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09-1775 - Securities And Exchange Commission v. The Nutmeg Group, LLC et al


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09-1775 - Securities And Exchange Commission v. The Nutmeg Group, LLC et al
August 26, 2010
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MOTION by Plaintiff Securities And Exchange Commission for judgment as to Relief Defendant Sam Wayne (Consented) (Attachments: # (1) Exhibit Proposed Judgment, # (2) Exhibit Consent)(Shoenthal, Andrew)
October 19, 2011
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WRITTEN Opinion entered by the Honorable William J. Hibbler on 10/19/2011: The Court GRANTS in part and DENIES in part the SEC's Motion to Strike Defendant's Jury Demand (doc.#333). Signed by the Honorable William J. Hibbler on 10/19/2011. Mailed notice(vcf, )
October 19, 2011
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MEMORANDUM Opinion and Order Signed by the Honorable William J. Hibbler on 10/19/2011. Mailed notice(vcf, )
October 19, 2011
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MEMORANDUM Opinion and Order Signed by the Honorable William J. Hibbler on 10/19/2011. Mailed notice(vcf, )
March 8, 2012
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WRITTEN Opinion entered by the Honorable William J. Hibbler on 3/8/2012: The Court GRANTS the Receiver's Motion for Interim Fee Applications (docs. #338, 402). The Court GRANTS the Receiver's Motion to Pay the Invoices of Novack and Macey (doc.# 404). The Court approves $19,489.50 in compensation for the Receiver and her counsel's services from May I, 2011 through June 30, 2011 and $614.21 as reimbursement for costs in the same period (doc. #338). The Court approves $8,867 in compensation for the Receiver and her counsel's services from July I, 2011 through August 31, 2011 and $205.76 as reimbursement for costs in the same period (doc. #402). The Court approves payment of $98,452.82 to Novack and Macey LLP (doc. #404). Signed by the Honorable William J. Hibbler on 3/8/2012. Mailed notice(vcf, )
August 13, 2012
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WRITTEN Opinion entered by the Honorable Sharon Johnson Coleman on 8/13/2012:Before the Court is a motion filed by Michael Alonso et al. (the Alonso Petitioners) seeking a declaration that they are entitled to file a derivative claim against the Receiver and her retained counsel as of right, or alternatively, seeking permission to file their claim [doc. 406]. For the reason stated herein, the motion is granted. Mailed notice(rth, )
September 21, 2012
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MEMORANDUM Opinion and Order. Signed by the Honorable Jeffrey T. Gilbert on 9/21/2012. (ep, )
February 6, 2013
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WRITTEN Opinion entered by the Honorable Jeffrey T. Gilbert on 2/6/2013: Motion and status hearing held on 2/4/13. Defendant Randall Goulding's Motion for Sanctions Due to Multiple Frauds on the Court, etc. 545 and Defendant David Goulding's Motion for Sanctions Due to Multiple Frauds on the Court, etc. 548 are denied for the reasons stated on the record. However, the order entered on 9/1/10 230 by the late Judge William J. Hibbler, who previously presided over this case, is annotated in one respect for the reasons discussed below in light of one of the arguments raised by Defendants in their Motions. Motion to Quash by Alan D. Lasko and Alan D. Lasko & Associates, P.C. 561 is granted in part and denied in part for the reasons stated on the record. The parties also reported on the status of various matters discussed in the Court's order of 1/18/13 611. Continued status hearing set for 2/26/13 at 10:00 a.m. (See Written Opinion for further details.) Mailed notice(mr, )
March 1, 2013
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WRITTEN Opinion entered by the Honorable Jeffrey T. Gilbert on 3/1/2013: Motion hearing held on 2/26/13 on Plaintiff's Motion for An Extension of Time to Answer or Supplement Interrogatory Answers [DE#617]. For the reasons explained in the Statement below, the Court sua sponte reconsiders and modifies its ruling on 2/18/13 [DE#611] to the limited extent that Defendant's Motion to Compel a further response to Interrogatory No. 1 [DE#553] is now denied, and Plaintiff no longer is required to supplement its answer to Interrogatory No. 1. Therefore, Plaintiff's Motion for An Extension of Time to Answeror Supplement Interrogatory Answers [DE#617] is denied as moot. This case is set for a status hearing on 3/28/13 at 10:45 a.m. See Statement for further details. Mailed notice(mr, )
June 7, 2013
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WRITTEN Opinion entered by the Honorable Jeffrey T. Gilbert on 6/7/2013: Status hearing held on 6/7/14. The parties reported that Mari Ready of Crowe Horwath was deposed on 5/31/13 per the Court's prior order 650. The parties also reported their different characterizations and interpretations of Ms. Reidy's testimony at her deposition. As discussed on the record and for the reasons summarized in the Statement below, the Court sua sponte orders plaintiff to supplement its Rule 26(a)(1)(A)(iii) disclosure and break down the $2,334,838.17 that plaintiff states it is seeking from one or more of the primary defendants or the relief defendants in this case, and to amend its answer to defendant Randall Goulding's interrogatory served on 7/25/12 seeking an explanation of the components of the $2,334,838.17 that Nutmeg is alleged to owe to Fund investors as referenced in paragraph 88 of plaintiff's amended complaint [553-18]. Plaintiff shall serve its supplemental disclosure and amended response to defendant's interrogatory on or before 6/28/13. See Statement for further details. Mailed notice(mr, )
February 18, 2016
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MEMORANDUM Opinion and Order: For all of the reasons stated in the Court's Memorandum Opinion and Order, the SEC's Motion for Summary Judgment [ECF No. 719] is granted in part and denied in part, and Randall and David's Motion for Summary Judgment [ECF No. 726] is denied. See attached Memorandum Opinion and Order for further details. Signed by the Honorable Jeffrey T. Gilbert on 2/18/2016. Mailed notice (ber, )
May 24, 2016
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MEMORANDUM Opinion and Order: Defendant Randall Goulding's Motion to Reconsider 818 is denied. See attached Memorandum Opinion and Order for further details. The motion hearing on Defendant's Motion to Reconsider set for 5/26/16 at 1:30 p.m. 827 is stricken. The status hearing previously set for 5/26/16 at 1:30 p.m. will proceed as scheduled. Signed by the Honorable Jeffrey T. Gilbert on 5/24/2016. Mailed notice(ber, )
April 28, 2017
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MEMORANDUM Opinion and Order: For all of the reasons stated in the Court's Memorandum Opinion and Order, the SEC's Motion [ECF No. 847] is granted in part and denied in part, and Defendants' Motion [ECF No. 852] is granted in part and denied in part. See attached Memorandum Opinion and Order for further details. Signed by the Honorable Jeffrey T. Gilbert on 4/28/2017. Mailed notice(ber, )
August 1, 2017
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MEMORANDUM Opinion and Order: For all of the reasons stated in the Court's Memorandum Opinion and Order, the SEC's Motions in Limine [ECF No. 885] are granted in part and denied in part. See attached Memorandum Opinion and Order for further details. Signed by the Honorable Jeffrey T. Gilbert on 8/1/2017. Mailed notice(ber, )
October 31, 2017
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ORDER: Plaintiff's Motion to Reconsider Order Barring Mari Reidy from Offering Opinion Testimony on Certain Accounting Matters ("Motion to Reconsider") [ECF No. 910] is denied. See attached Statement for further details. Signed by the Honorable Jeffrey T. Gilbert on 10/31/2017. Mailed notice(ber, )
November 22, 2017
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ORDER: Plaintiff's Motion to Preclude Ryan Goulding from Offering Expert Testimony [ECF No. 940] is granted. See attached Statement for further details. Signed by the Honorable Jeffrey T. Gilbert on 11/22/2017. Mailed notice(ber, )
March 5, 2018
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MOTION by Plaintiff Securities And Exchange Commission for judgment of disgorgement against David Goulding, David Goulding, Inc. and David Samuel, LLC (Moye, Robert)