[Federal Register Volume 81, Number 46 (Wednesday, March 9, 2016)]
[Notices]
[Pages 12558-12562]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-05147]


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DEPARTMENT OF TRANSPORTATION

Federal Transit Administration


Federal Fiscal Year 2016 Annual List of Certifications and 
Assurances for Federal Transit Administration Grants and Cooperative 
Agreements

AGENCY: Federal Transit Administration, DOT.

ACTION: Notice of availability.

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SUMMARY: This notice announces the availability of the Federal 
Transportation Administration's (FTA) Fiscal Year (FY) 2016 Annual List 
of Certifications and Assurances for FTA Grants and Cooperative 
Agreements, which can be found at FTA's Web site, www.fta.dot.gov/certs. This notice provides a condensed list of the pre-award 
Certifications and Assurances that may apply to an Applicant to FTA for 
federal assistance and the Award that may be made in FY 2016. This 
notice also describes both the Applicant and FTA's responsibilities 
with respect to the Certifications and Assurances and highlights the 
differences between the FY 2016 Certifications and Assurances and those 
published for FY 2015. Each Applicant to FTA for federal assistance 
must submit the Certifications and Assurances that apply to it and any 
Award for which it seeks federal assistance during FY 2016. An 
Applicant to FTA typically acts through its authorized representative 
(You). You, as the Applicant's Authorized Representative, must have the 
authority to sign the Applicant's Certifications and Assurances and to 
bind your Applicant's compliance with the Certifications and Assurances 
you select on its behalf. Your Certifications and Assurances must be 
affirmed by your Applicant's attorney. This notice provides 
instructions on how and when you should submit your Applicant's 
Certifications and Assurances for FY 2016.

DATES: These FY 2016 Certifications and Assurances are effective 
October 1, 2015, the first day of FY 2016.

FOR FURTHER INFORMATION CONTACT: The appropriate Regional or 
Metropolitan Office listed in this notice. For copies of related 
documents and information, see our Web site at www.fta.dot.gov/certs or 
contact our Office of Administration at 202-366-4007.

[[Page 12559]]

Region 1: Boston

States served: Connecticut, Maine, Massachusetts, New Hampshire, Rhode 
Island and Vermont, Telephone # 617-494-2055

Region 2: New York

States served: New York and New Jersey, Telephone # 212-668-2170

Region 3: Philadelphia

States served: Delaware, Maryland, Pennsylvania, Virginia, West 
Virginia, and the District of Columbia, Telephone # 215-656-7100

Region 4: Atlanta

States served: Alabama, Florida, Georgia, Kentucky, Mississippi, North 
Carolina, South Carolina, and Tennessee, Territories served: Puerto 
Rico and the U.S. Virgin Islands, Telephone # 404-865-5600

Region 5: Chicago

States served: Illinois, Indiana, Michigan, Minnesota, Ohio, and 
Wisconsin, Telephone # 312-353-2789

Region 6: Dallas/Ft. Worth

States served: Arkansas, Louisiana, New Mexico, Oklahoma, and Texas, 
Telephone # 817-978-0550

Region 7: Kansas City

States served: Iowa, Kansas, Missouri, and Nebraska, Telephone # 816-
329-3920

Region 8: Denver

States served: Colorado, Montana, North Dakota, South Dakota, Utah, and 
Wyoming, Telephone # 303-362-2400

Region 9: San Francisco

States served: Arizona, California, Hawaii, and Nevada, Territories 
served: Guam, American Samoa and the Northern Mariana Islands, 
Telephone # 202-731-9652 or 202-713-0097 (temporary numbers--please 
refer to the FTA Web site for an updated phone number: http://www.fta.dot.gov/about/region9.html)

Region 10: Seattle

States served: Alaska, Idaho, Oregon, and Washington, Telephone # 206-
220-7954

Chicago Metropolitan Office

Area served: Chicago Metropolitan Area, Telephone # 312-886-1616

Los Angeles Metropolitan Office

Area served: Los Angeles Metropolitan Area, Telephone # 213-202-3950

Lower Manhattan Recovery Office

Area served: Lower Manhattan, Telephone # 212-668-1770

New York Metropolitan Office

Area served: New York Metropolitan Area, Telephone # 212-668-2201

Philadelphia Metropolitan Office

Area served: Philadelphia Metropolitan Area, Telephone # 215-656-7070

Washington DC Metropolitan Office

Area served: Washington DC Metropolitan Area, Telephone # 202-219-3562/
202-219-3565

Puerto Rico Office

Area Served: Commonwealth of Puerto Rico, Telephone # 404-865-5600

SUPPLEMENTARY INFORMATION: 

1. What are FTA's responsibilities?

    The second sentence of 49 U.S.C. 5323(n) states in pertinent part 
that, ``[t]he Secretary [of Transportation] shall publish annually a 
list of all certifications required under this chapter [49 U.S.C. 
chapter 53]. . . .'' The first sentence of 49 U.S.C. 5323(n) states 
that, ``[a] certification required under this chapter [53] and any 
additional certification or assurance required by law or regulation to 
be submitted to the Secretary [who delegated that authority to the 
Federal Transit Administrator] may be consolidated into a single 
document to be submitted annually as part of a grant application under 
this chapter [53].'' Therefore, FTA has assembled those Certifications 
and Assurances into the following twenty-three (23) categories:

    Category 01. Required Certifications and Assurances for Each 
Applicant,
    Category 02. Lobbying,
    Category 03. Procurement and Procurement Systems,
    Category 04. Private Sector Protections,
    Category 05. Rolling Stock Reviews and Bus Testing,
    Category 06. Demand Responsive Service,
    Category 07. Intelligent Transportation Systems,
    Category 08. Interest and Financing Costs and Acquisition of 
Capital Assets by Lease,
    Category 09. Transit Asset Management Plan and Public 
Transportation Agency Safety Plan,
    Category 10. Alcohol and Controlled Substances Testing,
    Category 11. Fixed Guideway Capital Investment Grants Program (New 
Starts, Small Starts, and Core Capacity Improvement),
    Category 12. State of Good Repair Program,
    Category 13. Grants for Buses and Bus Facilities and Low or No 
Emission Vehicle Deployment Grant Programs,
    Category 14. Urbanized Area Formula Grants Programs and Passenger 
Ferry Grant Program,
    Category 15. Seniors and Individuals with Disabilities Programs,
    Category 16. Rural and Appalachian Development Programs,
    Category 17. Tribal Transit Programs (Public Transportation on 
Indian Reservations Programs),
    Category 18. State Safety Oversight Grant Program,
    Category 19. Public Transportation Emergency Relief Program,
    Category 20. Expedited Project Delivery Pilot Program,
    Category 21. Infrastructure Finance Programs, and
    Category 22. Paul S. Sarbanes Transit in Parks Program.
    Category 23. Hiring Preferences.
    Since 1995, FTA has consolidated the pre-award Certifications and 
Assurances required by law or regulation into a single document for 
publication in the Federal Register. To receive federal assistance 
appropriated or made available for the Grant, Cooperative Agreement, 
Loan, Loan Guarantee, and Line of Credit programs FTA/DOT administers, 
your Applicant must submit the annual Certifications and Assurances 
required for the type of federal assistance it seeks.
    These FY 2016 Certifications and Assurances supersede any 
Certifications and Assurances published in an earlier fiscal year. 
After publication in the Federal Register, each Applicant must submit 
applicable FY 2016 Certifications and Assurances before FTA may award 
federal assistance to support that Applicant's request.

2. What is the legal effect of these Certifications and Assurances?

    a. Pre-Award Representations. These Certifications and Assurances 
are pre-award representations typically required by federal law or 
regulation that your Applicant must submit before FTA may provide 
federal assistance for its Award. In general, these FY 2016 
Certifications and Assurances are effective October 1, 2015, except as 
FTA determines otherwise in writing.
    Upon publication in the Federal Register, FTA may not provide 
federal assistance until you submit your Applicant's FY 2016 
Certifications and Assurances.
    b. Binding Commitment. Your Applicant must comply with any 
Certifications or Assurances you make

[[Page 12560]]

on its behalf, irrespective of whether you remain your Applicant's 
authorized representative. When you submit its Certifications and 
Assurances to FTA, both you and your Applicant are agreeing to comply 
with those terms.
    c. Length of Commitment. Your Applicant's FY 2016 Certifications 
and Assurances remain in effect until its Award is closed or the end of 
the useful life of its federally assisted assets, whichever is later. 
If your Applicant provides different Certifications and Assurances in a 
later fiscal year, the later Certifications and Assurances will usually 
apply, except as FTA determines otherwise in writing.
    d. Duration. You and your Applicant may use the FY 2016 
Certifications and Assurances at FTA's Web site, www.fta.dot.gov/certs 
to support applications for federal assistance until FTA issues its FY 
2017 Certifications and Assurances.
    e. The FY 2016 Certifications and Assurances Are Not a Complete 
List of Federal Requirements. FTA cautions that the FY 2016 
Certifications and Assurances focus mainly on those representations 
that your Applicant is required to submit to FTA before FTA may award 
federal assistance. Consequently, these Certifications and Assurances 
do not include many other federal requirements that will apply to your 
Applicant and its Award. Your Applicant is responsible for compliance 
with all applicable federal requirements.
    f. Federal Requirements. In addition to the information in this 
notice and FTA's FY 2016 Apportionments Notice, FTA also strongly 
encourages you and your Applicant's staff and prospective and current 
Third Party Participants to review all federal legislation, 
regulations, and guidance that apply to them and your Applicant's 
proposed Award. The FY 2016 Master Agreement identifies many of those 
requirements and applicable guidance, and may be accessed at 
www.fta.dot.gov/certs.
    g. Penalties for False or Fraudulent Statements. If you provide any 
false or fraudulent statement to the Federal Government on behalf of 
your Applicant or yourself, you may incur both federal civil and 
criminal penalties. See:
    (1) The Program Fraud Civil Remedies Act of 1986, as amended, 31 
U.S.C. 3801 et seq.,
    (2) U.S. Department of Transportation (U.S. DOT) regulations, 
``Program Fraud Civil Remedies,'' 49 CFR part 31, and
    (3) Section 5323(l)(1) of title 49, United States Code, which 
authorizes federal criminal penalties and termination of federal 
assistance if you provide, on behalf of your Applicant or yourself, a 
false or fraudulent certificate, submission, or statement in connection 
with the Federal Transit Program authorized by 49 U.S.C. chapter 53.

 3. What are your responsibilities?

    a. Make sure that all involved with your Applicant's Award 
understand the federal requirements that will apply to your Applicant 
and its Award. FTA strongly advises you, as your Applicant's authorized 
representative, to read this notice and the Certifications and 
Assurances on the FTA Web site www.fta.dot.gov/certs before selecting 
Certifications and Assurances on behalf of your Applicant. FTA also 
advises you to read the information accompanying the apportionment 
tables when FTA publishes its FY 2016 Apportionment Notices.
    Your Applicant is responsible for compliance with all federal 
requirements that apply to itself and its Award. Other entities and 
people, including Subrecipients, Third Party Contractors, and Third 
Party Subcontractors (Third Party Participants) can adversely affect 
your Applicant's ability to comply with those federal requirements. 
Accordingly, all Third Party Participants involved in its Award need to 
know and should agree to comply with the federal requirements that 
affect your Applicant's Award and themselves, as Third Party 
Participants.
    b. Subrecipient and Other Third Party Participation. Except in 
limited circumstances when FTA has determined otherwise in writing, 
your Applicant is ultimately responsible for compliance with all 
Certifications and Assurances that you select on its behalf, even if 
the Award and some or all of the activities therein will be carried out 
by Subrecipients or other Third Party Participants. Therefore, FTA 
strongly recommends that you take appropriate measures to ensure that 
Subrecipients and other Third Party Participants involved in carrying 
out your Applicant's Award do not take actions that will cause your 
Applicant to violate the representations made in its Certifications and 
Assurances.
    c. Submit Your Applicant's Certifications and Assurances. You must 
submit all Categories of the FY 2016 Certifications and Assurances that 
apply to your Applicant and the Award(s) it seek in FY 2016. For your 
convenience, FTA recommends that you submit all twenty-three (23) 
Categories of Certifications and Assurances. Those provisions of the 
Certifications and Assurances that do not apply to your Applicant or 
its Award will not be enforced.
    d. Obtain the Affirmation of Your Applicant's Attorney. You must 
obtain an affirmation of your Applicant's Attorney, signed in FY 2016, 
stating that your Applicant has sufficient authority under its state 
and local law to certify its compliance with the FY 2016 Certifications 
and Assurances that you have selected on its behalf; the Certifications 
and Assurances have been legally made and constitute legal and binding 
obligations on your Applicant; and there is no legislation or 
litigation pending or imminent that might adversely affect the validity 
of these Certifications and Assurances, or of the performance of your 
Applicant's FTA assisted Award. Your Applicant's Attorney must sign 
this affirmation during FY 2016. An Affirmation of your Applicant's 
Attorney dated in a previous fiscal year is insufficient, unless FTA 
expressly determines otherwise in writing.
    e. When to Submit.
    (1) If your Applicant is applying for federal assistance under any 
of FTA's discretionary capital programs (e.g., New Starts, Small 
Starts, or Core Capacity Improvement) or formula programs, FTA expects 
to receive your Applicant's FY 2016 Certifications and Assurances 
within ninety (90) days from the date of publication of this notice or 
soon after the submittal of your Applicant's request for federal 
assistance for FY 2016.
    (2) If your Applicant seeks federal assistance from an FTA program 
other than a formula program or a discretionary capital or operating 
program, e.g., for a Research, Development, Demonstration, and 
Deployment Award, FTA expects to receive your Applicant's FY 2016 
Certifications and Assurances with the submission of its Application 
for federal assistance or an amendment soon thereafter.

4. Where are FTA's FY 2016 Certifications and Assurances?

    FTA's FY 2016 Certifications and Assurances are available at:
    a. FTA's Web site, www.fta.dot.gov/certs, and
    b. TrAMS, also available at https://faces.fta.dot.gov.

5. What changes have been made since the FY 2015 Certifications and 
Assurances were published?

    The most significant changes are:
    a. The Fixing America's Surface Transportation (FAST) Act, Public 
Law 114-94, FTA's newest authorizing legislation, was signed into law 
on December 4, 2015.
    b. U.S. DOT promulgated regulations, ``Uniform Administrative 
Requirements, Cost Principles, and Audit

[[Page 12561]]

Requirements for Federal Awards,'' 2 CFR part 1201, which incorporate 
by reference U.S. OMB regulatory guidance, ``Uniform Administrative 
Requirements, Cost Principles, and Audit Requirements for Federal 
Awards,'' 2 CFR part 200.
    These regulations supersede the following documents:
    (1) U.S. DOT regulations, ``Uniform Administrative Requirements for 
Grants and Cooperative Agreements to State and Local Governments,'' 
former 49 CFR part 18,
    (2) U.S. DOT regulations, ``Uniform Administrative Requirements for 
Grants and Agreements with Institutions of Higher Education, Hospitals, 
and Other Non-Profit Organizations,'' former 49 CFR part 19,
    (3) U.S. OMB Guidance for Grants and Agreements, ``Cost Principles 
for State, Local, and Indian Tribal Governments (OMB Circular A-87),'' 
former 2 CFR part 225,
    (4) U.S. OMB Guidance for Grants and Agreements, ``Cost Principles 
for Educational Institutions (OMB Circular A-21),'' former 2 CFR part 
220,
    (5) U.S. OMB Guidance for Grants and Agreements ``Cost Principles 
for Non-profit Organizations (OMB Circular A-122),'' former 2 CFR part 
230, and
    (6) Former U.S. OMB Circular A-133, ``Audits of States, Local 
Governments, and Non-Profit Organizations,'' Revised.
    The new DOT regulations do not cause many citation changes to the 
Certifications and Assurances; however, we note the following:
    (1) In Category 01.F, Paragraph 3.k(2), we have changed the 
citations from former OMB Circular A-133 to U.S. DOT regulations, 
``Uniform Administrative Requirements, Cost Principles, and Audit 
Requirements for Federal Awards,'' 2 CFR part 1201, which incorporates 
by reference U.S. OMB regulatory guidance, ``Uniform Administrative 
Requirements, Cost Principles, and Audit Requirements for Federal 
Awards,'' 2 CFR part 200, where the current audit requirements are 
located, and
    (2) In Category 01.F, Paragraph 3.k(3), we changed the reference to 
U.S. OMB A-133 Compliance Supplement to the U.S. OMB Compliance 
Supplement, to 2 CFR part 200, appendix XI.
    c. FTA adopted its new electronic awards and management system, the 
Transit Award Management System (TrAMS). In adopting TrAMS, new 
terminology replaces the terminology in the previous transit electronic 
award and management system (TEAM). Among the differences are:
    (1) The term ``Award'' replaces the previous term ``Project'' and 
now means the Scope of Work that FTA has approved when FTA agreed to 
provide federal assistance; the ``Award'' also includes the 
requirements of all documents, terms, and conditions incorporated by 
reference and made part of the Grant Agreement or Cooperative 
Agreement, and
    (2) The term ``Project'' now means public transportation 
improvement activities eligible for federal assistance in an 
application to FTA and/or in an FTA Award.
    d. Changes to Category 01 include the following:
    (1) In Category 01.D, subsection 1.a, we added a parenthetical to 
indicate that discrimination on the basis of sex includes gender 
identity,
    (2) In Category 01.F, Subparagraph 3.f(4), we added a reference to 
Executive Order 13690 ``Establishing a Federal Flood Risk Management 
Standard and a Process for Further Soliciting and Considering 
Stakeholder Input,'' January 30, 2015,
    (3) In Category 01.F, Subparagraph 3.f(11)(a), we changed the 
citation to section 106 of the National Historic Preservation Act of 
1966, as amended, because it was codified at 54 U.S.C. 300108, and is 
no longer codified at 16 U.S.C. 470f,
    (4) In Category 01.F, Subparagraph 3.f(11)(b), we changed the 
citation to the Archeological and Historic Preservation of 1974, as 
amended, because it was codified at 54 U.S.C. 312501 et seq. and is no 
longer codified at 16 U.S.C. 469, and
    (5) In Category 01.F, Subparagraph 3.f(11)(c), we changed the 
citation to Executive Order 11593 (identification and protection of 
historic properties), because it is located as a note to 54 U.S.C. 
300101 and is no longer located as a note to 16 U.S.C. 470.
    e. In Category 08.B, ``Acquisition of Capital Assets by Lease,'' we 
changed the Certifications and Assurances to comply with the leasing 
provisions of the FAST Act.
    f. In Category 11, Section 5, we added a reference to FTA guidance, 
``Final Interim Policy Guidance, Capital Investment Grant Program,'' 
August 2015, 80 Fed. Reg. 46514, August 5, 2015.
    g. We deleted former Group 13, Certifications and Assurances for 
the Fixed Guideway Modernization Program because there is no longer 
federal funding for that program. As a result, we re-numbered former 
Groups 14 through 18 as Categories 13 through 17, respectively.
    h. In re-numbered Category 13, we have consolidated the 
Certifications and Assurances for the Buses and Bus Facilities Program 
into a single set, irrespective of whether the applicant is seeking 
formula or discretionary funding, or whether the applicant seeks 
funding appropriated or made available for FY 2016 or FY 2013--2015. 
Consistent with the FAST Act, we included Certifications for the Low or 
No Emission Vehicle Deployment Program under MAP-21 in this category 
because, under the FAST Act, low or no emission vehicle deployment is 
an eligible activity under the Grants for Buses and Bus Facilities 
Program
    i. In re-numbered Category 14, we removed the Certifications and 
Assurances for the Urbanized Area Formula Program authorized under 
former 49 U.S.C. 5307 in effect in FY 2012 or a previous fiscal year, 
and for the Job Access and Reverse Commute (JARC) Formula Grant Program 
authorized under former 49 U.S.C. 5316 in effect in FY 2012 or a 
previous fiscal year, because federal funding is no longer available 
for those programs.
    j. In re-numbered Category 15, we have consolidated the 
Certifications and Assurances for seniors and individuals with 
disabilities, irrespective of whether the applicant is seeking funding 
appropriated or made available for FY 2016 or FY 2013--2015. We have 
also removed the Certifications and Assurances for the Formula Grants 
for the Special Needs of Elderly Individuals and Individuals with 
Disabilities Program authorized under former 49 U.S.C. 5310 in effect 
in FY 2012 or a previous fiscal year, and the New Freedom Program 
authorized under former 49 U.S.C. 5317 in effect in FY 2012 or a 
previous fiscal year, because federal funding is no longer available 
for those programs.
    k. In re-numbered Category 16, we have consolidated the 
Certifications and Assurances for the Rural Areas Program into a single 
set irrespective of whether the applicant seeks funding appropriated or 
made available for FY 2016 or FY 2013--2015. We have also retained the 
Certifications and Assurances required for the Appalachian Development 
Public Transportation Assistance Program authorized under 49 U.S.C. 
5311(c)(2). In addition, we have removed the Certifications and 
Assurances for the Formula Grants for Other Than Urbanized Areas 
Program financed with funding appropriated or made available for former 
49 U.S.C. 5311(b) in effect in FY 2012 or a previous fiscal year, and 
the Over-the-Road Bus Accessibility Program financed with funding 
appropriated or made available for former section 3038 of TEA-21, as 
amended by former section 3039 of

[[Page 12562]]

SAFETEA-LU, 49 U.S.C. 5310 note, because federal funding is no longer 
available for those programs.
    l. We removed former Group 19, Low or No Emission/Clean Fuels Grant 
Programs, because the Certifications for the Low or No Emission Vehicle 
Deployment Program have been moved to re-numbered Category 13, the 
Buses and Bus Facilities Program, and there is no longer federal 
funding for the Clean Fuels Grant Program, authorized under former 49 
U.S.C. 5308.
    m. We have transferred former Group 20, the Paul S. Sarbanes 
Transit in Parks program to Category 22.
    n. We have re-numbered former Group 21, the Certifications and 
Assurances for the State Safety Oversight Grant Program, as Category 
18.
    o. We have re-numbered former Group 22, the Certifications and 
Assurances for the Public Transportation Emergency Relief Program, as 
Category 19, and have added a reference to FTA regulations, ``Emergency 
Relief,'' 49 CFR part 602.
    p. We have re-numbered former Group 23, the Certifications and 
Assurances for the Expedited Project Delivery Pilot Program, as 
Category 20. These certifications are for the program authorized by the 
FAST Act. We removed the Certifications and Assurances for the MAP-21 
Expedited Project Delivery Pilot Program because we have no funding for 
that program.
    q. We have re-numbered former Group 24, the Certifications and 
Assurances for the Infrastructure Finance Programs, as Category 21.
    r. We have added a new Group 23, the Certifications and Assurances 
for Construction Hiring Preferences. These certifications are required 
by section 192 of division L, title I of the Consolidated 
Appropriations Act. 2016, Public Law 114-113, which requires you, on 
behalf of your Applicant, to certify that if, in connection with any 
third party contract for construction hiring financed under title 49 
U.S.C. or title 23 U.S.C., it uses a geographic, economic, or any other 
hiring preference not otherwise authorized by law or prohibited under 2 
CFR 200.319(b):
    1. Except with respect to apprentices or trainees, a pool of 
readily available but unemployed individuals possessing the knowledge, 
skill, and ability to perform the work that the third party contract 
requires resides in the jurisdiction where the work will be performed;
    2. It will include appropriate provisions in its bid document 
ensuring that its third party contractor(s) do not displace any of its 
existing employees in order to satisfy such hiring preference; and
    3. That any increase in the cost of labor, training, or delays 
resulting from the use of such hiring preference does not delay or 
displace any transportation project in the applicable Statewide 
Transportation Improvement Program or Transportation Improvement 
Program.

6. How do you submit the Certifications and Assurances?

    a. Electronic Submission. Except in rare circumstances and if 
permitted by FTA, you must submit your Applicant's FY 2016 
Certifications and Assurances and your attorney's Affirmation in TrAMS. 
To submit the Certifications and Assurances, you must be registered in 
TrAMS. TrAMS contains fields for individually selecting among the 
twenty-three (23) Categories of Certifications and Assurances that 
apply to your Applicant and also a designated field for selecting all 
twenty-three (23) Categories, of which only the requirements that apply 
to you or your Applicant will be enforced.
    As an authorized representative of the Applicant, you must enter 
your personal identification number (PIN), which is your electronic 
signature, in TrAMS. The Attorney must enter his or her PIN in TrAMS, 
affirming your Applicant's legal authority to make and comply with the 
Certifications and Assurances you have selected on its behalf. You may 
enter your PIN in place of the Attorney's PIN, provided that your 
Applicant has on file and uploads to TrAMS a similar affirmation that 
has been written, dated, and signed by its Attorney in FY 2016.
    b. Paper Submission. Only in very limited circumstances may your 
Applicant submit its FY 2016 Certifications and Assurances on paper. 
For example if the Applicant has demonstrated that it is unable to 
submit its Certifications and Assurances electronically in TrAMS or is 
a one-time recipient, and if FTA has agreed in writing to accept your 
Applicant's Certifications and Assurances on paper, then your Applicant 
may indicating the Categories of Certifications and Assurances your 
Applicant is submitting in typewritten hard copy on the Signature 
Pages.
    To do so, you may place a single mark in the designated space to 
signify your Applicant's agreement to comply with all Categories of 
Certifications and Assurances to the extent that they apply to it, or 
select the specific Categories of Certifications and Assurances that 
apply to your Applicant and its Award. You must obtain your Attorney's 
signature, whether on the Signature Page or on a separate document that 
makes the same affirmation as on the Signature Page. In such a case, 
the Regional Office or the Headquarters Program Office must attach the 
paper submission to TrAMS.
    For more information, you may contact the appropriate FTA Regional 
or Metropolitan Office.

    Authority. 49 U.S.C. chapter 53; the Fixing America's Surface 
Transportation (FAST) Act, Pub. L. 114-94, December 4, 2015, and; 
other federal laws administered by FTA; U.S. DOT and FTA regulations 
codified or to be codified in Title 49, Code of Federal Regulations; 
and FTA Circulars.

Therese W. McMillan,
Acting Administrator.
[FR Doc. 2016-05147 Filed 3-8-16; 8:45 am]
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