American Pesticide Control Officials (AAPCO)/State FIFRA Issues Research and Evaluation Group (SFIREG) Full Committee, will hold a 2-day meeting, beginning on December 10, 2012, and ending December 11, 2012. This notice announces the location and times for the meeting and sets forth the tentative agenda topics.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>The meeting will be held on Monday, December 10, 2012, from 8:30 a.m. to 5 p.m. and Tuesday, December 11, 2012, from 8:30 a.m. to 12 noon.</P>

          <P>To request accommodation of a disability, please contact the person listed under<E T="02">FOR FURTHER INFORMATON CONTACT</E>, preferably at least 10 days prior to the meeting, to give EPA as much time as possible to process your request.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>The meeting will be held at EPA, One Potomac Yard (South Bldg.), 2777 Crystal Dr., Arlington VA, 1st Floor, South Conference Room.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Ron Kendall, Field External Affairs Division (7506P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (703) 305-5561; fax number: (703) 305-5884; email address:<E T="03">kendall.ron@epa.gov</E>or Grier Stayton, SFIREG Executive Secretary, P.O. Box 466, Milford, DE 19963; telephone number: (302) 422-8152; fax number: (302) 422-2435; email address:<E T="03">aapco-sfireg@comcast.net.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>
        <P>You may be potentially affected by this action if you are interested in pesticide regulation issues affecting States and any discussion between EPA and SFIREG on the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) field implementation issues related to human health, environmental exposure to pesticides, and insight into EPA's decisionmaking process. You are invited and encouraged to attend the meetings and participate as appropriate. Potentially affected entities may include, but are not limited to:</P>
        <P>Those persons who are or may be required to conduct testing of chemical substances under the Federal Food, Drug and Cosmetics Act (FFDCA) or FIFRA and those who sell, distribute, or use pesticides, as well as any non-government organization.</P>

        <P>If you have any questions regarding the applicability of this action to a particular entity, consult the person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD2">B. How can I get copies of this document and other related information?</HD>

        <P>The docket for this action, identified by docket identification (ID) number EPA-HQ-OPP-2012-0003, is available at<E T="03">http://www.regulations.gov,</E>or at the Office of Pesticide Programs Regulatory Public Docket (OPP Docket) in the Environmental Protection Agency Docket Center (EPA/DC), EPA West Bldg., Rm. 3334, 1301 Constitution Ave. NW., Washington, DC 20460-0001. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the OPP Docket is (703) 305-5805. Please review the visitor instructions and additional information about the docket available at<E T="03">http://www.epa.gov/dockets.</E>
        </P>
        <HD SOURCE="HD1">II. Tentative Agenda Topics</HD>
        <P>1. Responses to SFIREG Pyrethroid labeling issue letter.</P>
        <P>2. Cooperative Agreement Guidance/Grant Template Discussion.</P>
        <P>3. EPA Region/State Lead Agency Relationships/Roles.</P>
        <P>4. Pollinator Protection Issues.</P>
        <P>5. Issue Paper: Methomyl Fly Bait Restricted Use Classification.</P>
        <P>6. Issue Paper: Defining Aquatic Habitat on Label.</P>
        <P>7. Regional Issues/Responses to pre-SFIREG Questionnaire.</P>
        <P>8. “State Regulator in Residence” Program.</P>
        <P>9. Tribal Certification Policy Implementation.</P>
        <P>10. Regulating Effects of Pesticides Outside Control of Applicator.</P>
        <P>11. Performance Measures and How They Will be Implemented.</P>
        <HD SOURCE="HD1">III. How can I request to participate in this meeting?</HD>

        <P>This meeting is open for the public to attend. You may attend the meeting without further notification. If requesting special accommodations, please see<E T="02">DATES</E>.</P>
        <HD SOURCE="HD1">List of Subjects</HD>
        <P>Environmental protection, Pesticides and pests.</P>
        <SIG>
          <DATED>Dated: November 6, 2012.</DATED>
          <NAME>Robert C. McNally,</NAME>
          <TITLE>Acting Director, Field External Affairs Division, Office of Pesticide Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28085 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="69838"/>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-HQ-OPP-2012-0780; FRL-9368-5]</DEPDOC>
        <SUBJECT>MON 87410 and MON 87411 Pesticide-Incorporated Protectant Corn Events: Pesticide Experimental Use Permit; Receipt of Application; Comment Request</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This notice announces EPA's receipt of an application 524-EUP-RNU from Monsanto Company requesting an experimental use permit (EUP) for the plant-incorporated protectants (PIPs) corn events with a double stranded RNA (dsRNA) transcript comprising a Dv49 inverted repeat sequence derived from<E T="03">Diabrotica virgifera,</E>and the genetic material necessary for its production (vector PV-ZMIR10871). These events are proposed for experimental use in combination with single and combined traits against lepidoptera and corn rootworm (CRW). The Agency has determined that the permit may be of regional and national significance. Therefore, because of the potential significance, EPA is seeking comments on this application.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before December 21, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by docket identification (ID) number EPA-HQ-OPP-2012-0780, by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the online instructions for submitting comments. Do not submit electronically any information you consider to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute.</P>
          <P>•<E T="03">Mail:</E>OPP Docket, Environmental Protection Agency Docket Center (EPA/DC), (28221T), 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.</P>
          <P>•<E T="03">Hand Delivery:</E>To make special arrangements for hand delivery or delivery of boxed information, please follow the instructions at<E T="03">http://www.epa.gov/dockets/contacts.htm.</E>
          </P>

          <P>Additional instructions on commenting or visiting the docket, along with more information about dockets generally, is available at<E T="03">http://www.epa.gov/dockets.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Shanaz Bacchus, Biopesticides and Pollution Prevention Division (7511P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001; telephone number: (703) 308-8097; email address:<E T="03">bacchus.shanaz@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>
        <P>This action is directed to the public in general. Although this action may be of particular interest to those persons who conduct or sponsor research on pesticides, the Agency has not attempted to describe all the specific entities that may be affected by this action.</P>
        <HD SOURCE="HD2">B. What should I consider as I prepare my comments for EPA?</HD>
        <P>1.<E T="03">Submitting CBI.</E>Do not submit this information to EPA through regulations.gov or email. Clearly mark the part or all of the information that you claim to be CBI. For CBI information in a disk or CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as CBI and then identify electronically within the disk or CD-ROM the specific information that is claimed as CBI. In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.</P>
        <P>2.<E T="03">Tips for preparing your comments.</E>When submitting comments, remember to:</P>

        <P>i. Identify the document by docket ID number and other identifying information (subject heading,<E T="04">Federal Register</E>date and page number).</P>
        <P>ii. Follow directions. The Agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.</P>
        <P>iii. Explain why you agree or disagree; suggest alternatives and substitute language for your requested changes.</P>
        <P>iv. Describe any assumptions and provide any technical information and/or data that you used.</P>
        <P>v. If you estimate potential costs or burdens, explain how you arrived at your estimate in sufficient detail to allow for it to be reproduced.</P>
        <P>vi. Provide specific examples to illustrate your concerns and suggest alternatives.</P>
        <P>vii. Explain your views as clearly as possible, avoiding the use of profanity or personal threats.</P>
        <P>viii. Make sure to submit your comments by the comment period deadline identified.</P>
        <P>3.<E T="03">Environmental justice.</E>EPA seeks to achieve environmental justice, the fair treatment and meaningful involvement of any group, including minority and/or low income populations, in the development, implementation, and enforcement of environmental laws, regulations, and policies. To help address potential environmental justice issues, the Agency seeks information on any groups or segments of the population who, as a result of their location, cultural practices, or other factors, may have atypical or disproportionately high and adverse human health impacts or environmental effects from exposure to the pesticide(s) discussed in this document, compared to the general population.</P>
        <HD SOURCE="HD1">II. What action is the agency taking?</HD>
        <P>Under section 5 of the Federal Insecticide, Fungicide and Rodenticide Act (FIFRA), 7 U.S.C. 136c, EPA can allow manufacturers to field test pesticides under development. Manufacturers are required to obtain an EUP before testing new pesticides or new uses of pesticides if they conduct experimental field tests on 10 acres or more of land or one acre or more of water.</P>
        <P>In accordance with 40 CFR 172.11(a), the Agency has determined that the following EUP application may be of regional and national significance, and therefore is seeking public comment on the EUP application:</P>
        <P>
          <E T="03">Submitter:</E>Monsanto Company, (524-EUP-RNU).</P>
        <P>
          <E T="03">Pesticide Chemical:</E>Double stranded RNA (dsRNA) transcript comprising a Dv49 inverted repeat sequence derived from<E T="03">Diabrotica virgifera,</E>and the genetic material necessary for its production (vector PV-ZMIR10871).</P>
        <P>
          <E T="03">Summary of Request:</E>Monsanto is requesting a EUP for two years to test new PIP technology for control of corn rootworm (CRW), a major pest of corn in the United States (U.S.). Corn Events MON 87410 and 87411 express a double stranded RNA (dsRNA) transcript suppression cassette with an inverted repeat sequence, Dv49, obtained from<E T="03">Diabrotica virgifera.</E>When PIP-produced Dv49 dsRNA is consumed by the pest, it down regulates the targeted pest's<E T="03">Snf7</E>gene, resulting in pest mortality.</P>

        <P>As described in the application documents for 524-EUP-RNU in this docket, the PIP events comprising the single and combined trait products in this request include other registered PIP<E T="03">Bacillus thuringiensis</E>(<E T="03">Bt</E>) proteins and either of the two new corn events MON 87410 and 87411. The<E T="03">Bt</E>proteins to be used in the single or combination traits<PRTPAGE P="69839"/>in the proposed EUP include Cry1A.105, Cry2Ab2, Cry IF, Vip3Aa20, Cry3Bb1, Cry34Abl/Cry35Abl and eCry3.1Ab. The environmental and human health safety of these proteins has been demonstrated, and they are exempted from the requirement of a tolerance (40 CFR 174.501, 174.502, 174.506, 174.518, 174.519, 174.520, 174.528, 174.532). A permanent tolerance exemption has been established for nucleic acids including the dsRNA that is part of the PIPs (40 CFR 174.507). Other marker proteins PAT, CP4 EPSPS, and PMI are also exempt from the requirement of a tolerance (40 CFR 174.522, 174.523, 174.527).</P>
        <P>The tests will be conducted in the U.S. territory of Puerto Rico and in the U.S. in twenty two (22) states as follows: Arkansas (AR), California (CA), Colorado (CO), Georgia (GA), Hawaii (HI), Idaho (ID), Illinois (IL), Indiana (IN), Iowa (IA), Kansas (KS), Michigan (MI), Minnesota (MN), Mississippi (MS), Missouri (MO), Nebraska (NE), North Carolina (NC), Ohio (OH), Pennsylvania (PA), South Carolina (SC), South Dakota (SD), Tennessee (TN), Wisconsin (WI).</P>
        <P>The two protocols in the EUP include: (1) Seed development and increase for future testing including nursery observations of traits in various genetic backgrounds; and (2) product characterization work including phenotypic and agronomic observations, efficacy, yield benefit evaluations and regulatory data generation.</P>
        <P>A copy of the application and any information submitted is available for public review in the docket established for this EUP application.</P>

        <P>Following the review of the application and any comments and data received in response to this solicitation, EPA will decide whether to issue or deny the EUP request, and if issued, the conditions under which it is to be conducted. Any issuance of an EUP will be announced in the<E T="04">Federal Register</E>.</P>
        <HD SOURCE="HD1">List of Subjects</HD>
        <P>Environmental protection, Experimental use permits.</P>
        <SIG>
          <DATED>Dated: November 8, 2012,</DATED>
          <NAME>Keith Matthews,</NAME>
          <TITLE>Director, Biopesticides and Pollution Prevention Division, Office of Pesticide Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28215 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-HQ-OPP-2012-0425; FRL-9368-9]</DEPDOC>
        <SUBJECT>Tralomethrin and Fenarimol Registration Review Final Decisions; Notice of Availability</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This notice announces the availability of EPA's final registration review decision for the pesticides tralomethrin and fenarimol. Registration review is EPA's periodic review of pesticide registrations to ensure that each pesticide continues to satisfy the statutory standard for registration, that is, that the pesticide can perform its intended function without causing unreasonable adverse effects on human health or the environment. Through this program, EPA is ensuring that each pesticide's registration is based on current scientific and other knowledge, including its effects on human health and the environment.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>
            <E T="03">For pesticide specific information, contact:</E>Wilhelmena Livingston (tralomethrin), telephone number: (703) 308-8025; fax number: (703) 308-8005; email address:<E T="03">livingston.wilhelmena@epa.gov,</E>or Garland Waleko (fenarimol), telephone number: (703) 308-8049; fax number: (703) 308-8005; email address:<E T="03">waleko.garland@epa.gov.,</E>Pesticide Re-evaluation Division (7508P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.</P>
          <P>
            <E T="03">For general information on the registration review program, contact:</E>Kevin Costello, Pesticide Re-evaluation Division (7508P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (703) 305-5026; fax number: (703) 308-8005; email address:<E T="03">costello.kevin@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>

        <P>This action is directed to the public in general, and may be of interest to a wide range of stakeholders including environmental, human health, farm worker and agricultural advocates; the chemical industry; pesticide users; and members of the public interested in the sale, distribution, or use of pesticides. Since others also may be interested, the Agency has not attempted to describe all the specific entities that may be affected by this action. If you have any questions regarding the applicability of this action to a particular entity, consult the pesticide specific contact person listed under<E T="02">FOR FURTHER INFORMATION CONTACT</E>.</P>
        <HD SOURCE="HD2">B. How can I get copies of this document and other related information?</HD>

        <P>The docket for this action, identified by docket identification (ID) number EPA-HQ-OPP-2012-0425, is available at<E T="03">http://www.regulations.gov</E>or at the Office of Pesticide Programs Regulatory Public Docket (OPP Docket) in the Environmental Protection Agency Docket Center (EPA/DC), EPA West Bldg., Rm. 3334, 1301 Constitution Ave. NW., Washington, DC 20460-0001. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the OPP Docket is (703) 305-5805. Please review the visitor instructions and additional information about the docket available at<E T="03">http://www.epa.gov/dockets.</E>
        </P>
        <HD SOURCE="HD1">II. Background</HD>
        <HD SOURCE="HD2">A. What action is the agency taking?</HD>

        <P>Pursuant to 40 CFR 155.58(c), this notice announces the availability of EPA's registration review final decisions for tralomethrin, Case Number 7400, and fenarimol, Case Number 7001. Tralomethrin was a broad-spectrum Type II systemic pyrethroid ester insecticide that was registered for use in a variety of residential and commercial settings, and on a small number of agricultural crops including broccoli, cauliflower, cotton, lettuce, peanuts, and sunflowers. Tralomethrin technical was cancelled in a product cancellation order issued in the<E T="04">Federal Register</E>of February 25, 2011. The effective date of the cancellation is February 25, 2011 (76 FR 10587, February 25, 2011). Fenarimol is a member of the pyrimidine class of fungicides used for control of such pests as scab, powdery mildew, rusts, and leaf spot. Fenarimol inhibits fungal growth by adversely affecting the formation of the fungal sterol ergosterol, and is currently registered for use on fruit and nut crops such as apples, cherries, filberts (nonbearing), grapes, hops, pears, and pecans, as well as on ornamental plants, trees, and grasses and turf lawns. The fenarimol technical and end use products are voluntarily canceled as of July 31, 2013.</P>

        <P>Pursuant to 40 CFR 155.57, a registration review decision is the<PRTPAGE P="69840"/>Agency's determination whether a pesticide meets, or does not meet, the standard for registration in FIFRA. EPA has considered tralomethrin and fenarimol in light of the FIFRA standard for registration. The tralomethrin and fenarimol final decision documents in the docket describe the Agency's rationale for issuing a registration review final decision for these pesticides.</P>
        <P>In addition to the final registration review decision documents, the registration review docket for tralomethrin and fenarimol also includes other relevant documents related to the registration review of these cases. The proposed registration review decisions were posted to the docket and the public was invited to submit any comments or new information. During the 60-day comment period, no public comments were received. Pursuant to 40 CFR 155.58(c), the registration review case docket for tralomethrin and fenarimol will remain open until all actions required in the final decision have been completed.</P>

        <P>Background on the registration review program is provided at:<E T="03">http://www.epa.gov/oppsrrd1/registration_review.</E>Links to earlier documents related to the registration review of these pesticides are provided at:<E T="03">http://www.epa.gov/pesticides/chemicalsearch/.</E>
        </P>
        <HD SOURCE="HD2">B. What is the agency's authority for taking this action?</HD>
        <P>Section 3(g) of FIFRA and 40 CFR part 155, subpart C, provide authority for this action.</P>
        <HD SOURCE="HD1">List of Subjects</HD>
        <P>Environmental protection, Registration review, Pesticides and pests, Tralomethrin and Fenarimol.</P>
        <SIG>
          <DATED>Dated: November 9, 2012.</DATED>
          <NAME>Richard P. Keigwin, Jr.,</NAME>
          <TITLE>Director, Pesticide Re-evaluation Division, Office of Pesticide Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28213 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
        <DEPDOC>[EPA-HQ-OPP-2005-0252; FRL-9370-2]</DEPDOC>
        <SUBJECT>Iodomethane; Notice of Receipt of Request to Voluntarily Cancel Iodomethane Pesticide Registrations and Amend a Registration</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Environmental Protection Agency (EPA).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>In accordance with the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA), EPA is issuing a notice of receipt of a request by the registrant to voluntarily cancel the registrations of products containing the pesticide iodomethane. In addition, the registrant has amended the terms and conditions of registration for their iodomethane technical product so that as of January 1, 2013, Arysta LifeScience North America, LLC (Arysta) will not sell or distribute this product unless it bears a label statement. The registrant's request would terminate the last iodomethane products registered for use in the United States. EPA intends to grant this request at the close of the comment period for this announcement unless the Agency receives substantive comments within the comment period that would merit its further review of the request. If EPA issues a final order granting this request, the sale, distribution, or use of the products listed in this notice will be permitted only in accordance with the terms as described in the final order.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be received on or before December 21, 2012.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>Submit your comments, identified by docket identification (ID) number EPA-HQ-OPP-2005-0252, by one of the following methods:</P>
          <P>•<E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>Follow the online instructions for submitting comments. Do not submit electronically any information you consider to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute.</P>
          <P>•<E T="03">Mail:</E>OPP Docket, Environmental Protection Agency Docket Center (EPA/DC), (28221T), 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001.</P>
          <P>•<E T="03">Hand Delivery:</E>To make special arrangements for hand delivery or delivery of boxed information, please follow the instructions at<E T="03">http://www.epa.gov/dockets/contacts.htm.</E>
          </P>

          <P>Additional instructions on commenting or visiting the docket, along with more information about dockets generally, is available at<E T="03">http://www.epa.gov/dockets.</E>
          </P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Andrea Mojica, Pesticide Re-evaluation Division (7508P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (703) 308-0122; fax number: (703) 308-8090; email address:<E T="03">mojica.andrea@epa.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. General Information</HD>
        <HD SOURCE="HD2">A. Does this action apply to me?</HD>
        <P>This action is directed to the public in general, and may be of interest to a wide range of stakeholders including environmental, human health, and agricultural advocates; the chemical industry; pesticide users; and members of the public interested in the sale, distribution, or use of pesticides. Since others also may be interested, the Agency has not attempted to describe all the specific entities that may be affected by this action.</P>
        <HD SOURCE="HD2">B. What should I consider as I prepare my comments for EPA?</HD>
        <P>1.<E T="03">Submitting CBI.</E>Do not submit this information to EPA through regulations.gov or email. Clearly mark the part or all of the information that you claim to be CBI. For CBI information in a disk or CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as CBI and then identify electronically within the disk or CD-ROM the specific information that is claimed as CBI. In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.</P>
        <P>2.<E T="03">Tips for preparing your comments.</E>When submitting comments, remember to:</P>

        <P>i. Identify the document by docket ID number and other identifying information (subject heading,<E T="04">Federal Register</E>date and page number).</P>
        <P>ii. Follow directions. The Agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.</P>
        <P>iii. Explain why you agree or disagree; suggest alternatives and substitute language for your requested changes.</P>
        <P>iv. Describe any assumptions and provide any technical information and/or data that you used.</P>
        <P>v. If you estimate potential costs or burdens, explain how you arrived at your estimate in sufficient detail to allow for it to be reproduced.</P>
        <P>vi. Provide specific examples to illustrate your concerns and suggest alternatives.</P>
        <P>vii. Explain your views as clearly as possible, avoiding the use of profanity or personal threats.</P>

        <P>viii. Make sure to submit your comments by the comment period deadline identified.<PRTPAGE P="69841"/>
        </P>
        <HD SOURCE="HD1">II. Background on the Receipt of Requests To Cancel</HD>
        <P>This notice announces receipt by EPA of a request from Arysta to cancel all of its iodomethane product registrations. Iodomethane is a pre-plant soil fumigant used to control pests in soil where fruits, vegetables, ornamental plants, and turf will be grown. In a Memorandum of Agreement (MOA), Arysta and EPA agreed to cancel and amend the pesticide product registrations identified in Tables 1 and 2 of Unit III. Specifically, the MOA contains Arysta's irrevocable request that its end-use products, EPA Registration Numbers 66330-43, 66330-57, 66330-58, 66330-59, and 66330-60, will be canceled effective December 31, 2012, and that its iodomethane technical product, EPA Registration Number 66330-44 will be canceled effective December 1, 2015. The MOA also adds a condition of registration to the technical product's registration that as of January 1, 2013, Arysta will not sell or distribute this product unless its label bears the following statement:</P>
        
        <EXTRACT>
          <P>It is unlawful to use this product for any purpose in the United States, except for formulation of products intended for export consistent with the requirements of FIFRA section 17.</P>
        </EXTRACT>
        
        <FP>(The request for amendment is conditioned on the issuance of a cancellation order including the requested effective dates and existing stocks provisions.) Granting the registrant's cancellation request would terminate the last iodomethane products registered in the United States.</FP>
        <HD SOURCE="HD1">III. What action is the agency taking?</HD>
        <P>This notice announces receipt by EPA of the request to cancel the iodomethane product registrations described in Unit II. The affected products and the registrant making the requests are identified in Tables 1-3 of this unit.</P>
        <P>Unless the Agency receives substantive comments in response to this notice that warrant further review of this request, EPA intends to issue an order canceling the affected registrations on the requested effective dates.</P>
        <GPOTABLE CDEF="s80,r100,xs160" COLS="3" OPTS="L2,i1">
          <TTITLE>Table 1—Iodomethane Product Registrations With Pending Requests for Cancellation</TTITLE>
          <BOXHD>
            <CHED H="1">Registration No.</CHED>
            <CHED H="1">Product name</CHED>
            <CHED H="1">Company</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">66330-43</ENT>
            <ENT>Midas 98:2</ENT>
            <ENT>Arysta LifeScience North America, LLC.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">66330-44</ENT>
            <ENT>Iodomethane Technical</ENT>
            <ENT>Arysta LifeScience North America, LLC.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">66330-57</ENT>
            <ENT>Midas 50:50</ENT>
            <ENT>Arysta LifeScience North America, LLC.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">66330-58</ENT>
            <ENT>Midas EC Bronze</ENT>
            <ENT>Arysta LifeScience North America, LLC.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">66330-59</ENT>
            <ENT>Midas 33:67</ENT>
            <ENT>Arysta LifeScience North America, LLC.</ENT>
          </ROW>
          <ROW>
            <ENT I="01">66330-60</ENT>
            <ENT>Midas EC Gold</ENT>
            <ENT>Arysta LifeScience North America, LLC.</ENT>
          </ROW>
        </GPOTABLE>
        <GPOTABLE CDEF="s80,r100,xs160" COLS="3" OPTS="L2,i1">
          <TTITLE>Table 2—Iodomethane Product Registration With Pending Requests for Amendment</TTITLE>
          <BOXHD>
            <CHED H="1">Registration No.</CHED>
            <CHED H="1">Product name</CHED>
            <CHED H="1">Company</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">66330-44</ENT>
            <ENT>Iodomethane Technical</ENT>
            <ENT>Arysta LifeScience North America, LLC.</ENT>
          </ROW>
        </GPOTABLE>
        <P>Table 3 of this unit includes the name and address of record for the registrant of the products listed in Table 1 and Table 2 of this unit. This number corresponds to the first part of the EPA registration numbers of the products listed in Table 1 and Table 2 of this unit.</P>
        <GPOTABLE CDEF="xs45,r100" COLS="2" OPTS="L2,i1">
          <TTITLE>Table 3—Registrant Requesting Voluntary Cancellation and Amendments</TTITLE>
          <BOXHD>
            <CHED H="1">EPA Company No.</CHED>
            <CHED H="1">Company name and address</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">66330</ENT>
            <ENT>Arysta LifeScience North America, 15401 Weston Parkway, Suite 150, Cary, NC 27513.</ENT>
          </ROW>
        </GPOTABLE>
        <HD SOURCE="HD1">IV. What is the agency's authority for taking this action?</HD>

        <P>Section 6(f)(1) of FIFRA provides that a registrant of a pesticide product may at any time request that any of its pesticide registrations be canceled or amended to terminate one or more uses. FIFRA further provides that, before acting on the request, EPA must publish a notice of receipt of any such request in the<E T="04">Federal Register</E>.</P>
        <P>Section 6(f)(1)(B) of FIFRA requires that before acting on a request for voluntary cancellation, EPA must provide a 30-day public comment period on the request for voluntary cancellation or use termination. In addition, FIFRA section 6(f)(1)(C) requires that EPA provide a 180-day comment period on a request for voluntary cancellation or termination of any minor agricultural use before granting the request, unless:</P>
        <P>1. The registrants request a waiver of the comment period, or</P>
        <P>2. The EPA Administrator determines that continued use of the pesticide would pose an unreasonable adverse effect on the environment.</P>
        <P>The iodomethane registrant has requested that EPA waive the 180-day comment period. Accordingly, EPA will provide a 30-day comment period on the proposed requests.</P>
        <HD SOURCE="HD1">V. Provisions for Disposition of Existing Stocks</HD>

        <P>Existing stocks are those stocks of registered pesticide products that are currently in the United States and that were packaged, labeled, and released for shipment prior to the effective date of the action. If the request for voluntary cancellation is granted, the Agency intends to publish the cancellation order in the<E T="04">Federal Register</E>. EPA intends to include in any such final order the following provisions for the treatment of any existing stocks of the product(s) listed in Tables 1 and 2 of Unit III.</P>
        <P>In any final order granting Arysta's request for voluntary cancellation of its iodomethane technical/manufacturing-use product registration, as of the effective date of the cancellation order, all sale and distribution of existing stocks of Arysta's iodomethane technical/manufacturing-use product by Arysta shall be prohibited unless the sale or distribution is for proper disposal or is solely for purposes of export consistent with the requirements of section 17 of FIFRA. In any final order granting Arysta's request for voluntary cancellation of end-use product registrations:</P>

        <P>1. As of the effective date of the cancellation order, Arysta is prohibited from distributing or selling existing stocks of end-use products, unless the<PRTPAGE P="69842"/>sale or distribution is for proper disposal, or is solely for export consistent with the requirements of FIFRA section 17;</P>
        <P>2. As of the effective date of the cancellation order, persons other than Arysta are prohibited from distributing or selling existing stocks of Arysta's end-use products, unless the sale or distribution is for proper disposal, return to Arysta, or is intended solely for export consistent with the requirements of FIFRA section 17; and</P>
        <P>3. As of the effective date of the cancellation order, no person may use any existing stocks of any of Arysta's end-use products.</P>
        <HD SOURCE="HD1">List of Subjects</HD>
        <P>Environmental protection, Pesticides and pests.</P>
        <SIG>
          <DATED>Dated: November 14, 2012.</DATED>
          <NAME>Richard P. Keigwin, Jr.</NAME>
          <TITLE>Director, Pesticide Re-evaluation Division, Office of Pesticide Programs.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28210 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6560-50-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">EXPORT-IMPORT BANK OF THE UNITED STATES</AGENCY>
        <SUBJECT>Sunshine Act Meeting</SUBJECT>
        <PREAMHD>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice of a Partially Open Meeting of the Board of Directors of the Export-Import Bank of the United States.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">TIME AND PLACE:</HD>
          <P>Thursday, November 29, 2012 at 9:30 a.m. The meeting will be held at Ex-Im Bank in Room 321, 811 Vermont Avenue NW, Washington, DC 20571.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">OPEN AGENDA ITEMS:</HD>
          <P>Item No. 1: Ex-Im Bank Advisory Committee for 2013 (Additional New Member).</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PUBLIC PARTICIPATION:</HD>
          <P>The meeting will be open to public observation for Item No. 1 only.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">FURTHER INFORMATION:</HD>
          <P>For further information, contact: Office of the Secretary, 811 Vermont Avenue NW., Washington, DC 20571 (202) 565-3336.</P>
        </PREAMHD>
        <SIG>
          <NAME>Lisa V. Terry,</NAME>
          <TITLE>Assistant General Counsel.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28417 Filed 11-19-12; 4:15 pm]</FRDOC>
      <BILCOD>BILLING CODE 6690-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
        <SUBJECT>Information Collections Approved by the Office of Management and Budget (OMB)</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Federal Communications Commission.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>The Federal Communications Commission has received Office of Management and Budget (OMB) approval for the following public information collections pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). An agency may not conduct or sponsor a collection of information unless it displays a currently valid OMB control number, and no person is required to respond to a collection of information unless it displays a currently valid OMB control number. Comments concerning the accuracy of the burden estimates and any suggestions for reducing the burden should be directed to the person listed in the<E T="02">For Further Information Contact</E>section below.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Nakesha Woodward, Wireline Competition Bureau, Telecommunications Access Policy Division at 202-418-7400 or email at<E T="03">Kesha.Woodward@fcc.gov.</E>
          </P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <P>
          <E T="03">OMB Control Number:</E>3060-0824.</P>
        <P>
          <E T="03">OMB Approval Date:</E>November 1, 2012.</P>
        <P>
          <E T="03">OMB Expiration Date:</E>November 30, 2015.</P>
        <P>
          <E T="03">Title:</E>Service Provider Identification Number (SPIN) and Contact Information Form, Report and Order, GN Docket No. 09-191 and WC Docket No. 07-52.</P>
        <P>
          <E T="03">Form Number:</E>FCC Form 498.</P>
        <P>
          <E T="03">Estimated Annual Burden:</E>5,000 respondents; 5,000 responses; 1.5 hours per response; 7,500 burden hours per year; total annual cost burden N/A.</P>
        <P>
          <E T="03">Obligation to Respond:</E>Required to obtain or retain benefits. The statutory authority for this collection is contained in sections 1-4 and 254 of the Communications Act of 1934, as amended, 47 U.S.C. 151-154, 254, and Part 54 of the Commission's rules.</P>
        <P>
          <E T="03">Nature and Extent of Confidentiality:</E>The Commission notes that USAC must preserve the confidentiality of all data obtained from respondents and contributors to the universal service programs, must not use the data except for purposes of administering the universal service programs, and must not disclose data in company-specific form unless directed to do so by the Commission. With respect to the Service Provider Identification Number and Contact Information Form (FCC Form 498), USAC shall publish each participant's name, SPIN, and contact information via USAC's Web site. All other information, including financial institution account numbers or routing information, shall remain confidential.</P>
        <P>
          <E T="03">Needs and Uses:</E>The information collected by FCC Form 498 is used by USAC to disburse federal universal service support consistent with the specifications of eligible participants in the universal service programs. FCC Form 498 submissions also provide USAC with updated contact information so that USAC can contact universal service fund participants when necessary. Without such information, USAC would not be able to distribute support to the proper entities and this would prevent the Commission from fulfilling its statutory responsibilities under the Act to preserve and advance universal service.</P>
        <SIG>
          <FP>Federal Communications Commission.</FP>
          <NAME>Bulah P. Wheeler,</NAME>
          <TITLE>Associate Secretary.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28347 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6712-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL MARITIME COMMISSION</AGENCY>
        <SUBJECT>Notice of Agreement Filed</SUBJECT>

        <P>The Commission hereby gives notice of the filing of the following agreement under the Shipping Act of 1984. Interested parties may submit comments on the agreement to the Secretary, Federal Maritime Commission, Washington, DC 20573, within ten days of the date this notice appears in the<E T="04">Federal Register</E>. Copies of the agreements are available through the Commission's Web site (<E T="03">www.fmc.gov</E>) or by contacting the Office of Agreements at (202) 523-5793 or<E T="03">tradeanalysis@fmc.gov.</E>
        </P>
        <P>
          <E T="03">Agreement No.:</E>012057-008.</P>
        <P>
          <E T="03">Title:</E>CMA CGM/Maersk Line Space Charter, Sailing and Cooperative Working Agreement Asia to USEC and PNW-Suez/PNW &amp; Panama Loops.</P>
        <P>
          <E T="03">Parties:</E>A.P. Moller-Maersk A/S and CMA CGM S.A.</P>
        <P>
          <E T="03">Filing Party:</E>Mark J. Fink, Esq.; Cozen O'Connor; 1627 I Street, NW Suite 1100; Washington, DC 20006.</P>
        <P>
          <E T="03">Synopsis:</E>The amendment would provide for the deployment of the seventeenth vessel and revise the space allocations of the parties accordingly. The parties have requested expedited review.</P>
        <SIG>
          <P>By Order of the Federal Maritime Commission.</P>
          
          <DATED>Dated: November 16, 2012.</DATED>
          <NAME>Karen V. Gregory,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28344 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6730-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <PRTPAGE P="69843"/>
        <AGENCY TYPE="N">FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION</AGENCY>
        <SUBJECT>Sunshine Act Meeting Notice</SUBJECT>
        <DATE>November 15, 2012.</DATE>
        <PREAMHD>
          <HD SOURCE="HED">TIME AND DATE:</HD>
          <P>10:00 a.m., Thursday, December 6, 2012.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PLACE:</HD>
          <P>The Richard V. Backley Hearing Room, Room 511N, 1331 Pennsylvania Avenue NW., Washington, DC 20004 (entry from F Street entrance).</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">STATUS:</HD>
          <P>Open.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">MATTERS TO BE CONSIDERED:</HD>
          <P>The Commission will hear oral argument in the matter<E T="03">Prairie State Generating Co., LLC</E>v.<E T="03">Secretary of Labor,</E>Docket Nos. LAKE 2009-711-R, et al. (Issues include whether the Administrative Law Judge erred in upholding the District Manager's disapproval of roof control and ventilation plans submitted by the operator.)</P>
          <P>Any person attending this oral argument who requires special accessibility features and/or auxiliary aids, such as sign language interpreters, must inform the Commission in advance of those needs. Subject to 29 CFR 2706.150(a)(3) and 2706.160(d).</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION:</HD>
          <P>Jean Ellen (202) 434-9950/(202) 708-9300 for TDD Relay/1-800-877-8339 for toll free.</P>
        </PREAMHD>
        <SIG>
          <NAME>Emogene Johnson,</NAME>
          <TITLE>Administrative Assistant.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28393 Filed 11-19-12; 11:15 am]</FRDOC>
      <BILCOD>BILLING CODE 6735-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION</AGENCY>
        <SUBJECT>Sunshine Act Notice</SUBJECT>
        <DATE>November 15, 2012.</DATE>
        <PREAMHD>
          <HD SOURCE="HED">TIME AND DATE:</HD>
          <P>1:00 p.m., Thursday, December 6, 2012.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PLACE:</HD>
          <P>The Richard V. Backley Hearing Room, Room 511N, 1331 Pennsylvania Avenue NW., Washington, DC 20004 (entry from F Street entrance).</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">STATUS:</HD>
          <P>Open.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">MATTERS TO BE CONSIDERED:</HD>

          <P>The Commission will consider and act upon the following in open session:<E T="03">Secretary of Labor</E>v.<E T="03">Wolf Run Mining Co.,</E>Docket No. WEVA 2008-1265. (Issues include whether the Administrative Law Judge correctly construed the “repeated failure” language of section 110(b)(2) of the Mine Act.)</P>
          <P>Any person attending this meeting who requires special accessibility features and/or auxiliary aids, such as sign language interpreters, must inform the Commission in advance of those needs. Subject to 29 CFR 2706.150(a)(3) and 2706.160(d).</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION:</HD>
          <P>Jean Ellen (202) 434-9950/(202) 708-9300 for TDD Relay/1-800-877-8339 for toll free.</P>
        </PREAMHD>
        <SIG>
          <NAME>Emogene Johnson,</NAME>
          <TITLE>Administrative Assistant.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28394 Filed 11-19-12; 11:15 am]</FRDOC>
      <BILCOD>BILLING CODE 6735-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL RESERVE SYSTEM</AGENCY>
        <SUBJECT>Proposed Agency Information Collection Activities; Comment Request</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Board of Governors of the Federal Reserve System.</P>
        </AGY>
        
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>On June 15, 1984, the Office of Management and Budget (OMB) delegated to the Board of Governors of the Federal Reserve System (Board) its approval authority under the Paperwork Reduction Act (PRA), pursuant to 5 CFR 1320.16, to approve of and assign OMB control numbers to collection of information requests and requirements conducted or sponsored by the Board under conditions set forth in 5 CFR part 1320 Appendix A.1. Board-approved collections of information are incorporated into the official OMB inventory of currently approved collections of information. Copies of the Paperwork Reduction Act Submission, supporting statements and approved collection of information instruments are placed into OMB's public docket files. The Federal Reserve may not conduct or sponsor, and the respondent is not required to respond to, an information collection that has been extended, revised, or implemented on or after October 1, 1995, unless it displays a currently valid OMB control number.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>Comments must be submitted on or before January 22, 2013.</P>
        </DATES>
        <ADD>
          <HD SOURCE="HED">ADDRESSES:</HD>
          <P>You may submit comments, identified by Reg G or Reg H-7, by any of the following methods:</P>
          <P>•<E T="03">Agency Web Site: http://www.federalreserve.gov</E>. Follow the instructions for submitting comments at<E T="03">http://www.federalreserve.gov/generalinfo/foia/ProposedRegs.cfm</E>.</P>
          <P>•<E T="03">Federal eRulemaking Portal:</E>
            <E T="03">http://www.regulations.gov</E>. Follow the instructions for submitting comments.</P>
          <P>•<E T="03">Email: regs.comments@federalreserve.gov</E>. Include OMB number in the subject line of the message.</P>
          <P>•<E T="03">Fax:</E>(202) 452-3819 or (202) 452-3102.</P>
          <P>•<E T="03">Mail:</E>Robert deV. Frierson, Secretary, Board of Governors of the Federal Reserve System, 20th Street and Constitution Avenue NW., Washington, DC 20551.</P>

          <P>All public comments are available from the Board's Web site at<E T="03">www.federalreserve.gov/generalinfo/foia/ProposedRegs.cfm</E>as submitted, unless modified for technical reasons. Accordingly, your comments will not be edited to remove any identifying or contact information. Public comments may also be viewed electronically or in paper form in Room MP-500 of the Board's Martin Building (20th and C Streets NW.) between 9:00 a.m. and 5:00 p.m. on weekdays.</P>
          <P>Additionally, commenters may send a copy of their comments to the OMB Desk Officer—Shagufta Ahmed—Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Room 10235 725 17th Street NW., Washington, DC 20503 or by fax to (202) 395-6974.</P>
        </ADD>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>A copy of the PRA OMB submission, including the proposed reporting form and instructions, supporting statement, and other documentation will be placed into OMB's public docket files, once approved. These documents will also be made available on the Federal Reserve Board's public Web site at:<E T="03">http://www.federalreserve.gov/boarddocs/reportforms/review.cfm</E>or may be requested from the agency clearance officer, whose name appears below.</P>
          <P>Federal Reserve Board Clearance Officer—Cynthia Ayouch—Division of Research and Statistics, Board of Governors of the Federal Reserve System, Washington, DC 20551 (202) 452-3829. Telecommunications Device for the Deaf (TDD) users may contact (202) 263-4869, Board of Governors of the Federal Reserve System, Washington, DC 20551.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">Request for Comment on Information Collection Proposals</HD>
        <P>The following information collections, which are being handled under this delegated authority, have received initial Board approval and are hereby published for comment. At the end of the comment period, the proposed information collections, along with an analysis of comments and recommendations received, will be submitted to the Board for final approval under OMB delegated authority. Comments are invited on the following:</P>

        <P>a. Whether the proposed collection of information is necessary for the proper performance of the Federal Reserve's functions; including whether the information has practical utility;<PRTPAGE P="69844"/>
        </P>
        <P>b. The accuracy of the Federal Reserve's estimate of the burden of the proposed information collection, including the validity of the methodology and assumptions used;</P>
        <P>c. Ways to enhance the quality, utility, and clarity of the information to be collected;</P>
        <P>d. Ways to minimize the burden of information collection on respondents, including through the use of automated collection techniques or other forms of information technology; and</P>
        <P>e. Estimates of capital or start up costs and costs of operation, maintenance, and purchase of services to provide information.</P>
        <HD SOURCE="HD1">Proposal To Approve Under OMB Delegated Authority the Extension for Three Years, Without Revision, of the Following Reports</HD>
        <P>1.<E T="03">Report title:</E>Disclosure and Reporting Requirements of CRA-Related Agreements.</P>
        <P>
          <E T="03">Agency form number:</E>Reg G.</P>
        <P>
          <E T="03">OMB control number:</E>7100-0299.</P>
        <P>
          <E T="03">Frequency:</E>On occasion and annual.</P>
        <P>
          <E T="03">Reporters:</E>Insured depository institutions (IDIs), savings and loan holding companies (SLHCs) and nongovernmental entities or persons (NGEPs).</P>
        <P>
          <E T="03">Estimated annual reporting hours:</E>78 hours.</P>
        <P>
          <E T="03">Estimated average hours per response:</E>1 hour (3 disclosure requirements and 5 reporting requirements) and 4 hours (2 reporting requirements).</P>
        <P>
          <E T="03">Number of respondents:</E>3 IDIs and SLHCs, and 6 NGEPs.</P>
        <P>
          <E T="03">General description of report:</E>This information collection is mandatory pursuant the Federal Deposit Insurance Act (FDI Act), 12 U.S.C. 1831y(b) and (c). The FDI Act authorizes the Federal Reserve to require the disclosure and reporting requirements of Regulation G (12 CFR part 207). In general, the Federal Reserve does not consider individual respondent commercial and financial information collected by the Federal Reserve pursuant to Regulation G as confidential. However, a respondent may request confidential treatment pursuant to section (b)(4) of Freedom of Information Act, 5 U.S.C. 552(b)(4).</P>
        <P>
          <E T="03">Abstract:</E>Section 48 of the Federal Deposit Insurance Act (FDI Act), entitled “CRA Sunshine Requirements,” imposes disclosure and reporting requirements on IDIs or their affiliates, and NGEPs that enter into written agreements that meet certain criteria (covered agreements).<SU>1</SU>
          <FTREF/>The written agreements must (1) be made in fulfillment of the CRA and (2) involve funds or other resources of an IDI or affiliate with an aggregate value of more than $10,000 in a year, or loans with an aggregate principal value of more than $50,000 in a year. Section 48 excludes from the disclosure and reporting requirements any agreement between an IDI or its affiliate and an NGEP if the NGEP has not contacted the IDI or its affiliate, or a banking agency, concerning the CRA performance of the IDI.</P>
        <FTNT>
          <P>
            <SU>1</SU>12 U.S.C. 1831y.</P>
        </FTNT>
        <P>The disclosure and reporting requirements in connection with Regulation G are mandatory and apply to state member banks and their subsidiaries; savings and loan holding companies; bank holding companies; affiliates of bank holding companies, other than banks, savings associations, and subsidiaries of banks and savings associations; and NGEPs that enter into covered agreements with any of the aforementioned companies.</P>
        <P>2.<E T="03">Report title:</E>Disclosure Requirements in Connection With Subpart H of Regulation H (Consumer Protections in Sales of Insurance).</P>
        <P>
          <E T="03">Agency form number:</E>Reg H-7.</P>
        <P>
          <E T="03">OMB control number:</E>7100-0298.</P>
        <P>
          <E T="03">Frequency:</E>On occasion.</P>
        <P>
          <E T="03">Reporters:</E>State member banks.</P>
        <P>
          <E T="03">Estimated annual reporting hours:</E>12,962 hours.</P>
        <P>
          <E T="03">Estimated average hours per response:</E>1.5 minutes</P>
        <P>
          <E T="03">Number of respondents:</E>823.</P>
        <P>
          <E T="03">General description of report:</E>This information collection is mandatory pursuant the Federal Deposit Insurance (FDI) Act, 12 U.S.C. 1831x. The FDI Act authorizes the Federal Reserve to require the disclosure requirements associated with Subpart H of Regulation H (12 CFR 208.81—208.86). Since the Federal Reserve does not collect any information, no issue of confidentiality normally arises.</P>
        <P>
          <E T="03">Abstract:</E>Section 305 of the Gramm-Leach-Bliley Act of 1999 requires financial institutions to provide written and oral disclosures to consumers in connection with the initial sale of an insurance product or annuity concerning its uninsured nature and the existence of the investment risk, if appropriate, and the fact that insurance sales and credit may not be tied.</P>
        <P>Covered persons are required to make insurance disclosures before the completion of the initial sale of an insurance product or annuity to a consumer. The disclosure must be made orally and in writing to the consumer that: (1) The insurance product or annuity is not a deposit or other obligation of, or guaranteed by, the financial institution or an affiliate of the financial institution; (2) the insurance product or annuity is not insured by the Federal Deposit Insurance Corporation or any other agency of the United States, the financial institution, or (if applicable) an affiliate of the financial institution; and (3) in the case of an insurance product or annuity that involves an investment risk, there is investment risk associated with the product, including the possible loss of value.</P>
        <P>Covered persons are required to make a credit disclosure at the time a consumer applies for an extension of credit in connection with which an insurance product or annuity is solicited, offered, or sold. The disclosure must be made orally and in writing that the financial institution may not condition an extension of credit on either: (1) the consumer's purchase of an insurance product or annuity from the financial institution or any of its affiliates; or (2) the consumer's agreement not to obtain, or a prohibition on the consumer from obtaining, an insurance product or annuity from an unaffiliated entity.</P>
        <SIG>
          <DATED>Board of Governors of the Federal Reserve System, November 16, 2012.</DATED>
          <NAME>Robert deV. Frierson,</NAME>
          <TITLE>Secretary of the Board.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28298 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6210-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">FEDERAL RESERVE SYSTEM</AGENCY>
        <SUBJECT>Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Board of Governors of the Federal Reserve System.</P>
        </AGY>
        
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>Notice is hereby given of the final approval of a proposed information collections by the Board of Governors of the Federal Reserve System (Board) under OMB delegated authority, as per 5 CFR 1320.16 (OMB Regulations on Controlling Paperwork Burdens on the Public). Board-approved collections of information are incorporated into the official OMB inventory of currently approved collections of information. Copies of the Paperwork Reduction Act Submission, supporting statements and approved collection of information instrument(s) are placed into OMB's public docket files. The Federal Reserve may not conduct or sponsor, and the respondent is not required to respond to, an information collection that has been extended, revised, or implemented on or after October 1, 1995, unless it displays a currently valid OMB control number.</P>
        </SUM>
        <FURINF>
          <PRTPAGE P="69845"/>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>Federal Reserve Board Clearance Officer—Cynthia Ayouch—Division of Research and Statistics, Board of Governors of the Federal Reserve System, Washington, DC 20551 (202) 452-3829. Telecommunications Device for the Deaf (TDD) users may contact (202) 263-4869, Board of Governors of the Federal Reserve System, Washington, DC 20551.</P>
          <P>OMB Desk Officer—Shagufta Ahmed—Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Room 10235, 725 17th Street NW.,Washington, DC 20503.</P>
          <HD SOURCE="HD1">Final Approval Under OMB Delegated Authority of the Extension for Three Years, Without Revision, of the Following Report</HD>
          <P>
            <E T="03">Report Title:</E>Recordkeeping Requirements Associated with the Interagency Statement on Complex Structured Finance Activities.</P>
          <P>
            <E T="03">Agency Form Number:</E>FR 4022.</P>
          <P>
            <E T="03">OMB Control Number:</E>7100-0311.</P>
          <P>
            <E T="03">Frequency:</E>Annual.</P>
          <P>
            <E T="03">Reporters:</E>State member banks, bank holding companies, and U.S. branches and agencies of foreign banks supervised by the Federal Reserve.</P>
          <P>
            <E T="03">Estimated Annual Reporting Hours:</E>200 hours.</P>
          <P>
            <E T="03">Estimated Average Hours per Response:</E>10 hours.</P>
          <P>
            <E T="03">Estimated Number of Respondents:</E>20.</P>
          <P>
            <E T="03">General Description of Report:</E>The FR 4022 is authorized by sections 11(a), 11(i), 21, and 25 of the Federal Reserve Act (12 U.S.C. 248(a), 248(i), 483, and 602), section 5 of the Bank Holding Company Act (12 U.S.C. 1844), and section 13(a) of the International Banking Act (12 U.S.C. 3108(a)) and is voluntary guidance for supervised institutions. However, the Federal Reserve expects to use the Statement in reviewing the internal controls and risk management systems of those financial institutions engaged in Complex Structured Finance Activities (CSFTs) as part of the Federal Reserve's supervisory process. Since the Federal Reserve does not collect any information, no issue of confidentiality normally arises. However, in the event records generated under the guidance are obtained by the Federal Reserve during an examination of a state member bank or U.S. branch or agency of a foreign bank, or during an inspection of a bank holding company, confidential treatment may be afforded to the records under exemption 8 of the Freedom of Information Act (FOIA), 5 U.S.C. 552(b)(8). FOIA exemption 8 exempts from disclosure matters that are contained in or related to examination, operating, or condition reports prepared by, on behalf of, or for the use of an agency responsible for the regulation or supervision of financial institutions.</P>
          <P>
            <E T="03">Abstract:</E>The Interagency Statement on Complex Structured Finance Activities provides that state member banks, bank holding companies, and U.S. branches and agencies of foreign banks supervised by the Federal Reserve should establish and maintain policies and procedures for identifying, evaluating, assessing, documenting, and controlling risks associated with certain CSFTs. A financial institution engaged in CSFTs should maintain a set of formal, firm-wide policies and procedures that are designed to allow the institution to identify, evaluate, assess, document, and control the full range of credit, market, operational, legal, and reputational risks associated with these transactions. These policies may be developed specifically for CSFTs, or included in the set of broader policies governing the institution generally. A financial institution operating in foreign jurisdictions may tailor its policies and procedures as appropriate to account for, and comply with, the applicable laws, regulations and standards of those jurisdictions. A financial institution's policies and procedures should establish a clear framework for the review and approval of individual CSFTs. These policies and procedures should set forth the responsibilities of the personnel involved in the origination, structuring, trading, review, approval, documentation, verification, and execution of CSFTs. A financial institution should define what constitutes a new complex structured finance product and establish a control process for the approval of such new products. An institution's policies also should provide for new complex structured finance products to receive the approval of all relevant control areas that are independent of the profit center before the product is offered to customers.</P>
          <P>
            <E T="03">Current Actions:</E>On August 28, 2012, the Federal Reserve published a notice in the<E T="04">Federal Register</E>(77 FR 52031) requesting public comment for 60 days on the extension, without revision, of the FR 4022. The comment period for this notice expired on October 29, 2012. The Federal Reserve did not receive any comments.</P>
          <SIG>
            <DATED>Board of Governors of the Federal Reserve System, November 16, 2012.</DATED>
            <NAME>Robert deV. Frierson,</NAME>
            <TITLE>Secretary of the Board.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28309 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 6210-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">FEDERAL RETIREMENT THRIFT INVESTMENT BOARD</AGENCY>
        <SUBJECT>Sunshine Act Meeting Notice</SUBJECT>
        <PREAMHD>
          <HD SOURCE="HED">TIME AND DATE:</HD>
          <P>10:00 a.m. (Eastern Time), November 27, 2012.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">PLACE:</HD>
          <P>10th Floor Board Meeting Room, 77 K Street NE., Washington, DC 20002.</P>
        </PREAMHD>
        <PREAMHD>
          <HD SOURCE="HED">STATUS:</HD>
          <P>All parts will be open to the public.</P>
        </PREAMHD>
        <HD SOURCE="HD1">Matters To Be Considered:</HD>
        <P>1. Approval of the Minutes of the October 22, 2012 Board Member Meeting</P>
        <P>2. Thrift Savings Plan Activity Report by the Acting Executive Director</P>
        <P>a. Monthly Participant Activity Report</P>
        <P>b. Quarterly Investment Performance Report</P>
        <P>c. Legislative Report</P>
        <P>3. 2012/2013 Board Meeting Calendar</P>
        <HD SOURCE="HD1">Contact Person for More Information:</HD>
        <P>Kimberly Weaver, Director, Office of External Affairs, (202) 942-1640.</P>
        <SIG>
          <DATED>Dated: November 19, 2012.</DATED>
          <NAME>Megan Grumbine,</NAME>
          <TITLE>Acting Secretary, Federal Retirement Thrift Investment Board.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28433 Filed 11-19-12; 4:15 pm]</FRDOC>
      <BILCOD>BILLING CODE 6760-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBJECT>Final Effect of Designation of a Class of Employees for Addition to the Special Exposure Cohort</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>National Institute for Occupational Safety and Health (NIOSH), Centers for Disease Control and Prevention, Department of Health and Human Services (HHS).</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>HHS gives notice concerning the final effect of the HHS decision to designate a class of employees from the Ventron Corporation facility, in Beverly, Massachusetts, as an addition to the Special Exposure Cohort (SEC) under the Energy Employees Occupational Illness Compensation Program Act of 2000. On October 12, 2012, as provided for under 42 U.S.C. 7384q(b), the Secretary of HHS designated the<PRTPAGE P="69846"/>following class of employees as an addition to the SEC:</P>
          
          <EXTRACT>
            <P>All Atomic Weapons Employees who worked for the Ventron Corporation at its facility in Beverly, Massachusetts, from November 1, 1942, through December 31, 1948, for a number of work days aggregating at least 250 work days, occurring either solely under this employment, or in combination with work days within the parameters established for one or more other classes of employees included in the Special Exposure Cohort.</P>
          </EXTRACT>
          

          <P>This designation became effective on November 11, 2012, as provided for under 42 U.S.C. 7384<E T="03">l</E>(14)(C). Hence, beginning on November 11, 2012, members of this class of employees, defined as reported in this notice, became members of the Special Exposure Cohort.</P>
        </SUM>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>

          <P>Stuart L. Hinnefeld, Director, Division of Compensation Analysis and Support, National Institute for Occupational Safety and Health, 4676 Columbia Parkway, MS C-46, Cincinnati, OH 45226, Telephone 877-222-7570. Information requests can also be submitted by email to<E T="03">DCAS@CDC.GOV.</E>
          </P>
          <SIG>
            <NAME>John Howard,</NAME>
            <TITLE>Director, National Institute for Occupational Safety and Health.</TITLE>
          </SIG>
        </FURINF>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28295 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4163-19-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
        <DEPDOC>[Document Identifier CMS-10430]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities: Proposed Collection; Comment Request</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Centers for Medicare &amp; Medicaid Services, HHS.</P>
        </AGY>
        
        <P>In compliance with the requirement of section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995, the Centers for Medicare &amp; Medicaid Services (CMS) is publishing the following summary of proposed collections for public comment. Interested persons are invited to send comments regarding this burden estimate or any other aspect of this collection of information, including any of the following subjects: (1) The necessity and utility of the proposed information collection for the proper performance of the agency's functions; (2) the accuracy of the estimated burden; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) the use of automated collection techniques or other forms of information technology to minimize the information collection burden.</P>
        <P>1.<E T="03">Type of Information Collection Request:</E>Reinstatement of a previously approved collection;<E T="03">Title:</E>Information Collection Requirements for Compliance with Individual and Group Market Reforms under Title XXVII of the Public Health Service Act;<E T="03">Use:</E>The provisions of title XXVII of the Public Health Service Act (PHS Act) are designed to make it easier for people to get access to health care coverage and to reduce the limitations that can be put on the coverage. Sections 2723 and 2761 of the PHS Act direct CMS to enforce a provision (or provisions) of title XXVII of the PHS Act with respect to health insurance issuers when a state has notified CMS that it has not enacted legislation to enforce or that it is not otherwise enforcing a provision (or provisions) of the individual and group market reforms with respect to health insurance issuers, or when CMS has determined that a state is not substantially enforcing one or more of those provisions. This collection also pertains to notices issued by individual and group health insurance issuers and self-funded non-Federal governmental plans. This collection includes the issuance of certificates of creditable coverage; notification of preexisting condition exclusions; notification of special enrollment rights; and review of issuers' filings of individual and group market products or similar Federal review in cases in which a state is not enforcing a title XXVII individual or group market provision. This information collection is a reinstatement of a previously approved collection (which expired on September 30, 2012 (OMB#: 0938-0702 and OMB#: 0938-0703)) with minimal changes to reflect laws passed since the previous collection document was approved. While the OMB control number for this proposed collection will remain the same as the previously approved collection, this proposed collection will be given a new CMS Form Number.<E T="03">Form Number:</E>CMS-10430 (OMB#: 0938-0702);<E T="03">Frequency:</E>Annually; Occasionally;<E T="03">Affected Public:</E>Private Sector; Business or other for-profits and Not-for-profit institutions, and State, Local, or Tribal Governments;<E T="03">Number of Respondents:</E>8,716;<E T="03">Total Annual Responses:</E>39,831,442;<E T="03">Total Annual Hours:</E>3,760,422 hours. (For policy questions regarding this collection contact Lisa Campbell at 301-492-4114. For all other issues call 410-786-1326.)</P>

        <P>To obtain copies of the supporting statement and any related forms for the proposed paperwork collections referenced above, access CMS' Web site at<E T="03">http://www.cms.hhs.gov/PaperworkReductionActof1995,</E>or email your request, including your address, phone number, OMB number, and CMS document identifier, to<E T="03">Paperwork@cms.hhs.gov,</E>or call the Reports Clearance Office at 410-786-1326.</P>

        <P>In commenting on the proposed information collections please reference the document identifier or OMB control number. To be assured consideration, comments and recommendations must be submitted in one of the following ways by<E T="03">January 22, 2013:</E>
        </P>
        <P>1.<E T="03">Electronically.</E>You may submit your comments electronically to<E T="03">http://www.regulations.gov</E>. Follow the instructions for “Comment or Submission” or “More Search Options” to find the information collection document(s) accepting comments.</P>
        <P>2.<E T="03">By regular mail.</E>You may mail written comments to the following address: CMS, Office of Strategic Operations and Regulatory Affairs,  Division of Regulations Development, Attention: CMS-10430/OMB Control Number, Room C4-26-05, 7500 Security Boulevard, Baltimore, Maryland 21244-1850.</P>
        <SIG>
          <DATED>Dated: November 16, 2012.</DATED>
          <NAME>Martique Jones,</NAME>
          <TITLE>Director, Regulations Development Group, Division B, Office of Strategic Operations and Regulatory Affairs.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28380 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4120-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
        <DEPDOC>[Document Identifier CMS-10433]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities: Submission for OMB Review; Comment Request</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Centers for Medicare &amp; Medicaid Services, HHS.</P>
        </AGY>
        

        <P>In compliance with the requirement of section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995, the Centers for Medicare &amp; Medicaid Services (CMS), Department of Health and Human Services, is publishing the following summary of proposed collections for public comment. Interested persons are invited to send comments regarding this burden estimate or any other aspect of this<PRTPAGE P="69847"/>collection of information, including any of the following subjects: (1) The necessity and utility of the proposed information collection for the proper performance of the Agency's function; (2) the accuracy of the estimated burden; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) the use of automated collection techniques or other forms of information technology to minimize the information collection burden.</P>
        <P>1.<E T="03">Title of Information Collection:</E>Initial Plan Data Collection to Support Qualified Health Plan (QHP) Certification and Other Financial Management and Exchange Operations;<E T="03">Type of Information Collection Request:</E>New information collection;<E T="03">Use:</E>As required by the CMS-9989-F (77 CFR 18310, March 27, 2012): Establishment of Exchanges and Qualified Health Plans; Exchange Standards for Employers (Exchange rule), each Exchange must assume responsibilities related to the certification and offering of Qualified Health Plans (QHPs). To offer insurance through an Exchange, a health insurance issuer must have its health plans certified as QHPs by the Exchange. A QHP must meet certain minimum certification standards, such as essential community providers, essential health benefits, and actuarial value. In order to meet those standards, the Exchange is responsible for collecting data and validating that QHPs meet these minimum requirements as described in the Exchange rule under 45 CFR 155 and 156, based on the Affordable Care Act, as well as other requirements determined by the Exchange. In addition to data collection for the certification of QHPs, the reinsurance and risk adjustment programs outlined by the Affordable Care Act, detailed in 45 CFR 153, CMS-9975-F(77 FR 17220, March 23, 2012): Standards for Reinsurance, Risk Corridors, and Risk Adjustment, have general information reporting requirements that apply to non-QHPs outside of the Exchanges.</P>
        <P>The original 60-day comment period began on July 6, 2012 (77 FR 40061). We received a number of public comments which addressed multiple issues. Some of the commenters were concerned with duplicate data collection. CMS is working with States to minimize any required document submission to streamline and reduce duplication, especially in future years. CMS has oversight and enforcement responsibilities unique to Exchanges that may require more than verification from a state. CMS has also aligned the data collection for SBCs, healthcare.gov, and EHB. Other commenters asked for more clarification on the data elements we are collection. We have included those data elements in this data collection. Furthermore, CMS will provide greater clarification on its process associated with QHP certification, essential community providers, and network adequacy among other QHP certification requirements. We have taken into consideration all of the proposed suggestions and have made changes to this collection of information. In addition, CMS is increasing the estimated burden by 21 hours.</P>
        <P>
          <E T="03">Form Number:</E>CMS-10433;<E T="03">Frequency:</E>Annually;<E T="03">Affected Public:</E>States and Private Sector: Business or other for-profits and not-for-profit institutions;<E T="03">Number of Respondents:</E>3490;<E T="03">Number of Responses:</E>3490;<E T="03">Total Annual Hours:</E>242,190 hours in year one and 184,110 hours in years two and three. (For policy questions regarding the QHP Certification data collection, contact Gina Zdanowicz at (301) 492-4451. For policy questions regarding risk adjustment and reinsurance data collection, contact Milan Shah at (301) 492-4427. For all other issues, call (410) 786-1326.)</P>

        <P>To obtain copies of the supporting statement and any related forms for the proposed paperwork collections referenced above, access CMS Web Site address at<E T="03">http://www.cms.hhs.gov/PaperworkReductionActof1995,</E>or Email your request, including your address, phone number, OMB number, and CMS document identifier, to<E T="03">Paperwork@cms.hhs.gov,</E>or call the Reports Clearance Office on (410) 786-1326.</P>

        <P>To be assured consideration, comments and recommendations for the proposed information collections must be received by the OMB desk officer at the address below, no later than 5 p.m. on December 21, 2012. OMB, Office of Information and Regulatory Affairs, Attention: CMS Desk Officer, Fax Number: (202) 395-6974, Email:<E T="03">OIRA_submission@omb.eop.gov.</E>
        </P>
        <SIG>
          <DATED>Dated: November 16, 2012.</DATED>
          <NAME>Martique Jones,</NAME>
          <TITLE>Director, Regulations Development Group, Division B, Office of Strategic Operations and Regulatory Affairs.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28379 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4120-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
        <DEPDOC>[Document Identifier: CMS-10451 and CMS-10455]</DEPDOC>
        <SUBJECT>Agency Information Collection Activities: Proposed Collection; Comment Request</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Centers for Medicare &amp; Medicaid Services, HHS.</P>
        </AGY>
        
        <P>In compliance with the requirement of section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995, the Centers for Medicare &amp; Medicaid Services (CMS) is publishing the following summary of proposed collections for public comment. Interested persons are invited to send comments regarding this burden estimate or any other aspect of this collection of information, including any of the following subjects: (1) The necessity and utility of the proposed information collection for the proper performance of the agency's functions; (2) the accuracy of the estimated burden; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) the use of automated collection techniques or other forms of information technology to minimize the information collection burden.</P>
        <P>1.<E T="03">Type of Information Collection Request:</E>Extension of a currently approved collection;<E T="03">Title of Information Collection:</E>Medicare Uniform Institutional Provider Bill and Supporting Regulations in 42 CFR 424.5;<E T="03">Use:</E>Section 42 CFR 424.5(a)(5) requires providers of services to submit a claim for payment prior to any Medicare reimbursement. Charges billed are coded by revenue codes. The bill specifies diagnoses according to the International Classification of Diseases, Ninth Edition (ICD-9-CM) code. Inpatient procedures are identified by ICD-9-CM codes, and outpatient procedures are described using the CMS Common Procedure Coding System (HCPCS). These are standard systems of identification for all major health insurance claims payers. Submission of information on the CMS-1450 permits Medicare intermediaries to receive consistent data for proper payment.<E T="03">Form Numbers:</E>CMS-1450 (UB-04) (OMB#: 0938-0997);<E T="03">Frequency:</E>Reporting—On occasion;<E T="03">Affected Public:</E>Not-for-profit institutions, business or other for-profit;<E T="03">Number of Respondents:</E>53,111;<E T="03">Total Annual Responses:</E>181,909,654;<E T="03">Total Annual Hours:</E>1,567,455. (For policy questions<PRTPAGE P="69848"/>regarding this collection contact Matt Klischer at 410-786-7488. For all other issues call 410-786-1326.)</P>
        <P>2.<E T="03">Type of Information Collection Request:</E>New collection;<E T="03">Title of Information Collection:</E>Report of a Hospital Death Associated with Restraint or Seclusion;<E T="03">Use:</E>Executive Order 13563, Improving Regulation and Regulatory Review, was signed on January 18, 2011. The order recognized the importance of a streamlined, effective, and efficient regulatory framework designed to promote economic growth, innovation, job creation, and competitiveness. Each agency was directed to establish an ongoing plan to reduce or eliminate burdensome, obsolete, or unnecessary regulations to create a more efficient and flexible structure.</P>
        <P>The regulation that was published on May, 16, 2012 (77 FR 29034) included a reduction in the reporting requirement related to hospital deaths associated with the use of restraint or seclusion, § 482.13(g). Hospitals are no longer required to report to CMS those deaths where there was no use of seclusion and the only restraint was 2-point soft wrist restraints. It is estimated that this will reduce the volume of reports that must be submitted by 90 percent for hospitals. In addition, the final rule replaced the previous requirement for reporting via telephone to CMS, which proved to be cumbersome for both CMS and hospitals, with a requirement that allows submission of reports via telephone, facsimile or electronically, as determined by CMS. Finally, the amount of information that CMS needs for each death report in order for CMS to determine whether further on-site investigation is needed has been reduced.</P>

        <P>The Child Health Act (CHA) of 2000 established in Title V, Part H, Section 591 of the Public Health Service Act (PHSA) minimum requirements concerning the use of restraints and seclusion in facilities that receive support with funds appropriated to any Federal department or agency. In addition, the CHA enacted Section 592 of the PHSA, which establishes minimum mandatory reporting requirements for deaths in such facilities associated with use of restraint or seclusion. Provisions implementing this statutory reporting requirement for hospitals participating in Medicare are found at 42 CFR 482.13(g), as revised in the final rule that published on May 16, 2012 (77 FR 29034).<E T="03">Form Number:</E>CMS-10455 (OCN: 0938-New);<E T="03">Frequency:</E>Occasionally;<E T="03">Affected Public:</E>Private Sector.<E T="03">Number of Respondents:</E>4,900.<E T="03">Number of Responses:</E>24,500.<E T="03">Total Annual Hours:</E>8,085. (For policy questions regarding this collection contact Danielle Miller at 410-786-8818. For all other issues call 410-786-1326.)</P>

        <P>To obtain copies of the supporting statement and any related forms for the proposed paperwork collections referenced above, access CMS' Web Site address at<E T="03">http://www.cms.hhs.gov/PaperworkReductionActof1995,</E>or Email your request, including your address, phone number, OMB number, and CMS document identifier, to<E T="03">Paperwork@cms.hhs.gov,</E>or call the Reports Clearance Office on (410) 786-1326.</P>

        <P>In commenting on the proposed information collections please reference the document identifier or OMB control number. To be assured consideration, comments and recommendations must be submitted in one of the following ways by<E T="03">January 22, 2013:</E>
        </P>
        <P>1.<E T="03">Electronically.</E>You may submit your comments electronically to<E T="03">http://www.regulations.gov.</E>Follow the instructions for “Comment or Submission” or “More Search Options” to find the information collection document(s) accepting comments.</P>
        <P>2.<E T="03">By regular mail.</E>You may mail written comments to the following address: CMS, Office of Strategic Operations and Regulatory Affairs, Division of Regulations Development, Attention: Document Identifier/OMB Control Number ____, Room C4-26-05, 7500 Security Boulevard, Baltimore, Maryland 21244-1850.</P>
        <SIG>
          <DATED>Dated: November 16, 2012.</DATED>
          <NAME>Martique Jones,</NAME>
          <TITLE>Director, Regulations Development Group, Division B, Office of Strategic Operations and Regulatory Affairs.</TITLE>
        </SIG>
      </PREAMB>
      <FRDOC>[FR Doc. 2012-28381 Filed 11-20-12; 8:45 am]</FRDOC>
      <BILCOD>BILLING CODE 4120-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
        <DEPDOC>[CMS-8046-N]</DEPDOC>
        <RIN>RIN 0938-AR14</RIN>
        <SUBJECT>Medicare Program; Inpatient Hospital Deductible and Hospital and Extended Care Services Coinsurance Amounts for CY 2013</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Centers for Medicare &amp; Medicaid Services (CMS), HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>
          <P>This notice announces the inpatient hospital deductible and the hospital and extended care services coinsurance amounts for services furnished in calendar year (CY) 2013 under Medicare's Hospital Insurance Program (Medicare Part A). The Medicare statute specifies the formulae used to determine these amounts. For CY 2013, the inpatient hospital deductible will be $1,184. The daily coinsurance amounts for CY 2013 will be: $296 for the 61st through 90th day of hospitalization in a benefit period; $592 for lifetime reserve days; and $148 for the 21st through 100th day of extended care services in a skilled nursing facility in a benefit period.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>This notice is effective on January 1, 2013.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <FP SOURCE="FP-1">Clare McFarland, (410) 786-6390 for general information.</FP>
          <FP SOURCE="FP-1">Gregory J. Savord, (410) 786-1521 for case-mix analysis.</FP>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <P/>
        <HD SOURCE="HD1">I. Background</HD>
        <P>Section 1813 of the Social Security Act (the Act) provides for an inpatient hospital deductible to be subtracted from the amount payable by Medicare for inpatient hospital services furnished to a beneficiary. It also provides for certain coinsurance amounts to be subtracted from the amounts payable by Medicare for inpatient hospital and extended care services. Section 1813(b)(2) of the Act requires us to determine and publish each year the amount of the inpatient hospital deductible and the hospital and extended care services coinsurance amounts applicable for services furnished in the following calendar year (CY).</P>
        <HD SOURCE="HD1">II. Computing the Inpatient Hospital Deductible for CY 2013</HD>

        <P>Section 1813(b) of the Act prescribes the method for computing the amount of the inpatient hospital deductible. The inpatient hospital deductible is an amount equal to the inpatient hospital deductible for the preceding CY, adjusted by our best estimate of the payment-weighted average of the applicable percentage increases (as defined in section 1886(b)(3)(B) of the Act) used for updating the payment rates to hospitals for discharges in the fiscal year (FY) that begins on October 1 of the same preceding CY, and adjusted to reflect changes in real case-mix. The adjustment to reflect real case-mix is determined on the basis of the most recent case-mix data available. The amount determined under this formula is rounded to the nearest multiple of $4<PRTPAGE P="69849"/>(or, if midway between two multiples of $4, to the next higher multiple of $4).</P>
        <P>Under section 1886(b)(3)(B)(i)(XX) of the Act, the percentage increase used to update the payment rates for FY 2013 for hospitals paid under the inpatient prospective payment system is the market basket percentage increase, otherwise known as the market basket update, reduced by 0.1 percentage points (see section 1886(b)(3)(B)(xii)(II) of the Act), and an adjustment based on changes in the economy-wide productivity (the multifactor productivity (MFP) adjustment (see section 1886(b)(3)(B)(xi)(II) of the Act). Under section 1886(b)(3)(B)(viii) of the Act, hospitals will receive this update only if they submit quality data as specified by the Secretary. The update for hospitals that do not submit this data is reduced by 2.0 percentage points. We are estimating that after accounting for those hospitals receiving the lower market basket update in the payment-weighted average update, the calculated deductible will remain the same, as the majority of hospitals submit quality data and receive the full market basket update.</P>
        <P>Under section 1886(b)(3)(B)(ii)(VIII) of the Act, the percentage increase used to update the payment rates for FY 2013 for hospitals excluded from the inpatient prospective payment system is as follows:</P>
        <P>• For FY 2013, the percentage increase for long term care hospitals is the market basket percentage increase reduced by 0.1 percentage points and the MFP adjustment (see sections 1886(m)(3)(A) and 1886(m)(4)(C) of the Act).</P>
        <P>• For FY 2013, the percentage increase for inpatient rehabilitation facilities is the market basket percentage increase reduced by 0.1 percentage points and the MFP adjustment (see sections 1886(j)(3)(C) and 1886(j)(3)(D)(ii) of the Act).</P>
        <P>• For FY 2013, the percentage increase used to update the payment rate for psychiatric hospitals is the market basket percentage increase reduced by 0.1 percentage points and the MFP adjustment (see sections 1886(s)(2)(A)(ii) and 1886(s)(3)(B) of the Act).</P>

        <P>The market basket percentage increase for 2013 is 2.6 percent and the MFP adjustment is 0.7 percent, as announced in the final rule with comment period published in the<E T="04">Federal Register</E>on August 31, 2012 entitled, “Changes to the Hospital Inpatient Prospective Payment Systems for Acute Care Hospitals and FY 2013 Rates and to the Long Term Care Hospital PPS and FY 2013 Rates” (77 FR 53257). Therefore, the percentage increase for hospitals paid under the inpatient prospective payment system is 1.8 percent. The average payment percentage increase for hospitals excluded from the inpatient prospective payment system is 2.05 percent. Weighting these percentages in accordance with payment volume, our best estimate of the payment-weighted average of the increases in the payment rates for FY 2013 is 1.84 percent.</P>
        <P>To develop the adjustment to reflect changes in real case-mix, we first calculated an average case-mix for each hospital that reflects the relative costliness of that hospital's mix of cases compared to those of other hospitals. We then computed the change in average case-mix for hospitals paid under the Medicare prospective payment system in FY 2012 compared to FY 2011. (We excluded from this calculation hospitals whose payments are not based on the inpatient prospective payment system because their payments are based on alternate prospective payment systems or reasonable costs.) We used Medicare bills from prospective payment hospitals that we received as of July 2012. These bills represent a total of about 8.2 million Medicare discharges for FY 2012 and provide the most recent case-mix data available at this time. Based on these bills, the change in average case-mix in FY 2012 is 0.33 percent. Based on these bills and past experience, we expect the overall case mix change to be 0.7 percent as the year progresses and more FY 2012 data become available.</P>
        <P>Section 1813 of the Act requires that the inpatient hospital deductible be adjusted only by that portion of the case-mix change that is determined to be real. We estimate that the change in real case mix will be 0.7 percent.</P>
        <P>Thus, the estimate of the payment-weighted average of the applicable percentage increases used for updating the payment rates is 1.84 percent, and the real case-mix adjustment factor for the deductible is 0.7 percent. Therefore, under the statutory formula, the inpatient hospital deductible for services furnished in CY 2013 is $1,184. This deductible amount is determined by multiplying $1,156 (the inpatient hospital deductible for CY 2012) by the payment-weighted average increase in the payment rates of 1.0184 multiplied by the increase in real case-mix of 1.007, which equals $1,185.51 and is rounded to $1,184.</P>
        <HD SOURCE="HD1">III. Computing the Inpatient Hospital and Extended Care Services Coinsurance Amounts for CY 2013</HD>
        <P>The coinsurance amounts provided for in section 1813 of the Act are defined as fixed percentages of the inpatient hospital deductible for services furnished in the same CY. The increase in the deductible generates increases in the coinsurance amounts. For inpatient hospital and extended care services furnished in CY 2013, in accordance with the fixed percentages defined in the law, the daily coinsurance for the 61st through 90th day of hospitalization in a benefit period will be $296 (one-fourth of the inpatient hospital deductible); the daily coinsurance for lifetime reserve days will be $592 (one-half of the inpatient hospital deductible); and the daily coinsurance for the 21st through 100th day of extended care services in a skilled nursing facility in a benefit period will be $148 (one-eighth of the inpatient hospital deductible).</P>
        <HD SOURCE="HD1">IV. Cost to Medicare Beneficiaries</HD>
        <P>Table 1 below summarizes the deductible and coinsurance amounts for CYs 2012 and 2013, as well as the number of each that is estimated to be paid.</P>
        <GPOTABLE CDEF="s50,10.2,12,12,12" COLS="5" OPTS="L2,i1">
          <TTITLE>Table 1—Part A Deductible and Coinsurance Amounts for Calendar Years 2012 and 2013</TTITLE>
          <BOXHD>
            <CHED H="1">Type of cost sharing</CHED>
            <CHED H="1">Value</CHED>
            <CHED H="2">2012</CHED>
            <CHED H="2">2013</CHED>
            <CHED H="1">Number paid (in millions)</CHED>
            <CHED H="2">2012</CHED>
            <CHED H="2">2013</CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Inpatient hospital deductible</ENT>
            <ENT>$1,156</ENT>
            <ENT>$1,184</ENT>
            <ENT>8.19</ENT>
            <ENT>8.44</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Daily coinsurance for 61st-90th Day</ENT>
            <ENT>289</ENT>
            <ENT>296</ENT>
            <ENT>2.11</ENT>
            <ENT>2.17</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Daily coinsurance for lifetime reserve days</ENT>
            <ENT>578</ENT>
            <ENT>592</ENT>
            <ENT>1.04</ENT>
            <ENT>1.08</ENT>
          </ROW>
          <ROW>
            <ENT I="01">SNF coinsurance</ENT>
            <ENT>144.50</ENT>
            <ENT>148</ENT>
            <ENT>43.82</ENT>
            <ENT>45.72</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="69850"/>
        <P>The estimated total increase in costs to beneficiaries is about $1,030 million (rounded to the nearest $10 million) due to—(1) the increase in the deductible and coinsurance amounts; and (2) the increase in the number of deductibles and daily coinsurance amounts paid.</P>
        <HD SOURCE="HD1">V. Waiver of Proposed Notice and Comment Period</HD>
        <P>The Medicare statute, as discussed previously, requires publication of the Medicare Part A inpatient hospital deductible and the hospital and extended care services coinsurance amounts for services for each CY. The amounts are determined according to the statute. As has been our custom, we use general notices, rather than notice and comment rulemaking procedures, to make the announcements. In doing so, we acknowledge that, under the Administrative Procedure Act (APA), interpretive rules, general statements of policy, and rules of agency organization, procedure, or practice are excepted from the requirements of notice and comment rulemaking.</P>
        <P>We considered publishing a proposed notice to provide a period for public comment. However, we may waive that procedure if we find good cause that prior notice and comment are impracticable, unnecessary, or contrary to the public interest. We find that the procedure for notice and comment is unnecessary because the formulae used to calculate the inpatient hospital deductible and hospital and extended care services coinsurance amounts are statutorily directed, and we can exercise no discretion in following the formulae. Moreover, the statute establishes the time period for which the deductible and coinsurance amounts will apply and delaying publication would be contrary to the public interest. Therefore, we find good cause to waive publication of a proposed notice and solicitation of public comments.</P>
        <HD SOURCE="HD1">VI. Collection of Information Requirements</HD>
        <P>This document does not impose information collection and recordkeeping requirements. Consequently, it need not be reviewed by the Office of Management and Budget under the authority of the Paperwork Reduction Act of 1995 (44 U.S.C. 35).</P>
        <HD SOURCE="HD1">VII. Regulatory Impact Statement</HD>
        <P>We have examined the impact of this notice as required by Executive Order 12866 on Regulatory Planning and Review (September 30, 1993), Executive Order 13563 on Improving Regulation and Regulatory Review (January 18, 2011), the Regulatory Flexibility Act (RFA) (September 19, 1980, Pub. L. 96-354), section 1102(b) of the Social Security Act, section 202 of the Unfunded Mandates Reform Act of 1995 (March 22, 1995; Pub. L. 104-4), Executive Order 13132 on Federalism (August 4, 1999) and the Congressional Review Act (5 U.S.C., Part I, Ch. 8).</P>
        <P>Executive Orders 12866 and 13563 direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). A regulatory impact analysis (RIA) must be prepared for major rules with economically significant effects ($100 million or more in any 1 year). As stated in section IV of this notice, we estimate that the total increase in costs to beneficiaries associated with this notice is about $1,030 million due to— (1) the increase in the deductible and coinsurance amounts; and (2) the increase in the number of deductibles and daily coinsurance amounts paid. Therefore, this notice is a major action as defined in Title 5, United States Code, Part I, Ch. 8), and is an economically significant action under Executive Order 12866.</P>
        <P>The RFA requires agencies to analyze options for regulatory relief of small entities. For purposes of the RFA, small entities include small businesses, nonprofit organizations, and small governmental jurisdictions. Most hospitals and most other providers and suppliers are small entities, either by nonprofit status or by having revenues of $7.0 million to $34.5 million in any 1 year. Individuals and States are not included in the definition of a small entity. We have determined that this notice will not have a significant economic impact on a substantial number of small entities. Therefore, we are not preparing an analysis under the RFA.</P>
        <P>In addition, section 1102(b) of the Social Security Act requires us to prepare a regulatory impact analysis if a rule may have a significant impact on the operations of a substantial number of small rural hospitals. This analysis must conform to the provisions of section 604 of the RFA. For purposes of section 1102(b) of the Act, we define a small rural hospital as a hospital that is located outside of a Metropolitan Statistical Area for Medicare payment regulations and has fewer than 100 beds. The Secretary has determined that this notice will not have a significant impact on the operations of a substantial number of small rural hospitals. Therefore, we are not preparing an analysis under section 1102(b) of the Act.</P>
        <P>Section 202 of the Unfunded Mandates Reform Act of 1995 also requires that agencies assess anticipated costs and benefits before issuing any rule whose mandates require spending in any 1 year of $100 million in 1995 dollars, updated annually for inflation. In 2012, that threshold is approximately $139 million. This notice will have no consequential effect on State, local, or tribal governments or on the private sector. However, States may be required to pay the deductibles and coinsurance for dually-eligible beneficiaries.</P>
        <P>Executive Order 13132 establishes certain requirements that an agency must meet when it promulgates a proposed rule (and subsequent final rule) that imposes substantial direct requirement costs on State and local governments, preempts State law, or otherwise has Federalism implications. This notice will not have a substantial effect on State or local governments.</P>
        <P>In accordance with the provisions of Executive Order 12866, this notice was reviewed by the Office of Management and Budget.</P>
        
        <EXTRACT>
          <FP>(Catalog of Federal Domestic Assistance Program No. 93.773, Medicare—Hospital Insurance)</FP>
        </EXTRACT>
        <SIG>
          <DATED>Dated: November 6, 2012.</DATED>
          <NAME>Marilyn Tavenner,</NAME>
          <TITLE>Acting Administrator, Centers for Medicare &amp; Medicaid Services.</TITLE>
          <DATED>Dated: November 15, 2012.</DATED>
          <NAME>Kathleen Sebelius,</NAME>
          <TITLE>Secretary.</TITLE>
        </SIG>
      </SUPLINF>
      <FRDOC>[FR Doc. 2012-28273 Filed 11-16-12; 11:15 am]</FRDOC>
      <BILCOD>BILLING CODE 4120-01-P</BILCOD>
    </NOTICE>
    <NOTICE>
      <PREAMB>
        <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
        <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
        <DEPDOC>[CMS-8048-N]</DEPDOC>
        <RIN>RIN 0938-AR16</RIN>
        <SUBJECT>Medicare Program; Medicare Part B Monthly Actuarial Rates, Premium Rate, and Annual Deductible Beginning January 1, 2013</SUBJECT>
        <AGY>
          <HD SOURCE="HED">AGENCY:</HD>
          <P>Centers for Medicare &amp; Medicaid Services (CMS), HHS.</P>
        </AGY>
        <ACT>
          <HD SOURCE="HED">ACTION:</HD>
          <P>Notice.</P>
        </ACT>
        <SUM>
          <HD SOURCE="HED">SUMMARY:</HD>

          <P>This notice announces the monthly actuarial rates for aged (age 65 and over) and disabled (under age 65) beneficiaries enrolled in Part B of the Medicare Supplementary Medical<PRTPAGE P="69851"/>Insurance (SMI) program beginning January 1, 2013. In addition, this notice announces the monthly premium for aged and disabled beneficiaries as well as the income-related monthly adjustment amounts to be paid by beneficiaries with modified adjusted gross income above certain threshold amounts. The monthly actuarial rates for 2013 are $209.80 for aged enrollees and $235.50 for disabled enrollees. The standard monthly Part B premium rate for all enrollees for 2013 is $104.90, which is equal to 50 percent of the monthly actuarial rate for aged enrollees or approximately 25 percent of the expected average total cost of Part B coverage for aged enrollees. (The 2012 standard premium rate was $99.90.) The Part B deductible for 2013 is $147.00 for all Part B beneficiaries. If a beneficiary has to pay an income-related monthly adjustment, they may have to pay a total monthly premium of about 35, 50, 65, or 80 percent of the total cost of Part B coverage.</P>
        </SUM>
        <DATES>
          <HD SOURCE="HED">DATES:</HD>
          <P>January 1, 2013.</P>
        </DATES>
        <FURINF>
          <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
          <P>M. Kent Clemens, (410) 786-6391.</P>
        </FURINF>
      </PREAMB>
      <SUPLINF>
        <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
        <HD SOURCE="HD1">I. Background</HD>
        <P>Part B is the voluntary portion of the Medicare program that pays all or part of the costs for physicians' services, outpatient hospital services, certain home health services, services furnished by rural health clinics, ambulatory surgical centers, comprehensive outpatient rehabilitation facilities, and certain other medical and health services not covered by Medicare Part A, Hospital Insurance. Medicare Part B is available to individuals who are entitled to Medicare Part A, as well as to U.S. residents who have attained age 65 and are citizens, and aliens who were lawfully admitted for permanent residence and have resided in the United States for 5 consecutive years. Part B requires enrollment and payment of monthly premiums, as described in 42 CFR part 407, subpart B, and part 408, respectively. The difference between the premiums paid by all enrollees and total incurred costs is met by transfers from the general fund of the Treasury.</P>
        <P>The Secretary of the Department of Health and Human Services (the Secretary) is required by section 1839 of the Social Security Act (the Act) to announce the Part B monthly actuarial rates for aged and disabled beneficiaries as well as the monthly Part B premium. The Part B annual deductible is included because its determination is directly linked to the aged actuarial rate.</P>
        <P>The monthly actuarial rates for aged and disabled enrollees are used to determine the correct amount of general revenue financing per beneficiary each month. These amounts, according to actuarial estimates, will equal, respectively, one-half of the expected average monthly cost of Part B for each aged enrollee (age 65 or over) and one-half of the expected average monthly cost of Part B for each disabled enrollee (under age 65).</P>
        <P>The Part B deductible to be paid by enrollees is also announced. Prior to the Medicare Prescription Drug, Improvement, and Modernization Act of 2003 (MMA) (Pub. L. 108-173), the Part B deductible was set in statute. After setting the 2005 deductible amount at $110, section 629 of the MMA (amending section 1833(b) of the Act) requires that the Part B deductible be indexed beginning in 2006. The inflation factor to be used each year is the annual percentage increase in the Part B actuarial rate for enrollees age 65 and over. Specifically, the 2013 Part B deductible is calculated by multiplying the 2012 deductible by the ratio of the 2013 aged actuarial rate over the 2012 aged actuarial rate. The amount determined under this formula is then rounded to the nearest $1.</P>
        <P>The monthly Part B premium rate to be paid by aged and disabled enrollees is also announced. (Although the costs to the program per disabled enrollee are different than for the aged, the statute provides that they pay the same premium amount.) Beginning with the passage of section 203 of the Social Security Amendments of 1972 (Pub. L. 92-603), the premium rate, which was determined on a fiscal year basis, was limited to the lesser of the actuarial rate for aged enrollees, or the current monthly premium rate increased by the same percentage as the most recent general increase in monthly Title II social security benefits.</P>
        <P>However, the passage of section 124 of the Tax Equity and Fiscal Responsibility Act of 1982 (TEFRA) (Pub. L. 97-248) suspended this premium determination process. Section 124 of TEFRA changed the premium basis to 50 percent of the monthly actuarial rate for aged enrollees (that is, 25 percent of program costs for aged enrollees). Section 606 of the Social Security Amendments of 1983 (Pub. L. 98-21), section 2302 of the Deficit Reduction Act of 1984 (DEFRA 84) (Pub. L. 98-369), section 9313 of the Consolidated Omnibus Budget Reconciliation Act of 1985 (COBRA 85) (Pub. L. 99-272), section 4080 of the Omnibus Budget Reconciliation Act of 1987 (OBRA 87) (Pub. L. 100-203), and section 6301 of the Omnibus Budget Reconciliation Act of 1989 (OBRA 89) (Pub. L. 101-239) extended the provision that the premium be based on 50 percent of the monthly actuarial rate for aged enrollees (that is, 25 percent of program costs for aged enrollees). This extension expired at the end of 1990.</P>
        <P>The premium rate for 1991 through 1995 was legislated by section 1839(e)(1)(B) of the Act, as added by section 4301 of the Omnibus Budget Reconciliation Act of 1990 (OBRA 90) (Pub. L. 101-508). In January 1996, the premium determination basis would have reverted to the method established by the 1972 Social Security Act Amendments. However, section 13571 of the Omnibus Budget Reconciliation Act of 1993 (OBRA 93) (Pub. L. 103-66) changed the premium basis to 50 percent of the monthly actuarial rate for aged enrollees (that is, 25 percent of program costs for aged enrollees) for 1996 through 1998.</P>
        <P>Section 4571 of the Balanced Budget Act of 1997 (BBA) (Pub. L. 105-33) permanently extended the provision that the premium be based on 50 percent of the monthly actuarial rate for aged enrollees (that is, 25 percent of program costs for aged enrollees).</P>
        <P>The BBA included a further provision affecting the calculation of the Part B actuarial rates and premiums for 1998 through 2003. Section 4611 of the BBA modified the home health benefit payable under Part A for individuals enrolled in Part B. Under this section, beginning in 1998, expenditures for home health services not considered “post-institutional” are payable under Part B rather than Part A. However, section 4611(e)(1) of the BBA required that there be a transition from 1998 through 2002 for the aggregate amount of the expenditures transferred from Part A to Part B. Section 4611(e)(2) of the BBA also provided a specific yearly proportion for the transferred funds. The proportions were<FR>1/6</FR>for 1998,<FR>1/3</FR>for 1999,<FR>1/2</FR>for 2000,<FR>2/3</FR>for 2001, and<FR>5/6</FR>for 2002. For the purpose of determining the correct amount of financing from general revenues of the Federal Government, it was necessary to include only these transitional amounts in the monthly actuarial rates for both aged and disabled enrollees, rather than the total cost of the home health services being transferred.</P>

        <P>Section 4611(e)(3) of the BBA also specified, for the purpose of determining the premium, that the monthly actuarial rate for enrollees age 65 and over be computed as though the transition would occur for 1998 through 2003 and that<FR>1/7</FR>of the cost be transferred in 1998,<FR>2/7</FR>in 1999,<FR>3/7</FR>in<PRTPAGE P="69852"/>2000,<FR>4/7</FR>in 2001,<FR>5/7</FR>in 2002, and<FR>6/7</FR>in 2003. Therefore, the transition period for incorporating this home health transfer into the premium was 7 years while the transition period for including these services in the actuarial rate was 6 years.</P>
        <P>Section 811 of the Medicare Prescription Drug, Improvement, and Modernization Act of 2003 (Pub. L. 108-173, also known as the Medicare Modernization Act, or MMA), which amended section 1839 of the Act, requires that, starting on January 1, 2007, the Part B premium a beneficiary pays each month be based on their annual income. Specifically, if a beneficiary's “modified adjusted gross income” is greater than the legislated threshold amounts (for 2013, $85,000 for a beneficiary filing an individual income tax return, and $170,000 for a beneficiary filing a joint tax return) the beneficiary is responsible for a larger portion of the estimated total cost of Part B benefit coverage. In addition to the standard 25 percent premium, these beneficiaries now have to pay an income-related monthly adjustment amount. The MMA made no change to the actuarial rate calculation, and the standard premium, which will continue to be paid by beneficiaries whose modified adjusted gross income is below the applicable thresholds, still represents 25 percent of the estimated total cost to the program of Part B coverage for an aged enrollee. However, depending on income and tax filing status, a beneficiary can now be responsible for 35, 50, 65, or 80 percent of the estimated total cost of Part B coverage, rather than 25 percent. The end result of the higher premium is that the Part B premium subsidy is reduced and less general revenue financing is required for beneficiaries with higher income because they are paying a larger share of the total cost with their premium. That is, the premium subsidy continues to be approximately 75 percent for beneficiaries with income below the applicable income thresholds, but will be reduced for beneficiaries with income above these thresholds. The MMA specified that there be a 5-year transition to full implementation of this provision. However, section 5111 of the Deficit Reduction Act of 2005 (Pub. L. 109-171) (DRA) modified the transition to a 3-year period.</P>
        <P>Section 4732(c) of the BBA added section 1933(c) of the Act, which required the Secretary to allocate money from the Part B trust fund to the State Medicaid programs for the purpose of providing Medicare Part B premium assistance from 1998 through 2002 for the low-income Medicaid beneficiaries who qualify under section 1933 of the Act. This allocation, while not a benefit expenditure, was an expenditure of the trust fund and was included in calculating the Part B actuarial rates through 2002. For 2003 through 2012, the expenditure was made from the trust fund because the allocation was temporarily extended. However, because the extension occurred after the financing was determined, the allocation was not included in the calculation of the financing rates.</P>
        <P>A further provision affecting the calculation of the Part B premium is section 1839(f) of the Act, as amended by section 211 of the Medicare Catastrophic Coverage Act of 1988 (MCCA 88) (Pub. L. 100-360). (The Medicare Catastrophic Coverage Repeal Act of 1989 (Pub. L. 101-234) did not repeal the revisions to section 1839(f) made by MCCA 88.) Section 1839(f) of the Act, referred to as the “hold-harmless” provision, provides that if an individual is entitled to benefits under section 202 or 223 of the Act (the Old-Age and Survivors Insurance Benefit and the Disability Insurance Benefit, respectively) and has the Part B premiums deducted from these benefit payments, the premium increase will be reduced, if necessary, to avoid causing a decrease in the individual's net monthly payment. This decrease in payment occurs if the increase in the individual's social security benefit due to the cost-of-living adjustment under section 215(i) of the Act is less than the increase in the premium. Specifically, the reduction in the premium amount applies if the individual is entitled to benefits under section 202 or 223 of the Act for November and December of a particular year and the individual's Part B premiums for December and the following January are deducted from the respective month's section 202 or 223 benefits. The “hold-harmless” provision does not apply to beneficiaries who are required to pay an income-related monthly adjustment amount.</P>
        <P>A check for benefits under section 202 or 223 of the Act is received in the month following the month for which the benefits are due. The Part B premium that is deducted from a particular check is the Part B payment for the month in which the check is received. Therefore, a benefit check for November is not received until December, but has December's Part B premium deducted from it.</P>
        <P>Generally, if a beneficiary qualifies for hold-harmless protection, the reduced premium for the individual for that January and for each of the succeeding 11 months is the greater of—</P>
        <P>• The monthly premium for January reduced as necessary to make the December monthly benefits, after the deduction of the Part B premium for January, at least equal to the preceding November's monthly benefits, after the deduction of the Part B premium for December; or</P>
        <P>• The monthly premium for that individual for that December.</P>
        <P>In determining the premium limitations under section 1839(f) of the Act, the monthly benefits to which an individual is entitled under section 202 or 223 of the Act do not include retroactive adjustments or payments and deductions on account of work. Also, once the monthly premium amount is established under section 1839(f) of the Act, it will not be changed during the year even if there are retroactive adjustments or payments and deductions on account of work that apply to the individual's monthly benefits.</P>
        <P>Individuals who have enrolled in Part B late or who have re-enrolled after the termination of a coverage period are subject to an increased premium under section 1839(b) of the Act. The increase is a percentage of the premium and is based on the new premium rate before any reductions under section 1839(f) of the Act are made.</P>
        <HD SOURCE="HD1">II. Provisions of the Notice</HD>
        <HD SOURCE="HD2">A. Notice of Medicare Part B Monthly Actuarial Rates, Monthly Premium Rates, and Annual Deductible</HD>

        <P>The Medicare Part B monthly actuarial rates applicable for 2013 are $209.80 for enrollees age 65 and over and $235.50 for disabled enrollees under age 65. In section II.B. of this notice, we present the actuarial assumptions and bases from which these rates are derived. The Part B standard monthly premium rate for all enrollees for 2013 is $104.90. The Part B annual deductible for 2013 is $147.00. Listed below are the 2013 Part B monthly premium rates to be paid by beneficiaries who file an individual tax return (including those who are single, head of household, qualifying widow(er) with dependent child, or married filing separately who lived apart from their spouse for the entire taxable year), or a joint tax return.<PRTPAGE P="69853"/>
        </P>
        <GPOTABLE CDEF="s100,r100,10,10" COLS="4" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Beneficiaries who file an individual tax return with<LI>income:</LI>
            </CHED>
            <CHED H="1">Beneficiaries who file a joint tax return with income:</CHED>
            <CHED H="1">Income-<LI>related monthly adjustment amount</LI>
            </CHED>
            <CHED H="1">Total monthly<LI>premium amount</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Less than or equal to $85,000</ENT>
            <ENT>Less than or equal to $170,000</ENT>
            <ENT>$0.00</ENT>
            <ENT>$104.90</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Greater than $85,000 and less than or equal to $107,000</ENT>
            <ENT>Greater than $170,000 and less than or equal to $214,000</ENT>
            <ENT>42.00</ENT>
            <ENT>146.90</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Greater than $107,000 and less than or equal to $160,000</ENT>
            <ENT>Greater than $214,000 and less than or equal to $320,000</ENT>
            <ENT>104.90</ENT>
            <ENT>209.80</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Greater than $160,000 and less than or equal to $214,000</ENT>
            <ENT>Greater than $320,000 and less than or equal to $428,000</ENT>
            <ENT>167.80</ENT>
            <ENT>272.70</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Greater than $214,000</ENT>
            <ENT>Greater than $428,000</ENT>
            <ENT>230.80</ENT>
            <ENT>335.70</ENT>
          </ROW>
        </GPOTABLE>
        <P>In addition, the monthly premium rates to be paid by beneficiaries who are married and lived with their spouse at any time during the taxable year, but file a separate tax return from their spouse, are listed below.</P>
        <GPOTABLE CDEF="s100,10,10" COLS="3" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Beneficiaries who are married and lived with their spouse at any time during the year, but file a separate tax return from their spouse:</CHED>
            <CHED H="1">Income-<LI>related</LI>
              <LI>monthly</LI>
              <LI>adjustment amount</LI>
            </CHED>
            <CHED H="1">Total monthly<LI>premium amount</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Less than or equal to $85,000</ENT>
            <ENT>$0.00</ENT>
            <ENT>$104.90</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Greater than $85,000 and less than or equal to $129,000</ENT>
            <ENT>167.80</ENT>
            <ENT>272.70</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Greater than $129,000</ENT>
            <ENT>230.80</ENT>
            <ENT>335.70</ENT>
          </ROW>
        </GPOTABLE>
        <P>The Part B annual deductible for 2013 is $147.00 for all beneficiaries.</P>
        <HD SOURCE="HD2">B. Statement of Actuarial Assumptions and Bases Employed in Determining the Monthly Actuarial Rates and the Monthly Premium Rate for Part B Beginning January 2013</HD>
        <P>Except where noted, the actuarial assumptions and bases used to determine the monthly actuarial rates and the monthly premium rates for Part B are established by the Office of the Actuary in the Centers for Medicare &amp; Medicaid Services. The estimates underlying these determinations are prepared by actuaries meeting the qualification standards and following the actuarial standards of practice established by the Actuarial Standards Board.</P>
        <HD SOURCE="HD3">1. Actuarial Status of the Part B Account in the Supplementary Medical Insurance Trust Fund</HD>
        <P>Under the statute, the starting point for determining the standard monthly premium is the amount that would be necessary to finance Part B on an incurred basis. This is the amount of income that would be sufficient to pay for services furnished during that year (including associated administrative costs) even though payment for some of these services will not be made until after the close of the year. The portion of income required to cover benefits not paid until after the close of the year is added to the trust fund and used when needed.</P>
        <P>The premium rates are established prospectively and are, therefore, subject to projection error. Additionally, legislation enacted after the financing was established, but effective for the period in which the financing is set, may affect program costs. As a result, the income to the program may not equal incurred costs. Therefore, trust fund assets must be maintained at a level that is adequate to cover an appropriate degree of variation between actual and projected costs, and the amount of incurred, but unpaid, expenses. Numerous factors determine what level of assets is appropriate to cover variation between actual and projected costs. The three most important of these factors are: (1) The difference from prior years between the actual performance of the program and estimates made at the time financing was established; (2) the likelihood and potential magnitude of expenditure changes resulting from enactment of legislation affecting Part B costs in a year subsequent to the establishment of financing for that year, and (3) the expected relationship between incurred and cash expenditures. These factors are analyzed on an ongoing basis, as the trends can vary over time.</P>
        <P>Table 1 summarizes the estimated actuarial status of the trust fund as of the end of the financing period for 2011 and 2012.</P>
        <GPOTABLE CDEF="s50,11,11,11" COLS="4" OPTS="L2,i1">
          <TTITLE>Table 1—Estimated Actuarial Status of the Part B Account in the Supplementary Medical Insurance Trust Fund as of the End of the Financing Period</TTITLE>
          <BOXHD>
            <CHED H="1">Financing period ending</CHED>
            <CHED H="1">Assets<LI>(millions)</LI>
            </CHED>
            <CHED H="1">Liabilities<LI>(millions)</LI>
            </CHED>
            <CHED H="1">Assets less liabilities<LI>(millions)</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">December 31, 2011</ENT>
            <ENT>$79,693</ENT>
            <ENT>$15,015</ENT>
            <ENT>$64,678</ENT>
          </ROW>
          <ROW>
            <ENT I="01">December 31, 2012</ENT>
            <ENT>68,164</ENT>
            <ENT>17,162</ENT>
            <ENT>51,002</ENT>
          </ROW>
        </GPOTABLE>
        <PRTPAGE P="69854"/>
        <HD SOURCE="HD3">2. Monthly Actuarial Rate for Enrollees Age 65 and Older</HD>
        <P>The monthly actuarial rate for enrollees age 65 and older is one-half of the sum of monthly amounts for: (1) The projected cost of benefits; and (2) administrative expenses for each enrollee age 65 and older, after adjustments to this sum to allow for interest earnings on assets in the trust fund and an adequate contingency margin. The contingency margin is an amount appropriate to provide for possible variation between actual and projected costs and to amortize any surplus assets or unfunded liabilities.</P>
        <P>The monthly actuarial rate for enrollees age 65 and older for 2013 is determined by first establishing per-enrollee cost by type of service from program data through 2011 and then projecting these costs for subsequent years. The projection factors used for financing periods from January 1, 2010 through December 31, 2013 are shown in Table 2.</P>
        <P>As indicated in Table 3, the projected monthly rate required to pay for one-half of the total of benefits and administrative costs for enrollees age 65 and over for 2013 is $198.11. Based on current estimates, the assets are not sufficient to cover the amount of incurred, but unpaid, expenses and to provide for a significant degree of variation between actual and projected costs. Thus, a positive contingency margin is needed to increase assets to a more appropriate level. The monthly actuarial rate of $209.80 provides an adjustment of $14.07 for a contingency margin and −$2.38 for interest earnings.</P>
        <P>The size of the contingency margin for 2013 is affected by several factors. The largest factor involves the current law formula for physician fees, which is scheduled to result in a reduction in physician fees of nearly 30 percent in 2013. For each year from 2003 through 2012, Congress has acted to prevent physician fee reductions from occurring. In recognition of the strong possibility of substantial increase in Part B expenditures that would result from similar legislation to override the decreases in physician fees in 2013, it is appropriate to maintain a significantly larger Part B contingency reserve than would otherwise be necessary. The asset level projected for the end of 2012 is not adequate to accommodate this contingency.</P>
        <P>As noted, the scheduled physician fee schedule reductions have been legislatively overridden for each year since 2003. During this period, lawmakers enacted physician payment updates that ranged from 0 percent to 2.2 percent; the average increase was 1 percent per year over this period. The 2012 Medicare Technical Review Panel recommended using a 1-percent physician fee schedule update assumption for alternative analysis and financial projection purposes, and the Office of the Actuary has adopted this recommendation. However, the contingency margin for the 2013 Part B premium has been calculated based on an assumption that the scheduled physician payment reduction for 2013 will be legislatively changed to 0 percent. Use of the 0-percent physician fee update assumption for purposes of the contingency margin was directed by the Secretary, who determines the Part B premium each year under section 1839 of the Act. In view of the additional data that are now available, and the continuing uncertainty associated with the legislative process, an assessment of the reasonableness of this assumption and its impact on the adequacy of Part B assets in 2013 would require substantial additional time and analysis. Such an analysis is not feasible within the available time. Accordingly, the Office of the Actuary is unable to determine the reasonableness of this assumption for the purposes of determining the contingency margin.</P>
        <P>Another factor affecting the size of the contingency margin comes from section 302 of The Budget Control Act of 2011 (Pub. L. 112-25), which mandates a government-wide sequestration process to reduce Federal outlays. The sequestration process will automatically start in February 2013 under current law. Medicare benefit payments are subject to a maximum 2-percent reduction. Total Part B expenditures are estimated to be reduced by $4.3 billion in 2013 as a result of this sequestration. However, reductions of this dollar magnitude from the physician payment formula have been legislatively overridden in past years, and there is a possibility that the sequestration requirements will be modified or postponed before taking effect. The contingency margin has been adjusted to accommodate this possibility.</P>
        <P>Two other, smaller factors affect the contingency margin for 2013. Starting in 2011, manufacturers and importers of brand-name prescription drugs have paid a fee that is allocated to the Part B account of the SMI trust. For 2013, the total of these brand-name drug fees is estimated to be $2.7 billion. The contingency margin has been reduced to account for this additional revenue.</P>
        <P>Another small factor impacting the contingency margin comes from the requirement that certain payment incentives, to encourage the development and use of health information technology (HIT) by Medicare physicians, are to be excluded from the premium determination. HIT bonuses or penalties will be directly offset through transfers with the general fund of the Treasury. The monthly actuarial rate includes an adjustment of −$0.86 for HIT bonus payments in 2013.</P>
        <P>The traditional goal for the Part B reserve has been that assets minus liabilities at the end of a year should represent between 15 and 20 percent of the following year's total incurred expenditures. To accomplish this goal, a 17 percent reserve has been the normal target used to calculate the Part B premium. In view of the strong likelihood of actual expenditures exceeding estimated levels, due to the likelihood of the enactment of legislation after the financing has been set for 2013 as a result of the scheduled 2013 physician update and, possibly in addition, the scheduled 2013 sequestration, a contingency reserve ratio in excess of 20 percent of the following year's expenditures would better ensure that the assets of the Part B account can adequately cover the cost of incurred-but-not-reported benefits together with variations between actual and estimated cost levels.</P>
        <P>The actuarial rate of $209.80 per month for aged beneficiaries, as announced in this notice for 2013, reflects the combined net effect of the factors previously described and the projection assumptions listed in Table 2.</P>
        <HD SOURCE="HD3">3. Monthly Actuarial Rate for Disabled Enrollees</HD>
        <P>Disabled enrollees are those persons under age 65 who are enrolled in Part B because of entitlement to Social Security disability benefits for more than 24 months or because of entitlement to Medicare under the end-stage renal disease (ESRD) program. Projected monthly costs for disabled enrollees (other than those with ESRD) are prepared in a fashion parallel to the projection for the aged using appropriate actuarial assumptions (see Table 2). Costs for the ESRD program are projected differently because of the different nature of services offered by the program.</P>

        <P>As shown in Table 4, the projected monthly rate required to pay for one-half of the total of benefits and administrative costs for disabled enrollees for 2013 is $231.92. The monthly actuarial rate of $235.50 also provides an adjustment of −$4.07 for interest earnings and $7.65 for a<PRTPAGE P="69855"/>contingency margin, reflecting the same factors described above for the aged actuarial rate. Based on current estimates, the assets associated with the disabled Medicare beneficiaries are not sufficient to cover the amount of incurred, but unpaid, expenses and to provide for a significant degree of variation between actual and projected costs. Thus, a positive contingency margin is needed to increase assets to an appropriate level.</P>
        <P>The actuarial rate of $235.50 per month for disabled beneficiaries, as announced in this notice for 2013, reflects the combined net effect of the factors described above for aged beneficiaries and the projection assumptions listed in Table 2.</P>
        <HD SOURCE="HD3">4. Sensitivity Testing</HD>
        <P>Several factors contribute to uncertainty about future trends in medical care costs. It is appropriate to test the adequacy of the rates using alternative cost growth rate assumptions. The results of those assumptions are shown in Table 5. One set represents increases that are lower and, therefore, more optimistic than the current estimate. The other set represents increases that are higher and, therefore, more pessimistic than the current estimate. The values for the alternative assumptions were determined from a statistical analysis of the historical variation in the respective increase factors.</P>
        <P>As indicated in Table 5, the monthly actuarial rates would result in an excess of assets over liabilities of $71,851 million by the end of December 2013 under the cost growth rate assumptions used in preparing this report and assuming that the provisions of current law are fully implemented. This amounts to 28.5 percent of the estimated total incurred expenditures for the following year.</P>
        <P>Assumptions that are somewhat more pessimistic (and that therefore test the adequacy of the assets to accommodate projection errors) produce a surplus of $38,839 million by the end of December 2013 under current law, which amounts to 13.8 percent of the estimated total incurred expenditures for the following year. If the physician fee reduction and the scheduled 2-percent sequestration of Medicare expenditures were legislatively overridden, the ratio under the pessimistic assumptions would be very close to zero. Under fairly optimistic assumptions, the monthly actuarial rates would result in a surplus of $96,011 million by the end of December 2013, or 42.0 percent of the estimated total incurred expenditures for the following year.</P>
        <P>The previous analysis indicates that the premium and general revenue financing established for 2013, together with existing Part B account assets would be adequate to cover estimated Part B costs for 2013 under current law, even if actual costs prove to be somewhat greater than expected.</P>
        <HD SOURCE="HD3">5. Premium Rates and Deductible</HD>
        <P>As determined in accordance with section 1839 of the Act, listed are the 2013 Part B monthly premium rates to be paid by beneficiaries who file an individual tax return (including those who are single, head of household, qualifying widow(er) with dependent child, or married filing separately who lived apart from their spouse for the entire taxable year), or a joint tax return.</P>
        <GPOTABLE CDEF="s100,r100,10,10" COLS="4" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Beneficiaries who file an individual tax return with income:</CHED>
            <CHED H="1">Beneficiaries who file a joint tax return with income:</CHED>
            <CHED H="1">Income-<LI>related monthly</LI>
              <LI>adjustment amount</LI>
            </CHED>
            <CHED H="1">Total<LI>monthly</LI>
              <LI>premium amount</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Less than or equal to $85,000</ENT>
            <ENT>Less than or equal to $170,000</ENT>
            <ENT>$0.00</ENT>
            <ENT>$104.90</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Greater than $85,000 and less than or equal to $107,000</ENT>
            <ENT>Greater than $170,000 and less than or equal to $214,000</ENT>
            <ENT>42.00</ENT>
            <ENT>146.90</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Greater than $107,000 and less than or equal to $160,000</ENT>
            <ENT>Greater than $214,000 and less than or equal to $320,000</ENT>
            <ENT>104.90</ENT>
            <ENT>209.80</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Greater than $160,000 and less than or equal to $214,000</ENT>
            <ENT>Greater than $320,000 and less than or equal to $428,000</ENT>
            <ENT>167.80</ENT>
            <ENT>272.70</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Greater than $214,000</ENT>
            <ENT>Greater than $428,000</ENT>
            <ENT>230.80</ENT>
            <ENT>335.70</ENT>
          </ROW>
        </GPOTABLE>
        <P>In addition, the monthly premium rates to be paid by beneficiaries who are married and lived with their spouse at any time during the taxable year, but file a separate tax return from their spouse, are listed below.</P>
        <GPOTABLE CDEF="s100,10,10" COLS="3" OPTS="L2,tp0,i1">
          <TTITLE/>
          <BOXHD>
            <CHED H="1">Beneficiaries who are married and lived with their spouse at any time during the year, but file a separate tax return from their spouse:</CHED>
            <CHED H="1">Income-<LI>related monthly</LI>
              <LI>adjustment amount</LI>
            </CHED>
            <CHED H="1">Total<LI>monthly</LI>
              <LI>premium</LI>
              <LI>amount</LI>
            </CHED>
          </BOXHD>
          <ROW>
            <ENT I="01">Less than or equal to $85,000</ENT>
            <ENT>$0.00</ENT>
            <ENT>$104.90</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Greater than $85,000 and less than or equal to $129,000</ENT>
            <ENT>167.80</ENT>
            <ENT>272.70</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Greater than $129,000</ENT>
            <ENT>230.80</ENT>
            <ENT>335.70</ENT>
          </ROW>
        </GPOTABLE>
        <GPOTABLE CDEF="s40,8,8,8,8,8,8,8,8,8,8" COLS="11" OPTS="L2,p7,7/8,i1">
          <TTITLE>Table 2—Projection Factors<SU>1</SU>12-Month Periods Ending December 31 of 2010-2013</TTITLE>
          <TDESC>[In percent]</TDESC>
          <BOXHD>
            <CHED H="1">Calendar year</CHED>
            <CHED H="1">Physicians' services</CHED>
            <CHED H="2">Fees<SU>2</SU>
            </CHED>
            <CHED H="2">Residual<SU>3</SU>
            </CHED>
            <CHED H="1">Durable medical equipment</CHED>
            <CHED H="1">Carrier lab<SU>4</SU>
            </CHED>
            <CHED H="1">Other carrier services<SU>5</SU>
            </CHED>
            <CHED H="1">Outpatient hospital</CHED>
            <CHED H="1">Home health agency</CHED>
            <CHED H="1">Hospital lab<SU>6</SU>
            </CHED>
            <CHED H="1">Other intermediary services<SU>7</SU>
            </CHED>
            <CHED H="1">Managed care</CHED>
          </BOXHD>
          <ROW>
            <ENT I="22">Aged:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">2010</ENT>
            <ENT>2.5</ENT>
            <ENT>1.4</ENT>
            <ENT>1.8</ENT>
            <ENT>1.4</ENT>
            <ENT>3.4</ENT>
            <ENT>5.1</ENT>
            <ENT>2.4</ENT>
            <ENT>2.2</ENT>
            <ENT>1.0</ENT>
            <ENT>−1.8</ENT>
          </ROW>
          <ROW>
            <ENT I="03">2011</ENT>
            <ENT>0.9</ENT>
            <ENT>1.8</ENT>
            <ENT>−3.9</ENT>
            <ENT>−2.9</ENT>
            <ENT>4.5</ENT>
            <ENT>7.6</ENT>
            <ENT>−1.6</ENT>
            <ENT>4.9</ENT>
            <ENT>4.4</ENT>
            <ENT>0.9</ENT>
          </ROW>
          <ROW>
            <ENT I="03">2012</ENT>
            <ENT>−1.0</ENT>
            <ENT>2.6</ENT>
            <ENT>4.4</ENT>
            <ENT>6.8</ENT>
            <ENT>3.6</ENT>
            <ENT>9.3</ENT>
            <ENT>0.5</ENT>
            <ENT>5.1</ENT>
            <ENT>8.1</ENT>
            <ENT>2.6</ENT>
          </ROW>
          <ROW>
            <ENT I="03">2013</ENT>
            <ENT>−28.5</ENT>
            <ENT>8.1</ENT>
            <ENT>−0.3</ENT>
            <ENT>2.9</ENT>
            <ENT>5.0</ENT>
            <ENT>5.6</ENT>
            <ENT>1.7</ENT>
            <ENT>1.6</ENT>
            <ENT>−6.4</ENT>
            <ENT>4.3</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="69856"/>
            <ENT I="22">Disabled:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">2010</ENT>
            <ENT>2.5</ENT>
            <ENT>2.9</ENT>
            <ENT>2.7</ENT>
            <ENT>−3.9</ENT>
            <ENT>3.2</ENT>
            <ENT>5.4</ENT>
            <ENT>1.1</ENT>
            <ENT>0.5</ENT>
            <ENT>−0.1</ENT>
            <ENT>−0.9</ENT>
          </ROW>
          <ROW>
            <ENT I="03">2011</ENT>
            <ENT>0.9</ENT>
            <ENT>1.9</ENT>
            <ENT>−2.2</ENT>
            <ENT>3.7</ENT>
            <ENT>3.5</ENT>
            <ENT>8.3</ENT>
            <ENT>−1.4</ENT>
            <ENT>7.2</ENT>
            <ENT>0.9</ENT>
            <ENT>1.3</ENT>
          </ROW>
          <ROW>
            <ENT I="03">2012</ENT>
            <ENT>−1.0</ENT>
            <ENT>2.5</ENT>
            <ENT>4.4</ENT>
            <ENT>21.8</ENT>
            <ENT>3.5</ENT>
            <ENT>10.3</ENT>
            <ENT>2.1</ENT>
            <ENT>4.3</ENT>
            <ENT>7.4</ENT>
            <ENT>0.9</ENT>
          </ROW>
          <ROW>
            <ENT I="03">2013</ENT>
            <ENT>−28.5</ENT>
            <ENT>8.0</ENT>
            <ENT>−0.4</ENT>
            <ENT>2.8</ENT>
            <ENT>4.9</ENT>
            <ENT>5.5</ENT>
            <ENT>2.7</ENT>
            <ENT>1.6</ENT>
            <ENT>−0.6</ENT>
            <ENT>4.6</ENT>
          </ROW>
          <TNOTE>
            <SU>1</SU>All values for services other than managed care are per fee-for-service enrollee. Managed care values are per managed care enrollee.</TNOTE>
          <TNOTE>
            <SU>2</SU>As recognized for payment under the program.</TNOTE>
          <TNOTE>
            <SU>3</SU>Increase in the number of services received per enrollee and greater relative use of more expensive services.</TNOTE>
          <TNOTE>
            <SU>4</SU>Includes services paid under the lab fee schedule furnished in the physician's office or an independent lab.</TNOTE>
          <TNOTE>
            <SU>5</SU>Includes physician-administered drugs, ambulatory surgical center facility costs, ambulance services, parenteral and enteral drug costs, supplies, etc.</TNOTE>
          <TNOTE>
            <SU>6</SU>Includes services paid under the lab fee schedule furnished in the outpatient department of a hospital.</TNOTE>
          <TNOTE>
            <SU>7</SU>Includes services furnished in dialysis facilities, rural health clinics, Federally qualified health centers, rehabilitation and psychiatric hospitals, etc.</TNOTE>
        </GPOTABLE>
        <GPOTABLE CDEF="s100,8,8,8,8" COLS="5" OPTS="L2,i1">
          <TTITLE>Table 3—Derivation of Monthly Actuarial Rate for Enrollees Age 65 and Over for Financing Periods Ending December 31, 2010 Through December 31, 2013</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">Financing periods</CHED>
            <CHED H="2">CY 2010</CHED>
            <CHED H="2">CY 2011</CHED>
            <CHED H="2">CY 2012</CHED>
            <CHED H="2">CY 2013</CHED>
          </BOXHD>
          <ROW>
            <ENT I="22">Covered services (at level recognized):</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Physician fee schedule</ENT>
            <ENT>80.62</ENT>
            <ENT>81.75</ENT>
            <ENT>81.25</ENT>
            <ENT>62.90</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Durable medical equipment</ENT>
            <ENT>8.94</ENT>
            <ENT>8.49</ENT>
            <ENT>8.67</ENT>
            <ENT>8.66</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Carrier lab<SU>1</SU>
            </ENT>
            <ENT>4.31</ENT>
            <ENT>4.13</ENT>
            <ENT>4.32</ENT>
            <ENT>4.45</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Other carrier services<SU>2</SU>
            </ENT>
            <ENT>21.23</ENT>
            <ENT>21.89</ENT>
            <ENT>22.20</ENT>
            <ENT>23.36</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Outpatient hospital</ENT>
            <ENT>32.93</ENT>
            <ENT>34.99</ENT>
            <ENT>37.41</ENT>
            <ENT>39.58</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Home health</ENT>
            <ENT>11.85</ENT>
            <ENT>11.50</ENT>
            <ENT>11.31</ENT>
            <ENT>11.53</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Hospital lab<SU>3</SU>
            </ENT>
            <ENT>3.66</ENT>
            <ENT>3.79</ENT>
            <ENT>3.90</ENT>
            <ENT>3.97</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Other intermediary services<SU>4</SU>
            </ENT>
            <ENT>14.18</ENT>
            <ENT>14.62</ENT>
            <ENT>15.47</ENT>
            <ENT>14.50</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="03">Managed care</ENT>
            <ENT>54.74</ENT>
            <ENT>57.06</ENT>
            <ENT>61.63</ENT>
            <ENT>64.00</ENT>
          </ROW>
          <ROW>
            <ENT I="05">Total services</ENT>
            <ENT>232.47</ENT>
            <ENT>238.22</ENT>
            <ENT>246.16</ENT>
            <ENT>232.95</ENT>
          </ROW>
          <ROW>
            <ENT I="22">Cost sharing:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Deductible</ENT>
            <ENT>−5.91</ENT>
            <ENT>−6.19</ENT>
            <ENT>−5.37</ENT>
            <ENT>−5.62</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Coinsurance</ENT>
            <ENT>−30.91</ENT>
            <ENT>−30.92</ENT>
            <ENT>−31.77</ENT>
            <ENT>−28.13</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">HIT payment incentives</ENT>
            <ENT>0.00</ENT>
            <ENT>−0.17</ENT>
            <ENT>−0.74</ENT>
            <ENT>−0.86</ENT>
          </ROW>
          <ROW>
            <ENT I="05">Total pre-sequester benefits</ENT>
            <ENT>195.64</ENT>
            <ENT>200.94</ENT>
            <ENT>208.28</ENT>
            <ENT>198.34</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Pre-sequester administrative expenses</ENT>
            <ENT>2.94</ENT>
            <ENT>3.29</ENT>
            <ENT>3.66</ENT>
            <ENT>3.43</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Sequester</ENT>
            <ENT>0.00</ENT>
            <ENT>0.00</ENT>
            <ENT>0.00</ENT>
            <ENT>−3.65</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Incurred expenditures</ENT>
            <ENT>198.58</ENT>
            <ENT>204.23</ENT>
            <ENT>211.94</ENT>
            <ENT>198.11</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Value of interest</ENT>
            <ENT>−2.74</ENT>
            <ENT>−2.52</ENT>
            <ENT>−2.12</ENT>
            <ENT>−2.38</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Contingency margin for projection error and to amortize the surplus or deficit</ENT>
            <ENT>25.16</ENT>
            <ENT>28.99</ENT>
            <ENT>−10.02</ENT>
            <ENT>14.07</ENT>
          </ROW>
          <ROW>
            <ENT I="05">Monthly actuarial rate</ENT>
            <ENT>221.00</ENT>
            <ENT>230.70</ENT>
            <ENT>199.80</ENT>
            <ENT>209.80</ENT>
          </ROW>
          <TNOTE>
            <SU>1</SU>Includes services paid under the lab fee schedule furnished in the physician's office or an independent lab.</TNOTE>
          <TNOTE>
            <SU>2</SU>Includes physician-administered drugs, ambulatory surgical center facility costs, ambulance services, parenteral and enteral drug costs, supplies, etc.</TNOTE>
          <TNOTE>
            <SU>3</SU>Includes services paid under the lab fee schedule furnished in the outpatient department of a hospital.</TNOTE>
          <TNOTE>
            <SU>4</SU>Includes services furnished in dialysis facilities, rural health clinics, Federally qualified health centers, rehabilitation and psychiatric hospitals, etc.</TNOTE>
        </GPOTABLE>
        <GPOTABLE CDEF="s100,8,8,8,8" COLS="5" OPTS="L2,i1">
          <TTITLE>Table 4—Derivation of Monthly Actuarial Rate for Disabled Enrollees  for Financing Periods Ending December 31, 2010 Through December 31, 2013</TTITLE>
          <BOXHD>
            <CHED H="1"/>
            <CHED H="1">Financing periods</CHED>
            <CHED H="2">CY 2010</CHED>
            <CHED H="2">CY 2011</CHED>
            <CHED H="2">CY 2012</CHED>
            <CHED H="2">CY 2013</CHED>
          </BOXHD>
          <ROW>
            <ENT I="22">Covered services (at level recognized):</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Physician fee schedule</ENT>
            <ENT>85.33</ENT>
            <ENT>86.85</ENT>
            <ENT>86.45</ENT>
            <ENT>66.85</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Durable medical equipment</ENT>
            <ENT>16.89</ENT>
            <ENT>16.24</ENT>
            <ENT>16.62</ENT>
            <ENT>16.59</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Carrier lab<SU>1</SU>
            </ENT>
            <ENT>5.84</ENT>
            <ENT>5.10</ENT>
            <ENT>6.05</ENT>
            <ENT>6.24</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Other carrier services<SU>2</SU>
            </ENT>
            <ENT>25.89</ENT>
            <ENT>26.27</ENT>
            <ENT>26.38</ENT>
            <ENT>27.72</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Outpatient hospital</ENT>
            <ENT>46.13</ENT>
            <ENT>49.37</ENT>
            <ENT>53.31</ENT>
            <ENT>56.33</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Home health</ENT>
            <ENT>10.10</ENT>
            <ENT>9.82</ENT>
            <ENT>9.82</ENT>
            <ENT>10.11</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Hospital lab<SU>3</SU>
            </ENT>
            <ENT>5.16</ENT>
            <ENT>5.38</ENT>
            <ENT>5.50</ENT>
            <ENT>5.59</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Other intermediary services<SU>4</SU>
            </ENT>
            <ENT>41.05</ENT>
            <ENT>41.70</ENT>
            <ENT>42.66</ENT>
            <ENT>42.61</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="03">Managed care</ENT>
            <ENT>40.77</ENT>
            <ENT>43.51</ENT>
            <ENT>47.40</ENT>
            <ENT>48.99</ENT>
          </ROW>
          <ROW>
            <PRTPAGE P="69857"/>
            <ENT I="05">Total services</ENT>
            <ENT>277.16</ENT>
            <ENT>284.24</ENT>
            <ENT>294.20</ENT>
            <ENT>281.03</ENT>
          </ROW>
          <ROW>
            <ENT I="22">Cost sharing:</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Deductible</ENT>
            <ENT>−5.55</ENT>
            <ENT>−5.81</ENT>
            <ENT>−5.05</ENT>
            <ENT>−5.28</ENT>
          </ROW>
          <ROW>
            <ENT I="03">Coinsurance</ENT>
            <ENT>−45.71</ENT>
            <ENT>−46.19</ENT>
            <ENT>−46.76</ENT>
            <ENT>−42.62</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">HIT payment incentives</ENT>
            <ENT>0.00</ENT>
            <ENT>−0.18</ENT>
            <ENT>−0.77</ENT>
            <ENT>−0.90</ENT>
          </ROW>
          <ROW>
            <ENT I="05">Total pre-sequester benefits</ENT>
            <ENT>225.90</ENT>
            <ENT>232.05</ENT>
            <ENT>241.62</ENT>
            <ENT>232.23</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Pre-sequester administrative expenses</ENT>
            <ENT>3.38</ENT>
            <ENT>3.80</ENT>
            <ENT>4.26</ENT>
            <ENT>3.97</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Sequester</ENT>
            <ENT>0.00</ENT>
            <ENT>0.00</ENT>
            <ENT>0.00</ENT>
            <ENT>−4.27</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Incurred expenditures</ENT>
            <ENT>229.28</ENT>
            <ENT>235.85</ENT>
            <ENT>245.87</ENT>
            <ENT>231.92</ENT>
          </ROW>
          <ROW>
            <ENT I="01">Value of interest</ENT>
            <ENT>−4.05</ENT>
            <ENT>−5.05</ENT>
            <ENT>−4.52</ENT>
            <ENT>−4.07</ENT>
          </ROW>
          <ROW RUL="n,s">
            <ENT I="01">Contingency margin for projection error and to amortize the surplus or deficit</ENT>
            <ENT>45.17</ENT>
            <ENT>35.49</ENT>
            <ENT>−48.85</ENT>
            <ENT>7.65</ENT>
          </ROW>
          <ROW>
            <ENT I="05">Monthly actuarial rate</ENT>
            <ENT>270.40</ENT>
            <ENT>266.30</ENT>
            <ENT>192.50</ENT>
            <ENT>235.50</ENT>
          </ROW>
          <TNOTE>
            <SU>1</SU>Includes services paid under the lab fee schedule furnished in the physician's office or an independent lab.</TNOTE>
          <TNOTE>
            <SU>2</SU>Includes physician-administered drugs, ambulatory surgical center facility costs, ambulance services