[Federal Register Volume 79, Number 187 (Friday, September 26, 2014)]
[Notices]
[Pages 57990-57991]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2014-22916]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, Washington, DC 20549-0213.
Extension:
Form 2-E under Rule 609, SEC File No. 270-222, OMB Control No.
3235-0233.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') is soliciting comments on the
collection of information summarized below. The Commission plans to
submit this existing collection of information to the Office of
Management and Budget (``OMB'') for extension and approval.
Rule 609 (17 CFR 230.609) under the Securities Act of 1933 (15
U.S.C. 77a et seq.) requires small business investment companies and
business development companies that have engaged in offerings of
securities that are exempt from registration pursuant to Regulation E
under the Securities Act of 1933 (17 CFR 230.601 to 610a) to report
semi-annually on Form 2-E (17 CFR 239.201) the progress of the
offering. The form solicits information such as the dates an offering
commenced and was completed (if completed), the number of shares sold
and still being offered, amounts received in the offering, and expenses
and underwriting discounts incurred in the offering. The information
provided on Form 2-E assists the staff in monitoring the progress of
the offering and in determining whether the offering
[[Page 57991]]
has stayed within the limits set for an offering exempt under
Regulation E.
There has not been a Form 2-E filing since calendar year 2010, when
there was one filing of Form 2-E by one respondent. The Commission has
previously estimated that the total annual burden associated with
information collection and Form 2-E preparation and submission is four
hours per filing. Although there have been no filings made under this
rule since 2010, we are requesting one annual response and an annual
burden of one hour for administrative purposes. Estimates of average
burden hours are made solely for the purposes of the Paperwork
Reduction Act and are not derived from a comprehensive or even
representative survey or study of the costs of Commission rules and
forms. The collection of information under rule 609 and Form 2-E is
mandatory. The information provided under rule 609 and Form 2-E will
not be kept confidential. An agency may not conduct or sponsor, and a
person is not required to respond to, a collection of information
unless it displays a currently valid OMB control number.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to Thomas Bayer, Chief
Information Officer, Securities and Exchange Commission, C/O Remi
Pavlik-Simon, 100 F Street NE., Washington, DC 20549; or send an email
to: [email protected].
Dated: September 22, 2014 .
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-22916 Filed 9-25-14; 8:45 am]
BILLING CODE 8011-01-P