United States Government Publishing Office
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United States
National Archives and Records Administration
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government publication
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FR
Regulatory Information
1995_register
executive
2010-09-25
article
Ethics Training for Registrants
Proposed Rules
D09002ee1be0545f9
D09002ee1be05465b
United States
Commodity Futures Trading Commission
originator
org
United States Government Agency or Subagency
On July 22, 1994, the Commodity Futures Trading Commission (Commission) proposed amendments to Rule 3.34, which governs ethics training for Commission registrants. The Commission has published a release announcing the adoption of those rule amendments in the Federal Register on December 13, 1995. The Commission also is proposing to amend Rule 3.34 to require that persons who seek to provide ethics training must present satisfactory evidence that they meet a proficiency testing requirement established by a registered futures association and possess a minimum of three years of relevant experience. The Commission is also proposing to amend Rule 3.34 to eliminate the provision permitting state-accredited entities to provide ethics training without being subject to the requirements pertaining to other providers under the rule.
60 FR 64132
https://www.govinfo.gov/app/details/FR-1995-12-14/95-30359
95-30359
fr14de95-15
6351-01-P
https://www.govinfo.gov/app/details/FR-1995-12-14/95-30359
https://www.govinfo.gov/content/pkg/FR-1995-12-14/html/95-30359.htm
https://www.govinfo.gov/content/pkg/FR-1995-12-14/pdf/95-30359.pdf
4 p.
64132
64135
60 FR 64132
Code of Federal Regulations
Title 17 Part 3
17 CFR Part 3
Ethics Training for Registrants; Federal Register Vol. 60, Issue
PRORULE
95-30359
COMMODITY FUTURES TRADING COMMISSION
1996-01-16
6351-01-P
95-30359
Proposed rule.
On July 22, 1994, the Commodity Futures Trading Commission (Commission) proposed amendments to Rule 3.34, which governs ethics training for Commission registrants. The Commission has published a release announcing the adoption of those rule amendments in the Federal Register on December 13, 1995. The Commission also is proposing to amend Rule 3.34 to require that persons who seek to provide ethics training must present satisfactory evidence that they meet a proficiency testing requirement established by a registered futures association and possess a minimum of three years of relevant experience. The Commission is also proposing to amend Rule 3.34 to eliminate the provision permitting state-accredited entities to provide ethics training without being subject to the requirements pertaining to other providers under the rule.
Comments must be received by January 16, 1996.
Lawrence B. Patent, Associate Chief Counsel or Myra R. Silberstein, Attorney-Advisor, Division of Trading and Markets, 1155 21st Street, N.W., Washington, D.C. 20581. Telephone (202) 418-5450.
Federal Register
Vol. 60, no. 240
Office of the Federal Register, National Archives and Records Administration
1995-12-14
continuing
daily
deposited
born digital
189 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-1995-12-14
P0b002ee180a84496
0097-6326
0042-1219
0364-1406
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000582072
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https://www.govinfo.gov/app/details/FR-1995-12-14
https://www.govinfo.gov/content/pkg/FR-1995-12-14/pdf/FR-1995-12-14.pdf
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2010-09-25
2023-05-07
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FR
FR-1995-12-14
60
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