[Federal Register Volume 80, Number 144 (Tuesday, July 28, 2015)]
[Notices]
[Pages 44925-44930]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-18391]
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DEPARTMENT OF AGRICULTURE
Rural Business--Cooperative Service
Inviting Rural Business Development Grant Program Applications
for Grants To Provide Technical Assistance for Rural Transportation
Systems
AGENCY: Rural Business--Cooperative Service, USDA.
ACTION: Initial notice.
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SUMMARY: This Notice is to invite applications for grants to provide
technical assistance for rural transportation (RT) systems under the
Rural Business Development Grant (RBDG) program pursuant to 7 CFR part
4280, subpart E, 2 CFR chapter IV and 2 CFR part 200 for fiscal year
(FY) 2015. Funding shall be made available to qualified national
organizations to provide technical assistance for rural
[[Page 44926]]
transportation (RT) systems and for RT systems to Federally Recognized
Native American Tribes' (FRNAT) (collectively ``Programs'') from funds
appropriated for the RBDG program. The Rural Business--Cooperative
Service (RBS) will administer these awards under the RBDG program and 7
U.S.C. 1932(c) for FY 2015. This Notice is subject to the terms and
funds for the Programs made available in the Consolidated and Further
Continuing Appropriations Act, 2015 (Pub. L. 113-235) (FY 2015
appropriation).
All applicants are responsible for any expenses incurred in
developing their applications.
DATES: Completed applications must be received in the USDA Rural
Development State Office no later than 4:30 p.m. (local time) on August
27, 2015. Applications received at a USDA Rural Development State
Office after that date will not be considered for FY 2015 funding.
ADDRESSES: Submit applications in paper format to the USDA Rural
Development State Office for the State where the project is located. A
list of the USDA Rural Development State Office contacts can be found
at: http://www.rurdev.usda.gov/StateOfficeAddresses.html.
FOR FURTHER INFORMATION CONTACT: Specialty Programs Division, Business
Programs, Rural Business-Cooperative Service, United States Department
of Agriculture, 1400 Independence Avenue SW., MS 3226, Room 4204-South,
Washington, DC 20250-3226, or call 202-720-1400. For further
information on this Notice, please contact the USDA Rural Development
State Office in the State in which the applicant's headquarters is
located.
SUPPLEMENTARY INFORMATION:
Overview
Solicitation Opportunity Title: Rural Business Development Grants.
Announcement Type: Initial Announcement.
Catalog of Federal Domestic Assistance Number: 10.351.
Dates: Completed applications must be received in the USDA Rural
Development State Office no later than 4:30 p.m. (local time) on August
27, 2015, to be eligible for FY 2015 grant funding. Applications
received after this date will not be eligible for FY 2015 grant
funding.
A. Program Description
1. Purpose of the Program. The purpose of this program is to
improve the economic conditions of rural areas.
2. Statutory Authority. This program is authorized under section
310B(c) of the Consolidated Farm and Rural Development Act (7 U.S.C.
1932(c)). Regulations are contained in 7 CFR part 4280, subpart E. The
program is administered on behalf of RBS at the State level by the USDA
Rural Development State Offices. Assistance provided to rural areas
under the program may include the provision of on-site technical
assistance to local and regional governments, public transit agencies,
and related non-profit and for-profit organizations in rural areas; the
development of training materials; and the provision of necessary
training assistance to local officials and agencies in rural areas.
Awards under the RBDG passenger transportation program will be made
on a competitive basis using specific selection criteria contained in 7
CFR part 4280, subpart E, and in accordance with section 310B(c) of the
Consolidated Farm and Rural Development Act (7 U.S.C. 1932(c)).
Information required to be in the application package includes Standard
Form (SF) 424, ``Application for Federal Assistance;'' RD 1940-20,
``Request for Environmental Information;'' Scope of Work Narrative;
Income Statement; Balance Sheet or Audit for previous 3 years; AD-1047,
``Debarment/Suspension Certification;'' AD-1048, ``Certification
Regarding Debarment, Suspension, Ineligibility and Voluntary
Exclusion;'' AD-1049, ``Certification Regarding Drug-Free Workplace
Requirements;'' SF LLL, ``Disclosure of Lobbying Activities;'' RD 400-
1, ``Equal Opportunity Agreement;'' RD 400-4, ``Assurance Agreement;''
a letter stating Board authorization to obtain assistance. For the
FRNAT grant, which must benefit FRNATs, at least 75 percent of the
benefits of the project must be received by members of FRNATs. The
project that scores the greatest number of points based on the RBDG
selection criteria and the discretionary points will be selected for
each grant.
Applicants must be qualified national non-profit organizations with
experience in providing technical assistance and training to rural
communities Nation-wide for the purpose of improving passenger
transportation service or facilities. To be considered ``national,''
RBS requires a qualified organization to provide evidence that it
operates RT assistance programming Nation-wide. There is not a
requirement to use the grant funds in a multi-State area. Grants will
be made to qualified national non-profit organizations for the
provision of technical assistance and training to rural communities for
the purpose of improving passenger transportation services or
facilities.
3. Definition of Terms. The definitions applicable to this Notice
are published at 7 CFR 4280.403.
4. Application Awards. The Agency will review, evaluate, and score
applications received in response to this Notice based on the
provisions in 7 CFR 4280, subpart E and as indicated in this Notice.
However, the Agency advises all interested parties that the applicant
bears the burden in preparing and submitting an application in response
to this Notice.
B. Federal Award Information
Type of Award: Grants.
Fiscal Year Funds: FY 2015.
Available Funds: Anyone interested in submitting an application for
funding under this program is encouraged to consult the Rural
Development Web Newsroom Web site at http://www.rd.usda.gov/newsroom/notices-solicitation-applications-nosas for funding information.
Approximate Number of Awards: Two.
Expected Amounts of Individual Awards and Amount of Funding per
Federal Award: One single $502,000 grant and another single $250,000
grant for FRNAT's.
Maximum Awards: A total of $502,000 will be awarded for technical
assistance for rural transportation systems and a maximum of $250,000
for FRNATs.
Award Date: Prior to September 30, 2015.
Performance Period: October 1, 2015, through September 30, 2016.
Renewal or Supplemental Awards: None
C. Eligibility Information
1. Eligible Applicants
To be considered eligible, an entity must be a qualified national
non-profit organization serving rural areas as evidenced in its
organizational documents and demonstrated experience, per 7 CFR part
4280, subpart E. Grants will be competitively awarded to qualified
national non-profit organizations.
The Agency requires the following information to make an
eligibility determination that an applicant is a national non-profit
organization. These applications must include, but are not limited to,
the following:
(a) An original and one copy of SF 424, ``Application for Federal
Assistance (For Non-construction);''
(b) Copies of applicant's organizational documents showing the
[[Page 44927]]
applicant's legal existence and authority to perform the activities
under the grant;
(c) A proposed scope of work, including a description of the
proposed Project, details of the proposed activities to be accomplished
and timeframes for completion of each task, the number of months
duration of the Project, and the estimated time it will take from grant
approval to beginning of Project implementation;
(d) A written narrative that includes, at a minimum, the following
items:
(i) An explanation of why the Project is needed, the benefits of
the proposed Project, and how the Project meets the grant eligible
purposes;
(ii) Area to be served, identifying each governmental unit, i.e.,
town, county, etc., to be affected by the Project;
(iii) Description of how the Project will coordinate Economic
Development activities with other Economic Development activities
within the Project area;
(iv) Businesses to be assisted, if appropriate, and Economic
Development to be accomplished;
(v) An explanation of how the proposed Project will result in newly
created, increased, or supported jobs in the area and the number of
projected new and supported jobs within the next 3 years;
(vi) A description of the applicant's demonstrated capability and
experience in providing the proposed Project assistance, including
experience of key staff members and persons who will be providing the
proposed Project activities and managing the Project;
(vii) The method and rationale used to select the areas and
businesses that will receive the service;
(viii) A brief description of how the work will be performed,
including whether organizational staff or consultants or contractors
will be used; and
(ix) Other information the Agency may request to assist it in
making a grant award determination;
(e) The latest 3 years of financial information to show the
applicant's financial capacity to carry out the proposed work. If the
applicant is less than 3 years old, at a minimum, the information
should include all balance sheet(s), income statement(s) and cash flow
statement(s). A current audited report is required if available;
(f) Documentation regarding the availability and amount of other
funds to be used in conjunction with the funds from RBDG;
(g) A budget which includes salaries, fringe benefits, consultant
costs, indirect costs, and other appropriate direct costs for the
Project.
2. Cost Sharing or Matching
Matching funds are not required.
3. Other
Applications will only be accepted from qualified national non-
profit organizations to provide technical assistance for rural
transportation. There are no ``responsiveness,'' or ``threshold''
eligibility criteria for these grants. There is no limit on the number
of applications an applicant may submit under this announcement. In
addition to the forms listed under program description, Form AD-3030 or
AD 3031, ``Representations Regarding Felony Conviction and Tax
Delinquent Status for Corporate Applicants,'' must be completed in the
affirmative.''
None of the funds made available by this or any other Act may be
used to enter into a contract, memorandum of understanding, or
cooperative agreement with, make a grant to, or provide a loan or loan
guarantee to, any corporation that has any unpaid Federal tax liability
that has been assessed, for which all judicial and administrative
remedies have been exhausted or have lapsed, and that is not being paid
in a timely manner pursuant to an agreement with the authority
responsible for collecting the tax liability, where the awarding agency
is aware of the unpaid tax liability, unless a Federal agency has
considered suspension or debarment of the corporation and has made a
determination that this further action is not necessary to protect the
interests of the Government.
None of the funds made available by this or any other Act may be
used to enter into a contract, memorandum of understanding, or
cooperative agreement with, make a grant to, or provide a loan or loan
guarantee to, any corporation that was convicted of a felony criminal
violation under any Federal law within the preceding 24 months, where
the awarding agency is aware of the conviction, unless a Federal agency
has considered suspension or debarment of the corporation and has made
a determination that this further action is not necessary to protect
the interests of the Government.
4. Completeness Eligibility
Applications will not be considered for funding if they do not
provide sufficient information to determine eligibility or are missing
required elements.
D. Application and Submission Information
1. Address To Request Application Package
For further information, entities wishing to apply for assistance
should contact the USDA Rural Development State Office provided in the
ADDRESSES section of this Notice to obtain copies of the application
package.
Applications must be submitted in paper format. Applications
submitted to a Rural Development State Office must be received by the
closing date and local time deadline.
All applicants must have a Dun and Bradstreet Data Universal
Numbering System (DUNS) number which can be obtained at no cost via a
toll-free request line at (866) 705-5711 or at http://fedgov.dnb.com/webform. Each applicant (unless the applicant is an individual or
Federal awarding agency that is excepted from the requirements under 2
CFR 25.110(b) or (c), or has an exception approved by the Federal
awarding agency under 2 CFR 25.110(d)) is required to: (i) Be
registered in the System for Award Management (SAM) before submitting
its application; (ii) provide a valid unique entity identifier in its
application; and (iii) continue to maintain an active SAM registration
with current information at all times during which it has an active
Federal award or an application or plan under consideration by a
Federal awarding agency. The Federal awarding agency may not make a
Federal award to an applicant until the applicant has complied with all
applicable unique entity identifier and SAM requirements and, if an
applicant has not fully complied with the requirements by the time the
Federal awarding agency is ready to make a Federal award, the Federal
awarding agency may determine that the applicant is not qualified to
receive a Federal award and use that determination as a basis for
making a Federal award to another applicant.
2. Content and Form of Application Submission
An application must contain all of the required elements. Each
application received in a USDA Rural Development State Office will be
reviewed to determine if it is consistent with the eligible purposes
contained in section 310B(c) of the Consolidated Farm and Rural
Development Act (7 U.S.C. 1932(c)). Each selection priority criterion
outlined in 7 CFR 4280.435 must be addressed in the application.
Failure to address any of the criteria will result in a zero-point
score for that
[[Page 44928]]
criterion and will impact the overall evaluation of the application.
Copies of 7 CFR part 4280, subpart E, will be provided to any
interested applicant making a request to a USDA Rural Development State
Office.
All projects to receive technical assistance through these
passenger transportation grant funds are to be identified when the
applications are submitted to the USDA Rural Development State Office.
Multiple project applications must identify each individual project,
indicate the amount of funding requested for each individual project,
and address the criteria as stated above for each individual project.
For multiple-project applications, the average of the individual
project scores will be the score for that application.
The applicant documentation and forms needed for a complete
application are located in the PROGRAM DESCRIPTION section of this
notice, and 7 CFR part 4280, subpart E. There are no specific formats
required per this notice, and applicants may request forms and
addresses from the ADDRESSES section of this notice.
(a) There are no specific limitations on the number of pages or
other formatting requirements other than those described in the PROGRAM
DESCRIPTION section.
(b) There are no specific limitations on the number of pages, font
size and type face, margins, paper size, number of copies, and the
sequence or assembly requirements.
(c) The component pieces of this application should contain
original signatures on the original application.
(d) Since these grants are for technical assistance for
transportation purposes, no additional information requirements other
than those described in this notice and 7 CFR part 4280, subpart E.
3. Submission Dates and Times
(a) Application Deadline Date: No later than 4:30 p.m. (local time)
September 28, 2015.
Explanation of Deadlines: Applications must be in the USDA Rural
Development State Office by the local deadline date and time as
indicated above. If the due date falls on a Saturday, Sunday, or
Federal holiday, the application is due the next business day.
(b) The deadline date means that the completed application package
must arrive and be received in the USDA Rural Development State Office
by the deadline date established above. All application documents
identified in this Notice are required.
(c) If completed applications are not received by the deadline
established above, the application will neither be reviewed nor
considered under any circumstances. (d) The Agency will determine the
application receipt date based on the actual date the U.S. Post Office
delivers the completed application package.
(e) This notice is for rural transportation technical assistance
grants only and therefore, intergovernmental reviews are not required.
(f) These grants are for rural transportation technical assistance
grants only, no construction or equipment purchases are permitted. If
the grantee has a previously approved indirect cost rate, it is
permissible, otherwise, the applicant may elect to charge the 10
percent indirect cost permitted under 2 CFR 200.414(f) or request a
determination of its Indirect Cost Rate. Due to the time required to
evaluate Indirect Cost Rates, it is likely that all funds will be
awarded by the time the Indirect Cost Rate is determined. No foreign
travel is permitted. Pre-Federal award costs will only be permitted
with prior written approval by the Agency.
(g) Applicants must submit applications in hard copy format as
previously indicated in the APPLICATION AND SUBMISSION INFORMATION
section of this notice. If the applicant wishes to hand deliver its
application, the addresses for these deliveries can be located in the
ADDRESSES section of this notice.
(h) If you require alternative means of communication for program
information (e.g., Braille, large print, audiotape, etc.) please
contact USDA's TARGET Center at (202) 720-2600 (voice and TDD).
E. Application Review Information
1. Criteria
All eligible and complete applications will be evaluated and scored
based on the selection criteria and weights contained in 7 CFR 4280.435
and will select grantees subject to the grantees' satisfactory
submission of the additional items required by 7 CFR part 4280, subpart
E and the USDA Rural Development Letter of Conditions. Failure to
address any one of the criteria by the application deadline will result
in the application being determined ineligible, and the application
will not be considered for funding. The amount of an RT grant may be
adjusted, at RBS's discretion, to enable RBS to award RT grants to the
applications with the highest priority scores in each category.
2. Review and Selection Process
The State Offices will review applications to determine if they are
eligible for assistance based on requirements contained in 7 CFR
4280.416 and 4280.417. If determined eligible, your application will be
submitted to the National Office. Funding of projects is subject to the
applicant's satisfactory submission of the additional items required by
that subpart and the USDA Rural Development Letter of Conditions. The
Agency reserves the right to award additional discretionary points
under 7 CFR 4280.435(k).
In awarding discretionary points, the Agency scoring criteria
regularly assigns points to applications that direct loans or grants to
projects based in or serving census tracts with poverty rates greater
than or equal to 20 percent. This emphasis will support Rural
Development's mission of improving the quality of life for Rural
Americans and commitment to directing resources to those who most need
them.
F. Federal Award Administration Information
1. Federal Award Notices
Successful applicants will receive notification for funding from
the USDA Rural Development State Office. Applicants must comply with
all applicable statutes and regulations before the grant award will be
approved. Unsuccessful applications will receive notification by mail.
2. Administrative and National Policy Requirements
Additional requirements that apply to grantees selected for this
program can be found in 7 CFR 4280.408, 4280.410 and 4280.439. Awards
are subject to USDA grant regulations at 2 CFR Chapter IV which
incorporates the new Office of Management and Budget (OMB) regulations
2 CFR part 200.
All successful applicants will be notified by letter which will
include a letter of conditions, and a letter of intent to meet the
conditions. This letter is not an authorization to begin performance.
If the applicant wishes to consider beginning performance prior to the
grant being officially closed, all pre-award costs must be approved in
writing and in advance by the Agency. The grant will be considered
officially awarded when all conditions in the letter of conditions have
been met and the Agency obligates the funding for the project.
Additional requirements that apply to grantees selected for this
program can be found in 7 CFR part 4280, subpart E; the Grants and
Agreements regulations of the U.S. Department of Agriculture
[[Page 44929]]
codified in 2 CFR parts 400.1 to 400.18, and successor regulations to
these parts.
In addition, all recipients of Federal financial assistance are
required to report information about first-tier sub-awards and
executive compensation (see 2 CFR part 170). You will be required to
have the necessary processes and systems in place to comply with the
Federal Funding Accountability and Transparency Act of 2006 (Pub.L.
109-282) reporting requirements (see 2 CFR 170.200(b), unless you are
exempt under 2 CFR 170.110(b)). More information on these requirements
can be found at http://www.rd.usda.gov/programs-services/value-added-producer-grants.
The following additional requirements apply to grantees selected
for this program:
(a) Form RD 4280-2 ``Rural Business and Cooperative Service Grant
Agreement.''
(b) Letter of Conditions.
(c) Form RD 1940-1, ``Request for Obligation of Funds.''
(d) Form RD 1942-46, ``Letter of Intent to Meet Conditions.''
(e) Form AD-1047, ``Certification Regarding Debarment, Suspension,
and Other Responsibility Matters-Primary Covered Transactions.''
(f) Form AD-1048, ``Certification Regarding Debarment, Suspension,
Ineligibility and Voluntary Exclusion-Lower Tier Covered
Transactions.''
(g) Form AD-1049, ``Certification Regarding a Drug-Free Workplace
Requirement (Grants).''
(h) Form AD-3031, ``Assurance Regarding Felony Conviction or Tax
Delinquent Status for Corporate Applicants.'' Must be signed by
corporate applicants who receive an award under this Notice.
(i) Form RD 400-4, ``Assurance Agreement.''
(j) SF LLL, ``Disclosure of Lobbying Activities,'' if applicable.
(k) Use Form SF 270, ``Request for Advance or Reimbursement.''
3. Reporting
(a) A Financial Status Report and a project performance activity
report will be required of all grantees on a quarterly basis until
initial funds are expended and yearly thereafter, if applicable, based
on the Federal fiscal year. The grantee will cause the project to be
completed within the total sums available to it in accordance with the
Scope of Work and any necessary modifications thereof prepared by the
grantee and approved by the Agency. A final project performance report
will be required with the final Financial Status Report. The final
report may serve as the last quarterly report. The final report must
provide complete information regarding the jobs created and supported
as a result of the grant if applicable. Grantees must continuously
monitor performance to ensure that time schedules are being met,
projected work by time periods is being accomplished, and other
performance objectives are being achieved. Grantees must submit an
original of each report to the Agency no later than 30 days after the
end of the quarter. The project performance reports must include, but
not be limited to, the following:
(1) A comparison of actual accomplishments to the objectives
established for that period;
(2) Problems, delays, or adverse conditions, if any, which have
affected or will affect attainment of overall project objectives,
prevent meeting time schedules or objectives, or preclude the
attainment of particular project work elements during established time
periods. This disclosure shall be accompanied by a statement of the
action taken or planned to resolve the situation; and
(3) Objectives and timetable established for the next reporting
period.
(4) Any special reporting requirements, such as jobs supported and
created, businesses assisted, or economic development which results in
improvements in median household incomes, and any other specific
requirements, should be placed in the reporting section in the Letter
of Conditions.
(5) Within 90 days after the conclusion of the project, the grantee
will provide a final project evaluation report. The last quarterly
payment will be withheld until the final report is received and
approved by the Agency. Even though the grantee may request
reimbursement on a monthly basis, the last 3 months of reimbursements
will be withheld until a final project, project performance, and
financial status report are received and approved by the Agency.
G. Federal Awarding Agency Contact(s)
For general questions about this announcement, please contact your
USDA Rural Development State Office provided in the ADDRESSES section
of this Notice.
H. Other Information
Paperwork Reduction Act
In accordance with the Paperwork Reduction Act, the paperwork
burden has been cleared by OMB.
Federal Funding Accountability and Transparency Act
All applicants, in accordance with 2 CFR part 25, must have a DUNS
number, which can be obtained at no cost via a toll-free request line
at (866) 705-5711 or online at http://fedgov.dnb.com/webform.
Similarly, all applicants must be registered in the System for Award
Management (SAM) prior to submitting an application. Applicants may
register for the SAM at http://www.sam.gov. All recipients of Federal
financial assistance are required to report information about first-
tier sub-awards and executive total compensation in accordance with 2
CFR part 170.
I. Nondiscrimination
The U.S. Department of Agriculture prohibits discrimination against
its customers, employees, and applicants for employment on the bases of
race, color, national origin, age, disability, sex, gender identity,
religion, reprisal, and where applicable, political beliefs, marital
status, familial or parental status, sexual orientation, or all or part
of an individual's income is derived from any public assistance
program, or protected genetic information in employment, or in any
program or activity conducted or funded by the Department. (Not all
prohibited bases will apply to all programs and/or employment
activities.)
If you wish to file a Civil Rights program complaint of
discrimination, complete the USDA Program Discrimination Complaint Form
(PDF), found online at http://www.ascr.usda.gov/complaint_filing_cust.html, or at any USDA office, or call (866) 632-
9992 to request the form. You may also write a letter containing all of
the information requested in the form. Send your completed complaint
form or letter to us by mail at U.S. Department of Agriculture,
Director, Office of Adjudication, 1400 Independence Avenue SW.,
Washington, DC 20250-9410, by fax (202) 690-7442 or email at
[email protected].
Individuals who are deaf, hard of hearing, or have speech
disabilities and wish to file either an EEO or program complaint may
contact USDA through the Federal Relay Service at (800) 877-8339 or
(800) 845-6136 (in Spanish).
Persons with disabilities, who wish to file a program complaint,
please see information above on how to contact us by mail directly or
by email.
[[Page 44930]]
Dated: June 10, 2015.
Lillian E. Salerno,
Administrator, Rural Business-Cooperative Service.
[FR Doc. 2015-18391 Filed 7-27-15; 8:45 am]
BILLING CODE 3410-XY-P