[Federal Register Volume 80, Number 212 (Tuesday, November 3, 2015)]
[Notices]
[Pages 67827-67828]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-27903]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC
20549-2736.
Extension: Rule 17Ad-2(c), (d), and (h); SEC File No. 270-149, OMB
Control No. 3235-0130.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) (``PRA''), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the existing
collection of information provided for in Rule 17Ad-2(c), (d), and (h),
(17 CFR 240.17Ad-2(c), (d), and (h)), under the Securities Exchange Act
of 1934 (15 U.S.C. 78a et seq.). The Commission plans to submit this
existing collection of information to the Office of Management and
Budget (``OMB'') for extension and approval.
Rule 17Ad-2(c), (d), and (h) enumerates the requirements with which
registered transfer agents must comply to inform the Commission or the
appropriate regulator of a transfer agent's failure to meet the minimum
performance standards set by the Commission rule by filing a notice.
The Commission receives approximately 3 notices a year pursuant to
Rule 17Ad-2(c), (d), and (h). The estimated annual time burden of these
filings on respondents is minimal in view of: (a) The readily available
nature of most of the information required to be included in the notice
(since that information must be compiled and retained pursuant to other
Commission rules); and (b) the summary fashion in which such
information must be presented in the notice (most notices are one page
or less in length). In light of the above, and based on the experience
of the staff regarding the notices, the Commission staff estimates
that, on average, most notices require approximately one-half hour to
prepare. Thus, the Commission staff estimates that the industry-wide
total time burden is approximately 1.5 hours.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility, and clarity of the information on
respondents; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
[[Page 67828]]
writing within 60 days of this publication.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
Please direct your written comments to: Pamela Dyson, Director/
Chief Information Officer, Securities and Exchange Commission, c/o Remi
Pavlik-Simon, 100 F Street NE., Washington, DC 20549, or send an email
to: [email protected].
Dated: October 28, 2015.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-27903 Filed 11-2-15; 8:45 am]
BILLING CODE 8011-01-P