[Federal Register Volume 59, Number 23 (Thursday, February 3, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-2641]


[[Page Unknown]]

[Federal Register: February 3, 1994]


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SECURITIES AND EXCHANGE COMMISSION

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and 
Exchange Commission will hold the following meetings during the week of 
February 7, 1994.
    A closed meeting will be held on Tuesday, February 8, 1994, at 11 
a.m. An open meeting will be held on Wednesday, February 9, 1994, at 10 
a.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters may also be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(4), (8), (9)(A) and (10) and 17 CFR 200.402(a)(4), 
(8), (9)(i) and (10), permit consideration of the scheduled matters at 
a closed meeting.
    Commissioner Beese, as duty officer, voted to consider the items 
listed for the closed meeting in a closed session.
    The subject matter of the closed meeting scheduled for Tuesday, 
February 8, 1994, at 11 a.m., will be:

    Settlement of administrative proceedings of an enforcement 
nature.
    Settlement of injunctive actions.
    Institution of injunctive actions.
    Institution of administrative proceedings of an enforcement 
nature.
    Regulatory matter regarding financial institutions.
    Opinion.

    The subject matter of the open meeting scheduled for Wednesday, 
February 9, 1994, at 10 a.m., will be:

    Consideration of the reproposal of rules implementing the large 
trader reporting section of the Market Reform Act of 1990. The 
reproposed rules would: (1) Require a person that effects 
significant quantities of transactions in publicly traded securities 
to file Form 13H with the Commission disclosing such person's 
identity and accounts; (2) require broker-dealers that carry 
accounts to maintain records of transactions effected by or for such 
person's accounts; and (3) require such broker-dealers to report to 
the Commission upon request, transactions effected by or for such 
person's accounts.
    For further information, please contact Nicholas T. Chapekis at 
(202) 272-3115.
    Consideration of a release that would discuss the need to 
establish recordkeeping and reporting requirements for brokers and 
dealers that operate automated trading systems. The release would 
propose for comment a rule that would require registered broker-
dealer sponsors of these systems to maintain participant, volume and 
transaction records, and to report system activity periodically to 
the Commission.
    For further information, please contact Gordon K. Fuller, Sheila 
C. Slevin, or Kristen N. Geyer (202) 272-2067.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items. For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact: Anita Klein at (202) 272-2400.

    Dated: February 1, 1994.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 94-2641 Filed 2-1-94; 3:41 pm]
BILLING CODE 8010-01-M