United States Government Publishing Office
publisher
pbl
distributor
dst
United States
National Archives and Records Administration
Office of the Federal Register
author
aut
Government Organization
text
government publication
eng
FR
Regulatory Information
2013_register
executive
2013-11-05
article
Crowdfunding
Part II
Proposed Rules
D09002ee1bdc9160d
D09002ee1bdc91824
United States
Securities and Exchange Commission
originator
org
United States Government Agency or Subagency
The Securities and Exchange Commission is proposing for comment new Regulation Crowdfunding under the Securities Act of 1933 and the Securities Exchange Act of 1934 to implement the requirements of Title III of the Jumpstart Our Business Startups Act. Regulation Crowdfunding would prescribe rules governing the offer and sale of securities under new Section 4(a)(6) of the Securities Act of 1933. The proposal also would provide a framework for the regulation of registered funding portals and brokers that issuers are required to use as intermediaries in the offer and sale of securities in reliance on Section 4(a)(6). In addition, the proposal would exempt securities sold pursuant to Section 4(a)(6) from the registration requirements of Section 12(g) of the Securities Exchange Act of 1934.
78 FR 66428
https://www.govinfo.gov/app/details/FR-2013-11-05/2013-25355
2013-25355
fr05no13-29
RIN 3235-AL37
8011-01-P
Release Nos. 33-9470
34-70741
File No. S7-09-13
https://www.govinfo.gov/app/details/FR-2013-11-05/2013-25355
https://www.govinfo.gov/content/pkg/FR-2013-11-05/html/2013-25355.htm
https://www.govinfo.gov/content/pkg/FR-2013-11-05/pdf/2013-25355.pdf
Administrative Practice and Procedure
Authority Delegations (Government Agencies)
Organization and Functions (Government Agencies)
Reporting and Recordkeeping Requirements
Crowdfunding
Funding Portals
Intermediaries
Securities
Brokers
Confidential Business Information
Fraud
175 p.
66428
66602
78 FR 66428
Code of Federal Regulations
Title 17 Part 200
17 CFR Part 200
Code of Federal Regulations
Title 17 Part 227
17 CFR Part 227
Code of Federal Regulations
Title 17 Part 232
17 CFR Part 232
Code of Federal Regulations
Title 17 Part 239
17 CFR Part 239
Code of Federal Regulations
Title 17 Part 240
17 CFR Part 240
Code of Federal Regulations
Title 17 Part 249
17 CFR Part 249
Regulation Identification Number 3235-AL37
RIN 3235-AL37
Crowdfunding; Federal Register Vol. 78, Issue
PRORULE
2013-25355
II
SECURITIES AND EXCHANGE COMMISSION
2014-02-03
Release Nos. 33-9470
34-70741
File No. S7-09-13
8011-01-P
2013-25355
Proposed rules.
The Securities and Exchange Commission is proposing for comment new Regulation Crowdfunding under the Securities Act of 1933 and the Securities Exchange Act of 1934 to implement the requirements of Title III of the Jumpstart Our Business Startups Act. Regulation Crowdfunding would prescribe rules governing the offer and sale of securities under new Section 4(a)(6) of the Securities Act of 1933. The proposal also would provide a framework for the regulation of registered funding portals and brokers that issuers are required to use as intermediaries in the offer and sale of securities in reliance on Section 4(a)(6). In addition, the proposal would exempt securities sold pursuant to Section 4(a)(6) from the registration requirements of Section 12(g) of the Securities Exchange Act of 1934.
Comments should be received on or before February 3, 2014.
With regard to requirements for issuers, Sebastian Gomez Abero or Jessica Dickerson, Division of Corporation Finance, at (202) 551-3500, and with regard to requirements for intermediaries, Joseph Furey, Joanne Rutkowski, Leila Bham, Timothy White or Carla Carriveau, Division of Trading and Markets, at (202) 551-5550, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549.
Administrative Practice and Procedure
Authority Delegations (Government Agencies)
Organization and Functions (Government Agencies)
Reporting and Recordkeeping Requirements
Crowdfunding
Funding Portals
Intermediaries
Securities
Brokers
Confidential Business Information
Fraud
Crowdfunding
,
rule-comments@sec.gov
AKickInCrowd.com
AppleSeedz.com
CitySpark.com
CyberIssues.com
EarlyShares.com
Escrow.com
ExpertBeacon.com
FundaGeek.com
http://allthingsd.com/20120728/crowdfunding-market-nearly-10-times-smaller-than-widely-cited-estimate
http://allthingsd.com/20121121/crowdfunding-for-a-cause-non-profits-can-now-hold-fundraisers-on-crowdtilt/
http://betabeat.com/2012/04/this-is-what-a-kickstarter-scam-looks-like/
http://blogs.reuters.com/felix-salmon/2012/07/27/annals-of-dubious-statistics-crowdfunding-edition
http://boss.blogs.nytimes.com/2012/09/14/putting-the-s-b-a-into-perspective/
http://onlinelibrary.wiley.com/doi/10.1111/fima.12015/pdf
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1105398
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1603484
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2028176
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2088298
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=628203
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=941720
http://rfs.oxfordjournals.org/content/early/2012/07/07/rfs.hhs072.full.pdf+html
http://sec.gov/rules/proposed.shtml
http://spot.us/
http://ssrn.com/abstract=1692661
http://unbound.co.uk/
http://www.amof.info/faq.htm
http://www.auditanalytics.com/0002/audit-data-company.php
http://www.census.gov/ces/dataproducts/bds/data_firm.html
http://www.crowdsourcing.org/document/crowdfunding-industry-report-abridged-version-market-trends-composition-and-crowdfunding-platforms/14277
http://www.fdic.gov/deposit/deposits/dis/
http://www.federalreserve.gov/pubs/bulletin/2006/smallbusiness/smallbusiness.pdf
http://www.federalreserve.gov/pubs/oss/oss3/nssbftoc.htm
http://www.fincen.gov/news_room/rp/files/LLCAssessment_FINAL.pdf
http://www.finra.org/AboutFINRA/P125239
http://www.finra.org/industry/issues/crowdfunding
http://www.finra.org/Industry/Regulation/Notices/2005/p014736
http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/P015175
http://www.finra.org/Newsroom/NewsReleases/2013/P197636
http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p120480.pdf
http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p124186.pdf
http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p127238.pdf
http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p131268.pdf
http://www.frbsf.org/publications/community/wpapers/2009/wp2009-06.pdf
http://www.ft.com/intl/cms/s/0/c1f1695c-7da8-11e1-9adc-00144feab49a.html#axzz2b7QxIH5L
http://www.gao.gov/products/GAO-12-839
http://www.heifer.org/
http://www.hingemarketing.com/library/article/what-is-the-cost-of-video-production-for-the-web
http://www.kauffman.org/uploadedFiles/DownLoadableResources/SOE%20Report_2013pdf.pdf
http://www.kauffman.org/uploadedFiles/kfs_2010_report.pdf
http://www.mymajorcompany.com/
http://www.nasaa.org/14679/laws-provide-con-artists-with-personal-economic-growth-plan/
http://www.nasaa.org/wp-content/uploads/2011/07/24-Model_Accredited_Investor_Exemption.pdf
http://www.nvca.org/index.php?option=com_content&view=article&id=344&Itemid=103
http://www.reginfo.gov/public/do/PRAMain
http://www.regulations.gov
http://www.sba.gov/content/microloan-program
http://www.sba.gov/sites/default/files/files/1-508%20Compliant%20FY%202013%20CBJ%20FY%202011%20APR%281%29.pdf
http://www.sec.gov/about/reports/secfy14congbudgjust.pdf
http://www.sec.gov/comments/jobs-title-iii/jobs-title-iii.shtml
http://www.sec.gov/comments/jobs-title-iii/jobs-title-iii.shtml#meetings
http://www.sec.gov/comments/s7-35-10/s73510-19.pdf
http://www.sec.gov/divisions/riskfin/whitepapers/dera-unregistered-offerings-reg-d.pdf
http://www.sec.gov/info/smallbus/acsec/rebuilding_the_ipo_on-ramp.pdf
http://www.sec.gov/info/smallbus/acspc.shtml
http://www.sec.gov/info/smallbus/sbforumreps.htm
http://www.sec.gov/news/studies/2011/913studyfinal.pdf
http://www.sec.gov/rules/final/2011/ia-3308-formpf.pdf
http://www.sec.gov/rules/proposed.shtml
http://www.sec.gov/spotlight/jobsactcomments.shtml
http://www.treasury.gov/resource-center/sb-programs/Pages/ssbci.aspx
http://www2.fdic.gov/SDI/SOB/
https://www.filermanagement.edgarfiling.sec.gov
https://www.finra.org/Industry/Regulation/Notices/2002/p003703
https://www.onlineforms.edgarfiling.sec.gov
https://www.sec.gov.edgekey.net/comments/s7-34-10/s73410.shtml
InitialCrowdOffering.com
Lumeo.com
P2PVenture.org
Risingtidefunding.com
RocketHub.com
TechnologyCrowdFund.com
www.indiegogo.com
www.kickstarter.com
www.kiva.com
www.rockethub.com
Federal Register
Vol. 78, no. 214
Office of the Federal Register, National Archives and Records Administration
2013-11-05
continuing
daily
deposited
born digital
382 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2013-11-05
P0b002ee1864f55ba
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr05no13
https://www.govinfo.gov/app/details/FR-2013-11-05
https://www.govinfo.gov/content/pkg/FR-2013-11-05/pdf/FR-2013-11-05.pdf
https://www.govinfo.gov/content/pkg/FR-2013-11-05/xml/FR-2013-11-05.xml
fdlp
66249
66620
DGPO
2013-11-05
2023-04-30
FR-2013-11-05
machine generated
eng
FR
FR-2013-11-05
78
214