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16-6848 - United States Securities and Exchange Commission et al v. Platinum Management (NY) LLC et al

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Uri Landesman, Defendant
David Levy, Defendant
Joseph Mann, Defendant
Mark Nordlicht, Defendant
Platinum Credit Management, L.P., Defendant
Platinum Management (NY) LLC, Defendant
Joseph Sanfilippo, Defendant
Jeffrey Shulse, Defendant
Daniel Small, Defendant
Goldin Associates, LLC, Expert
Otterbourg P.C., Expert
Arabella Exploration, LLC, Interested Party
Arabella Operating, LLC, Interested Party
Beechwood Bermuda International Ltd., Interested Party
Beechwood Re Limited, Interested Party
Bruce Bullen, Interested Party
Patricia Faris, Interested Party
Elizabeth Garatoni, Interested Party
Michael Garatoni, Interested Party
Garatoni Family Foundation, Interested Party
Heartland Bank, Interested Party
Joint Official Liquidators of Platinum Partners Value Arbitrage Fund International Limited in Official Liquidation, and Platinum Partners Value Arbitrage Intermediate Fund Ltd. in Official Liquid, Interested Party
Allen Kaplan, Interested Party
Mary G. DeSimone Irrevocable Trust, Interested Party
Alexander Novak, Interested Party
Faris Philip, Interested Party
Robb Charitable Lead Trust, Interested Party
John Smith, Interested Party
Lori Smith, Interested Party
Courtney Solcher, Interested Party
Felicia Solcher, Interested Party
Gerry Solcher, Interested Party
Sally Solcher, Interested Party
Whitney Solcher, Interested Party
Steven Singer 2006 Revocable Trust, Interested Party
Teresa L. Perlstein Revocable Trust, Interested Party
The Garatoni Holdings Investment Partnership, Interested Party
The Perry and Ruby Stevens Charitable Foundation, Interested Party
The World Traveler Revocable Trust, Interested Party
William J. Perlstein Revocable Trust, Interested Party
Anthony Wright, Interested Party
United States Attorney's Office for the Eastern District of New York, Intervenor
United States Securities and Exchange Commission, Plaintiff
Court-Appointed Receiver, Receiver
Receiver, Receiver
Bart Schwartz, Receiver
Richard Schmidt, Trustee
Morris D. Weiss, Trustee
Document in Context
16-6848 - United States Securities and Exchange Commission et al v. Platinum Management (NY) LLC et al
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July 7, 2017
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ORDER granting 42 Motion to Intervene; granting 42 Motion to Stay -- For the reasons set forth in the ATTACHED WRITTEN MEMORANDUM AND ORDER, the Government's (represented by the Office of the U.S. Attorney for the Eastern District of New York) motion to intervene and to stay civil proceedings is granted. The SEC action is stayed pending the resolution of the criminal proceeding against the Individual Defendants. Nothing contained in this Electronic Order or the Attached Memorandum and Order is to be construed as affecting the responsibilities and actions of the Receiver in disposing of the receivership assets. SO ORDERED by Chief Judge Dora Lizette Irizarry on 7/7/2017. (Irizarry, Dora)
November 21, 2017
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MEMORANDUM OPINION dated 11/20/17 re: that by Order dated November 11, 2017, I granted the Receivers application to approve the retention of Houlihan Lokey Capital, Inc. (Houlihan), nunc pro tunc to September 11, 2017(the Application), overruling the opposition to the Application filed by a large group of non-insider Platinum Partners Credit Opportunities (PPCO) investors (the Objecting Investors). This Memorandum Opinion sets forth the basis for that Order. ( Ordered by Judge Brian M. Cogan on 11/20/2017 ) (Guzzi, Roseann)