[Federal Register Volume 77, Number 243 (Tuesday, December 18, 2012)]
[Rules and Regulations]
[Page 74775]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-30389]



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Rules and Regulations
                                                Federal Register
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Federal Register / Vol. 77, No. 243 / Tuesday, December 18, 2012 / 
Rules and Regulations

[[Page 74775]]



SECURITIES AND EXCHANGE COMMISSION

17 CFR Part 240

[Release No. 34-68357A; File No. S7-44-10]
RIN 3235-AK87


Extension of Dates for Certain Requirements and Amendment of Form 
19b-4

AGENCY: Securities and Exchange Commission.

ACTION: Final rule; extension of dates for certain requirements; 
correction.

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SUMMARY: On December 10, 2012, the Securities and Exchange Commission 
(``Commission'') published a document in the Federal Register to amend 
its regulations under the Securities Exchange Act of 1934 (``Exchange 
Act'') to extend the dates with respect to the requirements that 
designated clearing agencies for which the Commission is the 
supervisory agency file advance notices and clearing agencies file 
security-based swap submissions with the Commission in an electronic 
format to dedicated email addresses to December 10, 2013, and amend the 
General Instructions to Form 19b-4 to clarify the process for 
submitting advance notices and security-based swap submissions to the 
Commission. The document contained an error with respect to the 
placement and numbering of a footnote.

DATES: Effective December 18, 2012.

FOR FURTHER INFORMATION CONTACT: Kenneth Riitho, Special Counsel, at 
551-5592; and Wyatt A. Robinson, Attorney-Adviser, at 551-5649, 
Division of Trading and Markets, Securities and Exchange Commission, 
100 F Street NE., Washington, DC 20549-7010.

SUPPLEMENTARY INFORMATION:

Correction

    In the Federal Register of December 10, 2012 (77 FR 73302), in FR 
Doc. 2012-29712, the following corrections are made to page 73305:
    1. In the second column, remove footnote 22.
    2. In the second column, under General Instructions for Form 19b-4, 
the first sentence is corrected to read as follows:

    ``This form shall be used for all self-regulatory organization 
filings of proposed rule changes pursuant to Section 19(b)(1) of the 
Securities Exchange Act of 1934 (``Act'') (except filings with 
respect to the proposed rule changes by self-regulatory 
organizations submitted pursuant to Section 19(b)(7) \1\ of the 
Act), security-based swap submissions, and advance notices.''
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    \1\ Because Section 19(b)(7)(C) of the Act states that filings 
abrogated pursuant to this Section should be re-filed pursuant to 
paragraph (b)(1) of Section 19 of the Act, SROs are required to file 
electronically such proposed rule changes in accordance with this 
form.
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     December 12, 2012.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2012-30389 Filed 12-17-12; 8:45 am]
BILLING CODE 8011-01-P