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15-1345 - Raymond J. Lucia Companies, In, et al v. SEC


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15-1345 - Raymond J. Lucia Companies, In, et al v. SEC
August 9, 2016
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OPINION [1629279] filed (Pages: 31) for the Court by Judge Rogers. [15-1345]
June 26, 2017
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PER CURIAM JUDGMENT [1681303] filed (without memorandum) that the petition for review is denied by an equally divided court. Before Judges: Garland,* Henderson, Rogers, Tatel, Brown, Griffith, Kavanaugh, Srinivasan, Millett, Pillard and Wilkins. (Chief Judge Garland did not participate in this matter) [15-1345] [VACATED BY JUDGMENT ISSUED 8/15/18]
August 15, 2018
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PER CURIAM JUDGMENT [1745723] filed (without memorandum) , on the court’s own motion, that the judgment filed June 26, 2017, be vacated. It is FURTHER ORDERED that the petition for review be granted, the Commissions decision and order be set aside, and this case be remanded to the agency for a new hearing either before another Administrative Law Judge or before the Commission, in accordance with Lucia v. SEC, The Clerk is directed to issue the mandate forthwith. Before Judges: Garland*, Henderson, Rogers, Tatel, Griffith, Kavanaugh*, Srinivasan, Millett, Pillard, Wilkins and Katsas*. [15-1345] (Chief Judge Garland and Circuit Judges Kavanaugh and Katsas did not participate in this matter)