Skip to content.
About GPO   |   Newsroom/Media   |   Congressional Relations   |   Inspector General   |   Careers   |   Contact   |   askGPO   |   Help  
 

  FDsys > More Information
(Search string is required)
 

15-611 - Haviland v. TD Ameritrade Incorporated


Download Files

Metadata

Document in Context
15-611 - Haviland v. TD Ameritrade Incorporated
June 25, 2015
PDF | More
the extent, and only to the extent, that TD Ameritrade must continue to make good faith efforts to transfer to Haviland a certificate recognizing ownership in his name of the 75,000 Bancorp X106 shares currently held by the Depository Trust Company. IT IS FURTHER ORDERED that the Clerk shall enter judgment in favor of Haviland and against TD Ameritrade, confirming the Award to the extent, and only to the extent, as stated above. The Clerk shall terminate this case. See document for further details. Signed by Judge Neil V Wake on 06/25/15. (ATD) Modified on 8/10/2015 (KGM).*(Vacated pursuant to 44 Order) ORDER - Defendant TD Ameritrade Inc.'s Motion to Vacate the FINRA Arbitration Award (Doc. 14) is denied. Plaintiff Douglas A. Haviland's Motion to Confirm FINRA Arbitration Award (Doc. 1) is granted to
July 31, 2015
PDF | More
ORDER that TD Ameritrade file by 08/07/15, a brief of no more than five pages explaining why the court should not grant Haviland's Motion for Reconsideration (Doc. 31). See order for details. Signed by Judge Neil V. Wake on 7/31/15. (NKS)
August 10, 2015
PDF | More
** VACATED BY ORDER 64 ** ORDER that Plaintiff Douglas A. Haviland's Motion for Reconsideration (Doc. 31) is granted. The Clerk is to enter judgment in favor of Haviland and against Defendant TD Ameritrade, Inc., confirming the arbitrator's Award of March 11, 2015, in its entirety. The court's June 25, 2015 Order (Doc. 29) and Judgment (Doc. 30) are vacated. Signed by Judge Neil V Wake on 8/10/15.(KGM) Modified on 2/12/2016 (LAD).
February 12, 2016
PDF | More
ORDER granting 46 Motion for Reconsideration and order and Judgment of August 19, 2015, are vacated (Doc. 44, 45). IT IS FURTHER ORDERED that the Judgment of June 25, 2015, is reinstated (Doc. 30). IT IS FURTHER ORDERED that the Clerk enter judgment in favor of Plaintiff Douglas A. Haviland and against Defendant TD Ameritrade, Inc., confirming the Arbitration Award to the extent, and only to the extent, that TD Ameritrade must continue to make good faith efforts to transfer to Haviland a certificate recognizing ownership in his name of the 75,000 Bancorp X106 shares currently held by the Depository Trust Company. The Clerk shall terminate this case. (See document for further details). Signed by Judge Neil V Wake on 2/12/16. (LAD)