[Federal Register Volume 63, Number 98 (Thursday, May 21, 1998)] [Notices] [Pages 27967-27969] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 98-13562] ----------------------------------------------------------------------- FEDERAL COMMUNICATIONS COMMISSION [CC Docket No. 96-45; DA 98-580] Program To Monitor Impacts of Universal Service Support Mechanisms AGENCY: Federal Communications Commission. ACTION: Notice. ----------------------------------------------------------------------- SUMMARY: On April 24, 1998, the Common Carrier Bureau issued a Public [[Page 27968]] Notice to solicit comment on its proposed program to monitor the impacts of universal service support mechanisms and to issue reports documenting the results of that monitoring program. Previously, on May 8, 1997, the Commission released a Report and Order implementing section 254 of the Communications Act, as amended, and creating a new set of universal service support mechanisms. The Public Notice describes a monitoring program, developed in consultation with the states, and that will enable the public, the Commission, and other policy makers to assess and evaluate the new universal service support mechanisms. DATES: Comments to the Public Notice are due on or before May 26, 1998. Reply comments are due on or before June 10, 1998. ADDRESSES: Comments and reply comments should be sent to the Office of the Secretary, Federal Communications Commission, 1919 M Street, N.W., Suite 222, Washington, D.C. 20554, with a copy to Scott Bergmann of the Common Carrier Bureau, Federal Communications Commission, 2033 M Street, N.W., Suite 500, Washington, D.C. 20554. Parties should also file one copy of any documents filed in this docket with the Commission's copy contractor, International Transcription Services, Inc. (ITS), 1231 20th St., NW, Washington, DC 20036, (202) 857-3800. FOR FURTHER INFORMATION CONTACT: Thomas J. Beers, Deputy Chief of the Industry Analysis Division, Common Carrier Bureau, at (202) 418-0952, or Scott K. Bergmann, Industry Analysis Division, Common Carrier Bureau, at (202) 418-7102. SUPPLEMENTARY INFORMATION: This is a summary of the Bureau's Public Notice released April 24, 1998 (DA 98-580). The full text of this Public Notice is available for inspection and copying during normal business hours in the FCC Reference Center, Room 239, 1919 M Street, Washington, D.C. 20554. The complete text also may be purchased from the Commission's copy contractor, International Transcription Service, Inc. (202) 857-3800, 1231 20th St., NW, Washington, DC 20036. Summary of The Public Notice 1. On May 8, 1997, the Commission released a Report and Order, Federal-State Joint Board on Universal Service, CC Docket No. 96-45, FCC 97-157, (62 FR 32862, June 17, 1997) (hereafter Universal Service Order), implementing section 254 of the Communications Act, as amended, (47 U.S.C. Section 151 et seq.) and creating a new set of universal service support mechanisms. In the Universal Service Order, the Commission also decided to create a new program to monitor the universal service support mechanisms and to issue reports documenting the results of that monitoring program at least once a year. The Commission delegated responsibility for creating this monitoring program and for compiling the Monitoring Reports to the Common Carrier Bureau (Bureau), in consultation with the state staff of the Universal Service Joint Board. This Public Notice seeks comment on the proposed monitoring program. 2. The Commission instructed the Bureau to issue publicly available Monitoring Reports that are based on information provided by the administrator of the universal service support mechanisms to the Commission relating to the determination and amounts of payments made and monies received with respect to the universal service support mechanisms. With this guidance, the Commission delegated to the Bureau discretion over the exact content and timing of the Monitoring Reports. This Public Notice describes a monitoring program that we have developed in consultation with the states and that will enable the public, the Commission, and other policy makers, to assess and evaluate the new universal service support mechanisms. We issue this Public Notice to seek comment, particularly from those states, industry participants, and other members of the public not actively involved in CC Docket 96-45, on the proposed monitoring program. We note that, with some exceptions described below, the data included in the proposed Monitoring Reports are obtained pursuant to existing information collections, and thus impose no new reporting requirements on carriers, states, or any person other than the universal service administrator. I. Background 3. In the 1996 Act, Congress adopted new section 254 of the Communications Act, as amended, and articulated a new statutory basis for federal universal service support mechanisms. Section 254 directs the Commission and states to establish support mechanisms to ensure the delivery of affordable telecommunications service to all Americans, including low-income consumers, eligible schools and libraries, and rural health care providers. The Commission, in the Universal Service Order, set forth a plan to meet all of the statutory requirements and to implement a universal service support system that will be sustainable over time. II. Proposal 4. The new monitoring program will document and assess three aspects of the new universal service support mechanisms: (1) the contribution of support to the universal service support mechanisms; (2) the disbursement of support through the explicit universal service support mechanisms; and, (3) various measures of the impacts of the universal service support mechanisms. With respect to contributions, we propose to receive and report data on the monies collected by the administrator and to analyze the revenue data on which those contributions are based. This information will provide one measure of the overall size of the universal service support mechanisms. Similarly, with respect to disbursements, we propose to receive and report data on the monies distributed by the administrator and to analyze the various data (concerning, for example, costs to provide service in high cost areas, participation in low-income assistance plans, and provision of services through the new schools and libraries and rural health care support mechanisms) obtained by the administrator in the course of making disbursements. Finally, we propose to collect and report data on a number of measures (e.g., rates, penetration, usage, quality of service, and infrastructure), as a means of evaluating the effectiveness and efficiency of the universal service support mechanisms. 5. As a general matter, we seek comment on the proposals set forth in this Public Notice, including the organization, format, and content of individual sections of the Monitoring Report. In particular, we invite parties to address proposed additions to, or modifications of, sections included in the previous Monitoring Reports, as well as the proposed elimination of certain sections. We invite commenters to identify any additional information that they believe should be provided in the Monitoring Reports, and request that they explain why it would be in the public interest to add such information to the Monitoring Reports. 6. As we implement the new Monitoring Reports, we note that the Commission has delegated to the Bureau the authority to administer the monitoring program. Thus, the Bureau may change the content or timing of the Monitoring Reports if it is necessary or desirable to do so. In order to allow parties to submit, or review, materials and comments concerning the monitoring program at any time, we [[Page 27969]] have created a separate Bureau file number (CCB-IAD File No. 98-101) for all pleadings concerning the monitoring program. 7. In addition, we seek comment on whether we should supplement the Monitoring Report data on federal mechanisms with corresponding data on state universal service mechanisms. One of the Commission's fundamental goals in the Universal Service Order was to ``create sustainable and harmonious federal and state methods of continuously fulfilling universal service goals'' in cooperation with the Universal Service Joint Board. If we were to include data on state universal service support mechanisms in the Monitoring Reports, they would present a more comprehensive picture of the impact of both federal and state universal service support mechanisms on the industry and customers, materially enhancing the usefulness of the monitoring program. We note, however, that the federal universal service mechanisms are designed to address that portion of the cost of providing telecommunications services that is attributable to interstate service. Accordingly, and in light of these universal service goals, we seek comment on whether it would be appropriate, useful, and feasible to include state data in the Monitoring Reports. 8. Given the close relationship between the Commission's previous universal service support mechanisms and those new support mechanisms outlined in the Universal Service Order, we propose to adopt the structure and content of the past Monitoring Reports, i.e., those issued in CC Docket 87-339, with modifications described herein. The new Monitoring Reports, proposed in the Public Notice, contain eleven sections, each described in the Public Notice. To address certain new aspects of the universal service support mechanisms, we propose to add four sections to the Monitoring Report. These new sections would report data on: (1) contributions to the universal service support mechanisms and accompanying industry revenue information; (2) the new rural health care mechanism; (3) the new schools and libraries mechanism; and (4) quality of service. III. Procedural Issues 9. Procedures for Filing. Interested parties may file comments in CC Docket No. 96-45 not later than May 26, 1998. Reply comments may be filed not later than June 10, 1998. All filings should refer to the pleadings as Program to Monitor Impacts of Universal Service Support Mechanisms, CC Docket 96-45, CCB-IAD File No. 98-101. One original and four copies of all comments must be sent to Magalie Roman Salas, Secretary, Federal Communications Commission, 1919 M Street, NW., Washington, D.C. 20554. Two copies should also be sent to Ms. Terry Conway, Industry Analysis Division, Common Carrier Bureau, 2033 M Street, NW., Suite 500, Washington, D.C. 20554. Copies of documents filed with the Commission may be obtained from the International Transcription Service (ITS), 1231 20th Street, NW., Suite 140, Washington, D.C. 20036, (202) 857-3800. Documents are also available for review and copying at the Reference Center, Room 239, 1919 M Street, NW., Washington, D.C., Monday, from 9:45 a.m. to 4:30 p.m., and Tuesday through Friday from 9:00 a.m. to 4:30 p.m., (202) 418-0270. 10. This proceeding is a non-restricted proceeding. See 47 CFR 1.1200(a), 1.1206. Accordingly, ex parte presentations are permitted, provided that they are disclosed in conformance with the Commission's ex parte rules. 11. Paperwork Reduction Act. We note that substantially all of the data included in the proposed Monitoring Reports is obtained pursuant to existing information collections that have previously been approved by the Office of Management and Budget (OMB), pursuant to the Paperwork Reduction Act of 1995, Public Law No. 104-13. We tentatively conclude that certain proposals in this Public Notice might be subject to approval by the OMB, pursuant to the Paperwork Reduction Act, since they might impose new or modified collection requirements. Our analysis indicates that the following proposals may require OMB approval: (1) any collection of voluntarily submitted data from states concerning state universal service mechanisms (See paragraph 9 of the Public Notice); (2) any expansion of the Commission's local rate survey (See paragraphs 37-38 of the Public Notice); and (3) collection of certain usage data (See paragraph 43-45 of the Public Notice). All other proposals associated with the program either require responses from fewer than ten parties or are continuations of requirements that already have OMB approval. We invite the general public to comment on the new or modified information collections. Comments should address: (a) whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission's burden estimates; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of collection of information on respondents, including the use of automated collection techniques or other forms of information technology. Federal Communications Commission. Peyton L. Wynns, Chief, Industry Analysis Division. [FR Doc. 98-13562 Filed 5-20-98; 8:45 am] BILLING CODE 6712-01-P