[Federal Register Volume 59, Number 115 (Thursday, June 16, 1994)]
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From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-14590]
Federal Register / Vol. 59, No. 115 / Thursday, June 16, 1994 /
[[Page Unknown]]
[Federal Register: June 16, 1994]
VOL. 59, NO. 115
Thursday, June 16, 1994
MERIT SYSTEMS PROTECTION BOARD
5 CFR Part 1201
Practices and Procedures
AGENCY: Merit Systems Protection Board.
ACTION: Final rule.
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SUMMARY: The Board is amending its practices and procedures to identify
the evidence which an agency must provide to show compliance with an
interim relief order and to provide for enforcement of interim relief
in circumstances where the sanction of dismissing the agency's petition
for review is ineffective. This amendment revises the Board's
regulation to more precisely reflect the language of the Whistleblower
Protection Act of 1989, 5 U.S.C. 7701(b)(2)(A).
EFFECTIVE DATE: June 16, 1994.
FOR FURTHER INFORMATION CONTACT:
Robert Taylor, (202) 653-7200.
SUPPLEMENTARY INFORMATION: Under 5 U.S.C. 7701(k), the Board is
authorized to prescribe regulations to carry out the purpose of 5
U.S.C. 7701(b)(2). An appellant who is the prevailing party in an
initial decision under 5 U.S.C. 7701(b)(1) may be entitled to interim
relief pending the outcome of any petition for review under 5 U.S.C.
7701(e). In Ginocchi v. Department of the Treasury, 53 M.S.P.R. 62, 68
n.4 (1992), the Board ruled that it would not entertain motions for
compliance with an order of interim relief and that the appellant's
remedy for an agency's failure to provide the ordered interim relief
would be a motion to dismiss the agency's petition for review. However,
this sanction is an ineffective means to obtain compliance in cases
where the appellant or an intervenor petitions for review of a decision
entitling the appellant to interim relief, such as a decision
mitigating the penalty imposed by the agency. The new Sec. 1201.115(c)
implements the Board's determination that in such cases the appropriate
enforcement mechanism is the Board's authority to order withholding of
the salary of the agency official responsible for complying with the
interim relief order.
Under Sec. 1201.115(b)(1), a petition for review or cross petition
for review by the agency must be accompanied by evidence that the
agency has provided any interim relief ordered (or by the evidence
relating to an ``undue disruption'' determination which is specified in
Sec. 1201.115(b)(2)). New Sec. 1201.116(a) implements Ginocchi, supra,
by providing that the appellant may request dismissal of the agency's
petition for failure to provide the required interim relief (or the
required alternative evidence). It clarifies that dismissal may be
sought in either the appellant's response to the agency's petition or
in a later motion to dismiss provided the latter is based on
information not readily available before the time limit for responding
to the agency's petition for review. New Sec. 1201.116(b) provides for
petitions for enforcement of interim relief when such relief is still
due after issuance of the final decision (e.g., a final pay check or a
lump sum payment of unused annual leave earned during the interim
period) and the relief sought is not available through a petition for
enforcement of the final decision because the appellant is not the
prevailing party.
The Board is publishing this rule as a final rule pursuant to
1204(h).
List of Subjects in 5 CFR Part 1201
Administrative practice and procedure, Government employees.
Accordingly, the Merit Systems Protection Board amends 5 CFR part
1201 as follows:
PART 1201--[AMENDED]
1. The authority citation for part 1201 continues to read as
follows:
Authority: 5 U.S.C. 1204 and 7701 unless otherwise noted.
2. In Sec. 1201.115, paragraph (c) is redesignated as paragraph (d)
and paragraphs (b)(1) and (b)(2) are revised and a new paragraph (c) is
added to read as follows:
Sec. 1201.115 Contents of petition for review.
* * * * *
(b)(1) If the appellant was the prevailing party in the initial
decision, and the decision granted the appellant interim relief, any
petition for review or cross petition for review filed by the agency
must be accompanied by evidence that the agency has provided the
interim relief required, except when the agency has made a
determination as described in paragraph (b)(2) of this section. The
agency may comply by submitting an SF 50 or SF 52, a letter from an
agency official directing the appellant to return to work and informing
the appellant of his or her reinstatement as of the date of the initial
decision, or an affidavit or declaration specifying the manner of the
agency's compliance. The interim relief must be effected retroactively
to the date of the initial decision. Cancellation of the appealed
action or relief effected retroactively to the date of the action will
result in dismissal of the agency's petition for mootness.
(2) Under 5 U.S.C. 7701(b)(2), if the initial decision provides
interim relief which requires that the appellant be returned to his or
her place of employment pending the outcome of any petition for review
and the agency determines that the return or presence of the appellant
will be unduly disruptive to the work environment, the agency must
notify both the appellant and the judge in writing. The agency must
also provide evidence of such notification to the Board at the time of
filing a petition or cross petition for review. The evidence must show
that the agency has provided that the appellant will receive
appropriate pay, compensation, and all other benefits as terms and
conditions of employment from the date of the initial decision until a
final decision is issued.
* * * * *
(c) If an appellant or an intervenor files a petition or cross
petition for review of an initial decision ordering interim relief,
upon order of the Clerk of the Board the agency must submit evidence
that it has provided the interim relief required (or, where applicable,
the evidence specified in paragraph (b)(2) of this section), and it
must submit the name of the official responsible for compliance. The
agency's failure to submit acceptable evidence of compliance with the
interim relief order is a basis for the Board to order the withholding
of the salary of the responsible official pursuant to 5 U.S.C.
1204(e)(2)(A) and 5 CFR 1201.183(c). This sanction is in addition to
the dismissal of an agency petition or cross petition for review
provided for in paragraph (b)(4) of this section.
* * * * *
3. Sections 1201.116 through 1201.119 are redesignated as
Secs. 1201.117 through 1201.120, and a new Sec. 1201.116 is added to
read as follows:
Sec. 1201.116 Appellant requests for enforcement of interim relief.
(a) Before a final decision is issued. If the agency files a
petition for review or a cross petition for review and has not provided
required interim relief, the appellant may request dismissal of the
agency's petition. Any such request must be filed with the Clerk of the
Board within 25 days of the date of service of the agency's petition. A
copy of the response must be served on the agency at the same time it
is filed with the Board. The agency may respond with evidence and
argument to the appellant's request to dismiss within 15 days of the
date of service of the request. If the appellant files a motion to
dismiss beyond the time limit, the Board will dismiss the motion as
untimely unless the appellant shows that it is based on information not
readily available before the close of the time limit.
(b) After a final decision is issued. If the appellant is not the
prevailing party in the final Board order, and if the appellant
believes that the agency has not provided full interim relief, the
appellant may file an enforcement petition with the regional office
under Sec. 1201.182. The appellant must file this petition within 20
days of learning of the agency's failure to provide full interim
relief. If the appellant prevails in the final Board order, then any
interim relief enforcement motion filed will be treated as a motion for
enforcement of the final decision. Petitions under this subsection will
be processed under Sec. 1201.183.
Dated: June 10, 1994.
Robert E. Taylor,
Clerk of the Board.
[FR Doc. 94-14590 Filed 6-15-94; 8:45 am]
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