SECURITIES AND EXCHANGE COMMISSION

Addresses

Farewell Address: John S.R. Shad, 18502 [1JY]

Amendments

Appropriations: authorizing (H.R. 2600), 23701 [10SE]

Articles

SEC Deprived of Resources Necessary To Deter Security Law Violations: Harvey Pitt, 19455 [10JY]

Bills and resolutions

Appropriations: authorize appropriation (see H.R. 2600)

———authorizing (H.R. 2600), consideration (see H. Res. 257)

Exemptive authority (see H.R. 3302)

Insider trading and market manipulation: rewards for information (see H.R. 2494)

Communications from

Annual report, 11003 (EC1308) [4MY]

Appropriations: legislation, 9120 (EC1025) [21AP], 10272 (EC1271) [28AP]

Financial guarantee market: report, 23645 (EC1989) [9SE], 23999 (EC1833) [15SE]

Freedom of Information Act: report, 9079 (EC1186) [21AP], 9771 (EC1121) [27AP]

Government in the Sunshine Act: report, 22017 (EC1687) [3AU], 22587 (EC1916) [5AU]

Records system: report, 101 (EC156) [6JA]

Report, 340 (EC201) [6JA], 11998 (EC1202) [12MY]

Securities Exchange Act: legislation, 11263 (EC1337) [5MY], 12484 (EC1228) [14MY]

Trust Indenture Act: legislation, 33230 (EC2438) [30NO], 34954 (EC2271) [10DE]

Court decisions

American Bankers Association v. SEC, 11794-11799 [8MY]

Hearings

Committee on Appropriations (House): (testimony from Malcolm S. Forbes, Jr., John Gaughan, and John S.R. Shad), D79 [24FE]

Committee on Appropriations (Senate): (testimony), D244 [8AP]

Committee on Energy and Commerce: SEC and ongoing commission activities (testimony from John S.R. Shad), D119 [5MR]

Interviews

Personal views, John S.R. Shad, 18502 [1JY]

Letters

SEC budget: several Senators, 36233 [18DE]

Meetings

Committee on Banking, Housing, and Urban Affairs: nomination of Thomas J. Healey to the Securities Investor Protection Corp., D226 [2AP]

Remarks in House

Appropriations, 14792 [4JN], 18661 [1JY], 36233 [18DE]

———authorizing (H.R. 2600), 23605 [9SE], 23691-23702 [10SE]

———authorizing (S. 1452), 33006-33013 [20NO]

Remarks in Senate

Ruder, David S.: nomination, 22454 [5AU], 22823-22829 [6AU]

Shad, John S.R.: tribute, 18501 [1JY]

Reports

Tax Penalty on Capital Gains, 27824 [14OC]

Reports filed

Appropriations: Committee on Banking, Housing, and Urban Affairs (S. 1452), 18182 [30JN]

Nomination of David S. Ruder, 21250 [28JY]

Statements

Corporate Takeovers, 14617 [4JN]

Summaries

Financial Modernization Act (S. 1886) (draft), 30484 [3NO]

Restoration of Capital Gains Tax Three-Tiered Rate Differential (S. 1825), 29536 [28OC]

Texts of

H. Res. 257, consideration of H.R. 2600, SEC appropriations, 23691 [10SE]

H.R. 2494, SEC rewards for information on insider trading and market manipulation, 13425 [21MY]

H.R. 2600, authorizing appropriations, 23696, 23701 [10SE]

S. 336, disclosure requirements for stock acquisitions, 1509 [20JA]