United States Government Publishing Office
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United States
National Archives and Records Administration
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FR
Regulatory Information
1997_register
executive
2010-09-24
article
Registration Under the Securities Act of 1933 of Certain Investment Company Securities
Proposed Rules
D09002ee1be019664
D09002ee1be0196e6
United States
Securities and Exchange Commission
originator
org
United States Government Agency or Subagency
The Commission is proposing amendments to the rule and the form under the Investment Company Act of 1940 that prescribe the method by which certain investment companies calculate and pay registration fees under the Securities Act of 1933. The proposed amendments are designed to implement the provisions of the National Securities Markets Improvement Act of 1996 that simplify the method of determining the amount of these fees.
62 FR 38495
https://www.govinfo.gov/app/details/FR-1997-07-18/97-18857
97-18857
fr18jy97-24
RIN 3235-AG73
8010-01-U
Release Nos. 33-7430, IC-22747, File No. S7-19-97
https://www.govinfo.gov/app/details/FR-1997-07-18/97-18857
https://www.govinfo.gov/content/pkg/FR-1997-07-18/html/97-18857.htm
https://www.govinfo.gov/content/pkg/FR-1997-07-18/pdf/97-18857.pdf
15 p.
38495
38509
62 FR 38495
Code of Federal Regulations
Title 17 Part 202
17 CFR Part 202
Code of Federal Regulations
Title 17 Part 230
17 CFR Part 230
Code of Federal Regulations
Title 17 Part 232
17 CFR Part 232
Code of Federal Regulations
Title 17 Part 239
17 CFR Part 239
Code of Federal Regulations
Title 17 Part 270
17 CFR Part 270
Code of Federal Regulations
Title 17 Part 274
17 CFR Part 274
Regulation Identification Number 3235-AG73
RIN 3235-AG73
Registration Under the Securities Act of 1933 of Certain Investment Company Securities; Federal Register Vol. 62, Issue
PRORULE
97-18857
SECURITIES AND EXCHANGE COMMISSION
1997-08-18
Release Nos. 33-7430, IC-22747, File No. S7-19-97
8010-01-U
97-18857
Proposed rules.
The Commission is proposing amendments to the rule and the form under the Investment Company Act of 1940 that prescribe the method by which certain investment companies calculate and pay registration fees under the Securities Act of 1933. The proposed amendments are designed to implement the provisions of the National Securities Markets Improvement Act of 1996 that simplify the method of determining the amount of these fees.
Comments must be received on or before August 18, 1997.
Robin S. Gross, Staff Attorney, or Nadya B. Roytblat, Assistant Office Chief, at (202) 942-0690, Office of Regulatory Policy, Division of Investment Management, Stop 10-2, Securities and Exchange Commission, 450 Fifth Street, NW., Washington, DC 20549.
Federal Register
Vol. 62, no. 138
Office of the Federal Register, National Archives and Records Administration
1997-07-18
continuing
daily
deposited
born digital
445 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-1997-07-18
P0b002ee180a40c45
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr18jy97
https://www.govinfo.gov/app/details/FR-1997-07-18
https://www.govinfo.gov/content/pkg/FR-1997-07-18/pdf/FR-1997-07-18.pdf
fdlp
38421
38896
DGPO
2010-09-24
2023-05-06
FR-1997-07-18
machine generated
eng
FR
FR-1997-07-18
62
138