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17 CFR 5 - OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS


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Document in Context
   
Collapse    Title 1 - General Provisions
Parts 1 - 500. January 1, 2011.
Expand    Title 2 - Grants and Agreements
Parts 1 - 5800. January 1, 2011.
Expand    Title 3 - The President
Parts 100 - 102. January 1, 2011.
Expand    Title 4 - Accounts
Parts 2 - 202. January 1, 2011.
Expand    Title 5 - Administrative Personnel
Parts 1 - 9901. January 1, 2011.
Expand    Title 6 - Domestic Security
Parts 5 - 37. January 1, 2011.
Expand    Title 7 - Agriculture
Parts 1 - 4290. January 1, 2011.
Expand    Title 8 - Aliens and Nationality
Parts 1 - 1337. January 1, 2011.
Expand    Title 9 - Animals and Animal Products
Parts 1 - 592. January 1, 2011.
Expand    Title 10 - Energy
Parts 1 - 1800. January 1, 2011.
Expand    Title 11 - Federal Elections
Parts 1 - 9430. January 1, 2011.
Expand    Title 12 - Banks and Banking
Parts 1 - 1815. January 1, 2011.
Expand    Title 14 - Aeronautics and Space
Parts 1 - 1310. January 1, 2011.
Expand    Title 15 - Commerce and Foreign Trade
Parts 0 - 2301. January 1, 2011.
Expand    Title 16 - Commercial Practices
Parts 0 - 1750. January 1, 2011.
Collapse    Title 17 - Commodity and Securities Exchanges
Parts 1 - 450. April 1, 2011.
Toc - Table Of Contents
Toc - Table Of Contents
Toc - Table Of Contents (Parts 5 - 5)
Section 5.1 - Definitions.
Section 5.2 - Prohibited transactions.
Section 5.3 - Registration of persons engaged in retail forex transactions.
Section 5.4 - Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.
Section 5.5 - Distribution of “Risk Disclosure Statement” by retail foreign exchange dealers, futures...
Section 5.6 - Maintenance of minimum financial requirements by retail foreign exchange dealers and futures...
Section 5.7 - Minimum financial requirements for retail foreign exchange dealers and futures commission...
Section 5.8 - Aggregate retail forex assets.
Section 5.9 - Security deposits for retail forex transactions.
Section 5.10 - Risk assessment recordkeeping requirements for retail foreign exchange dealers.
Section 5.11 - Risk assessment reporting requirements for retail foreign exchange dealers.
Section 5.12 - Financial reports of retail foreign exchange dealers.
Section 5.13 - Reporting to customers of retail foreign exchange dealers and futures commission merchants...
Section 5.14 - Records to be kept by retail foreign exchange dealers and futures commission merchants.
Section 5.15 - Unlawful representations.
Section 5.16 - Prohibition of guarantees against loss.
Section 5.17 - Authorization to trade.
Section 5.18 - Trading and operational standards.
Section 5.19 - Pending legal proceedings.
Section 5.20 - Special calls for account and transaction information.
Section 5.21 - Supervision.
Section 5.22 - Registered futures association membership.
Section 5.23 - Notice of bulk transfers and bulk liquidations.
Section 5.24 - Applicability of other parts of this chapter
Section 5.25 - Applicability of the Act.
Part 20 - Reserved
Parts 191-199 - Reserved
Expand
Chapter II - SECURITIES AND EXCHANGE COMMISSION (Parts 200 - 301)
Expand    Title 18 - Conservation of Power and Water Resources
Parts 1 - 1317. April 1, 2011.
Expand    Title 19 - Customs Duties
Parts 0 - 360. April 1, 2011.
Expand    Title 20 - Employees' Benefits
Parts 1 - 1010. April 1, 2011.
Expand    Title 21 - Food and Drugs
Parts 1 - 1499. April 1, 2011.
Expand    Title 22 - Foreign Relations
Parts 1 - 1701. April 1, 2011.
Expand    Title 23 - Highways
Parts 1 - 1399. April 1, 2011.
Expand    Title 24 - Housing and Urban Development
Parts 0 - 4100. April 1, 2011.
Expand    Title 25 - Indians
Parts 1 - 1200. April 1, 2011.
Expand    Title 26 - Internal Revenue
Parts 1 - 801. April 1, 2011.
Expand    Title 27 - Alcohol, Tobacco Products and Firearms
Parts 1 - 646. April 1, 2011.
Expand    Title 28 - Judicial Administration
Parts 0 - 1100. July 1, 2011.
Expand    Title 29 - Labor
Parts 0 - 4907. July 1, 2011.
Expand    Title 30 - Mineral Resources
Parts 1 - 1290. July 1, 2011.
Expand    Title 31 - Money and Finance:Treasury
Parts 0 - 1099. July 1, 2011.
Expand    Title 32 - National Defense
Parts 1 - 2800. July 1, 2011.
Expand    Title 33 - Navigation and Navigable Waters
Parts 1 - 499. July 1, 2011.
Expand    Title 34 - Education
Parts 1 - 1200. July 1, 2011.
Expand    Title 36 - Parks, Forests, and Public Property
Parts 1 - 1600. July 1, 2011.
Expand    Title 38 - Pensions, Bonuses, and Veterans' Relief
Parts 0 - 200. July 1, 2011.
Expand    Title 39 - Postal Service
Parts 1 - 3060. July 1, 2011.
Expand    Title 40 - Protection of Environment
Parts 1 - 1700. July 1, 2011.
Expand    Title 41 - Public Contracts and Property Management
Parts 50 - 304. July 1, 2011.
Expand    Title 42 - Public Health
Parts 1 - 1008. October 1, 2011.
Expand    Title 43 - Public Lands: Interior
Parts 1 - 10010. October 1, 2011.
Expand    Title 45 - Public Welfare
Parts 1 - 2555. October 1, 2011.
Expand    Title 46 - Shipping
Parts 1 - 565. October 1, 2011.
Expand    Title 47 - Telecommunication
Parts 0 - 400. October 1, 2011.
Expand    Title 48 - Federal Acquisition Regulations System
Parts 1 - 9903. October 1, 2011.
Expand    Title 49 - Transportation
Parts 1 - 1580. October 1, 2011.
Expand    Title 50 - Wildlife and Fisheries
Parts 1 - 697. October 1, 2011.