[Federal Register Volume 80, Number 45 (Monday, March 9, 2015)]
[Notices]
[Page 12542]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-05321]


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SMALL BUSINESS ADMINISTRATION

[License No. 03/03-0236]


Legg Mason SBIC Mezzanine Fund, L.P.; Notice Seeking Exemption 
Under Section 312 of the Small Business Investment Act, Conflicts of 
Interest

    Notice is hereby given that Legg Mason SBIC Mezzanine Fund, L.P., 
2330 W. Joppa Road, Suite 320, Lutherville, MD 21093, a Federal 
Licensee under the Small Business Investment Act of 1958, as amended 
(the ``Act''), in connection with the financing of a small concern, has 
sought an exemption under Section 312 of the Act and Section 107.730, 
Financings which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). Legg 
Mason SBIC Mezzanine Fund, L.P. has provided equity financing to Die 
Cast Holdings, Inc., 3400 Wentworth Drive SW., Wyoming, MI 49509. The 
proceeds were used to recapitalize the company.
    The financing is brought within the purview of Sec.  107.730(a)(1) 
of the Regulations because an individual that was an employee of Legg 
Mason SBIC Mezzanine Fund, L.P.'s investment advisor at the time of the 
financing became an officer of Die Cast Holdings, Inc. within the six 
month period following the financing, and therefore this transaction is 
considered financing an Associate requiring SBA prior written 
exemption.
    Notice is hereby given that any interested person may submit 
written comments on the transaction within fifteen days of the date of 
this publication to the Associate Administrator for the Office of 
Investment and Innovation, U.S. Small Business Administration, 409 
Third Street SW., Washington, DC 20416.

    Dated: February 25, 2015.
Javier E. Saade,
Associate Administrator for Office of Investment and Innovation.
[FR Doc. 2015-05321 Filed 3-6-15; 8:45 am]
 BILLING CODE 8025-01-P