[Federal Register Volume 59, Number 172 (Wednesday, September 7, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-21931]
[[Page Unknown]]
[Federal Register: September 7, 1994]
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SECURITIES AND EXCHANGE COMMISSION
Forms Under Review by Office of Management and Budget
Acting Agency Clearance Officer: David T. Copenhafer, (202) 942-
8800.
Upon written request copy available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC
20549.
Extensions
Rule 12g3-2, Proposed Forms 12F & 12FA--File No. 270-104
Regulations 13D & 13G, Schedule 13D--File No. 270-137
Rule 13e-1--File No. 270-255
Rule 13e-3 and Schedule 13E-3--File No. 270-1
Regulations 14D & 14E, Schedule 14D-1--File No. 270-114
Rules 29 and 72--File No. 270-169
Proposed Revisions
Form 3--File No. 270-125
Form 4--File No. 270-126
Form 5--File No. 270-323
Notice is hereby given pursuant to the Paperwork Reduction Act of
1980 (44 U.S.C. 3501 et seq.), that the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget approval for extensions and proposed revisions on the
following previously approved rules and forms:
Rule 12g3-2 and proposed Forms 12F and 12FA are used and proposed
to be used by foreign issuers to disclose that they meet certain
conditions exempting them from the registration requirements of Section
12g. Approximately 1,800 respondents would file annually at an
estimated 1 burden hour per response with a total annual burden of
1,800 hours.
Regulations 13D, 13G and Schedule 13D provide the financial
community with relevant information and a fair opportunity to evaluate
publicly-held securities in light of acquisitions or holdings of
securities. Approximately 6,536 respondents file annually at an
estimated 13.75 burden hours per response with a total annual burden of
89,870 hours.
Rule 13e-1 is designed to provide shareholders and the marketplace
with relevant information concerning an issuer who is repurchasing its
securities during a tender offer for such securities by a third party.
Approximately 20 respondents file annually at an estimated 13 burden
hours per response with a total annual burden of 260 hours.
Rule 13e-3 and Schedule 13E-3 prescribes the filing, disclosure and
dissemination requirements in connection with a going private
transaction by an issuer or an affiliate. Approximately 221 respondents
file annually at an estimated 139.25 burden hours per response with a
total annual burden of 30,775 hours.
Regulations 14D, 14E and Schedule 14D-1 require information
important to security holders in deciding how to respond to tender
offers. Approximately 366 respondents file annually at an estimated
353.25 burden hours per response with a total annual burden of 129,290
hours.
Rule 29 requires the filing of copies of reports submitted by a
registered holding company or its subsidiary companies to state
commissions covering operations not reported to the Federal Energy
Regulatory Commission. Rule 72 makes the rules under Sections 16 (a)
and (b) of the Securities Exchange Act of 1934 applicable to any duty
or liability imposed under Section 17 (a) or (b) of the Public Utility
Holding Company Act of 1935. The rule imposes an annual burden of \1/4\
hour on each of the 62 companies.
Form 3 is an initial statement of beneficial ownership of equity
securities required to be filed by officers, directors, and ten percent
holders of companies registered under Section 12 of the Exchange Act.
Form 3, as revised, would be filed by approximately 8,208 respondents
at an estimated .5 hours per response for a total annual burden of
4,104 hours.
Form 4 is required to report transactions of officers, directors
and ten percent shareholders in their companies' equity securities.
Form 4, as revised, would be filed by approximately 65,704 respondents
at an estimated .5 hours per response for a total annual burden of
32,852 hours.
Form 5 is filed by officers, directors and ten percent shareholders
on an annual basis to report transactions and holdings in their
companies' equity securities. Form 5, as revised, would be filed by
approximately 38,475 respondents at an estimated 1 hour per response
for a total annual burden of 38,475 hours.
Direct general comments to the Desk Officer for the Securities and
Exchange Commission at the address below. Direct any comments
concerning the accuracy of the estimated average burden hours for
compliance with the Commission rules and forms burden hours for
compliance with the Commission rules and forms to David T. Copenhafer,
Acting Director, Office of Information Technology, Securities and
Exchange Commission, 450 Fifth Street, NW., Washington, DC 20549 and
Desk Officer for the Securities and Exchange Commission, (Project
Numbers 3235-0119, 3235-0145, 3235-0305, 3235-0007, 3235-0102, 3235-
0149, 3235-0104, 3235-0287, and 3235-0362), Office of Management and
Budget, Room 3208, New Executive Office Building, Washington, DC 20503.
Dated: August 29, 1994.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 94-21931 Filed 9-6-94; 8:45 am]
BILLING CODE 8010-01-M