[Federal Register Volume 77, Number 243 (Tuesday, December 18, 2012)]
[Rules and Regulations]
[Page 74775]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2012-30389]
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Rules and Regulations
Federal Register
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This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
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Federal Register / Vol. 77, No. 243 / Tuesday, December 18, 2012 /
Rules and Regulations
[[Page 74775]]
SECURITIES AND EXCHANGE COMMISSION
17 CFR Part 240
[Release No. 34-68357A; File No. S7-44-10]
RIN 3235-AK87
Extension of Dates for Certain Requirements and Amendment of Form
19b-4
AGENCY: Securities and Exchange Commission.
ACTION: Final rule; extension of dates for certain requirements;
correction.
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SUMMARY: On December 10, 2012, the Securities and Exchange Commission
(``Commission'') published a document in the Federal Register to amend
its regulations under the Securities Exchange Act of 1934 (``Exchange
Act'') to extend the dates with respect to the requirements that
designated clearing agencies for which the Commission is the
supervisory agency file advance notices and clearing agencies file
security-based swap submissions with the Commission in an electronic
format to dedicated email addresses to December 10, 2013, and amend the
General Instructions to Form 19b-4 to clarify the process for
submitting advance notices and security-based swap submissions to the
Commission. The document contained an error with respect to the
placement and numbering of a footnote.
DATES: Effective December 18, 2012.
FOR FURTHER INFORMATION CONTACT: Kenneth Riitho, Special Counsel, at
551-5592; and Wyatt A. Robinson, Attorney-Adviser, at 551-5649,
Division of Trading and Markets, Securities and Exchange Commission,
100 F Street NE., Washington, DC 20549-7010.
SUPPLEMENTARY INFORMATION:
Correction
In the Federal Register of December 10, 2012 (77 FR 73302), in FR
Doc. 2012-29712, the following corrections are made to page 73305:
1. In the second column, remove footnote 22.
2. In the second column, under General Instructions for Form 19b-4,
the first sentence is corrected to read as follows:
``This form shall be used for all self-regulatory organization
filings of proposed rule changes pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') (except filings with
respect to the proposed rule changes by self-regulatory
organizations submitted pursuant to Section 19(b)(7) \1\ of the
Act), security-based swap submissions, and advance notices.''
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\1\ Because Section 19(b)(7)(C) of the Act states that filings
abrogated pursuant to this Section should be re-filed pursuant to
paragraph (b)(1) of Section 19 of the Act, SROs are required to file
electronically such proposed rule changes in accordance with this
form.
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December 12, 2012.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2012-30389 Filed 12-17-12; 8:45 am]
BILLING CODE 8011-01-P