[List of CFR Sections Affected (LSA), September 2018] [From the U.S. Government Publishing Office, www.gpo.gov] TITLE 17_COMMODITY AND SECURITIES EXCHANGES Chapter I_Commodity Futures Trading Commission (Parts 1_199) 1.33 (a)(2) and (b)(3) introductory text revised 30534 3.1 (j) added......................................................43522 3.3 (d), (e), and (f) revised......................................43522 3 Appendix C added.................................................43523 30 Policy statement................................................23577 49 Authority citation revised......................................27436 49.2 (a)(5) revised................................................27436 49.9 (a)(9) revised................................................27436 49.17 (a), (b)(1)(vii), (2), (c)(2), (d)(1), (2), (3), (4)(i) through (iv), (5), (6), (e), and (f) revised; (c)(2) and (3) amended; (h) and (i) added......................................................27436 49.18 Revised......................................................27438 49.22 (d)(4) revised...............................................27439 49 Appendix B added................................................27439 Chapter II_Securities and Exchange Commission (Parts 200_399) 200.30-7 (d) redesignated as (e); new (d) added....................44466 200.30-14 (i) through (m) redesignated as (k) through (o); new (i) and new (j) added; new (k) revised....................................................44466 200.80--200.83 (Subpart D) Revised.................................30327 200.80 (a)(2) introductory text, (c)(1)(ii), and (e)(8)(ii) revised.............................................25366 200.80 Revised.....................................................30327 200.80a Removed....................................................30333 200.80b Revised....................................................25366 200.80b Removed....................................................30333 200.80c Removed....................................................30333 200.80d Removed....................................................30333 200.80e Removed....................................................30333 200.80f Removed....................................................30333 200.800 (b) table amended (OMB number).............................29203 201.360 (c) and (d)(2) revised.....................................25366 201.1103 Revised...................................................25366 210.3-05 (b)(2)(iv) revised........................................32018 227 Authority citation revised.....................................47836 227.202 (c) added (temporary); interim.............................47836 229.10 (f)(1) and (2) revised......................................32018 229.601 (a) table amended; (b)(100) removed; (b)(101) revised...............................................40873 230.144 (c)(1)(ii) revised; Note amended...........................40873 230.257 (f) added (temporary); interim.............................47836 230.405 Amended....................................................32019 230.485 (c)(3) revised.............................................40874 230.497 (c) and (e) amended........................................40874 230.498 (b)(1)(v) revised; (b)(1)(vi) and (vii) added..........................................................29204 230.498 (b)(1)(v)(A) and (f)(2) amended; eff. 1-1- 21.............................................................29204 230.498 (b)(1)(vii) removed; eff. 1-1-22...........................29204 230.701 (e) introductory text revised..............................34944 232.11 Amended.....................................................40874 232.201 (b) and (c) revised........................................40874 232.202 (a) introductory text, (2), (b)(2), (3), (c)(1), (2) introductory text, (d)(1), (2), Note 3, and Note 4 revised; (c)(3) removed.....................40874 232.301 Revised.............................................22192, 33120 232.301 (a)(1)(xxi) added..........................................38910 232.305 (b) revised................................................40875 232.314--232.401 Undesignated center heading revised........................................................40875 232.401 Removed....................................................40875 232.402 Removed....................................................40875 232.405 Preliminary Notes 1, 2, 3, and (a)(4) removed; (a)(3) redesignated as new (a)(4); heading, (a) heading, (1), (2), new (4), (d) introductory text, (e) introductory text, (f), and note revised; introductory text and new (a)(3) added...................................................40875 239.11 Form S-1 amended............................................32020 239.13 Form S-3 amended............................................32020 239.13 (a)(7)(ii) revised; Form S-3 amended........................40877 239.14 Form N-2 amended............................................29207 239.14 Form N-2 amended; eff. 1-1-22...............................29207 239.15A Form N-1A amended...................................29206, 40880 239.15A Form N-1A amended; eff. 1-1-22.............................29207 239.16b Form S-8 amended...........................................32020 239.16b (b)(2) revised; Form S-8 amended...........................40877 239.17a Form N-3 amended...........................................29207 [[Page 40]] 239.17a Form N-3 amended; eff. 1-1-22..............................29208 239.17b Form N-4 amended...........................................29208 239.17b Form N-4; eff. 1-1-22......................................29208 239.17c Form N-6 amended...........................................29208 239.17c Form N-6; eff. 1-1-22......................................29208 239.18 Form S-11 amended...........................................32020 239.25 Form S-4 amended............................................32021 239.33 (a)(6)(ii) revised; Form F-3 amended........................40877 239.40 Form F-10 amended...........................................40878 240.3a1-1 revised..................................................38911 240.12b-2 Amended..................................................32021 240.13a-14 (f) revised.............................................40878 240.14a-16 (f)(2)(iii) amended.....................................29204 240.15d-14 (f) revised.............................................40878 240.15c2-12 (b)(5)(i)(C)(14) amended; (b)(5)(i)(C)(15), (16), and (f)(11) added......................44742 242.300 (f) introductory text, (2), and (3) revised; (k) added.............................................38911 242.301 (a)(5), (b)(2)(i), (vii), (9)(i), (ii), (10) heading, (i) introductory text, and (ii) revised; (b)(2)(viii) added....................................38911 242.303 (a) introductory text and (2)(ii) amended; (a)(1)(v) added................................................38911 242.304 Added......................................................38911 249.210 Form 10 amended............................................32022 249.220f Form 20-F amended.........................................40878 249.240f Form 40-F amended.........................................40878 249.306 Form 6-K amended...........................................40879 249.308a Form 10-Q amended........................................32022, 249.310 Form 10-K amended...................................32022, 40880 249.331 Form N-CSR amended; eff. 1-1-21............................29208 249.640 Added......................................................38913 249.1100 Form MSD amended..........................................22193 249.1300--249.1330 (Subpart N) Form MA Series amended........................................................22193 249.1300 Form MA amended...........................................22193 249.1310 Form MA-I amended.........................................22193 249.2000 Form Funding Portal amended...............................22192 270.8b-1 Revised...................................................40880 270.8b-2 Introductory text revised.................................40880 270.8b-33 Removed..................................................40880 270.30a-2 (d) removed..............................................40880 270.30e-3 Added....................................................29205 270.30e-3 (a) amended; (i) removed; eff. 1-1-22....................29206 274.11a-1 Form N-2 amended.........................................29207 274.11a-1 Form N-2 amended; eff. 1-1-22............................29207 274.11A Form N-1A amended............................29206, 31876, 40880 274.11A Form N-1A amended; eff. 1-1-22.............................29207 274.11b Form N-3 amended...........................................29207 274.11b Form N-3 amended; eff. 1-1-22..............................29208 274.11c Form N-4 amended...........................................29208 274.11c Form N-4; eff. 1-1-22......................................29208 274.11d Form N-6 amended...........................................29208 274.11d Form N-6; eff. 1-1-22......................................29208 274.128 Form N-CSR amended; eff. 1-1-21............................29208 274.150 Form N-PORT amended........................................31876 Proposed Rules: 1...........................................................27444, 31078 23..........................................................23842, 36484 39.................................................................39923 41.................................................................36799 50.................................................................44001 75..........................................................33432, 45860 140................................................................39923 210.........................................................20753, 26891 229................................................................26891 230..................................................26788, 26891, 34958 232................................................................26891 239................................................................37332 240.............................21416, 21574, 23848, 26891, 34702, 48733 242................................................................26788 249..................................................21416, 23848, 34702 255.........................................................33432, 45860 270..................................................26788, 26891, 37332 274.........................................................26891, 37332 275..................................................21203, 21416, 23848 279.........................................................21416, 23848 384................................................................22907