[List of CFR Sections Affected (LSA), October 2017] [From the U.S. Government Publishing Office, www.gpo.gov] TITLE 17_COMMODITY AND SECURITIES EXCHANGES Chapter I_Commodity Futures Trading Commission (Parts 1_199) Chapter I Policy statement.........................................48394 1 Policy statement.................................................50311 1.31 Revised.......................................................24486 1.35 (a)(5) revised................................................24487 5 Authority citation revised.......................................28766 5.20 (d) revised...................................................28767 11 Authority citation revised......................................28767 11.2 (a) revised...................................................28767 16 Authority citation revised......................................28767 16.07 Revised......................................................28767 17 Authority citation revised......................................28767 17.02 (b)(2)(i), (ii), (c)(2)(i) and (ii) revised 28767 17.03 (e), (f) and (g) revised; (h) added..........................28768 18 Authority citation revised......................................28768 18.03 Revised......................................................28768 19 Authority citation revised......................................28768 19.00 (a)(3) revised...............................................28768 20 Authority citation revised......................................28768 20.5 (a)(4) and (b) revised........................................28768 20.8 Revised.......................................................28769 21 Authority citation revised......................................28769 21.05 Revised......................................................28769 23.203 (b)(1) revised; (b)(2) removed..............................24487 38.1051 (n)(3) added...............................................45434 48.11 Added........................................................28769 140.72 (a) revised.................................................28769 140.73 (a) introductory text revised...............................28770 140.74 Revised.....................................................28770 140.97 Revised.....................................................28770 145 Authority citation revised; interim............................28002 145.0 Revised; interim.............................................28003 145.4 (a) amended; (b) revised; interim............................28003 145.5 Introductory text and (e) revised; interim 28003 145.6 (a) revised; interim.........................................28003 145.7 (b), (c), (f), (g), (h)(1), (2), (3) introductory text, (i)(2), (5), (6) introductory text, (iii), (7) and (j) revised; interim........................................................28003 145.8 Revised; interim.............................................28005 150 Authority citation revised.....................................28770 150.3 (b) revised..................................................28770 150.4 (e) revised..................................................28770 165 Authority citation revised.....................................24496 165.2 (i)(2), (3), (l)(1)(i) and (o) revised.......................24497 163.3 Introductory text removed; (a) introductory text and (1) revised...........................................24497 165.4 (a) introductory text, (1) and (2) revised 24497 165.5 Revised......................................................24498 165.6 (a)(1) revised...............................................24498 165.7 Heading, (b), (d), and (e) revised; (f) through (l) added..............................................24498 165.9 Introductory text revised....................................24500 165.10 Heading and (b) revised; (a)(6) and (7) amended; (a)(8) and (9) added..................................24500 165.11 Revised.....................................................24500 165.12 (c) revised.................................................24500 165.13 Revised.....................................................24500 165.15 Revised.....................................................24501 165.19 Revised.....................................................24501 165.20 Added.......................................................24501 165 Appendix A revised.............................................24501 Appendix B added.................................................24501 Chapter II_Securities and Exchange Commission (Parts 200_399) 210 Authority citation revised.....................................17551 210.2-02 (f)(1) revised............................................17551 210.3-02 (a) revised...............................................17551 211 (Subpart B) Table amended......................................41146 227 Authority citation revised (temporary); interim........................................................45725 227.100 (a)(1), (2)(i) and (ii) amended............................17552 227.201 (t)(1), (2) and (3) amended................................17552 227.202 (c) amended (temporary); interim...........................45725 229 Authority citation revised.....................................17552 Interpretation...................................................44917 229.301 (d) added..................................................17552 229.303 Amended....................................................17552 229.308 (b) revised 552 229.402 (l) and (t)(1) introductory text revised 17552 229.1011 Amended...................................................17553 230.146 (b)(1) and (2) revised.....................................50069 230.257 (f) added (temporary); interim.............................45725 230.405 Amended....................................................17553 231 Table amended...........................................41148, 41150 [[Page 40]] 232.301 Revised.............................................35064, 45435 Regulation at 80 FR 82019 withdrawn..............................45435 Amended; eff. 6-1-18.............................................45436 239 Authority citation revised.....................................17553 239.11 Form S-1 amended............................................17553 239.13 Form S-3 amended............................................17553 239.16b Form S-8 amended...........................................17554 239.18 Form S-11 amended...........................................17554 239.25 Form S-4 amended............................................17554 239.31 Form F-1 amended............................................17554 239.33 Form F-3 amended............................................17554 239.34 Form F-4 amended............................................17555 239.900 Form C amended.............................................17555 240 Authority citation revised.....................................17555 240.12b-2 Amended..................................................17555 240.14a-21 (a), (b), (c) and section amended.......................17555 241 Table amended...........................................41148, 41150 249 Interpretation.................................................44917 249.210 Form 10 amended............................................17556 249.220f Form 20-F amended.........................................17556 249.240f Form 40-F amended.........................................17556 249.308 Form 8-K amended...........................................17557 249.308a Form 10-Q amended.........................................17557 249.310 Form 10-K amended..........................................17557 271 Table amended...........................................41148, 41151 279.1 Form ADV amended.............................................21475 279.2 Form ADV-W amended...........................................21475 Proposed Rules: 1--199 (Ch. I).......................................21494, 23765, 40282 3..................................................................21330 200--299 (Ch. II)..................................................40452 210................................................................18877 211................................................................18877 229................................................................18877 230................................................................33839 231................................................................18877 241................................................................18877 275................................................................21487 400--499 (Ch. IV)..................................................27217 1500...............................................................17947 1507...............................................................17947